| 已发行股票 | 34,355,251 shares |
| 内部人士股份 | 7,823,505 shares |
| 內部持股 | 22.77 % |
| 所有內部人士 | 62 |
内部人士情绪分数
“内部人士情绪分数”用于查找被公司内部人士购入的公司。
它是一个复杂的多因素量化模型的结果，该模型能够辨识具有最高内部人士累积持有水平的公司。该评分模型结合了内部人士在过去90天内买入的净数量、总买入股份占流通股比例，以及内部人士拥有的总股份的指标。该分数的范围从0到100，数值越高表示相对于同行业而言具有更高程度的内部人士持股水平，50为平均值。
更新频率：每日
高管情绪分数
“高管情绪分数”用于查找被公司管理层购入的公司。
根据定义，公司高管是公司内部人士，但与其他内部人士（10%的股东和董事会成员）不同，公司高管每天在公司工作，而且他们使用自己的资金进行交易。（10%的股东和董事会成员通常是基金经理，管理着其他人的资金。）因此，公司高管进行的内幕交易更为重要，应该被适当地重视和关注。
如同“内部人士情绪分数”，“高管情绪分数”也是一个复杂的多因素量化模型的计算结果，该模型能够辨识具有最高高管累积持有水平的公司。
更新频率：每日
关键内部人士指标
此表格显示了公司在各种内部人士指标上的排名。百分位数排名显示了这家公司在美国市场与其他公司相比的表现。排名越高表明公司所处状况越好。
举例来说，一般认为内部人士的买入是一个积极的指标，因此具有更多内部人士买入的公司将排名高于那些内部人士买入较少（甚至有内部人士卖出）的公司。
内幕交易图表
以下图表显示了Inotiv, Inc.内部人士交易。内部人士包括公司的高管、董事或重要投资者。一般而言，基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是，他们必须通过Form 4向美国证券交易委员会（SEC）报告所有交易。
内部人员名单及盈利指标
这张表格显示已知的内部人士名单，从向美国证券交易委员会（SEC）披露的申报文件中自动生成。除了姓名、当前职位和董事、高管或10%所有人的任命外，我们还提供了最新披露的持股信息。此外，我们尽可能提供内部人士的历史交易表现。历史交易表现是内部人士实际进行的公开市场买入交易表现的加权平均值。有关此计算方式的更多信息，请查看YouTube网络研讨会。
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| 内部人士 | 平均收益（%） | 持股 数量 |
分拆 调整 |
|---|---|---|---|
| William E Baitinger Director - [D] | 3,413 | 3,413 | |
|
Andrew H Baker
10% Owner -
|
1,806,690 | 1,806,690 | |
| Craig S Bruntlett Senior V P International Sales - [O] | 57,799 | 57,799 | |
| Michael Baim VP Bioanalytical Services - [O] | 7,718 | 7,718 | |
| John Gregory Beattie Chief Operating Officer - [O] | 186,761 | 186,761 | |
| Fernanda Beraldi Former Gen'l Counsel & Sec'y - [O] | 7,840 | 7,840 | |
| Mark L Bibi General Counsel and Secretary - [O] | 58,134 | 58,134 | |
| Jill Blumhoff VP, Finance & CFO - [O] | 8,811 | 8,811 | |
| Larry Steven Boulet Director - [D] | 15,000 | 15,000 | |
| James Sevall Bourdage | 0 | ||
| Nigel Brown Director - [D] | 104,929 | 104,929 | |
| David W Crabb Director - [D] | 11,300 | 11,300 | |
| Andrea Castetter SVP, Gen. Counsel & Secretary - [O] | 55,000 | 55,000 | |
| Anthony S Chilton | 25,000 | ||
| Mary Theresa Coelho Director - [D] | 74,303 | 74,303 | |
| Emilio Cordova V.P. of Business Development - [O] | 100 | 100 | |
| Scott Cragg Director - [D] | 4,715 | 4,715 | |
| Leslie B Daniels | 10,000 | ||
| Garyl W Doster | 5,000 | ||
| Gregory Cole Davis Director - [D] | 67,780 | 67,780 |
| 内部人士 | 平均收益（%） | 持股 数量 |
分拆 调整 |
|---|---|---|---|
| John P Devine VP--Toxicology - [O] | 2,500 | 2,500 | |
| Connie Leigh Dougherty VP, Business Development - [O] | 9,074 | 9,074 | |
| Philip A Downing Sr. VP, Preclinical Srvcs. - [O] | 42,195 | 42,195 | |
| Donnie A Evans Vice President Engineering - [O] | 104,625 | 104,625 | |
| Joseph Earl Flynn Chief Commercial Officer - [O] | 128,394 | 128,394 | |
| Jeffrey Brennan Freeman VP-Finance & Corp. Controller - [O] | 42,478 | 42,478 | |
| Michael Garrett Chief Commercial Officer - [O] | 16,467 | 16,467 | |
| Gerry Henningsen | 20,000 | ||
| Adrian Hardy Chief Commercial Officer - [O] | 58,420 | 58,420 | |
| James Harkness Chief Operating Officer, RMS - [O] | 38,968 | 38,968 | |
| Michael J Harrington Director - [D] | 76,892 | 76,892 | |
|
Jermyn Street Associates LLC
10% Owner -
|
7,156 | 1,806,690 | |
| Richard Allen Johnson Director - [D] | 97,780 | 97,780 | |
|
Candice B Kissinger
10% Owner -
|
1,033,457 | 1,033,457 | |
|
Peter Kissinger
10% Owner -
|
1,033,457 | 1,033,457 | |
| Jeffrey Arthur Krupp Chief Human Resources Officer - [O] | 53,557 | 53,557 | |
| Landis John B. Director - [D] | 30,000 | 30,000 | |
| David Landman Director - [D] | 216,243 | 216,243 | |
| Leasure Robert Jr. President and CEO, Director - [D] [O] | 1,491,322 | 1,491,322 | |
| Jacqueline M Lemke President and CEO, Director - [D] [O] | 9,000 | 9,000 | |
| Margaret B Mcclure | 10,000 |
| 内部人士 | 平均收益（%） | 持股 数量 |
分拆 调整 |
|---|---|---|---|
|
Claus J Moller
10% Owner -
|
2,946,961 | 63,758 | |
| Merrill R. Osheroff | 0 | ||
| Michael S Noone | 20,000 | ||
| R Matthew Neff Director - [D] | 147,102 | 147,102 | |
| David L Omachinski Director - [D] | 20,000 | 20,000 | |
| Daniel Thomas Oakley Chief Operating Officer - [O] | 57,520 | 57,520 | |
|
P2 Capital Partners, LLC
10% Owner -
|
2,946,961 | 63,758 | |
| Lori Payne | 500 | ||
| Wendy Perrow Director - [D] | 10,000 | 10,000 | |
| William D Pitchford Chief Human Resources Officer - [O] | 74,051 | 74,051 | |
| Jeffrey Potrzebowski | 0 | ||
| William Sawyers | 10,000 | ||
| Ronald E Shoup | 40,000 | ||
| Michael P Silvon | 30,000 | ||
|
SW Chrysalis, LLC
10% Owner -
|
0 | 0 | |
| John E Sagartz Chief Strategy Officer, Director - [D] [O] | 737,816 | 737,816 | |
|
Kimberly L Sagartz
10% Owner -
|
632,475 | 632,475 | |
|
Savanna Holdings, LLC
10% Owner -
|
63,758 | 63,758 | |
| Richard M Shepperd Interim President & CEO - [O] | 750 | 750 | |
| Sullivan A. Charlene Director - [D] | 10,000 | 10,000 | |
| Beth Taylor Chief Financial Officer - [O] | 148,368 | 148,368 |
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跟踪内部人士买入记录 - 短期收益分析
在这一部分，我们分析了在 NOTV / Inotiv, Inc. 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报，以及是否值得跟踪。该分析基于每笔交易后一年的情况， 结果仅为理论值。 .
以下表格显示了最近的自动交易计划之外的公开市场买入。
经调整价格 已按拆股调整。 经调整股数 已按拆股调整。
追踪内部人士卖出记录 - 短期亏损分析
在这一部分，我们分析了在 NOTV / Inotiv, Inc. 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式，可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况， 结果仅为理论值。 .
