RIV.RT Insider Trading - RiverNorth Opportunities Fund, Inc.

所有內部人士

内部人士情绪分数

“内部人士情绪分数”用于查找被公司内部人士购入的公司。

它是一个复杂的多因素量化模型的结果，该模型能够辨识具有最高内部人士累积持有水平的公司。该评分模型结合了内部人士在过去90天内买入的净数量、总买入股份占流通股比例，以及内部人士拥有的总股份的指标。该分数的范围从0到100，数值越高表示相对于同行业而言具有更高程度的内部人士持股水平，50为平均值。

更新频率：每日

参阅“内部人士首选”，该清单呈现被内部人士购入最多的公司。

查阅“高排名股票”

高管情绪分数

“高管情绪分数”用于查找被公司管理层购入的公司。

根据定义，公司高管是公司内部人士，但与其他内部人士（10%的股东和董事会成员）不同，公司高管每天在公司工作，而且他们使用自己的资金进行交易。（10%的股东和董事会成员通常是基金经理，管理着其他人的资金。）因此，公司高管进行的内幕交易更为重要，应该被适当地重视和关注。

如同“内部人士情绪分数”，“高管情绪分数”也是一个复杂的多因素量化模型的计算结果，该模型能够辨识具有最高高管累积持有水平的公司。

更新频率：每日

参阅“内部人士首选”，该清单呈现被内部人士购入最多的公司。

查阅“高排名股票”

关键内部人士指标

此表格显示了公司在各种内部人士指标上的排名。百分位数排名显示了这家公司在美国市场与其他公司相比的表现。排名越高表明公司所处状况越好。

举例来说，一般认为内部人士的买入是一个积极的指标，因此具有更多内部人士买入的公司将排名高于那些内部人士买入较少（甚至有内部人士卖出）的公司。

内部人士买入净数（排名）

N/A

内部人士买入净数是过去90天内买入的内部人士总数减去卖出的内部人士总数。以百分位排名显示（范围从0到100%）。

内部人士买入占流通股比例（排名）

N/A

内部人士买入占流通股比例是内部人士在过去90天内买入的股份总数减去卖出的股份总数，除以总流通股数并乘以100。

内幕交易图表

以下图表显示了RiverNorth Opportunities Fund, Inc. - Equity Right内部人士交易。内部人士包括公司的高管、董事或重要投资者。一般而言，基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是，他们必须通过Form 4向美国证券交易委员会（SEC）报告所有交易。

内部人员名单及盈利指标

这张表格显示已知的内部人士名单，从向美国证券交易委员会（SEC）披露的申报文件中自动生成。除了姓名、当前职位和董事、高管或10%所有人的任命外，我们还提供了最新披露的持股信息。此外，我们尽可能提供内部人士的历史交易表现。历史交易表现是内部人士实际进行的公开市场买入交易表现的加权平均值。有关此计算方式的更多信息，请查看YouTube网络研讨会。

See our leaderboard of most profitable insider traders.

内部人士	持股数量	分拆调整
Alps Advisors Inc -	0	0
Alps Holdings Inc	0
Edmund J Burke	0
Patrick D Buchanan	0
Kathryn Burns	0
John K Carter	0
Thomas Anthony Carter	0
Marcus L Collins	0
Dst Systems Inc	0
Troy Anthony Duran	0
Allen French	0
Galley Patrick W. Director - [D]	282,018	282,018
John Wayne Hutchens Director - [D]	7,763	7,763

内部人士	持股数量	分拆调整
Aisha Hunt	0
Jill Kerschen	0
Sareena Khwaja-Dixon	0
Andrea E Kuchli	0
Jeremy O May	0
Andrew P Meloni	0
Mohrhardt Jonathan M.	0
Christopher Moore	0
Lisa Bruckert Mougin Director - [D]	0	0
Abigail J Murray	0
Erin Douglas Nelson	0
Richard Craig Noyes	0
Stephen Andrew O'Neill -	71,227	71,227

