OCSL Insider Trading - Oaktree Specialty Lending Corporation

内部人士股份	41,402,105 shares
所有內部人士	39

内部人士情绪分数

“内部人士情绪分数”用于查找被公司内部人士购入的公司。

它是一个复杂的多因素量化模型的结果，该模型能够辨识具有最高内部人士累积持有水平的公司。该评分模型结合了内部人士在过去90天内买入的净数量、总买入股份占流通股比例，以及内部人士拥有的总股份的指标。该分数的范围从0到100，数值越高表示相对于同行业而言具有更高程度的内部人士持股水平，50为平均值。

更新频率：每日

参阅“内部人士首选”，该清单呈现被内部人士购入最多的公司。

查阅“高排名股票”

高管情绪分数

“高管情绪分数”用于查找被公司管理层购入的公司。

根据定义，公司高管是公司内部人士，但与其他内部人士（10%的股东和董事会成员）不同，公司高管每天在公司工作，而且他们使用自己的资金进行交易。（10%的股东和董事会成员通常是基金经理，管理着其他人的资金。）因此，公司高管进行的内幕交易更为重要，应该被适当地重视和关注。

如同“内部人士情绪分数”，“高管情绪分数”也是一个复杂的多因素量化模型的计算结果，该模型能够辨识具有最高高管累积持有水平的公司。

更新频率：每日

参阅“内部人士首选”，该清单呈现被内部人士购入最多的公司。

查阅“高排名股票”

关键内部人士指标

此表格显示了公司在各种内部人士指标上的排名。百分位数排名显示了这家公司在美国市场与其他公司相比的表现。排名越高表明公司所处状况越好。

举例来说，一般认为内部人士的买入是一个积极的指标，因此具有更多内部人士买入的公司将排名高于那些内部人士买入较少（甚至有内部人士卖出）的公司。

内部人士买入净数（排名）

1 ( )

465 out of 11305

内部人士买入净数是过去90天内买入的内部人士总数减去卖出的内部人士总数。以百分位排名显示（范围从0到100%）。

内部人士买入占流通股比例（排名）

N/A

内部人士买入占流通股比例是内部人士在过去90天内买入的股份总数减去卖出的股份总数，除以总流通股数并乘以100。

内幕交易图表

以下图表显示了Oaktree Specialty Lending Corporation内部人士交易。内部人士包括公司的高管、董事或重要投资者。一般而言，基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是，他们必须通过Form 4向美国证券交易委员会（SEC）报告所有交易。

内部人员名单及盈利指标

这张表格显示已知的内部人士名单，从向美国证券交易委员会（SEC）披露的申报文件中自动生成。除了姓名、当前职位和董事、高管或10%所有人的任命外，我们还提供了最新披露的持股信息。此外，我们尽可能提供内部人士的历史交易表现。历史交易表现是内部人士实际进行的公开市场买入交易表现的加权平均值。有关此计算方式的更多信息，请查看YouTube网络研讨会。

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内部人士	持股数量	分拆调整
Adam C Berkman Director - [D]	0	0
Bernard D Berman Chief Executive Officer, Director - [D] [O]	35,968	35,968
Blakeman Chad S. Co-Chief Investment Officer - [O]	1,000	1,000
Phyllis R Caldwell Director - [D]	18,000	18,000
William H Craig CFO and CCO - [O]	0	0
Melvin Carlisle CFO & Treasurer - [O]	41,713	13,904
James Castro-Blanco Director - [D]	32,564	32,564
Richard P Dutkiewicz Director - [D]	24,452	24,452
Patrick J Dalton Chief Executive Officer, Director - [D] [O]	22,500	22,500
Dimitrov Ivelin M. Chief Investment Officer, Director - [D] [O]	26,870	26,870
Brian S Dunn Director - [D]	30,000	30,000
Alexander C Frank Director - [D]	30,446	30,446
John Frank Director - [D]	44,663	14,888

内部人士	持股数量	分拆调整
Marc Gamsin Director - [D]	35,000	11,667
Life Insurance CO Genworth	0
Deborah Ann Gero Director - [D]	22,411	22,411
Goodman Marc A. Chief Investment Officer - [O]	54,207	54,207
Byron J Haney Director - [D]	28,000	28,000
Harrison David H. Chief Compliance Officer - [O]	9,190	9,190
Craig A Jacobson Director - [D]	71,667	71,667
Raghav Khanna Co-Chief Investment Officer - [O]	6,000	6,000
Khorana Sandeep K. Director - [D]	2,500	2,500
Kimberly Larin	0
Edgar Lee See Remarks - [O]	12,000	4,000
Frank C Meyer Director - [D]	119,750	119,750
Christopher McKown See Remarks - [O]	5,092	5,092

内部人士	持股数量	分拆调整
Noreika Steven M. Chief Financial Officer - [O]	1,611	1,611
Oaktree Capital Management Lp 10% Owner - [10%]	276,000	92,000
Todd Owens Chief Executive Officer, Director - [D] [O]	10,000	10,000
Ashley Pak Chief Compliance Officer - [O]	1,920	1,920
Armen Panossian See Remarks - [O]	20,789	20,789
Mathew Pendo President - [O]	52,596	52,596
Richard A Petrocelli Chief Financial Officer - [O]	17,000	17,000
Douglas F Ray Director - [D]	15,736	15,736
Richard Ruben Director - [D]	101,625	33,875
Matthew Stewart Chief Operating Officer - [O]	9,668	9,668
Leonard M Tannenbaum -	15,306,589	5,102,196
Bruce E Toll Director - [D]	30,000	30,000
Bruce Zimmerman Director - [D]	57,390	19,130

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跟踪内部人士买入记录 - 短期收益分析

在这一部分，我们分析了在 OCSL / Oaktree Specialty Lending Corporation 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报，以及是否值得跟踪。该分析基于每笔交易后一年的情况，结果仅为理论值。 .

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期	内部人士	报告股数	报告价格	经调整股数	经调整价格	成本基础	达到最高利润的天数	达到最高利润时的价格	最高利润($)	最高回报率（%）
2025-06-30	Gero Deborah Ann	2,500	13.7000	2,500	13.7000	34,250	17	14.6800	2,450	7.15
2025-05-15	Panossian Armen	8,000	14.1300	8,000	14.1300	113,040
2025-05-07	CALDWELL PHYLLIS R	2,000	13.3250	2,000	13.3250	26,650
2025-05-06	Jacobson Craig A	14,910	13.4084	14,910	13.4084	199,919
2025-02-25	CALDWELL PHYLLIS R	2,500	15.8300	2,500	15.8300	39,575
2025-02-24	Pendo Mathew	6,260	15.9250	6,260	15.9250	99,690
2025-02-24	Khanna Raghav	6,000	15.9500	6,000	15.9500	95,700
2024-09-20	CALDWELL PHYLLIS R	500	16.0100	500	16.0100	8,005
2024-09-20	CALDWELL PHYLLIS R	405	16.0099	405	16.0099	6,484

经调整价格已按拆股调整。经调整股数已按拆股调整。

OCSL / Oaktree Specialty Lending Corporation Insider Trades

追踪内部人士卖出记录 - 短期亏损分析

在这一部分，我们分析了在 OCSL / Oaktree Specialty Lending Corporation 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式，可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况，结果仅为理论值。 .

