NXEN / Nexien BioPharma, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Nexien 生物制药公司
US ˙ OTCPK

已发行股票 70,772,196 shares
内部人士股份117,619,193 shares
所有內部人士14
内部人士情绪分数

“内部人士情绪分数”用于查找被公司内部人士购入的公司。

它是一个复杂的多因素量化模型的结果,该模型能够辨识具有最高内部人士累积持有水平的公司。该评分模型结合了内部人士在过去90天内买入的净数量、总买入股份占流通股比例,以及内部人士拥有的总股份的指标。该分数的范围从0到100,数值越高表示相对于同行业而言具有更高程度的内部人士持股水平,50为平均值。

更新频率:每日

参阅“内部人士首选”,该清单呈现被内部人士购入最多的公司。

高管情绪分数

“高管情绪分数”用于查找被公司管理层购入的公司。

根据定义,公司高管是公司内部人士,但与其他内部人士(10%的股东和董事会成员)不同,公司高管每天在公司工作,而且他们使用自己的资金进行交易。(10%的股东和董事会成员通常是基金经理,管理着其他人的资金。)因此,公司高管进行的内幕交易更为重要,应该被适当地重视和关注。

如同“内部人士情绪分数”,“高管情绪分数”也是一个复杂的多因素量化模型的计算结果,该模型能够辨识具有最高高管累积持有水平的公司。

更新频率:每日

参阅“内部人士首选”,该清单呈现被内部人士购入最多的公司。

关键内部人士指标

此表格显示了公司在各种内部人士指标上的排名。百分位数排名显示了这家公司在美国市场与其他公司相比的表现。排名越高表明公司所处状况越好。

举例来说,一般认为内部人士的买入是一个积极的指标,因此具有更多内部人士买入的公司将排名高于那些内部人士买入较少(甚至有内部人士卖出)的公司。

内部人士买入净数(排名)

0 ( )

6669 out of 11314

内部人士买入净数是过去90天内买入的内部人士总数减去卖出的内部人士总数。以百分位排名显示(范围从0到100%)。

内部人士买入占流通股比例(排名)

0.000 %( )

6600 out of 11237

内部人士买入占流通股比例是内部人士在过去90天内买入的股份总数减去卖出的股份总数,除以总流通股数并乘以100。

内幕交易图表

以下图表显示了Nexien BioPharma, Inc.内部人士交易。内部人士包括公司的高管、董事或重要投资者。一般而言,基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是,他们必须通过Form 4向美国证券交易委员会(SEC)报告所有交易。

内部人员名单及盈利指标

这张表格显示已知的内部人士名单,从向美国证券交易委员会(SEC)披露的申报文件中自动生成。除了姓名、当前职位和董事、高管或10%所有人的任命外,我们还提供了最新披露的持股信息。此外,我们尽可能提供内部人士的历史交易表现。历史交易表现是内部人士实际进行的公开市场买入交易表现的加权平均值。有关此计算方式的更多信息,请查看YouTube网络研讨会

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内部人士 平均收益(%) 持股
数量
分拆
调整
Joseph F Aceto VP Legal & IP Counsel - [O] 2,090,000 2,090,000
Alain D Bankier Chief Executive Officer, Director - [D] [O] 2,256,000 2,256,000
Courtney Lynne Clark Director - [D] 0 0
Jeffrey Friedland - 0 0
内部人士 平均收益(%) 持股
数量
分拆
调整
Robert I Goldfarb Chief Operating Officer - [O] 2,278,000 2,278,000
Richard S Greenberg Chief Executive Officer, Director, 10% Owner - [D] [O] [10%] 7,185,193 7,185,193
Ivo Heiden CEO and Chairman, Director, 10% Owner - [D] [O] [10%] 10,000,000 10,000,000
Intiva USA Inc 10% Owner - [10%] 19,000,000 19,000,000
Kanativa Inc. 10% Owner - [10%] 48,000,000 48,000,000
内部人士 平均收益(%) 持股
数量
分拆
调整
Frank J Manganella VP Corporate Development - [O] 4,840,000 4,840,000
Jeremy Robert Reeh VP Translational Research - [O] 3,850,000 3,850,000
Lindy Snider Director - [D] 730,000 730,000
Evan L Wasoff Chief Financial Officer - [O] 6,500,000 6,500,000
Alexander Michael Wasyl Chief Executive Officer, Director - [D] [O] 10,890,000 10,890,000