以下表格显示了最近的自动交易计划之外的公开市场买入。
经调整价格 已按拆股调整。 经调整股数 已按拆股调整。
交易历史记录
点击链接图标即可查看完整的交易历史记录。作为 10b5-1 自动交易计划的一部分进行报告的交易，将在标记为 10b-5 的列中显示 X。
| 备案 日期 |
交易 日期 |
表格 | 内部人士 | 股票代码 | 证券种类 | 代码 | 直接 | 执行 价格 |
单位 价格 |
股数 变化 |
价值 变化 (1K) |
剩余 期权 |
剩余 股份 |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-09-04 | 2025-09-02 | 4 | Neff R Matthew | NOTV | Common Stock | D | 1.6688 | -2,000 | -3 | 147,102 | ||||
| 2025-08-04 | 2025-08-01 | 4 | Neff R Matthew | NOTV | Common Stock | D | 1.9090 | -2,000 | -4 | 149,102 | ||||
| 2025-07-03 | 2025-07-01 | 4 | Neff R Matthew | NOTV | Common Stock | D | 1.8105 | -2,000 | -4 | 151,102 | ||||
| 2025-06-04 | 2025-06-02 | 4 | Neff R Matthew | NOTV | Common Stock | D | 2.6230 | -2,000 | -5 | 153,102 | ||||
| 2025-04-02 | 2025-04-01 | 4 | Coelho Mary Theresa | NOTV | Common Stock | D | 2.3483 | -5,500 | -13 | 74,303 | ||||
| 2025-03-18 | 2025-03-14 | 4 | Leasure Robert Jr. | NOTV | Common Stock | D | 429,730 | 1,386,322 | ||||||
| 2025-03-18 | 2025-03-14 | 4 | Neff R Matthew | NOTV | Common Stock | D | 39,392 | 155,102 | ||||||
| 2025-03-18 | 2025-03-14 | 4 | Beattie John Gregory | NOTV | Common Stock | D | 25,000 | 186,761 | ||||||
| 2025-03-18 | 2025-03-14 | 4 | Hardy Adrian | NOTV | Common Stock | D | 25,000 | 58,420 | ||||||
| 2025-03-18 | 2025-03-14 | 4 | Castetter Andrea | NOTV | Common Stock | D | 35,000 | 55,000 | ||||||
| 2025-03-18 | 2025-03-14 | 4 | Freeman Jeffrey Brennan | NOTV | Common Stock | D | 15,000 | 42,478 | ||||||
| 2025-03-18 | 2025-03-14 | 4 | Landman David | NOTV | Common Stock | D | 39,392 | 216,243 | ||||||
| 2025-03-18 | 2025-03-14 | 4 | Brown Nigel | NOTV | Common Stock | D | 39,392 | 104,929 | ||||||
| 2025-03-18 | 2025-03-14 | 4 | Taylor Beth | NOTV | Common Stock | D | 40,000 | 148,368 | ||||||
| 2025-03-18 | 2025-03-14 | 4 | Coelho Mary Theresa | NOTV | Common Stock | D | 39,392 | 79,803 | ||||||
| 2025-03-18 | 2025-03-14 | 4 | Sagartz John E | NOTV | Common Stock | D | 30,000 | 737,816 | ||||||
| 2025-03-18 | 2025-03-14 | 4 | Harrington Michael J | NOTV | Common Stock | D | 39,392 | 76,892 | ||||||
| 2025-03-18 | 2025-03-14 | 4 | Krupp Jeffrey Arthur | NOTV | Common Stock | D | 25,000 | 53,557 | ||||||
| 2025-02-20 | 2025-02-18 | 4 | Freeman Jeffrey Brennan | NOTV | Common Stock | D | 4.0450 | -1,339 | -5 | 27,478 | ||||
| 2025-02-20 | 2025-02-18 | 4 | Sagartz John E | NOTV | Common Stock | D | 3.9357 | -2,113 | -8 | 707,816 | ||||
| 2025-02-20 | 2025-02-18 | 4 | Taylor Beth | NOTV | Common Stock | D | 4.0061 | -4,370 | -18 | 108,368 | ||||
| 2025-02-20 | 2025-02-18 | 4 | Leasure Robert Jr. | NOTV | Common Stock | D | 3.8189 | -73,617 | -281 | 956,592 | ||||
| 2025-02-04 | 2025-01-31 | 4 | Leasure Robert Jr. | NOTV | Common Stock | D | 4.1541 | -22,700 | -94 | 1,030,209 | ||||
| 2025-02-04 | 2025-01-31 | 4 | Taylor Beth | NOTV | Common Stock | D | 4.4650 | -2,054 | -9 | 112,738 | ||||
| 2025-02-04 | 2025-01-31 | 4 | Sagartz John E | NOTV | Common Stock | D | 4.4754 | -2,118 | -9 | 709,929 | ||||
| 2025-02-04 | 2025-02-03 | 4 | Krupp Jeffrey Arthur | NOTV | Common Stock | D | 4.1800 | -472 | -2 | 28,557 | ||||
| 2025-02-04 | 2025-01-31 | 4 | Krupp Jeffrey Arthur | NOTV | Common Stock | D | 4.4809 | -2,036 | -9 | 29,029 | ||||
| 2024-12-23 | 2024-12-19 | 4 | Landman David | NOTV | Common Stock | D | 4.2500 | 23,529 | 100 | 176,851 | ||||
| 2024-12-12 | 2024-12-10 | 4 | Beattie John Gregory | NOTV | Common Stock | D | 4.7500 | 30,000 | 142 | 161,761 | ||||
| 2024-12-10 | 2024-12-10 | 4 | Brown Nigel | NOTV | Common Stock | D | 4.2600 | 7,500 | 32 | 65,537 | ||||
| 2024-12-10 | 2024-12-06 | 4 | Harrington Michael J | NOTV | Common Stock | D | 3.9822 | 10,000 | 40 | 37,500 | ||||
| 2024-12-10 | 2024-12-06 | 4 | Landman David | NOTV | Common Stock | D | 4.1400 | 100,000 | 414 | 153,322 | ||||
| 2024-08-15 | 2024-08-10 | 4 | Leasure Robert Jr. | NOTV | Common Stock | D | 300,000 | 1,052,909 | ||||||
| 2024-08-14 | 2024-08-10 | 4 | Hardy Adrian | NOTV | Common Stock | D | 20,000 | 33,420 | ||||||
| 2024-08-14 | 2024-08-10 | 4 | Brown Nigel | NOTV | Common Stock | D | 27,500 | 58,037 | ||||||
| 2024-08-14 | 2024-08-10 | 4 | Beattie John Gregory | NOTV | Common Stock | D | 20,000 | 131,761 | ||||||
| 2024-08-14 | 2024-08-10 | 4 | Neff R Matthew | NOTV | Common Stock | D | 27,500 | 115,710 | ||||||
| 2024-08-14 | 2024-08-10 | 4 | Sagartz John E | NOTV | Common Stock | D | 20,000 | 712,047 | ||||||
| 2024-08-14 | 2024-08-10 | 4 | Coelho Mary Theresa | NOTV | Common Stock | D | 27,500 | 40,411 | ||||||
| 2024-08-14 | 2024-08-10 | 4 | Landman David | NOTV | Common Stock | D | 27,500 | 53,322 | ||||||
| 2024-08-14 | 2024-08-10 | 4 | Krupp Jeffrey Arthur | NOTV | Common Stock | D | 20,000 | 31,065 | ||||||
| 2024-08-14 | 2024-08-10 | 4 | Freeman Jeffrey Brennan | NOTV | Common Stock | D | 20,000 | 28,817 | ||||||
| 2024-08-14 | 2024-08-10 | 4 | Taylor Beth | NOTV | Common Stock | D | 20,000 | 114,792 | ||||||
| 2024-08-14 | 2024-08-10 | 4 | Harrington Michael J | NOTV | Common Stock | D | 27,500 | 27,500 | ||||||
| 2024-08-14 | 2024-08-10 | 4 | Castetter Andrea | NOTV | Common Stock | D | 20,000 | 20,000 | ||||||
| 2024-06-10 | 3 | Hardy Adrian | NOTV | Common Stock | D | 13,420 | ||||||||
| 2024-01-25 | 2019-06-07 | 4 | Leasure Robert Jr. | NOTV | Common Stock | I | 1.9819 | 7,500 | 15 | 105,000 | ||||
| 2024-01-25 | 3/A | Leasure Robert Jr. | NOTV | Common Stock | I | 26,100 | ||||||||
