TCPC Insider Trading - BlackRock TCP Capital Corp.

内部人士股份	795,174 shares
所有內部人士	28

内部人士情绪分数

“内部人士情绪分数”用于查找被公司内部人士购入的公司。

它是一个复杂的多因素量化模型的结果，该模型能够辨识具有最高内部人士累积持有水平的公司。该评分模型结合了内部人士在过去90天内买入的净数量、总买入股份占流通股比例，以及内部人士拥有的总股份的指标。该分数的范围从0到100，数值越高表示相对于同行业而言具有更高程度的内部人士持股水平，50为平均值。

更新频率：每日

参阅“内部人士首选”，该清单呈现被内部人士购入最多的公司。

查阅“高排名股票”

高管情绪分数

“高管情绪分数”用于查找被公司管理层购入的公司。

根据定义，公司高管是公司内部人士，但与其他内部人士（10%的股东和董事会成员）不同，公司高管每天在公司工作，而且他们使用自己的资金进行交易。（10%的股东和董事会成员通常是基金经理，管理着其他人的资金。）因此，公司高管进行的内幕交易更为重要，应该被适当地重视和关注。

如同“内部人士情绪分数”，“高管情绪分数”也是一个复杂的多因素量化模型的计算结果，该模型能够辨识具有最高高管累积持有水平的公司。

更新频率：每日

参阅“内部人士首选”，该清单呈现被内部人士购入最多的公司。

查阅“高排名股票”

关键内部人士指标

此表格显示了公司在各种内部人士指标上的排名。百分位数排名显示了这家公司在美国市场与其他公司相比的表现。排名越高表明公司所处状况越好。

举例来说，一般认为内部人士的买入是一个积极的指标，因此具有更多内部人士买入的公司将排名高于那些内部人士买入较少（甚至有内部人士卖出）的公司。

内部人士买入净数（排名）

0 ( )

1259 out of 11305

内部人士买入净数是过去90天内买入的内部人士总数减去卖出的内部人士总数。以百分位排名显示（范围从0到100%）。

内部人士买入占流通股比例（排名）

0.000 %( )

1256 out of 11224

内部人士买入占流通股比例是内部人士在过去90天内买入的股份总数减去卖出的股份总数，除以总流通股数并乘以100。

内幕交易图表

以下图表显示了BlackRock TCP Capital Corp.内部人士交易。内部人士包括公司的高管、董事或重要投资者。一般而言，基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是，他们必须通过Form 4向美国证券交易委员会（SEC）报告所有交易。

内部人员名单及盈利指标

这张表格显示已知的内部人士名单，从向美国证券交易委员会（SEC）披露的申报文件中自动生成。除了姓名、当前职位和董事、高管或10%所有人的任命外，我们还提供了最新披露的持股信息。此外，我们尽可能提供内部人士的历史交易表现。历史交易表现是内部人士实际进行的公开市场买入交易表现的加权平均值。有关此计算方式的更多信息，请查看YouTube网络研讨会。

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内部人士	持股数量	分拆调整
John R Baron Director - [D]	8,404	8,404
Kathleen A Corbet Director - [D]	10,000	10,000
Cuellar Erik L. CFO - [O]	250	250
Eric John Draut Director - [D]	57,000	57,000
Paul L Davis CFO - [O]	28,500	28,500
Todd Gerch Chief Operating Officer - [O]	1,674	1,674
Elizabeth Greenwood CCO and Secretary - [O]	1,000	1,000
Mark Holdsworth Authorized Person - [O]	77,451	77,451
Franklin Johnson Director - [D]	18,866	18,866

内部人士	持股数量	分拆调整
Todd Jaquez-Fissori Managing Director - [O]	1,200	1,200
Howard Levkowitz CEO, Director - [D] [O]	186,318	186,318
Karen L Leets Director - [D]	7,680	7,680
Michael E Leitner Authorized Person - [O]	24,400	24,400
Mutual Life Insurance Co Massachusetts 10% Owner - [10%]	42,722	7,768
Jason Mehring President - [O]	22,442	22,442
Andrea Petro Director - [D]	11,823	11,823
Reiss M. Freddie Director - [D]	50,000	50,000
Peter E Schwab Director - [D]	8,500	8,500

