MTEM / Molecular Templates, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

分子模板公司
US ˙ OTCPK ˙ US6085502085
该符号不再有效

内部人士股份23,044,479 shares
内部人士情绪分数

“内部人士情绪分数”用于查找被公司内部人士购入的公司。

它是一个复杂的多因素量化模型的结果,该模型能够辨识具有最高内部人士累积持有水平的公司。该评分模型结合了内部人士在过去90天内买入的净数量、总买入股份占流通股比例,以及内部人士拥有的总股份的指标。该分数的范围从0到100,数值越高表示相对于同行业而言具有更高程度的内部人士持股水平,50为平均值。

更新频率:每日

参阅“内部人士首选”,该清单呈现被内部人士购入最多的公司。

高管情绪分数

“高管情绪分数”用于查找被公司管理层购入的公司。

根据定义,公司高管是公司内部人士,但与其他内部人士(10%的股东和董事会成员)不同,公司高管每天在公司工作,而且他们使用自己的资金进行交易。(10%的股东和董事会成员通常是基金经理,管理着其他人的资金。)因此,公司高管进行的内幕交易更为重要,应该被适当地重视和关注。

如同“内部人士情绪分数”,“高管情绪分数”也是一个复杂的多因素量化模型的计算结果,该模型能够辨识具有最高高管累积持有水平的公司。

更新频率:每日

参阅“内部人士首选”,该清单呈现被内部人士购入最多的公司。

关键内部人士指标

此表格显示了公司在各种内部人士指标上的排名。百分位数排名显示了这家公司在美国市场与其他公司相比的表现。排名越高表明公司所处状况越好。

举例来说,一般认为内部人士的买入是一个积极的指标,因此具有更多内部人士买入的公司将排名高于那些内部人士买入较少(甚至有内部人士卖出)的公司。

内部人士买入净数(排名)

N/A

内部人士买入净数是过去90天内买入的内部人士总数减去卖出的内部人士总数。以百分位排名显示(范围从0到100%)。

内部人士买入占流通股比例(排名)

N/A

内部人士买入占流通股比例是内部人士在过去90天内买入的股份总数减去卖出的股份总数,除以总流通股数并乘以100。

内幕交易图表

以下图表显示了Molecular Templates, Inc.内部人士交易。内部人士包括公司的高管、董事或重要投资者。一般而言,基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是,他们必须通过Form 4向美国证券交易委员会(SEC)报告所有交易。

内部人员名单及盈利指标

这张表格显示已知的内部人士名单,从向美国证券交易委员会(SEC)披露的申报文件中自动生成。除了姓名、当前职位和董事、高管或10%所有人的任命外,我们还提供了最新披露的持股信息。此外,我们尽可能提供内部人士的历史交易表现。历史交易表现是内部人士实际进行的公开市场买入交易表现的加权平均值。有关此计算方式的更多信息,请查看YouTube网络研讨会

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内部人士 平均收益(%) 持股
数量
分拆
调整

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跟踪内部人士买入记录 - 短期收益分析

在这一部分,我们分析了在 MTEM / Molecular Templates, Inc. 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况, 结果仅为理论值。 .

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
2024-04-02 BIOTECH TARGET N V 250,000 2.3500 250,000 2.3500 587,500 6 1.9900 -90,000 -15.32
2023-07-17 BIOTECH TARGET N V 4,255,319 0.4700 283,688 7.0500 2,000,000
2022-06-16 McLennan Sean 30,000 0.8159 2,000 12.2385 24,477
2022-06-15 SHV Management Services, LLC 62,000 0.8900 4,133 13.3500 55,180
2022-06-14 SHV Management Services, LLC 60,000 0.8700 4,000 13.0500 52,200
2022-06-13 SHV Management Services, LLC 100,000 0.9100 6,667 13.6500 91,000
2022-05-16 BIOTECH TARGET N V 200,000 1.1810 13,333 17.7150 236,200
2022-01-06 BIOTECH TARGET N V 200,000 4.0359 13,333 60.5385 807,180
2021-09-21 BIOTECH TARGET N V 750,000 6.0000 50,000 90.0000 4,500,000

经调整价格 已按拆股调整。 经调整股数 已按拆股调整。

MTEM / Molecular Templates, Inc. Insider Trades
追踪内部人士卖出记录 - 短期亏损分析

在这一部分,我们分析了在 MTEM / Molecular Templates, Inc. 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况, 结果仅为理论值。 .

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
2024-11-14 BIOTECH TARGET N V 1,279,820 0.6609 1,279,820 0.6609 845,833 40 0.1072 -708,636 -83.78
2021-06-28 Kim Jason S. 2,770 8.3600 185 125.4000 23,157
2020-09-16 SHV Management Services, LLC 500,000 13.0500 33,333 195.7500 6,525,000
2020-08-28 Longitude Capital Partners III, LLC 1,049 10.7461 70 161.1915 11,273
2020-08-28 Longitude Capital Partners III, LLC 2,447 10.7461 163 161.1915 26,296
2020-05-20 SHV Management Services, LLC 300,000 16.5100 20,000 247.6500 4,953,000
2014-10-01 SUTTER HILL VENTURES 226,657 3.7720 226,657 3.7720 854,950
2014-10-01 WHITE JAMES N 12,881 3.7720 12,881 3.7720 48,587
2014-10-01 SHEEHAN ANDREW T 3,695 3.7720 3,695 3.7720 13,938