内部人士	持股数量	分拆调整
Oakes John S. Director - [D]	1,967	1,967
William R Jr Parmentier	0
Rivernorth Capital Management, Llc -	0	0
Jerry Raio Director - [D]	4,000	4,000
RiverNorth Strategic Holdings, LLC -	76,796	76,796
Valerie Lynn Ruppel	0
SS&C Technologies Holdings Inc	0
Brian H Schmucker -	0	0
Michael Sleightholme	0
Laton Spahr	0
Matthew Sutula	0
David Swanson Director - [D]	1,376	1,376
Bradley J Swenson	0

Report errors via our new Insider Auditing Tool

跟踪内部人士买入记录 - 短期收益分析

在这一部分，我们分析了在 RIV.RT / RiverNorth Opportunities Fund, Inc. - Equity Right 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报，以及是否值得跟踪。该分析基于每笔交易后一年的情况，结果仅为理论值。 .

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期	内部人士	报告股数	报告价格	经调整股数	经调整价格	成本基础	达到最高利润的天数	达到最高利润时的价格	最高利润($)	最高回报率（%）
2023-10-27	Raio Jerry	2,500	9.7400	2,500	9.7400	24,350	342	12.9500	8,025	32.96
2023-04-10	Raio Jerry	1,500	11.5500	1,500	11.5500	17,325
2022-11-15	Galley Patrick W.	41,899	0.0000	41,899	0.0000	0
2022-11-08	HUTCHENS JOHN WAYNE	2,773	11.9300	2,773	11.9300	33,082
2022-01-24	O'Neill Stephen Andrew	1,200	14.9200	1,200	14.9200	17,904
2022-01-24	O'Neill Stephen Andrew	200	14.9700	200	14.9700	2,994
2022-01-24	O'Neill Stephen Andrew	1,198	14.9200	1,198	14.9200	17,874
2022-01-24	O'Neill Stephen Andrew	200	14.9500	200	14.9500	2,990
2022-01-24	O'Neill Stephen Andrew	500	14.9400	500	14.9400	7,470

经调整价格已按拆股调整。经调整股数已按拆股调整。

RIV.RT / RiverNorth Opportunities Fund, Inc. - Equity Right Insider Trades

追踪内部人士卖出记录 - 短期亏损分析

在这一部分，我们分析了在 RIV.RT / RiverNorth Opportunities Fund, Inc. - Equity Right 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式，可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况，结果仅为理论值。 .

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期	内部人士	报告股数	报告价格	经调整股数	经调整价格	成本基础	达到最低利润的天数	达到最低利润时的价格	避免的最高损失金额($)	避免的最高损失率($)
2021-06-04	Schmucker Brian H	4,000	17.8800	4,000	17.8800	71,520	342	12.9000	-19,920	-27.85
2021-05-10	RIVERNORTH CAPITAL MANAGEMENT, LLC	4,917	18.0400	4,917	18.0400	88,703
2021-05-07	RIVERNORTH CAPITAL MANAGEMENT, LLC	8,800	18.0900	8,800	18.0900	159,192
2021-04-30	RIVERNORTH CAPITAL MANAGEMENT, LLC	5,302	17.6800	5,302	17.6800	93,739
2021-04-23	RIVERNORTH CAPITAL MANAGEMENT, LLC	5,000	17.4700	5,000	17.4700	87,350
2021-04-13	RIVERNORTH CAPITAL MANAGEMENT, LLC	7,114	17.7700	7,114	17.7700	126,416
2021-04-05	RIVERNORTH CAPITAL MANAGEMENT, LLC	4,000	17.6000	4,000	17.6000	70,400
2021-04-01	Schmucker Brian H	7,616	17.5400	7,616	17.5400	133,585
2021-03-31	Schmucker Brian H	15,000	17.3800	15,000	17.3800	260,700