| 2024-01-10 | 2023-03-30 | 4 | Beraldi Fernanda | NOTV | Common Stock | D | 2,500 | 7,840 | ||||||
| 2023-12-15 | 2023-12-14 | 4 | Beattie John Gregory | NOTV | Common Stock | D | 3.1238 | 47,966 | 150 | 111,761 | ||||
| 2023-12-15 | 2023-12-14 | 4 | Garrett Michael | NOTV | Common Stock | D | 2.8290 | 5,000 | 14 | 16,467 | ||||
| 2023-10-18 | 2023-10-17 | 4 | Coelho Mary Theresa | NOTV | Common Stock | D | 12,911 | 12,911 | ||||||
| 2023-04-04 | 2023-04-01 | 4 | Brown Nigel | NOTV | Common Stock | D | 25,822 | 30,537 | ||||||
| 2023-04-04 | 2023-04-01 | 4 | Davis Gregory Cole | NOTV | Common Stock | D | 25,822 | 67,780 | ||||||
| 2023-04-04 | 2023-04-01 | 4 | Neff R Matthew | NOTV | Common Stock | D | 25,822 | 88,210 | ||||||
| 2023-04-04 | 2023-04-01 | 4 | Landman David | NOTV | Common Stock | D | 25,822 | 25,822 | ||||||
| 2023-04-04 | 2023-04-01 | 4 | Johnson Richard Allen | NOTV | Common Stock | D | 25,822 | 97,780 | ||||||
| 2023-03-16 | 2023-03-14 | 4 | Sagartz John E | NOTV | Common Stock | D | 4.9100 | 5,100 | 25 | 692,047 | ||||
| 2023-02-24 | 2023-02-22 | 4 | Beattie John Gregory | NOTV | Common Stock | D | 6.9900 | 5,000 | 35 | 63,795 | ||||
| 2023-02-21 | 2023-02-17 | 4 | Taylor Beth | NOTV | Common Stock | D | 5,000 | 94,792 | ||||||
| 2023-02-21 | 2023-02-17 | 4 | Freeman Jeffrey Brennan | NOTV | Common Stock | D | 4,000 | 8,817 | ||||||
| 2023-02-21 | 2023-02-17 | 4 | Leasure Robert Jr. | NOTV | Common Stock | D | 151,706 | 845,409 | ||||||
| 2023-02-03 | 3 | Landman David | NOTV | Common Stock | D | 0 | ||||||||
| 2023-01-20 | 2023-01-18 | 4 | Freeman Jeffrey Brennan | NOTV | Common Stock | D | 4,142 | 4,817 | ||||||
| 2023-01-20 | 3 | Krupp Jeffrey Arthur | NOTV | Common Stock | D | 5,000 | ||||||||
| 2023-01-20 | 2023-01-18 | 4 | Taylor Beth | NOTV | Common Stock | D | 5,917 | 89,792 | ||||||
| 2023-01-20 | 2023-01-18 | 4 | Krupp Jeffrey Arthur | NOTV | Common Stock | D | 5,000 | 11,065 | ||||||
| 2023-01-20 | 2023-01-18 | 4 | Krupp Jeffrey Arthur | NOTV | Common Stock | D | 1,065 | 6,065 | ||||||
| 2023-01-20 | 2023-01-18 | 4 | Garrett Michael | NOTV | Common Stock | D | 9,467 | 11,467 | ||||||
| 2023-01-20 | 2023-01-18 | 4 | Beraldi Fernanda | NOTV | Common Stock | D | 2,840 | 5,340 | ||||||
| 2023-01-20 | 2023-01-18 | 4 | Beattie John Gregory | NOTV | Common Stock | D | 7,101 | 58,795 | ||||||
| 2023-01-20 | 2023-01-18 | 4 | Sagartz John E | NOTV | Common Stock | D | 5,917 | 686,947 | ||||||
| 2023-01-20 | 2023-01-18 | 4 | Leasure Robert Jr. | NOTV | Common Stock | D | 59,172 | 693,703 | ||||||
| 2022-12-29 | 2022-12-09 | 4 | Pitchford William D | NOTV | Common Stock | D | 5.8246 | -2,123 | -12 | 74,051 | ||||
| 2022-12-02 | 2022-12-01 | 4 | Neff R Matthew | NOTV | Common Stock | D | 6.1200 | -1,000 | -6 | 62,388 | ||||
| 2022-11-04 | 3/A | Freeman Jeffrey Brennan | NOTV | Common Stock | D | 675 | ||||||||
| 2022-11-04 | 3 | Freeman Jeffrey Brennan | NOTV | Common Stock | D | 675 | ||||||||
| 2022-11-03 | 2022-11-01 | 4 | Neff R Matthew | NOTV | Common Stock | D | 21.1261 | -500 | -11 | 63,388 | ||||
| 2022-11-03 | 2022-11-01 | 4 | Neff R Matthew | NOTV | Common Stock | D | 21.1201 | -500 | -11 | 63,888 | ||||
| 2022-10-18 | 2022-10-17 | 4 | Neff R Matthew | NOTV | Common Stock | D | 19.1000 | -1,000 | -19 | 64,388 | ||||
| 2022-09-20 | 2022-09-16 | 4 | Savanna Holdings, LLC By P2 Capital GP IV, LLC | NOTV | Common Shares | I | 63,758 | 63,758 | ||||||
| 2022-09-20 | 2022-09-16 | 4 | Savanna Holdings, LLC | NOTV | Common Shares | D | -2,231,256 | 0 | ||||||
| 2022-09-20 | 2022-09-16 | 4 | Savanna Holdings, LLC | NOTV | Common Shares | D | 2,231,256 | 2,231,256 | ||||||
| 2022-09-20 | 2022-09-16 | 4 | Savanna Holdings, LLC | NOTV | Common Shares | D | 715,705 | 715,705 | ||||||
| 2022-09-20 | 2022-09-16 | 4 | Savanna Holdings, LLC | NOTV | Common Shares | D | -2,946,961 | 0 | ||||||
| 2022-09-19 | 2022-09-15 | 4 | Garrett Michael | NOTV | Common Stock | D | 23.0577 | 1,000 | 23 | 2,000 | ||||
| 2022-09-13 | 2022-09-09 | 4 | Beattie John Gregory | NOTV | Common Stock | D | 22.3400 | 8,900 | 199 | 51,694 | ||||
| 2022-07-01 | 2022-11-30 | 4 | BAKER ANDREW H By Jermyn Street Associates LLC | NOTV | Common Shares | I | -488,256 | 1,806,690 | ||||||
| 2022-04-19 | 2022-04-15 | 4 | Beraldi Fernanda | NOTV | Employee Stock Option (right to buy) | D | 25.28 | 2,500 | 2,500 | |||||
| 2022-04-07 | 2022-03-31 | 4 | Beraldi Fernanda | NOTV | Common Stock | D | 2,500 | 2,500 | ||||||
| 2022-04-06 | 3 | Beraldi Fernanda | NOTV | Common Stock | D | 0 | ||||||||
| 2022-04-05 | 2022-04-01 | 4 | Cragg Scott | NOTV | Common Stock | D | 4,275 | 4,715 | ||||||
| 2022-04-05 | 2022-04-01 | 4 | Neff R Matthew | NOTV | Common Stock | D | 4,275 | 65,388 | ||||||
| 2022-04-05 | 2022-04-01 | 4 | Johnson Richard Allen | NOTV | Common Stock | D | 4,275 | 71,958 | ||||||
| 2022-04-05 | 2022-04-01 | 4 | Brown Nigel | NOTV | Common Stock | D | 4,275 | 4,715 | ||||||
| 2022-04-05 | 2022-04-01 | 4 | Davis Gregory Cole | NOTV | Common Stock | D | 4,275 | 41,958 | ||||||
| 2022-03-21 | 2022-03-17 | 4 | Leasure Robert Jr. | NOTV | Common Shares | D | 275,000 | 634,531 | ||||||
| 2022-03-21 | 2022-03-17 | 4 | Leasure Robert Jr. | NOTV | Common Shares | D | 74,315 | 359,531 | ||||||
| 2022-03-16 | 2022-03-15 | 4 | Harkness James | NOTV | Common Shares | D | 18.8400 | 4,049 | 76 | 38,968 | ||||
| 2022-03-16 | 2022-03-15 | 4 | Harkness James | NOTV | Common Shares | D | 19.7415 | 34,919 | 689 | 34,919 | ||||
