康西普治疗公司
US ˙ NasdaqCM ˙ US2183521028

介绍

本页面提供了有关 James N White 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言,基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是,他们必须通过Form 4向美国证券交易委员会(SEC)报告所有交易。尽管存在这些限制,学术研究表明,整体而言,内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易,排除了作为10b5-1交易计划的一部分的交易。然后,对每笔交易在3、6和12个月的表现进行平均,以生成该笔交易最终的表现指标。然后,将所有交易的表现指标进行平均,计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A",则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易,或者他们进行的交易距离现在时间太近,无法计算出可靠的表现指标。

更新频率:每日

查看收益最高的的内幕交易者列表。

报告内部持仓的公司

美国证券交易委员会(SEC)文件显示James N White已报告在以下公司拥有持仓或进行了交易:

证券 职位 最新报告的持仓
US:SMAR / Smartsheet Inc. Director 0
US:SNOW / Snowflake Inc. 10% Owner 0
US:FTSV / Forty Seven, Inc. 10% Owner 0
US:PSTG / Pure Storage, Inc. 10% Owner 490,766
US:YEXT / Yext, Inc. 10% Owner 0
US:HAIR / Restoration Robotics, Inc. 10% Owner 0
US:MATR / Mattersight Corp. 10% Owner 184,239
US:THLD / Threshold Pharmaceuticals, Inc. 10% Owner 0
US:SFLY / Shutterfly, Inc. Director 25,731
US:CRDC / Cardica, Inc. 10% Owner 3,412,793
US:CORT / Corcept Therapeutics Incorporated 10% Owner 0
US:QNST / QuinStreet, Inc. 10% Owner 1,049
如何解读这些图表

以下图表显示了在James N White进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如,如果一笔内部人士交易是在2019年1月1日进行的,该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元,则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%,而从10美元跌至5美元的价格变化将为-50%。

最终,我们将评估内部人士的交易与股价的超额回报(正向或负向)之间的相关性,以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为,我们预期看到(a)买入后的正回报,或者(b)卖出后的负回报。对于情况(a),买入图表将显示一系列向上倾斜的曲线,表示每次买入后都有正回报。对于情况(b),卖出图表将显示一系列向下倾斜的曲线,表示每次卖出后都有负回报。

然而,仅凭这一点还不足以得出结论。例如,如果公司的股价在多年内呈现非周期性上升,我们会预期所有买入后的图表都呈现向上倾斜。同样地,多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下,“买入”图表显示正向信号,而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易,以获得财务优势。

CORT / Corcept Therapeutics Incorporated内部人士买入 - 短期收益分析

在这一部分,我们分析了在 CORT / Corcept Therapeutics Incorporated 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
2009-02-06 CORT WHITE JAMES N 19,086 0.6870 19,086 0.6870 13,112 339 3.1299 46,625 355.59
2008-03-25 CORT WHITE JAMES N 693,118 2.7700 693,118 2.7700 1,919,937
2008-03-25 CORT WHITE JAMES N 17,233 2.7700 17,233 2.7700 47,735
2007-08-17 CORT WHITE JAMES N 1,052 2.1000 1,052 2.1000 2,209
2006-12-15 CORT WHITE JAMES N 379,391 1.0000 379,391 1.0000 379,391

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

CORT / Corcept Therapeutics Incorporated Insider Trades
CORT / Corcept Therapeutics Incorporated内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 CORT / Corcept Therapeutics Incorporated 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

CORT / Corcept Therapeutics Incorporated Insider Trades
QNST / QuinStreet, Inc.内部人士买入 - 短期收益分析

在这一部分,我们分析了在 CORT / Corcept Therapeutics Incorporated 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

QNST / QuinStreet, Inc. Insider Trades
QNST / QuinStreet, Inc.内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 CORT / Corcept Therapeutics Incorporated 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

QNST / QuinStreet, Inc. Insider Trades
VERO / Venus Concept Inc.内部人士买入 - 短期收益分析

在这一部分,我们分析了在 CORT / Corcept Therapeutics Incorporated 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

VERO / Venus Concept Inc. Insider Trades
VERO / Venus Concept Inc.内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 CORT / Corcept Therapeutics Incorporated 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

VERO / Venus Concept Inc. Insider Trades
YEXT / Yext, Inc.内部人士买入 - 短期收益分析

在这一部分,我们分析了在 CORT / Corcept Therapeutics Incorporated 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

YEXT / Yext, Inc. Insider Trades
YEXT / Yext, Inc.内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 CORT / Corcept Therapeutics Incorporated 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

