WINR / Simplicity Esports and Gaming Company - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Simplicity 电子竞技和游戏公司
US ˙ OTCPK

已发行股票 44,926,670 shares
内部人士股份5,230,192 shares
內部持股11.64 %
所有內部人士15
内部人士情绪分数

“内部人士情绪分数”用于查找被公司内部人士购入的公司。

它是一个复杂的多因素量化模型的结果,该模型能够辨识具有最高内部人士累积持有水平的公司。该评分模型结合了内部人士在过去90天内买入的净数量、总买入股份占流通股比例,以及内部人士拥有的总股份的指标。该分数的范围从0到100,数值越高表示相对于同行业而言具有更高程度的内部人士持股水平,50为平均值。

更新频率:每日

参阅“内部人士首选”,该清单呈现被内部人士购入最多的公司。

高管情绪分数

“高管情绪分数”用于查找被公司管理层购入的公司。

根据定义,公司高管是公司内部人士,但与其他内部人士(10%的股东和董事会成员)不同,公司高管每天在公司工作,而且他们使用自己的资金进行交易。(10%的股东和董事会成员通常是基金经理,管理着其他人的资金。)因此,公司高管进行的内幕交易更为重要,应该被适当地重视和关注。

如同“内部人士情绪分数”,“高管情绪分数”也是一个复杂的多因素量化模型的计算结果,该模型能够辨识具有最高高管累积持有水平的公司。

更新频率:每日

参阅“内部人士首选”,该清单呈现被内部人士购入最多的公司。

关键内部人士指标

此表格显示了公司在各种内部人士指标上的排名。百分位数排名显示了这家公司在美国市场与其他公司相比的表现。排名越高表明公司所处状况越好。

举例来说,一般认为内部人士的买入是一个积极的指标,因此具有更多内部人士买入的公司将排名高于那些内部人士买入较少(甚至有内部人士卖出)的公司。

内部人士买入净数(排名)

0 ( )

2252 out of 11305

内部人士买入净数是过去90天内买入的内部人士总数减去卖出的内部人士总数。以百分位排名显示(范围从0到100%)。

内部人士买入占流通股比例(排名)

0.000 %( )

2240 out of 11224

内部人士买入占流通股比例是内部人士在过去90天内买入的股份总数减去卖出的股份总数,除以总流通股数并乘以100。

内幕交易图表

以下图表显示了Simplicity Esports and Gaming Company内部人士交易。内部人士包括公司的高管、董事或重要投资者。一般而言,基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是,他们必须通过Form 4向美国证券交易委员会(SEC)报告所有交易。

内部人员名单及盈利指标

这张表格显示已知的内部人士名单,从向美国证券交易委员会(SEC)披露的申报文件中自动生成。除了姓名、当前职位和董事、高管或10%所有人的任命外,我们还提供了最新披露的持股信息。此外,我们尽可能提供内部人士的历史交易表现。历史交易表现是内部人士实际进行的公开市场买入交易表现的加权平均值。有关此计算方式的更多信息,请查看YouTube网络研讨会

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内部人士 平均收益(%) 持股
数量
分拆
调整
Donald R Caldwell Director - [D] 22,125 22,125
F Jacob Cherian Chief Executive Officer, Director, 10% Owner - [D] [O] [10%] 1,561,500 1,561,500
Roman Nehemiah Franklin Chief Executive Officer, Director - [D] [O] 144,033 144,033
Steven Michael Grossman President of Subsidiary - [O] 324,020 40,502
Hennessey Nancy L. Chief Financial Officer - [O] 16,156 16,156
内部人士 平均收益(%) 持股
数量
分拆
调整
William H Jr Herrmann Director - [D] 14,290 14,290
Max Wayne Hooper Director - [D] 1,813 1,813
I-AM Capital Partners LLC 10% Owner - [10%] 1,561,500 1,561,500
Edward L Jaroski Director - [D] 17,438 17,438
K2 Principal Fund, L.p. 10% Owner - [10%] 0 0
内部人士 平均收益(%) 持股
数量
分拆
调整
Suhel Kanuga Chief Financial Officer, Director, 10% Owner - [D] [O] [10%] 1,561,500 1,561,500
Jed Philip Kaplan Director, 10% Owner - [D] [10%] 230,663 230,663
Frank Leavy Director - [D] 10,016 10,016
Laila Cavalcanti Loss Director - [D] 11,563 11,563
Polar Asset Management Partners Inc. 10% Owner - [10%] 203,819 25,477

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跟踪内部人士买入记录 - 短期收益分析

在这一部分,我们分析了在 WINR / Simplicity Esports and Gaming Company 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况, 结果仅为理论值。 .