经调整价格 已按拆股调整。 经调整股数 已按拆股调整。

MTEM / Molecular Templates, Inc. Insider Trades
交易历史记录

点击链接图标即可查看完整的交易历史记录。作为 10b5-1 自动交易计划的一部分进行报告的交易,将在标记为 10b-5 的列中显示 X。

备案
日期
交易
日期
表格 内部人士 股票代码 证券种类 代码 10b5-1 直接 执行
价格
单位
价格
股数
变化
价值
变化 (1K)
剩余
期权
剩余
股份
2024-11-18 2024-11-14 4 BIOTECH TARGET N V MTEM Common Stock S - Sale D 0.6609 -1,279,820 -846 0
2024-04-04 2024-04-02 4 BIOTECH TARGET N V MTEM Common Stock P - Purchase D 2.3500 250,000 588 1,279,820
2024-04-04 2024-04-02 4 LALANDE KEVIN M. By SHV MTEM SPV, LLC MTEM Common Stock A - Award I 2.3500 175,000 411 175,000
2023-07-19 2023-07-17 4 BIOTECH TARGET N V MTEM Common Stock P - Purchase D 0.4700 4,255,319 2,000 15,447,322
2022-07-11 2022-07-07 4 Kim Jason S. MTEM Common Stock M - Exercise D 0.7100 12,089 9 95,493
2022-06-21 2022-06-15 4 LALANDE KEVIN M. By SHVMS, LLC MTEM Common Stock P - Purchase I 0.8900 62,000 55 222,000
2022-06-21 2022-06-14 4 LALANDE KEVIN M. By SHVMS, LLC MTEM Common Stock P - Purchase I 0.8700 60,000 52 160,000
2022-06-21 2022-06-13 4 LALANDE KEVIN M. By SHVMS, LLC MTEM Common Stock P - Purchase I 0.9100 100,000 91 100,000
2022-06-21 2022-06-15 4 SHV Management Services, LLC By SHVMS, LLC MTEM Common Stock P - Purchase I 0.8900 62,000 55 222,000
2022-06-21 2022-06-14 4 SHV Management Services, LLC By SHVMS, LLC MTEM Common Stock P - Purchase I 0.8700 60,000 52 160,000
2022-06-21 2022-06-13 4 SHV Management Services, LLC By SHVMS, LLC MTEM Common Stock P - Purchase I 0.9100 100,000 91 100,000
2022-06-21 2022-06-16 4 McLennan Sean MTEM Common Stock P - Purchase D 0.8159 30,000 24 30,000
2022-05-18 2022-05-16 4 BIOTECH TARGET N V MTEM Common Stock P - Purchase D 1.1810 200,000 236 11,192,003
2022-04-29 2022-04-27 4 Poma Eric E MTEM Stock Option (right to buy) M - Exercise D 0.71 -27,325 0
2022-04-29 2022-04-27 4 Poma Eric E MTEM Stock Option (right to buy) M - Exercise D 0.71 -6,831 0
2022-04-29 2022-04-27 4 Poma Eric E MTEM Common Stock M - Exercise D 0.7100 27,325 19 277,615
2022-04-29 2022-04-27 4 Poma Eric E MTEM Common Stock M - Exercise D 0.7100 6,831 5 250,290
2022-03-02 2022-03-01 4 Gruia Gabriela MTEM Stock Option (right to buy) A - Award D 2.35 25,000 25,000
2022-02-17 2022-02-15 4 Poma Eric E MTEM Stock Option (right to buy) A - Award D 2.77 300,000 300,000
2022-02-17 2022-02-15 4 Waltzman Roger J. MTEM Stock Option (right to buy) A - Award D 2.77 125,000 125,000
2022-02-17 2022-02-15 4 Kim Jason S. MTEM Stock Option (right to buy) A - Award D 2.77 125,000 125,000
2022-02-17 2022-02-15 4 McLennan Sean MTEM Stock Option (right to buy) A - Award D 2.77 85,000 85,000
2022-01-10 2022-01-06 4 BIOTECH TARGET N V MTEM Common Stock P - Purchase D 4.0359 200,000 807 10,992,003
2021-09-23 2021-09-21 4 BIOTECH TARGET N V MTEM Common Stock P - Purchase D 6.0000 750,000 4,500 10,792,003
2021-09-20 2021-09-16 4 BIOTECH TARGET N V MTEM Common Stock P - Purchase D 6.1300 100,000 613 10,042,003
2021-07-28 2021-07-27 4 BIOTECH TARGET N V MTEM Common Stock P - Purchase D 7.0912 75,000 532 9,942,003
2021-07-28 2021-07-26 4 BIOTECH TARGET N V MTEM Common Stock P - Purchase D 6.9977 80,000 560 9,867,003
2021-07-21 2021-07-20 4 BIOTECH TARGET N V MTEM Common Stock P - Purchase D 7.1334 125,000 892 9,787,003
2021-07-21 2021-07-19 4 BIOTECH TARGET N V MTEM Common Stock P - Purchase D 6.9594 119,382 831 9,662,003
2021-07-07 2021-07-06 4 Poma Eric E MTEM Stock Option (right to buy) M - Exercise D 0.71 -3,563 0
2021-07-07 2021-07-06 4 Poma Eric E MTEM Common Stock M - Exercise D 0.7100 3,563 3 243,459
2021-06-29 2021-06-28 4 Kim Jason S. MTEM Stock Option (right to buy) M - Exercise D 0.71 -32,038 0
2021-06-29 2021-06-28 4 Kim Jason S. MTEM Common Stock S - Sale D 8.3600 -2,770 -23 83,404
2021-06-29 2021-06-28 4 Kim Jason S. MTEM Common Stock M - Exercise D 0.7100 32,038 23 86,174
2021-06-04 2021-06-03 4 LALANDE KEVIN M. MTEM Stock Option (right to buy) A - Award D 8.98 15,000 15,000
2021-06-04 2021-06-03 4 Sanders Corazon (Corsee) D. MTEM Stock Option (right to buy) A - Award D 8.98 15,000 15,000
2021-06-04 2021-06-03 4 HOFFMANN DAVE MTEM Stock Option (right to buy) A - Award D 8.98 15,000 15,000
2021-06-04 2021-06-03 4 Morenstein Scott D MTEM Stock Option (right to buy) A - Award D 8.98 15,000 15,000
2021-06-04 2021-06-03 4 SELICK HAROLD E MTEM Stock Option (right to buy) A - Award D 8.98 15,000 15,000
2021-06-04 2021-06-03 4 Hirsch David MTEM Stock Option (right to buy) A - Award D 8.98 15,000 15,000
2021-06-04 2021-06-03 4 Lanfear Jonathan MTEM Stock Option (right to buy) A - Award D 8.98 15,000 15,000
2021-04-21 2021-04-19 4 BIOTECH TARGET N V MTEM Common Stock P - Purchase D 8.0765 40,852 330 9,542,621
2021-04-19 2021-04-15 4 BIOTECH TARGET N V MTEM Common Stock P - Purchase D 8.6177 150,000 1,293 9,501,769
2021-04-15 2021-04-14 4 BIOTECH TARGET N V MTEM Common Stock P - Purchase D 8.3736 150,000 1,256 9,351,769
2021-04-15 2021-04-13 4 BIOTECH TARGET N V MTEM Common Stock P - Purchase D 7.8097 100,000 781 9,201,769
2021-04-13 2021-04-12 4 BIOTECH TARGET N V MTEM Common Stock P - Purchase D 8.0166 50,000 401 9,101,769
2021-04-13 2021-04-09 4 BIOTECH TARGET N V MTEM Common Stock P - Purchase D 8.2305 235,664 1,940 9,051,769
2021-04-09 2021-04-08 4 BIOTECH TARGET N V MTEM Common Stock P - Purchase D 8.2222 300,000 2,467 8,816,105
2021-04-09 2021-04-07 4 BIOTECH TARGET N V MTEM Common Stock P - Purchase D 8.2408 200,000 1,648 8,516,105
2021-04-07 2021-04-05 4 BIOTECH TARGET N V MTEM Common Stock P - Purchase D 9.4355 200,000 1,887 8,316,105
2021-03-31 2021-03-29 4 BIOTECH TARGET N V MTEM Common Stock P - Purchase D 11.4481 80,000 916 8,116,105
2021-02-25 2021-02-24 4 BIOTECH TARGET N V MTEM Common Stock P - Purchase D 11.4778 75,000 861 8,036,105
2021-02-25 2021-02-23 4 BIOTECH TARGET N V MTEM Common Stock P - Purchase D 11.2893 235,004 2,653 7,961,105
2021-02-19 2021-02-18 4 BIOTECH TARGET N V MTEM Common Stock P - Purchase D 12.6500 1,185,770 15,000 7,726,101
2021-02-17 2021-02-15 4 Cutler Adam D. MTEM Stock Option (right to buy) A - Award D 14.05 125,000 125,000
2021-02-17 2021-02-15 4 Waltzman Roger J. MTEM Stock Option (right to buy) A - Award D 14.05 125,000 125,000
2021-02-17 2021-02-15 4 Kim Jason S. MTEM Stock Option (right to buy) A - Award D 14.05 125,000 125,000
2021-02-17 2021-02-15 4 Poma Eric E MTEM Stock Option (right to buy) A - Award D 14.05 300,000 300,000
2021-02-03 2021-02-01 4 BIOTECH TARGET N V MTEM Common Stock P - Purchase D 11.6918 80,000 935 6,540,331
2021-02-01 2021-01-29 4 BIOTECH TARGET N V MTEM Common Stock P - Purchase D 11.9375 80,000 955 6,460,331
2020-12-11 2020-12-10 4 BIOTECH TARGET N V MTEM Common Stock P - Purchase D 8.1848 170,000 1,391 6,380,331
2020-12-11 2020-12-10 4 BIOTECH TARGET N V MTEM Common Stock P - Purchase D 8.3895 150,000 1,258 6,210,331
2020-12-11 2020-12-09 4 BIOTECH TARGET N V MTEM Common Stock P - Purchase D 8.6208 125,000 1,078 6,060,331
2020-11-12 2020-11-10 4 BIOTECH TARGET N V MTEM Common Stock P - Purchase D 9.1559 80,000 732 5,935,331
2020-11-12 2020-11-09 4 BIOTECH TARGET N V MTEM Common Stock P - Purchase D 9.0518 80,000 724 5,855,331
2020-11-09 2020-11-06 4 BIOTECH TARGET N V MTEM Common Stock P - Purchase D 8.3344 470,335 3,920 5,775,331
2020-11-09 2020-11-05 4 BIOTECH TARGET N V MTEM Common Stock P - Purchase D 10.8564 75,000 814 5,304,996
2020-11-04 2020-10-30 4 BIOTECH TARGET N V MTEM Common Stock P - Purchase D 8.8289 80,000 706 5,229,996
2020-11-04 2020-10-28 4 BIOTECH TARGET N V MTEM Common Stock P - Purchase D 9.3961 80,000 752 5,149,996
2020-11-03 3 BB BIOTECH AG MTEM Common Stock D 5,069,996
2020-09-18 2020-09-16 4 SHV Management Services, LLC Held by Sante Health Ventures I, L.P. MTEM Common Stock S - Sale I 13.0500 -500,000 -6,525 6,097,298
2020-09-18 2020-09-16 4 LALANDE KEVIN M. Held by Sante Health Ventures I, L.P. MTEM Common Stock S - Sale I 13.0500 -500,000 -6,525 6,097,298
2020-09-01 2020-08-28 4 Longitude Capital Partners III, LLC MTEM Common Stock S - Sale I 10.7461 -1,049 -11 0
2020-09-01 2020-08-28 4 Longitude Capital Partners III, LLC MTEM Common Stock S - Sale I 10.7461 -2,447 -26 0
2020-06-01 2020-05-28 4 Hirsch David MTEM Stock Option (right to buy) A - Award D 15.43 15,000 15,000
2020-06-01 2020-05-28 4 LALANDE KEVIN M. MTEM Stock Option (right to buy) A - Award D 15.43 15,000 15,000
2020-06-01 2020-05-28 4 SELICK HAROLD E MTEM Stock Option (right to buy) A - Award D 15.43 15,000 15,000
2020-06-01 2020-05-28 4 HOFFMANN DAVE MTEM Stock Option (right to buy) A - Award D 15.43 15,000 15,000
2020-06-01 2020-05-28 4 Sanders Corazon (Corsee) D. MTEM Stock Option (right to buy) A - Award D 15.43 15,000 15,000
2020-06-01 2020-05-28 4 Morenstein Scott D MTEM Stock Option (right to buy) A - Award D 15.43 15,000 15,000
2020-05-28 2020-05-26 4 Longitude Capital Partners III, LLC MTEM Common Stock J - Other I 1,049 1,049
2020-05-28 2020-05-26 4 Longitude Capital Partners III, LLC MTEM Common Stock J - Other I 2,447 2,447
2020-05-28 2020-05-26 4 Longitude Capital Partners III, LLC MTEM Common Stock J - Other I 3,495 3,495
2020-05-28 2020-05-26 4 Longitude Capital Partners III, LLC By Longitude Venture Partners III, L.P. MTEM Common Stock J - Other I -1,000,000 3,199,035
2020-05-28 2020-05-26 4 Hirsch David MTEM Common Stock J - Other D 1,649 1,649
2020-05-28 2020-05-26 4 Hirsch David By Longitude Venture Partners III, L.P. MTEM Common Stock J - Other I -1,000,000 3,199,035
2020-05-22 2020-05-20 4 SHV Management Services, LLC Held by Sante Health Ventures I, L.P. MTEM Common Stock S - Sale I 16.5100 -300,000 -4,953 6,597,298
2020-05-22 2020-05-20 4 LALANDE KEVIN M. Held by Sante Health Ventures I, L.P. MTEM Common Stock S - Sale I 16.5100 -300,000 -4,953 6,597,298
2020-05-04 2020-04-30 4 LALANDE KEVIN M. Held by Sante Health Ventures I, L.P. MTEM Common Stock J - Other I -1,000,000 6,897,298
2020-05-04 2020-04-30 4 SHV Management Services, LLC Held by Sante Health Ventures I, L.P. MTEM Common Stock J - Other I -1,000,000 6,897,298
2020-02-18 2020-02-14 4 Kim Jason S. MTEM Stock Option (right to buy) A - Award D 14.50 150,000 150,000
2020-02-18 2020-02-14 4 Poma Eric E MTEM Stock Option (right to buy) A - Award D 14.50 312,500 312,500
