WT / WisdomTree, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

智慧树公司
US ˙ NYSE

已发行股票 143,154,201 shares
内部人士股份44,454,893 shares
內部持股31.05 %
所有內部人士39
内部人士情绪分数

“内部人士情绪分数”用于查找被公司内部人士购入的公司。

它是一个复杂的多因素量化模型的结果,该模型能够辨识具有最高内部人士累积持有水平的公司。该评分模型结合了内部人士在过去90天内买入的净数量、总买入股份占流通股比例,以及内部人士拥有的总股份的指标。该分数的范围从0到100,数值越高表示相对于同行业而言具有更高程度的内部人士持股水平,50为平均值。

更新频率:每日

参阅“内部人士首选”,该清单呈现被内部人士购入最多的公司。

高管情绪分数

“高管情绪分数”用于查找被公司管理层购入的公司。

根据定义,公司高管是公司内部人士,但与其他内部人士(10%的股东和董事会成员)不同,公司高管每天在公司工作,而且他们使用自己的资金进行交易。(10%的股东和董事会成员通常是基金经理,管理着其他人的资金。)因此,公司高管进行的内幕交易更为重要,应该被适当地重视和关注。

如同“内部人士情绪分数”,“高管情绪分数”也是一个复杂的多因素量化模型的计算结果,该模型能够辨识具有最高高管累积持有水平的公司。

更新频率:每日

参阅“内部人士首选”,该清单呈现被内部人士购入最多的公司。

关键内部人士指标

此表格显示了公司在各种内部人士指标上的排名。百分位数排名显示了这家公司在美国市场与其他公司相比的表现。排名越高表明公司所处状况越好。

举例来说,一般认为内部人士的买入是一个积极的指标,因此具有更多内部人士买入的公司将排名高于那些内部人士买入较少(甚至有内部人士卖出)的公司。

内部人士买入净数(排名)

-1 ( )

10211 out of 11305

内部人士买入净数是过去90天内买入的内部人士总数减去卖出的内部人士总数。以百分位排名显示(范围从0到100%)。

内部人士买入占流通股比例(排名)

-0.029 %( )

10229 out of 11224

内部人士买入占流通股比例是内部人士在过去90天内买入的股份总数减去卖出的股份总数,除以总流通股数并乘以100。

内幕交易图表

以下图表显示了WisdomTree, Inc.内部人士交易。内部人士包括公司的高管、董事或重要投资者。一般而言,基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是,他们必须通过Form 4向美国证券交易委员会(SEC)报告所有交易。

内部人员名单及盈利指标

这张表格显示已知的内部人士名单,从向美国证券交易委员会(SEC)披露的申报文件中自动生成。除了姓名、当前职位和董事、高管或10%所有人的任命外,我们还提供了最新披露的持股信息。此外,我们尽可能提供内部人士的历史交易表现。历史交易表现是内部人士实际进行的公开市场买入交易表现的加权平均值。有关此计算方式的更多信息,请查看YouTube网络研讨会

See our leaderboard of most profitable insider traders.

内部人士 平均收益(%) 持股
数量
分拆
调整
Abner David J. Head of WisdomTree Europe - [O] 197,819 197,819
Gregory E Barton Chief Legal Officer - [O] 223,693 223,693
Steven L Begleiter Director - [D] 149,607 149,607
Stuart Bell Executive Vice President - [O] 137,022 137,022
Blake Lynn S. Director - [D] 55,520 55,520
Anthony Bossone Director - [D] 645,389 645,389
Didric Cederholm - 4,521,979 4,521,979
Smita Conjeevaram Director - [D] 77,368 77,368
Susan J Cosgrove Director - [D] 80,543 80,543
Rilla S Delorier Director - [D] 31,851 31,851
ETFS Capital Limited. - 12,250,000 12,250,000
Bryan Edmiston Chief Financial Officer - [O] 240,474 240,474
Marci Frankenthaler Chief Legal Officer - [O] 287,685 287,685
内部人士 平均收益(%) 持股
数量
分拆
调整
Deborah Fuhr Director - [D] 20,835 20,835
Bruce I Lavine Director - [D] 220,024 220,024
R Jarrett Lilien President and COO - [O] 1,036,138 1,036,138
Lion Point Capital, LP - 4,521,979 4,521,979
Kurt MacAlpine Global Head of Distribution - [O] 295,221 295,221
Alexis Marinof Head of Europe - [O] 221,146 221,146
Daniela Mielke Director - [D] 51,324 51,324
Amit Muni Chief Financial Officer - [O] 700,250 700,250
Win J Neuger Director - [D] 158,205 158,205
Shamla Naidoo Director - [D] 34,685 34,685
Tonia L Pankopf Director - [D] 34,685 34,685
William Bradley Peck Head of Digital Assets - [O] 223,569 223,569
RRE Ventures GP III, LLC 10% Owner - [10%] 51,487 51,487
内部人士 平均收益(%) 持股
数量
分拆
调整
RRE Ventures III-A, LP 10% Owner - [10%] 1,118,807 1,118,807
James D IV Robinson Director, 10% Owner - [D] [10%] 51,487 51,487
Frank Salerno Director - [D] 283,990 283,990
Michael H Steinhardt Director - [D] 8,870,799 8,870,799
Jeremy Schwartz Global Head of Research - [O] 692,496 692,496
Brian T Shea Director - [D] 10,536 10,536
Julie Silcox Chief Marketing Officer - [O] 333,178 333,178
Harold III Singleton Director - [D] 41,356 41,356
Luciano III Siracusano Chief Investment Strategist - [O] 497,041 497,041
Jonathan L Steinberg Chief Executive Officer, Director - [D] [O] 9,482,991 9,482,991
Graham Tuckwell Chairman, 10% Owner - [O] [10%] 15,250,000 12,250,000
David M Yates Chief Information Officer - [O] 168,043 168,043
Peter M Ziemba Chief Administrative Officer - [O] 957,650 957,650

Report errors via our new Insider Auditing Tool

跟踪内部人士买入记录 - 短期收益分析

在这一部分,我们分析了在 WT / WisdomTree, Inc. 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况, 结果仅为理论值。 .

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
2024-11-08 Steinberg Jonathan L 67,869 10.8393 67,869 10.8393 735,652 300 13.7400 196,868 26.76
2024-02-13 Steinberg Jonathan L 303,781 7.1985 303,781 7.1985 2,186,768
2020-03-12 Schwartz Jeremy 20,000 2.3190 20,000 2.3190 46,380
2020-03-11 Bossone Anthony 100,000 3.0000 100,000 3.0000 300,000
2020-03-02 Bossone Anthony 16,200 3.8900 16,200 3.8900 63,018
2020-02-28 Bossone Anthony 83,800 3.8959 83,800 3.8959 326,476
2020-02-03 Steinberg Jonathan L 177,099 4.2576 177,099 4.2576 754,017
2020-02-03 Ziemba Peter M 25,000 4.1874 25,000 4.1874 104,685
2020-02-03 Schwartz Jeremy 20,000 4.2043 20,000 4.2043 84,086

经调整价格 已按拆股调整。 经调整股数 已按拆股调整。

WT / WisdomTree, Inc. Insider Trades
追踪内部人士卖出记录 - 短期亏损分析

在这一部分,我们分析了在 WT / WisdomTree, Inc. 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况, 结果仅为理论值。 .

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
2025-02-04 Marinof Alexis 90,980 9.8693 90,980 9.8693 897,909 63 7.6700 -200,091 -22.28
2024-12-02 ETFS Capital Limited. 3,000,000 11.3400 3,000,000 11.3400 34,020,000
2024-11-15 Ziemba Peter M 100,000 11.4296 100,000 11.4296 1,142,960
2023-08-17 Ziemba Peter M 50,000 7.0413 50,000 7.0413 352,065
2023-08-16 Ziemba Peter M 50,000 6.9137 50,000 6.9137 345,685
2021-11-17 Ziemba Peter M 5,000 6.7628 5,000 6.7628 33,814
2021-09-14 SALERNO FRANK 10,024 5.8865 10,024 5.8865 59,006
2020-12-02 SALERNO FRANK 5,568 4.5000 5,568 4.5000 25,056
2019-12-12 Bell Stuart 10,000 4.9005 10,000 4.9005 49,005