内部人士	持股数量	分拆调整
Nik Singhal Chief Operating Officer - [O]	2,769	2,769
Tennenbaum & Co Llc -	13,119	13,119
Michael E Tennenbaum -	13,119	13,119
Philip M Tseng Director and CEO, Director - [D] [O]	38,587	38,587
Maureen K Usifer Director - [D]	20,997	20,997
Rajneesh Vig CEO and Chairman of the Board, Director - [D] [O]	130,930	130,930
Karyn Leigh Williams Director - [D]	875	875
Patrick Wolfe Chief Operating Officer - [O]	8,003	8,003
August Daniel Worrell Co-Chief Investment Officer - [O]	33,500	33,500
Brian F Wruble Director - [D]	10,000	10,000

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跟踪内部人士买入记录 - 短期收益分析

在这一部分，我们分析了在 TCPC / BlackRock TCP Capital Corp. 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报，以及是否值得跟踪。该分析基于每笔交易后一年的情况，结果仅为理论值。 .

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期	内部人士	报告股数	报告价格	经调整股数	经调整价格	成本基础	达到最高利润的天数	达到最高利润时的价格	最高利润($)	最高回报率（%）
2025-05-13	Leets Karen L	3,300	7.5500	3,300	7.5500	24,915	27	7.9500	1,320	5.30
2025-03-21	Tseng Philip M	10,000	7.7400	10,000	7.7400	77,400
2025-03-14	Wolfe Patrick	6,100	8.1161	6,100	8.1161	49,508
2025-03-12	Mehring Jason	2,400	8.1342	2,400	8.1342	19,522
2025-03-11	Worrell August Daniel	10,000	8.0568	10,000	8.0568	80,568
2024-11-27	Mehring Jason	4,500	9.3000	4,500	9.3000	41,850
2024-11-26	Worrell August Daniel	15,000	9.1000	15,000	9.1000	136,500
2024-09-10	Tseng Philip M	10,000	9.1000	10,000	9.1000	91,000
2024-09-06	Tseng Philip M	5,000	9.0700	5,000	9.0700	45,350

经调整价格已按拆股调整。经调整股数已按拆股调整。

TCPC / BlackRock TCP Capital Corp. Insider Trades

追踪内部人士卖出记录 - 短期亏损分析

在这一部分，我们分析了在 TCPC / BlackRock TCP Capital Corp. 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式，可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况，结果仅为理论值。 .

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期	内部人士	报告股数	报告价格	经调整股数	经调整价格	成本基础	达到最低利润的天数	达到最低利润时的价格	避免的最高损失金额($)	避免的最高损失率($)
2013-10-28	Schwab Peter E	2,000	16.7445	2,000	16.7445	33,489	352	15.2500	-2,989	-8.93