| 2022-02-23 | 2022-02-22 | 4 | Downing Philip A | NOTV | Common Shares | D | 23.9728 | 2,000 | 48 | 42,195 | ||||
| 2022-02-22 | 2022-02-18 | 4 | Davis Gregory Cole | NOTV | Common Shares | D | 21.1200 | 1,250 | 26 | 37,683 | ||||
| 2022-02-22 | 2022-02-18 | 4 | Davis Gregory Cole | NOTV | Common Shares | D | 23.9255 | 2,500 | 60 | 36,433 | ||||
| 2022-02-22 | 2022-02-17 | 4 | Davis Gregory Cole | NOTV | Common Shares | D | 20.5710 | 1,250 | 26 | 33,933 | ||||
| 2022-02-22 | 2022-02-18 | 4 | Taylor Beth | NOTV | Common Shares | D | 23.0715 | 5,000 | 115 | 83,875 | ||||
| 2022-02-22 | 2022-02-18 | 4 | Garrett Michael | NOTV | Common Shares | D | 23.5000 | 1,000 | 24 | 1,000 | ||||
| 2022-02-18 | 2022-02-18 | 4 | Beattie John Gregory | NOTV | Common Shares | D | 23.8792 | 1,000 | 24 | 42,794 | ||||
| 2022-02-18 | 2022-02-17 | 4 | Beattie John Gregory | NOTV | Common Shares | D | 21.1886 | 4,600 | 97 | 41,794 | ||||
| 2022-02-18 | 2022-02-16 | 4 | Beattie John Gregory | NOTV | Common Shares | D | 23.7111 | 5,800 | 138 | 37,194 | ||||
| 2022-02-18 | 2022-02-18 | 4 | Pitchford William D | NOTV | Common Shares | D | 21.1200 | 3,500 | 74 | 76,174 | ||||
| 2022-02-17 | 2022-02-17 | 4 | Leasure Robert Jr. | NOTV | Common Shares | D | 23.0262 | 5,000 | 115 | 285,216 | ||||
| 2022-02-17 | 2022-02-15 | 4 | Leasure Robert Jr. | NOTV | Common Shares | D | 42,429 | 280,216 | ||||||
| 2022-02-17 | 2022-02-15 | 4 | Pitchford William D | NOTV | Common Shares | D | 30,000 | 72,674 | ||||||
| 2022-02-17 | 2022-02-17 | 4 | Sagartz John E | NOTV | Common Shares | D | 19.9516 | 2,506 | 50 | 681,030 | ||||
| 2022-02-17 | 2022-02-15 | 4 | Sagartz John E | NOTV | Common Shares | D | 30,000 | 678,524 | ||||||
| 2022-02-17 | 2022-02-15 | 4 | Taylor Beth | NOTV | Common Shares | D | 40,000 | 78,875 | ||||||
| 2022-02-07 | 2021-08-02 | 4 | Johnson Richard Allen | NOTV | Director Stock Option (Right to Buy) | D | 1.94 | -10,000 | 0 | |||||
| 2022-02-07 | 2021-08-02 | 4 | Johnson Richard Allen | NOTV | Director Stock Option (Right to Buy) | D | 0.86 | -15,000 | 0 | |||||
| 2022-02-07 | 2021-08-02 | 4 | Johnson Richard Allen | NOTV | Common Shares | D | 1.9400 | 10,000 | 19 | 67,683 | ||||
| 2022-02-07 | 2021-08-02 | 4 | Johnson Richard Allen | NOTV | Common Shares | D | 0.8600 | 15,000 | 13 | 57,683 | ||||
| 2022-01-12 | 2021-12-22 | 4/A | Downing Philip A | NOTV | Common Shares | D | 43.0412 | -3,057 | -132 | 40,195 | ||||
| 2021-12-30 | 2021-12-22 | 4 | Downing Philip A | NOTV | Common Shares | D | 43.0412 | -3,057 | -132 | 40,195 | ||||
| 2021-12-20 | 2021-12-17 | 4 | Taylor Beth | NOTV | Common Shares | D | 214 | 38,875 | ||||||
| 2021-12-20 | 2021-12-17 | 4 | Pitchford William D | NOTV | Common Shares | D | 299 | 42,674 | ||||||
| 2021-11-17 | 2021-11-05 | 4/A | Cragg Scott | NOTV | Common Shares | D | 440 | 440 | ||||||
| 2021-11-17 | 2021-11-05 | 4/A | Cragg Scott By Jermyn Street Capital LLC | NOTV | Common Shares | I | 120,111 | 120,111 | ||||||
| 2021-11-17 | 2021-11-15 | 4 | Cragg Scott By Jermyn Street Capital LLC | NOTV | Common Shares | I | 19,951 | 499,095 | ||||||
| 2021-11-17 | 2021-11-15 | 4 | Cragg Scott By Jermyn Street Capital LLC | NOTV | Common Shares | I | 359,033 | 479,144 | ||||||
| 2021-11-17 | 2021-11-15 | 4 | BAKER ANDREW H By Jermyn Street Associates II LLC | NOTV | Common Stock | I | -35,512 | 7,156 | ||||||
| 2021-11-17 | 2021-11-15 | 4 | BAKER ANDREW H By Jermyn Street Associates LLC | NOTV | Common Shares | I | -359,033 | 2,294,946 | ||||||
| 2021-11-15 | 3 | Jermyn Street Associates LLC By Jermyn Street Associates LLC | NOTV | Common Shares | I | 2,653,979 | ||||||||
| 2021-11-15 | 3 | Jermyn Street Associates LLC By Jermyn Street Associates II LLC | NOTV | Common Shares | I | 44,668 | ||||||||
| 2021-11-15 | 3 | MOLLER CLAUS J By LLC | NOTV | Common Shares | I | 2,946,961 | ||||||||
| 2021-11-10 | 2021-11-05 | 4 | Garrett Michael | NOTV | Employee Stock Option (right to buy) | D | 9.93 | 67,202 | 67,202 | |||||
| 2021-11-09 | 2021-11-05 | 4 | Hardy Adrian | NOTV | Employee Stock Option (right to buy) | D | 9.93 | 355,780 | 355,780 | |||||
| 2021-11-09 | 2021-11-05 | 4 | Bibi Mark L | NOTV | Common Shares | D | 58,134 | 58,134 | ||||||
| 2021-11-09 | 2021-11-05 | 4 | Cragg Scott By Jermyn Street Associates II LLC | NOTV | Common Shares | I | 9,515 | 9,515 | ||||||
| 2021-11-09 | 2021-11-05 | 4 | Cragg Scott By Jermyn Street Associates LLC | NOTV | Common Shares | I | 358,287 | 358,287 | ||||||
| 2021-11-09 | 2021-11-05 | 4 | Cragg Scott | NOTV | Common Shares | D | 440 | 440 | ||||||
| 2021-11-09 | 2021-11-05 | 4 | Cragg Scott By Jermyn Street Capital LLC | NOTV | Common Shares | I | 120,111 | 120,111 | ||||||
| 2021-11-09 | 2021-11-05 | 4 | Brown Nigel | NOTV | Common Shares | D | 440 | 440 | ||||||
| 2021-11-09 | 2021-11-05 | 4 | Harkness James | NOTV | Employee Stock Option (right to buy) | D | 9.93 | 118,593 | 118,593 | |||||
| 2021-10-26 | 2021-10-22 | 4 | Leasure Robert Jr. | NOTV | Common Shares | D | 7,571 | 237,787 | ||||||
| 2021-10-26 | 2021-10-22 | 4 | Beattie John Gregory | NOTV | Common Shares | D | 954 | 31,394 | ||||||
| 2021-10-26 | 2021-10-22 | 4 | Pitchford William D | NOTV | Common Shares | D | 454 | 42,375 | ||||||
| 2021-10-26 | 2021-10-22 | 4 | Taylor Beth | NOTV | Common Shares | D | 1,332 | 38,661 | ||||||
| 2021-10-26 | 2021-10-22 | 4 | Downing Philip A | NOTV | Common Shares | D | 1,087 | 43,252 | ||||||