经调整价格 已按拆股调整。 经调整股数 已按拆股调整。

WT / WisdomTree, Inc. Insider Trades
交易历史记录

点击链接图标即可查看完整的交易历史记录。作为 10b5-1 自动交易计划的一部分进行报告的交易,将在标记为 10b-5 的列中显示 X。

备案
日期
交易
日期
表格 内部人士 股票代码 证券种类 代码 10b5-1 直接 执行
价格
单位
价格
股数
变化
价值
变化 (1K)
剩余
期权
剩余
股份
2025-08-27 2025-08-26 4 Lilien R Jarrett WT Common Stock S - Sale D 13.2100 -12,500 -165 1,036,138
2025-08-13 2025-08-12 4 Lilien R Jarrett WT Common Stock S - Sale D 13.3300 -25,000 -333 1,048,638
2025-06-18 2025-06-17 4 PANKOPF TONIA L WT Common Stock A - Award D 9,871 34,685
2025-06-18 2025-06-17 4 NEUGER WIN J WT Common Stock A - Award D 9,871 158,205
2025-06-18 2025-06-17 4 Naidoo Shamla WT Common Stock A - Award D 9,871 34,685
2025-06-18 2025-06-17 4 Mielke Daniela WT Common Stock A - Award D 9,871 51,324
2025-06-18 2025-06-17 4 Conjeevaram Smita WT Common Stock A - Award D 9,871 77,368
2025-06-18 2025-06-17 4 Bossone Anthony WT Common Stock A - Award D 9,871 645,389
2025-06-18 2025-06-17 4 Delorier Rilla S WT Common Stock A - Award D 9,871 31,851
2025-06-18 2025-06-17 4 Blake Lynn S. WT Common stock A - Award D 9,871 55,520
2025-02-05 2025-02-04 4 Marinof Alexis WT Common Stock S - Sale D 9.8693 -90,980 -898 221,146
2025-01-29 2025-01-27 4 Edmiston Bryan WT Common Stock F - Taxes D -6,666 240,474
2025-01-29 2025-01-27 4 Edmiston Bryan WT Common Stock M - Exercise D 16,370 247,140
2025-01-29 2025-01-27 4 Steinberg Jonathan L WT Common Stock F - Taxes D -198,415 9,482,991
2025-01-29 2025-01-27 4 Steinberg Jonathan L WT Common Stock M - Exercise D 387,336 9,681,406
2025-01-29 2025-01-27 4 Peck William Bradley WT Common Stock F - Taxes D -11,079 223,569
2025-01-29 2025-01-27 4 Peck William Bradley WT Common Stock M - Exercise D 25,610 234,648
2025-01-29 2025-01-27 4 Lilien R Jarrett WT Common Stock F - Taxes D -81,141 1,073,638
2025-01-29 2025-01-27 4 Lilien R Jarrett WT Common Stock M - Exercise D 157,526 1,154,779
2025-01-29 2025-01-27 4 Ziemba Peter M WT Common Stock F - Taxes D -15,102 957,650
2025-01-29 2025-01-27 4 Ziemba Peter M WT Common Stock M - Exercise D 35,154 972,752
2025-01-29 2025-01-27 4 Marinof Alexis WT Common Stock F - Taxes D -13,396 312,126
2025-01-29 2025-01-27 4 Marinof Alexis WT Common Stock M - Exercise D 28,502 325,522
2025-01-29 2025-01-27 4 Frankenthaler Marci WT Common Stock F - Taxes D -9,681 287,685
2025-01-29 2025-01-27 4 Frankenthaler Marci WT Common Stock M - Exercise D 24,752 297,366
2025-01-27 2025-01-25 4 Yates David M WT Common Stock F - Taxes D -21,052 168,043
2025-01-27 2025-01-25 4 Yates David M WT Common Stock A - Award D 34,662 189,095
2025-01-27 2025-01-25 4 Peck William Bradley WT Common Stock F - Taxes D -23,052 209,038
2025-01-27 2025-01-25 4 Peck William Bradley WT Common Stock A - Award D 35,409 232,090
2025-01-27 2025-01-25 4 Steinberg Jonathan L WT Common Stock F - Taxes D -123,075 9,294,070
2025-01-27 2025-01-25 4 Steinberg Jonathan L WT Common Stock A - Award D 176,438 9,417,145
2025-01-27 2025-01-25 4 Ziemba Peter M WT Common Stock F - Taxes D -28,132 937,598
2025-01-27 2025-01-25 4 Ziemba Peter M WT Common Stock A - Award D 42,344 965,730
2025-01-27 2025-01-25 4 Lilien R Jarrett WT Common Stock F - Taxes D -62,296 997,253
2025-01-27 2025-01-25 4 Lilien R Jarrett WT Common Stock A - Award D 107,821 1,059,549
2025-01-27 2025-01-25 4 Marinof Alexis WT Common Stock F - Taxes D -32,150 297,020
2025-01-27 2025-01-25 4 Marinof Alexis WT Common Stock A - Award D 56,245 329,170
2025-01-27 2025-01-25 4 Frankenthaler Marci WT Common Stock F - Taxes D -23,236 272,614
2025-01-27 2025-01-25 4 Frankenthaler Marci WT Common Stock A - Award D 53,216 295,850
2025-01-27 2025-01-25 4 Edmiston Bryan WT Common Stock F - Taxes D -21,696 230,770
2025-01-27 2025-01-25 4 Edmiston Bryan WT Common Stock A - Award D 56,778 252,466
2024-12-13 2024-12-13 4 Ziemba Peter M WT Common Stock G - Gift D -25,000 923,386
2024-12-04 2024-12-02 4 ETFS Capital Limited. WT Common Stock S - Sale D 11.3400 -3,000,000 -34,020 12,250,000
2024-11-18 2024-11-15 4 Ziemba Peter M WT Common Stock S - Sale D 11.4296 -100,000 -1,143 948,386
2024-11-12 2024-11-08 4 Steinberg Jonathan L WT Common Stock P - Purchase D 10.8393 67,869 736 9,240,707
2024-06-14 2024-06-12 4 Mielke Daniela WT Common Stock A - Award D 10,152 41,453
2024-06-13 2024-06-12 4 PANKOPF TONIA L WT Common Stock A - Award D 10,152 24,814
2024-06-13 2024-06-12 4 Naidoo Shamla WT Common Stock A - Award D 10,152 24,814
2024-06-13 2024-06-12 4 Delorier Rilla S WT Common Stock A - Award D 10,152 21,980
2024-06-13 2024-06-12 4 NEUGER WIN J WT Common Stock A - Award D 10,152 148,334
2024-06-13 2024-06-12 4 Conjeevaram Smita WT Common Stock A - Award D 10,152 67,497
2024-06-13 2024-06-12 4 Bossone Anthony WT Common Stock A - Award D 10,152 635,518
2024-06-13 2024-06-12 4 Blake Lynn S. WT Common stock A - Award D 10,152 45,649
2024-02-14 2024-02-13 4 Steinberg Jonathan L WT Common Stock P - Purchase D 7.1985 303,781 2,187 9,172,838
2024-01-31 2024-01-29 4 Ziemba Peter M WT Common Stock M - Exercise D 31,866 1,059,874
2024-01-31 2024-01-29 4 Ziemba Peter M WT Common Stock F - Taxes D -11,488 1,048,386
2024-01-31 2024-01-29 4 Steinberg Jonathan L WT Common Stock M - Exercise D 260,618 9,002,103
2024-01-31 2024-01-29 4 Steinberg Jonathan L WT Common Stock F - Taxes D -133,046 8,869,057
2024-01-31 2024-01-29 4 Peck William Bradley WT Common Stock M - Exercise D 15,830 202,388
2024-01-31 2024-01-29 4 Peck William Bradley WT Common Stock F - Taxes D -5,707 196,681
2024-01-31 2024-01-29 4 Lilien R Jarrett WT Common Stock M - Exercise D 143,386 1,027,744
2024-01-31 2024-01-29 4 Lilien R Jarrett WT Common Stock F - Taxes D -76,016 951,728
2024-01-31 2024-01-29 4 Marinof Alexis WT Common Stock M - Exercise D 33,072 288,469
2024-01-31 2024-01-29 4 Marinof Alexis WT Common Stock F - Taxes D -15,544 272,925
2024-01-31 2024-01-29 4 Frankenthaler Marci WT Common Stock M - Exercise D 22,716 250,824
2024-01-31 2024-01-29 4 Frankenthaler Marci WT Common Stock F - Taxes D -8,190 242,634
2024-01-29 2024-01-25 4 Ziemba Peter M WT Common Stock A - Award D 65,743 1,053,825
2024-01-29 2024-01-25 4 Ziemba Peter M WT Common Stock F - Taxes D -25,817 1,028,008
2024-01-29 2024-01-25 4 Yates David M WT Common Stock A - Award D 50,227 171,711
2024-01-29 2024-01-25 4 Yates David M WT Common Stock F - Taxes D -17,278 154,433
2024-01-29 2024-01-25 4 Steinberg Jonathan L WT Common Stock A - Award D 269,410 8,833,840
2024-01-29 2024-01-25 4 Steinberg Jonathan L WT Common Stock F - Taxes D -92,355 8,741,485
2024-01-29 2024-01-25 4 Peck William Bradley WT Common Stock A - Award D 55,224 203,480
2024-01-29 2024-01-25 4 Peck William Bradley WT Common Stock F - Taxes D -16,922 186,558
2024-01-29 2024-01-25 4 Marinof Alexis WT Common Stock A - Award D 80,605 282,278
2024-01-29 2024-01-25 4 Marinof Alexis WT Common Stock F - Taxes D -26,881 255,397
2024-01-29 2024-01-25 4 Lilien R Jarrett WT Common Stock A - Award D 164,537 932,570
2024-01-29 2024-01-25 4 Lilien R Jarrett WT Common Stock F - Taxes D -48,212 884,358
2024-01-29 2024-01-25 4 Frankenthaler Marci WT Common Stock A - Award D 71,002 246,836
2024-01-29 2024-01-25 4 Frankenthaler Marci WT Common Stock F - Taxes D -18,728 228,108
2024-01-29 2024-01-25 4 Edmiston Bryan WT Common Stock A - Award D 72,317 210,407
2024-01-29 2024-01-25 4 Edmiston Bryan WT Common Stock F - Taxes D -14,719 195,688
2023-08-22 2023-08-18 4 Delorier Rilla S WT Common Stock A - Award D 11,828 11,828
2023-08-22 3 Delorier Rilla S WT No securities are beneficially owned D 0
2023-08-18 2023-08-17 4 Ziemba Peter M WT Common Stock S - Sale D 7.0413 -50,000 -352 988,082
2023-08-18 2023-08-16 4 Ziemba Peter M WT Common Stock S - Sale D 6.9137 -50,000 -346 1,038,082
2023-06-27 2023-06-26 4 PANKOPF TONIA L WT Common Stock A - Award D 14,662 14,662
2023-06-27 3 PANKOPF TONIA L WT No securities are beneficially owned D 0
2023-06-27 2023-06-26 4 Naidoo Shamla WT Common Stock A - Award D 14,662 14,662
2023-06-27 3 Naidoo Shamla WT No securities are beneficially owned D 0
2023-06-27 2023-06-26 4 Singleton Harold III WT Common Stock A - Award D 14,662 41,356
2023-06-27 2023-06-26 4 Mielke Daniela WT Common Stock A - Award D 14,662 31,301
2023-06-27 2023-06-26 4 Bossone Anthony WT Common Stock A - Award D 14,662 625,366
2023-06-27 2023-06-26 4 Blake Lynn S. WT Common stock A - Award D 14,662 35,497
2023-06-27 2023-06-26 4 NEUGER WIN J WT Common Stock A - Award D 14,662 138,182
2023-06-27 2023-06-26 4 Conjeevaram Smita WT Common Stock A - Award D 14,662 57,345
2023-06-07 2023-06-06 4 Ziemba Peter M WT Common Stock G - Gift D -7,150 1,088,082
2023-02-01 2023-01-30 4 Ziemba Peter M WT Common Stock F - Taxes D -2,969 1,095,232
2023-02-01 2023-01-30 4 Ziemba Peter M WT Common Stock M - Exercise D 8,232 1,098,201
2023-02-01 2023-01-30 4 Marinof Alexis WT Common Stock F - Taxes D -3,154 201,673
2023-02-01 2023-01-30 4 Marinof Alexis WT Common Stock M - Exercise D 9,009 204,827
2023-02-01 2023-01-30 4 Frankenthaler Marci WT Common Stock F - Taxes D -1,875 175,834
2023-02-01 2023-01-30 4 Frankenthaler Marci WT Common Stock M - Exercise D 5,199 177,709
2023-02-01 2023-01-30 4 Lilien R Jarrett WT Common Stock F - Taxes D -4,366 768,033
2023-02-01 2023-01-30 4 Lilien R Jarrett WT Common Stock M - Exercise D 10,830 772,399
2023-02-01 2023-01-30 4 Steinberg Jonathan L WT Common Stock F - Taxes D -22,828 8,564,430
2023-02-01 2023-01-30 4 Steinberg Jonathan L WT Common Stock M - Exercise D 44,715 8,587,258
2023-01-27 2023-01-25 4 Edmiston Bryan WT Common Stock A - Award D 73,660 144,777
2023-01-27 2023-01-25 4 Edmiston Bryan WT Common Stock F - Taxes D -6,687 138,090
2023-01-27 2023-01-25 4 Frankenthaler Marci WT Common Stock A - Award D 73,660 185,592
2023-01-27 2023-01-25 4 Frankenthaler Marci WT Common Stock F - Taxes D -13,082 172,510
2023-01-27 2023-01-25 4 Lilien R Jarrett WT Common Stock A - Award D 195,495 790,725
2023-01-27 2023-01-25 4 Lilien R Jarrett WT Common Stock F - Taxes D -29,156 761,569
2023-01-27 2023-01-25 4 Marinof Alexis WT Common Stock A - Award D 76,535 211,987
2023-01-27 2023-01-25 4 Marinof Alexis WT Common Stock F - Taxes D -16,169 195,818
2023-01-27 2023-01-25 4 Peck William Bradley WT Common Stock A - Award D 66,964 158,529
2023-01-27 2023-01-25 4 Peck William Bradley WT Common Stock F - Taxes D -10,273 148,256
2023-01-27 2023-01-25 4 Steinberg Jonathan L WT Common Stock A - Award D 320,142 8,611,600
2023-01-27 2023-01-25 4 Steinberg Jonathan L WT Common Stock F - Taxes D -69,057 8,542,543
2023-01-27 2023-01-25 4 Yates David M WT Common Stock A - Award D 63,616 132,608
2023-01-27 2023-01-25 4 Yates David M WT Common Stock F - Taxes D -11,124 121,484
2023-01-27 2023-01-25 4 Ziemba Peter M WT Common Stock A - Award D 102,120 1,108,482
2023-01-27 2023-01-25 4 Ziemba Peter M WT Common Stock F - Taxes D -18,513 1,089,969
2022-09-23 3 Mielke Daniela WETF Common Stock D 16,639
2022-07-26 2022-07-25 4 Singleton Harold III WETF Common Stock A - Award D 19,762 26,694
2022-07-26 2022-07-25 4 NEUGER WIN J WETF Common Stock A - Award D 19,762 123,520
2022-07-26 2022-07-25 4 SALERNO FRANK WETF Common Stock A - Award D 19,762 283,990
2022-07-26 2022-07-25 4 Fuhr Deborah WETF Common Stock A - Award D 19,762 20,835
2022-07-26 2022-07-25 4 Cosgrove Susan J WETF Common Stock A - Award D 19,762 80,543
2022-07-26 2022-07-25 4 Bossone Anthony WETF Common Stock A - Award D 19,762 610,704
2022-07-26 2022-07-25 4 Conjeevaram Smita WETF Common Stock A - Award D 19,762 42,683
2022-07-26 2022-07-25 4 Blake Lynn S. WETF Common Stock A - Award D 19,762 20,835
2022-06-07 2022-06-06 4 Ziemba Peter M WETF Common Stock G - Gift D -850 1,006,362
2022-06-07 2022-06-06 4 Ziemba Peter M WETF Common Stock G - Gift D -8,400 1,007,212
2022-06-07 2022-06-03 4 Ziemba Peter M WETF Common Stock G - Gift D -5,000 1,015,612
2022-06-07 2022-06-03 4 Ziemba Peter M WETF Common Stock G - Gift D -5,000 1,015,612
2022-06-03 3 Fuhr Deborah WETF Common Stock D 1,073
2022-06-03 3 Blake Lynn S. WETF Common Stock D 1,073
2022-04-22 2022-01-25 4/A Ziemba Peter M WETF Performance Based Restricted Stock Units A - Award D 0.00 16,654 16,654
2022-04-22 2022-01-25 4/A Steinberg Jonathan L WETF Performance Based Restricted Stock Units A - Award D 0.00 183,455 183,455
2022-04-22 2022-01-25 4/A Peck William Bradley WETF Performance Based Restricted Stock Units A - Award D 0.00 12,132 12,132
2022-04-22 2022-01-25 4/A Marinof Alexis WETF Performance Based Restricted Stock Units A - Award D 0.00 13,501 13,501
2022-04-22 2022-01-25 4/A Lilien R Jarrett WETF Performance Based Restricted Stock Units A - Award D 0.00 74,612 74,612
2022-04-22 2022-01-25 4/A Frankenthaler Marci WETF Performance Based Restricted Stock Units A - Award D 0.00 11,727 11,727
2022-04-22 2022-01-25 4/A Edmiston Bryan WETF Performance Based Restricted Stock Units A - Award D 0.00 7,757 7,757
2022-03-18 3 Cederholm Didric By: Investment Fund Managed By Lion Point Capital, LP WETF Common Stock I 4,521,979
2022-03-10 3 Yates David M WETF Common Stock D 68,992
2022-02-16 2022-02-15 4 Steinberg Jonathan L WETF Common Stock S - Sale D 5.8696 -153,913 -903 8,291,458
2022-01-28 3 Singleton Harold III WETF Common Stock D 6,932
2022-01-27 2022-01-25 4 Steinberg Jonathan L WETF Performance Based Restricted Stock Units A - Award D 0.00 217,714 217,714
2022-01-27 2022-01-25 4 Steinberg Jonathan L WETF Common Stock F - Taxes D -108,785 8,445,371
2022-01-27 2022-01-25 4 Steinberg Jonathan L WETF Common Stock A - Award D 217,713 8,554,156
2022-01-27 2022-01-25 4 Ziemba Peter M WETF Performance Based Restricted Stock Units A - Award D 0.00 19,764 19,764
2022-01-27 2022-01-25 4 Ziemba Peter M WETF Common Stock F - Taxes D -22,895 1,025,612
2022-01-27 2022-01-25 4 Ziemba Peter M WETF Common Stock A - Award D 59,293 1,048,507
2022-01-27 2022-01-25 4 Peck William Bradley WETF Performance Based Restricted Stock Units A - Award D 0.00 14,398 14,398
2022-01-27 2022-01-25 4 Peck William Bradley WETF Common Stock F - Taxes D -7,312 91,565
2022-01-27 2022-01-25 4 Peck William Bradley WETF Common Stock A - Award D 43,193 98,877
2022-01-27 2022-01-25 4 Lilien R Jarrett WETF Performance Based Restricted Stock Units A - Award D 0.00 88,546 88,546
2022-01-27 2022-01-25 4 Lilien R Jarrett WETF Common Stock F - Taxes D -29,163 595,230
2022-01-27 2022-01-25 4 Lilien R Jarrett WETF Common Stock A - Award D 88,545 624,393
2022-01-27 2022-01-25 4 Marinof Alexis WETF Performance Based Restricted Stock Units A - Award D 0.00 16,022 16,022
2022-01-27 2022-01-25 4 Marinof Alexis WETF Common Stock F - Taxes D -12,240 135,452
2022-01-27 2022-01-25 4 Marinof Alexis WETF Common Stock A - Award D 48,066 147,692
2022-01-27 2022-01-25 4 Edmiston Bryan WETF Performance Based Restricted Stock Units A - Award D 0.00 9,206 9,206
2022-01-27 2022-01-25 4 Edmiston Bryan WETF Common Stock F - Taxes D -4,999 71,117
2022-01-27 2022-01-25 4 Edmiston Bryan WETF Common Stock A - Award D 27,617 76,116
2022-01-27 2022-01-25 4 Frankenthaler Marci WETF Performance Based Restricted Stock Units A - Award D 0.00 13,918 13,918
2022-01-27 2022-01-25 4 Frankenthaler Marci WETF Common Stock F - Taxes D -10,012 111,932
2022-01-27 2022-01-25 4 Frankenthaler Marci WETF Common Stock A - Award D 41,753 121,944