经调整价格已按拆股调整。经调整股数已按拆股调整。

交易历史记录

点击链接图标即可查看完整的交易历史记录。作为 10b5-1 自动交易计划的一部分进行报告的交易，将在标记为 10b-5 的列中显示 X。

备案日期	交易日期	表格	内部人士	股票代码	证券种类	代码	直接	单位价格	股数变化	价值变化 (1K)	剩余期权	剩余股份
2025-05-13	2025-05-13	4	Leets Karen L	TCPC	Common Stock	P - Purchase	D	7.5500	3,300	25		7,680
2025-03-21	2025-03-21	4	Tseng Philip M	TCPC	Common Stock	P - Purchase	D	7.7400	10,000	77		38,587
2025-03-17	2025-03-14	4	Wolfe Patrick	TCPC	Common Stock	P - Purchase	D	8.1161	6,100	50		8,003
2025-03-13	2025-03-11	4	Worrell August Daniel	TCPC	Common Stock	P - Purchase	D	8.0568	10,000	81		33,500
2025-03-13	2025-03-12	4	Mehring Jason	TCPC	Common Stock	P - Purchase	D	8.1342	2,400	20		22,442
2025-03-07	2024-03-07	4	DRAUT ERIC JOHN	TCPC	Common Stock	P - Purchase	D	8.3057	1,468	12		57,000
2024-11-29	2024-11-27	4	Mehring Jason	TCPC	Common Stock	P - Purchase	D	9.3000	4,500	42		19,914
2024-11-29	2024-11-26	4	Worrell August Daniel	TCPC	Common Stock	P - Purchase	D	9.1000	15,000	136		23,500
2024-11-07		3	Worrell August Daniel	TCPC	Common Stock		D					8,500
2024-11-07		3	Wolfe Patrick	TCPC	Common Stock		D					1,862
2024-09-10	2024-09-10	4	Tseng Philip M	TCPC	Common Stock	P - Purchase	D	9.1000	10,000	91		27,481
2024-09-10	2024-09-06	4	Tseng Philip M	TCPC	Common Stock	P - Purchase	D	9.0700	5,000	45		17,481
2024-09-03	2024-08-29	4	Vig Rajneesh	TCPC	Common Stock	P - Purchase	D	9.0900	25,000	227		130,930
2024-09-03	2024-09-03	4	DRAUT ERIC JOHN	TCPC	Common Stock	P - Purchase	D	9.1450	1,900	17		55,532
2024-09-03	2024-08-30	4	DRAUT ERIC JOHN	TCPC	Common Stock	P - Purchase	D	9.0900	100	1		53,632
2024-06-07	2024-06-07	4	Petro Andrea	TCPC	Common Stock	P - Purchase	D	11.4900	5,000	57		11,823
2024-06-07	2024-06-06	4	Leets Karen L	TCPC	Common Stock	P - Purchase	D	11.4900	4,380	50		4,380
2024-05-29	2024-05-28	4	DRAUT ERIC JOHN	TCPC	Common Stock	P - Purchase	D	10.8900	1,000	11		53,532
2024-05-14		3	Mehring Jason	TCPC	Common Stock		D					15,414
2024-03-20	2024-03-18	4	Singhal Nik By spouse	TCPC	Common Stock	A - Award	I		2,769			2,769
2024-03-20	2024-03-18	4	Singhal Nik	TCPC	Common Stock	A - Award	D		28,723			28,723
2024-03-20	2024-03-18	4	Vig Rajneesh	TCPC	Common Stock	D - Sale to Issuer	D		-38,680			105,930
2024-03-20	2024-03-18	4	Usifer Maureen K	TCPC	Common Stock	A - Award	D		20,997			20,997
2024-03-20	2024-03-18	4	BARON JOHN R	TCPC	Common Stock	A - Award	D		8,404			8,404
2021-12-03	2021-11-30	4	Williams Karyn Leigh	TCPC	Common Stock	P - Purchase	D	13.2800	150	2		875
2021-12-01	2021-12-01	4	Vig Rajneesh	TCPC	Common Stock	P - Purchase	D	13.3800	7,500	100		67,250
2021-11-22	2021-11-22	4	Cuellar Erik L.	TCPC	Common Stock	P - Purchase	D	13.6268	250	3		250