经调整价格已按拆股调整。经调整股数已按拆股调整。

交易历史记录

点击链接图标即可查看完整的交易历史记录。作为 10b5-1 自动交易计划的一部分进行报告的交易，将在标记为 10b-5 的列中显示 X。

备案日期	交易日期	表格	内部人士	股票代码	证券种类	代码	直接	单位价格	股数变化	价值变化 (1K)	剩余股份
2025-07-10		3/A	RiverNorth Strategic Holdings, LLC	RIV	Common Shares of Beneficial Interest		D				76,796
2024-11-29		3	RiverNorth Strategic Holdings, LLC	RIV	Common Shares of Beneficial Interest		D				953,038
2024-11-27	2024-11-22	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	J - Other	D		-76,796		0
2023-12-28	2023-12-27	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	11.1200	12,608	140	89,368
2023-12-15	2023-12-14	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	11.0630	8,674	96	76,760
2023-12-11	2023-12-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10.8300	600	6	68,086
2023-12-07	2023-12-07	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10.7700	292	3	67,486
2023-12-06	2023-12-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10.6800	1,053	11	67,194
2023-12-04	2023-12-01	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10.6500	47	1	66,141
2023-11-22	2023-11-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10.5000	12,400	130	66,094
2023-11-21	2023-11-20	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10.4926	15,245	160	53,694
2023-11-20	2023-11-17	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10.4703	18,094	189	38,449
2023-10-27	2023-10-27	4	Raio Jerry	RIV	Common Shares of Beneficial Interest	P - Purchase	D	9.7400	2,500	24	4,000
2023-06-05	2023-06-02	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	11.2000	916	10	20,355
2023-05-15	2023-05-12	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	10.9800	4,539	50	19,439
2023-05-12	2023-05-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	11.1345	728	8	14,900
2023-05-11	2023-05-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Shares of Beneficial Interest	A - Award	D	11.1275	1,600	18	14,172
2023-04-11	2023-04-10	4	Raio Jerry	RIV	Common Shares of Beneficial Interest	P - Purchase	D	11.5500	1,500	17	1,500
2022-12-06	2022-11-15	4	Galley Patrick W.	RIV	Common Shares of Beneficial Interest	P - Purchase	D		41,899		282,018
2022-11-22	2022-11-08	4	HUTCHENS JOHN WAYNE	RIV	Common Shares of Beneficial Interest	P - Purchase	D	11.9300	2,773	33	7,763
2022-11-10		3	Mougin Lisa Bruckert	RIV	No securities beneficially owned		D				0
2022-01-25	2022-01-24	4	O'Neill Stephen Andrew	RIV	Common Shares of Beneficial Interest	P - Purchase	D	14.9200	1,200	18	71,227
2022-01-25	2022-01-24	4	O'Neill Stephen Andrew	RIV	Common Shares of Beneficial Interest	P - Purchase	D	14.9700	200	3	70,027
2022-01-25	2022-01-24	4	O'Neill Stephen Andrew	RIV	Common Shares of Beneficial Interest	P - Purchase	D	14.9200	1,198	18	69,827
2022-01-25	2022-01-24	4	O'Neill Stephen Andrew	RIV	Common Shares of Beneficial Interest	P - Purchase	D	14.9500	200	3	68,629
2022-01-25	2022-01-24	4	O'Neill Stephen Andrew	RIV	Common Shares of Beneficial Interest	P - Purchase	D	14.9400	500	7	68,429
2022-01-25	2022-01-24	4	O'Neill Stephen Andrew	RIV	Common Shares of Beneficial Interest	P - Purchase	D	14.9800	1,702	25	67,929
2021-11-17	2021-11-16	4	HUTCHENS JOHN WAYNE	RIV	Common Shares of Beneficial Interest	P - Purchase	D	16.8100	1,664	28	6,654
2021-11-17	2021-11-15	4/A	O'Neill Stephen Andrew	RIV RT	Common Shares of Beneficial Interest	P - Purchase	D	16.8100	16,557	278	66,227
2021-11-16	2021-11-15	4	O'Neill Stephen Andrew	RIV RT	Common Shares of Beneficial Interest	P - Purchase	D	16.8100	16,557	278	82,784
2021-11-15	2021-11-15	4	Swanson David	RIV	Common Shares of Beneficial Interest	P - Purchase	D	16.8100	344	6	1,376
2021-06-08	2021-06-04	4	Schmucker Brian H	RIV	Common Stock	S - Sale	D	17.8800	-4,000	-72	0
2021-05-11	2021-05-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	18.0400	-4,917	-89	12,572
2021-05-11	2021-05-07	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	18.0900	-8,800	-159	17,489
2021-05-05	2021-04-30	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.6800	-5,302	-94	26,289
2021-04-28	2021-04-23	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.4700	-5,000	-87	31,591
2021-04-15	2021-04-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.7700	-7,114	-126	36,591