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
2022-02-14 Franklin Roman Nehemiah 500 3.7500 500 3.7500 1,875 4 3.9000 75 4.00
2022-02-14 Herrmann William H Jr 500 3.7639 500 3.7639 1,882
2022-02-08 Franklin Roman Nehemiah 125 4.5000 125 4.5000 562
2022-01-27 Franklin Roman Nehemiah 200 4.7799 200 4.7799 956
2022-01-24 Franklin Roman Nehemiah 325 4.5384 325 4.5384 1,475
2022-01-19 Franklin Roman Nehemiah 525 4.5900 525 4.5900 2,410
2021-11-23 Jaroski Edward L 1,000 6.4588 1,000 6.4588 6,459
2021-11-23 Franklin Roman Nehemiah 100 8.0900 100 8.0900 809
2021-11-23 Franklin Roman Nehemiah 400 6.5000 400 6.5000 2,600

经调整价格 已按拆股调整。 经调整股数 已按拆股调整。

WINR / Simplicity Esports and Gaming Company Insider Trades
追踪内部人士卖出记录 - 短期亏损分析

在这一部分,我们分析了在 WINR / Simplicity Esports and Gaming Company 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况, 结果仅为理论值。 .

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
2021-10-29 Kaplan Jed Philip 2,200 8.4980 2,200 8.4980 18,696 35 0.0000 -18,695 -100.00
2021-10-28 Kaplan Jed Philip 108 9.5000 108 9.5000 1,026
2021-10-27 Kaplan Jed Philip 2,800 8.5018 2,800 8.5018 23,805
2019-04-17 Polar Asset Management Partners Inc. 100 1.3800 12 11.0400 138
2019-03-28 K2 PRINCIPAL FUND, L.P. 13,897 0.9300 1,737 7.4400 12,924
2019-03-21 K2 PRINCIPAL FUND, L.P. 10,000 0.8810 1,250 7.0480 8,810
2019-03-14 K2 PRINCIPAL FUND, L.P. 2,390 1.0100 299 8.0800 2,414
2019-03-07 K2 PRINCIPAL FUND, L.P. 634 1.2874 79 10.2992 816
2019-02-19 K2 PRINCIPAL FUND, L.P. 900 1.4700 112 11.7600 1,323