2020-02-18 2020-02-14 4 Cutler Adam D. MTEM Stock Option (right to buy) A - Award D 14.50 150,000 150,000
2020-02-18 2020-02-14 4 Waltzman Roger J. MTEM Stock Option (right to buy) A - Award D 14.50 120,000 120,000
2020-01-03 2020-01-03 4 Kim Jason S. MTEM Stock Option (right to buy) M - Exercise D 0.42 -54,136 0
2020-01-03 2020-01-03 4 Kim Jason S. MTEM Common Stock M - Exercise D 0.4200 54,136 23 54,136
2019-12-20 2019-12-19 4 Sanders Corazon (Corsee) D. MTEM Stock Option (right to buy) A - Award D 12.69 25,000 25,000
2019-12-05 2019-11-25 4/A Longitude Capital Partners III, LLC By Longitude Venture Partners III, L.P. MTEM Common Stock P - Purchase I 8.0000 937,500 7,500 4,199,035
2019-12-05 2019-11-25 4/A Hirsch David By Longitude Venture Partners III, L.P. MTEM Common Stock P - Purchase I 8.0000 937,500 7,500 4,199,035
2019-11-27 2019-11-25 4 Longitude Capital Partners III, LLC By Longitude Venture Partners III, L.P. MTEM Common Stock P - Purchase I 8.0000 937,000 7,496 4,198,535
2019-11-27 2019-11-25 4 Hirsch David By Longitude Venture Partners III, L.P. MTEM Common Stock P - Purchase I 8.0000 937,000 7,496 4,198,535
2019-11-25 2019-11-21 4 Morenstein Scott D MTEM Common Stock P - Purchase I 8.0000 468,750 3,750 2,052,991
2019-05-30 2019-05-29 4 HOFFMANN DAVE MTEM Stock Option (right to buy) A - Award D 8.21 15,000 15,000
2019-05-30 2019-05-29 4 LALANDE KEVIN M. MTEM Stock Option (right to buy) A - Award D 8.21 15,000 15,000
2019-05-30 2019-05-29 4 Hirsch David MTEM Stock Option (right to buy) A - Award D 8.21 15,000 15,000
2019-05-30 2019-05-29 4 SELICK HAROLD E MTEM Stock Option (right to buy) A - Award D 8.21 15,000 15,000
2019-05-30 2019-05-29 4 Morenstein Scott D MTEM Stock Option (right to buy) A - Award D 8.21 15,000 15,000
2019-02-21 2019-02-19 4 Waltzman Roger J. MTEM Stock Option (right to buy) A - Award D 4.80 175,000 175,000
2019-02-20 2019-02-15 4 Poma Eric E MTEM Stock Option (right to buy) A - Award D 4.66 250,000 250,000
2019-02-20 2019-02-15 4 Cutler Adam D. MTEM Stock Option (right to buy) A - Award D 4.66 92,000 92,000
2019-02-20 2019-02-15 4 Kim Jason S. MTEM Stock Option (right to buy) A - Award D 4.66 130,000 130,000
2018-12-28 2018-12-26 4 CDK ASSOCIATES, L.L.C. MTEM Common Stock P - Purchase D 3.4500 25,000 86 1,584,241
2018-11-29 2018-11-26 4 Poma Eric E MTEM Stock Option (right to buy) M - Exercise D 0.71 -86,951 3,563
2018-11-29 2018-11-26 4 Poma Eric E MTEM Stock Option (right to buy) M - Exercise D 0.42 -152,945 0
2018-11-29 2018-11-26 4 Poma Eric E MTEM Common Stock M - Exercise D 0.7100 86,951 62 239,896
2018-11-29 2018-11-26 4 Poma Eric E MTEM Common Stock M - Exercise D 0.4200 152,945 64 152,945
2018-09-27 2018-09-25 4 Morenstein Scott D By CDK Associates, L.L.C. MTEM Common Stock P - Purchase I 5.5000 545,454 3,000 1,559,241
2018-09-25 2018-09-21 4 Longitude Capital Partners III, LLC By Longitude Venture Partners III, L.P. MTEM Common Stock P - Purchase I 5.5000 365,000 2,008 3,261,535
2018-09-25 2018-09-21 4 Hirsch David By Longitude Venture Partners III, L.P. MTEM Common Stock P - Purchase I 5.5000 365,000 2,008 3,261,535
2018-07-13 2018-05-31 4/A Poma Eric E MTEM Stock Option (right to buy) A - Award D 6.31 585,126 585,126
2018-07-13 2018-05-31 4/A Kim Jason S. MTEM Stock Option (right to buy) A - Award D 6.31 196,161 196,161
2018-06-04 2018-05-31 4 HOFFMANN DAVE MTEM Stock Option (right to buy) A - Award D 6.31 15,000 15,000
2018-06-04 2018-05-31 4 LALANDE KEVIN M. MTEM Stock Option (right to buy) A - Award D 6.31 15,000 15,000
2018-06-04 2018-05-31 4 Morenstein Scott D MTEM Stock Option (right to buy) A - Award D 6.31 15,000 15,000
2018-06-04 2018-05-31 4 Kim Jason S. MTEM Stock Option (right to buy) A - Award D 6.31 100,000 100,000
2018-06-04 2018-05-31 4 Poma Eric E MTEM Stock Option (right to buy) A - Award D 6.31 200,000 200,000
2018-06-04 2018-05-31 4 Cutler Adam D. MTEM Stock Option (right to buy) A - Award D 6.31 100,000 100,000
2018-06-04 2018-05-31 4 Hirsch David MTEM Stock Option (right to buy) A - Award D 6.31 15,000 15,000
2018-06-04 2018-05-31 4 SELICK HAROLD E MTEM Stock Option (right to buy) A - Award D 6.31 15,000 15,000
2017-11-15 2017-11-13 4 Cutler Adam D. MTEM Stock Option (right to buy) A - Award D 8.05 225,000 225,000
2017-10-11 2017-10-09 4 Hirsch David MTEM Stock Option (right to buy) A - Award D 9.40 25,000 25,000
2017-10-11 2017-10-09 4 LALANDE KEVIN M. MTEM Stock Option (right to buy) A - Award D 9.40 25,000 25,000
2017-10-11 2017-10-09 4 Kim Jason S. MTEM Stock Option (right to buy) A - Award D 9.40 137,500 137,500
2017-10-11 2017-10-09 4 Poma Eric E MTEM Stock Option (right to buy) A - Award D 9.40 275,000 275,000
2017-10-11 2017-10-09 4 SELICK HAROLD E MTEM Stock Option (right to buy) A - Award D 9.40 25,000 25,000
2017-10-11 2017-10-09 4 HOFFMANN DAVE MTEM Stock Option (right to buy) A - Award D 9.40 25,000 25,000
2017-10-11 2017-10-09 4 Morenstein Scott D MTEM Stock Option (right to buy) A - Award D 9.40 25,000 25,000
2017-09-25 3/A SHV Annex Services, LP Held by Sante Health Ventures I, L.P. MTEM Common Stock I 7,897,298
2017-09-25 3/A SHV Annex Services, LP Held by Sante Health Ventures I Annex Fund, L.P. MTEM Common Stock I 864,665
2017-09-08 3 MILLENNIUM PHARMACEUTICALS INC MTEM Common Stock D 5,845,986
2017-09-08 3 MILLENNIUM PHARMACEUTICALS INC MTEM Common Stock D 5,845,986
2017-09-08 3 MILLENNIUM PHARMACEUTICALS INC MTEM Common Stock D 5,845,986
2017-09-08 3 MILLENNIUM PHARMACEUTICALS INC MTEM Common Stock D 5,845,986
2017-09-08 3 MILLENNIUM PHARMACEUTICALS INC MTEM Common Stock D 5,845,986
2017-09-08 3 MILLENNIUM PHARMACEUTICALS INC MTEM Common Stock D 5,845,986
2017-09-08 3 MILLENNIUM PHARMACEUTICALS INC MTEM Common Stock D 5,845,986
2017-09-08 3 MILLENNIUM PHARMACEUTICALS INC MTEM Common Stock D 5,845,986
2017-08-11 3 LALANDE KEVIN M. Held by Sante Health Ventures I, L.P. MTEM Common Stock I 16,659,261
2017-08-11 3 LALANDE KEVIN M. Held by Sante Health Ventures I Annex Fund, L.P. MTEM Common Stock I 9,626,628
2017-08-11 3 LALANDE KEVIN M. Held by Sante Health Ventures I, L.P. MTEM Common Stock I 16,659,261
2017-08-11 3 LALANDE KEVIN M. Held by Sante Health Ventures I Annex Fund, L.P. MTEM Common Stock I 9,626,628
2017-08-11 3 SHV Management Services, LLC Held by Sante Health Ventures I Annex Fund, L.P. MTEM Common Stock I 9,626,628
2017-08-11 3 SHV Management Services, LLC Held by Sante Health Ventures I, L.P. MTEM Common Stock I 16,659,261
2017-08-11 3 SHV Management Services, LLC Held by Sante Health Ventures I Annex Fund, L.P. MTEM Common Stock I 9,626,628
2017-08-11 3 SHV Management Services, LLC Held by Sante Health Ventures I, L.P. MTEM Common Stock I 16,659,261
2017-08-11 3 SHV Management Services, LLC Held by Sante Health Ventures I, L.P. MTEM Common Stock I 16,659,261
2017-08-11 3 SHV Management Services, LLC Held by Sante Health Ventures I Annex Fund, L.P. MTEM Common Stock I 9,626,628
2017-08-11 3 SHV Management Services, LLC Held by Sante Health Ventures I, L.P. MTEM Common Stock I 16,659,261
2017-08-11 3 SHV Management Services, LLC Held by Sante Health Ventures I Annex Fund, L.P. MTEM Common Stock I 9,626,628
2017-08-11 3 SHV Management Services, LLC Held by Sante Health Ventures I, L.P. MTEM Common Stock I 16,659,261
2017-08-11 3 SHV Management Services, LLC Held by Sante Health Ventures I, L.P. MTEM Common Stock I 16,659,261
2017-08-11 3 SHV Management Services, LLC Held by Sante Health Ventures I Annex Fund, L.P. MTEM Common Stock I 9,626,628
2017-08-11 3 SHV Management Services, LLC Held by Sante Health Ventures I, L.P. MTEM Common Stock I 16,659,261
2017-08-11 3 SHV Management Services, LLC Held by Sante Health Ventures I Annex Fund, L.P. MTEM Common Stock I 9,626,628
2017-08-11 3 SHV Management Services, LLC Held by Sante Health Ventures I Annex Fund, L.P. MTEM Common Stock I 9,626,628
2017-08-10 3 Hirsch David By Longitude Venture Partners III, L.P.(1) MTEM Common Stock I 5,793,070
2017-08-10 3 Hirsch David By Longitude Venture Partners III, L.P.(1) MTEM Common Stock I 5,793,070
2017-08-10 3 Broxson Michael By Millennium Pharmaceuticals, Inc.(1) MTEM Common Stock I 5,845,986
2017-08-10 3 Broxson Michael By Millennium Pharmaceuticals, Inc.(1) MTEM Common Stock I 5,845,986
2017-08-10 3 Kovner Bruce MTEM Common Stock I 2,027,574
2017-08-10 3 Kovner Bruce MTEM Common Stock I 2,027,574
2017-08-10 3 Kovner Bruce MTEM Common Stock I 2,027,574
2017-08-10 3 Kovner Bruce MTEM Common Stock I 2,027,574
2017-08-10 3 Kovner Bruce MTEM Common Stock I 2,027,574
2017-08-07 3 Longitude Capital Partners III, LLC By Longitude Venture Partners III, L.P. MTEM Common Stock I 5,793,070
2017-08-07 3 Longitude Capital Partners III, LLC By Longitude Venture Partners III, L.P. MTEM Common Stock I 5,793,070
2017-08-07 3 Longitude Capital Partners III, LLC By Longitude Venture Partners III, L.P. MTEM Common Stock I 5,793,070
2017-08-07 3 Longitude Capital Partners III, LLC By Longitude Venture Partners III, L.P. MTEM Common Stock I 5,793,070
2017-08-07 3 Longitude Capital Partners III, LLC By Longitude Venture Partners III, L.P. MTEM Common Stock I 5,793,070
2017-06-02 2017-06-01 4 BIRD JEFFREY W By Trust THLD Common Stock P - Purchase I 0.5674 37,626 21 377,782
2017-06-02 2017-06-01 4 BIRD JEFFREY W By Ltd Partnership (SHV) THLD Common Stock P - Purchase I 0.5674 473,077 268 3,940,573
2017-06-02 2017-05-31 4 BIRD JEFFREY W By Ltd Partnership (SHV) THLD Common Stock J - Other I -630,770 3,467,496
2016-06-28 2016-06-24 4 PARKER GEORGE GC THLD Stock Option (right to buy) A - Award D 0.38 35,000 35,000
2016-06-28 2016-06-24 4 JAEGER WILFRED E THLD Stock Option (right to buy) A - Award D 0.38 35,000 35,000
2016-06-28 2016-06-24 4 COZADD BRUCE C THLD Stock Option (right to buy) A - Award D 0.38 35,000 35,000
2016-06-28 2016-06-24 4 HOFFMANN DAVE THLD Stock Option (right to buy) A - Award D 0.38 35,000 35,000
2016-06-28 2016-06-24 4 BIRD JEFFREY W THLD Stock Option (Right to Buy) A - Award D 0.38 35,000 35,000
2016-06-28 2016-06-24 4 Parkinson David Ross THLD Stock Option (right to buy) A - Award D 0.38 35,000 35,000
2016-04-29 2015-09-28 4 Fernandes Joel A THLD Common Stock P - Purchase D 3.9600 3,562 14 28,120