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期	内部人士	报告股数	报告价格	经调整股数	经调整价格	成本基础	达到最低利润的天数	达到最低利润时的价格	避免的最高损失金额($)	避免的最高损失率($)
2021-12-30	TANNENBAUM LEONARD M	84,954	7.5040	28,318	22.5120	637,495	273	17.82	-132,867	-20.84
2021-12-29	TANNENBAUM LEONARD M	200,000	7.5220	66,667	22.5660	1,504,400
2021-12-28	TANNENBAUM LEONARD M	200,000	7.5470	66,667	22.6410	1,509,400
2021-12-27	TANNENBAUM LEONARD M	200,000	7.5400	66,667	22.6200	1,508,000
2021-12-23	TANNENBAUM LEONARD M	200,000	7.5070	66,667	22.5210	1,501,400
2021-12-13	TANNENBAUM LEONARD M	34,100	7.5510	11,367	22.6530	257,489
2021-12-06	TANNENBAUM LEONARD M	100	7.5000	33	22.5000	750
2021-12-02	TANNENBAUM LEONARD M	5,000	7.5000	1,667	22.5000	37,500
2021-11-17	TANNENBAUM LEONARD M	353,485	7.5580	117,828	22.6740	2,671,640

经调整价格已按拆股调整。经调整股数已按拆股调整。

交易历史记录

点击链接图标即可查看完整的交易历史记录。作为 10b5-1 自动交易计划的一部分进行报告的交易，将在标记为 10b-5 的列中显示 X。

备案日期	交易日期	表格	内部人士	股票代码	证券种类	代码	直接	执行价格	单位价格	股数变化	价值变化 (1K)	剩余期权	剩余股份
2025-07-01	2025-06-30	4	Gero Deborah Ann	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		13.7000	2,500	34		22,411
2025-05-19	2025-05-15	4	Panossian Armen	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		14.1300	8,000	113		20,789
2025-05-08	2025-05-07	4	CALDWELL PHYLLIS R	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		13.3250	2,000	27		18,000
2025-05-07	2025-05-06	4	Jacobson Craig A	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		13.4084	14,910	200		71,667
2025-02-26	2025-02-25	4	CALDWELL PHYLLIS R	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		15.8300	2,500	40		16,000
2025-02-25	2025-02-24	4	Pendo Mathew	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		15.9250	6,260	100		52,596
2025-02-25	2025-02-24	4	Khanna Raghav	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		15.9500	6,000	96		6,000
2024-09-23	2024-09-20	4	CALDWELL PHYLLIS R	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		16.0050	95	2		13,500
2024-09-23	2024-09-20	4	CALDWELL PHYLLIS R	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		16.0099	405	6		13,405
2024-09-23	2024-09-20	4	CALDWELL PHYLLIS R	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		16.0100	500	8		13,000
2024-08-14	2024-08-13	4	CALDWELL PHYLLIS R	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		16.2900	834	14		12,500
2024-08-14	2024-08-13	4	CALDWELL PHYLLIS R	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		16.2800	500	8		11,666
2024-02-14	2024-02-12	4	CALDWELL PHYLLIS R	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		20.0650	2,000	40		11,166
2023-04-12	2023-03-09	4	Pak Ashley	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		19.4050	1,000	19		1,920
2023-03-27	2023-03-23	4	Stewart Matthew	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		18.0000	500	9		9,668
2023-03-20	2023-03-17	4	McKown Christopher	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		17.7884	1,000	18		5,092
2023-03-20	2023-03-17	4	CALDWELL PHYLLIS R	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		17.7200	500	9		9,166
2023-03-20	2023-03-16	4	CALDWELL PHYLLIS R	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		18.1899	500	9		8,666
2023-03-20	2023-03-16	4	CALDWELL PHYLLIS R	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		18.1850	500	9		8,166
2023-02-13	2023-02-09	4	Pendo Mathew	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		19.6700	52	1		37,979
2023-02-13	2023-02-09	4	Pendo Mathew	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		19.7200	112	2		37,927
2023-02-13	2023-02-09	4	Pendo Mathew	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		19.7200	516	10		37,815
2023-01-03	2022-12-30	4	CALDWELL PHYLLIS R	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		6.9600	3,800	26		23,000
2022-12-12	2022-12-09	4	CALDWELL PHYLLIS R	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		7.0010	4,000	28		19,200
2022-06-30	2022-06-29	4	CALDWELL PHYLLIS R	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		6.4892	2,500	16		15,200
2022-05-25	2022-05-23	4	CALDWELL PHYLLIS R	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		6.7994	5,000	34		12,700
2022-05-13	2022-05-11	4	CALDWELL PHYLLIS R	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		7.0350	3,200	23		7,700
2022-05-13	2022-05-11	4	CALDWELL PHYLLIS R	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		7.0400	1,800	13		4,500
2022-05-11	2022-05-09	4	Pendo Mathew	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		7.0600	18,381	130		103,591
2022-03-07	2022-03-04	4	Pak Ashley	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		7.4186	2,600	19		2,600
2022-03-03	2022-03-02	4	CALDWELL PHYLLIS R	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		7.4750	800	6		2,700
2022-03-03	2022-03-02	4	CALDWELL PHYLLIS R	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		7.4781	1,900	14		1,900
2022-02-28	2022-02-24	4	McKown Christopher	OCSL	Common Stock, par value $0.01 per share	A - Award	D		7.3196	2,000	15		11,111
2022-01-31		3	Stewart Matthew	OCSL	Common Stock, par value $0.01 per share		D						24,893
2021-12-30	2021-12-30	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		7.5040	-84,954	-637		15,306,589
2021-12-30	2021-12-29	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		7.5220	-200,000	-1,504		15,391,543
2021-12-30	2021-12-28	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		7.5470	-200,000	-1,509		15,591,543
2021-12-27	2021-12-27	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		7.5400	-200,000	-1,508		15,791,543
2021-12-27	2021-12-23	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		7.5070	-200,000	-1,501		15,991,543
2021-12-15	2021-12-13	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		7.5510	-34,100	-257		16,191,543
2021-12-06	2021-12-06	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		7.5000	-100	-1		16,225,643
2021-12-06	2021-12-02	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		7.5000	-5,000	-38		16,225,743
2021-12-02		3	McKown Christopher	OCSL	Common Stock, par value $0.01 per share		D						8,927
2021-11-18	2021-11-17	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		7.5580	-353,485	-2,672		16,230,743
2021-11-18	2021-11-16	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		7.4530	-17,330	-129		16,584,228
2021-11-15	2021-11-11	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		7.5000	-1,500	-11		16,601,558
2021-11-10	2021-11-10	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		7.5003	-48,173	-361		16,603,058
2021-11-10	2021-11-09	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		7.5007	-29,732	-223		16,651,231
2021-11-10	2021-11-08	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		7.5089	-100,000	-751		16,680,963
2021-09-22	2021-09-20	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		7.1000	-4,214,368	-29,922		16,780,963
2021-06-02	2021-06-01	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.7757	-100,000	-678		20,995,331
2021-06-02	2021-05-28	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.7161	-100,000	-672		21,095,331
2021-06-02	2021-05-27	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.7090	-81,287	-545		21,195,331
2021-05-25	2021-05-25	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.7072	-13,900	-93		21,276,618
2021-05-25	2021-05-24	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.7000	-1,647	-11		21,290,518
2021-05-25	2021-05-21	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.7032	-38,200	-256		21,292,165
2021-05-07	2021-05-05	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.7222	-100,000	-672		21,330,365
2021-04-29	2021-04-29	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.7808	-94,052	-638		21,430,365
2021-04-29	2021-04-28	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.7505	-100,000	-675		21,524,417
2021-04-29	2021-04-27	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.7348	-194,130	-1,307		21,624,417
2021-04-26	2021-04-26	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.6860	-100,000	-669		21,818,547
2021-04-26	2021-04-23	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.6821	-100,000	-668		21,918,547