经调整价格 已按拆股调整。 经调整股数 已按拆股调整。

WINR / Simplicity Esports and Gaming Company Insider Trades
交易历史记录

点击链接图标即可查看完整的交易历史记录。作为 10b5-1 自动交易计划的一部分进行报告的交易,将在标记为 10b-5 的列中显示 X。

备案
日期
交易
日期
表格 内部人士 股票代码 证券种类 代码 10b5-1 直接 执行
价格
单位
价格
股数
变化
价值
变化 (1K)
剩余
期权
剩余
股份
2022-04-26 2022-04-22 4 Hooper Max Wayne WINR Stock Option (right to buy) A - Award D 2.77 10,000 10,000
2022-04-26 2022-04-22 4 Jaroski Edward L WINR Stock Option (right to buy) A - Award D 2.77 10,000 10,000
2022-04-26 2022-04-22 4 Herrmann William H Jr WINR Stock Option (right to buy) A - Award D 2.77 10,000 10,000
2022-04-26 2022-04-22 4 Kaplan Jed Philip WINR Stock Option (right to buy) A - Award D 2.77 90,000 90,000
2022-04-26 2022-04-22 4 Leavy Frank WINR Stock Option (right to buy) A - Award D 2.77 10,000 10,000
2022-04-26 2022-04-22 4 Loss Laila Cavalcanti WINR Stock Option (right to buy) A - Award D 2.77 10,000 10,000
2022-04-26 2022-04-22 4 HENNESSEY NANCY L. WINR Stock option (right to buy) A - Award D 2.77 250,000 250,000
2022-04-26 2022-04-22 4 Franklin Roman Nehemiah WINR Stock Option (right to buy) A - Award D 2.77 300,000 300,000
2022-02-16 2022-02-14 4 Herrmann William H Jr WINR Common Stock P - Purchase D 3.7639 500 2 14,290
2022-02-15 2022-02-14 4 Franklin Roman Nehemiah WINR Common Stock P - Purchase D 3.7500 500 2 144,033
2022-02-09 2022-02-08 4 Franklin Roman Nehemiah WINR Common Stock P - Purchase D 4.5000 125 1 143,533
2022-01-28 2022-01-27 4 Franklin Roman Nehemiah WINR Common Stock P - Purchase D 4.7799 200 1 143,408
2022-01-24 2022-01-24 4 Franklin Roman Nehemiah WINR Common Stock P - Purchase D 4.5384 325 1 143,208
2022-01-20 2022-01-19 4 Franklin Roman Nehemiah WINR Common Stock P - Purchase D 4.5900 525 2 142,883
2021-11-26 2021-11-23 4 Jaroski Edward L WINR Common Stock P - Purchase D 6.4588 1,000 6 17,438
2021-11-24 2021-11-23 4 Herrmann William H Jr WINR Common Stock P - Purchase D 6.6190 50 0 13,790
2021-11-24 2021-11-23 4 Herrmann William H Jr WINR Common Stock P - Purchase D 6.2000 200 1 13,790
2021-11-24 2021-11-23 4 Kaplan Jed Philip WINR Common Stock P - Purchase D 6.6400 400 3 230,663
2021-11-24 2021-11-23 4 Franklin Roman Nehemiah WJNR Common Stock P - Purchase D 8.0900 100 1 142,358
2021-11-24 2021-11-23 4 Franklin Roman Nehemiah WJNR Common Stock P - Purchase D 6.5000 400 3 142,258
2021-11-24 2021-11-23 4 Franklin Roman Nehemiah WJNR Common Stock P - Purchase D 6.4900 100 1 141,858
2021-11-18 2021-11-17 4 Franklin Roman Nehemiah WINR Stock option (right to buy) A - Award D 7.78 150,000 150,000
2021-11-18 2021-11-17 4 HENNESSEY NANCY L. WINR Stock option (right to buy) A - Award D 7.78 125,000 125,000
2021-11-04 2021-11-02 4 HENNESSEY NANCY L. WINR Common Stock A - Award D 1,156 16,156
2021-10-29 2021-10-29 4 Kaplan Jed Philip WINR Common Stock S - Sale I 8.4980 -2,200 -19 37,892
2021-10-29 2021-10-28 4 Kaplan Jed Philip WINR Common Stock S - Sale I 9.5000 -108 -1 40,092
2021-10-29 2021-10-27 4 Kaplan Jed Philip WINR Common Stock S - Sale I 8.5018 -2,800 -24 40,200