2021-11-18 2021-11-17 4 Ziemba Peter M WETF Common Stock S - Sale D 6.7628 -5,000 -34 989,214
2021-11-18 2021-05-21 4 Ziemba Peter M WETF Common Stock G - Gift D -8,500 994,214
2021-11-18 2021-05-20 4 Ziemba Peter M WETF Common Stock G - Gift D -8,000 1,002,714
2021-09-15 2021-09-14 4 SALERNO FRANK WETF Common Stock S - Sale D 5.8865 -10,024 -59 264,228
2021-06-21 2021-06-17 4 SALERNO FRANK WETF Common Stock A - Award D 15,625 274,252
2021-06-21 2021-06-17 4 NEUGER WIN J WETF Common Stock A - Award D 15,625 103,758
2021-06-21 2021-06-17 4 Cosgrove Susan J WETF Common Stock A - Award D 15,625 60,781
2021-06-21 2021-06-17 4 Lavine Bruce I WETF Common Stock A - Award D 15,625 220,024
2021-06-21 2021-06-17 4 Conjeevaram Smita WETF Common Stock A - Award D 15,625 22,921
2021-06-21 2021-06-17 4 Bossone Anthony WETF Common A - Award D 15,625 590,942
2021-01-27 3 Conjeevaram Smita WETF Common Stock D 7,296
2021-01-27 2021-01-25 4 Ziemba Peter M WETF Performance Based Restricted Stock Units A - Award D 0.00 15,084 15,084
2021-01-27 2021-01-25 4 Ziemba Peter M WETF Common Stock F - Taxes D -20,571 1,010,714
2021-01-27 2021-01-25 4 Ziemba Peter M WETF Common Stock A - Award D 45,251 1,031,285
2021-01-27 2020-12-09 4 Ziemba Peter M WETF Common Stock G - Gift D -11,500 986,034
2021-01-27 2021-01-25 4 Steinberg Jonathan L WETF Performance Based Restricted Stock Units A - Award D 0.00 123,371 123,371
2021-01-27 2021-01-25 4 Steinberg Jonathan L WETF Common Stock F - Taxes D -111,418 8,336,443
2021-01-27 2021-01-25 4 Steinberg Jonathan L WETF Common Stock A - Award D 123,370 8,447,861
2021-01-27 2021-01-25 4 Peck William Bradley WETF Performance Based Restricted Stock Units A - Award D 0.00 7,495 7,495
2021-01-27 2021-01-25 4 Peck William Bradley WETF Common Stock F - Taxes D -5,610 55,684
2021-01-27 2021-01-25 4 Peck William Bradley WETF Common Stock A - Award D 22,486 61,294
2021-01-27 2021-01-25 4 Muni Amit WETF Performance Based Restricted Stock Units A - Award D 0.00 16,806 16,806
2021-01-27 2021-01-25 4 Muni Amit WETF Common Stock F - Taxes D -19,156 700,250
2021-01-27 2021-01-25 4 Muni Amit WETF Common Stock A - Award D 50,419 719,406
2021-01-27 2021-01-25 4 Marinof Alexis WETF Performance Based Restricted Stock Units A - Award D 0.00 15,656 15,656
2021-01-27 2021-01-25 4 Marinof Alexis WETF Common Stock F - Taxes D -7,085 99,626
2021-01-27 2021-01-25 4 Marinof Alexis WETF Common Stock A - Award D 46,966 106,711
2021-01-27 2021-01-25 4 Lilien R Jarrett WETF Performance Based Restricted Stock Units A - Award D 0.00 67,877 67,877
2021-01-27 2021-01-25 4 Lilien R Jarrett WETF Common Stock F - Taxes D -19,611 535,848
2021-01-27 2021-01-25 4 Lilien R Jarrett WETF Common Stock A - Award D 67,877 555,459
2021-01-27 2021-01-25 4 Frankenthaler Marci WETF Performance Based Restricted Stock Units A - Award D 0.00 10,754 10,754
2021-01-27 2021-01-25 4 Frankenthaler Marci WETF Common Stock F - Taxes D -7,129 80,191
2021-01-27 2021-01-25 4 Frankenthaler Marci WETF Common Stock A - Award D 32,262 87,320
2021-01-27 2021-01-25 4 Edmiston Bryan WETF Common Stock F - Taxes D -4,529 48,499
2021-01-27 2021-01-25 4 Edmiston Bryan WETF Common Stock A - Award D 13,035 53,028
2021-01-15 2021-01-15 4 Muni Amit WETF Stock Option (right to buy) M - Exercise D 5.05 5.0500 -75,000 -379 0
2021-01-15 2021-01-15 4 Muni Amit WETF Common Stock S - Sale D 5.3279 -75,000 -400 668,987
2021-01-15 2021-01-15 4 Muni Amit WETF Common Stock M - Exercise D 5.0500 75,000 379 743,987
2020-12-14 2020-12-11 4 Lilien R Jarrett WETF Common Stock F - Taxes D -44,351 487,582
2020-12-03 2020-12-02 4 SALERNO FRANK WETF Common Stock S - Sale D 4.5000 -5,568 -25 258,627
2020-08-19 3 Tuckwell Graham WETF Common Stock D 15,250,000
2020-07-06 2020-07-03 4 Marinof Alexis WETF Common Stock F - Taxes D -367 59,745
2020-06-26 3 Peck William Bradley WETF Common Stock D 77,616
2020-06-26 3 Peck William Bradley WETF Common Stock D 77,616
2020-06-26 3 Peck William Bradley WETF Common Stock D 77,616
2020-06-19 2020-06-18 4 Lavine Bruce I WETF Common Stock A - Award D 27,247 204,399
2020-06-19 2020-06-18 4 SALERNO FRANK WETF Common Stock A - Award D 27,247 264,195
2020-06-19 2020-06-18 4 NEUGER WIN J WETF Common Stock A - Award D 27,247 88,133
2020-06-19 2020-06-18 4 Bossone Anthony WETF Common A - Award D 27,247 575,317
2020-06-19 2020-06-18 4 Cosgrove Susan J WETF Common Stock A - Award D 27,247 45,156
2020-03-13 2020-03-12 4 Schwartz Jeremy WETF Common Stock P - Purchase D 2.3190 20,000 46 692,496
2020-03-12 2020-03-11 4 Bossone Anthony WETF Common Stock P - Purchase D 3.0000 100,000 300 548,070
2020-03-03 2020-03-02 4 Bossone Anthony WETF Common Stock P - Purchase D 3.8900 16,200 63 448,070
2020-03-03 2020-02-28 4 Bossone Anthony WETF Common Stock P - Purchase D 3.8959 83,800 326 431,870
2020-02-12 2019-12-13 5 Ziemba Peter M WETF Common Stock W - Other D 1,333 950,510
2020-02-12 2019-04-30 5 Ziemba Peter M WETF Common Stock G - Gift D -8,000 949,177
2020-02-04 2020-02-03 4 Lilien R Jarrett WETF Common Stock P - Purchase D 4.2281 23,529 99 531,933
2020-02-04 2020-02-03 4 Schwartz Jeremy WETF Common Stock P - Purchase D 4.2043 20,000 84 672,496
2020-02-04 2020-02-03 4 Steinberg Jonathan L WETF Common Stock P - Purchase D 4.2576 177,099 754 8,324,491
2020-02-04 2020-02-03 4 Ziemba Peter M WETF Common Stock P - Purchase D 4.1874 25,000 105 1,004,201
2020-01-28 3/A Frankenthaler Marci WETF Common Stock D 34,155
2020-01-28 2020-01-28 4 Muni Amit WETF Common Stock S - Sale D 3.8712 -28,500 -110 668,987
2020-01-28 2020-01-25 4 Muni Amit WETF Performance Based Restricted Stock Units A - Award D 0.00 8,900 8,900
2020-01-28 2020-01-25 4 Muni Amit WETF Common Stock F - Taxes D -17,052 697,487
2020-01-28 2020-01-25 4 Muni Amit WETF Common Stock A - Award D 35,602 714,539
2020-01-28 2020-01-25 4 Bell Stuart WETF Performance Based Restricted Stock Units A - Award D 0.00 3,927 3,927
2020-01-28 2020-01-25 4 Bell Stuart WETF Common Stock F - Taxes D -11,945 137,022
2020-01-28 2020-01-25 4 Bell Stuart WETF Common Stock A - Award D 15,706 148,967
2020-01-28 2020-01-25 4 Edmiston Bryan WETF Common Stock F - Taxes D -3,659 39,993
2020-01-28 2020-01-25 4 Edmiston Bryan WETF Common Stock A - Award D 7,853 43,652
2020-01-28 2020-01-25 4 Frankenthaler Marci WETF Performance Based Restricted Stock Units A - Award D 0.00 6,283 6,283
2020-01-28 2020-01-25 4 Frankenthaler Marci WETF Common Stock F - Taxes D -4,227 55,058
2020-01-28 2020-01-25 4 Frankenthaler Marci WETF Common Stock A - Award D 25,130 59,285
2020-01-28 2020-01-25 4 Lilien R Jarrett WETF Performance Based Restricted Stock Units A - Award D 0.00 13,089 13,089
2020-01-28 2020-01-25 4 Lilien R Jarrett WETF Common Stock F - Taxes D -13,432 508,404
2020-01-28 2020-01-25 4 Lilien R Jarrett WETF Common Stock A - Award D 52,356 521,836
2020-01-28 2020-01-25 4 Marinof Alexis WETF Performance Based Restricted Stock Units A - Award D 0.00 10,887 10,887
2020-01-28 2020-01-25 4 Marinof Alexis WETF Common Stock F - Taxes D -2,005 60,112
2020-01-28 2020-01-25 4 Marinof Alexis WETF Common Stock A - Award D 43,547 62,117
2020-01-28 2020-01-25 4 Schwartz Jeremy WETF Performance Based Restricted Stock Units A - Award D 0.00 9,948 9,948
2020-01-28 2020-01-25 4 Schwartz Jeremy WETF Common Stock F - Taxes D -16,248 652,496
2020-01-28 2020-01-25 4 Schwartz Jeremy WETF Common Stock A - Award D 39,790 668,744
2020-01-28 2020-01-25 4 Steinberg Jonathan L WETF Performance Based Restricted Stock Units A - Award D 0.00 54,031 54,031
2020-01-28 2020-01-25 4 Steinberg Jonathan L WETF Common Stock F - Taxes D -73,206 8,147,392
2020-01-28 2020-01-25 4 Steinberg Jonathan L WETF Common Stock A - Award D 216,126 8,220,598
2019-12-13 2019-12-11 4 Lilien R Jarrett WETF Common Stock F - Taxes D -31,850 469,480
2019-12-13 2019-12-12 4 Bell Stuart WETF Stock Option (right to buy) M - Exercise D 2.25 -15,000 0
2019-12-13 2019-12-12 4 Bell Stuart WETF Common Stock S - Sale D 4.9005 -10,000 -49 133,261
2019-12-13 2019-12-12 4 Bell Stuart WETF Common Stock M - Exercise D 2.2500 15,000 34 143,261
2019-11-15 2019-11-14 4 Bossone Anthony WETF Common Stock P - Purchase D 4.9943 100,000 499 348,070
2019-11-12 2019-11-11 4 SALERNO FRANK WETF Common Stock S - Sale D 5.3359 -6,672 -36 236,948
2019-10-30 2019-10-29 4 Lilien R Jarrett WETF Common Stock P - Purchase D 5.2800 18,940 100 501,330
2019-09-13 2019-09-12 4 Bell Stuart WETF Common Stock F - Taxes D -1,824 128,261
2019-09-09 2019-09-06 4 Edmiston Bryan WETF Common Stock F - Taxes D -1,687 35,799
2019-08-29 2019-08-28 4 Schwartz Jeremy WETF Common Stock P - Purchase D 4.7315 10,000 47 628,954
2019-08-02 3 Marinof Alexis WETF Common Stock D 37,140
2019-08-02 3 Marinof Alexis WETF Common Stock D 37,140
2019-08-02 3 Marinof Alexis WETF Common Stock D 37,140
2019-06-21 3 Silcox Julie WETF Common Stock D 333,178
2019-06-21 3 Silcox Julie WETF Common Stock D 333,178
2019-06-21 3 Silcox Julie WETF Common Stock D 333,178
2019-06-20 2019-06-18 4 NEUGER WIN J WETF Common Stock A - Award D 15,948 60,886
2019-06-20 2019-06-18 4 SALERNO FRANK WETF Common Stock A - Award D 15,948 243,620
2019-06-20 2019-06-18 4 STEINHARDT MICHAEL H WETF Common Stock A - Award D 15,948 8,870,799
2019-06-20 2019-03-12 4 STEINHARDT MICHAEL H WETF Common Stock G - Gift D -2,000,000 8,854,851
2019-06-20 2019-06-18 4 Bossone Anthony WETF Common A - Award D 15,948 248,070
2019-06-20 2019-06-18 4 Cosgrove Susan J WETF Common Stock A - Award D 15,948 17,909
2019-06-20 2019-06-18 4 Lavine Bruce I WETF Common Stock A - Award D 15,948 177,152
2019-05-23 2019-05-23 4 Steinberg Jonathan L WETF Common Stock P - Purchase D 6.2528 79,365 496 8,004,472
2019-05-13 2019-05-13 4 Steinberg Jonathan L WETF Common Stock P - Purchase D 6.5702 75,000 493 7,925,107
2019-04-26 3 Cosgrove Susan J WETF Common Stock D 3,922
2019-04-26 3 Cosgrove Susan J WETF Common Stock D 3,922
2019-04-26 3 Cosgrove Susan J WETF Common Stock D 3,922
2019-04-03 3 Frankenthaler Marci WETF Common Stock D 78,750
2019-04-03 3 Frankenthaler Marci WETF Common Stock D 78,750
2019-04-03 3 Frankenthaler Marci WETF Common Stock D 78,750
2019-02-05 2019-02-04 4 Bossone Anthony WETF Common Stock P - Purchase D 5.9193 50,000 296 232,122
2019-02-04 2019-02-04 4 Muni Amit WETF Common Stock P - Purchase D 5.9864 13,500 81 678,937
2019-02-04 2019-02-04 4 Steinberg Jonathan L WETF Common Stock P - Purchase D 5.9808 85,000 508 7,850,107
2019-02-04 2019-02-04 4 Ziemba Peter M WETF Common Stock P - Purchase D 6.0676 16,000 97 957,177
2019-01-29 2019-01-27 4 Schwartz Jeremy WETF Common Stock F - Taxes D -7,122 618,954
2019-01-29 2019-01-25 4 Schwartz Jeremy WETF Performance Based Restricted Stock Units A - Award D 0.00 25,701 25,701
2019-01-29 2019-01-25 4 Schwartz Jeremy WETF Common Stock F - Taxes D -32,131 626,076
2019-01-29 2019-01-25 4 Schwartz Jeremy WETF Common Stock A - Award D 102,803 658,207
2019-01-29 2019-01-27 4 Steinberg Jonathan L WETF Common Stock F - Taxes D -60,756 7,765,107
2019-01-29 2019-01-25 4 Steinberg Jonathan L WETF Performance Based Restricted Stock Units A - Award D 0.00 112,149 112,149
2019-01-29 2019-01-25 4 Steinberg Jonathan L WETF Common Stock F - Taxes D -15,422 7,825,863
2019-01-29 2019-01-25 4 Steinberg Jonathan L WETF Common Stock A - Award D 448,598 7,841,285
2019-01-29 2019-01-27 4 Ziemba Peter M WETF Common Stock F - Taxes D -10,249 941,177
2019-01-29 2019-01-25 4 Ziemba Peter M WETF Performance Based Restricted Stock Units A - Award D 0.00 24,299 24,299
2019-01-29 2019-01-25 4 Ziemba Peter M WETF Common Stock F - Taxes D -6,014 951,426
2019-01-29 2019-01-25 4 Ziemba Peter M WETF Common Stock A - Award D 97,196 957,440
2019-01-29 2019-01-27 4 Abner David J. WETF Common Stock F - Taxes D -3,539 197,819
2019-01-29 2019-01-25 4 Abner David J. WETF Performance Based Restricted Stock Units A - Award D 0.00 12,461 12,461
2019-01-29 2019-01-25 4 Abner David J. WETF Common Stock F - Taxes D -2,713 201,358
2019-01-29 2019-01-25 4 Abner David J. WETF Common Stock A - Award D 49,844 204,071
2019-01-29 2019-01-27 4 BARTON GREGORY E WETF Common Stock F - Taxes D -12,469 223,693
2019-01-29 2019-01-25 4 BARTON GREGORY E WETF Common Stock F - Taxes D -3,798 236,162
2019-01-29 2019-01-27 4 Bell Stuart WETF Common Stock F - Taxes D -1,126 130,085
2019-01-29 2019-01-25 4 Bell Stuart WETF Performance Based Restricted Stock Units A - Award D 0.00 17,757 17,757
2019-01-29 2019-01-25 4 Bell Stuart WETF Common Stock F - Taxes D -1,442 131,211
2019-01-29 2019-01-25 4 Bell Stuart WETF Common Stock A - Award D 71,028 132,653
2019-01-29 2019-01-25 4 Edmiston Bryan WETF Common Stock F - Taxes D -1,681 37,486
2019-01-29 2019-01-25 4 Edmiston Bryan WETF Common Stock A - Award D 15,109 39,167
2019-01-29 2019-01-25 4 Lilien R Jarrett WETF Performance Based Restricted Stock Units A - Award D 0.00 22,430 22,430
2019-01-29 2019-01-25 4 Lilien R Jarrett WETF Common Stock F - Taxes D -416 482,390
2019-01-29 2019-01-25 4 Lilien R Jarrett WETF Common Stock A - Award D 89,719 482,806
2019-01-29 2019-01-27 4 MacAlpine Kurt WETF Common Stock F - Taxes D -7,003 295,221
2019-01-29 2019-01-25 4 MacAlpine Kurt WETF Performance Based Restricted Stock Units A - Award D 0.00 34,112 34,112
2019-01-29 2019-01-25 4 MacAlpine Kurt WETF Common Stock F - Taxes D -11,390 302,224
2019-01-29 2019-01-25 4 MacAlpine Kurt WETF Common Stock A - Award D 136,448 313,614
2019-01-29 2019-01-27 4 Muni Amit WETF Common Stock F - Taxes D -10,839 665,437
2019-01-29 2019-01-25 4 Muni Amit WETF Performance Based Restricted Stock Units A - Award D 0.00 21,963 21,963
2019-01-29 2019-01-25 4 Muni Amit WETF Common Stock F - Taxes D -6,389 676,276
2019-01-29 2019-01-25 4 Muni Amit WETF Common Stock A - Award D 87,850 682,665
2019-01-18 2019-01-18 4 Bell Stuart WETF Stock Option (right to buy) M - Exercise D 0.70 -20,000 0
2019-01-18 2019-01-18 4 Bell Stuart WETF Common Stock M - Exercise D 0.7000 20,000 14 61,625
2018-12-26 2018-11-23 4 Schwartz Jeremy WETF Common Stock P - Purchase D 7.4919 1,290 10 555,404
2018-12-12 2018-12-11 4 Lilien R Jarrett WETF Common Stock F - Taxes D -37,869 393,087
2018-11-01 3 Schwartz Jeremy WETF Common Stock D 1,108,228
2018-11-01 3 Schwartz Jeremy WETF Common Stock D 1,108,228
2018-11-01 3 Schwartz Jeremy WETF Common Stock D 1,108,228
2018-09-18 2018-09-14 4 Siracusano Luciano III WETF Stock Option (right to buy) M - Exercise D 0.70 -25,000 0
2018-09-18 2018-09-14 4 Siracusano Luciano III WETF Common Stock M - Exercise D 0.7000 25,000 18 497,041
2018-09-13 2018-09-12 4 Bell Stuart WETF Common Stock F - Taxes D -1,824 41,625
2018-09-07 2018-09-06 4 Edmiston Bryan WETF Common Stock F - Taxes D -1,687 24,058
2018-08-02 2018-08-01 4 Abner David J. WETF Common Stock F - Taxes D -13,453 154,227
2018-07-02 2018-07-01 4 MacAlpine Kurt WETF Common Stock F - Taxes D -6,890 177,166
2018-06-22 2018-06-19 4/A Lavine Bruce I WETF Common Stock A - Award D 8,936 161,204
2018-06-22 2018-06-20 4 Lilien R Jarrett WETF Common Stock F - Taxes D -3,904 430,956
2018-06-20 2018-06-19 4 Begleiter Steven L WETF Common Stock A - Award D 8,936 149,607
2018-06-20 2018-06-19 4 Bossone Anthony WETF Common A - Award D 8,936 182,122
2018-06-20 2018-06-19 4 Lavine Bruce I WETF Common Stock A - Award D 1 161,204