YEXT / Yext, Inc. Insider Trades
内幕交易历史

该表格显示了由 James N White 进行的所有内幕交易的完整列表,这些交易已向美国证券交易委员会(SEC)披露。

备案日期 交易日期 表格 股票代码 证券 代码 10b5-1 股数 剩余股数 %
变化
每股
股价
交易
金额
剩余
金额
2025-01-24 2025-01-22 4 SMAR SMARTSHEET INC
Class A Common Stock
D - Sale to Issuer -33,930 0 -100.00 56.50 -1,917,045
2025-01-24 2025-01-22 4 SMAR SMARTSHEET INC
Class A Common Stock
D - Sale to Issuer -176,791 0 -100.00 56.50 -9,988,692
2024-06-18 2024-06-18 4 SMAR SMARTSHEET INC
Class A Common Stock
A - Award 4,864 33,930 16.73
2023-09-13 2023-09-12 4 SMAR SMARTSHEET INC
Class A Common Stock
S - Sale -150,000 0 -100.00 44.72 -6,707,295
2023-06-20 2023-06-16 4 SMAR SMARTSHEET INC
Class A Common Stock
A - Award 4,401 29,066 17.84
2022-06-22 2022-06-17 4 SMAR SMARTSHEET INC
Class A Common Stock
A - Award 5,162 24,665 26.47
2022-01-11 2022-01-07 4 SMAR SMARTSHEET INC
Class A Common Stock
P - Purchase 150,000 150,000 63.07 9,460,455 9,460,455
2021-06-21 2021-06-17 4 SMAR SMARTSHEET INC
Class A Common Stock
A - Award 2,952 19,503 17.84
2021-02-03 2020-09-24 5 SMAR SMARTSHEET INC
Class A Common Stock
G - Gift -95,428 176,791 -35.06
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series Seed Preferred Stock
C - Conversion -34,795 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series Seed Preferred Stock
C - Conversion -34,795 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series B Preferred Stock
C - Conversion -21,177 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series B Preferred Stock
C - Conversion -21,177 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series A Preferred Stock
C - Conversion -44,028 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series A Preferred Stock
C - Conversion -44,028 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 21,177 100,000 26.87
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 34,795 78,823 79.03
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 44,028 44,028
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 44,028 44,028
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series Seed Preferred Stock
C - Conversion -34,794 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series Seed Preferred Stock
C - Conversion -34,794 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series B Preferred Stock
C - Conversion -21,178 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series B Preferred Stock
C - Conversion -21,178 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series A Preferred Stock
C - Conversion -44,028 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 21,178 100,000 26.87
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 21,178 100,000 26.87
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 34,794 78,822 79.03
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 34,794 78,822 79.03
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 44,028 44,028
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series Seed Preferred Stock
C - Conversion -2,121,351 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series G-1 Preferred Stock
C - Conversion -727,185 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series F Preferred Stock
C - Conversion -2,726,595 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series E Preferred Stock
C - Conversion -69,370 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series G-1 Preferred Stock
C - Conversion -25,793 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series F Preferred Stock
C - Conversion -254,828 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series E Preferred Stock
C - Conversion -6,146 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series D Preferred Stock
C - Conversion -117,052 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series C Preferred Stock
C - Conversion -225,934 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series B Preferred Stock
C - Conversion -51,800 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series A Preferred Stock
C - Conversion -143,800 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 6,146 825,353 0.75
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 25,793 819,207 3.25
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 51,800 793,414 6.98
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 117,052 741,614 18.74
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 143,800 624,562 29.91
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 225,934 480,762 88.66
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 254,828 254,828
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series D Preferred Stock
C - Conversion -14,300 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 14,300 14,300
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series Seed Preferred Stock
C - Conversion -34,794 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series B Preferred Stock
C - Conversion -21,178 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series A Preferred Stock
C - Conversion -44,028 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series A Preferred Stock
C - Conversion -44,028 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 21,178 100,000 26.87
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 34,794 78,822 79.03
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 44,028 44,028
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 44,028 44,028
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 21,177 100,000 26.87
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 34,795 78,823 79.03
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series G-1 Preferred Stock
C - Conversion -42,618 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series F Preferred Stock
C - Conversion -13,548 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series E Preferred Stock
C - Conversion -344 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series D Preferred Stock
C - Conversion -10,784 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series C Preferred Stock
C - Conversion -617,330 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series B Preferred Stock
C - Conversion -179,022 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series A Preferred Stock