2021-09-28 2021-09-01 4 Hooper Max Wayne WINR Common Stock A - Award D 5,000 8,125
2021-09-28 2020-06-30 4 Hooper Max Wayne WINR Common Stock A - Award D 2,500 3,125
2021-09-28 2018-12-28 4 Hooper Max Wayne WINR Warrant (right to buy) J - Other I 92.00 1,250 1,250
2021-09-28 2018-12-28 4 Hooper Max Wayne WINR Common Stock J - Other I 1,813 1,813
2021-09-28 2018-12-28 4 Hooper Max Wayne WINR Common Stock A - Award D 625 625
2021-09-28 2018-12-28 4 Hooper Max Wayne WINR Common Stock A - Award D 625 625
2021-09-28 2018-12-28 4 Hooper Max Wayne WINR Common Stock G - Gift D -625 0
2021-09-23 2021-09-01 4 Leavy Frank WINR Common Stock A - Award D 5,000 10,016
2021-09-23 2020-06-30 4 Leavy Frank WINR Common Stock A - Award D 2,500 5,016
2021-09-23 2018-12-28 4 Leavy Frank WINR Warrant (right to buy) J - Other D 92.00 938 938
2021-09-23 2018-12-28 4 Leavy Frank WINR Common Stock J - Other D 2,516 2,516
2021-09-03 2021-09-01 4 CALDWELL DONALD R WINR Common Stock A - Award D 7,500 22,125
2021-09-03 2020-06-30 4 CALDWELL DONALD R WINR Common Stock A - Award D 5,000 14,625
2021-09-03 2018-12-28 4 CALDWELL DONALD R WINR Warrant (right to buy) J - Other D 92.00 2,500 2,500
2021-09-03 2018-12-28 4 CALDWELL DONALD R WINR Common Stock J - Other D 9,625 9,625
2021-09-03 2021-09-01 4 Jaroski Edward L WINR Common Stock A - Award D 5,000 16,438
2021-09-03 2020-06-30 4 Jaroski Edward L WINR Common Stock A - Award D 2,500 11,438
2021-09-03 2020-05-06 4 Jaroski Edward L WINR Common Stock A - Award D 7.9200 375 3 8,938
2021-09-03 2019-05-31 4 Jaroski Edward L WINR Warrant(right to buy) J - Other D 92.00 6,250 6,250
2021-09-03 2019-05-31 4 Jaroski Edward L WINR Common Stock J - Other D 6,250 8,563
2021-09-03 2018-12-28 4 Jaroski Edward L WINR Warrant(right to buy) J - Other D 92.00 1,250 1,250
2021-09-03 2018-12-28 4 Jaroski Edward L WINR Common Stock A - Award D 938 2,313
2021-09-03 2018-12-28 4 Jaroski Edward L WINR Common Stock J - Other D 1,375 1,375
2021-09-02 2021-09-01 4 Kaplan Jed Philip WINR Common Stock A - Award D 10,000 230,263
2021-09-02 2021-09-01 4 Franklin Roman Nehemiah WINR Common Stock A - Award D 25,000 141,758
2021-09-02 2021-09-01 4 Loss Laila Cavalcanti WINR Common Stock A - Award D 5,000 11,563
2021-09-02 2021-09-01 4 HENNESSEY NANCY L. WINR Common Stock A - Award D 15,000 15,000
2021-09-02 2021-09-01 4 Herrmann William H Jr WINR Common Stock A - Award D 5,000 13,540
2021-08-31 2021-06-15 4/A Herrmann William H Jr WINR Common Stock P - Purchase D 12.9000 25 0 8,540
2021-08-31 2021-06-15 4/A Herrmann William H Jr WINR Common Stock P - Purchase D 14.2000 100 1 8,515
2021-07-26 3 Loss Laila Cavalcanti WINR Common Stock D 6,563
2021-06-16 2021-06-15 4 Herrmann William H Jr WINR Common Stock P - Purchase D 12.9000 25 0 47,434
2021-06-16 2021-06-15 4 Herrmann William H Jr WINR Common Stock P - Purchase D 14.2000 100 1 47,409
2021-04-06 2021-04-06 4 Franklin Roman Nehemiah WINR Common Stock A - Award D 782 116,758
2021-04-06 2021-04-06 4 Kaplan Jed Philip WINR Common Stock A - Award D 1,875 220,264