2016-03-17 2015-03-18 4 PARKER GEORGE GC THLD Stock Option (right to buy) M - Exercise D 1.30 -2,500 0
2016-03-17 2015-03-18 4 PARKER GEORGE GC THLD Common Stock M - Exercise D 1.3000 2,500 3 8,572
2016-03-15 2016-03-14 4 SELICK HAROLD E THLD Stock Option (right to buy) A - Award D 0.53 800,000 800,000
2016-03-15 2016-03-11 4 Fernandes Joel A THLD Employee Stock Option (right to buy) A - Award D 0.55 200,000 200,000
2016-03-15 2016-03-11 4 Pearce Tillman THLD Employee Stock Option (right to buy) A - Award D 0.55 200,000 200,000
2016-03-15 2016-03-11 4 Kroll Stewart M. THLD Employee Stock Option (right to buy) A - Award D 0.55 300,000 300,000
2016-03-01 2015-11-24 4 JAEGER WILFRED E THLD Common Stock J - Other D -27,500 52,500
2016-03-01 2016-03-01 4 BIRD JEFFREY W By Trust THLD Common Stock J - Other I 96,010 340,156
2016-03-01 2016-03-01 4 BIRD JEFFREY W By Ltd Partnership (SHV) THLD Common Stock J - Other I -617,132 4,098,266
2015-07-06 2015-05-26 4 BIRD JEFFREY W THLD Stock Option (Right to Buy) A - Award D 3.87 20,000 20,000
2015-07-06 2015-05-26 4 PARKER GEORGE GC THLD Stock Option (right to buy) A - Award D 3.87 20,000 20,000
2015-07-06 2015-05-26 4 HOFFMANN DAVE THLD Stock Option (right to buy) A - Award D 3.87 20,000 20,000
2015-07-06 2015-05-26 4 COZADD BRUCE C THLD Stock Option (right to buy) A - Award D 3.87 20,000 20,000
2015-07-06 2015-05-26 4 Parkinson David Ross THLD Stock Option (right to buy) A - Award D 3.87 20,000 20,000
2015-07-06 2015-05-26 4 JAEGER WILFRED E THLD Stock Option (right to buy) A - Award D 3.87 20,000 20,000
2015-03-02 3 Kroll Stewart M. THLD Common Stock D 99,458
2015-03-02 3 Kroll Stewart M. THLD Common Stock D 99,458
2015-03-02 2015-02-26 4 Kroll Stewart M. THLD Stock Option (right to buy) A - Award D 4.43 100,000 100,000
2015-03-02 2015-02-26 4 Pearce Tillman THLD Stock Option (right to buy) A - Award D 4.43 160,000 160,000
2015-03-02 2015-02-26 4 Fernandes Joel A THLD Stock Option (Right to Buy) A - Award D 4.43 70,000 70,000
2015-03-02 2015-02-26 4 SELICK HAROLD E THLD Stock Option (right to buy) A - Award D 4.43 400,000 400,000
2015-03-02 2015-02-26 4 Davar Nipun THLD Stock Option (right to buy) A - Award D 4.43 100,000 100,000
2015-03-02 2015-02-26 4 SIMON ROBERT L THLD Stock Option (right to buy) A - Award D 4.43 100,000 100,000
2015-02-20 2015-02-18 4 JAEGER WILFRED E THLD Common Stock Warrant (Right to Buy) P - Purchase D 10.86 25,000 25,000
2015-02-20 2015-02-18 4 JAEGER WILFRED E THLD Common Stock P - Purchase D 3.7450 25,000 94 80,000
2015-02-13 2014-02-06 5 Pearce Tillman THLD Common Stock G - Gift D 17 17
2014-10-14 2014-10-13 4 Davar Nipun THLD Common Stock P - Purchase D 2.9850 3,000 9 3,000
2014-10-03 2014-10-01 4 YOUNGER WILLIAM H JR By Trust (Sole Trustee) THLD Common Stock Warrant X - Other I 2.05 -2,452 0
2014-10-03 2014-10-01 4 YOUNGER WILLIAM H JR By Profit Sharing Plan Trust THLD Common Stock Warrant X - Other I 2.05 -26,509 0
2014-10-03 2014-10-01 4 YOUNGER WILLIAM H JR By Ltd Partnership (SHV) THLD Common Stock Warrant X - Other I 2.05 -417,050 0
2014-10-03 2014-10-01 4 YOUNGER WILLIAM H JR By Trust (Sole Trustee) THLD Common Stock S - Sale I 3.7720 -1,332 -5 89,275
2014-10-03 2014-10-01 4 YOUNGER WILLIAM H JR By Trust (Sole Trustee) THLD Common Stock X - Other I 2.0500 2,452 5 90,607
2014-10-03 2014-10-01 4 YOUNGER WILLIAM H JR By Profit Sharing Plan Trust THLD Common Stock S - Sale I 3.7720 -14,407 -54 112,480
2014-10-03 2014-10-01 4 YOUNGER WILLIAM H JR By Profit Sharing Plan Trust THLD Common Stock X - Other I 2.0500 26,509 54 126,887
2014-10-03 2014-10-01 4 YOUNGER WILLIAM H JR By Ltd Partnership (SHV) THLD Common Stock S - Sale I 3.7720 -226,657 -855 4,715,398
2014-10-03 2014-10-01 4 YOUNGER WILLIAM H JR By Ltd Partnership (SHV) THLD Common Stock X - Other I 2.0500 417,050 855 4,942,055
2014-10-03 2014-10-01 4 WHITE JAMES N By Trust THLD Common Stock Warrant X - Other I 2.05 -23,704 0
2014-10-03 2014-10-01 4 WHITE JAMES N By Ltd Partnership (SHV) THLD Common Stock Warrant X - Other I 2.05 -417,050 0
2014-10-03 2014-10-01 4 WHITE JAMES N By Trust THLD Common Stock S - Sale I 3.7720 -12,881 -49 264,669
2014-10-03 2014-10-01 4 WHITE JAMES N By Trust THLD Common Stock X - Other I 2.0500 23,704 49 277,550
2014-10-03 2014-10-01 4 WHITE JAMES N By Ltd Partnership (SHV) THLD Common Stock S - Sale I 3.7720 -226,657 -855 4,715,398
2014-10-03 2014-10-01 4 WHITE JAMES N By Ltd Partnership (SHV) THLD Common Stock X - Other I 2.0500 417,050 855 4,942,055
2014-10-03 2014-10-01 4 SHEEHAN ANDREW T By Trust THLD Common Stock Warrant X - Other I 2.05 -6,802 0
2014-10-03 2014-10-01 4 SHEEHAN ANDREW T By Ltd Partnership (SHV) THLD Common Stock Warrant X - Other I 2.05 -417,050 0
2014-10-03 2014-10-01 4 SHEEHAN ANDREW T By Trust THLD Common Stock S - Sale I 3.7720 -3,695 -14 78,165
2014-10-03 2014-10-01 4 SHEEHAN ANDREW T By Trust THLD Common Stock X - Other I 2.0500 6,802 14 81,860
2014-10-03 2014-10-01 4 SHEEHAN ANDREW T By Ltd Partnership (SHV) THLD Common Stock S - Sale I 3.7720 -226,657 -855 4,715,398
2014-10-03 2014-10-01 4 SHEEHAN ANDREW T By Ltd Partnership (SHV) THLD Common Stock X - Other I 2.0500 417,050 855 4,942,055
2014-10-03 2014-10-01 4 GAITHER JAMES C By Trust THLD Common Stock Warrant X - Other I 2.05 -8,521 0
2014-10-03 2014-10-01 4 GAITHER JAMES C By Ltd Partnership (SHV) THLD Common Stock Warrant X - Other I 2.05 -417,050 0
2014-10-03 2014-10-01 4 GAITHER JAMES C By Trust THLD Common Stock S - Sale I 3.7720 -4,630 -17 49,601
2014-10-03 2014-10-01 4 GAITHER JAMES C By Trust THLD Common Stock X - Other I 2.0500 8,521 17 54,231
2014-10-03 2014-10-01 4 GAITHER JAMES C By Ltd Partnership (SHV) THLD Common Stock S - Sale I 3.7720 -226,657 -855 4,715,398
2014-10-03 2014-10-01 4 GAITHER JAMES C By Ltd Partnership (SHV) THLD Common Stock X - Other I 2.0500 417,050 855 4,942,055
2014-10-03 2014-10-01 4 COXE TENCH By Trust THLD Common Stock Warrant X - Other I 2.05 -10,078 0
2014-10-03 2014-10-01 4 COXE TENCH By Profit Sharing Plan Trust THLD Common Stock Warrant X - Other I 2.05 -60,758 0
2014-10-03 2014-10-01 4 COXE TENCH By Ltd Partnership (SHV) THLD Common Stock Warrant X - Other I 2.05 -417,050 0
2014-10-03 2014-10-01 4 COXE TENCH By Trust THLD Common Stock S - Sale I 3.7720 -5,477 -21 294,880
2014-10-03 2014-10-01 4 COXE TENCH By Trust THLD Common Stock X - Other I 2.0500 10,078 21 300,357
2014-10-03 2014-10-01 4 COXE TENCH By Profit Sharing Plan Trust THLD Common Stock S - Sale I 3.7720 -33,020 -125 182,828
2014-10-03 2014-10-01 4 COXE TENCH By Profit Sharing Plan Trust THLD Common Stock X - Other I 2.0500 60,758 125 215,848
2014-10-03 2014-10-01 4 COXE TENCH By Ltd Partnership (SHV) THLD Common Stock S - Sale I 3.7720 -226,657 -855 4,715,398
2014-10-03 2014-10-01 4 COXE TENCH By Ltd Partnership (SHV) THLD Common Stock X - Other I 2.0500 417,050 855 4,942,055
2014-10-03 2014-10-01 4 BIRD JEFFREY W By Trust THLD Common Stock Warrant X - Other I 2.05 -21,829 0
2014-10-03 2014-10-01 4 BIRD JEFFREY W By Ltd Partnership (SHV) THLD Common Stock Warrant X - Other I 2.05 -417,050 0
2014-10-03 2014-10-01 4 BIRD JEFFREY W By Trust THLD Common Stock S - Sale I 3.7720 -11,863 -45 244,146
2014-10-03 2014-10-01 4 BIRD JEFFREY W By Trust THLD Common Stock X - Other I 2.0500 21,829 45 256,009
2014-10-03 2014-10-01 4 BIRD JEFFREY W By Ltd Partnership (SHV) THLD Common Stock S - Sale I 3.7720 -226,657 -855 4,715,398
2014-10-03 2014-10-01 4 BIRD JEFFREY W By Ltd Partnership (SHV) THLD Common Stock X - Other I 2.0500 417,050 855 4,942,055
2014-10-03 2014-10-01 4 BAKER G LEONARD JR By Trust THLD Common Stock Warrant X - Other I 2.05 -11,623 0
2014-10-03 2014-10-01 4 BAKER G LEONARD JR By Ltd Partnership (SHV) THLD Common Stock Warrant X - Other I 2.05 -417,050 0
2014-10-03 2014-10-01 4 BAKER G LEONARD JR By Ltd Partnership THLD Common Stock Warrant X - Other I 2.05 -6,977 0
2014-10-03 2014-10-01 4 BAKER G LEONARD JR By Trust THLD Common Stock S - Sale I 3.7720 -6,316 -24 132,161
2014-10-03 2014-10-01 4 BAKER G LEONARD JR By Trust THLD Common Stock X - Other I 2.0500 11,623 24 138,477
2014-10-03 2014-10-01 4 BAKER G LEONARD JR By Ltd Partnership (SHV) THLD Common Stock S - Sale I 3.7720 -226,657 -855 4,715,398
2014-10-03 2014-10-01 4 BAKER G LEONARD JR By Ltd Partnership (SHV) THLD Common Stock X - Other I 2.0500 417,050 855 4,942,055
2014-10-03 2014-10-01 4 BAKER G LEONARD JR By Ltd Partnership THLD Common Stock S - Sale I 3.7720 -3,791 -14 74,610
2014-10-03 2014-10-01 4 BAKER G LEONARD JR By Ltd Partnership THLD Common Stock X - Other I 2.0500 6,977 14 78,401
2014-10-03 2014-10-02 4 SELICK HAROLD E THLD Common Stock Warrants (Right to Buy) X - Other D 2.05 -20,942 20,942
2014-10-03 2014-10-02 4 SELICK HAROLD E THLD Common Stock X - Other D 2.0500 20,942 43 433,870
2014-10-03 2014-10-01 4 SWEET DAVID E By Trust THLD Common Stock Warrant X - Other I 2.05 -797 0
2014-10-03 2014-10-01 4 SWEET DAVID E By Profit Sharing Plan Trust THLD Common Stock Warrant X - Other I 2.05 -3,798 0
2014-10-03 2014-10-01 4 SWEET DAVID E By Ltd Partnership (SHV) THLD Common Stock Warrant X - Other I 2.05 -417,050 0
2014-10-03 2014-10-01 4 SWEET DAVID E By Trust THLD Common Stock S - Sale I 3.7720 -433 -2 11,312
2014-10-03 2014-10-01 4 SWEET DAVID E By Trust THLD Common Stock X - Other I 2.0500 797 2 11,745
2014-10-03 2014-10-01 4 SWEET DAVID E By Profit Sharing Plan Trust THLD Common Stock S - Sale I 3.7720 -2,064 -8 39,795
2014-10-03 2014-10-01 4 SWEET DAVID E By Profit Sharing Plan Trust THLD Common Stock X - Other I 2.0500 3,798 8 41,859
2014-10-03 2014-10-01 4 SWEET DAVID E By Ltd Partnership (SHV) THLD Common Stock S - Sale I 3.7720 -226,657 -855 4,715,398
2014-10-03 2014-10-01 4 SWEET DAVID E By Ltd Partnership (SHV) THLD Common Stock X - Other I 2.0500 417,050 855 4,942,055
2014-10-03 2014-10-01 4 Speiser Michael L By Trust THLD Common Stock Warrant X - Other I 2.05 -1,051 0
2014-10-03 2014-10-01 4 Speiser Michael L By Ltd Partnership (SHV) THLD Common Stock Warrant X - Other I 2.05 -417,050 0
2014-10-03 2014-10-01 4 Speiser Michael L By Trust THLD Common Stock S - Sale I 3.7720 -571 -2 11,884