2018-06-20 2018-06-19 4 NEUGER WIN J WETF Common Stock A - Award D 8,936 44,938
2018-06-20 2018-06-19 4 SALERNO FRANK WETF Common Stock A - Award D 8,936 227,672
2018-06-20 2018-06-19 4 Shea Brian T WETF Common Stock A - Award D 8,936 10,536
2018-06-20 2018-06-19 4 STEINHARDT MICHAEL H WETF Common Stock A - Award D 8,936 10,854,851
2018-05-01 3 Shea Brian T WETF Common Stock D 3,200
2018-05-01 3 Shea Brian T WETF Common Stock D 3,200
2018-05-01 3 Shea Brian T WETF Common Stock D 3,200
2018-05-01 3 Edmiston Bryan WETF Common Stock D 51,490
2018-05-01 3 Edmiston Bryan WETF Common Stock D 51,490
2018-05-01 3 Edmiston Bryan WETF Common Stock D 51,490
2018-03-29 2018-02-15 4/A Ziemba Peter M WETF Common Stock G - Gift D -6,000 865,844
2018-03-29 2017-05-23 4/A Ziemba Peter M WETF Common Stock G - Gift D -5,600 860,244
2018-03-12 2018-03-09 4 STEINHARDT MICHAEL H By The Judy and Michael Steinhardt Foundation WETF Common Stock S - Sale I 9.9225 -86,210 -855 0
2018-03-09 2018-03-08 4 STEINHARDT MICHAEL H By The Judy and Michael Steinhardt Foundation WETF Common Stock S - Sale I 9.9109 -12,442 -123 86,210
2018-03-09 2018-03-07 4 STEINHARDT MICHAEL H By The Judy and Michael Steinhardt Foundation WETF Common Stock S - Sale I 9.9419 -164,567 -1,636 98,652
2018-03-07 2018-03-06 4 STEINHARDT MICHAEL H By The Judy and Michael Steinhardt Foundation WETF Common Stock S - Sale I 9.9722 -236,781 -2,361 263,219
2018-03-07 2018-03-05 4 STEINHARDT MICHAEL H By The Judy and Michael Steinhardt Foundation WETF Common Stock S - Sale I 9.8074 -217,145 -2,130 500,000
2018-03-05 2018-03-02 4 STEINHARDT MICHAEL H By The Judy and Michael Steinhardt Foundation WETF Common Stock S - Sale I 9.7146 -41,245 -401 717,145
2018-03-05 2018-03-01 4 STEINHARDT MICHAEL H By The Judy and Michael Steinhardt Foundation WETF Common Stock S - Sale I 9.7328 -78,517 -764 758,390
2018-03-01 2018-02-28 4 STEINHARDT MICHAEL H By The Judy and Michael Steinhardt Foundation WETF Common Stock S - Sale I 9.8185 -123,976 -1,217 836,907
2018-03-01 2018-02-27 4 STEINHARDT MICHAEL H By The Judy and Michael Steinhardt Foundation WETF Common Stock S - Sale I 10.0981 -39,117 -395 960,883
2018-02-22 2018-02-21 4 Abner David J. WETF Stock Option (right to buy) M - Exercise D 1.07 -12,800 0
2018-02-22 2018-02-21 4 Abner David J. WETF Common Stock S - Sale D 10.5474 -12,800 -135 167,680
2018-02-22 2018-02-21 4 Abner David J. WETF Common Stock M - Exercise D 1.0700 12,800 14 180,480
2018-02-22 2018-02-20 4 Abner David J. WETF Stock Option (right to buy) M - Exercise D 1.07 -37,200 12,800
2018-02-22 2018-02-20 4 Abner David J. WETF Common Stock S - Sale D 10.4821 -12,200 -128 167,680
2018-02-22 2018-02-20 4 Abner David J. WETF Common Stock M - Exercise D 1.0700 37,200 40 179,880
2018-02-20 2018-02-15 4 Ziemba Peter M WETF Common Stock G - Gift D -6,000 865,844
2018-02-20 2018-02-16 4 Steinberg Jonathan L WETF Common Stock S - Sale D 10.1492 -81,663 -829 7,392,687
2018-02-09 2018-02-07 4 SALERNO FRANK WETF Stock Option (right to buy) M - Exercise D 2.15 -122,426 0
2018-02-09 2018-02-07 4 SALERNO FRANK WETF Common Stock F - Taxes D 10.3300 -25,480 -263 250,917
2018-02-09 2018-02-07 4 SALERNO FRANK WETF Common Stock M - Exercise D 2.1500 122,426 263 276,397
2018-02-08 2018-02-05 4/A MacAlpine Kurt WETF Common Stock P - Purchase D 10.3829 19,710 205 184,056
2018-02-07 2018-02-05 4 MacAlpine Kurt WETF Common Stock P - Purchase D 10.3829 19,710 205 184,056
2018-01-29 2018-01-25 4 Siracusano Luciano III WETF Common Stock A - Award D 34,398 472,041
2018-01-29 2018-01-25 4 Steinberg Jonathan L WETF Common Stock A - Award D 114,660 7,474,350
2018-01-29 2018-01-25 4 Ziemba Peter M WETF Common Stock A - Award D 34,398 871,844
2018-01-29 2018-01-25 4 Abner David J. WETF Common Stock A - Award D 13,513 142,680
2018-01-29 2018-01-25 4 BARTON GREGORY E WETF Common Stock A - Award D 18,018 239,960
2018-01-29 2018-01-25 4 Bell Stuart WETF Common Stock A - Award D 7,616 43,449
2018-01-29 2018-01-25 4 Lilien R Jarrett WETF Common Stock A - Award D 2,866 434,860
2018-01-29 2018-01-25 4 MacAlpine Kurt WETF Common Stock A - Award D 42,997 164,346
2018-01-29 2018-01-25 4 Muni Amit WETF Common Stock A - Award D 37,264 594,815
2018-01-08 3 Bell Stuart WETF Common Stock D 71,666
2018-01-08 3 Bell Stuart WETF Common Stock D 71,666
2018-01-08 3 Abner David J. WETF Common Stock D 258,334
2018-01-08 3 Abner David J. WETF Common Stock D 258,334
2018-01-02 2017-12-29 4 BARTON GREGORY E WETF Common Stock F - Taxes D -8,069 221,942
2018-01-02 2017-12-29 4 BARTON GREGORY E WETF Common Stock F - Taxes D -18,375 230,011
2018-01-02 2017-12-29 4 BARTON GREGORY E WETF Common Stock F - Taxes D -1,889 248,386
2018-01-02 2017-12-29 4 MacAlpine Kurt WETF Common Stock F - Taxes D -7,621 121,349
2018-01-02 2017-12-29 4 MacAlpine Kurt WETF Common Stock F - Taxes D -8,355 128,970
2018-01-02 2017-12-29 4 Muni Amit WETF Common Stock F - Taxes D -7,257 557,551
2018-01-02 2017-12-29 4 Muni Amit WETF Common Stock F - Taxes D -16,431 564,808
2018-01-02 2017-12-29 4 Muni Amit WETF Common Stock F - Taxes D -1,984 581,239
2018-01-02 2017-12-29 4 Siracusano Luciano III WETF Common Stock F - Taxes D -29,160 437,643
2018-01-02 2017-12-29 4 Siracusano Luciano III WETF Common Stock F - Taxes D -7,940 466,803
2018-01-02 2017-12-29 4 Siracusano Luciano III WETF Common Stock F - Taxes D -1,925 474,743
2018-01-02 2017-12-29 4 Steinberg Jonathan L WETF Common Stock F - Taxes D -82,217 7,359,690
2018-01-02 2017-12-29 4 Steinberg Jonathan L WETF Common Stock F - Taxes D -20,961 7,441,907
2018-01-02 2017-12-29 4 Ziemba Peter M WETF Common Stock F - Taxes D -6,565 837,446
2018-01-02 2017-12-29 4 Ziemba Peter M WETF Common Stock F - Taxes D -15,459 844,011
2018-01-02 2017-12-29 4 Ziemba Peter M WETF Common Stock F - Taxes D -1,984 859,470
2018-01-02 2017-12-14 4 Ziemba Peter M WETF Common Stock G - Gift D -2,650 861,454
2017-12-19 2017-12-15 4 SALERNO FRANK WETF Common Stock S - Sale D 11.7074 -50,000 -585 153,971
2017-12-12 2017-12-11 4 Lilien R Jarrett WETF Common Stock A - Award D 250,000 431,994
2017-11-15 2017-11-14 4 SALERNO FRANK WETF Stock Option (right to buy) M - Exercise D 2.15 -62,000 122,426
2017-11-15 2017-11-14 4 SALERNO FRANK WETF Common Stock F - Taxes D 11.1300 -11,976 -133 203,971
2017-11-15 2017-11-14 4 SALERNO FRANK WETF Common Stock M - Exercise D 2.1500 62,000 133 215,947
2017-08-09 2017-08-08 4 Lavine Bruce I WETF Common Stock S - Sale D 9.9200 -5,849 -58 152,268
2017-08-09 2017-08-07 4 Lavine Bruce I WETF Common Stock S - Sale D 9.9660 -14,000 -140 158,117
2017-08-07 2017-08-04 4 Lavine Bruce I WETF Common Stock S - Sale D 9.9401 -4,688 -47 172,117
2017-08-07 2017-08-04 4 Lavine Bruce I WETF Common Stock S - Sale D 9.9400 -312 -3 176,805
2017-08-07 2017-08-03 4 Lavine Bruce I WETF Common Stock S - Sale D 10.2700 -100 -1 177,117
2017-08-07 2017-08-03 4 Lavine Bruce I WETF Common Stock S - Sale D 10.2600 -229 -2 177,217
2017-08-07 2017-08-03 4 Lavine Bruce I WETF Common Stock S - Sale D 10.2500 -4,960 -51 177,446
2017-07-26 2017-07-01 4 MacAlpine Kurt WETF Common Stock F - Taxes D -5,514 137,325
2017-06-21 2017-06-20 4 Begleiter Steven L WETF Common Stock A - Award D 10,214 140,671
2017-06-21 2017-06-20 4 Bossone Anthony WETF Common A - Award D 10,214 173,186
2017-06-21 2017-06-20 4 Lavine Bruce I WETF Common Stock A - Award D 10,214 182,406
2017-06-21 2017-06-20 4 Lilien R Jarrett WETF Common Stock A - Award D 10,214 181,994
2017-06-21 2017-06-20 4 NEUGER WIN J WETF Common Stock A - Award D 10,214 36,002
2017-06-21 2017-06-20 4 SALERNO FRANK WETF Common Stock A - Award D 10,214 153,947
2017-06-21 2017-06-20 4 STEINHARDT MICHAEL H WETF Common Stock A - Award D 10,214 10,845,915
2017-05-02 2017-05-01 4 Siracusano Luciano III WETF Stock Option (right to buy) M - Exercise D 0.70 -10,000 25,000
2017-05-02 2017-05-01 4 Siracusano Luciano III WETF Common Stock M - Exercise D 0.7000 10,000 7 476,668
2017-03-16 2017-03-16 4 Steinberg Jonathan L WETF Common Stock P - Purchase D 9.2729 54,585 506 7,462,868
2017-03-16 2017-03-14 4 Steinberg Jonathan L WETF Common Stock P - Purchase D 8.9700 43,386 389 7,408,283
2017-02-07 2016-12-08 5 STEINHARDT MICHAEL H WETF Common Stock G - Gift D -1,000,000 10,835,701
2017-01-31 2017-01-28 4/A Muni Amit WETF Common Stock F - Taxes D -5,201 583,223
2017-01-31 2017-01-27 4/A Muni Amit WETF Common Stock F - Taxes D -11,769 588,424
2017-01-31 2017-01-28 4/A Steinberg Jonathan L WETF Common Stock F - Taxes D -20,955 7,364,897
2017-01-31 2017-01-27 4/A Steinberg Jonathan L WETF Common Stock F - Taxes D -76,360 7,385,852
2017-01-31 2017-01-28 4/A Ziemba Peter M WETF Common Stock F - Taxes D -5,201 864,104
2017-01-31 2017-01-27 4/A Ziemba Peter M WETF Common Stock F - Taxes D -11,029 869,305
2017-01-30 2017-01-28 4 BARTON GREGORY E WETF Common Stock F - Taxes D -5,783 250,275
2017-01-30 2017-01-27 4 BARTON GREGORY E WETF Common Stock F - Taxes D -13,173 256,058
2017-01-30 2017-01-27 4 MacAlpine Kurt WETF Common Stock F - Taxes D -8,086 142,839
2017-01-30 2017-01-28 4 Muni Amit WETF Common Stock F - Taxes D -5,191 583,233
2017-01-30 2017-01-27 4 Muni Amit WETF Common Stock F - Taxes D -11,769 588,424
2017-01-30 2017-01-28 4 Siracusano Luciano III WETF Common Stock F - Taxes D -5,257 466,668
2017-01-30 2017-01-27 4 Siracusano Luciano III WETF Common Stock F - Taxes D -19,313 471,925
2017-01-30 2017-01-28 4 Ziemba Peter M WETF Common Stock F - Taxes D -5,147 864,158
2017-01-30 2017-01-27 4 Ziemba Peter M WETF Common Stock F - Taxes D -11,029 869,305
2017-01-30 2017-01-28 4 Steinberg Jonathan L WETF Common Stock F - Taxes D -15,474 7,370,378
2017-01-30 2017-01-27 4 Steinberg Jonathan L WETF Common Stock F - Taxes D -76,360 7,385,852
2017-01-27 2017-01-25 4 BARTON GREGORY E WETF Common Stock A - Award D 10,987 269,231
2017-01-27 2017-01-25 4 MacAlpine Kurt WETF Common Stock A - Award D 49,861 150,925
2017-01-27 2017-01-25 4 Muni Amit WETF Common Stock A - Award D 11,542 600,193
2017-01-27 2017-01-25 4 Siracusano Luciano III WETF Common Stock A - Award D 10,341 491,238
2017-01-27 2017-01-25 4 Ziemba Peter M WETF Common Stock A - Award D 11,542 880,334
2017-01-18 2017-01-14 4 BARTON GREGORY E WETF Common Stock F - Taxes D -7,112 258,244
2017-01-18 2017-01-14 4 Muni Amit WETF Common Stock F - Taxes D -5,799 588,651
2017-01-18 2017-01-14 4 Siracusano Luciano III WETF Common Stock F - Taxes D -9,578 480,897
2017-01-18 2017-01-14 4 Ziemba Peter M WETF Common Stock F - Taxes D -4,252 868,792
2017-01-18 2017-01-14 4 Steinberg Jonathan L WETF Common Stock F - Taxes D -21,789 7,462,212
2017-01-17 2016-11-29 5 Ziemba Peter M WETF Common Stock G - Gift D -500 873,044
2016-10-11 2016-10-08 4 BARTON GREGORY E WETF Common Stock F - Taxes D -25,785 265,356
2016-09-14 2016-09-14 4 Steinberg Jonathan L WETF Common Stock P - Purchase D 10.2253 100,000 1,023 7,484,001
2016-09-12 2016-09-09 4 Ziemba Peter M WETF Common Stock G - Gift D -5,000 873,544
2016-08-22 2016-08-19 4 Steinberg Jonathan L WETF Common Stock P - Purchase D 10.1628 250,000 2,541 7,384,001
2016-08-04 2016-08-02 4 Bossone Anthony WETF Common Stock P - Purchase D 9.8950 100 1 162,972
2016-08-04 2016-08-02 4 Bossone Anthony WETF Common Stock P - Purchase D 9.9000 49,900 494 162,872
2016-07-05 2016-07-01 4 MacAlpine Kurt WETF Common Stock F - Taxes D -5,515 101,064
2016-06-22 2016-06-20 4/A Bossone Anthony WETF Common A - Award D 9,487 112,972
2016-06-21 2016-06-20 4 Begleiter Steven L WETF Common Stock A - Award D 9,487 130,457
2016-06-21 2016-06-20 4 Bossone Anthony WETF Common A - Award D 9,487 109,487
2016-06-21 2016-06-20 4 Lavine Bruce I WETF Common Stock A - Award D 9,487 172,192
2016-06-21 2016-06-20 4 Lilien R Jarrett WETF Common Stock A - Award D 9,487 168,295
2016-06-21 2016-06-20 4 NEUGER WIN J WETF Common Stock A - Award D 9,487 25,788
2016-06-21 2016-06-20 4 SALERNO FRANK WETF Common Stock A - Award D 9,487 143,733
2016-06-21 2016-06-20 4 STEINHARDT MICHAEL H WETF Common Stock A - Award D 9,487 11,835,701
2016-05-05 2016-05-03 4 Begleiter Steven L WETF Common Stock J - Other D 20,054 120,970
2016-05-05 2016-05-03 4 Begleiter Steven L By Flexpoint Management, L.P. WETF Common Stock J - Other I -203,536 0
2016-05-05 2016-05-03 4 Begleiter Steven L By Flexpoint Management, L.P. WETF Common Stock J - Other I 203,536 203,536
2016-05-05 2016-05-03 4 Begleiter Steven L By Flexpoint Fund, L.P. WETF Common Stock J - Other I -996,000 0
2016-02-23 2016-02-16 4/A Steinberg Jonathan L WETF Common Stock P - Purchase D 10.7392 200,000 2,148 7,134,001
2016-02-18 2016-02-17 4 Lavine Bruce I WETF Common Stock A - Award D 2,356 162,705
2016-02-16 2016-02-16 4 Steinberg Jonathan L WETF Common Stock A - Award D 10.7392 200,000 2,148 7,134,001
2016-01-29 2016-01-28 4 Steinberg Jonathan L WETF Common Stock F - Taxes D -20,954 6,934,001
2016-01-29 2016-01-27 4 Steinberg Jonathan L WETF Common Stock A - Award D 441,872 6,954,955
2016-01-29 2016-01-28 4 Siracusano Luciano III WETF Common Stock F - Taxes D -5,257 490,475
2016-01-29 2016-01-27 4 Siracusano Luciano III WETF Common Stock A - Award D 156,713 495,732
2016-01-29 2016-01-28 4 Muni Amit WETF Common Stock F - Taxes D -5,201 594,450
2016-01-29 2016-01-27 4 Muni Amit WETF Common Stock A - Award D 95,583 599,651
2016-01-29 2016-01-27 4 MacAlpine Kurt WETF Common Stock A - Award D 61,837 106,579
2016-01-29 2016-01-28 4 BARTON GREGORY E WETF Common Stock F - Taxes D -5,783 291,141
2016-01-29 2016-01-27 4 BARTON GREGORY E WETF Common Stock A - Award D 106,890 296,924
2016-01-29 2016-01-28 4 Ziemba Peter M WETF Common Stock F - Taxes D -5,201 878,544
2016-01-29 2016-01-27 4 Ziemba Peter M WETF Common Stock A - Award D 89,929 883,745
2016-01-26 2016-01-22 4 Steinberg Jonathan L WETF Common Stock F - Taxes D -37,665 6,513,083
2016-01-26 2016-01-22 4 Siracusano Luciano III WETF Common Stock F - Taxes D -7,791 339,019
2016-01-26 2016-01-25 4 Muni Amit WETF Common Stock F - Taxes D -13,864 504,068
2016-01-26 2016-01-22 4 Muni Amit WETF Common Stock F - Taxes D -3,320 517,932
2016-01-26 2016-01-22 4 BARTON GREGORY E WETF Common Stock F - Taxes D -701 190,034
2016-01-26 2016-01-25 4 Ziemba Peter M WETF Common Stock F - Taxes D -13,864 793,816
2016-01-26 2016-01-22 4 Ziemba Peter M WETF Common Stock F - Taxes D -5,189 807,680
2016-01-15 2016-01-14 4 Steinberg Jonathan L WETF Common Stock F - Taxes D -21,722 6,550,748
2016-01-15 2016-01-14 4 BARTON GREGORY E WETF Common Stock F - Taxes D -7,044 190,735
2016-01-15 2016-01-14 4 Ziemba Peter M WETF Common Stock F - Taxes D -4,180 812,869
2016-01-15 2016-01-14 4 Siracusano Luciano III WETF Common Stock F - Taxes D -9,510 346,810
2016-01-15 2016-01-14 4 Muni Amit WETF Common Stock F - Taxes D -5,724 521,252
2015-12-18 2015-12-16 4 Lavine Bruce I By 2012 Bruce Lavine Irrevocable Trust WETF Common Stock S - Sale I 17.3700 -5,000 -87 15,000
2015-12-18 2015-12-16 4 Lavine Bruce I By 2012 Bruce Lavine Irrevocable Trust WETF Common Stock S - Sale I 17.3500 -5,000 -87 20,000
2015-12-15 2015-12-14 4 Ziemba Peter M WETF Common Stock G - Gift D -300 817,049
2015-12-15 2015-12-11 4 Ziemba Peter M WETF Common Stock G - Gift D -2,950 817,349
2015-11-25 2015-11-25 4 Lavine Bruce I WETF Common Stock S - Sale D 21.6243 -10,624 -230 160,349