2021-03-08 2021-03-08 4 Kaplan Jed Philip WINR Common Stock A - Award D 1,875 218,389
2021-03-08 2021-03-08 4 Franklin Roman Nehemiah WINR Common Stock A - Award D 782 115,976
2021-02-17 2021-02-16 4 Franklin Roman Nehemiah WINR Common Stock A - Award D 782 115,194
2021-02-16 2021-02-16 4 Kaplan Jed Philip WINR Common Stock A - Award D 1,875 216,514
2021-02-01 2021-01-04 4 Franklin Roman Nehemiah WINR Common Stock A - Award D 50,000 114,412
2021-02-01 2020-12-31 4 Franklin Roman Nehemiah WINR Common Stock A - Award D 782 64,412
2021-02-01 2020-11-30 4 Franklin Roman Nehemiah WINR Common Stock A - Award D 782 63,630
2021-02-01 2020-10-30 4 Franklin Roman Nehemiah WINR Common Stock A - Award D 782 62,848
2021-02-01 2020-09-30 4 Franklin Roman Nehemiah WINR Common Stock A - Award D 782 62,066
2021-02-01 2020-08-31 4 Franklin Roman Nehemiah WINR Common Stock A - Award D 938 61,284
2021-02-01 2020-08-21 4 Franklin Roman Nehemiah WINR Common Stock A - Award D 1,125 60,346
2021-02-01 2020-07-30 4 Franklin Roman Nehemiah WINR Common Stock A - Award D 31,250 59,221
2021-02-01 2020-07-29 4 Franklin Roman Nehemiah WINR Common Stock A - Award D 2,625 27,971
2021-02-01 2020-07-15 4 Franklin Roman Nehemiah WINR Common Stock G - Gift D -5,489 25,346
2021-02-01 2019-09-17 4 Franklin Roman Nehemiah WINR Common Stock A - Award D 2,625 30,835
2021-02-01 2019-06-24 4 Franklin Roman Nehemiah WINR Common Stock G - Gift D -3,790 28,210
2021-02-01 2019-03-27 4 Franklin Roman Nehemiah WINR Common Stock A - Award D 19,500 32,000
2021-02-01 2018-12-28 4 Franklin Roman Nehemiah By spouse WINR Common Stock A - Award I 6,375 6,375
2021-02-01 2018-12-28 4 Franklin Roman Nehemiah WINR Common Stock A - Award D 12,500 12,500
2021-02-01 2021-01-04 4 Kaplan Jed Philip WINR Common Stock A - Award D 50,000 214,639
2021-02-01 2020-12-31 4 Kaplan Jed Philip WINR Common Stock A - Award D 1,875 164,639
2021-02-01 2020-12-29 4 Kaplan Jed Philip WINR Common Stock A - Award I 3,000 43,000
2021-02-01 2020-12-23 4 Kaplan Jed Philip WINR Common Stock A - Award I 5,000 40,000
2021-02-01 2020-12-23 4 Kaplan Jed Philip WINR Common Stock G - Gift D -5,000 162,764
2021-02-01 2020-11-30 4 Kaplan Jed Philip WINR Common Stock A - Award D 1,875 167,764
2021-02-01 2020-11-24 4 Kaplan Jed Philip WINR Common Stock A - Award I 10,000 35,000
2021-02-01 2020-11-18 4 Kaplan Jed Philip WINR Common Stock A - Award I 25,000 25,000
2021-02-01 2020-11-18 4 Kaplan Jed Philip WINR Common Stock G - Gift D -25,000 165,889
2021-02-01 2020-10-30 4 Kaplan Jed Philip WINR Common Stock A - Award D 1,875 190,889
2021-02-01 2020-09-30 4 Kaplan Jed Philip WINR Common Stock A - Award D 1,875 189,014
2021-02-01 2020-08-31 4 Kaplan Jed Philip WINR Common Stock A - Award D 1,875 187,139
2021-02-01 2020-08-21 4 Kaplan Jed Philip WINR Common Stock A - Award D 3,750 185,264
2021-02-01 2020-07-30 4 Kaplan Jed Philip WINR Common Stock A - Award D 31,250 181,514
2021-02-01 2020-07-29 4 Kaplan Jed Philip WINR Common Stock A - Award D 8,750 150,264