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跟踪内部人士买入记录 - 短期收益分析

在这一部分,我们分析了在 NXEN / Nexien BioPharma, Inc. 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况, 结果仅为理论值。 .

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。 经调整股数 已按拆股调整。

NXEN / Nexien BioPharma, Inc. Insider Trades
追踪内部人士卖出记录 - 短期亏损分析

在这一部分,我们分析了在 NXEN / Nexien BioPharma, Inc. 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况, 结果仅为理论值。 .

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
2019-04-04 Intiva USA Inc 5,000,000 0.0850 5,000,000 0.0850 425,000 336 0.0310 -270,000 -63.53

经调整价格 已按拆股调整。 经调整股数 已按拆股调整。

NXEN / Nexien BioPharma, Inc. Insider Trades
交易历史记录

点击链接图标即可查看完整的交易历史记录。作为 10b5-1 自动交易计划的一部分进行报告的交易,将在标记为 10b-5 的列中显示 X。

备案
日期
交易
日期
表格 内部人士 股票代码 证券种类 代码 10b5-1 直接 执行
价格
单位
价格
股数
变化
价值
变化 (1K)
剩余
期权
剩余
股份
2024-05-28 2024-05-23 4 Greenberg Richard S NXEN Common Stock A - Award D 1,000,000 7,185,193
2024-05-28 2024-05-23 4 Wasoff Evan L NXEN Common stock A - Award D 2,000,000 6,500,000
2023-11-02 2023-10-31 4 Wasoff Evan L NXEN Common stock A - Award D 250,000 4,500,000
2023-11-02 2023-10-31 4 Greenberg Richard S NXEN Common Stock A - Award D 250,000 6,185,193
2023-08-03 2023-07-25 4 Goldfarb Robert I NXEN Common Stock A - Award D 250,000 2,278,000
2023-08-03 2023-04-01 4 Goldfarb Robert I NXEN Common Stock A - Award D 250,000 2,028,000
2023-07-31 2023-07-25 4 Wasoff Evan L NXEN Common stock A - Award D 250,000 4,250,000
2023-07-31 2023-07-25 4 Greenberg Richard S NXEN Common Stock A - Award D 250,000 5,935,193
2023-04-19 2023-04-01 4 Wasoff Evan L NXEN Common stock A - Award D 250,000 4,000,000
2023-04-19 2023-04-01 4 Greenberg Richard S NXEN Common Stock A - Award D 250,000 5,685,193
2023-01-18 2023-01-17 4 Goldfarb Robert I NXEN Common Stock A - Award D 250,000 1,778,000
2023-01-17 2023-01-17 4 Wasoff Evan L NXEN Common stock A - Award D 250,000 3,750,000
2023-01-17 2023-01-17 4 Greenberg Richard S NXEN Common Stock A - Award D 250,000 5,435,193
2022-10-18 2022-10-17 4 Goldfarb Robert I NXEN Common Stock A - Award D 250,000 1,528,800
2022-10-18 2022-10-17 4 Greenberg Richard S NXEN Common Stock A - Award D 250,000 5,185,193
2022-10-18 2022-10-17 4 Wasoff Evan L NXEN Common stock A - Award D 250,000 3,500,000
2022-09-15 2022-07-27 4 Greenberg Richard S NXEN Common Stock A - Award D 250,000 4,935,193
2022-09-15 2022-04-20 4 Greenberg Richard S NXEN Common Stock A - Award D 250,000 4,685,193
2022-09-14 2022-07-27 4 Goldfarb Robert I NXEN Common Stock A - Award D 250,000 1,278,800
2022-09-14 2022-07-27 4 Wasoff Evan L NXEN Common Stock A - Award D 250,000 3,250,000
2022-09-14 2022-04-20 4 Wasoff Evan L NXEN Common stock A - Award D 250,000 3,000,000