2021-04-26	2021-04-22	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.6804	-11,289	-75		22,018,547
2021-04-21	2021-04-21	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.7000	-15,659	-105		22,029,836
2021-04-21	2021-04-20	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.7007	-100,000	-670		22,045,495
2021-04-21	2021-04-19	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.6644	-100,000	-666		22,145,495
2021-04-16	2021-04-16	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.6200	-120,000	-794		22,245,495
2021-04-16	2021-04-15	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.6032	-2,800	-18		22,365,495
2021-04-16	2021-04-14	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.6045	-52,000	-343		22,368,295
2021-04-13	2021-04-12	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.6058	-200,000	-1,321		22,420,295
2021-04-13	2021-04-09	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.6106	-172,312	-1,139		22,620,295
2021-04-08	2021-04-07	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.4782	-100,000	-648		22,792,607
2021-04-08	2021-04-06	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.4606	-29,872	-193		22,892,607
2021-04-05	2021-04-05	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.3133	-100,000	-631		22,922,479
2021-04-05	2021-04-01	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.2504	-100,000	-625		23,022,479
2021-03-23	2021-03-22	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.2502	-4,500	-28		23,122,479
2021-03-23	2021-03-19	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.2509	-4,393	-27		23,126,979
2021-03-23	2021-03-19	4	TANNENBAUM LEONARD M Trust	OCSL	Common Stock	J - Other	I		6.1600	320,022	1,971		1,332,773
2021-03-23	2021-03-19	4	TANNENBAUM LEONARD M	OCSL	Common Stock	J - Other	D		6.1600	8,038,097	49,515		23,131,372
2021-03-23	2021-03-19	4	Jacobson Craig A	OCSL	Common Stock, par value $0.01 per share	A - Award	D			73,968			170,273
2021-03-23	2021-03-19	4	Zimmerman Bruce	OCSL	Common Stock, par value $0.01 per share	A - Award	D			20,390			57,390
2021-03-23	2021-03-19	4	Gero Deborah Ann	OCSL	Common Stock, par value $0.01 per share	A - Award	D			24,736			59,736
2021-03-23	2021-03-19	4	Ruben Richard	OCSL	Common Stock, par value $0.01 per share	A - Award	D			54,375			101,625
2021-03-23	2021-03-19	4	Frank John	OCSL	Common Stock, par value $0.01 per share	A - Award	D			15,879			44,663
2021-03-23	2021-03-19	4	Carlisle Melvin	OCSL	Common Stock, par value $0.01 per share	A - Award	D			16,713			41,713
2021-03-23	2021-03-19	4	Pendo Mathew	OCSL	Common Stock, par value $0.01 per share	A - Award	D			24,661			78,925
2021-03-23	2021-03-19	4	Panossian Armen	OCSL	Common Stock, par value $0.01 per share	A - Award	D			13,370			38,370
2021-03-22	2021-03-18	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.2500	-100	-1		15,093,275
2021-03-16	2021-03-16	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.3046	-77,050	-486		15,093,375
2021-03-16	2021-03-15	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.2881	-100,000	-629		15,170,425
2021-03-16	2021-03-12	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.2615	-100,000	-626		15,270,425
2021-03-11	2021-03-11	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.2608	-100,000	-626		15,370,425
2021-03-11	2021-03-10	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.2570	-67,411	-422		15,470,425
2021-03-11	2021-03-09	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.2560	-18,597	-116		15,537,836
2021-03-04	2021-03-04	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.2500	-1,800	-11		1,556,433
2021-03-04	2021-03-03	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.2517	-14,985	-94		15,558,233
2021-03-04	2021-03-02	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.2415	-81,202	-507		15,573,218
2021-03-01	2021-03-01	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.2053	-63,779	-396		15,654,420
2021-03-01	2021-02-26	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.1596	-31,500	-194		15,718,199
2021-03-01	2021-02-25	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.2016	-5,100	-32		15,749,699
2021-02-25	2021-02-24	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.1471	-100,000	-615		15,754,799
2021-02-25	2021-02-23	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.1054	-54,798	-335		15,854,799
2021-02-23	2021-02-22	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.1423	-100,000	-614		15,909,597
2021-02-23	2021-02-19	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		6.1066	-72,600	-443		16,009,597
2021-02-10	2021-02-09	4	Pendo Mathew	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		5.9500	12,231	73		54,264
2021-02-10	2021-02-08	4	Pendo Mathew	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		5.9500	8,661	52		42,033
2020-12-17	2020-12-17	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		5.4882	-40,674	-223		16,082,197
2020-12-17	2020-12-16	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		5.5172	-50,000	-276		16,122,871
2020-12-15	2020-12-15	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		5.5135	-63,800	-352		16,172,871
2020-12-15	2020-12-14	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		5.5023	-14,900	-82		16,236,671
2020-12-14	2020-12-11	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		5.6000	-400	-2		16,251,571
2020-12-14	2020-12-10	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		5.6000	-2,500	-14		16,251,971
2020-12-14	2020-12-09	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		5.6000	-2,600	-15		16,254,471
2020-12-14	2020-12-08	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		5.6030	-87,796	-492		16,257,071
2020-12-08	2020-12-07	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		5.6004	-15,923	-89		16,344,867
2020-12-08	2020-12-04	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		5.6033	-43,203	-242		16,360,790
2020-12-04	2020-12-03	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		5.6001	-9,879	-55		16,403,993
2020-12-04	2020-12-02	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		5.6036	-35,200	-197		16,413,872
2020-12-02	2020-12-01	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		5.6073	-40,753	-229		16,449,072
2020-12-02	2020-11-30	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		5.5844	-173,161	-967		16,489,825
2020-11-30	2020-11-25	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		5.5641	-187,962	-1,046		16,662,986
2020-11-30	2020-11-24	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		5.4846	-169,659	-931		16,850,948
2020-11-24	2020-11-23	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		5.4290	-200,000	-1,086		17,020,607
2020-11-24	2020-11-20	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		5.3411	-157,648	-842		17,220,607
2020-11-19	2020-11-18	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		5.2475	-108,054	-567		17,378,255
2020-11-17	2020-11-17	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		5.2010	-49,046	-255		17,486,309
2020-11-17	2020-11-16	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		5.2313	-126,701	-663		17,535,355
2020-09-10	2020-09-08	4	Gero Deborah Ann	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		4.9994	4,000	20		35,000
2020-09-04	2020-09-03	4	Ruben Richard	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		4.9700	2,500	12		47,250
2020-09-04	2020-09-03	4	Ruben Richard	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		4.9800	2,500	12		44,750
2020-09-04	2020-09-02	4	Ruben Richard	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		4.9448	5,000	25		42,250
2020-08-20	2020-08-19	4	Ruben Richard	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		4.9600	2,000	10		37,250
2020-08-20	2020-08-19	4	Ruben Richard	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		4.9800	1,000	5		35,250
2020-08-20	2020-08-19	4	Ruben Richard	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		4.9845	2,000	10		34,250
2020-08-19	2020-08-17	4	Ruben Richard	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		5.0250	2,000	10		32,250