2021-02-01 2019-09-17 4 Kaplan Jed Philip WINR Common Stock A - Award D 8,750 141,514
2021-02-01 2019-05-31 4 Kaplan Jed Philip WINR Warrant P - Purchase D 0.50 16.0000 6,250 100 6,250
2021-02-01 2019-05-31 4 Kaplan Jed Philip WINR Common Stock P - Purchase D 16.0000 6,250 100 132,764
2021-02-01 2019-03-27 4 Kaplan Jed Philip By Spouse WINR Common Stock A - Award I 1,584 2,441
2021-02-01 2019-03-27 4 Kaplan Jed Philip WINR Common Stock A - Award D 2,500 126,514
2021-02-01 2019-03-27 4 Kaplan Jed Philip WINR Common Stock A - Award D 25,000 124,014
2021-02-01 2019-03-27 4 Kaplan Jed Philip WINR Common Stock A - Award D 31,679 99,014
2021-02-01 2019-03-27 4 Kaplan Jed Philip WINR Common Stock A - Award D 26,927 67,335
2021-02-01 2019-01-08 4 Kaplan Jed Philip By Spouse WINR Common Stock A - Award I 555 857
2021-02-01 2019-01-08 4 Kaplan Jed Philip WINR Common Stock A - Award D 8,750 40,408
2021-02-01 2019-01-08 4 Kaplan Jed Philip WINR Common Stock A - Award D 11,088 31,658
2021-02-01 2019-01-08 4 Kaplan Jed Philip WINR Common Stock A - Award D 9,424 20,570
2021-02-01 2018-12-31 4 Kaplan Jed Philip By Spouse WINR Common Stock A - Award I 302 302
2021-02-01 2018-12-31 4 Kaplan Jed Philip WINR Common Stock A - Award D 6,025 11,146
2021-02-01 2018-12-31 4 Kaplan Jed Philip WINR Common Stock A - Award D 5,121 5,121
2020-06-04 2019-09-17 4 Grossman Steven Michael WINR Common Stock J - Other D 14,000 324,020
2020-06-04 2019-03-27 4 Grossman Steven Michael WINR Common Stock J - Other D 4,000 310,020
2020-06-04 2019-01-04 4 Grossman Steven Michael WINR Common Stock J - Other D 306,020 306,020
2020-05-15 2020-05-07 4 Herrmann William H Jr WINR Common Stock P - Purchase D 1.0500 23,809 25 47,309
2020-05-15 2020-05-01 4 Herrmann William H Jr WINR Common Stock P - Purchase D 0.8100 500 0 23,500
2020-05-15 2020-05-01 4 Herrmann William H Jr WINR Common Stock P - Purchase D 0.8300 2,000 2 23,000
2020-05-15 2019-03-13 4 Herrmann William H Jr WINR Common Stock P - Purchase D 1.1890 142 0 21,000
2020-05-15 2019-03-04 4 Herrmann William H Jr WINR Common Stock P - Purchase D 1.1829 2,358 3 20,858
2020-05-15 2018-12-28 4 Herrmann William H Jr WINR Warrant (right to buy) J - Other D 11.50 10,000 10,000
2020-05-15 2018-12-28 4 Herrmann William H Jr WINR Common Stock A - Award D 7,500 18,500
2020-05-15 2018-12-28 4 Herrmann William H Jr WINR Common Stock J - Other D 11,000 11,000
2019-04-22 2019-04-17 4 Polar Asset Management Partners Inc. WINR Common Stock S - Sale I 1.3800 -100 -0 203,819
2019-03-29 2019-03-28 4 K2 PRINCIPAL FUND, L.P. WINR Common Stock S - Sale D 0.9300 -13,897 -13 0
2019-03-22 2019-03-21 4 K2 PRINCIPAL FUND, L.P. WINR Common Stock S - Sale D 0.8810 -10,000 -9 79,897
2019-03-15 2019-03-14 4 K2 PRINCIPAL FUND, L.P. WINR Common Stock S - Sale D 1.0100 -2,390 -2 89,897
2019-03-08 2019-03-07 4 K2 PRINCIPAL FUND, L.P. WINR Common Stock S - Sale D 1.2874 -634 -1 92,287
2019-02-20 2019-02-19 4 K2 PRINCIPAL FUND, L.P. WINR Common Stock S - Sale D 1.4700 -900 -1 92,921