2021-11-12	2021-11-10	4	Petro Andrea	TCPC	Common Stock	P - Purchase	D	14.0568	2,300	32		6,823
2021-08-05		3	Tseng Philip M	TCPC	Common Stock		D					9,070
2020-11-17	2020-11-16	4	Petro Andrea	TCPC	Common Stock	P - Purchase	D	11.1600	3,200	36		4,523
2020-11-12	2020-11-11	4	LEVKOWITZ HOWARD	TCPC	Common Stock	P - Purchase	D	10.9400	6,173	68		186,318
2020-11-12	2020-11-11	4	LEVKOWITZ HOWARD	TCPC	Common Stock	P - Purchase	D	10.9500	13,827	151		180,145
2020-08-31	2020-08-28	4	Petro Andrea	TCPC	Common Stock	P - Purchase	D	9.9075	77	1		1,323
2020-08-31	2020-08-28	4	Petro Andrea	TCPC	Common Stock	P - Purchase	D	9.9050	200	2		1,246
2020-08-31	2020-08-28	4	Petro Andrea	TCPC	Common Stock	P - Purchase	D	9.9100	1,046	10		1,046
2020-08-27	2020-08-27	4	CORBET KATHLEEN A	TCPC	Common Stock	P - Purchase	D	9.8226	1,000	10		10,000
2020-03-17	2020-03-16	4	Davis Paul L	TCPC	Common Stock	P - Purchase	D	7.5075	1,000	8		28,500
2020-03-17	2020-03-16	4	Davis Paul L	TCPC	Common Stock	P - Purchase	D	8.1500	1,000	8		27,500
2020-03-17	2020-03-16	4	Davis Paul L	TCPC	Common Stock	P - Purchase	D	8.1936	1,000	8		26,500
2020-03-16	2020-03-16	4	Vig Rajneesh	TCPC	Common Stock	P - Purchase	D	8.3112	10,000	83		59,750
2020-03-12	2020-03-12	4	Davis Paul L	TCPC	Common Stock	P - Purchase	D	10.2550	1,000	10		25,500
2020-03-11	2020-03-11	4	Davis Paul L	TCPC	Common Stock	P - Purchase	D	11.6000	2,000	23		24,500
2020-03-10	2020-03-09	4	Davis Paul L	TCPC	Common Stock	P - Purchase	D	12.4300	3,000	37		22,500
2020-02-28	2020-02-28	4	Davis Paul L	TCPC	Common Stock	P - Purchase	D	12.8600	500	6		19,500
2020-02-28	2020-02-28	4	Davis Paul L	TCPC	Common Stock	P - Purchase	D	12.9081	1,000	13		19,000
2020-02-28	2020-02-28	4	Wruble Brian F	TCPC	Common Stock	P - Purchase	D	12.9600	5,000	65		10,000
2020-02-28	2020-02-28	4	Wruble Brian F Footnote	TCPC	Common Stock	P - Purchase	I	12.9600	5,000	65		10,000
2020-02-04	2020-01-31	4	Leitner Michael E	TCPC	Phantom Shares	A - Award	D		12,180		12,180
2019-09-06	2019-09-04	4	Leitner Michael E	TCPC	Common Stock	P - Purchase	D	13.3100	1,196	16		24,400
2019-09-06	2019-09-04	4	Leitner Michael E	TCPC	Common Stock	P - Purchase	D	13.3170	8,139	108		23,204
2019-09-06	2019-09-04	4	Leitner Michael E	TCPC	Common Stock	P - Purchase	D	13.3000	5,665	75		15,065
2019-09-05	2019-09-05	4	LEVKOWITZ HOWARD	TCPC	Common Stock	P - Purchase	D	13.2909	1,000	13		136,905
2019-09-05	2019-09-05	4	LEVKOWITZ HOWARD	TCPC	Common Stock	P - Purchase	D	13.2933	9,000	120		135,905
2018-12-21	2018-12-21	4	DRAUT ERIC JOHN	TCPC	Common Stock	P - Purchase	D	12.9600	1,000	13		52,532
2018-12-21	2018-12-21	4	Vig Rajneesh	TCPC	Common Stock	P - Purchase	D	12.9200	10,000	129		49,750