2020-08-13	2020-08-11	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		5.2000	-4,100	-21		17,662,056
2020-06-11	2020-06-10	4	Gero Deborah Ann	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		4.5800	1,000	5		31,000
2020-06-11	2020-06-09	4	Gero Deborah Ann	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		4.7190	4,000	19		30,000
2020-05-28	2020-05-27	4	Panossian Armen	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		4.4567	7,500	33		25,000
2020-03-16	2020-03-12	4	Jacobson Craig A	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		3.9214	25,705	101		96,305
2020-03-11	2020-03-09	4	Carlisle Melvin	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		4.6050	5,000	23		25,000
2020-03-11	2020-03-10	4	Pendo Mathew	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		4.5499	6,500	30		31,540
2020-03-10	2020-03-09	4	Gero Deborah Ann	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		4.5359	2,000	9		26,000
2020-03-03	2020-02-28	4	Carlisle Melvin	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		4.9700	5,000	25		20,000
2020-02-28	2020-02-27	4	Gero Deborah Ann	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		5.1750	2,000	10		24,000
2020-02-27	2020-02-25	4	Carlisle Melvin	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		5.2300	5,000	26		15,000
2020-02-25	2020-02-21	4	Gero Deborah Ann	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		5.3176	4,000	21		22,000
2020-01-31	2020-01-30	4	TANNENBAUM LEONARD M Trust	OCSL	Common Stock	J - Other	I			258,435			1,012,751
2020-01-31	2020-01-30	4	TANNENBAUM LEONARD M	OCSL	Common Stock	J - Other	D			2,499,298			17,666,156
2020-01-31	2020-01-30	4	TANNENBAUM LEONARD M By Fifth Street Asset Management Inc.	OCSL	Common Stock	J - Other	I			-3,500,000			0
2020-01-14	2020-01-10	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.4724	-36,837	-202		3,500,000
2020-01-10	2020-01-09	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.4820	-61,336	-336		3,536,837
2020-01-10	2020-01-08	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.4755	-77,000	-422		3,598,173
2020-01-10	2019-12-13	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.2743	-4,500	-24		4,652,758
2020-01-08	2020-01-07	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.4540	-72,063	-393		3,679,673
2020-01-08	2020-01-06	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.4618	-49,696	-271		3,751,736
2020-01-06	2020-01-03	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.4589	-69,700	-380		3,801,432
2020-01-06	2020-01-02	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.4621	-94,280	-515		3,871,132
2019-12-26	2019-12-23	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.5022	-22,700	-125		3,965,412
2019-12-26	2019-12-20	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.4704	-163,800	-896		3,988,112
2019-12-20	2019-12-18	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.4568	-135,300	-738		4,151,912
2019-12-18	2019-12-17	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.4001	-273,041	-1,474		4,287,212
2019-12-18	2019-12-16	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.3264	-97,005	-517		4,560,253
2019-12-16	2019-12-12	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.2520	-42,900	-225		4,657,258
2019-12-16	2019-12-12	4	Pendo Mathew	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		5.2500	5,990	31		25,040
2019-12-16	2019-12-12	4	Gero Deborah Ann	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		5.2533	2,000	11		18,000
2019-12-05	2019-12-03	4	Panossian Armen	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		5.2545	17,500	92		17,500
2019-12-03	2019-12-02	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.3000	-600	-3		4,700,158
2019-11-26	2019-11-22	4	Gero Deborah Ann	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		5.2387	5,000	26		16,000
2019-11-21	2019-11-21	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.2509	-161,000	-845		4,700,758
2019-11-21	2019-11-20	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.2578	-217,199	-1,142		4,861,758
2019-11-20	2019-11-19	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.2652	-104,700	-551		5,078,957
2019-11-20	2019-11-18	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.2830	-93,800	-496		5,183,657
2019-11-18	2019-11-15	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.2581	-71,500	-376		5,277,457
2019-11-18	2019-11-14	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.2909	-62,300	-330		5,348,957
2019-11-14	2019-11-13	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.2532	-104,859	-551		5,411,257
2019-11-14	2019-11-12	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.2592	-45,402	-239		5,516,116
2019-10-01	2019-09-30	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.2500	-84	-0		5,561,518
2019-10-01	2019-09-27	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.2500	-38	-0		5,561,602
2019-09-23	2019-09-19	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.2500	-200	-1		5,561,640
2019-09-18	2019-09-17	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.2664	-1,800	-9		5,561,840
2019-09-18	2019-09-16	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.2609	-20,925	-110		5,563,640
2019-08-30	2019-08-28	4	Gero Deborah Ann	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		5.0977	2,000	10		11,000
2019-08-15	2019-08-13	4	Gero Deborah Ann	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		5.1295	2,000	10		9,000
2019-07-10	2019-07-09	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.4058	-1,200	-6		5,584,565
2019-07-09	2019-07-08	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.4001	-8,284	-45		5,585,765
2019-07-09	2019-07-05	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.4317	-51,000	-277		5,594,049
2019-07-05	2019-07-03	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.4722	-19,000	-104		5,645,049
2019-07-05	2019-07-02	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.4300	-19,964	-108		5,664,049
2019-07-02	2019-07-01	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.4161	-32,230	-175		5,684,013
2019-07-02	2019-06-28	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.4122	-23,200	-126		5,716,243
2019-06-28	2019-06-27	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.4058	-3,705	-20		5,739,443
2019-06-28	2019-06-26	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.4020	-48,400	-261		5,743,148
2019-06-25	2019-06-24	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.4157	-14,353	-78		5,791,548
2019-06-25	2019-06-21	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.4212	-55,900	-303		5,805,901
2019-06-20	2019-06-20	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.4017	-16,866	-91		5,861,801
2019-06-20	2019-06-19	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.4038	-42,491	-230		5,878,667
2019-06-19	2019-06-18	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.4491	-22,917	-125		5,921,158
2019-06-19	2019-06-17	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.4431	-34,917	-190		5,944,075
2019-06-17	2019-06-14	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.4640	-27,332	-149		5,978,992
2019-06-17	2019-06-13	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.4114	-70,700	-383		6,006,324
2019-06-13	2019-06-12	4	Gero Deborah Ann	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		5.4550	2,000	11		7,000
2019-06-07	2019-06-06	4	Gero Deborah Ann	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		5.4400	3,000	16		5,000
2019-05-29	2019-05-24	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.5443	-19,420	-108		6,077,024
2019-05-23	2019-05-23	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.5347	-52,464	-290		6,096,444
2019-05-23	2019-05-22	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.6305	-12,608	-71		6,148,908
2019-05-22	2019-05-21	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.6383	-19,800	-112		6,161,516
2019-05-22	2019-05-20	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.6438	-28,900	-163		6,181,316
2019-05-20	2019-05-17	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.6935	-77,945	-444		6,210,216