2022-01-31 2022-01-27 4 Greenberg Richard S NXEN Common Stock A - Award D 250,000 4,435,192
2022-01-31 2022-01-27 4 Wasoff Evan L NXEN Common stock A - Award D 250,000 2,750,000
2021-11-29 2021-11-29 4 Greenberg Richard S NXEN Common Stock A - Award D 500,000 4,185,192
2021-11-29 2021-11-29 4 Wasoff Evan L NXEN Common stock A - Award D -500,000 2,500,000
2021-06-07 2021-06-07 4 Snider Lindy NXEN Common stock A - Award D 250,000 730,000
2021-04-05 2021-04-01 4 Greenberg Richard S NXEN Common Stock A - Award D 1,000,000 3,685,192
2021-04-05 2021-04-01 4 Wasoff Evan L NXEN Common Stock A - Award D 1,000,000 2,000,000
2020-11-30 2020-11-24 4 Greenberg Richard S NXEN Class C Warrant A - Award D 0.05 1,062,953 1,062,953
2020-11-30 2020-11-24 4 Greenberg Richard S NXEN Convertible note A - Award D 0.04 1,062,953
2020-11-30 2020-11-24 4 Greenberg Richard S NXEN Class B Warrant A - Award D 0.04 1,062,953 1,062,953
2020-11-30 2020-11-24 4 Greenberg Richard S NXEN Class A Warrant A - Award D 0.04 1,062,953 1,062,953
2020-08-25 2020-08-12 4/A Greenberg Richard S KDRH Common Stock C - Conversion D 0.0140 1,797,192 25 2,685,192
2020-08-21 2020-08-19 4 Goldfarb Robert I NXEN Options to purchase common stock (right to buy) A - Award D 0.08 1,000,000 1,000,000
2020-08-21 2020-08-19 4 Wasoff Evan L NXEN Options to purchase common stock (right to buy) A - Award D 0.08 1,500,000 1,500,000
2020-08-21 2020-08-19 4 Greenberg Richard S NXEN Stock option - right to buy A - Award D 0.08 2,500,000 2,500,000
2020-08-14 2020-08-12 4 Greenberg Richard S NXEN Common Stock C - Conversion D 0.0140 1,800,880 25 2,688,880
2019-11-25 2019-11-22 4 Friedland Jeffrey By Lane 6552 LLC NXEN Common Stock G - Gift I -228,800 0
2019-11-25 2019-11-22 4 Friedland Jeffrey NXEN Common Stock G - Gift D -833,333 0
2019-05-02 3 Kanativa Inc. Owned by Kanativa USA Inc. NXEN Common Stock I 48,000,000
2019-05-02 3 Kanativa Inc. Owned by Kanativa USA Inc. NXEN Common Stock I 48,000,000
2019-05-02 3 Kanativa Inc. Owned by Kanativa USA Inc. NXEN Common Stock I 48,000,000
2019-05-02 2019-04-04 4 Kanativa Inc. By Kanativa USA Inc. NXEN Common Stock S - Sale I 0.0850 -5,000,000 -425 19,000,000
2019-05-01 2019-04-04 4 Friedland Jeffrey By Kanativa USA Inc. NXEN Common Stock S - Sale I 0.0850 -5,000,000 -425 19,000,000
2019-05-01 2019-04-04 4 Intiva USA Inc NXEN Common Stock S - Sale D 0.0850 -5,000,000 -425 19,000,000
2018-11-08 3 Manganella Frank J NXEN Common Stock D 4,840,000
2018-11-08 3 Manganella Frank J NXEN Common Stock D 4,840,000
2018-11-08 3 Manganella Frank J NXEN Common Stock D 4,840,000
2018-11-02 3 Reeh Jeremy Robert NXEN Common Stock D 3,850,000
2018-11-02 3 Reeh Jeremy Robert NXEN Common Stock D 3,850,000