| 2021-06-08 | 2021-06-07 | 4 | Sagartz John E | NOTV | Common Shares | D | 28.7000 | 1,742 | 50 | 648,524 | ||||
| 2021-06-01 | 2021-05-28 | 4 | Sagartz John E | NOTV | Common Shares | D | 24.7800 | 2,012 | 50 | 646,782 | ||||
| 2021-06-01 | 2021-05-27 | 4 | Sagartz John E | NOTV | Common Shares | D | 24.0000 | 5 | 0 | 644,770 | ||||
| 2021-05-17 | 2021-05-13 | 4 | Beattie John Gregory | NOTV | Common Shares | D | 22.9100 | 5,000 | 115 | 30,440 | ||||
| 2021-05-17 | 2021-05-13 | 4 | Pitchford William D | NOTV | Common Shares | D | 23.7200 | 1,500 | 36 | 41,921 | ||||
| 2021-05-17 | 2021-05-13 | 4 | Taylor Beth | NOTV | Common Shares | D | 23.1400 | 2,154 | 50 | 37,329 | ||||
| 2021-05-11 | 2021-05-07 | 4 | Sagartz John E | NOTV | Common Shares | D | 880 | 644,765 | ||||||
| 2021-05-11 | 2021-05-07 | 4 | Leasure Robert Jr. | NOTV | Common Shares | D | 3,667 | 230,216 | ||||||
| 2021-05-11 | 2021-05-07 | 4 | Taylor Beth | NOTV | Common Shares | D | 880 | 35,175 | ||||||
| 2021-05-11 | 2021-05-07 | 4 | Beattie John Gregory | NOTV | Common Shares | D | 440 | 25,440 | ||||||
| 2021-05-11 | 2021-05-07 | 4 | Flynn Joseph Earl | NOTV | Common Shares | D | 880 | 128,394 | ||||||
| 2021-05-11 | 2021-05-07 | 4 | Pitchford William D | NOTV | Common Shares | D | 880 | 40,421 | ||||||
| 2021-04-05 | 2021-04-01 | 4 | Johnson Richard Allen | NOTV | Common Shares | D | 2,683 | 42,683 | ||||||
| 2021-04-05 | 2021-04-01 | 4 | Neff R Matthew | NOTV | Common Shares | D | 2,683 | 61,113 | ||||||
| 2021-04-05 | 2021-04-01 | 4 | Davis Gregory Cole | NOTV | Common Shares | D | 2,683 | 32,683 | ||||||
| 2021-03-05 | 2021-03-05 | 4 | Taylor Beth | BASI | Common Shares | D | 17.7000 | 5,000 | 88 | 34,295 | ||||
| 2021-03-01 | 2021-03-01 | 4 | Beattie John Gregory | BASI | Common Shares | D | 18.6000 | 1,712 | 32 | 25,000 | ||||
| 2021-02-25 | 2021-02-23 | 4 | Beattie John Gregory | BASI | Common Shares | D | 14.0000 | 8,288 | 116 | 23,288 | ||||
| 2021-02-24 | 2021-02-24 | 4 | Leasure Robert Jr. | BASI | Common Shares | I | 14.4200 | 5,000 | 72 | 5,000 | ||||
| 2021-02-16 | 2021-02-15 | 4 | Beattie John Gregory | BASI | Common Shares | D | 15,000 | 15,000 | ||||||
| 2021-01-12 | 2020-03-13 | 4/A | Neff R Matthew | BASI | Common Shares | D | 3.9300 | 3,350 | 13 | 43,430 | ||||
| 2021-01-12 | 2020-03-12 | 4/A | Neff R Matthew | BASI | Common Shares | D | 3.8000 | 8,497 | 32 | 40,080 | ||||
| 2021-01-12 | 2020-02-20 | 4/A | Neff R Matthew | BASI | Common Shares | D | 4.6000 | 9,458 | 44 | 31,583 | ||||
| 2020-12-30 | 2020-12-29 | 4 | Leasure Robert Jr. | BASI | Common Shares | D | 40,000 | 226,549 | ||||||
| 2020-12-04 | 2020-12-02 | 4 | Baim Michael | BASI | Common Shares | D | 6,938 | 14,656 | ||||||
| 2020-12-04 | 2020-12-02 | 4 | Pitchford William D | BASI | Common Shares | D | 7,541 | 39,541 | ||||||
| 2020-12-04 | 2020-12-02 | 4 | Taylor Beth | BASI | Common Shares | D | 5,995 | 29,295 | ||||||
| 2020-12-04 | 2020-12-02 | 4 | Downing Philip A | BASI | Common Shares | D | 7,964 | 42,165 | ||||||
| 2020-12-04 | 2019-12-02 | 4/A | Baim Michael | BASI | Common Shares | D | 7,718 | 7,718 | ||||||
| 2020-12-04 | 2020-12-02 | 4 | Sagartz John E | BASI | Common Shares | D | 9,653 | 643,885 | ||||||
| 2020-08-20 | 2020-08-19 | 4 | Sagartz John E | BASI | Common Shares | D | 4.7500 | 3,733 | 18 | 634,232 | ||||
| 2020-08-19 | 2020-08-19 | 4 | Neff R Matthew | BASI | Common Shares | D | 4.7500 | 5,000 | 24 | 60,350 | ||||
| 2020-06-16 | 2020-06-15 | 4 | Leasure Robert Jr. | BASI | Common Shares | D | 5.2000 | 2,884 | 15 | 186,549 | ||||
| 2020-06-11 | 2020-06-10 | 4 | Taylor Beth | BASI | Common Shares | D | 10,000 | 23,300 | ||||||
| 2020-05-22 | 2020-05-21 | 4 | Pitchford William D | BASI | Common Shares | D | 4.4700 | 10,000 | 45 | 32,000 | ||||
| 2020-05-21 | 2020-05-21 | 4 | Taylor Beth | BASI | Common Shares | D | 4.5200 | 3,300 | 15 | 13,300 | ||||
| 2020-05-21 | 2020-05-20 | 4 | Taylor Beth | BASI | Common Shares | D | 4.4200 | 4,933 | 22 | 10,000 | ||||
| 2020-05-21 | 2020-05-19 | 4 | Taylor Beth | BASI | Common Shares | D | 4.3800 | 5,067 | 22 | 5,067 | ||||
| 2020-04-03 | 2020-04-01 | 4 | Johnson Richard Allen | BASI | Common Shares | D | 10,000 | 40,000 | ||||||
| 2020-04-03 | 2020-04-01 | 4 | Davis Gregory Cole | BASI | Common Shares | D | 10,000 | 30,000 | ||||||
| 2020-04-03 | 2020-04-01 | 4 | Neff R Matthew | BASI | Common Shares | D | 10,000 | 55,350 | ||||||
| 2020-03-17 | 2020-03-16 | 4 | Leasure Robert Jr. | BASI | Common Shares | D | 3.4900 | 5,700 | 20 | 183,665 | ||||
| 2020-03-16 | 2020-03-13 | 4 | Neff R Matthew | BASI | Common Shares | D | 3.9300 | 3,350 | 13 | 45,350 | ||||
| 2020-03-16 | 2020-03-12 | 4 | Neff R Matthew | BASI | Common Shares | D | 3.8000 | 12,000 | 46 | 42,000 | ||||
| 2020-02-21 | 2020-02-20 | 4 | Neff R Matthew | BASI | Common Shares | D | 4.6000 | 9,458 | 44 | 30,000 | ||||
| 2020-02-20 | 2020-02-20 | 4 | Johnson Richard Allen | BASI | Common Shares | D | 4.6300 | 20,000 | 93 | 30,000 | ||||
| 2020-01-29 | 2020-01-27 | 4 | Leasure Robert Jr. | BASI | Employee Stock Option (right to buy) | D | 5.03 | 45,000 | 45,000 | |||||
| 2020-01-29 | 2020-01-27 | 4 | Leasure Robert Jr. | BASI | Common Shares | D | 13,000 | 177,965 | ||||||
| 2019-12-04 | 2019-12-02 | 4 | Baim Michael | BASI | Common Shares | D | 7,718 | 22,718 | ||||||
| 2019-12-04 | 2019-12-02 | 4 | Downing Philip A | BASI | Common Shares | D | 8,436 | 34,201 | ||||||