2019-05-20	2019-05-16	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.6766	-101,000	-573		6,288,161
2019-05-16	2019-05-15	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.5244	-61,436	-339		6,389,161
2019-05-16	2019-05-14	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.4943	-65,300	-359		6,450,597
2019-05-16	2019-05-14	4	Gero Deborah Ann	OCSL	Common Stock, par value $0.01 per share	P - Purchase	D		5.4765	2,000	11		2,000
2019-05-13	2019-05-13	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.4815	-52,500	-288		6,515,897
2019-05-13	2019-05-10	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.4866	-97,200	-533		6,568,397
2019-05-10	2019-05-09	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.4527	-94,400	-515		6,665,597
2019-05-10	2019-05-08	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.4553	-270,500	-1,476		6,759,997
2019-04-24	2018-08-13	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.0000	-1,800	-9		7,532,802
2019-04-24	2018-08-03	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.0000	-100,000	-500		7,534,602
2019-04-24	2018-08-02	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.0000	-100,000	-500		7,634,602
2019-04-11	2019-04-10	4	TANNENBAUM LEONARD M By LLC	OCSL	Common Stock	S - Sale	I		5.3045	-42,850	-227		958,961
2019-04-11	2019-04-10	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.3045	-42,850	-227		958,961
2019-04-11	2019-04-09	4	TANNENBAUM LEONARD M By LLC	OCSL	Common Stock	S - Sale	I		5.3059	-7,700	-41		1,001,811
2019-04-11	2019-04-09	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.3059	-7,701	-41		7,073,165
2019-04-09	2019-04-08	4	TANNENBAUM LEONARD M By LLC	OCSL	Common Stock	S - Sale	I		5.3014	-12,310	-65		1,009,511
2019-04-09	2019-04-08	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.3014	-12,310	-65		1,009,511
2019-04-09	2019-04-05	4	TANNENBAUM LEONARD M By LLC	OCSL	Common Stock	S - Sale	I		5.3000	-830	-4		1,021,821
2019-04-09	2019-04-05	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.3000	-831	-4		7,093,176
2019-03-01	2019-02-28	4	Jacobson Craig A by trust	OCSL	Common Stock	P - Purchase	I		5.2219	19,160	100		70,600
2019-02-19	2019-02-15	4	TANNENBAUM LEONARD M By LLC	OCSL	Common Stock	S - Sale	I		5.2562	-22,830	-120		1,022,651
2019-02-19	2019-02-15	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.2562	-22,831	-120		7,094,007
2019-02-19	2019-02-14	4	TANNENBAUM LEONARD M By LLC	OCSL	Common Stock	S - Sale	I		5.2552	-53,800	-283		1,045,481
2019-02-19	2019-02-14	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.2552	-53,800	-283		1,045,481
2019-02-14	2019-02-13	4	TANNENBAUM LEONARD M By LLC	OCSL	Common Stock	S - Sale	I		5.2537	-23,000	-121		1,099,281
2019-02-14	2019-02-13	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.2574	-25,700	-135		7,170,638
2019-02-14	2019-02-12	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.2615	-17,560	-92		7,196,338
2019-02-14	2019-02-12	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		5.2615	-17,560	-92		7,196,338
2019-02-12	2019-02-11	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.2501	-11,252	-59		7,213,898
2019-02-12	2019-02-11	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		5.2501	-11,252	-59		7,213,898
2019-02-12	2019-02-08	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.2527	-34,583	-182		7,225,150
2019-02-12	2019-02-08	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		5.2527	-34,583	-182		7,225,150
2019-01-16	2018-12-14	4	Carlisle Melvin	OCSL	Common Stock	P - Purchase	D		4.3200	500	2		10,000
2019-01-16	2018-12-14	4	Carlisle Melvin	OCSL	Common Stock	P - Purchase	D		4.3254	4,500	19		9,500
2018-09-17	2018-09-13	4	Pendo Mathew	OCSL	Common Stock	P - Purchase	D		4.9990	2,100	10		19,050
2018-08-29	2018-08-27	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.0605	-27,088	-137		7,259,733
2018-08-29	2018-08-27	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		5.0605	-27,088	-137		7,259,733
2018-08-29	2018-08-27	4	Carlisle Melvin	OCSL	Common Stock	P - Purchase	D		5.0500	5,000	25		5,000
2018-08-27	2018-08-24	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.0500	-11,912	-60		7,286,821
2018-08-27	2018-08-24	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		5.0500	-11,912	-60		7,286,821
2018-08-27	2018-08-23	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		5.0523	-39,619	-200		7,298,733
2018-08-27	2018-08-23	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.0523	-39,619	-200		7,298,733
2018-08-23	2018-08-21	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		5.0000	-100,000	-500		7,338,352
2018-08-23	2018-08-21	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.0000	-100,000	-500		7,338,352
2018-08-21	2018-08-20	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		5.0001	-2,950	-15		7,438,352
2018-08-21	2018-08-20	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.0001	-2,950	-15		7,438,352
2018-08-21	2018-08-17	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.0030	-33,500	-168		7,441,302
2018-08-21	2018-08-17	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		5.0030	-33,500	-168		7,441,302
2018-08-17	2018-08-16	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.0000	-58,000	-290		7,474,802
2018-08-17	2018-08-16	4	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		5.0000	-58,000	-290		7,474,802
2018-08-14	2018-08-10	4	Zimmerman Bruce	OCSL	Common Stock	P - Purchase	D		4.9600	3,000	15		37,000
2018-08-14	2018-08-10	4	Jacobson Craig A	OCSL	Common Stock	P - Purchase	D		4.9748	20,240	101		51,440
2018-06-06	2018-06-05	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.0040	-17,902	-90		7,734,602
2018-06-06	2018-06-04	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.0000	-23,226	-116		7,752,504
2018-05-31	2018-05-30	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.0000	-47,100	-236		7,775,730
2018-05-30	2018-05-25	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.0000	-14,923	-75		7,822,830
2018-05-24	2018-05-23	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.0000	-100	-0		7,837,753
2018-05-23	2018-05-22	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.0000	-100,000	-500		7,837,853
2018-05-23	2018-05-21	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.0000	-23,868	-119		7,937,853
2018-03-02	2018-02-28	4	Pendo Mathew	OCSL	Common Stock	P - Purchase	D		4.3199	4,950	21		16,950
2018-02-14	2018-02-12	4	Zimmerman Bruce	OCSL	Common Stock	P - Purchase	D		4.4200	22,400	99		34,000
2018-02-14	2018-02-12	4	Zimmerman Bruce	OCSL	Common Stock	P - Purchase	D		4.4100	1,600	7		11,600
2018-02-14	2018-02-12	4	Gamsin Marc	OCSL	Common Stock	P - Purchase	D		4.3898	35,000	154		35,000
2017-12-19	2017-12-15	4	Zimmerman Bruce	OCSL	Common Stock	P - Purchase	D		4.7400	2,000	9		10,000
2017-12-19	2017-12-15	4	Zimmerman Bruce	OCSL	Common Stock	P - Purchase	D		4.7400	2,000	9		10,000
2017-12-19	2017-12-15	4	Zimmerman Bruce	OCSL	Common Stock	P - Purchase	D		4.7400	2,000	9		10,000
2017-12-19	2017-12-15	4	Zimmerman Bruce	OCSL	Common Stock	P - Purchase	D		4.7400	2,000	9		10,000
2017-12-19	2017-12-15	4	Zimmerman Bruce	OCSL	Common Stock	P - Purchase	D		4.7400	2,000	9		6,000
2017-12-19	2017-12-15	4	Frank John	OCSL	Common Stock	P - Purchase	D		4.7359	28,784	136		28,784
2017-12-19	2017-12-15	4	Pendo Mathew	OCSL	Common Stock	P - Purchase	D		4.6600	1,400	7		12,000
2017-12-19	2017-12-15	4	Pendo Mathew	OCSL	Common Stock	P - Purchase	D		4.6550	100	0		10,600
2017-12-19	2017-12-15	4	Pendo Mathew	OCSL	Common Stock	P - Purchase	D		4.6600	10,500	49		10,500
2017-12-19	2017-12-15	4	Lee Edgar	OCSL	Common Stock	P - Purchase	D		4.6646	7,476	35		12,000
2017-12-19	2017-12-15	4	Lee Edgar	OCSL	Common Stock	P - Purchase	D		4.6696	4,524	21		4,524
2017-12-15	2017-12-14	4	OAKTREE CAPITAL MANAGEMENT LP By Oaktree Capital I, L.P.	OCSL	Common Stock	P - Purchase	I		4.7763	138,000	659		276,000
2017-12-15	2017-12-13	4	OAKTREE CAPITAL MANAGEMENT LP By Oaktree Capital I, L.P.	OCSL	Common Stock	P - Purchase	I		4.7988	138,000	662		138,000
2017-12-15	2017-12-13	4	Jacobson Craig A	OCSL	Common Stock	P - Purchase	D		4.7962	31,200	150		31,200