2018-11-02 3 Reeh Jeremy Robert NXEN Common Stock D 3,850,000
2018-11-01 3 Wasyl Alexander Michael NXEN Common Stock D 10,890,000
2018-11-01 3 Wasyl Alexander Michael NXEN Common Stock D 10,890,000
2018-11-01 3 Wasyl Alexander Michael NXEN Common Stock D 10,890,000
2018-10-31 3 Aceto Joseph F NXEN Common Stock D 2,090,000
2018-10-31 3 Aceto Joseph F NXEN Common Stock D 2,090,000
2018-10-31 3 Aceto Joseph F NXEN Common Stock D 2,090,000
2018-10-30 2018-10-26 4 Wasoff Evan L NXEN Stock option - right to buy A - Award D 0.66 200,000 200,000
2018-10-29 2018-10-26 4 Bankier Alain D NXEN Stock options (right to buy) A - Award D 0.66 500,000 500,000
2018-10-29 2018-10-01 4 Bankier Alain D NXEN Stock options (right to buy) A - Award D 0.48 500,000 500,000
2018-10-29 2018-10-26 4 Greenberg Richard S NXEN Options to purchase common stock (right to buy) A - Award D 0.66 100,000 100,000
2018-09-05 2018-08-06 4 Bankier Alain D NTVA Class D Warrants (right to buy) J - Other D 1.00 28,000 28,000
2018-09-05 2018-08-06 4 Bankier Alain D NTVA Class C Warrants (right to buy) J - Other D 0.50 -28,000 0
2018-09-04 2018-08-08 4 Snider Lindy NTVA Class D Warrants (right to buy) J - Other D 1.00 40,000 40,000
2018-09-04 2018-08-08 4 Snider Lindy NTVA Class C Warrants (right to buy) J - Other D 0.50 -40,000 0
2018-09-04 2018-08-08 4 Goldfarb Robert I NTVA Class D Warrants (right to buy) J - Other D 1.00 2,400 2,400
2018-09-04 2018-08-08 4 Goldfarb Robert I NTVA Class C Warrants (right to buy) J - Other D 0.50 -2,400 0
2018-08-17 3 Clark Courtney Lynne NTVA common stock D 0
2018-07-27 2018-07-25 4 Snider Lindy NTVA Stock option - right to buy A - Award D 0.54 100,000 100,000
2018-07-26 2018-07-25 4 Wasoff Evan L NTVA Stock options (right to buy) A - Award D 0.54 420,000 420,000
2018-07-26 2018-07-25 4 Greenberg Richard S NTVA Stock option - right to buy A - Award D 0.54 150,000 150,000
2018-07-26 2018-07-25 4 Bankier Alain D NTVA Stock option - right to buy A - Award D 0.54 100,000 100,000
2018-07-26 2018-07-25 4 Bankier Alain D NTVA Stock option - right to buy A - Award D 0.54 840,000 840,000
2018-07-02 2018-06-28 4/A Greenberg Richard S NTVA Class B Warrants (right to buy) X - Other D 0.38 -88,000 0
2018-07-02 2018-06-28 4/A Greenberg Richard S NTVA Common Stock X - Other D 0.3800 88,000 33 888,000
2018-07-02 2018-06-27 4/A Greenberg Richard S NTVA Class B Warrants (right to buy) J - Other D 0.38 88,000 88,000
2018-06-29 2018-06-28 4 Greenberg Richard S NTVA Class B Warrants (right to buy) X - Other D 0.38 -88,000 0
2018-06-29 2018-06-28 4 Greenberg Richard S NTVA Common Stock X - Other D 0.3800 88,000 33 888,000
2018-06-29 2018-06-27 4 Greenberg Richard S NTVA Class B Warrants (right to buy) J - Other D 0.38 88,000 88,000