| 2019-12-04 | 2019-12-02 | 4 | Flynn Joseph Earl | BASI | Common Shares | D | 2,564 | 127,514 | ||||||
| 2019-12-04 | 2019-12-02 | 4 | Oakley Daniel Thomas | BASI | Common Shares | D | 8,974 | 57,520 | ||||||
| 2019-12-04 | 2019-12-02 | 4 | Blumhoff Jill | BASI | Common Shares | D | 7,000 | 8,811 | ||||||
| 2019-12-04 | 2019-12-02 | 4 | Sagartz John E | BASI | Common Shares | D | 8,974 | 630,499 | ||||||
| 2019-09-16 | 2019-09-13 | 4 | Pitchford William D | BASI | Common Shares | D | 3.7000 | 12,000 | 44 | 22,000 | ||||
| 2019-09-16 | 2019-09-13 | 4 | Oakley Daniel Thomas | BASI | Common Shares | D | 3.6500 | 1,000 | 4 | 48,546 | ||||
| 2019-09-16 | 2019-09-13 | 4 | Leasure Robert Jr. | BASI | Common Shares | D | 3.7200 | 26,846 | 100 | 164,965 | ||||
| 2019-09-11 | 2019-09-10 | 4 | Perrow Wendy | BASI | Common Shares | D | 3.6200 | 10,000 | 36 | 10,000 | ||||
| 2019-09-06 | 2019-09-06 | 4 | Oakley Daniel Thomas | BASI | Common Shares | D | 3.3500 | 2,000 | 7 | 47,546 | ||||
| 2019-09-06 | 2019-09-05 | 4 | Oakley Daniel Thomas | BASI | Common Shares | D | 3.4500 | 10,500 | 36 | 45,546 | ||||
| 2019-09-06 | 2019-08-28 | 4 | Pitchford William D | BASI | Common Shares | D | 10,000 | 10,000 | ||||||
| 2019-09-05 | 2019-09-04 | 4 | Leasure Robert Jr. | BASI | Common Shares | D | 3.1500 | 11,500 | 36 | 138,119 | ||||
| 2019-09-03 | 2019-08-29 | 4 | Oakley Daniel Thomas | BASI | Common Shares | D | 2.6900 | 5,000 | 13 | 36,046 | ||||
| 2019-08-26 | 2019-08-23 | 4 | Oakley Daniel Thomas | BASI | Common Shares | D | 2.7700 | 2,594 | 7 | 31,046 | ||||
| 2019-08-20 | 2019-08-19 | 4 | Leasure Robert Jr. | BASI | Common Shares | D | 2.1900 | 16,000 | 35 | 126,619 | ||||
| 2019-06-14 | 2019-06-14 | 4 | Oakley Daniel Thomas | BASI | Common Shares | D | 1.9900 | 7,500 | 15 | 28,452 | ||||
| 2019-06-14 | 2019-06-13 | 4 | Leasure Robert Jr. | BASI | Common Shares | D | 1.9700 | 5,000 | 10 | 110,619 | ||||
| 2019-06-14 | 2019-06-12 | 4 | Leasure Robert Jr. | BASI | Common Shares | D | 1.9400 | 4 | 0 | 105,619 | ||||
| 2019-06-14 | 2019-06-13 | 4 | Neff R Matthew | BASI | Common Shares | D | 1.9800 | 1,410 | 3 | 22,125 | ||||
| 2019-06-13 | 2019-06-11 | 4 | Blumhoff Jill | BASI | Common Shares | D | 1.9800 | 500 | 1 | 1,811 | ||||
| 2019-06-11 | 2019-06-10 | 4 | Downing Philip A | BASI | Common Shares | D | 1.9600 | 5,000 | 10 | 25,765 | ||||
| 2019-06-10 | 2019-06-07 | 4 | Leasure Robert Jr. | BASI | Common Shares | D | 1.9600 | 5,000 | 10 | 105,615 | ||||
| 2019-06-10 | 2019-06-06 | 4 | Leasure Robert Jr. | BASI | Common Shares | D | 1.9500 | 1,000 | 2 | 100,615 | ||||
| 2019-05-31 | 2019-05-31 | 4 | Davis Gregory Cole | BASI | Common Shares | D | 2.0000 | 5,000 | 10 | 20,000 | ||||
| 2019-05-31 | 2019-05-30 | 4 | Davis Gregory Cole | BASI | Common Shares | D | 1.9600 | 5,000 | 10 | 15,000 | ||||
| 2019-05-31 | 2019-05-29 | 4 | Davis Gregory Cole | BASI | Common Shares | D | 1.9900 | 5,000 | 10 | 10,000 | ||||
| 2019-04-24 | 2019-04-16 | 4 | SW Chrysalis, LLC | BASI | Common Shares | D | 1,500,000 | 0 | ||||||
| 2019-04-24 | 2019-04-16 | 4 | Flynn Joseph Earl | BASI | Common Shares | D | 124,950 | 124,950 | ||||||
| 2019-04-24 | 2019-04-16 | 4 | Sagartz Kimberly L | BASI | Common Shares | D | 632,475 | 632,475 | ||||||
| 2019-03-19 | 2019-03-15 | 4 | Oakley Daniel Thomas | BASI | Common Shares | D | 1.9000 | 1 | 0 | 20,952 | ||||
| 2019-03-14 | 2019-03-14 | 4 | Sagartz John E | BASI | Common Shares | D | 1.9400 | 1,400 | 3 | 3,900 | ||||
| 2019-03-14 | 2019-03-12 | 4 | Leasure Robert Jr. | BASI | Common Shares | D | 1.9400 | 6,000 | 12 | 99,615 | ||||
| 2019-03-11 | 2019-03-08 | 4 | Neff R Matthew | BASI | Common Shares | D | 1.7500 | 5,715 | 10 | 20,715 | ||||
| 2019-03-11 | 2019-03-08 | 4 | Leasure Robert Jr. | BASI | Common Shares | D | 1.7700 | 4,000 | 7 | 93,615 | ||||
| 2019-03-07 | 2019-03-06 | 4 | Oakley Daniel Thomas | BASI | Common Shares | D | 1.7500 | 10,000 | 18 | 20,951 | ||||
| 2019-03-05 | 2019-03-01 | 4 | Oakley Daniel Thomas | BASI | Common Shares | D | 1.5400 | 125 | 0 | 10,951 | ||||
| 2019-03-01 | 2019-02-19 | 4 | Sagartz John E | BASI | Common Shares | D | 1.4300 | 2,500 | 4 | 2,500 | ||||
| 2019-03-01 | 2019-03-01 | 4 | Leasure Robert Jr. | BASI | Common Shares | D | 1.6200 | 10,000 | 16 | 89,615 | ||||
| 2019-03-01 | 2019-02-28 | 4 | Leasure Robert Jr. | BASI | Common Shares | D | 1.5100 | 8,900 | 13 | 79,615 | ||||
| 2019-02-28 | 2019-02-27 | 4 | Oakley Daniel Thomas | BASI | Common Shares | D | 1.5300 | 10,826 | 17 | 10,826 | ||||
| 2019-02-12 | 2019-02-08 | 4 | Oakley Daniel Thomas | BASI | Employee Stock Option (right to buy) | D | 1.42 | 35,000 | 35,000 | |||||
| 2019-02-12 | 2019-02-08 | 4 | Baim Michael | BASI | Employee Stock Option (right to buy) | D | 1.42 | 15,000 | 15,000 | |||||
| 2019-02-12 | 2019-02-08 | 4 | Blumhoff Jill | BASI | Employee Stock Option (right to buy) | D | 1.42 | 25,000 | 25,000 | |||||
| 2019-02-12 | 2019-02-08 | 4 | Downing Philip A | BASI | Employee Stock Option (right to buy) | D | 1.42 | 25,000 | 25,000 | |||||
| 2019-02-12 | 2019-02-08 | 4 | Perrow Wendy | BASI | Director Stock Option (right to buy) | D | 1.42 | 10,000 | 10,000 | |||||
| 2019-02-12 | 2019-02-08 | 4 | Johnson Richard Allen | BASI | Director Stock Option (right to buy) | D | 1.42 | 10,000 | 10,000 | |||||
| 2019-02-12 | 2019-02-08 | 4 | Davis Gregory Cole | BASI | Director Stock Option (right to buy) | D | 1.42 | 10,000 | 10,000 | |||||