2017-12-15	2017-12-13	4	Ruben Richard	OCSL	Common Stock	P - Purchase	D		4.7896	15,700	75		30,250
2017-12-07	2017-12-06	4	Ruben Richard	OCSL	Common Stock	P - Purchase	D		4.8195	1,350	7		14,550
2017-12-07	2017-12-06	4	Ruben Richard	OCSL	Common Stock	P - Purchase	D		4.8240	7,800	38		13,200
2017-12-07	2017-12-05	4	Ruben Richard	OCSL	Common Stock	P - Purchase	D		4.8044	5,400	26		5,400
2017-10-25	2017-10-19	4/A	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	S - Sale	I		5.5600	-437,799	-2,434		7,961,721
2017-10-25	2017-10-19	4/A	TANNENBAUM LEONARD M	OCSL	Common Stock	S - Sale	D		5.5600	-971,807	-5,403		14,643,009
2017-10-23	2017-10-19	4	TANNENBAUM LEONARD M By Partnership	OCSL	Common Stock	P - Purchase	I		5.5600	-437,799	-2,434		7,961,721
2017-10-23	2017-10-19	4	TANNENBAUM LEONARD M	OCSL	Common Stock	P - Purchase	D		5.5600	-971,807	-5,403		14,643,009
2017-10-03	2017-09-29	4	Berman Bernard D	FSC	Common Stock	S - Sale	D		5.4300	-20,000	-109		35,968
2017-07-21		3	OAKTREE CAPITAL MANAGEMENT LP See Footnotes	FSC	Common Stock, par value $0.01 per share		I						0
2017-05-10		3	FRANK ALEXANDER C	FSC	Common Stock		D						30,446
2017-05-10		3	FRANK ALEXANDER C	FSC	Common Stock		D						30,446
2017-03-30	2017-03-29	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		4.7100	102,000	480		15,614,816
2017-03-30	2017-03-28	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		4.7500	266,073	1,264		15,512,816
2017-03-27	2017-03-27	4	TANNENBAUM LEONARD M (1) - See below	FSC	Common Stock	P - Purchase	I		4.6850	223,749	1,048		655,850
2017-03-27	2017-03-24	4	TANNENBAUM LEONARD M (1) - See below	FSC	Common Stock	P - Purchase	I		4.6520	222,101	1,033		432,101
2017-03-27	2017-03-23	4	TANNENBAUM LEONARD M (1) - See below	FSC	Common Stock	P - Purchase	I		4.6600	210,000	979		210,000
2017-03-23	2017-03-22	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		4.6400	269,871	1,252		15,246,743
2017-03-23	2017-03-21	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		4.6300	207,613	961		14,976,872
2017-03-21	2017-03-20	4	TANNENBAUM LEONARD M	FSC	Common Stock, par value $0.01 per share	P - Purchase	D		4.6400	175,000	812		14,769,259
2017-03-21	2017-03-17	4	TANNENBAUM LEONARD M	FSC	Common Stock, par value $0.01 per share	P - Purchase	D		4.5900	170,000	780		14,594,259
2017-03-17	2016-12-13	4/A	TANNENBAUM LEONARD M	FSC	Common Stock, par value $0.01 per share	S - Sale	D		5.5600	-46,583	-259		12,035,056
2017-03-17	2016-12-12	4/A	TANNENBAUM LEONARD M	FSC	Common Stock, par value $0.01 per share	S - Sale	D		5.6100	-34,201	-192		12,081,639
2017-03-17	2017-03-17	4	Berman Bernard D	FSC	Common Stock	P - Purchase	D		4.5500	5,000	23		55,968
2017-03-17	2017-03-15	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		4.5100	1,273,000	5,741		14,424,259
2017-03-15	2017-03-14	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		4.5100	356,492	1,608		13,201,259
2017-03-15	2017-03-13	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		4.5000	176,476	794		12,844,767
2017-03-13	2017-03-10	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		4.4300	389,571	1,726		12,668,291
2017-03-13	2017-03-09	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		4.3700	205,169	897		12,278,720
2017-03-06	2017-03-06	4	Berman Bernard D	FSC	Common Stock	P - Purchase	D		4.3499	5,000	22		50,968
2017-03-06	2017-03-03	4	Berman Bernard D	FSC	Common Stock	P - Purchase	D		4.3896	5,000	22		45,968
2017-03-06	2017-03-03	4	Berman Bernard D	FSC	Common Stock	P - Purchase	D		4.3799	5,000	22		40,968
2017-02-17	2017-02-17	4	Castro-Blanco James	FSC	Common Stock	P - Purchase	D		4.6200	20,000	92		32,564
2017-02-16	2017-02-16	4	Ray Douglas F	FSC	Common Stock	P - Purchase	D		4.6800	6,400	30		15,736
2017-02-16	2017-02-16	4	Khorana Sandeep K.	FSC	Common Stock	P - Purchase	D		4.6500	2,200	10		2,500
2017-02-14	2017-02-14	4	Dalton Patrick J	FSC	Common Stock	P - Purchase	D		4.5700	22,500	103		22,500
2017-02-14	2017-02-14	4	Noreika Steven M.	FSC	Common Stock	P - Purchase	D		4.6167	1,000	5		1,611
2017-02-13	2017-02-10	4	HANEY BYRON J	FSC	Common Stock	P - Purchase	D		4.5500	6,000	27		28,000
2017-02-13	2017-02-10	4	HANEY BYRON J	FSC	Common Stock	P - Purchase	D		4.6279	6,000	28		22,000
2017-02-13	2017-02-10	4	HANEY BYRON J	FSC	Common Stock	P - Purchase	D		4.6500	6,000	28		16,000
2017-02-13	2017-02-10	4	Berman Bernard D	FSC	Common Stock	P - Purchase	D		4.5599	5,000	23		35,968
2017-02-13	2017-02-10	4	Berman Bernard D	FSC	Common Stock	P - Purchase	D		4.6478	5,000	23		30,968
2017-02-13	2017-02-13	4	DUTKIEWICZ RICHARD P	FSC	Common Stock	P - Purchase	D		4.5685	4,000	18		24,452
2016-12-28	2016-12-23	4	TANNENBAUM LEONARD M	FSC	Common Stock	S - Sale	D		5.5500	-900	-5		12,073,551
2016-12-22	2016-12-21	4	TANNENBAUM LEONARD M	FSC	Common Stock	S - Sale	D		5.5500	-4,580	-25		12,074,451
2016-12-22	2016-12-20	4	TANNENBAUM LEONARD M	FSC	Common Stock	S - Sale	D		5.5525	-6,025	-33		12,079,031
2016-12-14	2016-12-13	4	TANNENBAUM LEONARD M	FSC	Common Stock, par value $0.01 per share	S - Sale	D		5.5600	-46,583	-259		12,085,056
2016-12-14	2016-12-12	4	TANNENBAUM LEONARD M	FSC	Common Stock, par value $0.01 per share	S - Sale	D		5.6100	-34,201	-192		12,131,639
2016-12-12	2016-12-09	4	TANNENBAUM LEONARD M	FSC	Common Stock, par value $0.01 per share	S - Sale	D		5.5700	-50,000	-278		12,115,840
2016-12-12	2016-12-08	4	TANNENBAUM LEONARD M	FSC	Common Stock, par value $0.01 per share	S - Sale	D		5.5600	-100,000	-556		12,165,840
2016-12-07	2016-12-06	4	DUTKIEWICZ RICHARD P	FSC	Common Stock	P - Purchase	D		5.5300	5,000	28		19,847
2016-09-23	2014-12-18	4/A	Castro-Blanco James By wife	FSC	Common Stock	P - Purchase	I		8.0573	750	6		750
2016-09-23	2015-02-13	4/A	Castro-Blanco James	FSC	Common Stock	P - Purchase	D		7.2500	650	5		650
2016-09-23	2015-09-28	4/A	Castro-Blanco James	FSC	Common Stock	P - Purchase	D		6.5800	3,000	20		3,674
2016-09-23	2016-08-31	4/A	Castro-Blanco James	FSC	Common Stock	P - Purchase	D		6.1600	8,250	51		12,300
2016-09-09	2016-09-07	4	TANNENBAUM LEONARD M By Partnership	FSC	PSA in respect of Swaps	X - Other	I	6.25		-1		0
2016-09-02	2016-08-31	4	Castro-Blanco James	FSC	Common Stock	P - Purchase	D		6.1600	8,250	51		12,300
2016-08-23		3	Fifth Street Holdings L.P.	FSC	Common Stock, par value $0.01 per share		D						28,992,236
2016-08-23		3	Fifth Street Holdings L.P. By LLC	FSC	Common Stock, par value $0.01 per share		I						22,990,972
2016-08-23		3	Fifth Street Holdings L.P. By Foundation	FSC	Common Stock, par value $0.01 per share		I						21,948,691
2016-08-23		3	Fifth Street Holdings L.P.	FSC	Common Stock, par value $0.01 per share		D						28,992,236
2016-08-23		3	Fifth Street Holdings L.P. By Partnership	FSC	Common Stock, par value $0.01 per share		I						35,410,507
2016-08-23		3	Fifth Street Holdings L.P. By Spouse	FSC	Common Stock, par value $0.01 per share		I						21,869,741
2016-08-23		3	Fifth Street Holdings L.P. By LLC	FSC	Common Stock, par value $0.01 per share		I						22,990,972
2016-08-23		3	Fifth Street Holdings L.P.	FSC	Common Stock, par value $0.01 per share		D						28,992,236
2016-08-23		3	Fifth Street Holdings L.P. By Foundation	FSC	Common Stock, par value $0.01 per share		I						21,948,691
2016-08-23		3	Fifth Street Holdings L.P. By LLC	FSC	Common Stock, par value $0.01 per share		I						22,990,972
2016-08-23		3	Fifth Street Holdings L.P. By Foundation	FSC	Common Stock, par value $0.01 per share		I						21,948,691
2016-08-23		3	Fifth Street Holdings L.P. By Spouse	FSC	Common Stock, par value $0.01 per share		I						21,869,741
2016-08-23		3	Fifth Street Holdings L.P. By Foundation	FSC	Common Stock, par value $0.01 per share		I						21,948,691
2016-08-23		3	Fifth Street Holdings L.P. By Spouse	FSC	Common Stock, par value $0.01 per share		I						21,869,741
2016-08-23		3	Fifth Street Holdings L.P. By LLC	FSC	Common Stock, par value $0.01 per share		I						22,990,972
2016-08-23		3	Fifth Street Holdings L.P. By Partnership	FSC	Common Stock, par value $0.01 per share		I						35,410,507
2016-08-23		3	Fifth Street Holdings L.P. By Partnership	FSC	Common Stock, par value $0.01 per share		I						35,410,507