2021-04-06	2021-04-01	4	Schmucker Brian H	RIV	Common Stock	S - Sale	D	17.5400	-7,616	-134	4,000
2021-04-06	2021-03-31	4	Schmucker Brian H	RIV	Common Stock	S - Sale	D	17.3800	-15,000	-261	11,616
2021-04-06	2021-04-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.6000	-4,000	-70	43,705
2021-03-24	2021-03-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.3600	-6,279	-109	47,705
2021-03-19	2021-03-17	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.6800	-5,000	-88	53,984
2021-03-17	2021-03-15	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.7200	-5,510	-98	58,984
2021-03-17	2021-03-12	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.6000	-5,000	-88	64,494
2021-03-17	2021-03-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.0200	-8,500	-145	69,494
2021-03-04	2021-03-03	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.3700	-7,635	-133	77,994
2021-02-12	2021-02-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.5000	-9,450	-165	85,629
2021-02-12	2021-02-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.3400	-8,792	-152	95,079
2021-02-09	2021-02-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.3400	-8,792	-152	103,871
2021-02-09	2021-02-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.1700	-2,000	-34	112,663
2021-02-04	2021-02-03	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.0100	-7,459	-127	114,663
2021-02-04	2021-02-02	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.0100	-2,000	-34	122,122
2020-11-09	2020-11-09	4	Swanson David	RIV	Common Shares of Beneficial Interest	P - Purchase	D	14.0800	258	4	1,032
2020-03-25	2020-03-23	4	O'Neill Stephen Andrew	RIV	Common Stock	P - Purchase	D	9.3500	500	5	47,722
2020-03-25	2020-03-23	4	O'Neill Stephen Andrew	RIV	Common Stock	P - Purchase	D	9.3900	2,000	19	47,222
2020-03-16	2020-03-12	4	Schmucker Brian H	RIV	Common Stock	S - Sale	D	11.1700	-29,050	-324	26,616
2020-03-16	2020-03-12	4	Galley Patrick W.	RIV	Common Stock	P - Purchase	D	12.4800	1,000	12	140,571
2020-03-16	2020-03-12	4	Galley Patrick W.	RIV	Common Stock	P - Purchase	D	12.4500	1,876	23	139,571
2019-11-13	2019-11-12	4	Oakes John S.	RIV	Common Shares of Beneficial Interest	P - Purchase	D	16.2000	429	7	1,967
2019-11-12	2019-11-07	4	Galley Patrick W.	RIV	Common Stock	P - Purchase	D	16.2000	33,168	537	137,695
2019-11-12	2019-11-07	4	O'Neill Stephen Andrew	RIV	Common Stock	P - Purchase	D	16.2000	5,000	81	43,792
2019-11-12	2019-11-12	4	HUTCHENS JOHN WAYNE	RIV	Common Shares of Beneficial Interest	P - Purchase	D	16.2000	1,247	20	4,990
2019-10-28	2019-10-25	4	Swanson David	RIV	Common Shares of Beneficial Interest	P - Purchase	D	16.6000	194	3	774
2019-10-24	2019-10-01	4	Schmucker Brian H	RIV RT	Transferable Subscription Rights (RIV RT)	A - Award	D		55,668		55,668
2019-10-24	2019-10-24	4	O'Neill Stephen Andrew	RIV RT	Transferable Subscription Rights (RIV RT)	S - Sale	D	0.0533	-23,793	-1	15,000
2019-10-24	2019-10-01	4	O'Neill Stephen Andrew	RIV RT	Transferable Subscription Rights (RIV RT)	A - Award	D		38,793		38,793
2019-10-24	2019-10-01	4	Galley Patrick W.	RIV RT	Transferable Subscription Rights (RIV RT)	A - Award	D		96,597		96,597
2019-10-24	2019-10-23	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV RT	Transferable Subscription Rights (RIV RT)	S - Sale	D	0.0600	-10,290	-1	0
2019-10-24	2019-10-22	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV RT	Transferable Subscription Rights (RIV RT)	S - Sale	D	0.0401	-51,429	-2	10,290
2019-10-22	2019-10-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV RT	Transferable Subscription Rights (RIV RT)	S - Sale	D	0.0359	-47,938	-2	61,719
2019-10-22	2019-10-18	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV RT	Transferable Subscription Rights (RIV RT)	S - Sale	D	0.0601	-14,465	-1	109,657
2019-10-18	2019-10-16	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.7000	-1,522	-25	115,171
2019-10-18	2019-10-16	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.6700	-2,000	-33	116,693
2019-10-18	2019-10-16	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.6300	-2,000	-33	118,693
2019-10-18	2019-10-01	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Transferable Subscription Rights (RIV RT)	A - Award	D		124,122		124,122