2019-01-23 2019-01-23 4 K2 PRINCIPAL FUND, L.P. WINR Common Stock S - Sale D 2.5000 -6,000 -15 93,821
2019-01-23 2019-01-18 4 K2 PRINCIPAL FUND, L.P. WINR Forward Sale Agreement (obligation to sell) J - Other D -124,622 0
2019-01-23 2019-01-18 4 K2 PRINCIPAL FUND, L.P. WINR Common Stock J - Other D 4.0000 -36,622 -146 99,821
2019-01-23 2019-01-18 4 K2 PRINCIPAL FUND, L.P. WINR Common Stock J - Other D 5.0000 -44,000 -220 136,443
2019-01-23 2019-01-18 4 K2 PRINCIPAL FUND, L.P. WINR Common Stock J - Other D 6.0000 -44,000 -264 180,443
2019-01-23 2019-01-18 4 Polar Asset Management Partners Inc. WINR Forward Sale Agreement (obligation to sell) J - Other I -426,941 0
2019-01-23 2019-01-18 4 Polar Asset Management Partners Inc. WINR Common Stock J - Other I 2.0000 -34,941 -70 203,919
2019-01-23 2019-01-18 4 Polar Asset Management Partners Inc. WINR Common Stock J - Other I 3.0000 -98,000 -294 238,860
2019-01-23 2019-01-18 4 Polar Asset Management Partners Inc. WINR Common Stock J - Other I 4.0000 -98,000 -392 336,860
2019-01-23 2019-01-18 4 Polar Asset Management Partners Inc. WINR Common Stock J - Other I 5.0000 -98,000 -490 434,860
2019-01-23 2019-01-18 4 Polar Asset Management Partners Inc. WINR Common Stock J - Other I 6.0000 -98,000 -588 532,860
2019-01-14 2019-01-11 4 K2 PRINCIPAL FUND, L.P. WINR Forward Sale Agreement (obligation to sell) S - Sale D 3.9567 -5,600 -22 124,622
2019-01-11 2019-01-09 4 Polar Asset Management Partners Inc. WINR Forward Sale Agreement (obligation to sell) S - Sale I 3.2900 -9,758 -32 426,941
2019-01-11 2019-01-09 4 Polar Asset Management Partners Inc. WINR Forward Sale Agreement (obligation to sell) S - Sale I 2.7200 -29,401 -80 436,699
2019-01-10 2019-01-10 4 K2 PRINCIPAL FUND, L.P. WINR Forward Sale Agreement (obligation to sell) S - Sale D 4.5564 -62,494 -285 130,222
2019-01-10 2019-01-09 4 K2 PRINCIPAL FUND, L.P. WINR Warrant S - Sale D 11.50 0.3754 -13,489 -5 781,655
2019-01-10 2019-01-09 4 K2 PRINCIPAL FUND, L.P. WINR Forward Sale Agreement (obligation to sell) S - Sale D 3.3100 -700 -2 192,716
2019-01-09 2019-01-07 4 Polar Asset Management Partners Inc. WINR Forward Sale Agreement (obligation to sell) S - Sale I 2.2300 -500 -1 466,100
2019-01-08 2019-01-04 4 Polar Asset Management Partners Inc. WINR Forward Sale Agreement (obligation to sell) S - Sale I 2.3400 -14,418 -34 466,600
2019-01-07 2019-01-07 4 K2 PRINCIPAL FUND, L.P. SMSH Forward Sale Agreement (obligation to sell) S - Sale D 2.0500 -935 -2 193,416
2019-01-07 2019-01-04 4 K2 PRINCIPAL FUND, L.P. SMSH Forward Sale Agreement (obligation to sell) S - Sale D 2.4122 -13,599 -33 194,351
2019-01-04 2019-01-02 4 Polar Asset Management Partners Inc. SMSH Forward Sale Agreement (obligation to sell) S - Sale I 2.2700 -1,900 -4 481,018
2019-01-03 2019-01-02 4 K2 PRINCIPAL FUND, L.P. SMSH Forward Sale Agreement (obligation to sell) S - Sale D 2.3000 -4,000 -9 207,950
2018-12-31 2018-12-28 4 K2 PRINCIPAL FUND, L.P. SMSH Forward Sale Agreement (obligation to sell) S - Sale D 2.2616 -8,050 -18 211,950