2016-08-23		3	Fifth Street Holdings L.P.	FSC	Common Stock, par value $0.01 per share		D						28,992,236
2016-08-23		3	Fifth Street Holdings L.P. By Partnership	FSC	Common Stock, par value $0.01 per share		I						35,410,507
2016-08-23		3	Fifth Street Holdings L.P. By Spouse	FSC	Common Stock, par value $0.01 per share		I						21,869,741
2016-02-25	2016-02-24	4	Dunn Brian S	FSC	Common Stock	P - Purchase	D		4.5200	6,000	27		30,000
2016-02-22	2016-02-22	4	Dunn Brian S	FSC	Common Stock	P - Purchase	D		4.6900	15,000	70		24,000
2015-12-16		3	Khorana Sandeep K.	FSC	Common Stock		D						600
2015-12-16		3	Khorana Sandeep K.	FSC	Common Stock		D						600
2015-09-29	2015-09-28	4	Castro-Blanco James	FSC	Common Stock	P - Purchase	D		6.5800	3,000	20		3,650
2015-07-13		3	Noreika Steven M.	FSC	Common Stock		D						999
2015-07-13		3	Noreika Steven M.	FSC	Common Stock		D						999
2015-02-19	2015-02-13	4	Castro-Blanco James	FSC	Common Stock	P - Purchase	D		7.2500	650	5		650
2015-02-12	2015-02-12	4	Owens Todd	FSC	Common Stock	P - Purchase	D		7.0600	4,500	32		10,000
2015-02-12	2015-02-12	4	Owens Todd	FSC	Common Stock	P - Purchase	D		7.0550	135	1		5,500
2015-02-12	2015-02-12	4	Owens Todd	FSC	Common Stock	P - Purchase	D		7.0500	900	6		5,365
2015-02-12	2015-02-12	4	Owens Todd	FSC	Common Stock	P - Purchase	D		7.0400	2,436	17		4,465
2015-02-12	2015-02-12	4	Owens Todd	FSC	Common Stock	P - Purchase	D		7.0350	300	2		2,029
2015-02-12	2015-02-12	4	Owens Todd	FSC	Common Stock	P - Purchase	D		7.0300	1,729	12		1,729
2015-02-11	2015-02-10	4	Berman Bernard D	FSC	Common Stock	P - Purchase	D		6.9899	2,000	14		25,968
2015-02-11	2015-02-11	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		6.8000	100,000	680		3,147,685
2015-02-11	2015-02-11	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		6.8050	9,351	64		3,047,685
2015-02-11	2015-02-11	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		6.8100	30,094	205		3,038,334
2015-02-11	2015-02-11	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		6.8150	11,500	78		3,008,240
2015-02-11	2015-02-11	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		6.8200	75,738	517		2,996,740
2015-02-11	2015-02-11	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		6.8300	41,975	287		2,921,002
2015-02-11	2015-02-11	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		6.8350	2,400	16		2,879,027
2015-02-11	2015-02-11	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		6.8400	16,925	116		2,876,627
2015-02-11	2015-02-11	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		6.8450	5,900	40		2,859,702
2015-02-11	2015-02-11	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		6.8500	177,968	1,219		2,853,802
2015-02-11	2015-02-10	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		6.9450	800	6		2,675,834
2015-02-11	2015-02-10	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		6.9500	99,200	689		2,675,034
2015-02-11	2015-02-10	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		6.9650	200	1		2,575,834
2015-02-11	2015-02-10	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		6.9700	2,500	17		2,575,634
2015-02-11	2015-02-10	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		6.9800	3,800	27		2,573,134
2015-02-11	2015-02-10	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		6.9899	5,000	35		2,569,334
2015-02-11	2015-02-10	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		6.9900	3,000	21		2,564,334
2015-02-11	2015-02-10	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		6.9950	900	6		2,561,334
2015-02-11	2015-02-10	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		7.0000	284,600	1,992		2,560,434
2015-02-11	2015-02-10	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		7.0050	2,600	18		2,275,834
2015-02-11	2015-02-10	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		7.0090	6,450	45		2,273,234
2015-02-11	2015-02-10	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		7.0100	90,950	638		2,266,784
2015-02-11	2015-02-10	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		7.1100	50,000	356		2,175,834
2015-02-11	2015-02-10	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		7.1350	2,100	15		2,125,834
2015-02-11	2015-02-10	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		7.1400	47,900	342		2,123,734
2015-02-11	2015-02-10	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		7.1750	100	1		2,075,834
2015-02-11	2015-02-10	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		7.1800	3,200	23		2,075,734
2015-02-11	2015-02-10	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		7.1900	46,700	336		2,072,534
2014-12-22	2014-12-18	4	Castro-Blanco James By wife	FSC	Common Stock	P - Purchase	I		8.0573	750	6		750
2014-12-15	2014-12-11	4	Berman Bernard D	FSC	Common Stock	P - Purchase	D		8.1800	400	3		23,968
2014-12-15	2014-12-11	4	Berman Bernard D	FSC	Common Stock	P - Purchase	D		8.1899	1,600	13		23,568
2014-12-04	2014-12-03	4	Petrocelli Richard A	FSC	Common Stock	P - Purchase	D		8.5199	2,000	17		17,000
2014-09-15		3	Owens Todd	FSC	Common Stock		D						0
2014-08-20	2014-08-20	4	Dimitrov Ivelin M.	FSC	Common Stock	P - Purchase	D		9.7399	1,000	10		26,870
2014-08-19		3	Castro-Blanco James (1) See below	FSC	Common Stock		I						100
2014-08-19		3	Castro-Blanco James (1) See below	FSC	Common Stock		I						100
2014-07-23		3	Petrocelli Richard A	FSC	Common Stock		D						30,000
2014-07-23		3	Petrocelli Richard A	FSC	Common Stock		D						30,000
2014-03-03	2014-03-03	4	Dimitrov Ivelin M.	FSC	Common Stock	P - Purchase	D		9.8399	1,000	10		24,567
2013-12-17	2013-12-13	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		8.9800	20,000	180		2,001,226
2013-12-05	2013-12-03	4	Berman Bernard D	FSC	Common Stock	P - Purchase	D		9.3897	1,000	9		21,968
2013-12-05	2013-12-03	4	Dimitrov Ivelin M.	FSC	Common Stock	P - Purchase	D		9.3790	1,000	9		23,011
2013-12-03	2013-12-02	4	DUTKIEWICZ RICHARD P	FSC	Common Stock	P - Purchase	D		9.3451	250	2		10,565
2013-07-11		3	Berman Bernard D	FSFR	Common Stock		D						0
2013-06-20	2013-06-20	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		9.9200	10,000	99		1,957,647
2013-06-20	2013-06-20	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		9.9600	10,000	100		1,947,647
2013-06-20	2013-06-20	4	Berman Bernard D	FSC	Common Stock	P - Purchase	D		9.9490	1,000	10		20,968
2013-05-31	2013-05-29	4	TANNENBAUM LEONARD M (1) - See below	FSC	Common Stock	P - Purchase	I		10.3597	200	2		80,000
2013-05-31	2013-05-29	4	TANNENBAUM LEONARD M (1) - See below	FSC	Common Stock	P - Purchase	I		10.3590	5,900	61		79,800
2013-05-31	2013-05-29	4	TANNENBAUM LEONARD M (1) - See below	FSC	Common Stock	P - Purchase	I		10.3600	4,545	47		73,900
2013-05-31	2013-05-29	4	TANNENBAUM LEONARD M (1) - See below	FSC	Common Stock	P - Purchase	I		10.3700	4,355	45		69,355
2013-05-31	2013-05-29	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		10.3700	10,000	104		1,909,771
2013-05-24	2013-05-23	4	Berman Bernard D	FSC	Common Stock	P - Purchase	D		10.4690	1,000	10		19,968
2013-05-16	2013-05-15	4	DUTKIEWICZ RICHARD P	FSC	Common Stock	P - Purchase	D		10.7877	1,000	11		9,778
2013-05-16	2013-05-15	4	DUTKIEWICZ RICHARD P	FSC	Common Stock	P - Purchase	D		10.7891	1,000	11		8,778
2013-05-16	2013-05-15	4	DUTKIEWICZ RICHARD P	FSC	Common Stock	P - Purchase	D		10.7899	2,000	22		7,778
2013-05-16	2013-05-16	4	Dimitrov Ivelin M.	FSC	Common Stock	P - Purchase	D		10.7090	1,000	11		20,795
2013-05-09		3	Harrison David H.	FSC	Common Stock		D						9,190
2013-03-01	2013-03-01	4	Ray Douglas F	FSC	Common Stock	P - Purchase	D		10.7400	700	8		9,336
2013-03-01	2013-03-01	4	Ray Douglas F	FSC	Common Stock	P - Purchase	D		10.6858	4,800	51		8,636
2013-03-01	2013-03-01	4	Ray Douglas F	FSC	Common Stock	P - Purchase	D		10.6900	200	2		3,836
2013-02-14	2013-02-14	4	Dimitrov Ivelin M.	FSC	Common Stock	P - Purchase	D		10.9443	1,000	11		19,265
2013-02-13	2013-02-13	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		10.8600	15,000	163		1,879,169
2013-01-02	2012-12-28	4	Berman Bernard D	FSC	Common Stock	P - Purchase	D		10.1799	1,000	10		18,968