2019-10-10	2019-10-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.9200	-1,429	-24	120,693
2019-10-10	2019-10-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.8800	-1,000	-17	122,122
2019-10-10	2019-10-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.8900	-1,000	-17	123,122
2019-09-27	2019-09-26	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.1200	-5,000	-86	124,122
2019-09-27	2019-09-25	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.2400	-2,700	-47	129,122
2019-09-27	2019-09-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.1800	-570	-10	131,822
2019-09-27	2019-09-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.1900	-109	-2	132,392
2019-08-29	2019-08-28	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.9500	-624	-11	132,501
2019-08-29	2019-08-27	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.9500	-3,000	-51	133,125
2019-08-05	2019-08-01	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.4500	-3,300	-58	136,125
2019-08-05	2019-08-01	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.4000	-3,000	-52	139,425
2019-07-17	2019-07-16	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.4000	-1,755	-31	142,425
2019-07-17	2019-07-15	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.6500	-4,018	-71	144,180
2019-07-17	2019-07-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.6200	-5,500	-97	148,198
2019-07-11	2019-07-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.5000	-2,372	-42	153,698
2019-07-11	2019-07-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.4500	-3,000	-52	156,070
2019-07-11	2019-07-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.4200	-400	-7	159,070
2019-07-11	2019-07-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.3100	-4,500	-78	159,470
2019-07-11	2019-07-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.3600	-738	-13	163,970
2019-07-08	2019-07-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.2600	-3,400	-59	164,708
2019-07-08	2019-07-02	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.2600	-370	-6	168,108
2019-07-03	2019-07-02	4	Swanson David	RIV	Common Shares of Beneficial Interest	P - Purchase	D	17.1953	580	10	580
2019-06-24	2019-06-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.1000	-581	-10	168,478
2019-06-24	2019-06-20	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.0700	-2,000	-34	169,059
2019-06-20	2019-06-18	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.0700	-513	-9	171,059
2019-06-17	2019-06-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.0200	-1,000	-17	171,572
2019-06-17	2019-06-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.9700	-4,000	-68	172,572
2019-06-17	2019-06-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.1000	-200	-3	176,572
2019-06-17	2019-06-06	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.9500	-1,191	-20	176,772
2019-06-17	2019-06-06	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.9200	-1,329	-22	177,963
2019-06-06	2019-06-06	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.9200	-671	-11	179,265
2019-06-06	2019-06-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.9200	-2,000	-34	179,936
2019-06-06	2019-06-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.8800	-800	-14	181,963
2019-06-06	2019-06-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	16.9000	-2,000	-34	182,763
2019-05-13	2019-05-09	4	Schmucker Brian H	RIV	Common Stock	S - Sale	D	16.7900	-5,500	-92	55,666
2019-05-08	2019-05-08	4	Schmucker Brian H	RIV	Common Stock	S - Sale	D	16.9100	-5,500	-93	61,166
2019-05-08	2019-05-07	4	Schmucker Brian H	RIV	Common Stock	S - Sale	D	17.2000	-5,500	-95	66,666
2019-05-08	2019-05-06	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.2200	-5,500	-95	184,763
2019-05-06	2019-05-02	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	17.0600	-5,500	-94	190,263
2018-12-26	2018-12-21	4	Galley Patrick W.	RIV	Common Stock	P - Purchase	D	14.5325	2,000	29	89,974
2018-12-21	2018-12-20	4	Galley Patrick W.	RIV	Common Stock	A - Award	D	14.8425	2,000	30	87,974
2018-12-21	2018-12-19	4	Galley Patrick W.	RIV	Common Stock	A - Award	D	15.0025	2,000	30	85,974
2018-12-21	2018-12-19	4	Galley Patrick W.	RIV	Common Stock	A - Award	D	15.0348	1,000	15	83,974