2018-06-29 2018-06-19 4 Snider Lindy NTVA Class B Warrants (right to buy) X - Other D 0.38 -40,000 0
2018-06-29 2018-06-19 4 Snider Lindy NTVA Common Stock X - Other D 0.3800 40,000 15 480,000
2018-06-13 3 Snider Lindy NTVA Common Stock D 880,000
2018-06-13 3 Snider Lindy NTVA Common Stock D 880,000
2018-06-13 3 Snider Lindy NTVA Common Stock D 880,000
2018-05-23 2018-05-15 4 Bankier Alain D NTVA Class B Warrants (right to buy) X - Other D 0.38 -28,000 0
2018-05-23 2018-05-15 4 Bankier Alain D NTVA Common Stock X - Other D 0.3800 28,000 11 2,256,000
2018-05-22 2018-05-05 4 Goldfarb Robert I NTVA Class B Warrants (right to buy) X - Other D 0.38 -2,400 0
2018-05-22 2018-05-05 4 Goldfarb Robert I NTVA Common Stock X - Other D 0.3800 2,400 1 1,028,800
2018-03-12 2018-03-08 4 Friedland Jeffrey NTVA Common Stock D - Sale to Issuer D -1,166,667 833,333
2018-02-26 2018-01-12 4 Goldfarb Robert I NTVA Class A Warrants (right to buy) X - Other D 0.25 -2,400 0
2018-02-26 2018-01-12 4 Goldfarb Robert I NTVA Common stock L - Other D 0.2500 2,400 1 1,026,400
2018-02-26 2018-01-12 4 Bankier Alain D NTVA Class A Warrants (right to buy) X - Other D 0.25 -28,000 0
2018-02-26 2018-01-12 4 Bankier Alain D NTVA Common Stock L - Other D 0.2500 28,000 7 2,228,000
2018-02-23 2018-01-16 4 Friedland Jeffrey By Lane 6552 LLC NTVA Class A Warrants (right to buy) X - Other I 0.25 -20,800 0
2018-02-23 2018-01-16 4 Friedland Jeffrey By Lane 6552 LLC NTVA Common Stock L - Other I 0.2500 20,800 5 228,800
2017-12-01 2017-11-29 4 Goldfarb Robert I KDRH Class A Warrants (right to buy) J - Other D 0.25 2,400 2,400
2017-12-01 2017-11-29 4 Goldfarb Robert I KDRH Class C Warrants (right to buy) J - Other D 0.50 2,400 2,400
2017-12-01 2017-11-29 4 Goldfarb Robert I KDRH Class B Warrants (right to buy) J - Other D 0.38 2,400 2,400
2017-12-01 2017-11-29 4 Goldfarb Robert I KDRH Common Stock J - Other D 644,227 1,024,000
2017-11-30 2017-11-29 4 Greenberg Richard S KDRH Common Stock J - Other D 503,303 800,000
2017-11-30 2017-11-29 4 Greenberg Richard S By Intiva USA Inc. KDRH Common Stock J - Other I 15,099,083 24,000,000
2017-11-30 2017-11-29 4 Friedland Jeffrey By Lane 9552 LLC KDRH Class A Warrants (right to buy) J - Other I 0.25 20,800 20,800
2017-11-30 2017-11-29 4 Friedland Jeffrey By Lane 6552 LLC KDRH Class C Warrants (right to buy) J - Other I 0.50 20,800 20,800
2017-11-30 2017-11-29 4 Friedland Jeffrey By Lane 6552 LLC KDRH Class B Warrants (right to buy) J - Other I 0.38 20,800 20,800
2017-11-30 2017-11-29 4 Friedland Jeffrey By Lane 6552 LLC KDRH Common Stock J - Other I 130,859 208,000
2017-11-30 2017-11-29 4 Friedland Jeffrey KDRH Common Stock J - Other D 1,258,257 2,000,000