C - Conversion -279,200 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 344 1,143,066 0.03
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 10,784 1,142,722 0.95
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 13,548 1,131,938 1.21
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 42,618 1,118,390 3.96
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 179,022 1,075,772 19.96
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 279,200 896,750 45.21
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 617,330 617,550 280,604.55
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series D Preferred Stock
C - Conversion -42,822 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 42,822 42,822
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series D Preferred Stock
C - Conversion -2,170,228 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series C Preferred Stock
C - Conversion -7,464,467 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series B Preferred Stock
C - Conversion -4,163,543 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series A Preferred Stock
C - Conversion -7,822,231 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 69,370 27,309,222 0.25
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 727,185 27,239,852 2.74
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 2,121,351 26,512,667 8.70
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 2,170,228 24,391,316 9.77
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 2,726,595 22,221,088 13.99
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 4,163,543 19,494,493 27.16
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 7,464,467 15,330,950 94.89
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 7,822,231 7,866,483 17,676.56
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Series C Preferred Stock
C - Conversion -43,600 0 -100.00
2020-09-22 2020-09-18 4 SNOW Snowflake Inc.
Class B Common Stock
C - Conversion 43,600 43,600
2020-06-19 2020-06-17 4 SMAR SMARTSHEET INC
Class A Common Stock
A - Award 3,032 16,551 22.43
2020-03-16 2020-01-06 5 SMAR SMARTSHEET INC
Class A Common Stock
G - Gift -236,954 0 -100.00
2020-03-16 2020-01-06 5 SMAR SMARTSHEET INC
Class A Common Stock
G - Gift 47,390 47,390
2020-03-16 2020-01-06 5 SMAR SMARTSHEET INC
Class A Common Stock
G - Gift 47,391 47,391
2020-03-16 2020-01-06 5 SMAR SMARTSHEET INC
Class A Common Stock
G - Gift 47,391 47,391
2020-03-16 2020-01-06 5 SMAR SMARTSHEET INC
Class A Common Stock
G - Gift 47,391 47,391
2020-03-16 2020-01-06 5 SMAR SMARTSHEET INC
Class A Common Stock
G - Gift 47,391 47,391
2019-09-23 2019-09-19 4 SMAR SMARTSHEET INC
Class B Common Stock
C - Conversion -221,602 0 -100.00
2019-09-23 2019-09-19 4 SMAR SMARTSHEET INC
Class B Common Stock
C - Conversion -128,509 0 -100.00
2019-09-23 2019-09-19 4 SMAR SMARTSHEET INC
Class A Common Stock
C - Conversion 221,602 272,219 437.80
2019-09-23 2019-09-19 4 SMAR SMARTSHEET INC
Class A Common Stock
C - Conversion 128,509 236,954 118.50
2019-08-26 2019-06-12 4/A SMAR SMARTSHEET INC
Class A Common Stock
A - Award 3,519 13,519 35.19
2019-06-14 2019-06-12 4 SMAR SMARTSHEET INC
Class A Common Stock
A - Award 3,159 13,159 31.59
2019-03-28 2019-03-26 4 SMAR SMARTSHEET INC
Class A Common Stock
S - Sale -43,557 0 -100.00 41.80 -1,820,822
2019-02-11 2018-12-24 5 SMAR SMARTSHEET INC
Class A Common Stock
G - Gift -108,445 50,617 -68.18
2019-02-11 2018-12-24 5 SMAR SMARTSHEET INC
Class A Common Stock
G - Gift 108,445 108,445
2018-12-19 2018-12-18 4 SMAR SMARTSHEET INC
Class B Common Stock
C - Conversion -108,445 221,602 -32.86
2018-12-19 2018-12-18 4 SMAR SMARTSHEET INC
Class A Common Stock
C - Conversion 108,445 159,062 214.25
2018-12-10 2018-12-06 4 SMAR SMARTSHEET INC
Class B Common Stock
C - Conversion -4,802,017 0 -100.00
2018-12-10 2018-12-06 4 SMAR SMARTSHEET INC
Class A Common Stock
J - Other 50,617 50,617
2018-12-10 2018-12-06 4 SMAR SMARTSHEET INC
Class A Common Stock
J - Other -4,802,017 0 -100.00
2018-12-10 2018-12-06 4 SMAR SMARTSHEET INC
Class A Common Stock
C - Conversion 4,802,017 4,802,017
2018-12-10 2018-12-06 4 SMAR SMARTSHEET INC
Class A Common Stock
J - Other 43,557 43,557
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Series B Preferred Stock
C - Conversion -11,544 0 -100.00
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Series A-2 Preferred Stock
C - Conversion -18,295 0 -100.00
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Series A-1 Preferred Stock
C - Conversion -587 0 -100.00
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Series B Preferred Stock
C - Conversion -945,326 0 -100.00
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Series A-2 Preferred Stock
C - Conversion -774,165 0 -100.00
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Series A-1 Preferred Stock
C - Conversion -1,052,146 0 -100.00
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Series B Preferred Stock
C - Conversion -40,477 0 -100.00
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Series A-2 Preferred Stock
C - Conversion -33,769 0 -100.00
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Series A-1 Preferred Stock
C - Conversion -38,173 0 -100.00
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Series A-1 Preferred Stock
C - Conversion -5,161 0 -100.00
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Series A-1 Preferred Stock
C - Conversion -4,516 0 -100.00
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
C - Conversion 587 37,841 1.58
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
P - Purchase 7,415 37,254 24.85 16.00 118,640 596,064
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
C - Conversion 11,544 29,839 63.10
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
C - Conversion 18,295 18,295
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
P - Purchase 134,735 2,906,372 4.86 16.00 2,155,760 46,501,952
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
C - Conversion 774,165 2,771,637 38.76
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
C - Conversion 945,326 1,997,472 89.85
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