2018-12-21	2018-12-19	4	Galley Patrick W.	RIV	Common Stock	A - Award	D	15.0225	2,000	30	82,974
2018-12-21	2018-12-20	4	Schmucker Brian H	RIV	Common Stock	A - Award	D	14.4400	3,000	43	72,166
2018-12-21	2018-12-20	4	Schmucker Brian H	RIV	Common Stock	A - Award	D	14.9100	5,000	75	69,166
2018-12-17	2018-11-07	4	Oakes John S.	RIV	Common Shares of Beneficial Interest	P - Purchase	D	16.9300	369	6	1,475
2018-11-26	2018-11-20	4	Schmucker Brian H	RIV	Common Stock	A - Award	D	16.2000	3,000	49	64,166
2018-11-20	2018-11-20	4	Schmucker Brian H	RIV	Common Stock	A - Award	D	16.3800	2,000	33	61,166
2018-11-20	2018-11-19	4	Schmucker Brian H	RIV	Common Stock	A - Award	D	16.2000	5,000	81	59,166
2018-11-13	2018-11-07	4	Schmucker Brian H	RIV	Common Stock	A - Award	D	16.9300	8,833	150	54,166
2018-11-09	2018-11-07	4	Galley Patrick W.	RIV	Common Stock	A - Award	D	16.9300	30,659	519	80,974
2018-11-09	2018-11-07	4	O'Neill Stephen Andrew	RIV	Common Stock	A - Award	D	16.9300	8,000	135	35,639
2018-11-09	2018-11-07	4	HUTCHENS JOHN WAYNE	RIV	Common Shares of Beneficial Interest	P - Purchase	D	16.9300	1,311	22	3,743
2018-06-15	2018-06-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.5500	-678	-15	195,763
2018-06-15	2018-06-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.5000	-3,500	-75	196,441
2018-06-13	2018-06-12	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.5100	-300	-6	199,941
2018-06-13	2018-06-12	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.4500	-3,000	-64	200,241
2018-06-13	2018-06-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.5000	-17	-0	203,241
2018-06-13	2018-06-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.4900	-2,500	-54	203,258
2018-06-13	2018-06-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.4600	-3,000	-64	205,758
2018-06-11	2018-06-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.4200	-618	-13	208,758
2018-06-11	2018-06-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.4000	-2,500	-54	209,376
2018-06-11	2018-06-07	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.4700	-453	-10	211,876
2018-06-11	2018-06-07	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.4500	-3,500	-75	212,329
2018-06-07	2018-06-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.4000	-3,500	-75	215,829
2018-06-07	2018-06-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.3600	-4,000	-85	219,329
2018-06-05	2018-06-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.4000	-2,437	-52	223,329
2018-06-05	2018-06-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.3700	-2,000	-43	225,766
2018-06-05	2018-06-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.3500	-3,000	-64	227,766
2018-06-05	2018-06-01	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.3500	-2,000	-43	230,766
2018-06-05	2018-06-01	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.3700	-1,008	-22	232,766
2018-05-31	2018-05-30	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.3100	-3,000	-64	233,774
2018-05-31	2018-05-30	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.2900	-2,000	-43	236,774
2018-05-31	2018-05-29	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.2700	-2,500	-53	238,774
2018-05-31	2018-05-29	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.2500	-3,000	-64	241,274
2018-05-31	2018-05-29	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.2300	-2,000	-42	244,274
2018-01-12	2018-01-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20.7400	-7,400	-153	246,274
2018-01-10	2018-01-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20.7500	-7,000	-145	253,674
2018-01-10	2018-01-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20.5900	-7,000	-144	260,674
2018-01-05	2018-01-03	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20.2800	-5,300	-107	272,674
2018-01-03	2018-01-02	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20.1200	-5,000	-101	272,974
2018-01-03	2018-01-02	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20.0800	-8,000	-161	277,974
2017-12-26	2017-12-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7900	-4,442	-88	285,974
2017-12-26	2017-12-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7400	-4,000	-79	290,416
2017-12-26	2017-12-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7300	-3,000	-59	294,416