2015-11-25 2015-11-24 4 Lavine Bruce I WETF Common Stock S - Sale D 21.5035 -30,000 -645 170,973
2015-11-24 2015-11-23 4 STEINHARDT MICHAEL H By The Judy and Michael Steinhardt Foundation WETF Common Stock S - Sale I 21.4133 -419,445 -8,982 0
2015-11-24 2015-11-20 4 STEINHARDT MICHAEL H By The Judy and Michael Steinhardt Foundation WETF Common Stock S - Sale I 21.1849 -80,555 -1,707 419,445
2015-11-24 2015-08-04 4 STEINHARDT MICHAEL H By The Judy and Michael Steinhardt Foundation WETF Common Stock G - Gift I 500,000 500,000
2015-11-24 2015-08-04 4 STEINHARDT MICHAEL H WETF Common Stock G - Gift D -500,000 11,826,214
2015-10-09 2015-10-08 4 BARTON GREGORY E WETF Common Stock F - Taxes D -25,615 197,779
2015-08-20 2015-08-18 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 25.0144 -5,000 -125 12,326,214
2015-08-12 2015-08-11 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 25.2103 -180,388 -4,548 12,331,214
2015-08-12 2015-08-10 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 25.3281 -448,183 -11,352 12,511,602
2015-08-11 2015-08-10 4 BARTON GREGORY E WETF Common Stock S - Sale D 25.1946 -33,700 -849 223,394
2015-08-10 2015-08-07 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 24.8310 -292,618 -7,266 12,959,785
2015-08-10 2015-08-06 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 24.6381 -142,021 -3,499 13,252,403
2015-08-10 2015-08-07 4 Lavine Bruce I WETF Common Stock S - Sale D 24.7000 -5,000 -124 200,973
2015-08-10 2015-08-07 4 Lavine Bruce I WETF Common Stock S - Sale D 24.6000 -5,000 -123 205,973
2015-08-10 2015-08-06 4 Lavine Bruce I WETF Stock Option (right to buy) M - Exercise D 0.70 -30,000 0
2015-08-10 2015-08-06 4 Lavine Bruce I WETF Common Stock S - Sale D 24.6600 -10,000 -247 210,973
2015-08-10 2015-08-06 4 Lavine Bruce I WETF Common Stock M - Exercise D 0.7000 30,000 21 220,973
2015-08-06 2015-08-05 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 25.8814 -315,583 -8,168 13,394,424
2015-08-06 2015-08-04 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 25.6134 -392,378 -10,050 13,710,007
2015-08-06 2015-08-04 4 Siracusano Luciano III WETF Stock Option (right to buy) M - Exercise D 0.70 -40,000 35,000
2015-08-06 2015-08-04 4 Siracusano Luciano III WETF Common Stock S - Sale D 25.8500 -40,000 -1,034 356,320
2015-08-06 2015-08-04 4 Siracusano Luciano III WETF Common Stock M - Exercise D 0.7000 40,000 28 396,320
2015-08-06 2015-08-05 4 Bossone Anthony WETF Common Stock S - Sale D 25.9900 -6,672 -173 103,485
2015-08-06 2015-08-05 4 Lavine Bruce I WETF Stock Option (right to buy) M - Exercise D 0.70 -60,000 30,000
2015-08-06 2015-08-05 4 Lavine Bruce I WETF Common Stock S - Sale D 25.7478 -30,000 -772 190,973
2015-08-06 2015-08-05 4 Lavine Bruce I WETF Common Stock M - Exercise D 0.7000 60,000 42 220,973
2015-08-06 2015-08-04 4 Lavine Bruce I WETF Stock Option (right to buy) M - Exercise D 0.70 -60,000 90,000
2015-08-06 2015-08-04 4 Lavine Bruce I WETF Common Stock S - Sale D 25.3471 -30,000 -760 160,973
2015-08-06 2015-08-04 4 Lavine Bruce I WETF Common Stock M - Exercise D 0.7000 60,000 42 190,973
2015-08-06 2015-08-04 4 Muni Amit WETF Stock Option (right to buy) M - Exercise D 5.05 5.0500 -75,000 -379 75,000
2015-08-06 2015-08-04 4 Muni Amit WETF Stock Option (right to buy) M - Exercise D 2.25 2.2500 -100,000 -225 0
2015-08-06 2015-08-04 4 Muni Amit WETF Stock Option (right to buy) M - Exercise D 1.07 1.0700 -300,000 -321 0
2015-08-06 2015-08-04 4 Muni Amit WETF Common Stock S - Sale D 25.4567 -475,000 -12,092 526,976
2015-08-06 2015-08-04 4 Muni Amit WETF Common Stock M - Exercise D 5.0500 75,000 379 1,001,976
2015-08-06 2015-08-04 4 Muni Amit WETF Common Stock M - Exercise D 2.2500 100,000 225 926,976
2015-08-06 2015-08-04 4 Muni Amit WETF Common Stock M - Exercise D 1.0700 300,000 321 826,976
2015-08-06 2015-08-05 4 Ziemba Peter M By son WETF Common Stock S - Sale I 25.9500 -1,000 -26 14,300
2015-08-04 2015-07-31 4 Lavine Bruce I WETF Common Stock F - Taxes D -596 130,973
2015-07-02 2015-07-01 4 MacAlpine Kurt WETF Common Stock A - Award D 44,742 44,742
2015-06-25 2015-06-24 4 Begleiter Steven L WETF Common Stock A - Award D 3,485 100,916
2015-06-25 2015-06-24 4 Bossone Anthony WETF Common A - Award D 3,485 110,157
2015-06-25 2015-06-24 4 Lilien R Jarrett By Bendigo Ventures WETF Common Stock A - Award I 3,485 37,293
2015-06-25 2015-06-24 4 NEUGER WIN J WETF Common Stock A - Award D 3,485 16,301
2015-06-25 2015-06-24 4 SALERNO FRANK WETF Common Stock A - Award D 3,485 134,246
2015-06-25 2015-06-24 4 STEINHARDT MICHAEL H WETF Common Stock A - Award D 3,485 14,102,385
2015-06-11 2015-06-10 4 Bossone Anthony WETF Common Stock S - Sale D 22.9900 -6,144 -141 106,672
2015-05-29 2015-05-27 4 Begleiter Steven L WETF Common Stock P - Purchase D 20.5200 24 0 97,431
2015-05-29 2015-03-04 4 Begleiter Steven L WETF Common Stock P - Purchase D 18.8500 26 0 97,407
2015-05-28 2015-05-27 4 Lavine Bruce I WETF Common Stock S - Sale D 21.0316 -13,000 -273 131,569
2015-05-28 2015-05-26 4 Lavine Bruce I WETF Common Stock S - Sale D 20.3897 -22,000 -449 144,569
2015-05-26 2015-05-26 4 SALERNO FRANK WETF Common Stock S - Sale D 20.5000 -5,000 -102 130,761
2015-05-26 2015-05-22 4 SALERNO FRANK WETF Common Stock S - Sale D 20.6227 -2,800 -58 135,761
2015-05-21 2015-05-21 4 SALERNO FRANK WETF Common Stock S - Sale D 20.6213 -800 -16 138,561
2015-05-21 2015-05-20 4 SALERNO FRANK WETF Common Stock S - Sale D 20.5248 -10,000 -205 139,361
2015-05-21 2015-05-19 4 SALERNO FRANK WETF Common Stock S - Sale D 20.3524 -30,600 -623 149,361
2015-05-12 2015-05-11 4 SALERNO FRANK WETF Common Stock S - Sale D 19.9888 -800 -16 179,961
2015-05-12 2015-05-08 4 SALERNO FRANK WETF Stock Option (right to buy) M - Exercise D 2.03 -100,000 100,000
2015-05-12 2015-05-08 4 SALERNO FRANK WETF Common Stock M - Exercise D 2.0300 100,000 203 180,761
2015-05-08 2015-05-07 4 Ziemba Peter M WETF Stock Option (right to buy) M - Exercise D 2.25 -100,000 0
2015-05-08 2015-05-07 4 Ziemba Peter M WETF Stock Option (right to buy) M - Exercise D 1.07 -250,000 0
2015-05-08 2015-05-07 4 Ziemba Peter M WETF Common Stock S - Sale D 19.3880 -194,608 -3,773 820,299
2015-05-08 2015-05-07 4 Ziemba Peter M WETF Common Stock M - Exercise D 2.2500 100,000 225 1,014,907
2015-05-08 2015-05-07 4 Ziemba Peter M WETF Common Stock M - Exercise D 1.0700 250,000 268 914,907
2015-03-16 2015-03-16 4 SALERNO FRANK WETF Common Stock S - Sale D 21.4006 -15,000 -321 80,761
2015-03-16 2015-03-13 4 SALERNO FRANK WETF Common Stock S - Sale D 20.9952 -17,400 -365 95,761
2015-03-16 2015-03-12 4 SALERNO FRANK WETF Common Stock S - Sale D 20.8119 -15,000 -312 113,161
2015-03-13 2015-03-12 4 Steinberg Jonathan L WETF Stock Option (right to buy) M - Exercise D 0.70 -437,500 0
2015-03-13 2015-03-12 4 Steinberg Jonathan L WETF Common Stock S - Sale D 20.7309 -262,500 -5,442 6,384,970
2015-03-13 2015-03-12 4 Steinberg Jonathan L WETF Common Stock M - Exercise D 0.7000 437,500 306 6,647,470
2015-03-13 2015-03-11 4 Steinberg Jonathan L WETF Stock Option (right to buy) M - Exercise D 0.70 -437,500 437,500
2015-03-13 2015-03-11 4 Steinberg Jonathan L WETF Common Stock S - Sale D 20.8653 -262,500 -5,477 6,209,970
2015-03-13 2015-03-11 4 Steinberg Jonathan L WETF Common Stock M - Exercise D 0.7000 437,500 306 6,472,470
2015-03-13 2015-03-13 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 20.8632 -17,884 -373 14,098,900
2015-03-13 2015-03-12 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 20.9565 -11,616 -243 14,116,784
2015-03-13 2015-03-11 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 20.9720 -101,175 -2,122 14,128,400
2015-03-12 2015-03-11 4 SALERNO FRANK WETF Common Stock S - Sale D 20.8879 -22,000 -460 128,161
2015-03-12 2015-03-10 4 SALERNO FRANK WETF Stock Option (right to buy) M - Exercise D 2.03 -100,000 100,000
2015-03-12 2015-03-10 4 SALERNO FRANK WETF Common Stock S - Sale D 20.6119 -30,600 -631 150,161
2015-03-12 2015-03-10 4 SALERNO FRANK WETF Common Stock M - Exercise D 2.0300 100,000 203 180,761
2015-03-11 2015-03-10 4 Steinberg Jonathan L WETF Stock Option (right to buy) M - Exercise D 0.70 -437,500 875,000
2015-03-11 2015-03-10 4 Steinberg Jonathan L WETF Common Stock S - Sale D 20.5984 -262,500 -5,407 6,034,970
2015-03-11 2015-03-10 4 Steinberg Jonathan L WETF Common Stock M - Exercise D 0.7000 437,500 306 6,297,470
2015-03-11 2015-03-09 4 Steinberg Jonathan L WETF Stock Option (right to buy) M - Exercise D 0.70 -437,500 1,312,500
2015-03-11 2015-03-09 4 Steinberg Jonathan L WETF Common Stock S - Sale D 20.5648 -262,500 -5,398 5,859,970
2015-03-11 2015-03-09 4 Steinberg Jonathan L WETF Common Stock M - Exercise D 0.7000 437,500 306 6,122,470
2015-03-11 2015-03-09 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 20.8715 -8,500 -177 14,229,575
2015-03-09 2015-03-06 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 20.8390 -65,000 -1,355 14,238,075
2015-03-09 2015-03-05 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 20.2400 -217,816 -4,409 14,303,075
2015-03-06 2015-03-05 4 Siracusano Luciano III WETF Stock Option (right to buy) M - Exercise D 0.70 -60,000 75,000
2015-03-06 2015-03-05 4 Siracusano Luciano III WETF Common Stock S - Sale D 20.2909 -60,000 -1,217 356,320
2015-03-06 2015-03-05 4 Siracusano Luciano III WETF Common Stock M - Exercise D 0.7000 60,000 42 416,320
2015-03-05 2015-03-04 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 19.4772 -101,728 -1,981 14,520,891
2015-03-05 2015-03-03 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 19.4240 -47,702 -927 14,622,619
2015-03-03 2015-03-02 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 19.2690 -230,300 -4,438 14,670,321
2015-03-03 2015-03-02 4 STEINHARDT MICHAEL H By The Judy and Michael Steinhardt Foundation WETF Common Stock S - Sale I 19.0774 -128,243 -2,447 0
2015-03-03 2015-02-27 4 STEINHARDT MICHAEL H By The Judy and Michael Steinhardt Foundation WETF Common Stock S - Sale I 18.9262 -55,657 -1,053 128,243
2015-03-03 2015-03-02 4 Ziemba Peter M WETF Stock Option (right to buy) M - Exercise D 1.07 -50,000 250,000
2015-03-03 2015-03-02 4 Ziemba Peter M WETF Common Stock S - Sale D 19.2021 -50,000 -960 664,907
2015-03-03 2015-03-02 4 Ziemba Peter M WETF Common Stock M - Exercise D 1.0700 50,000 54 714,907
2015-02-27 2015-02-24 4/A STEINHARDT MICHAEL H WETF Common Stock S - Sale D 18.9303 -230,534 -4,364 14,955,225
2015-02-27 2015-02-23 4/A STEINHARDT MICHAEL H WETF Common Stock S - Sale D 18.8623 -48,800 -920 15,185,159
2015-02-27 2015-02-25 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 18.8699 -54,604 -1,030 14,900,621
2015-02-25 2015-02-24 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 18.9303 -230,534 -4,364 14,954,625
2015-02-25 2015-02-23 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 18.8614 -49,400 -932 15,185,159
2015-02-23 2015-02-20 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 18.9379 -235,622 -4,462 15,234,559
2015-02-23 2015-02-19 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 18.8168 -400,871 -7,543 15,470,181
2015-02-23 2015-02-20 4 SALERNO FRANK WETF Common Stock S - Sale D 18.9394 -30,000 -568 80,761
2015-02-23 2015-02-19 4 SALERNO FRANK WETF Common Stock S - Sale D 18.8315 -30,000 -565 110,761
2015-02-19 2015-02-18 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 18.4791 -129,728 -2,397 15,871,052
2015-02-19 2015-02-17 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 18.6488 -98,120 -1,830 16,000,780
2015-02-19 2015-02-18 4 SALERNO FRANK WETF Common Stock S - Sale D 18.5083 -20,000 -370 140,761
2015-02-19 2015-02-17 4 SALERNO FRANK WETF Stock Option (right to buy) M - Exercise D 2.03 -100,000 200,000
2015-02-19 2015-02-17 4 SALERNO FRANK WETF Common Stock S - Sale D 18.5479 -20,000 -371 160,761
2015-02-19 2015-02-17 4 SALERNO FRANK WETF Common Stock M - Exercise D 2.0300 100,000 203 180,761
2015-01-30 2015-01-28 4 Ziemba Peter M WETF Common Stock A - Award D 42,207 664,907
2015-01-30 2015-01-28 4 Steinberg Jonathan L WETF Common Stock A - Award D 112,627 5,684,970
2015-01-30 2015-01-28 4 Muni Amit WETF Common Stock A - Award D 42,207 526,976
2015-01-30 2015-01-28 4 BARTON GREGORY E WETF Common Stock A - Award D 46,928 257,094
2015-01-30 2015-01-28 4 Siracusano Luciano III WETF Common Stock A - Award D 42,662 356,320
2015-01-28 2015-01-27 4 Muni Amit WETF Common Stock F - Taxes D -12,893 484,769
2015-01-28 2015-01-27 4 Ziemba Peter M WETF Common Stock F - Taxes D -12,893 622,700
2015-01-26 2015-01-25 4 Muni Amit WETF Common Stock F - Taxes D -14,167 497,662
2015-01-26 2015-01-25 4 Ziemba Peter M WETF Common Stock F - Taxes D -14,380 635,593
2015-01-23 2015-01-22 4 BARTON GREGORY E WETF Common Stock F - Taxes D -700 210,166
2015-01-23 2015-01-22 4 Steinberg Jonathan L WETF Common Stock F - Taxes D -40,322 5,572,343
2015-01-23 2015-01-22 4 Ziemba Peter M WETF Common Stock F - Taxes D -5,219 649,973
2015-01-23 2015-01-22 4 Muni Amit WETF Common Stock F - Taxes D -3,332 511,829
2015-01-23 2015-01-22 4 Lavine Bruce I WETF Common Stock F - Taxes D -596 166,569
2015-01-23 2015-01-22 4 Siracusano Luciano III WETF Common Stock F - Taxes D -7,791 313,658
2015-01-16 2015-01-14 4 BARTON GREGORY E WETF Common Stock F - Taxes D -6,956 210,866
2015-01-16 2015-01-14 4 Muni Amit WETF Common Stock F - Taxes D -5,624 515,161
2015-01-16 2015-01-14 4 Siracusano Luciano III WETF Common Stock F - Taxes D -9,423 321,449
2015-01-16 2015-01-14 4 Steinberg Jonathan L WETF Common Stock F - Taxes D -21,641 5,612,665
2015-01-16 2015-01-14 4 Ziemba Peter M WETF Common Stock F - Taxes D -4,062 655,192
2014-12-16 2014-12-15 4 Lavine Bruce I WETF Common Stock S - Sale D 14.2932 -45,000 -643 167,165
2014-12-16 2014-12-15 4 Ziemba Peter M By Son WETF Common Stock G - Gift I 1,500 15,300
2014-12-16 2014-12-15 4 Ziemba Peter M WETF Common Stock G - Gift D -3,700 659,254
2014-12-11 2014-12-10 4 Siracusano Luciano III WETF Stock Option (right to buy) M - Exercise D 0.70 -65,000 135,000
2014-12-11 2014-12-10 4 Siracusano Luciano III WETF Common Stock S - Sale D 15.3733 -65,000 -999 330,872
2014-12-11 2014-12-10 4 Siracusano Luciano III WETF Common Stock M - Exercise D 0.7000 65,000 46 395,872
2014-12-09 2014-12-08 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 16.5127 -224,832 -3,713 16,098,900
2014-12-09 2014-12-05 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 16.4966 -162,850 -2,686 16,323,732
2014-11-20 2014-11-19 4 Lilien R Jarrett By Bendigo Ventures WETF Common Stock S - Sale I 15.1700 -13,569 -206 33,808
2014-11-18 2014-11-17 4 SALERNO FRANK WETF Common Stock G - Gift D -350 80,761
2014-11-17 2014-11-13 4 SALERNO FRANK WETF Common Stock G - Gift D -1,150 81,111
2014-11-10 2014-11-07 4 Steinberg Jonathan L WETF Stock Option (right to buy) M - Exercise D 0.16 -417,500 0
2014-11-10 2014-11-07 4 Steinberg Jonathan L WETF Common Stock S - Sale D 15.6151 -250,500 -3,912 5,634,306
2014-11-10 2014-11-07 4 Steinberg Jonathan L WETF Common Stock M - Exercise D 0.1600 417,500 67 5,884,806
2014-11-10 2014-11-06 4 Steinberg Jonathan L WETF Stock Option (right to buy) M - Exercise D 0.16 -417,500 417,500
2014-11-10 2014-11-06 4 Steinberg Jonathan L WETF Common Stock S - Sale D 15.5333 -250,500 -3,891 5,467,306