2012-12-06	2012-12-06	4	Dimitrov Ivelin M.	FSC	Common Stock	P - Purchase	D		10.5799	800	8		17,767
2012-12-06	2012-12-06	4	Dimitrov Ivelin M.	FSC	Common Stock	P - Purchase	D		10.5751	200	2		16,967
2012-12-05	2012-12-04	4	TANNENBAUM LEONARD M (1) - See below	FSC	Common Stock	P - Purchase	I		10.4300	10,000	104		65,000
2012-08-28	2012-08-28	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		10.4800	5,000	52		1,864,169
2012-08-28	2012-08-27	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		10.4700	5,000	52		1,859,169
2012-08-14	2012-08-14	4	Dimitrov Ivelin M.	FSC	Common Stock	P - Purchase	D		10.3289	1,000	10		16,315
2012-05-24	2012-05-24	4	TANNENBAUM LEONARD M (1) - See below	FSC	Common Stock	P - Purchase	I		9.2899	300	3		55,000
2012-05-24	2012-05-24	4	TANNENBAUM LEONARD M (1) - See below	FSC	Common Stock	P - Purchase	I		9.2900	9,700	90		54,700
2012-05-24	2012-05-23	4	Berman Bernard D	FSC	Common Stock	P - Purchase	D		9.1000	1,000	9		17,968
2012-05-24	2012-05-23	4	Dimitrov Ivelin M.	FSC	Common Stock	P - Purchase	D		9.0680	1,000	9		14,882
2012-03-13	2012-03-12	4	DUTKIEWICZ RICHARD P	FSC	Common Stock	P - Purchase	D		9.9475	100	1		5,361
2012-03-13	2012-03-12	4	DUTKIEWICZ RICHARD P	FSC	Common Stock	P - Purchase	D		9.9500	2,900	29		5,261
2012-03-08	2012-03-06	4	Berman Bernard D	FSC	Common Stock	P - Purchase	D		9.6299	1,000	10		16,968
2012-03-07	2012-03-06	4	TANNENBAUM LEONARD M (1) - See below	FSC	Common Stock	P - Purchase	I		9.5683	300	3		45,000
2012-03-07	2012-03-06	4	TANNENBAUM LEONARD M (1) - See below	FSC	Common Stock	P - Purchase	I		9.5685	100	1		44,700
2012-03-07	2012-03-06	4	TANNENBAUM LEONARD M (1) - See below	FSC	Common Stock	P - Purchase	I		9.5686	400	4		44,600
2012-03-07	2012-03-06	4	TANNENBAUM LEONARD M (1) - See below	FSC	Common Stock	P - Purchase	I		9.5689	300	3		44,200
2012-03-07	2012-03-06	4	TANNENBAUM LEONARD M (1) - See below	FSC	Common Stock	P - Purchase	I		9.5690	1,700	16		43,900
2012-03-07	2012-03-06	4	TANNENBAUM LEONARD M (1) - See below	FSC	Common Stock	P - Purchase	I		9.5692	100	1		42,200
2012-03-07	2012-03-06	4	TANNENBAUM LEONARD M (1) - See below	FSC	Common Stock	P - Purchase	I		9.5693	300	3		42,100
2012-03-07	2012-03-06	4	TANNENBAUM LEONARD M (1) - See below	FSC	Common Stock	P - Purchase	I		9.5697	100	1		41,800
2012-03-07	2012-03-06	4	TANNENBAUM LEONARD M (1) - See below	FSC	Common Stock	P - Purchase	I		9.5710	6,700	64		41,700
2012-03-07	2012-03-06	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		9.5800	5,400	52		1,854,169
2012-03-07	2012-03-06	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		9.5850	3,600	35		1,848,769
2012-03-07	2012-03-06	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		9.5970	1,000	10		1,845,169
2012-03-07	2012-03-06	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		9.5707	10,000	96		1,844,169
2012-03-07	2012-03-05	4	Dimitrov Ivelin M.	FSC	Common Stock	P - Purchase	D		9.8199	400	4		13,493
2012-03-07	2012-03-05	4	Dimitrov Ivelin M.	FSC	Common Stock	P - Purchase	D		9.8190	600	6		13,093
2011-08-11	2011-08-09	4	DUTKIEWICZ RICHARD P	FSC	Common Stock	P - Purchase	D		8.8000	200	2		2,200
2011-08-11	2011-08-09	4	DUTKIEWICZ RICHARD P	FSC	Common Stock	P - Purchase	D		8.7967	1,000	9		2,000
2011-08-11	2011-08-09	4	MEYER FRANK C	FSC	Common Stock	P - Purchase	D		8.6124	11,612	100		119,750
2011-08-11	2011-08-10	4	Dunn Brian S	FSC	Common Stock	P - Purchase	D		8.8500	1,000	9		9,000
2011-08-09	2011-08-08	4	Dimitrov Ivelin M.	FSC	Common Stock	P - Purchase	D		9.1427	1,000	9		10,766
2011-08-09	2011-08-09	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		8.4000	10,000	84		1,820,842
2011-08-09	2011-08-08	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		9.2000	10,000	92		1,810,842
2011-08-09	2011-08-08	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		9.1500	10,000	92		1,800,842
2011-08-09	2011-08-08	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		9.0800	10,000	91		1,790,842
2011-08-09	2011-08-08	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		9.0200	10,000	90		1,780,842
2011-08-09	2011-08-08	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		9.0199	2,800	25		1,770,842
2011-08-09	2011-08-08	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		9.0198	2,200	20		1,768,042
2011-08-09	2011-08-08	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		9.0100	10,000	90		1,765,842
2011-08-09	2011-08-08	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		9.0000	30,549	275		1,755,842
2011-08-09	2011-08-08	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		8.9991	4,451	40		1,725,293
2011-08-09	2011-08-08	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		8.9900	4,400	40		1,720,842
2011-08-09	2011-08-08	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		8.9800	20,000	180		1,716,442
2011-08-09	2011-08-08	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		8.9700	10,000	90		1,696,442
2011-08-09	2011-08-08	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		8.9500	10,000	90		1,686,442
2011-08-09	2011-08-08	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		8.9391	5,600	50		1,676,442
2011-08-09	2011-08-08	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		8.9300	20,000	179		1,670,842
2011-08-09	2011-08-08	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		8.8000	20,000	176		1,650,842
2011-08-09	2011-08-08	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		8.7500	6,301	55		1,630,842
2011-08-09	2011-08-08	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		8.6000	20,000	172		1,624,541
2011-08-09	2011-08-08	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		8.5500	1,117	10		1,604,541
2011-08-09	2011-08-08	4	TANNENBAUM LEONARD M	FSC	Common Stock	P - Purchase	D		8.5476	8,883	76		1,603,424
2011-08-09	2011-08-08	4	Berman Bernard D	FSC	Common Stock	P - Purchase	D		8.8198	1,000	9		14,968
2011-06-16	2011-06-14	4	Blakeman Chad S.	FSC	Common Stock	P - Purchase	D		11.7367	1,000	12		1,000
2010-11-23		3	Blakeman Chad S.	FSC	No securities beneficially owned		D						0
2010-11-23		3	Dimitrov Ivelin M.	FSC	Common Stock		D						7,346
2010-03-02		3	DUTKIEWICZ RICHARD P	FSC	Common Stock		D						200
2009-12-16	2009-12-14	4	Goodman Marc A.	FSC	Common Stock	P - Purchase	D		10.2200	1,000	10		54,207
2009-05-18	2009-05-14	4	Goodman Marc A.	FSC	Common Stock	P - Purchase	D		8.2900	600	5		53,207
2009-05-18	2009-05-14	4	Goodman Marc A.	FSC	Common Stock	P - Purchase	D		8.3200	100	1		52,607
2009-05-18	2009-05-14	4	Goodman Marc A.	FSC	Common Stock	P - Purchase	D		8.3000	600	5		52,507
2009-05-18	2009-05-14	4	Goodman Marc A.	FSC	Common Stock	P - Purchase	D		8.3100	100	1		51,907
2009-05-18	2009-05-14	4	Goodman Marc A.	FSC	Common Stock	P - Purchase	D		8.1900	100	1		51,807
2009-05-18	2009-05-14	4	Goodman Marc A.	FSC	Common Stock	P - Purchase	D		8.1600	300	2		51,707
2009-05-18	2009-05-14	4	Goodman Marc A.	FSC	Common Stock	P - Purchase	D		8.1500	200	2		51,407
2009-04-23		3	Goodman Marc A.	FSC	Common Stock		D						51,207
2008-06-11		3	MEYER FRANK C	FSC	Common Stock		D						75,233
2008-06-11		3	CRAIG WILLIAM H	FSC	No securities beneficially owned		D						0
2008-06-11		3	Berkman Adam C	FSC	No securities beneficially owned		D						0
2008-06-11		3	TANNENBAUM LEONARD M	FSC	Common Stock		D						736,689
2008-06-11		3	HANEY BYRON J	FSC	No securities beneficially owned		D						0
2008-06-11		3	Ray Douglas F	FSC	No securities beneficially owned		D						0
2008-06-11		3	Berman Bernard D	FSC	Common Stock		D						368
2008-06-11		3	TOLL BRUCE E	FSC	Common Stock		D						1,841,724
2008-06-11		3	TOLL BRUCE E By BET Associates, LP	FSC	Preferred Stock		I						30,000
2008-06-11		3	Dunn Brian S	FSC	No securities beneficially owned		D						0
2008-06-11		3	Genworth Life Insurance CO	FSC	Common Stock		D

非衍生或衍生证券的公开市场或私下买入

非衍生或衍生证券的公开市场或私下卖出

公司向内部人员授予、奖励或以其他方式获取证券（例如股票期权）

衍生工具转换

将证券卖出或转让回公司

使用从公司收到的证券的一部分来支付行使价或税务负担。

内部人士赠送或接收他人赠送公司股票

股权掉期和类似的避险交易

行使或转换从公司获得的衍生证券（例如期权）

内部人士通过Form 4自愿报告的一笔交易

其他（附有交易描述的脚注）

OCSL / Oaktree Specialty Lending Corporation - Insider Trading and Ownership Report - SEC Form 3, 4, 5