2014-10-03 2014-10-01 4 Speiser Michael L By Trust THLD Common Stock X - Other I 2.0500 1,051 2 12,455
2014-10-03 2014-10-01 4 Speiser Michael L By Ltd Partnership (SHV) THLD Common Stock S - Sale I 3.7720 -226,657 -855 4,715,398
2014-10-03 2014-10-01 4 Speiser Michael L By Ltd Partnership (SHV) THLD Common Stock X - Other I 2.0500 417,050 855 4,942,055
2014-10-03 2014-10-01 4 Dyckerhoff Stefan A By Ltd Partnership (SHV) THLD Common Stock Warrant X - Other I 2.05 -417,050 0
2014-10-03 2014-10-01 4 Dyckerhoff Stefan A By Ltd Partnership (SHV) THLD Common Stock S - Sale I 3.7720 -226,657 -855 4,715,398
2014-10-03 2014-10-01 4 Dyckerhoff Stefan A By Ltd Partnership (SHV) THLD Common Stock X - Other I 2.0500 417,050 855 4,942,055
2014-10-03 2014-10-01 4 Pullara Samuel J III By Ltd Partnership (SHV) THLD Common Stock Warrant X - Other I 2.05 -417,050 0
2014-10-03 2014-10-01 4 Pullara Samuel J III By Ltd Partnership (SHV) THLD Common Stock S - Sale I 3.7720 -226,657 -855 4,715,398
2014-10-03 2014-10-01 4 Pullara Samuel J III By Ltd Partnership (SHV) THLD Common Stock X - Other I 2.0500 417,050 855 4,942,055
2014-10-03 2014-10-01 4 SUTTER HILL VENTURES THLD Common Stock Warrant X - Other D 2.05 -417,050 0
2014-10-03 2014-10-01 4 SUTTER HILL VENTURES THLD Common Stock S - Sale D 3.7720 -226,657 -855 4,715,398
2014-10-03 2014-10-01 4 SUTTER HILL VENTURES THLD Common Stock X - Other D 2.0500 417,050 855 4,942,055
2014-10-03 2014-10-01 4 ANDERSON DAVID L By Trust THLD Common Stock Warrant X - Other I 2.05 -801 0
2014-10-03 2014-10-01 4 ANDERSON DAVID L By Profit Sharing Plan Trust THLD Common Stock Warrant X - Other I 2.05 -5,511 0
2014-10-03 2014-10-01 4 ANDERSON DAVID L By Ltd Partnership THLD Common Stock Warrant X - Other I 2.05 -5,511 0
2014-10-03 2014-10-01 4 ANDERSON DAVID L By Ltd Partnership (SHV) THLD Common Stock Warrant X - Other I 2.05 -417,050 0
2014-10-03 2014-10-01 4 ANDERSON DAVID L By Trust THLD Common Stock S - Sale I 3.7720 -435 -2 15,891
2014-10-03 2014-10-01 4 ANDERSON DAVID L By Trust THLD Common Stock X - Other I 2.0500 801 2 16,326
2014-10-03 2014-10-01 4 ANDERSON DAVID L By Profit Sharing Plan Trust THLD Common Stock S - Sale I 3.7720 -2,995 -11 78,038
2014-10-03 2014-10-01 4 ANDERSON DAVID L By Ltd Partnership THLD Common Stock S - Sale I 3.7720 -2,995 -11 78,038
2014-10-03 2014-10-01 4 ANDERSON DAVID L By Ltd Partnership THLD Common Stock X - Other I 2.0500 5,511 11 81,033
2014-10-03 2014-10-01 4 ANDERSON DAVID L By Profit Sharing Plan Trust THLD Common Stock X - Other I 2.0500 5,511 11 81,033
2014-10-03 2014-10-01 4 ANDERSON DAVID L By Ltd Partnership (SHV) THLD Common Stock S - Sale I 3.7720 -226,657 -855 4,715,398
2014-10-03 2014-10-01 4 ANDERSON DAVID L By Ltd Partnership (SHV) THLD Common Stock X - Other I 2.0500 417,050 855 4,942,055
2014-06-23 2014-06-20 4 COXE TENCH By Ltd Partnership (SHQP) THLD Common Stock S - Sale I 4.0081 -10,028 -40 0
2014-06-23 2014-06-20 4 COXE TENCH By Ltd Partnership (SHAI) THLD Common Stock S - Sale I 4.0081 -3,960 -16 0
2014-06-23 2014-06-20 4 GAITHER JAMES C By Ltd Partnership (SHQP) THLD Common Stock S - Sale I 4.0081 -10,028 -40 0
2014-06-23 2014-06-20 4 GAITHER JAMES C By Ltd Partnership (SHAI) THLD Common Stock S - Sale I 4.0081 -3,960 -16 0
2014-06-23 2014-06-20 4 BAKER G LEONARD JR By Ltd Partnership (SHQP) THLD Common Stock S - Sale I 4.0081 -10,028 -40 0
2014-06-23 2014-06-20 4 BAKER G LEONARD JR By Ltd Partnership (SHAI) THLD Common Stock S - Sale I 4.0081 -3,960 -16 0
2014-06-23 2014-06-20 4 YOUNGER WILLIAM H JR By Ltd Partnership (SHQP) THLD Common Stock S - Sale I 4.0081 -10,028 -40 0
2014-06-23 2014-06-20 4 YOUNGER WILLIAM H JR By Ltd Partnership (SHAI) THLD Common Stock S - Sale I 4.0081 -3,960 -16 0
2014-06-23 2014-06-20 4 WHITE JAMES N By Ltd Partnership (SHQP) THLD Common Stock S - Sale I 4.0081 -10,028 -40 0
2014-06-23 2014-06-20 4 WHITE JAMES N By Ltd Partnership (SHAI) THLD Common Stock S - Sale I 4.0081 -3,960 -16 0
2014-06-23 2014-06-20 4 SHEEHAN ANDREW T By Ltd Partnership (SHQP) THLD Common Stock S - Sale I 4.0081 -10,028 -40 0
2014-06-23 2014-06-20 4 SHEEHAN ANDREW T By Ltd Partnership (SHAI) THLD Common Stock S - Sale I 4.0081 -3,960 -16 0
2014-06-23 2014-06-20 4 BIRD JEFFREY W By Ltd Partnership (SHQP) THLD Common Stock S - Sale I 4.0081 -10,028 -40 0
2014-06-23 2014-06-20 4 BIRD JEFFREY W By Ltd Partnership (SHAI) THLD Common Stock S - Sale I 4.0081 -3,960 -16 0
2014-06-23 2014-06-20 4 SUTTER HILL ENTREPRENEURS FUND AI LP THLD Common Stock S - Sale D 4.0081 -3,960 -16 0
2014-06-23 2014-06-20 4 SUTTER HILL ENTREPRENEURS FUND QP LP THLD Common Stock S - Sale D 4.0081 -10,028 -40 0
2014-06-23 2014-06-20 4 SWEET DAVID E By Ltd Partnership (SHQP) THLD Common Stock S - Sale I 4.0081 -10,028 -40 0
2014-06-23 2014-06-20 4 SWEET DAVID E By Ltd Partnership (SHAI) THLD Common Stock S - Sale I 4.0081 -3,960 -16 0
2014-06-23 2014-06-20 4 Speiser Michael L By Ltd Partnership (SHQP) THLD Common Stock S - Sale I 4.0081 -10,028 -40 0
2014-06-23 2014-06-20 4 Speiser Michael L By Ltd Partnership (SHAI) THLD Common Stock S - Sale I 4.0081 -3,960 -16 0
2014-06-23 2014-06-20 4 Dyckerhoff Stefan A By Ltd Partnership (SHQP) THLD Common Stock S - Sale I 4.0081 -10,028 -40 0
2014-06-23 2014-06-20 4 Dyckerhoff Stefan A By Ltd Partnership (SHAI) THLD Common Stock S - Sale I 4.0081 -3,960 -16 0
2014-06-23 2014-06-20 4 Pullara Samuel J III By Ltd Partnership (SHQP) THLD Common Stock S - Sale I 4.0081 -10,028 -40 0
2014-06-23 2014-06-20 4 Pullara Samuel J III By Ltd Partnership (SHAI) THLD Common Stock S - Sale I 4.0081 -3,960 -16 0
2014-06-23 2014-06-20 4 ANDERSON DAVID L By Ltd Partnership (SHQP) THLD Common Stock S - Sale I 4.0081 -10,028 -40 0
2014-06-23 2014-06-20 4 ANDERSON DAVID L By Ltd Partnership (SHAI) THLD Common Stock S - Sale I 4.0081 -3,960 -16 0
2014-05-19 2014-05-16 4 PARKER GEORGE GC THLD Stock Option (right to buy) A - Award D 3.62 20,000 20,000
2014-05-19 2014-05-16 4 JAEGER WILFRED E THLD Stock Option (right to buy) A - Award D 3.62 20,000 20,000
2014-05-19 2014-05-16 4 COZADD BRUCE C THLD Stock Option (right to buy) A - Award D 3.62 20,000 20,000
2014-05-19 2014-05-16 4 SIMON ROBERT L THLD Stock Option (right to buy) A - Award D 3.62 90,000 90,000
2014-05-19 2014-05-16 4 HOFFMANN DAVE THLD Stock Option (right to buy) A - Award D 3.62 20,000 20,000
2014-05-19 2014-05-16 4 BIRD JEFFREY W THLD Stock Option (Right to Buy) A - Award D 3.62 20,000 20,000
2014-05-19 2014-05-16 4 SELICK HAROLD E THLD Stock Option (right to buy) A - Award D 3.62 325,000 325,000
2014-05-19 2014-05-16 4 Fernandes Joel A THLD Stock Option (Right to Buy) A - Award D 3.62 50,000 50,000
2014-05-19 2014-05-16 4 Parkinson David Ross THLD Stock Option (right to buy) A - Award D 3.62 20,000 20,000
2014-05-19 2014-05-16 4 Pearce Tillman THLD Stock Option (right to buy) A - Award D 3.62 145,000 145,000
2014-05-19 2014-05-16 4 Davar Nipun THLD Stock Option (right to buy) A - Award D 3.62 70,000 70,000
2014-02-13 2013-01-01 5 COXE TENCH By Ltd Partnership THLD Common Stock J - Other I 0 320,076
2014-02-13 2013-12-31 5 YOUNGER WILLIAM H JR By Ltd Partnership THLD Common Stock J - Other I 0 71,752
2014-02-13 2013-06-30 5 YOUNGER WILLIAM H JR By Ltd Partnership THLD Common Stock J - Other I 0 71,752
2014-02-13 2013-04-03 5 YOUNGER WILLIAM H JR By Ltd Partnership THLD Common Stock J - Other I 0 56,561
2014-02-13 2013-02-12 5 YOUNGER WILLIAM H JR By Ltd Partnership THLD Common Stock J - Other I 0 56,561
2014-02-13 2013-01-01 5 YOUNGER WILLIAM H JR By Ltd Partnership THLD Common Stock J - Other I 0 56,561
2014-02-13 2013-12-31 5 BAKER G LEONARD JR By Ltd Partnership THLD Common Stock J - Other I 0 71,424
2014-02-13 2013-01-01 5 GAITHER JAMES C By Ltd Partnership THLD Common Stock J - Other I 0 19,811
2014-01-17 2014-01-16 4 JAEGER WILFRED E THLD Common Stock S - Sale I 4.8567 -4,907 -24 0
2014-01-17 2014-01-16 4 JAEGER WILFRED E THLD Common Stock S - Sale I 4.8567 -91,449 -444 0
2014-01-15 2014-01-15 4 JAEGER WILFRED E THLD Common Stock S - Sale I 4.8570 -10,204 -50 4,907
2014-01-15 2014-01-15 4 JAEGER WILFRED E THLD Common Stock S - Sale I 4.8570 -189,796 -922 91,449
2014-01-15 2014-01-14 4 JAEGER WILFRED E THLD Common Stock S - Sale I 4.8660 -5,000 -24 15,111
2014-01-15 2014-01-14 4 JAEGER WILFRED E THLD Common Stock S - Sale I 4.8660 -93,000 -453 281,245
2014-01-15 2014-01-13 4 JAEGER WILFRED E THLD Common Stock S - Sale I 4.8950 -6,477 -32 20,111
2014-01-15 2014-01-13 4 JAEGER WILFRED E THLD Common Stock S - Sale I 4.8950 -120,479 -590 374,245
2014-01-10 2014-01-10 4 JAEGER WILFRED E THLD Common Stock S - Sale I 4.8717 -14,286 -70 26,588
2014-01-10 2014-01-10 4 JAEGER WILFRED E THLD Common Stock S - Sale I 4.8717 -265,714 -1,294 494,724
2014-01-10 2014-01-09 4 JAEGER WILFRED E THLD Common Stock S - Sale I 4.8675 -10,204 -50 40,874
2014-01-10 2014-01-09 4 JAEGER WILFRED E THLD Common Stock S - Sale I 4.8675 -189,796 -924 760,438
2014-01-10 2014-01-08 4 JAEGER WILFRED E THLD Common Stock S - Sale I 4.8985 -12,444 -61 51,078
2014-01-10 2014-01-08 4 JAEGER WILFRED E THLD Common Stock S - Sale I 4.8985 -231,456 -1,134 950,234
2013-07-16 2013-07-15 4 JAEGER WILFRED E THLD Common Stock S - Sale I 5.5180 -4,552 -25 63,522
2013-07-16 2013-07-15 4 JAEGER WILFRED E THLD Common Stock S - Sale I 5.5180 -84,648 -467 1,181,690
2013-07-16 2013-07-12 4 JAEGER WILFRED E THLD Common Stock S - Sale I 5.5390 -11,877 -66 68,074
2013-07-16 2013-07-12 4 JAEGER WILFRED E THLD Common Stock S - Sale I 5.5390 -220,923 -1,224 1,266,338
2013-07-12 2013-07-11 4 JAEGER WILFRED E THLD Common Stock S - Sale I 5.5207 -5,918 -33 79,951
2013-07-12 2013-07-11 4 JAEGER WILFRED E THLD Common Stock S - Sale I 5.5207 -110,082 -608 1,487,261
2013-07-12 2013-07-10 4 JAEGER WILFRED E THLD Common Stock S - Sale I 5.5011 -3,163 -17 85,869
2013-07-12 2013-07-10 4 JAEGER WILFRED E THLD Common Stock S - Sale I 5.5011 -58,837 -324 1,597,343
2013-07-11 2011-06-07 4/A BIRD JEFFREY W THLD Stock Option (Right to Buy) A - Award D 1.64 12,500 12,500
2013-07-11 2012-05-17 4/A BIRD JEFFREY W THLD Stock Option (Right to Buy) A - Award D 6.39 20,000 20,000
2013-07-11 2013-05-17 4/A BIRD JEFFREY W THLD Stock Option (Right to Buy) A - Award D 5.57 20,000 20,000