2017-12-26	2017-12-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7100	-2,000	-39	297,416
2017-11-21	2017-11-15	4	Galley Patrick W.	RIV	Common Stock	A - Award	D	19.5400	18,676	365	44,710
2017-11-21	2017-11-15	4	Schmucker Brian H	RIV	Common Stock	A - Award	D	19.5400	11,333	221	45,333
2017-11-21	2017-11-15	4	O'Neill Stephen Andrew	RIV	Common Stock	A - Award	D	19.5400	2,000	39	27,000
2017-11-17	2017-11-15	4	HUTCHENS JOHN WAYNE	RIV	Common Shares of Beneficial Interest	A - Award	D	19.5400	1,332	26	2,432
2017-11-17	2017-11-15	4	Oakes John S.	RIV	Common Shares of Beneficial Interest	A - Award	D	19.5400	667	13	1,167
2017-11-02	2017-10-04	4	Galley Patrick W.	RIV	Common Stock	P - Purchase	D	20.4800	100	2	26,034
2017-10-31	2017-10-30	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV RT	Transferable Subscription Rights	S - Sale	D	0.2300	-10,000	-2	261,867
2017-10-31	2017-10-30	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV RT	Transferable Subscription Rights	S - Sale	D	0.2400	-7,860	-2	271,867
2017-10-25	2017-10-23	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV RT	Transferable Subscription Rights	S - Sale	D	0.2200	-19,691	-4	279,727
2017-10-13	2017-10-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.0500	-4,374	-92	299,416
2017-10-13	2017-10-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20.9700	-3,000	-63	303,790
2017-10-13	2017-10-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.0000	-7,000	-147	306,790
2017-10-10	2017-10-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20.7100	-3,000	-62	62,136
2017-10-10	2017-10-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20.7200	-4,000	-83	82,881
2017-09-20	2017-09-18	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.0900	-3,700	-78	320,790
2017-09-18	2017-09-14	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.1100	-180	-4	324,490
2017-09-18	2017-09-14	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.1200	-620	-13	324,670
2017-09-12	2017-09-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.0000	-2,100	-44	325,290
2017-09-12	2017-09-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.0500	-700	-15	327,390
2017-09-07	2017-09-06	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.0300	-1,000	-21	328,090
2017-09-07	2017-09-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	21.1000	-7,300	-154	329,090
2017-05-22	2017-05-18	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8524	-1,300	-26	336,390
2017-05-18	2017-05-16	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.9800	-415	-8	337,690
2017-04-26	2017-04-24	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.9500	-1,000	-20	338,105
2017-04-26	2017-04-24	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.9900	-1,000	-20	339,105
2017-04-24	2017-04-20	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20.0000	-500	-10	340,105
2017-04-24	2017-04-20	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.9300	-1,500	-30	340,605
2017-04-21	2017-04-19	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8300	-600	-12	342,105
2017-04-21	2017-04-19	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8010	-1,000	-20	342,705
2017-04-18	2017-04-17	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.9000	-100	-2	343,705
2017-04-18	2017-04-17	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7900	-1,000	-20	343,805
2017-04-18	2017-04-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7860	-1,000	-20	344,805
2017-04-18	2017-04-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8000	-1,000	-20	345,805
2017-04-18	2017-04-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8500	-1,200	-24	346,805
2017-04-13	2017-04-12	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20.0000	-1,000	-20	348,005
2017-04-13	2017-04-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.9500	-1,200	-24	349,005
2017-04-13	2017-04-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.9100	-1,000	-20	350,205
2017-04-13	2017-04-11	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8900	-1,000	-20	351,205
2017-04-11	2017-04-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8500	-1,000	-20	352,205
2017-04-11	2017-04-07	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8200	-136	-3	353,205