C - Conversion 1,052,146 1,052,146
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
C - Conversion 33,769 112,419 42.94
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
C - Conversion 38,173 78,650 94.31
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
C - Conversion 40,477 40,477
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
C - Conversion 5,161 5,161
2018-07-03 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
C - Conversion 4,516 4,516
2018-05-01 2018-05-01 4 SMAR SMARTSHEET INC
Series F Preferred Stock
C - Conversion -12,008 0 -100.00
2018-05-01 2018-05-01 4 SMAR SMARTSHEET INC
Series E Preferred Stock
C - Conversion -317,030 0 -100.00
2018-05-01 2018-05-01 4 SMAR SMARTSHEET INC
Class B Common Stock
C - Conversion 12,008 330,047 3.78
2018-05-01 2018-05-01 4 SMAR SMARTSHEET INC
Class B Common Stock
C - Conversion 317,030 318,039 31,420.22
2018-05-01 2018-05-01 4 SMAR SMARTSHEET INC
Series F Preferred Stock
C - Conversion -312,000 0 -100.00
2018-05-01 2018-05-01 4 SMAR SMARTSHEET INC
Series E Preferred Stock
C - Conversion -4,472,202 0 -100.00
2018-05-01 2018-05-01 4 SMAR SMARTSHEET INC
Class B Common Stock
C - Conversion 312,000 4,802,017 6.95
2018-05-01 2018-05-01 4 SMAR SMARTSHEET INC
Class B Common Stock
C - Conversion 4,472,202 4,490,017 25,103.58
2018-05-01 2018-05-01 4 SMAR SMARTSHEET INC
Series F Preferred Stock
C - Conversion -14,700 0 -100.00
2018-05-01 2018-05-01 4 SMAR SMARTSHEET INC
Series E Preferred Stock
C - Conversion -113,809 0 -100.00
2018-05-01 2018-05-01 4 SMAR SMARTSHEET INC
Class B Common Stock
C - Conversion 14,700 128,509 12.92
2018-05-01 2018-05-01 4 SMAR SMARTSHEET INC
Class B Common Stock
C - Conversion 113,809 113,809
2018-04-30 2018-04-26 4 SMAR SMARTSHEET INC
Class A Common Stock
A - Award 10,000 10,000
2018-02-23 2018-01-01 5 PSTG Pure Storage, Inc.
Class B Common Stock
G - Gift 0 490,766 0.00
2018-02-23 2018-01-01 5 PSTG Pure Storage, Inc.
Class A Common Stock
G - Gift 0 50,000 0.00
2018-02-23 2017-12-20 5 PSTG Pure Storage, Inc.
Class B Common Stock
G - Gift -271,638 1,089,735 -19.95
2018-02-23 2017-09-11 5 PSTG Pure Storage, Inc.
Class A Common Stock
G - Gift 1,200 1,200
2018-02-23 2017-09-11 5 PSTG Pure Storage, Inc.
Class A Common Stock
G - Gift -1,200 0 -100.00
2018-02-23 2017-03-16 5 PSTG Pure Storage, Inc.
Class A Common Stock
G - Gift 1,200 5,400 28.57
2018-02-23 2017-03-16 5 PSTG Pure Storage, Inc.
Class A Common Stock
G - Gift 1,200 4,530 36.04
2018-02-23 2017-03-16 5 PSTG Pure Storage, Inc.
Class A Common Stock
G - Gift 1,200 4,900 32.43
2018-02-23 2017-03-16 5 PSTG Pure Storage, Inc.
Class A Common Stock
G - Gift -3,600 1,200 -75.00
2018-01-12 2018-01-11 4 PSTG Pure Storage, Inc.
Class B Common Stock
C - Conversion -79,223 1,282,150 -5.82
2018-01-12 2018-01-11 4 PSTG Pure Storage, Inc.
Class B Common Stock
C - Conversion -15,900 474,866 -3.24
2018-01-12 2018-01-11 4 PSTG Pure Storage, Inc.
Class A Common Stock
S - Sale -79,223 0 -100.00 16.62 -1,316,544
2018-01-12 2018-01-11 4 PSTG Pure Storage, Inc.
Class A Common Stock
C - Conversion 79,223 79,223
2018-01-12 2018-01-11 4 PSTG Pure Storage, Inc.
Class A Common Stock
S - Sale -15,900 50,000 -24.13 16.60 -263,940 830,000
2018-01-12 2018-01-11 4 PSTG Pure Storage, Inc.
Class A Common Stock
C - Conversion 15,900 65,900 31.80
2017-12-05 2017-12-01 4 YEXT Yext, Inc.
Common Stock
J - Other -8,614,633 0 -100.00
2017-12-05 2017-12-01 4 YEXT Yext, Inc.
Common Stock
J - Other 107,683 107,683
2017-12-05 2017-12-01 4 YEXT Yext, Inc.
Common Stock
J - Other 78,140 78,140
2017-12-04 2017-11-30 4 PSTG Pure Storage, Inc.
Class B Common Stock
J - Other -8,500,000 17,102,128 -33.20
2017-12-04 2017-11-30 4 PSTG Pure Storage, Inc.
Class B Common Stock
J - Other 106,250 106,250
2017-12-04 2017-11-30 4 PSTG Pure Storage, Inc.
Class B Common Stock
J - Other 77,100 77,100
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Series C Preferred Stock
C - Conversion -19,589 0 -100.00
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Series B Preferred Stock
C - Conversion -12,439 0 -100.00
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Series A Preferred Stock
C - Conversion -9,829 0 -100.00
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Series C Preferred Stock
C - Conversion -888,690 0 -100.00
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Series B Preferred Stock
C - Conversion -606,386 0 -100.00
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Series A Preferred Stock
C - Conversion -479,145 0 -100.00
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Convertible Promissory Note
C - Conversion -105,369 0 -100.00
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Series C Preferred Stock
C - Conversion -22,953 0 -100.00
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Series B Preferred Stock
C - Conversion -14,482 0 -100.00
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Series A Preferred Stock
C - Conversion -23,009 0 -100.00
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Convertible Promissory Note
C - Conversion -5,774 0 -100.00
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Series C Preferred Stock
C - Conversion -5,890 0 -100.00
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Common Stock
C - Conversion 9,829 41,857 30.69
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Common Stock
C - Conversion 12,439 32,028 63.50
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Common Stock
C - Conversion 19,589 19,589
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Common Stock
C - Conversion 105,369 2,079,590 5.34 7.00 737,583 14,557,130
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Common Stock
C - Conversion 479,145 1,974,221 32.05
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Common Stock
C - Conversion 606,386 1,495,076 68.23
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Common Stock
C - Conversion 888,690 888,690
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Common Stock
C - Conversion 5,774 66,218 9.55 7.00 40,418 463,526
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Common Stock
C - Conversion 14,482 60,444 31.51