2013-07-08 2013-07-05 4 JAEGER WILFRED E THLD Common Stock S - Sale I 5.4800 -4,897 -27 89,032
2013-07-08 2013-07-05 4 JAEGER WILFRED E THLD Common Stock S - Sale I 5.4800 -91,070 -499 1,656,180
2013-07-08 2013-07-03 4 JAEGER WILFRED E THLD Common Stock S - Sale I 5.5600 -6,311 -35 93,929
2013-07-08 2013-07-03 4 JAEGER WILFRED E THLD Common Stock S - Sale I 5.5600 -117,389 -653 1,747,250
2013-06-21 2013-06-19 4 JAEGER WILFRED E THLD Common Stock S - Sale I 5.5035 -102 -1 100,240
2013-06-21 2013-06-19 4 JAEGER WILFRED E THLD Common Stock S - Sale I 5.5035 -1,898 -10 1,864,639
2013-06-19 2013-06-18 4 JAEGER WILFRED E THLD Common Stock S - Sale I 5.5014 -3,649 -20 100,342
2013-06-19 2013-06-18 4 JAEGER WILFRED E THLD Common Stock S - Sale I 5.5014 -67,862 -373 1,866,537
2013-06-19 2013-06-17 4 JAEGER WILFRED E THLD Common Stock S - Sale I 5.5270 -2,715 -15 103,991
2013-06-19 2013-06-17 4 JAEGER WILFRED E THLD Common Stock S - Sale I 5.5270 -50,507 -279 1,934,399
2013-06-18 2013-06-17 4 SELICK HAROLD E THLD Common Stock Warrant X - Other D 1.86 -19,607 0
2013-06-18 2013-06-17 4 SELICK HAROLD E THLD Common Stock X - Other D 1.8600 19,607 36 403,928
2013-06-11 2013-06-10 4 JAEGER WILFRED E THLD Common Stock S - Sale I 5.5003 -2,735 -15 106,706
2013-06-11 2013-06-10 4 JAEGER WILFRED E THLD Common Stock S - Sale I 5.5003 -50,865 -280 1,984,906
2013-06-11 2013-06-07 4 JAEGER WILFRED E THLD Common Stock S - Sale I 5.4671 -5,102 -28 109,441
2013-06-11 2013-06-07 4 JAEGER WILFRED E THLD Common Stock S - Sale I 5.4671 -94,898 -519 2,035,771
2013-06-04 2013-05-31 4 COXE TENCH By Trust THLD Common Stock Warrant X - Other I 1.86 -128,816 0
2013-06-04 2013-05-31 4 COXE TENCH By Ltd Partnership (SHV) THLD Common Stock Warrant X - Other I 1.86 -801,952 0
2013-06-04 2013-05-31 4 COXE TENCH By Trust THLD Common Stock S - Sale I 5.7240 -41,858 -240 290,279
2013-06-04 2013-05-31 4 COXE TENCH By Trust THLD Common Stock X - Other I 1.8600 128,816 240 332,137
2013-06-04 2013-05-31 4 COXE TENCH By Ltd Partnership (SHV) THLD Common Stock S - Sale I 5.7240 -260,592 -1,492 4,525,005
2013-06-04 2013-05-31 4 COXE TENCH By Ltd Partnership (SHV) THLD Common Stock X - Other I 1.8600 801,952 1,492 4,785,597
2013-06-04 2013-05-31 4 GAITHER JAMES C By Trust THLD Common Stock Warrant X - Other I 1.86 -2,947 0
2013-06-04 2013-05-31 4 GAITHER JAMES C By Ltd Partnership (SHV) THLD Common Stock Warrant X - Other I 1.86 -801,952 0
2013-06-04 2013-05-31 4 GAITHER JAMES C By Ltd Partnership THLD Common Stock Warrant X - Other I 1.86 -11,729 0
2013-06-04 2013-05-31 4 GAITHER JAMES C By Trust THLD Common Stock S - Sale I 5.7240 -957 -5 45,710
2013-06-04 2013-05-31 4 GAITHER JAMES C By Trust THLD Common Stock X - Other I 1.8600 2,947 5 46,667
2013-06-04 2013-05-31 4 GAITHER JAMES C By Ltd Partnership (SHV) THLD Common Stock S - Sale I 5.7240 -260,592 -1,492 4,525,005
2013-06-04 2013-05-31 4 GAITHER JAMES C By Ltd Partnership (SHV) THLD Common Stock X - Other I 1.8600 801,952 1,492 4,785,597
2013-06-04 2013-05-31 4 GAITHER JAMES C By Ltd Partnership THLD Common Stock S - Sale I 5.7240 -3,811 -22 19,811
2013-06-04 2013-05-31 4 GAITHER JAMES C By Ltd Partnership THLD Common Stock X - Other I 1.8600 11,729 22 23,622
2013-06-04 2013-05-31 4 BAKER G LEONARD JR By Trust THLD Common Stock Warrant X - Other I 1.86 -18,939 0
2013-06-04 2013-05-31 4 BAKER G LEONARD JR By Ltd Partnership (SHV) THLD Common Stock Warrant X - Other I 1.86 -801,952 0
2013-06-04 2013-05-31 4 BAKER G LEONARD JR By Ltd Partnership THLD Common Stock Warrant X - Other I 1.86 -10,844 0
2013-06-04 2013-05-31 4 BAKER G LEONARD JR By Trust THLD Common Stock S - Sale I 5.7240 -6,153 -35 126,854
2013-06-04 2013-05-31 4 BAKER G LEONARD JR By Trust THLD Common Stock X - Other I 1.8600 18,939 35 133,007
2013-06-04 2013-05-31 4 BAKER G LEONARD JR By Ltd Partnership (SHV) THLD Common Stock S - Sale I 5.7240 -260,592 -1,492 4,525,005
2013-06-04 2013-05-31 4 BAKER G LEONARD JR By Ltd Partnership (SHV) THLD Common Stock X - Other I 1.8600 801,952 1,492 4,785,597
2013-06-04 2013-05-31 4 BAKER G LEONARD JR By Ltd Partnership THLD Common Stock S - Sale I 5.7240 -3,523 -20 71,424
2013-06-04 2013-05-31 4 BAKER G LEONARD JR By Ltd Partnership THLD Common Stock X - Other I 1.8600 10,844 20 74,947
2013-06-04 2013-05-31 4 YOUNGER WILLIAM H JR By Trust (Sole Trustee) THLD Common Stock Warrant X - Other I 1.86 -4,716 0
2013-06-04 2013-05-31 4 YOUNGER WILLIAM H JR By Profit Sharing Plan Trust THLD Common Stock Warrant X - Other I 1.86 -19,607 0
2013-06-04 2013-05-31 4 YOUNGER WILLIAM H JR By Ltd Partnership (SHV) THLD Common Stock Warrant X - Other I 1.86 -801,952 0
2013-06-04 2013-05-31 4 YOUNGER WILLIAM H JR By Ltd Partnership THLD Common Stock Warrant X - Other I 2.34 -22,502 0
2013-06-04 2013-05-31 4 YOUNGER WILLIAM H JR By Trust (Sole Trustee) THLD Common Stock S - Sale I 5.7240 -1,532 -9 88,155
2013-06-04 2013-05-31 4 YOUNGER WILLIAM H JR By Trust (Sole Trustee) THLD Common Stock X - Other I 1.8600 4,716 9 89,687
2013-06-04 2013-05-31 4 YOUNGER WILLIAM H JR By Profit Sharing Plan Trust THLD Common Stock S - Sale I 5.7240 -6,371 -36 100,378
2013-06-04 2013-05-31 4 YOUNGER WILLIAM H JR By Profit Sharing Plan Trust THLD Common Stock X - Other I 1.8600 19,607 36 106,749
2013-06-04 2013-05-31 4 YOUNGER WILLIAM H JR By Ltd Partnership (SHV) THLD Common Stock S - Sale I 5.7240 -260,592 -1,492 4,525,005
2013-06-04 2013-05-31 4 YOUNGER WILLIAM H JR By Ltd Partnership (SHV) THLD Common Stock X - Other I 1.8600 801,952 1,492 4,785,597
2013-06-04 2013-05-31 4 YOUNGER WILLIAM H JR By Ltd Partnership THLD Common Stock S - Sale I 5.7240 -7,311 -42 71,752
2013-06-04 2013-05-31 4 YOUNGER WILLIAM H JR By Ltd Partnership THLD Common Stock X - Other I 2.3400 22,502 53 79,063
2013-06-04 2013-05-31 4 WHITE JAMES N By Trust THLD Common Stock Warrant X - Other I 1.86 -45,971 0
2013-06-04 2013-05-31 4 WHITE JAMES N By Ltd Partnership (SHV) THLD Common Stock Warrant X - Other I 1.86 -801,952 0
2013-06-04 2013-05-31 4 WHITE JAMES N By Trust THLD Common Stock S - Sale I 5.7240 -14,937 -85 253,846
2013-06-04 2013-05-31 4 WHITE JAMES N By Trust THLD Common Stock X - Other I 1.8600 45,971 86 268,783
2013-06-04 2013-05-31 4 WHITE JAMES N By Ltd Partnership (SHV) THLD Common Stock S - Sale I 5.7240 -260,592 -1,492 4,525,005
2013-06-04 2013-05-31 4 WHITE JAMES N By Ltd Partnership (SHV) THLD Common Stock X - Other I 1.8600 801,952 1,492 4,785,597
2013-06-04 2013-05-31 4 SHEEHAN ANDREW T By Trust THLD Common Stock Warrant X - Other I 1.86 -14,691 0
2013-06-04 2013-05-31 4 SHEEHAN ANDREW T By Ltd Partnership (SHV) THLD Common Stock Warrant X - Other I 1.86 -801,952 0
2013-06-04 2013-05-31 4 SHEEHAN ANDREW T By Trust THLD Common Stock S - Sale I 5.7240 -4,773 -27 75,058
2013-06-04 2013-05-31 4 SHEEHAN ANDREW T By Trust THLD Common Stock X - Other I 1.8600 14,691 27 79,831
2013-06-04 2013-05-31 4 SHEEHAN ANDREW T By Ltd Partnership (SHV) THLD Common Stock S - Sale I 5.7240 -260,592 -1,492 4,525,005
2013-06-04 2013-05-31 4 SHEEHAN ANDREW T By Ltd Partnership (SHV) THLD Common Stock X - Other I 1.8600 801,952 1,492 4,785,597
2013-06-04 2013-05-31 4 BIRD JEFFREY W By Trust THLD Common Stock Warrant X - Other I 1.86 -38,747 0
2013-06-04 2013-05-31 4 BIRD JEFFREY W By Ltd Partnership (SHV) THLD Common Stock Warrant X - Other I 1.86 -801,952 0
2013-06-04 2013-05-31 4 BIRD JEFFREY W By Trust THLD Common Stock S - Sale I 5.7240 -12,589 -72 234,180
2013-06-04 2013-05-31 4 BIRD JEFFREY W By Trust THLD Common Stock X - Other I 1.8600 38,747 72 246,769
2013-06-04 2013-05-31 4 BIRD JEFFREY W By Ltd Partnership (SHV) THLD Common Stock S - Sale I 5.7240 -260,592 -1,492 4,525,005
2013-06-04 2013-05-31 4 BIRD JEFFREY W By Ltd Partnership (SHV) THLD Common Stock X - Other I 1.8600 801,952 1,492 4,785,597
2013-06-04 2013-05-31 4 SWEET DAVID E By Trust THLD Common Stock Warrant X - Other I 1.86 -1,532 0
2013-06-04 2013-05-31 4 SWEET DAVID E By Profit Sharing Plan Trust THLD Common Stock Warrant X - Other I 1.86 -5,864 0
2013-06-04 2013-05-31 4 SWEET DAVID E By Ltd Partnership (SHV) THLD Common Stock Warrant X - Other I 1.86 -801,952 0
2013-06-04 2013-05-31 4 SWEET DAVID E By Trust THLD Common Stock S - Sale I 5.7240 -497 -3 10,948
2013-06-04 2013-05-31 4 SWEET DAVID E By Trust THLD Common Stock X - Other I 1.8600 1,532 3 11,445
2013-06-04 2013-05-31 4 SWEET DAVID E By Profit Sharing Plan Trust THLD Common Stock S - Sale I 5.7240 -1,905 -11 38,061
2013-06-04 2013-05-31 4 SWEET DAVID E By Profit Sharing Plan Trust THLD Common Stock X - Other I 1.8600 5,864 11 39,966
2013-06-04 2013-05-31 4 SWEET DAVID E By Ltd Partnership (SHV) THLD Common Stock S - Sale I 5.7240 -260,592 -1,492 4,525,005
2013-06-04 2013-05-31 4 SWEET DAVID E By Ltd Partnership (SHV) THLD Common Stock X - Other I 1.8600 801,952 1,492 4,785,597
2013-06-04 2013-05-31 4 Speiser Michael L By Trust THLD Common Stock Warrant X - Other I 1.86 -2,021 0
2013-06-04 2013-05-31 4 Speiser Michael L By Ltd Partnership (SHV) THLD Common Stock Warrant X - Other I 1.86 -801,952 0
2013-06-04 2013-05-31 4 Speiser Michael L By Trust THLD Common Stock S - Sale I 5.7240 -656 -4 11,404
2013-06-04 2013-05-31 4 Speiser Michael L By Trust THLD Common Stock X - Other I 1.8600 2,021 4 12,060
2013-06-04 2013-05-31 4 Speiser Michael L By Ltd Partnership (SHV) THLD Common Stock S - Sale I 5.7240 -260,592 -1,492 4,525,005
2013-06-04 2013-05-31 4 Speiser Michael L By Ltd Partnership (SHV) THLD Common Stock X - Other I 1.8600 801,952 1,492 4,785,597
2013-06-04 2013-05-31 4 Dyckerhoff Stefan A By Ltd Partnership (SHV) THLD Common Stock Warrant X - Other I 1.86 -801,952 0
2013-06-04 2013-05-31 4 Dyckerhoff Stefan A By Ltd Partnership (SHV) THLD Common Stock S - Sale I 5.7240 -260,592 -1,492 4,525,005
2013-06-04 2013-05-31 4 Dyckerhoff Stefan A By Ltd Partnership (SHV) THLD Common Stock X - Other I 1.8600 801,952 1,492 4,785,597
2013-06-04 2013-05-31 4 Pullara Samuel J III By Ltd Partnership (SHV) THLD Common Stock Warrant X - Other I 1.86 -801,952 0
2013-06-04 2013-05-31 4 Pullara Samuel J III By Ltd Partnership (SHV) THLD Common Stock S - Sale I 5.7240 -260,592 -1,492 4,525,005