2018-12-21	2018-12-21	4	LEVKOWITZ HOWARD	TCPC	Common Stock	P - Purchase	D	12.8800	5,000	64		124,144
2018-12-21	2018-12-21	4	Davis Paul L	TCPC	Common Stock	P - Purchase	D	12.8100	300	4		18,000
2018-12-21	2018-12-21	4	Davis Paul L	TCPC	Common Stock	P - Purchase	D	12.8600	900	12		17,700
2018-12-21	2018-12-21	4	Davis Paul L	TCPC	Common Stock	P - Purchase	D	12.8700	900	12		16,800
2018-12-21	2018-12-21	4	Davis Paul L	TCPC	Common Stock	P - Purchase	D	12.9200	900	12		15,900
2018-12-07	2018-12-07	4	Davis Paul L	TCPC	Common Stock	P - Purchase	D	14.2400	2,000	28		15,000
2018-11-30	2018-11-30	4	CORBET KATHLEEN A	TCPC	Common Stock	P - Purchase	D	14.3600	3,000	43		9,000
2018-11-16	2018-11-16	4	Davis Paul L	TCPC	Common Stock	P - Purchase	D	13.8940	2,000	28		13,000
2018-11-16	2018-11-16	4	Davis Paul L	TCPC	Common Stock	P - Purchase	D	13.8900	2,000	28		11,000
2018-11-16	2018-11-16	4	LEVKOWITZ HOWARD	TCPC	Common Stock	P - Purchase	D	13.8856	5,000	69		119,144
2018-11-16	2018-11-16	4	Williams Karyn Leigh	TCPC	Common Stock	P - Purchase	D	13.8370	725	10		725
2018-11-16	2018-11-16	4	Vig Rajneesh	TCPC	Common Stock	P - Purchase	D	13.9160	7,000	97		39,750
2018-02-09	2018-02-09	4	LEVKOWITZ HOWARD	TCPC	Common Stock	P - Purchase	D	14.4746	5,000	72		111,657
2018-02-06	2018-02-06	4	HOLDSWORTH MARK	TCPC	Common Stock	P - Purchase	D	14.6805	2,986	44		77,451
2018-02-06	2018-02-06	4	HOLDSWORTH MARK	TCPC	Common Stock	P - Purchase	D	14.4998	2,014	29		74,465
2018-02-05	2018-02-05	4	DRAUT ERIC JOHN	TCPC	Common Stock	P - Purchase	D	14.2300	1,000	14		51,532
2018-02-05	2018-02-02	4	Vig Rajneesh	TCPC	Common Stock	P - Purchase	D	15.0643	5,000	75		32,750
2018-01-31	2018-01-31	4	Wruble Brian F	TCPC	Common Stock	P - Purchase	D	15.2600	5,000	76		25,000
2018-01-30	2018-01-30	4	LEVKOWITZ HOWARD Footnote	TCPC	Common Stock	P - Purchase	I	15.2250	1,100	17		15,582
2018-01-30	2018-01-30	4	LEVKOWITZ HOWARD	TCPC	Common Stock	P - Purchase	D	15.2890	7,000	107		106,657
2018-01-30	2018-01-30	4	LEVKOWITZ HOWARD	TCPC	Common Stock	P - Purchase	D	15.2150	900	14		99,657
2018-01-30	2018-01-30	4	CORBET KATHLEEN A	TCPC	Common Stock	P - Purchase	D	15.2166	2,500	38		6,000
2017-06-26	2017-06-23	4	Wruble Brian F Footnote	TCPC	Common Stock	P - Purchase	I	16.6210	5,000	83		25,000
2017-06-26	2017-06-23	4	Wruble Brian F	TCPC	Common Stock	P - Purchase	D	16.6370	5,000	83		20,000
2017-04-20	2017-04-20	4	CORBET KATHLEEN A	TCPC	Common Stock	P - Purchase	D	16.5400	3,500	58		3,500
2017-03-15	2015-03-15	4	Wruble Brian F	tcpc	Common Stock	P - Purchase	D	16.9499	5,000	85		15,000
2016-08-24		3	Reiss M. Freddie	TCPC	Common Stock		D					50,000
2016-08-24		3	Reiss M. Freddie	TCPC	Common Stock		D					50,000