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Common Stock
C - Conversion 22,953 45,962 99.76
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Common Stock
C - Conversion 23,009 23,009
2017-10-18 2017-10-16 4 HAIR Restoration Robotics Inc
Common Stock
C - Conversion 5,890 5,890
2017-10-13 2017-10-11 4 HAIR Restoration Robotics Inc
Convertible Promissory Note
J - Other 733,569.00
2017-10-13 2017-10-11 4 HAIR Restoration Robotics Inc
Convertible Promissory Note
J - Other 40,202.00
2017-06-02 2017-06-01 4 MATR Mattersight Corp
Common Stock
P - Purchase 12,124 184,239 7.04 3.65 44,244 672,343
2017-06-02 2017-06-01 4 MATR Mattersight Corp
Common Stock
P - Purchase 203,543 1,056,194 23.87 3.65 742,789 3,854,369
2017-06-02 2017-05-31 4 MATR Mattersight Corp
Common Stock
J - Other -271,391 852,651 -24.14
2017-06-02 2017-06-01 4 PSTG Pure Storage, Inc.
Class B Common Stock
P - Purchase 3,073,613 25,602,128 13.64 11.08 34,047,026 283,599,892
2017-06-02 2017-06-01 4 PSTG Pure Storage, Inc.
Class B Common Stock
P - Purchase 1,024,538 1,024,538 11.08 11,349,012 11,349,012
2017-06-02 2017-05-31 4 PSTG Pure Storage, Inc.
Class B Common Stock
J - Other -4,098,151 22,528,515 -15.39
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Series F Preferred Stock
C - Conversion -20,917 0 -100.00
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Series E Preferred Stock
C - Conversion -23,929 0 -100.00
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Series D Preferred Stock
C - Conversion -18,205 0 -100.00
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Series C Preferred Stock
C - Conversion -127,726 0 -100.00
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Series B Preferred Stock
C - Conversion -117,865 0 -100.00
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Series A Preferred Stock
C - Conversion -124,284 0 -100.00
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Series F Preferred Stock
C - Conversion -255,372 0 -100.00
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Series E Preferred Stock
C - Conversion -282,842 0 -100.00
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Series D Preferred Stock
C - Conversion -887,428 0 -100.00
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Series C Preferred Stock
C - Conversion -2,975,941 0 -100.00
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Series B Preferred Stock
C - Conversion -2,654,762 0 -100.00
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Series A Preferred Stock
C - Conversion -2,799,328 0 -100.00
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Series C Preferred Stock
C - Conversion -110,173 0 -100.00
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Series B Preferred Stock
C - Conversion -113,630 0 -100.00
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Series A Preferred Stock
C - Conversion -117,774 0 -100.00
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Series D Preferred Stock
C - Conversion -35,022 0 -100.00
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Series C Preferred Stock
C - Conversion -22,620 0 -100.00
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Common Stock
C - Conversion 18,205 447,401 4.24
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Common Stock
C - Conversion 20,917 429,196 5.12
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Common Stock
C - Conversion 23,929 408,279 6.23
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Common Stock
C - Conversion 117,865 384,350 44.23
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Common Stock
C - Conversion 124,284 266,485 87.40
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Common Stock
C - Conversion 127,726 142,201 882.39
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Common Stock
C - Conversion 255,372 10,181,717 2.57
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Common Stock
C - Conversion 282,842 9,926,345 2.93
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Common Stock
C - Conversion 887,428 9,643,503 10.13
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Common Stock
C - Conversion 2,654,762 8,756,075 43.51
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Common Stock
C - Conversion 2,799,328 6,101,313 84.78
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Common Stock
C - Conversion 2,975,941 3,301,985 912.74
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Common Stock
C - Conversion 110,173 355,680 44.88
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Common Stock
C - Conversion 113,630 245,507 86.16
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Common Stock
C - Conversion 117,774 131,877 835.10
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Common Stock
C - Conversion 22,620 57,642 64.59
2017-04-21 2017-04-19 4 YEXT Yext, Inc.
Common Stock
C - Conversion 35,022 35,022
2017-04-12 3 YEXT Yext, Inc.
Common Stock
368,725
2017-04-12 3 YEXT Yext, Inc.
Common Stock
680,666
2017-04-12 3 YEXT Yext, Inc.
Common Stock
369,097
2017-04-12 3 YEXT Yext, Inc.
Common Stock
368,725
2017-04-12 3 YEXT Yext, Inc.
Common Stock
680,666
2017-04-12 3 YEXT Yext, Inc.
Common Stock
369,097
2017-03-10 2017-01-01 5 PSTG Pure Storage, Inc.
Class B Common Stock
G - Gift 0 490,766 0.00
2017-03-10 2017-01-01 5 PSTG Pure Storage, Inc.
Class A Common Stock
G - Gift 0 50,000 0.00
2017-03-10 2016-10-01 5 PSTG Pure Storage, Inc.
Class B Common Stock
G - Gift 0 490,766 0.00
2017-03-10 2016-10-01 5 PSTG Pure Storage, Inc.
Class A Common Stock
G - Gift 0 50,000 0.00
2016-08-04 2016-06-16 4/A PSTG Pure Storage, Inc.
Class A Common Stock
P - Purchase 50,000 50,000 10.12 505,945 505,945
2016-08-04 2016-06-16 4/A PSTG Pure Storage, Inc.
Class A Common Stock
P - Purchase 4,200 4,200 10.12 42,499 42,499
2016-08-04 2016-06-16 4/A PSTG Pure Storage, Inc.
Class A Common Stock
P - Purchase 3,300 3,300 10.12 33,392 33,392
2016-08-04 2016-06-16 4/A PSTG Pure Storage, Inc.
Class A Common Stock
P - Purchase 3,700 3,700 10.12 37,440 37,440
2016-08-04 2016-06-16 4/A PSTG Pure Storage, Inc.
Class A Common Stock
P - Purchase 4,800 4,800 10.12 48,571 48,571
2016-06-20 2016-06-16 4 PSTG Pure Storage, Inc.
Class A Common Stock
P - Purchase 50,000 50,000 10.12 505,945 505,945