| 2019-02-12 | 2019-02-08 | 4 | Neff R Matthew | BASI | Director Stock Option (right to buy) | D | 1.42 | 10,000 | 10,000 | |||||
| 2019-01-16 | 3 | Leasure Robert Jr. | BASI | Common Shares | D | 52,200 | ||||||||
| 2019-01-16 | 3 | Leasure Robert Jr. | BASI | Common Shares | D | 52,200 | ||||||||
| 2019-01-16 | 3 | Leasure Robert Jr. | BASI | Common Shares | D | 52,200 | ||||||||
| 2019-01-16 | 2019-01-14 | 4 | Leasure Robert Jr. | BASI | Employee Stock Option (right to buy) | D | 1.30 | 55,000 | 55,000 | |||||
| 2019-01-16 | 2019-01-14 | 4 | Leasure Robert Jr. | BASI | Common Shares | D | 10,000 | 70,715 | ||||||
| 2019-01-16 | 2019-01-14 | 4 | Leasure Robert Jr. | BASI | Common Shares | D | 34,615 | 60,715 | ||||||
| 2018-09-18 | 2018-09-14 | 4 | KISSINGER PETER | BASI | Common Stock | D | 1.7382 | 10,000 | 17 | 1,033,457 | ||||
| 2018-09-18 | 2018-09-13 | 4 | Blumhoff Jill | BASI | Common Shares | D | 1.6200 | 450 | 1 | 1,311 | ||||
| 2018-09-18 | 2018-09-14 | 4 | Neff R Matthew | BASI | Common Shares | D | 1.6600 | 2,500 | 4 | 15,000 | ||||
| 2018-09-18 | 2018-09-12 | 4 | Neff R Matthew | BASI | Common Shares | D | 1.6500 | 2,500 | 4 | 12,500 | ||||
| 2018-09-12 | 2018-09-11 | 4 | Downing Philip A | BASI | Common Shares | D | 1.6700 | 5,000 | 8 | 20,765 | ||||
| 2018-07-12 | 3 | Sagartz Kimberly L See footnote 1. | BASI | Common Shares | I | 1,264,950 | ||||||||
| 2018-07-12 | 3 | Sagartz Kimberly L See footnote 1. | BASI | Common Shares | I | 1,264,950 | ||||||||
| 2018-07-12 | 3 | Sagartz Kimberly L See footnote 1. | BASI | Common Shares | I | 1,264,950 | ||||||||
| 2018-07-12 | 3 | SW Chrysalis, LLC | BASI | Common Shares | D | 3,000,000 | ||||||||
| 2018-07-12 | 3 | SW Chrysalis, LLC | BASI | Common Shares | D | 3,000,000 | ||||||||
| 2018-07-12 | 3 | SW Chrysalis, LLC | BASI | Common Shares | D | 3,000,000 | ||||||||
| 2018-07-12 | 3 | Sagartz John E See footnote 1. | BASI | Common Shares | I | 1,235,250 | ||||||||
| 2018-07-12 | 3 | Sagartz John E See footnote 1. | BASI | Common Shares | I | 1,235,250 | ||||||||
| 2018-07-12 | 3 | Sagartz John E See footnote 1. | BASI | Common Shares | I | 1,235,250 | ||||||||
| 2018-02-20 | 2018-02-16 | 4 | Downing Philip A | BASI | Common Shares | D | 1.4600 | 5,000 | 7 | 15,765 | ||||
| 2017-10-31 | 2017-10-27 | 4 | Blumhoff Jill | BASI | Employee Stock Option (right to buy) | D | 1.94 | 20,000 | 20,000 | |||||
| 2017-10-31 | 2017-10-27 | 4 | Downing Philip A | BASI | Employee Stock Option (right to buy) | D | 1.94 | 20,000 | 20,000 | |||||
| 2017-10-31 | 2017-10-27 | 4 | Johnson Richard Allen | BASI | Director Stock Option (right to buy) | D | 1.94 | 10,000 | 10,000 | |||||
| 2017-10-31 | 2017-10-27 | 4 | Davis Gregory Cole | BASI | Director Stock Option (right to buy) | D | 1.94 | 10,000 | 10,000 | |||||
| 2017-10-31 | 2017-10-27 | 4 | Perrow Wendy | BASI | Director Stock Option (right to buy) | D | 1.94 | 10,000 | 10,000 | |||||
| 2017-10-31 | 2017-10-27 | 4 | Neff R Matthew | BASI | Director Stock Option (right to buy) | D | 1.94 | 10,000 | 10,000 | |||||
| 2017-09-08 | 2017-09-08 | 4 | Neff R Matthew | BASI | Common Shares | D | 1.5000 | 5,000 | 8 | 10,000 | ||||
| 2017-08-23 | 2017-08-18 | 4 | Neff R Matthew | BASI | Common Shares | D | 1.7000 | 5,000 | 8 | 5,000 | ||||
| 2017-08-23 | 2017-08-18 | 4 | Davis Gregory Cole | BASI | Common Shares | D | 1.7000 | 5,000 | 8 | 5,000 | ||||
| 2017-03-17 | 2017-03-15 | 4 | Blumhoff Jill | BASI | Employee Stock Option (right to buy) | D | 1.40 | -500 | 0 | |||||
| 2017-03-17 | 2017-03-15 | 4 | Blumhoff Jill | BASI | Employee Stock Option (right to buy) | D | 1.01 | -200 | 0 | |||||
| 2017-03-17 | 2017-03-15 | 4 | Blumhoff Jill | BASI | Common Shares | D | 1.6600 | -422 | -1 | 861 | ||||
| 2017-03-17 | 2017-03-15 | 4 | Blumhoff Jill | BASI | Common Shares | D | 1.4000 | 500 | 1 | 1,283 | ||||
| 2017-03-17 | 2017-03-15 | 4 | Blumhoff Jill | BASI | Common Shares | D | 1.6600 | -1,217 | -2 | 783 | ||||
| 2017-03-17 | 2017-03-15 | 4 | Blumhoff Jill | BASI | Common Shares | D | 1.0100 | 2,000 | 2 | 2,000 | ||||
| 2017-03-15 | 2017-03-01 | 4 | Downing Philip A | BASI | Employee Stock Option (right to buy) | D | 1.01 | -10,000 | 0 | |||||
| 2017-03-15 | 2017-03-01 | 4 | Downing Philip A | BASI | Common Stock | D | 1.6200 | -6,235 | -10 | 10,765 | ||||
| 2017-03-15 | 2017-03-01 | 4 | Downing Philip A | BASI | Common Stock | D | 1.0100 | 10,000 | 10 | 17,000 | ||||
| 2016-05-27 | 2016-05-27 | 4 | Dougherty Connie Leigh | BASI | Common Stock | D | 0.9200 | 423 | 0 | 9,074 | ||||
| 2016-05-25 | 2016-05-23 | 4 | Dougherty Connie Leigh | BASI | Common Stock | D | 0.9200 | 96 | 0 | 8,651 | ||||
| 2016-05-23 | 2016-05-19 | 4 | Dougherty Connie Leigh | BASI | Common Stock | D | 0.9200 | 1,655 | 2 | 8,555 | ||||
| 2016-05-16 | 2016-05-13 | 4 | Blumhoff Jill | BASI | Employee Stock Option (right to buy) | D | 0.94 | 10,000 | 10,000 | |||||
| 2016-03-02 | 2016-02-29 | 4 | Lemke Jacqueline M | BASI | Common Shares | I | 1.1700 | 6,000 | 7 | 9,000 | ||||
| 2016-03-02 | 2016-02-29 | 4 | Lemke Jacqueline M | BASI | Common Shares | D | 1.1854 | 4,000 | 5 | 60,685 | ||||
| 2015-09-16 | 2015-09-14 | 4 | Downing Philip A | BASI | Common Stock | D | 1.7300 | 3,000 | 5 | 7,000 | ||||
| 2015-08-25 | 2015-08-21 | 4 | Dougherty Connie Leigh | BASI | Common Stock | D | 1.4200 | 6,900 | 10 | 6,900 | ||||
| 2015-06-22 | 2015-06-18 | 4 | Lemke Jacqueline M | BASI | Option to Purchase Common Shares | D | 1.40 | -500 | 0 | |||||