2014-11-10 2014-11-06 4 Steinberg Jonathan L WETF Common Stock M - Exercise D 0.1600 417,500 67 5,717,806
2014-10-09 2014-10-08 4 BARTON GREGORY E WETF Common Stock F - Taxes D -23,488 217,822
2014-08-25 2014-08-25 4 Ziemba Peter M WETF Stock Option (right to buy) M - Exercise D 1.07 -5,350 300,000
2014-08-25 2014-08-25 4 Ziemba Peter M WETF Common Stock S - Sale D 11.2800 -5,350 -60 662,954
2014-08-25 2014-08-25 4 Ziemba Peter M WETF Common Stock M - Exercise D 1.0700 5,350 6 668,304
2014-08-25 2014-08-22 4 Ziemba Peter M WETF Stock Option (right to buy) M - Exercise D 1.07 -44,650 305,350
2014-08-25 2014-08-22 4 Ziemba Peter M WETF Common Stock S - Sale D 11.0200 -44,650 -492 662,954
2014-08-25 2014-08-22 4 Ziemba Peter M WETF Common Stock M - Exercise D 1.0700 44,650 48 707,604
2014-08-22 2014-08-21 4 Siracusano Luciano III WETF Stock Option (right to buy) M - Exercise D 0.16 -116,953 0
2014-08-22 2014-08-21 4 Siracusano Luciano III WETF Common Stock S - Sale D 11.0000 -116,953 -1,286 330,872
2014-08-22 2014-08-21 4 Siracusano Luciano III WETF Common Stock M - Exercise D 0.1600 116,953 19 447,825
2014-08-20 2014-08-18 4 Lavine Bruce I By 2012 Bruce Lavine Irrevocable Trust WETF Common Stock S - Sale I 10.6000 -25,000 -265 25,000
2014-08-18 2014-08-15 4 Lavine Bruce I By 2012 Bruce Lavine Irrevocable Trust WETF Common Stock S - Sale I 10.1000 -25,000 -252 50,000
2014-08-15 2014-08-13 4 Lavine Bruce I By 2012 Bruce Lavine Irrevocable Trust WETF Common Stock S - Sale I 10.5000 -25,000 -262 75,000
2014-08-01 2014-07-31 4 Lavine Bruce I WETF Common Stock F - Taxes D -64,998 212,165
2014-07-01 2014-06-27 4 Begleiter Steven L WETF Common Stock A - Award D 6,672 97,381
2014-07-01 2014-06-27 4 SALERNO FRANK WETF Common Stock A - Award D 6,672 82,261
2014-07-01 2014-06-27 4 Bossone Anthony WETF Common Stock A - Award D 6,672 112,816
2014-07-01 2014-06-27 4 NEUGER WIN J WETF Common Stock A - Award D 6,672 12,816
2014-07-01 2014-06-27 4 STEINHARDT MICHAEL H WETF Common Stock A - Award D 6,672 16,486,582
2014-07-01 2014-06-27 4 Lilien R Jarrett By Bendigo Ventures WETF Common Stock A - Award I 6,672 47,377
2014-07-01 2014-06-27 4 NEUGER WIN J WETF Common Stock A - Award D 6,672 12,816
2014-05-05 2013-02-15 4/A SALERNO FRANK WETF Common Stock S - Sale D 9.0100 -45,000 -405 75,589
2014-05-05 2013-02-14 4/A SALERNO FRANK WETF Stock Option (right to buy) M - Exercise D 2.03 2.0300 -100,000 -203 350,000
2014-05-05 2013-02-14 4/A SALERNO FRANK WETF Common Stock S - Sale D 8.9600 -55,000 -493 120,589
2014-05-05 2013-02-14 4/A SALERNO FRANK WETF Common Stock M - Exercise D 2.0300 -100,000 -203 175,589
2014-03-17 2014-03-13 4 STEINHARDT MICHAEL H By The Judy and Michael Steinhardt Foundation WETF Common Stock S - Sale I 15.3500 -11,000 -169 183,900
2014-03-13 2014-03-12 4 Steinberg Jonathan L WETF Common Stock S - Sale D 14.5700 -37,500 -546 5,300,306
2014-03-13 2014-03-11 4 Steinberg Jonathan L WETF Common Stock S - Sale D 15.2300 -37,500 -571 5,337,806
2014-03-11 2014-03-10 4 STEINHARDT MICHAEL H By The Judy and Michael Steinhardt Foundation WETF Common Stock S - Sale I 15.8100 -2,500 -40 194,900
2014-03-11 2014-03-07 4 STEINHARDT MICHAEL H By The Judy and Michael Steinhardt Foundation WETF Common Stock S - Sale I 16.0300 -8,000 -128 197,400
2014-03-11 2014-03-10 4 Steinberg Jonathan L WETF Stock Option (right to buy) M - Exercise D 0.03 -187,500 0
2014-03-11 2014-03-10 4 Steinberg Jonathan L WETF Common Stock S - Sale D 15.3700 -37,500 -576 5,375,306
2014-03-11 2014-03-10 4 Steinberg Jonathan L WETF Common Stock M - Exercise D 0.0300 187,500 6 5,412,806
2014-03-06 2014-03-06 4 STEINHARDT MICHAEL H By The Judy and Michael Steinhardt Foundation WETF Common Stock S - Sale I 16.0200 -123,600 -1,980 205,400
2014-03-06 2014-03-05 4 STEINHARDT MICHAEL H By The Judy and Michael Steinhardt Foundation WETF Common Stock S - Sale I 15.9600 -171,000 -2,729 329,000
2014-03-06 2014-03-05 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 15.7600 -23,000 -362 16,479,910
2014-03-06 2014-03-04 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 15.6300 -376,739 -5,888 16,502,910
2014-03-04 2014-03-04 4 Steinberg Jonathan L WETF Common Stock S - Sale D 15.5300 -75,000 -1,165 5,225,306
2014-03-04 2014-03-03 4 Steinberg Jonathan L WETF Stock Option (right to buy) M - Exercise D 0.03 -187,500 187,500
2014-03-04 2014-03-03 4 Steinberg Jonathan L WETF Common Stock S - Sale D 15.0100 -37,500 -563 5,300,306
2014-03-04 2014-03-03 4 Steinberg Jonathan L WETF Common Stock M - Exercise D 0.0300 187,500 6 5,525,306
2014-03-03 2014-02-28 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 15.6300 -567,600 -8,872 16,879,649
2014-02-28 2014-02-27 4 Lavine Bruce I WETF Common Stock S - Sale D 14.8800 -31,404 -467 277,163
2014-02-28 2014-02-26 4 Lavine Bruce I WETF Common Stock S - Sale D 14.7000 -20,000 -294 308,567
2014-02-28 2014-02-27 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 15.1500 -796,461 -12,066 17,447,249
2014-02-28 2014-02-26 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 14.7400 -36,000 -531 18,237,566
2014-02-26 2014-02-24 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 15.0100 -200,200 -3,005 18,279,710
2014-02-26 2014-02-24 4 Lavine Bruce I WETF Common Stock S - Sale D 14.7300 -11,000 -162 328,567
2014-02-26 2014-02-24 4 Lavine Bruce I WETF Common Stock S - Sale D 15.0000 -20,000 -300 339,567
2014-02-25 2014-02-21 4 STEINHARDT MICHAEL H WETF Common Stock G - Gift D -500,000 18,479,910
2014-02-24 2014-02-24 4 Steinberg Jonathan L WETF Stock Option (right to buy) M - Exercise D 0.03 -187,500 375,000
2014-02-24 2014-02-24 4 Steinberg Jonathan L WETF Common Stock S - Sale D 14.8800 -112,500 -1,674 5,337,806
2014-02-24 2014-02-24 4 Steinberg Jonathan L WETF Common Stock M - Exercise D 0.0300 187,500 6 5,450,306
2014-02-19 2014-02-18 4/A Lilien R Jarrett WETF Common Stock S - Sale D 15.2600 -40,000 -610 125,000
2014-02-19 2013-10-30 4 Lilien R Jarrett WETF Common Stock S - Sale D 15.2600 -40,000 -610 125,000
2014-02-19 2014-02-18 4 Steinberg Jonathan L WETF Stock Option (right to buy) M - Exercise D 0.03 -187,500 562,500
2014-02-19 2014-02-18 4 Steinberg Jonathan L WETF Common Stock S - Sale D 15.3900 -112,500 -1,731 5,262,806
2014-02-19 2014-02-18 4 Steinberg Jonathan L WETF Common Stock M - Exercise D 0.0300 187,500 6 5,375,306
2014-02-14 2014-02-13 4 Lavine Bruce I By 2012 Bruce Lavine Irrevocable Trust WETF Common Stock S - Sale I 15.1000 -9,686 -146 100,000
2014-02-14 2014-02-13 4 Lavine Bruce I By 2012 Bruce Lavine Irrevocable Trust WETF Common Stock S - Sale I 15.5000 -10,000 -155 109,686
2014-02-13 2014-02-11 4 Lavine Bruce I By 2012 Bruce Lavine Irrevocable Trust WETF Common Stock S - Sale I 15.1660 -50,000 -758 119,686
2014-02-11 2014-02-10 4 Lavine Bruce I By 2012 Bruce Lavine Irrevocable Trust WETF Common Stock S - Sale I 15.0500 -10,000 -150 169,686
2014-02-11 2014-02-10 4 Lavine Bruce I By 2012 Bruce Lavine Irrevocable Trust WETF Common Stock S - Sale I 15.0000 -10,000 -150 179,686
2014-02-11 2014-02-10 4 Lavine Bruce I By 2012 Bruce Lavine Irrevocable Trust WETF Common Stock S - Sale I 14.9000 -10,000 -149 189,686
2014-02-11 2014-02-07 4 Lavine Bruce I By 2012 Bruce Lavine IrrevocableTrust WETF Common Stock S - Sale I 14.9600 -5,000 -75 199,686
2014-02-11 2014-02-07 4 Lavine Bruce I By 2012 Bruce Lavine Irrevocable Trust WETF Common Stock S - Sale I 14.9500 -20,000 -299 204,686
2014-01-28 2014-01-25 4 Ziemba Peter M WETF Common Stock F - Taxes D -15,060 686,584
2014-01-28 2014-01-25 4 Siracusano Luciano III WETF Common Stock F - Taxes D -39,830 330,872
2014-01-28 2014-01-25 4 Muni Amit WETF Common Stock F - Taxes D -13,864 533,153
2014-01-28 2014-01-27 4 Ziemba Peter M WETF Common Stock F - Taxes D -12,893 673,691
2014-01-28 2014-01-27 4 Muni Amit WETF Common Stock F - Taxes D -12,368 520,785
2014-01-24 2014-01-22 4/A BARTON GREGORY E WETF Common Stock F - Taxes D -1,601 241,310
2014-01-24 2014-01-22 4 Ziemba Peter M WETF Common Stock F - Taxes D -28,330 690,907
2014-01-24 2012-12-19 4 Siracusano Luciano III WETF Common Stock F - Taxes D -17,636 370,702
2014-01-24 2014-01-22 4 Muni Amit WETF Common Stock F - Taxes D -6,926 547,017
2014-01-24 2014-01-22 4 Lavine Bruce I WETF Common Stock F - Taxes D -1,192 359,567
2014-01-24 2014-01-22 4 BARTON GREGORY E WETF Common Stock F - Taxes D -1,601 291,310
2014-01-24 2012-12-19 4 Steinberg Jonathan L WETF Common Stock F - Taxes D -76,461 5,187,806
2014-01-23 2014-01-14 4/A BARTON GREGORY E WETF Common Stock A - Award D 53,823 242,911
2014-01-16 2014-01-14 4 Muni Amit WETF Common Stock A - Award D 43,010 553,943
2014-01-16 2014-01-14 4 BARTON GREGORY E WETF Common Stock A - Award D 53,823 211,396
2014-01-16 2014-01-14 4 Siracusano Luciano III WETF Common Stock A - Award D 73,835 388,338
2014-01-16 2014-01-14 4 Ziemba Peter M WETF Common Stock A - Award D 30,167 701,644
2014-01-16 2014-01-14 4 Steinberg Jonathan L WETF Common Stock A - Award D 155,316 5,264,267
2013-12-17 2013-12-06 4 Ziemba Peter M By Daughter WETF Common Stock G - Gift I 1,800 13,800
2013-12-17 2013-12-06 4 Ziemba Peter M By Son WETF Common Stock G - Gift I 1,800 13,800
2013-12-17 2013-12-06 4 Ziemba Peter M WETF Common Stock G - Gift D -3,800 671,477
2013-12-17 2013-12-16 4 Steinberg Jonathan L WETF Stock Option (right to buy) M - Exercise D 0.03 -187,500 750,000
2013-12-17 2013-12-16 4 Steinberg Jonathan L WETF Common Stock S - Sale D 15.3100 -112,500 -1,722 5,108,951
2013-12-17 2013-12-16 4 Steinberg Jonathan L WETF Common Stock M - Exercise D 0.0300 187,500 6 5,221,451
2013-12-09 2013-12-09 4 Steinberg Jonathan L WETF Stock Option (right to buy) M - Exercise D 0.03 -187,500 937,500
2013-12-09 2013-12-09 4 Steinberg Jonathan L WETF Common Stock S - Sale D 15.2100 -112,500 -1,711 5,033,951
2013-12-09 2013-12-09 4 Steinberg Jonathan L WETF Common Stock M - Exercise D 0.0300 187,500 6 5,146,451
2013-12-03 2013-12-03 4 Steinberg Jonathan L WETF Common Stock S - Sale D 14.9900 -12,500 -187 4,958,951
2013-12-03 2013-12-02 4 Steinberg Jonathan L WETF Stock Option (right to buy) M - Exercise D 0.03 -187,500 1,125,000
2013-12-03 2013-12-02 4 Steinberg Jonathan L WETF Common Stock S - Sale D 15.3400 -100,000 -1,534 4,971,451
2013-12-03 2013-12-02 4 Steinberg Jonathan L WETF Common Stock M - Exercise D 0.0300 187,500 6 5,071,451
2013-11-25 2013-11-22 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 13.5000 -40,000 -540 18,979,910
2013-11-25 2013-11-22 4 SALERNO FRANK WETF Common Stock S - Sale D 14.2800 -10,000 -143 66,087
2013-11-25 2013-11-20 4 SALERNO FRANK WETF Common Stock G - Gift D -1,050 76,087
2013-11-25 2013-11-25 4 Steinberg Jonathan L WETF Stock Option (right to buy) M - Exercise D 0.03 -187,500 1,312,500
2013-11-25 2013-11-25 4 Steinberg Jonathan L WETF Common Stock S - Sale D 14.7000 -112,500 -1,654 4,883,951
2013-11-25 2013-11-25 4 Steinberg Jonathan L WETF Common Stock M - Exercise D 0.0300 187,500 6 4,996,451
2013-11-21 2013-11-21 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 13.3800 -400,191 -5,355 19,019,910
2013-11-21 2013-11-20 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 13.2500 -16,566 -219 19,420,101
2013-11-21 2013-11-19 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 13.2700 -76,298 -1,012 19,436,667
2013-11-18 2013-11-18 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 13.4900 -292,121 -3,941 19,512,965
2013-11-18 2013-11-15 4 STEINHARDT MICHAEL H WETF Stock Option (right to buy) M - Exercise D 0.16 -835,000 0
2013-11-18 2013-11-15 4 STEINHARDT MICHAEL H WETF Common Stock F - Taxes D 13.6000 -9,824 -134 19,805,086
2013-11-18 2013-11-15 4 STEINHARDT MICHAEL H WETF Common Stock M - Exercise D 0.1600 835,000 134 19,814,910
2013-11-18 2013-11-18 4 Steinberg Jonathan L WETF Stock Option (right to buy) M - Exercise D 0.03 -187,500 1,500,000
2013-11-18 2013-11-18 4 Steinberg Jonathan L WETF Common Stock S - Sale D 13.5700 -112,500 -1,527 4,808,951
2013-11-18 2013-11-18 4 Steinberg Jonathan L WETF Common Stock M - Exercise D 0.0300 187,500 6 4,921,451
2013-11-13 2013-11-12 4 Begleiter Steven L WETF Common Stock J - Other D 10,084 90,709
2013-11-13 2013-11-12 4 Begleiter Steven L By Flexpoint Management, L.P. WETF Common Stock J - Other I -104,379 0
2013-11-13 2013-11-12 4 Begleiter Steven L By Flexpoint Management, L.P. WETF Common Stock J - Other I 104,379 104,379
2013-11-13 2013-11-12 4 Begleiter Steven L By Flexpoint Fund, L.P. WETF Common Stock J - Other I -500,000 996,000
2013-11-13 2013-11-13 4 Steinberg Jonathan L WETF Common Stock S - Sale D 13.5700 -37,500 -509 4,733,951
2013-11-13 2013-11-12 4 Steinberg Jonathan L WETF Common Stock S - Sale D 13.6800 -37,500 -513 4,771,451
2013-11-13 2013-11-11 4 Steinberg Jonathan L WETF Stock option (right to buy) M - Exercise D 0.03 -187,500 1,687,500
2013-11-13 2013-11-11 4 Steinberg Jonathan L WETF Common Stock S - Sale D 14.0300 -37,500 -526 4,808,951
2013-11-13 2013-11-11 4 Steinberg Jonathan L WETF Common Stock M - Exercise D 0.0300 187,500 6 4,846,451
2013-10-31 2013-10-30 4 Lilien R Jarrett WETF Common Stock S - Sale D 14.3000 -70,167 -1,003 165,000
2013-10-10 2013-10-08 4 BARTON GREGORY E WETF Common Stock F - Taxes D -18,485 189,088
2013-09-23 2013-09-23 4 Steinberg Jonathan L WETF Stock Option (right to buy) M - Exercise D 0.03 -187,500 1,875,000
2013-09-23 2013-09-23 4 Steinberg Jonathan L WETF Common Stock S - Sale D 11.2600 -112,500 -1,267 4,658,951
2013-09-23 2013-09-23 4 Steinberg Jonathan L WETF Common Stock M - Exercise D 0.0300 187,500 6 4,771,451
2013-09-16 2013-09-16 4 Steinberg Jonathan L WETF Stock Option (right to buy) M - Exercise D 0.03 -187,500 2,062,500
2013-09-16 2013-09-16 4 Steinberg Jonathan L WETF Common Stock S - Sale D 12.2100 -112,500 -1,374 4,583,951
2013-09-16 2013-09-16 4 Steinberg Jonathan L WETF Common Stock M - Exercise D 0.0300 187,500 6 4,696,451
2013-09-10 2013-09-09 4 Steinberg Jonathan L WETF Stock Option (right to buy) M - Exercise D 0.03 -187,500 2,250,000
2013-09-10 2013-09-09 4 Steinberg Jonathan L WETF Common Stock S - Sale D 11.5400 -112,500 -1,298 4,508,951
2013-09-10 2013-09-09 4 Steinberg Jonathan L WETF Common Stock M - Exercise D 0.0300 187,500 6 4,621,451
2013-09-05 2013-09-04 4 Steinberg Jonathan L WETF Stock Option (right to buy) M - Exercise D 0.03 -187,500 2,437,500
2013-09-05 2013-09-04 4 Steinberg Jonathan L WETF Common Stock S - Sale D 11.1500 -112,500 -1,254 4,433,951
2013-09-05 2013-09-04 4 Steinberg Jonathan L WETF Common Stock M - Exercise D 0.0300 187,500 6 4,546,451
2013-08-28 2013-08-28 4 Steinberg Jonathan L WETF Common Stock S - Sale D 11.0400 -37,500 -414 4,358,951
2013-08-28 2013-08-27 4 Steinberg Jonathan L WETF Common Stock S - Sale D 11.5000 -37,500 -431 4,396,451
2013-08-28 2013-08-26 4 Steinberg Jonathan L WETF Stock Option (right to buy) M - Exercise D 0.03 -187,500 2,625,000
2013-08-28 2013-08-26 4 Steinberg Jonathan L WETF Common Stock S - Sale D 12.0400 -37,500 -451 4,433,951
2013-08-28 2013-08-26 4 Steinberg Jonathan L WETF Common Stock M - Exercise D 0.0300 187,500 6 4,471,451
2013-08-21 2013-08-20 4 Steinberg Jonathan L WETF Common Stock S - Sale D 11.7900 -75,000 -884 4,283,951