2013-06-04 2013-05-31 4 Pullara Samuel J III By Ltd Partnership (SHV) THLD Common Stock X - Other I 1.8600 801,952 1,492 4,785,597
2013-06-04 2013-05-31 4 SUTTER HILL VENTURES THLD Common Stock Warrant X - Other D 1.86 -801,952 0
2013-06-04 2013-05-31 4 SUTTER HILL VENTURES THLD Common Stock S - Sale D 5.7240 -260,592 -1,492 4,525,005
2013-06-04 2013-05-31 4 SUTTER HILL VENTURES THLD Common Stock X - Other D 1.8600 801,952 1,492 4,785,597
2013-06-04 2013-05-31 4 ANDERSON DAVID L By Trust THLD Common Stock Warrant X - Other I 1.86 -1,540 0
2013-06-04 2013-05-31 4 ANDERSON DAVID L By Profit Sharing Plan Trust THLD Common Stock Warrant X - Other I 1.86 -16,773 0
2013-06-04 2013-05-31 4 ANDERSON DAVID L By Ltd Partnership (SHV) THLD Common Stock Warrant X - Other I 1.86 -801,952 0
2013-06-04 2013-05-31 4 ANDERSON DAVID L By Trust THLD Common Stock S - Sale I 5.7240 -500 -3 15,525
2013-06-04 2013-05-31 4 ANDERSON DAVID L By Trust THLD Common Stock X - Other I 1.8600 1,540 3 16,025
2013-06-04 2013-05-31 4 ANDERSON DAVID L By Profit Sharing Plan Trust THLD Common Stock S - Sale I 5.7240 -5,450 -31 75,522
2013-06-04 2013-05-31 4 ANDERSON DAVID L By Profit Sharing Plan Trust THLD Common Stock X - Other I 1.8600 16,773 31 80,972
2013-06-04 2013-05-31 4 ANDERSON DAVID L By Ltd Partnership (SHV) THLD Common Stock S - Sale I 5.7240 -260,592 -1,492 4,525,005
2013-06-04 2013-05-31 4 ANDERSON DAVID L By Ltd Partnership (SHV) THLD Common Stock X - Other I 1.8600 801,952 1,492 4,785,597
2013-05-24 2013-05-22 4 Pearce Tillman THLD Common Stock S - Sale D 5.6330 -20,000 -113 0
2013-05-24 2013-05-22 4 Pearce Tillman THLD Common Stock M - Exercise D 3.4600 20,000 69 20,000
2013-05-24 2012-02-16 4 Pearce Tillman THLD Stock Option (Right to Buy) M - Exercise D 3.46 -20,000 230,000
2013-05-21 2013-05-17 4 BIRD JEFFREY W THLD Stock Option (Right to Buy) A - Award D 5.57 20,000 20,000
2013-05-20 2013-05-17 4 PARKER GEORGE GC THLD Stock Option (Right to Buy) A - Award D 5.57 20,000 20,000
2013-05-20 2013-05-17 4 JAEGER WILFRED E THLD Stock Option (Right to Buy) A - Award D 5.57 20,000 20,000
2013-05-20 2013-05-17 4 COZADD BRUCE C THLD Stock Option (Right to Buy) A - Award D 5.57 20,000 20,000
2013-05-20 2013-05-17 4 HOFFMANN DAVE THLD Stock Option (Right to Buy) A - Award D 5.57 20,000 20,000
2013-05-20 2013-05-17 4 Parkinson David Ross THLD Stock Option (Right to Buy) A - Award D 5.57 20,000 20,000
2013-03-25 2013-03-13 4 SELICK HAROLD E THLD Stock Option (Right to Buy) A - Award D 5.09 360,000 360,000
2013-03-25 2013-03-13 4 Fernandes Joel A THLD Stock Option (Right to Buy) A - Award D 5.09 90,000 90,000
2013-03-25 2013-03-13 4 Pearce Tillman THLD Stock Option (Right to Buy) A - Award D 5.09 140,000 140,000
2013-02-13 2012-02-01 5 GAITHER JAMES C By Ltd Partnership THLD Common Stock J - Other I 0 11,893
2013-02-13 2012-11-12 5 COXE TENCH By Trust THLD Common Stock G - Gift I -228,310 203,321
2013-02-13 2012-11-12 5 COXE TENCH By Ltd Partnership THLD Common Stock G - Gift I 228,310 320,076
2013-02-13 2012-01-01 5 COXE TENCH By Ltd Partnership THLD Common Stock J - Other I 0 91,766
2013-02-13 2012-06-30 5 YOUNGER WILLIAM H JR By Ltd Partnership THLD Common Stock J - Other I 0 56,561
2013-02-13 2012-01-12 5 YOUNGER WILLIAM H JR By Ltd Partnership THLD Common Stock J - Other I 0 56,561
2012-11-07 3 Dyckerhoff Stefan A By Ltd Partnership (SHQP) THLD Common Stock I 10,028
2012-11-07 3 Dyckerhoff Stefan A By Ltd Partnership (SHV) THLD Common Stock I 3,983,645
2012-11-07 3 Dyckerhoff Stefan A By Ltd Partnership (SHAI) THLD Common Stock I 3,960
2012-11-07 3 Pullara Samuel J III By Ltd Partnership (SHAI) THLD Common Stock I 3,960
2012-11-07 3 Pullara Samuel J III By Ltd Partnership (SHQP) THLD Common Stock I 10,028
2012-11-07 3 Pullara Samuel J III By Ltd Partnership (SHV) THLD Common Stock I 3,983,645
2012-10-15 2012-10-11 4 PARKER GEORGE GC THLD Stock Option (Right to Buy) M - Exercise D 1.64 -12,500 0
2012-10-15 2012-10-11 4 PARKER GEORGE GC THLD Stock Option (Right to Buy) M - Exercise D 1.95 -10,000 0
2012-10-15 2012-10-11 4 PARKER GEORGE GC THLD Common Stock S - Sale D 5.6489 -22,500 -127 6,072
2012-10-15 2012-10-11 4 PARKER GEORGE GC THLD Common Stock M - Exercise D 1.6400 12,500 20 28,572
2012-10-15 2012-10-11 4 PARKER GEORGE GC THLD Common Stock M - Exercise D 1.9500 10,000 20 16,072
2012-09-06 2012-09-04 4 JAEGER WILFRED E THLD Stock Option (right to buy) M - Exercise D 1.64 -12,500 20,000
2012-09-06 2012-09-04 4 JAEGER WILFRED E THLD Stock Option (right to buy) M - Exercise D 1.62 -12,500 20,000
2012-09-06 2012-09-04 4 JAEGER WILFRED E THLD Stock Option (right to buy) M - Exercise D 1.95 -10,000 45,000
2012-09-06 2012-09-04 4 JAEGER WILFRED E THLD Stock Option (right to buy) M - Exercise D 0.79 -10,000 45,000
2012-09-06 2012-09-04 4 JAEGER WILFRED E THLD Stock Option (right to buy) M - Exercise D 1.30 -2,500 55,000
2012-09-06 2012-09-04 4 JAEGER WILFRED E THLD Stock Option (right to buy) M - Exercise D 1.30 -2,500 55,000
2012-09-06 2012-09-04 4 JAEGER WILFRED E THLD Stock Option (right to buy) M - Exercise D 1.30 -2,500 57,500
2012-09-06 2012-09-04 4 JAEGER WILFRED E THLD Stock Option (right to buy) M - Exercise D 1.30 -2,500 60,000
2012-09-06 2012-09-04 4 JAEGER WILFRED E THLD Common Stock M - Exercise D 1.6400 12,500 20 55,000
2012-09-06 2012-09-04 4 JAEGER WILFRED E THLD Common Stock M - Exercise D 1.6200 12,500 20 42,500
2012-09-06 2012-09-04 4 JAEGER WILFRED E THLD Common Stock M - Exercise D 1.9500 10,000 20 30,000
2012-09-06 2012-09-04 4 JAEGER WILFRED E THLD Common Stock M - Exercise D 1.3000 2,500 3 20,000
2012-09-06 2012-09-04 4 JAEGER WILFRED E THLD Common Stock M - Exercise D 1.3000 2,500 3 20,000
2012-09-06 2012-09-04 4 JAEGER WILFRED E THLD Common Stock M - Exercise D 1.3000 2,500 3 15,000
2012-09-06 2012-09-04 4 JAEGER WILFRED E THLD Common Stock M - Exercise D 1.3000 2,500 3 12,500
2012-09-06 2012-09-04 4 JAEGER WILFRED E THLD Common Stock M - Exercise D 0.7900 10,000 8 10,000
2012-08-28 2012-08-24 4 Fernandes Joel A THLD Common Stock S - Sale D 8.1000 -9,500 -77 18,558
2012-08-27 2012-08-27 4 JAEGER WILFRED E THLD Common Stock S - Sale I 7.9774 -14,612 -117 114,543
2012-08-27 2012-08-27 4 JAEGER WILFRED E THLD Common Stock S - Sale I 7.9774 -271,788 -2,168 2,129,669
2012-08-27 2012-08-24 4 JAEGER WILFRED E THLD Common Stock S - Sale I 8.0223 -25,510 -205 129,155
2012-08-27 2012-08-24 4 JAEGER WILFRED E THLD Common Stock S - Sale I 8.0223 -474,490 -3,807 2,401,457
2012-08-23 2012-08-22 4 JAEGER WILFRED E THLD Common Stock S - Sale I 7.5162 -2,990 -22 154,665
2012-08-23 2012-08-22 4 JAEGER WILFRED E THLD Common Stock S - Sale I 7.5162 -56,610 -425 2,875,947
2012-08-23 2012-08-21 4 JAEGER WILFRED E THLD Common Stock S - Sale I 7.5000 -1,531 -11 157,655
2012-08-23 2012-08-21 4 JAEGER WILFRED E THLD Common Stock S - Sale I 7.5000 -28,469 -214 2,932,557
2012-08-16 2012-08-14 4 YOUNGER WILLIAM H JR By Ltd Partnership THLD Common Stock J - Other I 0 56,561
2012-08-10 2012-08-09 4 JAEGER WILFRED E THLD Warrant (right to buy) X - Other I 2.05 -21,369 0
2012-08-10 2012-08-09 4 JAEGER WILFRED E THLD Warrant (right to buy) X - Other I 1.86 -20,007 21,369
2012-08-10 2012-08-09 4 JAEGER WILFRED E THLD Warrant (right to buy) X - Other I 2.05 -397,478 0
2012-08-10 2012-08-09 4 JAEGER WILFRED E THLD Warrant (right to buy) X - Other I 1.86 -372,149 397,478
2012-08-10 2012-08-09 4 JAEGER WILFRED E THLD Common Stock X - Other I 2.0500 21,369 44 159,186
2012-08-10 2012-08-09 4 JAEGER WILFRED E THLD Common Stock X - Other I 1.8600 20,007 37 137,817
2012-08-10 2012-08-09 4 JAEGER WILFRED E THLD Common Stock X - Other I 2.0500 397,478 815 2,961,026
2012-08-10 2012-08-09 4 JAEGER WILFRED E THLD Common Stock X - Other I 1.8600 372,149 692 2,563,548
2012-07-17 2012-07-13 4 JAEGER WILFRED E THLD Common Stock S - Sale I 8.0133 -6,377 -51 117,810
2012-07-17 2012-07-13 4 JAEGER WILFRED E THLD Common Stock S - Sale I 8.0133 -118,623 -951 2,191,399
2012-05-21 2012-05-17 4 PARKER GEORGE GC THLD Stock Option (Right to Buy) A - Award D 6.39 20,000 20,000
2012-05-21 2012-05-17 4 JAEGER WILFRED E THLD Stock Option (Right to Buy) A - Award D 6.39 20,000 20,000
2012-05-21 2012-05-17 4 COZADD BRUCE C THLD Stock Option (Right to Buy) A - Award D 6.39 20,000 20,000
2012-05-21 2012-05-17 4 HOFFMANN DAVE THLD Stock Option (Rigt to Buy) A - Award D 6.39 20,000 20,000
2012-05-21 2012-05-17 4 BIRD JEFFREY W THLD Stock Option (Right to Buy) A - Award D 6.39 20,000 20,000
2012-05-21 2012-05-17 4 Parkinson David Ross THLD Stock Option (Right to Buy) A - Award D 6.39 20,000 20,000
2012-04-10 2012-04-06 4 SELICK HAROLD E THLD Stock Option (Right to Buy) A - Award D 7.22 325,000 325,000
2012-04-10 2012-04-06 4 Fernandes Joel A THLD Stock Option (Right to Buy) A - Award D 7.22 60,000 60,000
2012-02-23 2012-02-21 4 Frazier Healthcare VI, L.P. THLD Common Stock S - Sale I 6.0200 -3,550,239 -21,372 0
2012-02-23 2012-02-21 4 Frazier Healthcare VI, L.P. THLD Common Stock S - Sale D 6.0200 -3,550,239 -21,372 0
2012-02-23 2012-02-21 4 Frazier Healthcare VI, L.P. THLD Common Stock S - Sale I 6.0200 -3,550,239 -21,372 0
2012-02-23 2012-02-21 4 Frazier Healthcare VI, L.P. THLD Common Stock S - Sale D 5.3800 -1,028,842 -5,535 3,550,239
2012-02-23 2012-02-21 4 Frazier Healthcare VI, L.P. THLD Common Stock S - Sale I 5.3800 -1,028,842 -5,535 3,550,239
2012-02-23 2012-02-21 4 Frazier Healthcare VI, L.P. THLD Common Stock S - Sale I 5.3800 -1,028,842 -5,535 3,550,239
2012-02-17 2012-02-16 4 Pearce Tillman THLD Stock Option (Right to Buy) A - Award D 3.46 -250,000 250,000
2012-02-13 2011-01-19 5 GAITHER JAMES C By Ltd Partnership THLD Common Stock G - Gift I 0 6,615
2012-02-13 2011-11-17 5 YOUNGER WILLIAM H JR By Ltd Partnership THLD Common Stock G - Gift I 0 56,561
2012-02-13 2011-06-30 5 YOUNGER WILLIAM H JR By Ltd Partnership THLD Common Stock G - Gift I 0 56,561
2012-02-13 2011-07-01 5 COXE TENCH By Ltd Partnership THLD Common Stock G - Gift I 0 91,766
2012-02-08 2012-02-07 4 Frazier Healthcare VI, L.P. THLD Common Stock S - Sale D 3.0200 -300,000 -906 4,579,081
2012-02-08 2012-02-07 4 Frazier Healthcare VI, L.P. THLD Common Stock S - Sale I 3.0200 -300,000 -906 4,579,081