2016-05-31	2016-05-27	4	Davis Paul L	TCPC	Common Stock	P - Purchase	D	14.4800	500	7		9,000
2016-05-20	2016-05-20	4	LEVKOWITZ HOWARD	TCPC	Common Stock	P - Purchase	D	14.5419	5,000	73		95,339
2016-01-25	2016-01-22	4	DRAUT ERIC JOHN	TCPC	Common Stock	P - Purchase	D	13.1500	709	9		50,532
2016-01-25	2016-01-22	4	DRAUT ERIC JOHN	TCPC	Common Stock	P - Purchase	D	12.7700	291	4		49,823
2016-01-22	2016-01-22	4	LEVKOWITZ HOWARD	TCPC	Common Stock	P - Purchase	D	12.8736	5,000	64		89,841
2016-01-22	2016-01-22	4	Leitner Michael E	TCPC	Common Stock	P - Purchase	D	12.7700	4,000	51		9,400
2016-01-22	2016-01-22	4	Vig Rajneesh	TCPC	Common Stock	P - Purchase	D	12.9799	500	6		27,750
2016-01-22	2016-01-22	4	Vig Rajneesh	TCPC	Common Stock	P - Purchase	D	12.9632	2,800	36		27,250
2016-01-22	2016-01-22	4	Vig Rajneesh	TCPC	Common Stock	P - Purchase	D	12.9600	100	1		24,450
2016-01-22	2016-01-22	4	Vig Rajneesh	TCPC	Common Stock	P - Purchase	D	12.9500	600	8		24,350
2016-01-22	2016-01-22	4	Wruble Brian F	TCPC	Common Stock	P - Purchase	D	12.8600	3,000	39		10,000
2015-12-18	2015-12-18	4	Schwab Peter E	TCPC	Common Stock	P - Purchase	D	14.0800	2,900	41		8,500
2015-12-18	2015-12-18	4	Schwab Peter E	TCPC	Common Stock	P - Purchase	D	14.0600	400	6		5,600
2015-12-18	2015-12-18	4	Schwab Peter E	TCPC	Common Stock	P - Purchase	D	14.0300	200	3		5,200
2015-12-18	2015-12-18	4	LEVKOWITZ HOWARD Footnote	TCPC	Common Stock	P - Purchase	I	14.0000	3,000	42		13,000
2015-12-14	2015-12-11	4	DRAUT ERIC JOHN	TCPC	Common Stock	P - Purchase	D	14.3900	500	7		49,532
2015-12-14	2015-12-11	4	DRAUT ERIC JOHN	TCPC	Common Stock	P - Purchase	D	14.4400	500	7		49,032
2015-11-17	2015-11-16	4	LEVKOWITZ HOWARD	TCPC	Common Stock	P - Purchase	I	15.2671	4,102	63		10,000
2015-11-17	2015-11-16	4	LEVKOWITZ HOWARD	TCPC	Common Stock	P - Purchase	I	15.2000	798	12		5,898
2015-11-17	2015-11-16	4	LEVKOWITZ HOWARD	TCPC	Common Stock	P - Purchase	I	15.1500	100	2		5,100
2015-11-12	2015-11-11	4	Wruble Brian F	TCPC	Common Stock	P - Purchase	D	15.1400	6,000	91		7,000
2015-11-06		3	Wruble Brian F	TCPC	Common Stock		D					2,000
2015-11-06		3	Wruble Brian F	TCPC	Common Stock		D					2,000
2015-09-28	2015-09-28	4	DRAUT ERIC JOHN	TCPC	Common Stock	P - Purchase	D	14.2000	500	7		48,532
2015-09-28	2015-09-28	4	Davis Paul L	TCPC	Common Stock	P - Purchase	D	14.2399	1,000	14		8,500
2015-09-14	2015-09-14	4	Vig Rajneesh	TCPC	Common Stock	P - Purchase	D	14.9000	3,750	56		23,750
2015-08-24	2015-08-24	4	DRAUT ERIC JOHN	TCPC	Common Stock	P - Purchase	D	14.7700	500	7		48,032
2015-06-30	2015-06-29	4	DRAUT ERIC JOHN	TCPC	Common Stock	P - Purchase	D	15.3199	500	8		47,532