2016-06-20 2016-06-16 4 PSTG Pure Storage, Inc.
Class A Common Stock
P - Purchase 3,300 16,000 25.98 10.12 33,392 161,902
2016-06-20 2016-06-16 4 PSTG Pure Storage, Inc.
Class A Common Stock
P - Purchase 3,700 12,700 41.11 10.12 37,440 128,510
2016-06-20 2016-06-16 4 PSTG Pure Storage, Inc.
Class A Common Stock
P - Purchase 4,200 9,000 87.50 10.12 42,499 91,070
2016-06-20 2016-06-16 4 PSTG Pure Storage, Inc.
Class A Common Stock
P - Purchase 4,800 4,800 10.12 48,571 48,571
2015-11-23 2015-11-19 4 MATR Mattersight Corp
Series B Preferred Stock
J - Other 13,114 62,093 26.77
2015-11-23 2015-11-19 4 MATR Mattersight Corp
Series B Preferred Stock
J - Other -96,261 639,253 -13.09
2015-11-23 2015-11-19 4 MATR Mattersight Corp
Common Stock
J - Other 43,572 172,115 33.90
2015-11-23 2015-11-19 4 MATR Mattersight Corp
Common Stock
J - Other -319,847 1,124,042 -22.15
2015-11-12 2015-11-09 4 MATR Mattersight Corp
Common Stock
S - Sale -1,000,000 1,443,889 -40.92 7.29 -7,290,000 10,525,951
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series F Preferred Stock
C - Conversion -110,084 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series E Preferred Stock
C - Conversion -97,741 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series D Preferred Stock
C - Conversion -149,417 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series C Preferred Stock
C - Conversion -107,397 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series B Preferred Stock
C - Conversion -254,129 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series A Preferred Stock
C - Conversion -595,549 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Class B Common Stock
C - Conversion 1,314,317 1,361,373 2,793.09
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series F Preferred Stock
C - Conversion -1,504,443 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series E Preferred Stock
C - Conversion -3,022,681 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series D Preferred Stock
C - Conversion -1,727,937 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series C Preferred Stock
C - Conversion -2,419,000 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series B Preferred Stock
C - Conversion -5,723,870 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series A Preferred Stock
C - Conversion -11,373,310 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Class B Common Stock
C - Conversion 25,771,241 26,626,666 3,012.68
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series F Preferred Stock
C - Conversion -15,900 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series E Preferred Stock
C - Conversion -108,200 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series B Preferred Stock
C - Conversion -240,816 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series A Preferred Stock
C - Conversion -125,850 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Class B Common Stock
C - Conversion 490,766 490,766
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series E Preferred Stock
C - Conversion -36,060 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series C Preferred Stock
C - Conversion -101,772 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Class B Common Stock
C - Conversion 137,832 154,498 827.03
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series E Preferred Stock
C - Conversion -14,420 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Class B Common Stock
C - Conversion 14,420 14,420
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series A Preferred Stock
C - Conversion -197,730 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Class B Common Stock
C - Conversion 197,730 197,730
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Series A Preferred Stock
C - Conversion -64,320 0 -100.00
2015-10-13 2015-10-13 4 PSTG Pure Storage, Inc.
Class B Common Stock
C - Conversion 64,320 70,986 964.90
2014-10-03 2014-10-01 4 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock Warrant
X - Other -23,704 0 -100.00
2014-10-03 2014-10-01 4 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock Warrant
X - Other -417,050 0 -100.00
2014-10-03 2014-10-01 4 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock
S - Sale -12,881 264,669 -4.64 3.77 -48,587 998,331
2014-10-03 2014-10-01 4 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock
X - Other 23,704 277,550 9.34 2.05 48,593 568,978
2014-10-03 2014-10-01 4 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock
S - Sale -226,657 4,715,398 -4.59 3.77 -854,950 17,786,481
2014-10-03 2014-10-01 4 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock
X - Other 417,050 4,942,055 9.22 2.05 854,952 10,131,213
2014-06-23 2014-06-20 4 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock
S - Sale -10,028 0 -100.00 4.01 -40,193
2014-06-23 2014-06-20 4 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock
S - Sale -3,960 0 -100.00 4.01 -15,872
2014-06-16 2014-06-12 4 MATR Mattersight Corp
Series B Preferred Stock
S - Sale -22,418 0 -100.00 5.82 -130,473
2014-06-16 2014-06-12 4 MATR Mattersight Corp
Series B Preferred Stock
S - Sale -8,854 0 -100.00 5.82 -51,530
2014-06-16 2014-06-12 4 MATR Mattersight Corp
Common Stock
S - Sale -14,847 0 -100.00 5.12 -76,017
2014-06-16 2014-06-12 4 MATR Mattersight Corp
Common Stock
S - Sale -5,853 0 -100.00 5.12 -29,967
2014-05-23 2014-05-21 4 SFLY SHUTTERFLY INC
Restricted Stock Units
A - Award 4,986 25,731 24.03
2013-12-05 2013-12-03 4 MATR Mattersight Corp
Common Stock
P - Purchase 12,915 128,543 11.17 3.90 50,368 501,318
2013-12-05 2013-12-03 4 MATR Mattersight Corp
Common Stock
P - Purchase 225,846 2,443,889 10.18 3.90 880,799 9,531,167
2013-06-04 2013-05-31 4 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock Warrant
X - Other -45,971 0 -100.00
2013-06-04 2013-05-31 4 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock Warrant
X - Other -801,952 0 -100.00
2013-06-04 2013-05-31 4 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock
S - Sale -14,937 253,846 -5.56 5.72 -85,499 1,453,015
2013-06-04 2013-05-31 4 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock
X - Other 45,971 268,783 20.63 1.86 85,506 499,936
2013-06-04 2013-05-31 4 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock
S - Sale -260,592 4,525,005 -5.45 5.72 -1,491,629 25,901,129
2013-06-04 2013-05-31 4 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock
X - Other 801,952 4,785,597 20.13 1.86 1,491,631 8,901,210
2013-05-23 2013-05-21 4 SFLY SHUTTERFLY INC
Restricted Stock Units
A - Award 4,068 20,745 24.39
2013-03-22 2013-03-20 4 CRDC CARDICA INC
Common Stock
P - Purchase 981,736 3,412,793 40.38 1.05 1,030,823 3,583,433
2013-03-22 2013-03-20 4 CRDC CARDICA INC
Common Stock
P - Purchase 45,845 161,035 39.80 1.05 48,137 169,087
2013-03-22 2013-03-20 4 CRDC CARDICA INC
Common Stock
P - Purchase 981,736 3,412,793 40.38 1.05 1,030,823 3,583,433
2013-03-01 2013-02-28 4 SFLY SHUTTERFLY INC
Common Stock
G - Gift -75,000 26,180 -74.13
2013-02-12 2013-02-08 4 SFLY SHUTTERFLY INC
Stock Option (Right to Buy)
M - Exercise -10,000 0 -100.00
2013-02-12 2013-02-08 4 SFLY SHUTTERFLY INC
Stock Option (Right to Buy)
M - Exercise -10,000 0 -100.00
2013-02-12 2013-02-08 4 SFLY SHUTTERFLY INC
Stock Option (Right to Buy)
M - Exercise -50,000 0 -100.00
2013-02-12 2013-02-08 4 SFLY SHUTTERFLY INC
Common Stock
S - Sale -23,644 101,180 -18.94 41.36 -977,857 4,184,552
2013-02-12 2013-02-08 4 SFLY SHUTTERFLY INC
Restricted Stock Units
S - Sale -4,845 16,677 -22.51 41.50 -201,068 692,096
2013-02-12 2013-02-08 4 SFLY SHUTTERFLY INC
Restricted Stock Units
S - Sale -1,511 21,522 -6.56 41.50 -62,706 893,163
2013-02-12 2013-02-08 4 SFLY SHUTTERFLY INC
Common Stock
S - Sale -42,652 0 -100.00 41.44 -1,767,708
2013-02-12 2013-02-08 4 SFLY SHUTTERFLY INC
Common Stock
S - Sale -27,348 42,652 -39.07 41.52 -1,135,546 1,771,001
2013-02-12 2013-02-08 4 SFLY SHUTTERFLY INC
Common Stock
M - Exercise 10,000 70,000 16.67 12.97 129,700 907,900
2013-02-12 2013-02-08 4 SFLY SHUTTERFLY INC
Common Stock
M - Exercise 10,000 60,000 20.00 17.75 177,500 1,065,000
2013-02-12 2013-02-08 4 SFLY SHUTTERFLY INC
Common Stock
M - Exercise 50,000 50,000 16.51 825,500 825,500
2013-02-12 2013-02-08 4/A SFLY SHUTTERFLY INC
Common Stock
S - Sale -23,644 101,180 -18.94 41.36 -977,857 4,184,552
2013-02-12 2013-02-08 4/A SFLY SHUTTERFLY INC
Common Stock
S - Sale -42,652 0 -100.00 41.44 -1,767,708
2013-02-12 2013-02-08 4/A SFLY SHUTTERFLY INC
Common Stock
S - Sale -27,348 42,652 -39.07 41.52 -1,135,546 1,771,001
2012-09-19 2012-09-04 4/A MATR Mattersight Corp
Common Stock
P - Purchase 3,298 10,188 47.87 5.40 17,821 55,051
2012-09-19 2012-09-04 4/A MATR Mattersight Corp
Common Stock
P - Purchase 6,000 6,000 5.40 32,421 32,421
2012-09-06 2012-09-04 4 MATR Mattersight Corp
Common Stock
P - Purchase 185,962 2,218,043 9.15 5.40 1,004,846 11,985,195
2012-09-06 2012-09-04 4 MATR Mattersight Corp
Common Stock
P - Purchase 9,298 16,188 134.95 5.40 50,242 87,472
2012-09-06 2012-09-04 4 MATR Mattersight Corp
Common Stock
P - Purchase 185,962 2,218,043 9.15 5.40 1,004,846 11,985,195
2012-08-31 2012-08-30 4 MATR Mattersight Corp
Common Stock
P - Purchase 18,640 2,032,081 0.93 5.31 98,949 10,787,099
2012-08-31 2012-08-30 4 MATR Mattersight Corp
Common Stock
P - Purchase 932 6,890 15.64 5.31 4,947 36,575
2012-08-31 2012-08-30 4 MATR Mattersight Corp
Common Stock
P - Purchase 18,640 2,032,081 0.93 5.31 98,949 10,787,099
2012-08-23 2012-08-22 4 MATR Mattersight Corp
Common Stock
P - Purchase 984 5,958 19.78 5.00 4,920 29,790
2012-08-23 2012-08-22 4 MATR Mattersight Corp
Common Stock
P - Purchase 19,682 2,013,441 0.99 5.00 98,410 10,067,205
2012-08-21 2012-08-17 4 MATR Mattersight Corp
Common Stock
P - Purchase 3,500 1,993,759 0.18 4.81 16,837 9,591,376
2012-08-21 2012-08-17 4 MATR Mattersight Corp
Common Stock
P - Purchase 3,500 1,993,759 0.18 4.81 16,837 9,591,376
2012-05-25 2012-05-23 4 SFLY SHUTTERFLY INC
Restricted Stock Units
A - Award 7,604 23,033 49.28
2012-04-02 2012-03-29 4 CORT CORCEPT THERAPEUTICS INC
Common Stock Warrant
X - Other -280,365 0 -100.00 0.12 -35,046
2012-04-02 2012-03-29 4 CORT CORCEPT THERAPEUTICS INC
Common Stock Warrant
P - Purchase 280,365 280,365 0.12 35,046 35,046
2012-04-02 2012-03-29 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
X - Other 280,365 5,316,967 5.57 2.96 829,880 15,738,222
2012-04-02 2012-03-29 4 CORT CORCEPT THERAPEUTICS INC
Common Stock Warrant
X - Other -13,924 0 -100.00 0.12 -1,740
2012-04-02 2012-03-29 4 CORT CORCEPT THERAPEUTICS INC
Common Stock Warrant
P - Purchase 13,924 13,924 0.12 1,740 1,740
2012-04-02 2012-03-29 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
X - Other 13,924 247,695 5.96 2.96 41,215 733,177
2012-03-13 2010-05-20 4/A SFLY SHUTTERFLY INC
Restricted Stock Units
A - Award 4,533 11,800 62.38
2012-02-14 2012-02-13 4 CRDC CARDICA INC
Common Stock
P - Purchase 322,857 2,431,057 15.31 1.65 532,714 4,011,244
2012-02-14 2012-02-13 4 CRDC CARDICA INC
Common Stock
P - Purchase 15,488 115,190 15.53 1.65 25,555 190,064
2010-02-10 3 QNST QUINSTREET, INC
Common
1,049
2009-02-10 2009-02-06 4 CORT CORCEPT THERAPEUTICS INC
Common Stock Warrant
P - Purchase 2,039 2,039 0.12 255 255
2009-02-10 2009-02-06 4 CORT CORCEPT THERAPEUTICS INC
Common Stock Warrant
P - Purchase 53,640 400,199 15.48 0.12 6,705 50,025
2009-02-10 2009-02-06 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
P - Purchase 19,086 19,086 0.69 13,112 13,112
2009-02-10 2009-02-06 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
P - Purchase 501,910 4,338,742 13.08 0.69 344,812 2,980,716
2008-11-13 2008-11-11 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
J - Other 1,705 97,963 1.77
2008-11-13 2008-11-11 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
J - Other 68,601 3,836,832 1.82
2008-09-08 3 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock
3,960
2008-09-08 3 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock
10,028
2008-09-08 3 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock
2,535,249
2008-09-08 3 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock
4,076
2008-09-08 3 THLD THRESHOLD PHARMACEUTICALS INC
Common Stock
79,773
2008-05-28 2008-05-23 4 SFLY SHUTTERFLY INC
Common Stock
P - Purchase 2,489 32,769 8.22 12.71 31,647 416,645
2008-05-28 2008-05-23 4 SFLY SHUTTERFLY INC