2017-11-30 2017-11-29 4 Friedland Jeffrey By Intiva USA Inc. KDRH Common Stock J - Other I 15,099,083 24,000,000
2017-11-30 2017-11-29 4 Intiva USA Inc KDRH Common Stock J - Other D 15,099,083 24,000,000
2017-11-30 2017-11-29 4 Wasoff Evan L KDRH Common Stock J - Other D 629,128 1,000,000
2017-11-30 2017-11-29 4 Bankier Alain D KDRH Class C Warrants (right to buy) J - Other D 0.50 28,000 28,000
2017-11-30 2017-11-29 4 Bankier Alain D KDRH Class A Warrants (right to buy) J - Other D 0.25 28,000 28,000
2017-11-30 2017-11-29 4 Bankier Alain D KDRH Class B Warrants (right to buy) J - Other D 0.38 28,000 28,000
2017-11-30 2017-11-29 4 Bankier Alain D KDRH Common Stock J - Other D 1,384,083 2,200,000
2017-10-20 3 Goldfarb Robert I KDRH Common Stock D 4,557,270
2017-10-20 3 Goldfarb Robert I KDRH Common Stock D 4,557,270
2017-10-18 3 Bankier Alain D KDRH Common Stock D 9,791,008
2017-10-18 3 Bankier Alain D KDRH Common Stock D 9,791,008
2017-10-18 3 Greenberg Richard S By Intiva USA Inc. KDRH Common Stock I 40,000,000
2017-10-18 3 Greenberg Richard S By Intiva USA Inc. KDRH Common Stock I 40,000,000
2017-10-18 2017-10-13 4 Greenberg Richard S KDRH Common Stock J - Other D 1,780,183 1,780,183
2017-10-18 2017-10-13 4 Greenberg Richard S By Intiva USA Inc. KDRH Common Stock J - Other I 53,405,501 53,405,501
2017-10-18 2017-10-13 4 Greenberg Richard S By Intiva USA Inc. KDRH Common Stock J - Other I -20,000,000 0
2017-10-17 3 Friedland Jeffrey By Intiva USA Inc. KDRH Common Stock I 40,000,000
2017-10-17 3 Friedland Jeffrey By Intiva USA Inc. KDRH Common Stock I 40,000,000
2017-10-17 3 Intiva USA Inc KDRH Common Stock D 40,000,000
2017-10-17 3 Intiva USA Inc KDRH Common Stock D 40,000,000
2017-10-17 3 Wasoff Evan L KDRH Common Stock D 4,450,458
2017-10-17 3 Wasoff Evan L KDRH Common Stock D 4,450,458
2017-10-17 2017-10-13 4 Intiva USA Inc KDRH Common Stock J - Other D 53,405,501 53,405,501
2017-10-17 2017-10-13 4 Intiva USA Inc KDRH Common Stock J - Other D -20,000,000 0
2017-10-17 2017-10-13 4 Friedland Jeffrey By Lane 6552 LLC KDRH Common Stock J - Other I 462,848 462,848
2017-10-17 2017-10-13 4 Friedland Jeffrey KDRH Common Stock J - Other D 4,450,458 4,450,458
2017-10-17 2017-10-13 4 Friedland Jeffrey By Intiva USA Inc. KDRH Common Stock J - Other I 53,405,501 53,405,501
2017-10-17 2017-10-13 4 Friedland Jeffrey By Intiva USA Inc. KDRH Common Stock J - Other I -20,000,000 0
2016-09-06 3/A Heiden Ivo KDRH Common Stock D 10,000,000
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券(例如股票期权)
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券(例如期权)
V
内部人士通过Form 4自愿报告的一笔交易
J
其他(附有交易描述的脚注)
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