2017-04-11	2017-04-07	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8000	-1,000	-20	353,341
2017-04-11	2017-04-07	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7600	-1,000	-20	354,341
2017-04-07	2017-04-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7100	-1,000	-20	355,341
2017-04-07	2017-04-05	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7101	-1,000	-20	356,341
2017-04-06	2017-04-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7500	-100	-2	357,341
2017-04-06	2017-04-04	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7508	-1,000	-20	357,441
2017-04-06	2017-04-03	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.6500	-1,000	-20	358,441
2017-04-06	2017-04-03	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.6500	-500	-10	359,441
2017-04-03	2017-03-31	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7200	-1,500	-30	359,941
2017-04-03	2017-03-30	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.6000	-898	-18	361,441
2017-04-03	2017-03-30	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.6000	-1,000	-20	362,339
2017-03-23	2017-03-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.6000	-1,000	-20	363
2017-03-23	2017-03-21	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.6001	-1,000	-20	364
2017-03-10	2017-03-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.7000	-100	-2	365,339
2017-03-10	2017-03-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.6208	-1,300	-26	365,439
2017-03-10	2017-03-09	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.6700	-1,800	-35	366,739
2017-03-10	2017-03-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.6741	-1,500	-30	368,539
2017-03-10	2017-03-08	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.6487	-1,500	-29	370,039
2017-03-01	2017-02-27	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.9000	-500	-10	371,539
2017-03-01	2017-02-27	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8501	-1,000	-20	372,039
2017-02-22	2017-02-17	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8100	-499	-10	373,039
2017-02-14	2017-02-13	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	20.0500	-200	-4	373,538
2017-02-14	2017-02-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.9000	-262	-5	373,738
2017-02-14	2017-02-10	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8700	-500	-10	374,000
2017-02-08	2017-02-06	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	S - Sale	D	19.8300	-500	-10	374,500
2017-01-12	2017-01-10	4	ALPS ADVISORS INC	RIV	Common Shares of Beneficial Interest	D - Sale to Issuer	D	19.0067	-5,848	-111	0
2016-11-07	2016-11-02	4	Schmucker Brian H	(RIV)	Common Stock	P - Purchase	D	18.7000	3,000	56	34,000
2016-05-03	2016-05-02	4	HUTCHENS JOHN WAYNE	RIV	Common Shares of Beneficial Interest	P - Purchase	D	19.4000	1,100	21	1,100
2016-05-02	2016-04-28	4	Schmucker Brian H	(RIV)	Common Stock	P - Purchase	D	19.2500	1,678	32	31,000
2016-05-02	2016-04-28	4	Schmucker Brian H	(RIV)	Common Stock	P - Purchase	D	19.0000	322	6	29,322
2016-04-08	2016-04-07	4	Schmucker Brian H	(RIV)	Common Stock	P - Purchase	D	18.0000	2,000	36	29,000
2016-02-19	2016-02-18	4	Schmucker Brian H	(RIV)	Common Stock	P - Purchase	D	16.4500	2,000	33	27,000
2016-01-06	2016-01-05	4	Oakes John S.	RIV	Common Shares of Beneficial Interest	P - Purchase	D	19.8500	500	10	500
2015-12-30	2015-12-29	4	Galley Patrick W.	RIV	Common Stock	P - Purchase	D	20.0000	25,000	500	25,000
2015-12-30	2015-12-29	4	Schmucker Brian H	(RIV)	Common Stock	P - Purchase	D	20.0000	25,000	500	25,000
2015-12-30	2015-12-29	4	O'Neill Stephen Andrew	(RIV)	Common Stock	P - Purchase	D	20.0000	25,000	500	25,000
2015-12-30	2015-12-29	4	RIVERNORTH CAPITAL MANAGEMENT, LLC	RIV	Common Stock	P - Purchase	D	20.0000	375,000	7,500	375,000
2015-12-24		3/A	ALPS ADVISORS INC	RIV	RiverNorth Opportunities Fund, Inc.		D				5,155

非衍生或衍生证券的公开市场或私下买入

非衍生或衍生证券的公开市场或私下卖出

公司向内部人员授予、奖励或以其他方式获取证券（例如股票期权）

衍生工具转换

将证券卖出或转让回公司

使用从公司收到的证券的一部分来支付行使价或税务负担。

内部人士赠送或接收他人赠送公司股票

股权掉期和类似的避险交易

行使或转换从公司获得的衍生证券（例如期权）

内部人士通过Form 4自愿报告的一笔交易

其他（附有交易描述的脚注）

RIV.RT / RiverNorth Opportunities Fund, Inc. - Equity Right - Insider Trading and Ownership Report - SEC Form 3, 4, 5