2013-08-21 2013-08-19 4 Steinberg Jonathan L WETF Stock Option (right to buy) M - Exercise D 0.03 -187,500 2,812,500
2013-08-21 2013-08-19 4 Steinberg Jonathan L WETF Common Stock S - Sale D 12.0800 -37,500 -453 4,358,951
2013-08-21 2013-08-19 4 Steinberg Jonathan L WETF Common Stock M - Exercise D 0.0300 187,500 6 4,396,451
2013-08-13 2013-08-13 4 Lavine Bruce I WETF Common Stock S - Sale D 12.3100 -40,000 -492 360,759
2013-08-07 2013-08-06 4 Siracusano Luciano III WETF Common Stock S - Sale D 12.6900 -50,000 -634 314,503
2013-08-07 2013-08-05 4 Siracusano Luciano III WETF Stock Option (right to buy) M - Exercise D 0.16 -100,000 116,953
2013-08-07 2013-08-05 4 Siracusano Luciano III WETF Common Stock S - Sale D 12.8900 -50,000 -644 364,503
2013-08-07 2013-08-05 4 Siracusano Luciano III WETF Common Stock M - Exercise D 0.1600 100,000 16 414,503
2013-08-07 2013-08-05 4 Lilien R Jarrett WETF Common Stock S - Sale D 13.0500 -2,500 -33 235,167
2013-08-02 2013-07-31 4 Lavine Bruce I WETF Common Stock F - Taxes D -67,596 400,759
2013-08-02 2013-08-02 4 Begleiter Steven L WETF Common Stock S - Sale D 13.0500 -22,500 -294 80,625
2013-08-02 2013-08-01 4 Begleiter Steven L WETF Common Stock S - Sale D 13.1500 -22,500 -296 103,625
2013-07-26 2013-07-24 4/A Bossone Anthony WETF Common Stock A - Award D 6,144 106,144
2013-07-26 2013-07-24 4/A NEUGER WIN J WETF Common Stock A - Award D 6,144 6,144
2013-07-26 2013-07-24 4/A STEINHARDT MICHAEL H WETF Common Stock A - Award D 6,144 18,979,910
2013-07-26 2013-07-24 4 Begleiter Steven L WETF Common Stock A - Award D 6,144 125,625
2013-07-26 2013-07-24 4 Bossone Anthony WETF Common Stock A - Award D -6,144 106,144
2013-07-26 2013-07-24 4 NEUGER WIN J WETF Common Stock A - Award D -6,144 6,144
2013-07-26 2013-07-24 4 STEINHARDT MICHAEL H WETF Common Stock A - Award D -6,144 18,979,910
2013-06-17 2013-06-14 4 Ziemba Peter M WETF Stock Option (right to buy) M - Exercise D 1.07 -50,000 350,000
2013-06-17 2013-06-14 4 Ziemba Peter M WETF Common Stock S - Sale D 12.0500 -50,000 -602 675,277
2013-06-17 2013-06-14 4 Ziemba Peter M WETF Common Stock M - Exercise D 1.0700 50,000 54 725,277
2013-06-11 2013-06-10 4 Siracusano Luciano III WETF Stock Option (right to buy) M - Exercise D 0.16 -90,000 216,953
2013-06-11 2013-06-10 4 Siracusano Luciano III WETF Common Stock S - Sale D 12.2800 -90,000 -1,105 314,503
2013-06-11 2013-06-10 4 Siracusano Luciano III WETF Common Stock M - Exercise D 0.1600 90,000 14 404,503
2013-05-31 2013-05-28 4 SALERNO FRANK WETF Common Stock S - Sale D 13.7600 -10,000 -138 77,137
2013-05-31 2013-05-29 4 Begleiter Steven L WETF Common Stock J - Other D 49,770 119,481
2013-05-31 2013-05-29 4 Begleiter Steven L By Flexpoint Management, L.P. WETF Common Stock J - Other I -518,637 0
2013-05-31 2013-05-29 4 Begleiter Steven L By Flexpoint Management, L.P. WETF Common Stock J - Other I 518,637 518,637
2013-05-31 2013-05-29 4 Begleiter Steven L By Flexpoint Fund, L.P. WETF Common Stock J - Other I -2,500,000 1,496,000
2013-05-24 2013-05-22 4 Begleiter Steven L WETF Common Stock G - Gift D -3,750 69,711
2013-05-24 2013-05-22 4 SALERNO FRANK WETF Common Stock M - Exercise D 2.03 -25,000 300,000
2013-05-24 2013-05-22 4 SALERNO FRANK WETF Common Stock S - Sale D 13.6500 -5,000 -68 87,137
2013-05-24 2013-05-22 4 SALERNO FRANK WETF Common Stock M - Exercise D 2.0300 -25,000 -51 92,137
2013-05-14 2013-05-14 4 SALERNO FRANK WETF Common Stock S - Sale D 12.7500 -1,100 -14 67,137
2013-05-14 2013-05-13 4 SALERNO FRANK WETF Common Stock S - Sale D 12.3000 -10,700 -132 68,237
2013-05-10 2013-05-10 4 Lilien R Jarrett WETF Common Stock S - Sale D 11.8100 -19,000 -224 237,667
2013-05-10 2013-05-08 4 Lilien R Jarrett WETF Common Stock S - Sale D 12.1700 -10,000 -122 256,667
2013-05-08 2013-05-06 4 Siracusano Luciano III WETF Stock option (right to buy) M - Exercise D 0.16 -30,000 306,953
2013-05-08 2013-05-06 4 Siracusano Luciano III WETF Stock option (right to buy) M - Exercise D 0.03 -60,000 0
2013-05-08 2013-05-06 4 Siracusano Luciano III WETF Common Stock S - Sale D 11.9900 -90,000 -1,079 314,503
2013-05-08 2013-05-06 4 Siracusano Luciano III WETF Common Stock M - Exercise D 0.1600 30,000 5 404,503
2013-05-08 2013-05-06 4 Siracusano Luciano III WETF Common Stock M - Exercise D 0.0300 60,000 2 374,503
2013-05-08 2013-05-08 4 SALERNO FRANK WETF Common Stock S - Sale D 12.0000 -3,200 -38 78,937
2013-05-08 2013-05-06 4 SALERNO FRANK WETF Stock Option (right to buy) M - Exercise D 2.03 -25,000 325,000
2013-05-08 2013-05-06 4 SALERNO FRANK WETF Common Stock S - Sale D 12.5400 -10,000 -125 82,137
2013-05-08 2013-05-06 4 SALERNO FRANK WETF Common Stock M - Exercise D 2.0300 -25,000 -51 92,137
2013-03-19 2013-03-15 4/A Begleiter Steven L By Flexpoint Fund, L.P. WETF Common Stock S - Sale I 10.2650 -4,000 -41 3,996,000
2013-03-18 2013-03-14 4 Lavine Bruce I WETF Common Stock S - Sale D 10.2200 -45,000 -460 468,355
2013-03-18 2013-03-08 4 Lavine Bruce I By 2012 Bruce Lavine Irrevocable Trust WETF Common Stock S - Sale I 9.5600 -20,000 -191 224,686
2013-03-18 2013-03-15 4 SALERNO FRANK WETF Common Stock S - Sale D 10.2500 -7,500 -77 67,137
2013-03-18 2013-03-14 4 SALERNO FRANK WETF Common Stock S - Sale D 10.2000 -5,000 -51 74,637
2013-03-18 2013-02-13 4 Begleiter Steven L By Flexpoint Fund, L.P. WETF Common Stock S - Sale I 10.2650 -4,000 -41 3,996,000
2013-03-13 2013-03-12 4 Ziemba Peter M By Son WETF Common Stock S - Sale I 9.6100 -1,600 -15 12,000
2013-03-11 2013-03-11 4 SALERNO FRANK WETF Common Stock S - Sale D 9.8300 -5,000 -49 52,500
2013-03-11 2013-03-08 4 SALERNO FRANK WETF Common Stock S - Sale D 9.6200 -2,500 -24 57,500
2013-03-07 2013-03-07 4 SALERNO FRANK WETF Common Stock S - Sale D 9.4000 -5,000 -47 87,137
2013-03-07 2013-03-06 4 SALERNO FRANK WETF Common Stock S - Sale D 9.3100 -2,300 -21 92,137
2013-03-06 2013-03-04 4 SALERNO FRANK WETF Common Stock S - Sale D 9.1000 -2,700 -25 94,437
2013-03-01 2013-02-27 4 SALERNO FRANK WETF Common Stock S - Sale D 9.0500 -100,000 -905 97,137
2013-02-25 2013-02-22 4 SALERNO FRANK WETF Common Stock S - Sale D 8.8700 -8,452 -75 107,137
2013-02-15 2013-02-15 4 SALERNO FRANK WETF Common Stock S - Sale D 9.0100 -5,000 -45 115,589
2013-02-15 2013-02-14 4 SALERNO FRANK WETF Stock Option (right to buy) M - Exercise D 2.03 2.0300 -100,000 -203 350,000
2013-02-15 2013-02-14 4 SALERNO FRANK WETF Common Stock S - Sale D 8.9600 -55,000 -493 120,589
2013-02-15 2013-02-14 4 SALERNO FRANK WETF Common Stock M - Exercise D 2.0300 -100,000 -203 175,589
2013-02-14 2013-02-13 4 Begleiter Steven L WETF Common Stock J - Other D 73,461 73,461
2013-02-14 2013-02-13 4 Begleiter Steven L By Flexpoint Management, L.P. WETF Common Stock J - Other I -779,291 0
2013-02-14 2013-02-13 4 Begleiter Steven L By Flexpoint Management, L.P. WETF Common Stock J - Other I 779,291 779,291
2013-02-14 2013-02-13 4 Begleiter Steven L By Flexpoint Fund, L.P. WETF Common Stock J - Other I -4,000,000 4,000,000
2013-02-13 2013-02-11 4 Ziemba Peter M By Daughter WETF Common Stock S - Sale I 9.5900 -2,500 -24 7,000
2013-02-07 2013-02-06 4 Bossone Anthony WETF Common Stock S - Sale D 9.0500 -300,000 -2,715 100,000
2013-02-07 2013-02-06 4 Lilien R Jarrett WETF Common Stock S - Sale D 9.0900 -25,357 -230 266,667
2013-01-31 2013-01-29 4 Lavine Bruce I WETF Common Stock A - Award D 5,432 513,355
2013-01-24 2012-12-17 5 STEINHARDT MICHAEL H WETF Common Stock G - Gift D -1,000,000 18,973,766
2013-01-24 2013-01-22 4 Ziemba Peter M WETF Common Stock A - Award D 56,661 675,277
2013-01-24 2013-01-22 4 Siracusano Luciano III WETF Common Stock A - Award D 84,291 314,503
2013-01-24 2013-01-22 4 BARTON GREGORY E WETF Common Stock A - Award D 7,573 207,573
2013-01-24 2013-01-22 4 Muni Amit WETF Common Stock A - Award D 36,044 510,933
2013-01-24 2013-01-22 4 Steinberg Jonathan L WETF Common Stock A - Award D 301,683 4,208,951
2012-12-21 2012-12-19 4 Muni Amit WETF Common Stock F - Taxes D -28,390 474,889
2012-12-21 2012-12-19 4 Lavine Bruce I WETF Common Stock M - Exercise D 0.70 -150,000 150,000
2012-12-21 2012-12-19 4 Lavine Bruce I By 2012 Bruce Lavine Irrevocable Trust WETF Common Stock G - Gift I -150,000 244,686
2012-12-21 2012-12-19 4 Lavine Bruce I WETF Common Stock F - Taxes D -5,041 507,923
2012-12-21 2012-12-19 4 Siracusano Luciano III WETF Common Stock F - Taxes D -46,342 230,212
2012-12-21 2012-12-19 4 Ziemba Peter M WETF Common Stock F - Taxes D -31,823 618,616
2012-12-21 2012-12-19 4 Steinberg Jonathan L WETF Common Stock F - Taxes D -8,677 3,907,268
2012-12-18 2012-12-14 4 Robinson James D IV By RRE Ventures III, L.P. WETF Common Stock S - Sale I 5.8700 -44,607 -262 51,487
2012-12-18 2012-12-14 4 Robinson James D IV By RRE Ventures Fund III, L.P. WETF Common Stock S - Sale I 5.8700 -81,003 -475 93,495
2012-12-18 2012-12-14 4 Robinson James D IV By RRE Ventures III-A, L.P. WETF Common Stock S - Sale I 5.8700 -969,317 -5,690 1,118,807
2012-12-18 2012-12-14 4 RRE Ventures GP III, LLC By RRE Ventures III, L.P. WETF Common Stock S - Sale I 5.8700 -44,607 -262 51,487
2012-12-18 2012-12-14 4 RRE Ventures GP III, LLC By RRE Ventures Fund III, L.P. WETF Common Stock S - Sale I 5.8700 -81,003 -475 93,495
2012-12-18 2012-12-14 4 RRE Ventures GP III, LLC By RRE Ventures III-A, L.P. WETF Common Stock S - Sale I 5.8700 -969,317 -5,690 1,118,807
2012-12-18 2012-12-14 4 RRE Ventures III-A, LP WETF Common Stock S - Sale D 5.8700 -969,317 -5,690 1,118,807
2012-12-18 2012-12-14 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 5.8700 -700,703 -4,113 19,973,766
2012-12-14 2012-12-11 4 Ziemba Peter M By Son WETF Common Stock G - Gift I -4,000 8,000
2012-12-14 2012-12-11 4 Ziemba Peter M By Daughter WETF Common Stock G - Gift I -4,000 8,000
2012-12-14 2012-12-11 4 Lavine Bruce I By 2012 Bruce Lavine Irrevocable Trust WETF Common Stock G - Gift I -94,686 94,686
2012-11-16 2012-11-15 4 RRE Ventures III-A, LP WETF Common Stock S - Sale D 5.8700 -14,035,323 -82,387 2,088,124
2012-11-16 2012-11-15 4 RRE Ventures GP III, LLC By RRE Ventures III, L.P. WETF Common Stock S - Sale I 5.8700 -645,897 -3,791 96,094
2012-11-16 2012-11-15 4 RRE Ventures GP III, LLC By RRE Ventures Fund III, L.P. WETF Common Stock S - Sale I 5.8700 -1,172,887 -6,885 174,498
2012-11-16 2012-11-15 4 RRE Ventures GP III, LLC By RRE Ventures III-A, L.P. WETF Common Stock S - Sale I 5.8700 -14,035,323 -82,387 2,088,124
2012-11-16 2012-11-15 4 Robinson James D IV By RRE Ventures III, L.P. WETF Common Stock S - Sale I 5.8700 -645,897 -3,791 96,094
2012-11-16 2012-11-15 4 Robinson James D IV By RRE Ventures Fund III, L.P. WETF Common Stock S - Sale I 5.8700 -1,172,887 -6,885 174,498
2012-11-16 2012-11-15 4 Robinson James D IV By RRE Ventures III-A, L.P. WETF Common Stock S - Sale I 5.8700 -14,035,323 -82,387 2,088,124
2012-11-16 2012-11-15 4 STEINHARDT MICHAEL H By the Judy and Michael Steinhardt Foundation WETF Common Stock S - Sale I 5.8700 -4,000,000 -23,480 0
2012-11-16 2012-11-15 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 5.8700 -6,145,893 -36,076 20,674,469
2012-10-09 2012-10-08 4 BARTON GREGORY E WETF Common Stock A - Award D 200,000 200,000
2012-10-09 2012-10-04 4 STEINHARDT MICHAEL H WETF Common Stock G - Gift D -4,000,000 26,820,362
2012-09-05 2012-08-21 4/A Ziemba Peter M WETF Common Stock S - Sale D 6.7300 -75,000 -505 658,439
2012-09-05 2012-08-20 4/A Ziemba Peter M WETF Common Stock S - Sale D 6.7200 -25,000 -168 733,439
2012-09-05 2012-08-20 4/A Ziemba Peter M WETF Common Stock M - Exercise D 1.0700 100,000 107 758,439
2012-09-04 2012-08-31 4 Siracusano Luciano III WETF Common Stock S - Sale D 6.2400 -30,000 -187 276,554
2012-09-04 2012-08-30 4 Siracusano Luciano III WETF Common Stock S - Sale D 6.2900 -30,000 -189 306,554
2012-08-29 2012-08-29 4 Siracusano Luciano III WETF Common Stock S - Sale D 6.4100 -30,000 -192 336,554
2012-08-29 2012-08-28 4 Siracusano Luciano III WETF Common Stock S - Sale D 6.3400 -30,000 -190 366,554
2012-08-29 2012-08-27 4 Siracusano Luciano III WETF Stock Option (right to buy) M - Exercise D 0.03 -150,000 60,000
2012-08-29 2012-08-27 4 Siracusano Luciano III WETF Common Stock S - Sale D 6.4200 -30,000 -193 396,554
2012-08-29 2012-08-27 4 Siracusano Luciano III WETF Common Stock M - Exercise D 0.0300 -150,000 -4 426,554
2012-08-21 2012-08-21 4 Ziemba Peter M WETF Common Stock S - Sale D 6.7300 -75,000 -505 628,242
2012-08-21 2012-08-20 4 Ziemba Peter M WETF Stock Option (right to buy) M - Exercise D 1.07 -100,000 400,000
2012-08-21 2012-08-20 4 Ziemba Peter M WETF Common Stock S - Sale D 6.7200 -25,000 -168 703,242
2012-08-21 2012-08-20 4 Ziemba Peter M WETF Common Stock M - Exercise D 1.0700 100,000 107 728,242
2012-08-16 2012-08-16 4 Ziemba Peter M WETF Common Stock S - Sale D 6.6100 -10,000 -66 628,242
2012-08-15 2012-08-15 4 Ziemba Peter M WETF Common Stock S - Sale D 6.5100 -27,309 -178 638,242
2012-08-15 2012-08-14 4 Ziemba Peter M WETF Common Stock S - Sale D 6.6600 37,691 251 665,551
2012-08-15 2012-08-13 4 Ziemba Peter M WETF Stock Option (right to buy) M - Exercise D 1.07 -100,000 500,000
2012-08-15 2012-08-13 4 Ziemba Peter M WETF Common Stock S - Sale D 6.6600 -25,000 -166 703,242
2012-08-15 2012-08-13 4 Ziemba Peter M WETF Common Stock M - Exercise D 1.0700 100,000 107 728,242
2012-08-07 2012-08-07 4 Lilien R Jarrett WETF Common Stock S - Sale D 7.1400 -5,803 -41 292,024
2012-08-07 2012-08-06 4 Lilien R Jarrett WETF Common Stock S - Sale D 7.1400 -1,740 -12 297,827
2012-08-07 2012-08-03 4 Lilien R Jarrett WETF Common Stock S - Sale D 7.0100 -28,361 -199 299,567
2012-06-19 2012-06-19 4 Siracusano Luciano III WETF Common Stock S - Sale D 6.6700 -80,000 -534 276,554
2012-06-19 2012-06-18 4 Siracusano Luciano III WETF Stock Option (right to buy) M - Exercise D 0.03 -120,000 210,000
2012-06-19 2012-06-18 4 Siracusano Luciano III WETF Common Stock S - Sale D 6.5500 -40,000 -262 356,554
2012-06-15 2012-06-14 4 SALERNO FRANK By Hillcrest Financial, LLC WETF Common Stock S - Sale I 6.7000 -10,000 -67 17,321
2012-06-13 2012-06-12 4 Siracusano Luciano III WETF Common Stock S - Sale D 6.6200 -80,000 -530 276,554
2012-06-13 2012-06-11 4 Siracusano Luciano III WETF Stock Option (right to buy) M - Exercise D 0.03 -120,000 330,000
2012-06-13 2012-06-11 4 Siracusano Luciano III WETF Common Stock S - Sale D 6.7900 -40,000 -272 356,554
2012-06-12 2012-06-08 4 SALERNO FRANK By Hillcrest Financial, LLC WETF Common Stock S - Sale I 7.0800 -10,000 -71 27,321
2012-06-12 2012-06-08 4 Lilien R Jarrett WETF Common Stock S - Sale D 7.1000 -20,000 -142 327,928
2012-06-08 2012-06-07 4 Lilien R Jarrett WETF Common Stock S - Sale D 6.9400 -20,000 -139 347,928
2012-06-08 2012-06-06 4 Lilien R Jarrett WETF Common Stock S - Sale D 6.7800 -40,000 -271 367,928
2012-06-08 2012-06-07 4 SALERNO FRANK By Hillcrest Financial, LLC WETF Common Stock S - Sale I 7.0000 -10,000 -70 37,321
2012-06-08 2012-06-06 4 SALERNO FRANK By Hillcrest Financial, LLC WETF Common Stock S - Sale I 6.8100 -20,000 -136 47,321
2012-06-06 2012-06-05 4 Siracusano Luciano III WETF Common Stock S - Sale D 6.4100 -50,000 -320 276,554
2012-06-06 2012-06-04 4 Siracusano Luciano III WETF Stock Option (right to buy) M - Exercise D 0.03 -75,000 375,000