2015-06-26	2015-06-26	4	LEVKOWITZ HOWARD	TCPC	Common Stock	P - Purchase	D	15.3800	5,000	77		118,452
2015-05-13	2015-05-11	4	LEVKOWITZ HOWARD	TCPC	Common Stock	P - Purchase	D	15.5000	1,499	23		113,452
2014-10-27	2014-10-15	4/A	Schwab Peter E	TCPC	Common Stock	P - Purchase	D	15.4100	5,000	77		5,000
2014-10-27	2013-10-28	4	Schwab Peter E	TCPC	Common Stock	S - Sale	D	16.7445	-2,000	-33		0
2014-10-15	2014-10-15	4	Greenwood Elizabeth	TCPC	Common Stock	P - Purchase	D	15.2050	1,000	15		1,000
2014-10-15	2014-10-15	4	Vig Rajneesh	TCPC	Common Stock	P - Purchase	D	15.1900	100	2		20,000
2014-10-15	2014-10-15	4	Vig Rajneesh	TCPC	Common Stock	P - Purchase	D	15.1852	2,900	44		19,900
2014-10-15	2014-10-15	4	Schwab Peter E	TCPC	Common Stock	P - Purchase	D	15.4100	5,000	77		7,000
2014-10-15	2014-10-15	4	DRAUT ERIC JOHN	TCPC	Common Stock	P - Purchase	D	15.2100	1,000	15		47,032
2014-10-14	2014-10-10	4	HOLDSWORTH MARK	TCPC	Common Stock	P - Purchase	D	15.7172	2,000	31		72,451
2014-10-14	2014-10-09	4	HOLDSWORTH MARK	TCPC	Common Stock	P - Purchase	D	15.8727	3,000	48		70,451
2014-05-15	2014-05-13	4	JOHNSON FRANKLIN	TCPC	Common Stock	P - Purchase	D	15.9200	265	4		18,866
2014-05-14	2014-05-14	4	HOLDSWORTH MARK	TCPC	Common Stock	P - Purchase	D	15.8768	5,000	79		67,451
2014-05-14	2014-05-13	4	HOLDSWORTH MARK	TCPC	Common Stock	P - Purchase	D	15.8490	5,000	79		62,451
2014-05-14	2014-05-13	4	Jaquez-Fissori Todd	TCPC	Common Stock	P - Purchase	D	15.8100	1,200	19		1,200
2014-05-13	2014-05-12	4	LEVKOWITZ HOWARD	TCPC	Common Stock	P - Purchase	D	15.8960	5,000	79		80,448
2013-08-23	2013-08-19	4	Schwab Peter E	TCPC	Common Stock	P - Purchase	D	15.1458	2,000	30		2,000
2013-08-19	2013-08-16	4	JOHNSON FRANKLIN	TCPC	Common Stock	P - Purchase	D	15.2300	3,280	50		17,387
2013-08-19	2013-08-19	4	DRAUT ERIC JOHN	TCPC	Common Stock	P - Purchase	D	15.0500	1,000	15		46,032
2013-08-14	2013-08-13	4	LEVKOWITZ HOWARD	TCPC	Common Stock	P - Purchase	D	15.2500	5,000	76		74,751
2013-08-14	2013-08-12	4	LEVKOWITZ HOWARD	TCPC	Common Stock	P - Purchase	D	15.3000	5,000	76		69,751
2013-06-14	2013-06-05	4	JOHNSON FRANKLIN	TCPC	Common Stock	P - Purchase	D	15.6989	3,193	50		13,875
2013-03-13	2013-03-12	4	JOHNSON FRANKLIN	TCPC	Common Stock	P - Purchase	D	15.9270	682	11		10,682
2012-12-18	2012-12-17	4	LEVKOWITZ HOWARD	TCPC	Common Stock	P - Purchase	D	14.7235	2,300	34		64,751
2012-12-12	2012-12-12	4	HOLDSWORTH MARK	TCPC	Common Stock	P - Purchase	D	14.8052	2,702	40		57,451
2012-12-12	2012-12-11	4	HOLDSWORTH MARK	TCPC	Common Stock	P - Purchase	D	14.8304	7,298	108		54,749
2012-12-07	2012-12-07	4	LEVKOWITZ HOWARD	TCPC	Common Stock	P - Purchase	D	14.8993	10,000	149		62,451