2012-02-08 2012-02-07 4 Frazier Healthcare VI, L.P. THLD Common Stock S - Sale I 3.0200 -300,000 -906 4,579,081
2009-05-27 2009-05-22 4 BIRD JEFFREY W THLD Stock Option (Right to Buy) A - Award D 1.95 10,000 10,000
2009-01-14 2009-01-09 4 BIRD JEFFREY W THLD Stock Option (Right to Buy) A - Award D 0.79 10,000 10,000
2008-11-21 3/A BAKER G LEONARD JR By Ltd Partnership (SHQP) THLD Common Stock I 10,028
2008-11-21 3/A BAKER G LEONARD JR By Ltd Partnership (SHAI) THLD Common Stock I 3,960
2008-11-21 3/A BAKER G LEONARD JR By Ltd Partnership THLD Common Stock I 36,122
2008-11-21 3/A BAKER G LEONARD JR By Trust THLD Common Stock I 54,298
2008-11-21 3/A BAKER G LEONARD JR By Ltd Partnership (SHV) THLD Common Stock I 2,535,249
2008-11-21 3/A GAITHER JAMES C By Trust THLD Common Stock I 6,329
2008-11-21 3/A GAITHER JAMES C By Ltd Partnership THLD Common Stock I 32,615
2008-11-21 3/A GAITHER JAMES C By Ltd Partnership (SHAI) THLD Common Stock I 3,960
2008-11-21 3/A GAITHER JAMES C By Ltd Partnership (SHQP) THLD Common Stock I 10,028
2008-11-21 3/A GAITHER JAMES C By Ltd Partnership (SHV) THLD Common Stock I 2,535,249
2008-11-21 3/A SANDS GREGORY P By Ltd Partnership (SHV) THLD Common Stock I 2,535,249
2008-11-21 3/A SANDS GREGORY P By Ltd Partnership (SHAI) THLD Common Stock I 3,960
2008-11-21 3/A SANDS GREGORY P By Ltd Partnership (SHQP) THLD Common Stock I 10,028
2008-11-21 3/A SANDS GREGORY P By Trust (CRT) THLD Common Stock I 4,014
2008-11-21 3/A SANDS GREGORY P By Trust THLD Common Stock I 50,994
2008-11-21 3/A SWEET DAVID E By Ltd Partnership (SHQP) THLD Common Stock I 10,028
2008-11-21 3/A SWEET DAVID E By Ltd Partnership (SHAI) THLD Common Stock I 3,960
2008-11-21 3/A SWEET DAVID E By Ltd Partnership (SHV) THLD Common Stock I 2,535,249
2008-11-21 3/A SWEET DAVID E By Profit Sharing Plan Trust THLD Common Stock I 18,867
2008-11-21 3/A SWEET DAVID E By Trust THLD Common Stock I 2,302
2008-11-18 2008-11-14 4 BIRD JEFFREY W THLD Stock Option (Right to Buy) A - Award D 0.48 5,000 5,000
2008-09-08 3 LAWLOR AUGUSTINE and Direct THLDD Common Stock I 1,470,588
2008-09-08 3 BAKER G LEONARD JR By Ltd Partnership (SHQP) THLD Common Stock I 10,028
2008-09-08 3 BAKER G LEONARD JR By Ltd Partnership (SHAI) THLD Common Stock I 3,960
2008-09-08 3 BAKER G LEONARD JR By Ltd Partnership THLD Common Stock I 36,122
2008-09-08 3 BAKER G LEONARD JR THLD Common Stock D 3,840
2008-09-08 3 BAKER G LEONARD JR By Trust THLD Common Stock I 50,458
2008-09-08 3 BAKER G LEONARD JR By Ltd Partnership (SHV) THLD Common Stock I 2,535,249
2008-09-08 3 COXE TENCH By Ltd Partnership (SHAI) THLD Common Stock I 3,960
2008-09-08 3 COXE TENCH By Profit Sharing Plan Trust THLD Common Stock I 3,194
2008-09-08 3 COXE TENCH By Ltd Partnership (SHV) THLD Common Stock I 2,535,249
2008-09-08 3 COXE TENCH By Ltd Partnership (SHQP) THLD Common Stock I 10,028
2008-09-08 3 COXE TENCH By Trust THLD Common Stock I 335,368
2008-09-08 3 ANDERSON DAVID L By Ltd Partnership (SHAI) THLD Common Stock I 3,960
2008-09-08 3 ANDERSON DAVID L By Trust THLD Common Stock I 6,837
2008-09-08 3 ANDERSON DAVID L By Ltd Partnership THLD Common Stock I 4,166
2008-09-08 3 ANDERSON DAVID L By Profit Sharing Plan Trust THLD Common Stock I 50,420
2008-09-08 3 ANDERSON DAVID L By Ltd Partnership (SHV) THLD Common Stock I 2,535,249
2008-09-08 3 ANDERSON DAVID L By Ltd Partnership (SHQP) THLD Common Stock I 10,028
2008-09-08 3 SANDS GREGORY P By Ltd Partnership (SHQP) THLD Common Stock I 10,028
2008-09-08 3 SANDS GREGORY P THLD Common Stock D 3,291
2008-09-08 3 SANDS GREGORY P By Ltd Partnership (SHAI) THLD Common Stock I 3,960
2008-09-08 3 SANDS GREGORY P By Trust (CRT) THLD Common Stock I 4,014
2008-09-08 3 SANDS GREGORY P By Trust THLD Common Stock I 47,702
2008-09-08 3 SANDS GREGORY P By Ltd Partnership (SHV) THLD Common Stock I 2,535,249
2008-09-08 3 BIRD JEFFREY W By Profit Sharing Plan Trust THLD Common Stock I 919
2008-09-08 3 BIRD JEFFREY W By Ltd Partnership (SHAI) THLD Common Stock I 3,960
2008-09-08 3 BIRD JEFFREY W By Ltd Partnership (SHQP) THLD Common Stock I 10,028
2008-09-08 3 BIRD JEFFREY W By Ltd Partnership (SHV) THLD Common Stock I 2,535,249
2008-09-08 3 BIRD JEFFREY W By Trust THLD Common Stock I 76,419
2008-09-08 3 Speiser Michael L By Ltd Partnership (SHAI) THLD Common Stock I 3,960
2008-09-08 3 Speiser Michael L By Ltd Partnership (SHV) THLD Common Stock I 2,535,249
2008-09-08 3 Speiser Michael L By Ltd Partnership (SHQP) THLD Common Stock I 10,028
2008-09-08 3 GAITHER JAMES C By Ltd Partnership (SHV) THLD Common Stock I 2,535,249
2008-09-08 3 GAITHER JAMES C By Ltd Partnership (SHAI) THLD Common Stock I 3,960
2008-09-08 3 GAITHER JAMES C By Trust THLD Common Stock I 2,065
2008-09-08 3 GAITHER JAMES C By Ltd Partnership (SHQP) THLD Common Stock I 10,028
2008-09-08 3 GAITHER JAMES C By Ltd Partnership THLD Common Stock I 32,615
2008-09-08 3 GAITHER JAMES C THLD Common Stock D 4,264
2008-09-08 3 SWEET DAVID E By Ltd Partnership (SHAI) THLD Common Stock I 3,960
2008-09-08 3 SWEET DAVID E By Ltd Partnership (SHV) THLD Common Stock I 2,535,249
2008-09-08 3 SWEET DAVID E By Profit Sharing Plan Trust THLD Common Stock I 18,867
2008-09-08 3 SWEET DAVID E By Trust THLD Common Stock I 774
2008-09-08 3 SWEET DAVID E By Ltd Partnership (SHQP) THLD Common Stock I 10,028
2008-09-08 3 SWEET DAVID E THLD Common Stock D 1,528
2008-09-08 3 WHITE JAMES N By Ltd Partnership (SHAI) THLD Common Stock I 3,960
2008-09-08 3 WHITE JAMES N By Ltd Partnership (SHV) THLD Common Stock I 2,535,249
2008-09-08 3 WHITE JAMES N By Ltd Partnership (SHQP) THLD Common Stock I 10,028
2008-09-08 3 WHITE JAMES N By Trust THLD Common Stock I 79,773
2008-09-08 3 WHITE JAMES N By Profit Sharing Plan Trust THLD Common Stock I 4,076
2008-09-08 3 YOUNGER WILLIAM H JR By Profit Sharing Plan Trust THLD Common Stock I 64,439
2008-09-08 3 YOUNGER WILLIAM H JR By Trust THLD Common Stock I 21,507
2008-09-08 3 YOUNGER WILLIAM H JR By Ltd Partnership (SHV) THLD Common Stock I 2,535,249
2008-09-08 3 YOUNGER WILLIAM H JR By Ltd Partnership (SHQP) THLD Common Stock I 10,028
2008-09-08 3 YOUNGER WILLIAM H JR By Ltd Partnership (SHAI) THLD Common Stock I 3,960
2008-09-08 3 YOUNGER WILLIAM H JR By Ltd Partnership THLD Common Stock I 56,255
2008-09-08 3 YOUNGER WILLIAM H JR By Children THLD Common Stock I 2,452
2008-09-08 3 SHEEHAN ANDREW T By Trust THLD Common Stock I 29,324
2008-09-08 3 SHEEHAN ANDREW T By Ltd Partnership (SHQP) THLD Common Stock I 10,028
2008-09-08 3 SHEEHAN ANDREW T By Ltd Partnership (SHAI) THLD Common Stock I 3,960
2008-09-08 3 SHEEHAN ANDREW T By Ltd Partnership (SHV) THLD Common Stock I 2,535,249
2008-09-08 3 SUTTER HILL ENTREPRENEURS FUND AI LP THLD Common Stock D 3,960
2008-09-08 3 SUTTER HILL ENTREPRENEURS FUND QP LP THLD Common Stock D 10,028
2008-09-08 3 SUTTER HILL VENTURES THLD Common Stock D 2,535,249
2007-11-26 2007-11-21 4 SELICK HAROLD E THLD Common Stock P - Purchase D 0.5600 300 0 1,134,288
2007-11-15 3 Fernandes Joel A THLD Common Stock D 7,500
2007-05-17 2007-05-16 4 JAEGER WILFRED E THLD Stock Option (Right to Buy) A - Award D 1.54 15,000 15,000
2007-05-17 2007-05-16 4 POWELL MICHAEL THLD Stock Option (Right to Buy) A - Award D 1.54 15,000 15,000
2007-05-17 2007-05-16 4 HALTER WILLIAM A THLD Stock Option (Right to Buy) A - Award D 1.54 15,000 15,000
2007-03-22 3 Kaster Kevin R THLD Common Stock D 115,368
2007-03-22 3 Kaster Kevin R THLD Common Stock D 79,389
2007-03-22 3 Kaster Kevin R THLD Common Stock D 21,252
2006-11-07 3 Brawer Michael THLD Common Stock D 10,119
2006-03-07 2006-03-03 4 THREE ARCH MANAGEMENT III LLC See footnotes: F1, THLD Common Stock S - Sale I 14.5000 -1,000,000 -14,500 2,440,202
2005-02-10 2005-02-09 4 THREE ARCH MANAGEMENT III LLC THLD Common Stock P - Purchase I 7.0000 11,939 84 175,491
2005-02-10 2005-02-09 4 THREE ARCH MANAGEMENT III LLC THLD Common Stock P - Purchase I 7.0000 222,059 1,554 3,264,711
2005-02-04 3 SCHREIBER ALAIN THLD Common Stock D 3,301,565
2005-02-04 3 SCHREIBER ALAIN THLD Common Stock D 138,640
2005-02-04 3 SCHREIBER ALAIN By each of ProQuest Associates II LLC, Jay Moorin and Alain Schreiber THLD Common Stock I 3,440,205
2005-02-03 3 Colowick Alan THLD Common Stock D 151,800
2005-02-03 3 PARKER GEORGE GC THLD Common Stock D 24,288
2005-02-03 3 PARKER GEORGE GC THLD Common Stock D 12,144
2005-02-03 3 SELICK HAROLD E held by son THLD Common Stock I 6,072
2005-02-03 3 SELICK HAROLD E held by daughter THLD Common Stock I 6,072
2005-02-03 3 SELICK HAROLD E THLD Common Stock D 121,400
2005-02-03 3 SELICK HAROLD E THLD Common Stock D 455,401
2005-02-03 3 SELICK HAROLD E THLD Common Stock D 464,252
2005-02-03 3 SELICK HAROLD E THLD Common Stock D 73,812
2005-02-03 3 SWEARSON JANET I THLD Common Stock D 36,432
2005-02-03 3 SWEARSON JANET I THLD Common Stock D 5,920
2005-02-03 3 SWEARSON JANET I THLD Common Stock D 97,152
2005-02-03 3 SWEARSON JANET I THLD Common Stock D 209,484
2005-02-03 3 HALTER WILLIAM A THLD Common Stock D 24,288
2005-02-03 3 HALTER WILLIAM A THLD Common Stock D 12,144
2005-02-03 2005-02-03 4 THREE ARCH MANAGEMENT III LLC THLD Series B Preferred Stock C - Conversion I 0.00 -154,607 0
2005-02-03 2005-02-03 4 THREE ARCH MANAGEMENT III LLC THLD Series B Preferred Stock C - Conversion I 0.00 -2,875,696 0
2005-02-03 2005-02-03 4 THREE ARCH MANAGEMENT III LLC THLD Series A Preferred Stock C - Conversion I 0.00 -114,750 0
2005-02-03 2005-02-03 4 THREE ARCH MANAGEMENT III LLC THLD Series A Preferred Stock C - Conversion I 0.00 -2,135,250 0
2005-02-03 2005-02-03 4 THREE ARCH MANAGEMENT III LLC THLD Common Stock C - Conversion I 93,877 163,552
2005-02-03 2005-02-03 4 THREE ARCH MANAGEMENT III LLC THLD Common Stock C - Conversion I 1,746,126 3,042,652
2005-02-03 2005-02-03 4 THREE ARCH MANAGEMENT III LLC THLD Common Stock C - Conversion I 69,675 69,675
2005-02-03 2005-02-03 4 THREE ARCH MANAGEMENT III LLC THLD Common Stock C - Conversion I 1,296,526 1,296,526
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券(例如股票期权)
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券(例如期权)
V
内部人士通过Form 4自愿报告的一笔交易
J
其他(附有交易描述的脚注)
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