2012-06-06 2012-06-04 4 Siracusano Luciano III WETF Common Stock S - Sale D 6.4900 -25,000 -162 326,554
2012-06-06 2012-06-06 4 Lavine Bruce I WETF Common Stock S - Sale D 6.7300 -25,000 -168 607,650
2012-06-06 2012-06-05 4 Lavine Bruce I WETF Common Stock S - Sale D 6.5600 -50,000 -328 632,650
2012-06-06 2012-06-04 4 Lavine Bruce I WETF Stock Options (right to buy) M - Exercise D 2.25 -75,000 0
2012-06-06 2012-06-04 4 Lavine Bruce I WETF Common Stock S - Sale D 6.4000 -48,109 -308 682,650
2012-06-01 2012-06-01 4 Lavine Bruce I WETF Common Stock S - Sale D 6.5700 -12,343 -81 655,759
2012-06-01 2012-05-31 4 Lavine Bruce I WETF Stock Option (right to buy) M - Exercise D 0.70 -60,452 300,000
2012-06-01 2012-05-31 4 Lavine Bruce I WETF Common Stock S - Sale D 6.5200 -65,000 -424 668,102
2012-06-01 2012-05-30 4 Lavine Bruce I WETF Stock Option (right to buy) M - Exercise D 0.70 -65,000 360,452
2012-06-01 2012-05-30 4 Lavine Bruce I WETF Common Stock S - Sale D 6.4600 -62,096 -401 672,650
2012-05-31 2012-05-31 4 SALERNO FRANK By Hillcrest Financial, LLC WETF Common Stock S - Sale I 6.6800 -20,000 -134 67,321
2012-05-31 2012-05-30 4 SALERNO FRANK By Hillcrest Financial, LLC WETF Common Stock S - Sale I 6.5300 -16,300 -106 87,321
2012-05-31 2012-05-29 4 SALERNO FRANK By Hillcrest Financial, LLC WETF Common Stock S - Sale I 6.6000 -10,000 -66 103,621
2012-05-31 2012-05-30 4 Siracusano Luciano III WETF Stock Option (right to buy) M - Exercise D 0.10 -81,163 75,000
2012-05-31 2012-05-30 4 Siracusano Luciano III WETF Stock Option (right to buy) M - Exercise D 0.07 -2,143 0
2012-05-31 2012-05-30 4 Siracusano Luciano III WETF Common Stock S - Sale D 6.4900 -83,306 -541 276,554
2012-05-29 2012-05-29 4 Lavine Bruce I WETF Stock Option (right to buy) M - Exercise D 0.70 -120,000 425,452
2012-05-29 2012-05-29 4 Lavine Bruce I WETF Common Stock S - Sale D 6.6700 -57,904 -386 669,746
2012-05-29 2012-05-25 4 Lavine Bruce I WETF Common Stock S - Sale D 6.7700 -4,548 -31 607,650
2012-05-29 2012-05-24 4 Lavine Bruce I WETF Common Stock S - Sale D 6.6500 -25,000 -166 612,198
2012-05-29 2012-05-24 4 Lilien R Jarrett By Bendigo Ventures WETF Stock Option (right to buy) M - Exercise I 0.95 -80,631 0
2012-05-23 2012-05-22 4 SALERNO FRANK By Hillcrest Financial, LLC WETF Common Stock S - Sale I 7.0800 -13,179 -93 113,621
2012-05-23 2012-05-21 4 SALERNO FRANK By Hillcrest Financial, LLC WETF Common Stock S - Sale I 7.1000 -3,100 -22 126,800
2012-05-23 2012-05-23 4 Lavine Bruce I WETF Stock Option (right to buy) M - Exercise D 0.70 -54,548 545,452
2012-05-23 2012-05-23 4 Lavine Bruce I WETF Common Stock S - Sale D 6.9000 -25,000 -172 637,198
2012-05-23 2012-05-23 4 Lavine Bruce I WETF Common Stock M - Exercise D 0.7000 -54,548 -38 662,198
2012-05-23 2012-05-22 4 Lavine Bruce I WETF Common Stock S - Sale D 7.0300 -130,883 -920 607,650
2012-05-23 2012-05-21 4 Lavine Bruce I WETF Common Stock S - Sale D 7.0900 -56,363 -400 738,533
2012-05-18 2012-05-16 4 Lilien R Jarrett By Bendigo Ventures WETF Stock Option (right to buy) M - Exercise I 0.95 0.9500 80,630 77 80,631
2012-05-18 2012-05-16 4 Lilien R Jarrett WETF Common Stock S - Sale D 7.1300 -20,000 -143 327,297
2012-05-18 2012-05-17 4 SALERNO FRANK By Hillcrest Financial, LLC WETF Common Stock S - Sale I 7.4000 -100 -1 129,900
2012-05-18 2012-05-16 4 SALERNO FRANK By Hillcrest Financial, LLC WETF Common Stock S - Sale I 7.3700 -80,258 -592 130,000
2012-05-18 2012-05-18 4 Lavine Bruce I WETF Common Stock S - Sale D 7.0600 -25,000 -176 794,896
2012-05-18 2012-05-17 4 Lavine Bruce I WETF Common Stock S - Sale D 7.1600 -25,000 -179 819,896
2012-05-18 2012-05-16 4 Lavine Bruce I WETF Common Stock S - Sale D 7.5200 -125,000 -940 844,896
2012-04-05 3/A Steinberg Jonathan L WETF Common Stock D 3,906,469
2012-02-21 2012-02-16 4 Lavine Bruce I WETF Common Stock F - Taxes D 6.3600 -61,507 -391 969,896
2012-02-06 2012-02-03 4 RRE Ventures III-A, LP WETF Common Stock S - Sale D 5.3300 -245,826 -1,310 16,123,447
2012-02-06 2012-02-02 4 RRE Ventures III-A, LP WETF Common Stock S - Sale D 5.3300 -1,524,734 -8,127 16,369,273
2012-02-06 2012-02-03 4 RRE Ventures GP III, LLC By RRE Ventures III, L.P. WETF Common Stock S - Sale I 5.3300 -11,313 -60 741,991
2012-02-06 2012-02-03 4 RRE Ventures GP III, LLC By RRE Ventures Fund III, L.P. WETF Common Stock S - Sale I 5.3300 -20,543 -109 1,347,385
2012-02-06 2012-02-03 4 RRE Ventures GP III, LLC By RRE Ventures III-A, L.P. WETF Common Stock S - Sale I 5.3300 -245,826 -1,310 16,123,447
2012-02-06 2012-02-02 4 RRE Ventures GP III, LLC By RRE Ventures III, L.P. WETF Common Stock S - Sale I 5.3300 -70,167 -374 753,304
2012-02-06 2012-02-02 4 RRE Ventures GP III, LLC By RRE Ventures Fund III, L.P. WETF Common Stock S - Sale I 5.3300 -127,417 -679 1,367,928
2012-02-06 2012-02-02 4 RRE Ventures GP III, LLC By RRE Ventures III-A, L.P. WETF Common Stock S - Sale I 5.3300 -1,524,734 -8,127 16,369,273
2012-02-06 2012-02-03 4 Robinson James D IV By RRE Ventures III, L.P. WETF Common Stock S - Sale I 5.3300 -11,313 -60 741,991
2012-02-06 2012-02-03 4 Robinson James D IV By RRE Ventures Fund III, L.P. WETF Common Stock S - Sale I 5.3300 -20,543 -109 1,347,385
2012-02-06 2012-02-03 4 Robinson James D IV By RRE Ventures III-A, L.P. WETF Common Stock S - Sale I 5.3300 -245,826 -1,310 16,123,447
2012-02-06 2012-02-02 4 Robinson James D IV By RRE Ventures III, L.P. WETF Common Stock S - Sale I 5.3300 -70,167 -374 753,304
2012-02-06 2012-02-02 4 Robinson James D IV By RRE Ventures Fund III, L.P. WETF Common Stock S - Sale I 5.3300 -127,417 -679 1,367,928
2012-02-06 2012-02-02 4 Robinson James D IV By RRE Ventures III-A, L.P. WETF Common Stock S - Sale I 5.3300 -1,524,734 -8,127 16,369,273
2012-02-06 2012-02-03 4 STEINHARDT MICHAEL H By S Family Partners , L.P. WETF Common Stock S - Sale I 5.3300 -370,242 -1,973 0
2012-02-06 2012-02-03 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 5.3300 -485,943 -2,590 30,820,362
2012-02-06 2012-02-02 4 STEINHARDT MICHAEL H By The Judy and Michael Steinhardt Foundation WETF Common Stock S - Sale I 5.3300 -1,150,000 -6,130 0
2012-02-06 2012-02-02 4 STEINHARDT MICHAEL H By S Family Partners , L.P. WETF Common Stock S - Sale I 5.3300 -2,296,425 -12,240 370,242
2012-02-06 2012-02-02 4 STEINHARDT MICHAEL H WETF Common Stock S - Sale D 5.3300 -1,864,057 -9,935 31,306,305
2012-02-06 2012-02-03 4 SALERNO FRANK By Hillcrest Financial, LLC WETF Common Stock S - Sale I 5.3300 -20,826 -111 210,258
2012-02-06 2012-02-02 4 SALERNO FRANK By Hillcrest Financial, LLC WETF Common Stock S - Sale I 5.3300 -129,174 -688 231,084
2012-02-06 2012-02-03 4 Lilien R Jarrett By Bendigo Ventures WETF Stock Option (right to buy) M - Exercise I 0.95 -43,377 161,261
2012-02-06 2012-02-03 4 Lilien R Jarrett By Bendigo Ventures WETF Common Stock S - Sale I 5.3300 -43,377 -231 40,705
2012-02-06 2012-02-03 4 Lilien R Jarrett By Bendigo Ventures WETF Common Stock M - Exercise I 0.9500 43,377 41 84,082
2012-02-06 2012-02-02 4 Lilien R Jarrett By Bendigo Ventures WETF Stock Option (right to buy) M - Exercise I 0.95 -190,098 204,638
2012-02-06 2012-02-02 4 Lilien R Jarrett By Bendigo Ventures WETF Common Stock S - Sale I 5.3300 -269,045 -1,434 40,705
2012-02-06 2012-02-02 4 Lilien R Jarrett By Bendigo Ventures WETF Common Stock M - Exercise I 0.9500 190,098 181 309,750
2012-02-06 2012-02-03 4 Begleiter Steven L By Flexpoint Fund, L.P. WETF Common Stock S - Sale I 5.3300 -277,682 -1,480 8,000,000
2012-02-06 2012-02-02 4 Begleiter Steven L By Flexpoint Fund, L.P. WETF Common Stock S - Sale I 5.3300 -1,722,318 -9,180 8,277,682
2012-02-06 2012-02-03 4 Ziemba Peter M WETF Stock Option (right to buy) M - Exercise D 1.07 -27,768 600,000
2012-02-06 2012-02-03 4 Ziemba Peter M WETF Common Stock S - Sale D 5.3300 -27,768 -148 658,439
2012-02-06 2012-02-03 4 Ziemba Peter M WETF Common Stock M - Exercise D 1.0700 27,768 30 686,207
2012-02-06 2012-02-02 4 Ziemba Peter M WETF Stock Option (right to buy) M - Exercise D 1.07 -172,232 627,768
2012-02-06 2012-02-02 4 Ziemba Peter M WETF Common Stock S - Sale D 5.3300 -172,232 -918 658,439
2012-02-06 2012-02-02 4 Ziemba Peter M WETF Common Stock M - Exercise D 1.0700 172,232 184 830,671
2012-02-06 2012-02-03 4 Siracusano Luciano III WETF Stock Option (right to buy) M - Exercise D 0.03 -41,652 450,000
2012-02-06 2012-02-03 4 Siracusano Luciano III WETF Common Stock S - Sale D 5.3300 -41,652 -222 276,554
2012-02-06 2012-02-03 4 Siracusano Luciano III WETF Common Stock M - Exercise D 0.0300 -41,652 -1 318,206
2012-02-06 2012-02-02 4 Siracusano Luciano III WETF Stock Option (right to buy) M - Exercise D 0.03 -258,348 491,652
2012-02-06 2012-02-02 4 Siracusano Luciano III WETF Common Stock S - Sale D 5.3300 -258,348 -1,377 276,554
2012-02-06 2012-02-02 4 Siracusano Luciano III WETF Common Stock M - Exercise D 0.0300 258,348 8 534,902
2012-02-06 2012-02-03 4 Lavine Bruce I WETF Common Stock S - Sale D 5.3300 -108,741 -580 1,031,403
2012-02-06 2012-02-02 4 Lavine Bruce I WETF Common Stock S - Sale D 5.3300 -674,465 -3,595 1,140,144
2012-02-06 2012-02-03 4 Steinberg Jonathan L WETF Stock Option (right to buy) M - Exercise D 0.05 -500,423 0
2012-02-06 2012-02-03 4 Steinberg Jonathan L WETF Common Stock S - Sale D 5.3300 -500,423 -2,667 3,737,693
2012-02-06 2012-02-03 4 Steinberg Jonathan L WETF Common Stock M - Exercise D 0.0500 500,423 25 4,238,116
2012-02-06 2012-02-02 4 Steinberg Jonathan L WETF Stock Option (right to buy) M - Exercise D 0.05 -3,103,869 500,423
2012-02-06 2012-02-02 4 Steinberg Jonathan L WETF Common Stock S - Sale D 5.3300 -3,103,869 -16,544 3,737,693
2012-02-06 2012-02-02 4 Steinberg Jonathan L WETF Common Stock M - Exercise D 0.0500 3,103,869 155 6,841,562
2012-02-06 2012-02-03 4 Steinberg Jonathan L WETF Stock Option (right to buy) M - Exercise D 0.05 -500,423 0
2012-02-06 2012-02-03 4 Steinberg Jonathan L WETF Common Stock S - Sale D 5.3300 -500,423 -2,667 3,737,693
2012-02-06 2012-02-03 4 Steinberg Jonathan L WETF Common Stock M - Exercise D 0.0500 500,423 25 4,238,116
2012-02-06 2012-02-02 4 Steinberg Jonathan L WETF Stock Option (right to buy) M - Exercise D 0.05 -3,103,869 500,423
2012-02-06 2012-02-02 4 Steinberg Jonathan L WETF Common Stock S - Sale D 5.3300 -3,103,869 -16,544 3,737,693
2012-02-06 2012-02-02 4 Steinberg Jonathan L WETF Common Stock M - Exercise D 0.0500 3,103,869 155 6,841,562
2012-02-03 2011-11-21 5 STEINHARDT MICHAEL H WETF Common Stock G - Gift D -1,150,000 33,170,362
2012-01-31 2012-01-27 4 Ziemba Peter M WETF Common Stock F - Taxes D 6.3200 -11,510 -73 658,439
2012-01-31 2012-01-27 4 Lavine Bruce I WETF Common Stock F - Taxes D 6.3200 -4,202 -27 1,814,609
2012-01-31 2012-01-27 4 Muni Amit WETF Common Stock F - Taxes D 6.3200 -10,938 -69 503,279
2012-01-31 2012-01-27 4 Siracusano Luciano III WETF Common Stock F - Taxes D 6.3200 -7,158 -45 276,554
2012-01-31 2012-01-27 4 Steinberg Jonathan L WETF Common Stock F - Taxes D 6.3200 -7,800 -49 3,737,693
2012-01-30 2012-01-25 4/A Siracusano Luciano III WETF Common Stock A - Award D 150,000 283,712
2012-01-30 2012-01-25 4/A Siracusano Luciano III WETF Common Stock A - Award D 17,276 133,712
2012-01-30 2012-01-25 4/A Muni Amit WETF Common Stock A - Award D 150,000 507,866
2012-01-30 2012-01-25 4/A Muni Amit WETF Common Stock A - Award D -6,351 357,866
2012-01-30 2012-01-25 4/A Ziemba Peter M WETF Common Stock A - Award D 150,000 669,949
2012-01-30 2012-01-25 4/A Ziemba Peter M WETF Common Stock A - Award D 6,351 519,949
2012-01-30 2012-01-25 4/A Muni Amit WETF Common Stock A - Award D 150,000 514,217
2012-01-30 2012-01-25 4/A Muni Amit WETF Common Stock A - Award D -6,351 364,217
2012-01-30 2012-01-25 4 Lavine Bruce I WETF Common Stock A - Award D 10,797 1,818,811
2012-01-30 2012-01-25 4 Steinberg Jonathan L WETF Common Stock A - Award D 17,276 3,745,493
2012-01-27 2012-01-25 4 Ziemba Peter M WETF Common Stock A - Award D 150,000 663,598
2012-01-27 2012-01-25 4 Muni Amit WETF Common Stock A - Award D 150,000 507,866
2012-01-27 2012-01-25 4 Siracusano Luciano III WETF Common Stock A - Award D 150,000 266,436
2012-01-23 2011-09-07 4 Siracusano Luciano III WETF Stock Option (right to buy) A - Award D 0.03 375,000 375,000
2012-01-23 2011-09-07 4 Steinberg Jonathan L WETF Stock Option (right to buy) A - Award D 0.03 -1,500,000 1,500,000
2011-07-22 3 Ziemba Peter M WSDT Common Stock D 408,401
2011-07-22 3 Ziemba Peter M By Daughter WSDT Common Stock I 4,500
2011-07-22 3 Ziemba Peter M By Son WSDT Common Stock I 9,600
2011-07-22 3 Ziemba Peter M WSDT Common Stock D 105,197
2011-07-22 3 Siracusano Luciano III WSDT Common Stock D 18,191
2011-07-22 3 Siracusano Luciano III WSDT Common Stock D 98,245
2011-07-22 3 Muni Amit WSDT Common Stock D 252,669
2011-07-22 3 Muni Amit WSDT Common Stock D 100,000
2011-07-22 3 Muni Amit WSDT Common Stock D 5,197
2011-07-22 3 Lavine Bruce I WSDT Common Stock D 460,395
2011-07-22 3 Lavine Bruce I WSDT Common Stock D 1,347,619
2011-07-22 3 Lilien R Jarrett WSDT Common Stock D 266,667
2011-07-22 3 Lilien R Jarrett By Bendigo Ventures WSDT Common Stock I 52,631
2011-07-22 3 Lilien R Jarrett By Bendigo Ventures WSDT Common Stock I 26,316
2011-07-22 3 Steinberg Jonathan L Owned by Spouse WSDT Common Stock I 798
2011-07-22 3 Steinberg Jonathan L WSDT Common Stock D 18,191
2011-07-22 3 Steinberg Jonathan L WSDT Common Stock D 3,693,137
2011-07-22 3 Steinberg Jonathan L WSDT Common Stock D 16,889
2011-07-22 3 STEINHARDT MICHAEL H By S Family Partners , L.P. WSDT Common Stock I 2,666,667
2011-07-22 3 STEINHARDT MICHAEL H WSDT Common Stock D 34,320,362
2011-07-22 3 Begleiter Steven L By Flexpoint Fund, L.P. WSDT Common Stock I 10,000,000
2011-07-22 3 Bossone Anthony WSDT Common Stock D 400,000
2011-07-22 3 RRE Ventures GP III, LLC By RRE Ventures Fund III, L.P. WSDT Common Stock I 1,495,345
2011-07-22 3 RRE Ventures GP III, LLC By RRE Ventures III-A, L.P> WSDT Common Stock I 17,894,007
2011-07-22 3 RRE Ventures GP III, LLC By RRE Ventures III, L.P. WSDT Common Stock I 823,471
2011-07-22 3 SALERNO FRANK By Hillcrest Financial, LLC WSDT Common Stock I 283,334
2011-07-22 3 SALERNO FRANK WSDT Common Stock D 11,628
2011-07-22 3 SALERNO FRANK WSDT Common Stock D 100,180
2011-07-22 3 RRE Ventures III-A, LP WSDT Common Stock D 17,894,007
2011-07-22 3 Robinson James D IV By RRE Ventures III, L.P. WSDT Common Stock I 823,471
2011-07-22 3 Robinson James D IV By RRE Ventures Fund III, L.P. WSDT Common Stock I 1,495,345
2011-07-22 3 Robinson James D IV By RRE Ventures III-A, L.P. WSDT Common Stock I 17,894,007
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券(例如股票期权)
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券(例如期权)
V
内部人士通过Form 4自愿报告的一笔交易
J
其他(附有交易描述的脚注)
Other Listings
DE:1WT €11.92
GB:0LY1
Fintel data has been cited in the following publications:
Daily Mail Fox Business Business Insider Wall Street Journal The Washington Post Bloomberg Financial Times Globe and Mail
NASDAQ.com Reuters The Guardian Associated Press FactCheck.org Snopes Politifact
Federal Register The Intercept Forbes Fortune Magazine TheStreet Time Magazine Canadian Broadcasting Corporation International Business Times
Cambridge University Press Investopedia MarketWatch NY Daily News Entrepreneur Newsweek Barron's El Economista