2012-11-28	2012-11-28	4	Vig Rajneesh	TCPC	Common Stock	P - Purchase	D	14.9900	10,000	150		17,000
2012-06-05	2012-06-01	4	Davis Paul L	TCPC	Common Stock	P - Purchase	D	14.4100	2,000	29		7,500
2012-06-05	2012-06-01	4	Davis Paul L	TCPC	Common Stock	P - Purchase	D	14.3100	1,000	14		5,500
2012-06-05	2012-06-01	4	Davis Paul L	TCPC	Common Stock	P - Purchase	D	14.2100	2,000	28		4,500
2012-05-30	2012-05-24	4	Davis Paul L	TCPC	Common Stock	P - Purchase	D	13.8498	1,000	14		2,500
2012-05-25	2012-05-23	4	Davis Paul L	TCPC	Common Stock	P - Purchase	D	13.9100	1,000	14		1,500
2012-05-25	2012-05-23	4	Davis Paul L	TCPC	Common Stock	P - Purchase	D	13.7600	100	1		500
2012-05-23	2012-05-21	4	Davis Paul L	TCPC	Common Stock	P - Purchase	D	13.6900	400	5		400
2012-05-22	2012-05-21	4	LEVKOWITZ HOWARD	TCPC	Common Stock	P - Purchase	D	13.7390	5,000	69		52,451
2012-05-21	2012-05-21	4	DRAUT ERIC JOHN	TCPC	Common Stock	P - Purchase	D	13.6300	1,000	14		45,032
2012-05-18	2012-05-18	4	DRAUT ERIC JOHN	TCPC	Common Stock	P - Purchase	D	14.2900	1,500	21		44,032
2012-05-17	2012-05-17	4	DRAUT ERIC JOHN	TCPC	Common Stock	P - Purchase	D	14.3100	1,851	26		42,532
2012-05-17	2012-05-17	4	Vig Rajneesh	TCPC	Common Stock	P - Purchase	D	14.6900	6,900	101		7,000
2012-05-17	2012-05-16	4	Vig Rajneesh	TCPC	Common Stock	P - Purchase	D	14.4000	100	1		100
2012-04-12	2012-04-10	4	LEVKOWITZ HOWARD	TCPC	Common Stock	P - Purchase	D	14.7500	47,451	700		47,451
2012-04-12	2012-04-10	4	LEVKOWITZ HOWARD Footnote	TCPC	Common Stock	P - Purchase	I	14.7500	7,500	111		7,500
2012-04-12	2012-04-10	4	LEVKOWITZ HOWARD Footnote	TCPC	Common Stock	P - Purchase	I	14.7500	7,500	111		7,500
2012-04-12	2012-04-10	4	LEVKOWITZ HOWARD Footnote	TCPC	Common Stock	P - Purchase	I	14.7500	7,500	111		7,500
2012-04-12	2012-04-10	4	LEVKOWITZ HOWARD Footnote	TCPC	Common Stock	P - Purchase	I	14.7500	7,500	111		7,500
2012-04-12	2012-04-10	4	JOHNSON FRANKLIN	TCPC	Common Stock	P - Purchase	D	14.7500	10,000	148		10,000
2012-04-12	2012-04-10	4	Leitner Michael E	TCPC	Common Stock	P - Purchase	D	14.7500	5,400	80		5,400
2012-04-12		3	Gerch Todd	TCPC	Common Stock		D					1,674
2006-08-11		3	MASSACHUSETTS MUTUAL LIFE INSURANCE CO	NA	Common Shares		D					42,722
2006-08-11		3	TENNENBAUM & CO LLC	N/A	Common Shares		D					13,119
2006-08-11		3	TENNENBAUM MICHAEL E Indirect through Tennenbaum & Co., LLC	N/A	Common Shares		I					13,119

非衍生或衍生证券的公开市场或私下买入

非衍生或衍生证券的公开市场或私下卖出

公司向内部人员授予、奖励或以其他方式获取证券（例如股票期权）

衍生工具转换

将证券卖出或转让回公司

使用从公司收到的证券的一部分来支付行使价或税务负担。

内部人士赠送或接收他人赠送公司股票

股权掉期和类似的避险交易

行使或转换从公司获得的衍生证券（例如期权）

内部人士通过Form 4自愿报告的一笔交易

其他（附有交易描述的脚注）

TCPC / BlackRock TCP Capital Corp. - Insider Trading and Ownership Report - SEC Form 3, 4, 5