2018-12-31 2018-12-27 4 Polar Asset Management Partners Inc. SMSH Forward Sale Agreement (obligation to sell) S - Sale I 2.7200 -819 -2 482,918
2018-12-31 2018-12-27 4 Polar Asset Management Partners Inc. SMSH Forward Sale Agreement (obligation to sell) S - Sale I 2.7200 -3,681 -10 483,737
2018-12-31 2018-12-27 4 Polar Asset Management Partners Inc. SMSH Forward Sale Agreement (obligation to sell) S - Sale I 2.8400 -470 -1 487,418
2018-12-31 2018-12-27 4 Polar Asset Management Partners Inc. SMSH Forward Sale Agreement (obligation to sell) S - Sale I 2.8400 -2,112 -6 487,888
2018-12-10 3 Kimel Shawn SMSH Common Stock D 639,642
2018-12-10 3 Kimel Shawn SMSH Common Stock D 639,642
2018-12-10 3 Kimel Shawn SMSH Common Stock D 639,642
2018-12-10 3 Kimel Shawn SMSH Common Stock D 639,642
2018-12-10 3 Kimel Shawn SMSH Common Stock D 639,642
2018-12-10 3 Kimel Shawn SMSH Common Stock D 639,642
2018-12-10 3 Kimel Shawn SMSH Common Stock D 639,642
2018-12-10 3 Kimel Shawn SMSH Common Stock D 639,642
2018-11-30 3 Polar Asset Management Partners Inc. See footnote 1 SMSH Common Stock I 1,387,838
2018-11-30 3 Polar Asset Management Partners Inc. See footnote 1 SMSH Common Stock I 1,387,838
2018-11-30 3 Polar Asset Management Partners Inc. See footnote 1 SMSH Common Stock I 1,387,838
2018-05-18 3 Herrmann William H Jr IAM Common Stock I 0
2018-05-17 3 Jaroski Edward L IAM Common Stock I 0
2017-09-15 2017-09-13 4 Cherian F Jacob IAMXU Common Stock P - Purchase I 10.0000 7,000 70 1,561,500
2017-09-15 2017-09-13 4 Cherian F Jacob IAMXU Common Stock J - Other I -137,500 1,554,500
2017-09-15 2017-09-13 4 I-AM Capital Partners LLC IAMXU Common Stock P - Purchase D 10.0000 7,000 70 1,561,500
2017-09-15 2017-09-13 4 I-AM Capital Partners LLC IAMXU Common Stock J - Other D -137,500 1,554,500
2017-09-15 2017-09-13 4 Kanuga Suhel IAMXU Common Stock P - Purchase I 10.0000 7,000 70 1,561,500
2017-09-15 2017-09-13 4 Kanuga Suhel IAMXU Common Stock J - Other I -137,500 1,554,500
2017-08-22 2017-08-22 4 Cherian F Jacob IAMXU Common Stock P - Purchase I 10.0000 254,500 2,545 1,692,000
2017-08-22 2017-08-22 4 Kanuga Suhel IAMXU Common Stock P - Purchase I 10.0000 254,500 2,545 1,692,000
2017-08-22 2017-08-22 4 I-AM Capital Partners LLC IAMXU Common Stock P - Purchase D 10.0000 254,500 2,545 1,692,000
2017-08-17 3 CALDWELL DONALD R IAMXU Common Stock I 0
2017-08-16 3 I-AM Capital Partners LLC IAMXU Common Stock I 2,875,000
2017-08-16 3 I-AM Capital Partners LLC IAMXU Common Stock I 2,875,000
2017-08-16 3 Leavy Frank IAMXU Common Stock I 0
2017-08-16 3 Hooper Max Wayne IAMXU Common Stock I 0
2017-08-16 3 Kanuga Suhel IAMXU Common Stock I 2,875,000
2017-08-16 3 Kanuga Suhel IAMXU Common Stock I 2,875,000
2017-08-16 3 Cherian F Jacob IAMXU Common Stock I 2,875,000
2017-08-16 3 Cherian F Jacob IAMXU Common Stock I 2,875,000
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券(例如股票期权)
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券(例如期权)
V
内部人士通过Form 4自愿报告的一笔交易
J
其他(附有交易描述的脚注)
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