Common Stock
P - Purchase 74,676 131,731 130.88 12.71 949,475 1,674,907
2008-05-27 2008-05-22 4 SFLY SHUTTERFLY INC
Stock Option (Right to Buy)
A - Award 10,000 10,000
2008-05-14 2008-05-13 4 ELOY ELOYALTY CORP
Common Stock
P - Purchase 249 21,449 1.17 6.58 1,638 141,130
2008-05-14 2008-05-13 4 ELOY ELOYALTY CORP
Common Stock
P - Purchase 7,468 740,354 1.02 6.58 49,138 4,871,381
2008-05-14 2008-05-12 4 ELOY ELOYALTY CORP
Common Stock
P - Purchase 935 21,200 4.61 6.45 6,033 136,799
2008-05-14 2008-05-12 4 ELOY ELOYALTY CORP
Common Stock
P - Purchase 28,043 732,886 3.98 6.45 180,956 4,729,167
2008-05-13 2008-05-09 4 SFLY SHUTTERFLY INC
Common Stock
P - Purchase 10,000 30,280 49.31 12.35 123,517 374,009
2008-03-27 2008-03-25 4 CORT CORCEPT THERAPEUTICS INC
Common Stock Warrant
P - Purchase 8,616 8,616 0.12 1,077 1,077
2008-03-27 2008-03-25 4 CORT CORCEPT THERAPEUTICS INC
Common Stock Warrant
P - Purchase 346,559 346,559 0.12 43,320 43,320
2008-03-27 2008-03-25 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
P - Purchase 17,233 96,258 21.81 2.77 47,735 266,635
2008-03-27 2008-03-25 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
P - Purchase 693,118 3,768,231 22.54 2.77 1,919,937 10,438,000
2007-11-29 3/A ELOY ELOYALTY CORP
Common Stock
22
2007-11-29 3/A ELOY ELOYALTY CORP
Common Stock
56
2007-11-29 3/A ELOY ELOYALTY CORP
Common Stock
211,736
2007-09-25 2007-09-21 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
J - Other 56,040 79,025 243.81
2007-09-25 2007-09-21 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
J - Other -468,492 3,075,113 -13.22
2007-08-21 2007-08-17 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
P - Purchase 1,052 22,985 4.80 2.10 2,209 48,268
2007-08-21 2007-08-17 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
P - Purchase 162,218 3,543,605 4.80 2.10 340,658 7,441,570
2007-08-09 2007-08-07 4 SFLY SHUTTERFLY INC
Common Stock
J - Other -1,147,150 57,055 -95.26
2007-08-09 2007-08-07 4 SFLY SHUTTERFLY INC
Common Stock
J - Other 19,957 20,280 6,178.64
2007-05-21 2007-05-17 4 SFLY SHUTTERFLY INC
Stock Option (Right to Buy)
A - Award 10,000 10,000
2007-03-02 2007-02-28 4 SFLY SHUTTERFLY INC
Stock Option (Right to Buy)
A - Award 50,000 50,000
2006-12-15 2006-12-15 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
P - Purchase 379,391 2,590,040 17.16 1.00 379,391 2,590,040
2006-10-05 2006-10-04 4 SFLY SHUTTERFLY INC
Series F Convertible Preferred Stock
C - Conversion -1,010,276 0 -100.00
2006-10-05 2006-10-04 4 SFLY SHUTTERFLY INC
Series F Convertible Preferred Stock
C - Conversion -1,684 0 -100.00
2006-10-05 2006-10-04 4 SFLY SHUTTERFLY INC
Common Stock
P - Purchase 99 323 44.20 10.25 1,015 3,311
2006-10-05 2006-10-04 4 SFLY SHUTTERFLY INC
Common Stock
P - Purchase 59,659 1,204,205 5.21 10.25 611,505 12,343,101
2006-10-05 2006-10-04 4 SFLY SHUTTERFLY INC
Common Stock
C - Conversion 1,010,276 1,144,546 752.42
2006-10-05 2006-10-04 4 SFLY SHUTTERFLY INC
Common Stock
C - Conversion 1,684 1,684
2006-09-28 3 SFLY SHUTTERFLY INC
Common Stock
193,929
2006-09-28 3 SFLY SHUTTERFLY INC
Common Stock
323
2005-12-12 2005-12-08 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
J - Other -5,539 2,210,649 -0.25
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Series C Preferred Stock
C - Conversion -14,690 0 -100.00
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Series C Preferred Stock
C - Conversion -732,882 0 -100.00
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Series C Preferred Stock
C - Conversion -18,736 0 -100.00
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Series C Preferred Stock
C - Conversion -7,400 0 -100.00
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Series BB Preferred Stock
C - Conversion -2,110 0 -100.00
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Series BB Preferred Stock
C - Conversion -121,780 0 -100.00
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Series BB Preferred Stock
C - Conversion -3,109 0 -100.00
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Series BB Preferred Stock
C - Conversion -1,228 0 -100.00
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Series B Preferred Stock
C - Conversion -189,980 0 -100.00
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Series B Preferred Stock
C - Conversion -4,873 0 -100.00
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Series B Preferred Stock
C - Conversion -1,925 0 -100.00
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Series A Preferred Stock
C - Conversion -263,862 0 -100.00
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Series A Preferred Stock
C - Conversion -6,768 0 -100.00
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Series A Preferred Stock
C - Conversion -2,673 0 -100.00
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
C - Conversion 14,690 16,800 696.21
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
C - Conversion 2,110 2,110
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
C - Conversion 732,882 2,216,188 49.41
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
C - Conversion 569,940 1,483,306 62.40
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
C - Conversion 121,780 913,366 15.38
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
C - Conversion 791,586 791,586
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
C - Conversion 18,736 56,768 49.26
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
C - Conversion 14,619 38,032 62.44
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
C - Conversion 3,109 23,413 15.31
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
C - Conversion 20,304 20,304
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
C - Conversion 7,400 22,422 49.26
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
C - Conversion 5,775 15,022 62.45
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
C - Conversion 1,228 9,247 15.31
2004-04-19 2004-04-19 4 CORT CORCEPT THERAPEUTICS INC
Common Stock
C - Conversion 8,019 8,019
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券(例如股票期权)
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券(例如期权)
V
内部人士通过Form 4自愿报告的一笔交易
J
其他(附有交易描述的脚注)