| 2015-06-22 | 2015-06-18 | 4 | Lemke Jacqueline M | BASI | Non-Qualified Option to Purchase Common Shares | D | 1.38 | -125,000 | 0 | |||||
| 2015-06-22 | 2015-06-18 | 4 | Lemke Jacqueline M | BASI | Common Stock | D | 2.1200 | -96,815 | -205 | 56,685 | ||||
| 2015-06-22 | 2015-06-18 | 4 | Lemke Jacqueline M | BASI | Common Shares | D | 1.4000 | 500 | 1 | 153,500 | ||||
| 2015-06-22 | 2015-06-18 | 4 | Lemke Jacqueline M | BASI | Common Shares | D | 1.3800 | 125,000 | 172 | 153,000 | ||||
| 2015-03-17 | 2015-03-13 | 4 | Downing Philip A | BASI | Employee Stock Option (right to buy) | D | 2.00 | 10,000 | 10,000 | |||||
| 2015-03-03 | 2015-02-27 | 4 | Lemke Jacqueline M | BASI | Common Shares | I | 2.0400 | 3,000 | 6 | 3,000 | ||||
| 2015-03-03 | 2015-02-27 | 4 | Lemke Jacqueline M | BASI | Common Shares | D | 2.0400 | 7,000 | 14 | 28,000 | ||||
| 2014-09-17 | 2014-09-15 | 4 | Dougherty Connie Leigh | BASI | Employee Stock Option (right to buy) | D | 2.35 | 10,000 | 10,000 | |||||
| 2014-08-26 | 2014-08-25 | 4 | Devine John P | BASI | Option to Purchase Common Shares | D | 1.01 | -2,500 | 2,500 | |||||
| 2014-08-26 | 2014-08-25 | 4 | Devine John P | BASI | Common Stock | D | 1.0100 | 2,500 | 3 | 2,500 | ||||
| 2014-06-19 | 2014-06-13 | 4/A | Devine John P | BASI | Common Stock | D | 2.6400 | -3,130 | -8 | 0 | ||||
| 2014-06-17 | 2014-06-13 | 4 | Devine John P | BASI | Common Stock | D | 2.6400 | -3,130 | -8 | 0 | ||||
| 2014-06-17 | 2014-03-03 | 4 | Devine John P | BASI | Option to Purchase Common Shares | D | 1.01 | -5,000 | 5,000 | |||||
| 2014-06-17 | 2014-03-03 | 4 | Devine John P | BASI | Common Stock | D | 2.7000 | -1,870 | -5 | 3,130 | ||||
| 2014-06-17 | 2014-03-03 | 4 | Devine John P | BASI | Common Stock | D | 1.0100 | 5,000 | 5 | 5,000 | ||||
| 2014-06-10 | 2014-06-09 | 4 | Potrzebowski Jeffrey | BASI | Employee Stock Option (right to buy) | D | 2.66 | 10,000 | 10,000 | |||||
| 2014-06-04 | 2014-06-02 | 4 | Bourdage James Sevall | BASI | Employee Stock Option (right to buy) | D | 2.71 | 10,000 | 10,000 | |||||
| 2013-05-17 | 3 | Downing Philip A | BASI | Common Stock | D | 4,000 | ||||||||
| 2013-01-17 | 2013-01-16 | 4 | Payne Lori | BASI | Option to Purchase Common Shares | D | 1.40 | 500 | 500 | |||||
| 2013-01-17 | 2013-01-16 | 4 | Devine John P | BASI | Option to Purchase Common Shares | D | 1.40 | 500 | 500 | |||||
| 2013-01-17 | 2013-01-16 | 4 | Lemke Jacqueline M | BASI | Option to Purchase Common Shares | D | 1.40 | 500 | 500 | |||||
| 2012-10-16 | 2012-10-15 | 4 | Lemke Jacqueline M | BASI | Option to Purchase Common Shares | D | 1.32 | 50,000 | 50,000 | |||||
| 2012-08-20 | 2012-08-17 | 4 | OMACHINSKI DAVID L | BASI | Common Shares | D | 1.2600 | 10,000 | 13 | 20,000 | ||||
| 2012-08-20 | 2012-08-17 | 4 | Boulet Larry Steven | BASI | Common Shares | D | 1.2600 | 11,500 | 14 | 15,000 | ||||
| 2012-08-20 | 2012-08-17 | 4 | Landis John B. | BASI | Common Shares | D | 1.2600 | 30,000 | 38 | 30,000 | ||||
| 2012-08-20 | 2012-08-17 | 4 | CRABB DAVID W | BASI | Common Shares | D | 1.2600 | 10,000 | 13 | 11,300 | ||||
| 2012-08-20 | 2012-08-17 | 4 | Lemke Jacqueline M | BASI | Common Shares | D | 1.2600 | 20,000 | 25 | 21,000 | ||||
| 2012-08-20 | 2012-08-17 | 4 | Sullivan A. Charlene | BASI | Common Shares | D | 1.2600 | 10,000 | 13 | 10,000 | ||||
| 2012-08-20 | 2012-08-17 | 4 | Johnson Richard Allen | BASI | Common Shares | D | 1.2600 | 10,000 | 13 | 10,000 | ||||
| 2012-07-09 | 2012-07-05 | 4 | Landis John B. | BASI | Option to purchase common shares | D | 0.86 | 15,000 | 15,000 | |||||
| 2012-07-09 | 2012-07-05 | 4 | Johnson Richard Allen | BASI | Option to purchase common shares | D | 0.86 | 15,000 | 15,000 | |||||
| 2012-04-11 | 2012-04-09 | 4 | Lemke Jacqueline M | BASI | Non-Qualified Option to Purchase Common Shares | D | 1.38 | 125,000 | 125,000 | |||||
| 2012-04-11 | 2012-04-09 | 4 | Payne Lori | BASI | Option to purchase common shares | D | 1.38 | 20,000 | 20,000 | |||||
| 2012-04-11 | 2012-04-09 | 4 | Chilton Anthony S | BASI | Option to purchase common shares | D | 1.38 | 25,000 | 25,000 | |||||
| 2012-04-05 | 3 | Lemke Jacqueline M | BASI | Common Stock | D | 1,000 | ||||||||
| 2011-09-30 | 3 | Devine John P | BASI | Common Shares | D | 100 | ||||||||
| 2008-09-08 | 2008-09-04 | 4 | DANIELS LESLIE B | BASI | Employee Stock Option (Right to Buy) | D | 5.09 | 10,000 | 10,000 | |||||
| 2008-03-10 | 2008-03-06 | 4 | KISSINGER PETER | BASI | Common Stock | D | 6.0000 | -100 | -1 | 1,024,257 | ||||
| 2008-03-04 | 2008-03-03 | 4 | KISSINGER PETER | BASI | Common Stock | D | 6.0000 | -500 | -3 | 1,025,457 | ||||
| 2008-03-04 | 2008-02-29 | 4 | KISSINGER PETER | BASI | Common Stock | D | 6.0900 | -100 | -1 | 1,025,957 | ||||
| 2008-03-04 | 2008-02-29 | 4 | KISSINGER PETER | BASI | Common Stock | D | 6.1200 | -100 | -1 | 1,026,057 | ||||
| 2008-03-04 | 2008-02-29 | 4 | KISSINGER PETER | BASI | Common Stock | D | 6.1300 | -200 | -1 | 1,026,157 | ||||
| 2008-03-04 | 2008-02-29 | 4 | KISSINGER PETER | BASI | Common Stock | D | 6.1400 | -100 | -1 | 1,026,357 | ||||
| 2008-03-04 | 2008-02-29 | 4 | KISSINGER PETER | BASI | Common Stock | D | 6.0000 | -100 | -1 | 1,026,457 | ||||
| 2008-03-04 | 2008-02-28 | 4 | KISSINGER PETER | BASI | Common Stock | D | 6.0000 | -300 | -2 | 1,026,557 | ||||
| 2007-11-28 | 3 | Cordova Emilio By Education IRA | BASI | Common Stock | I | 100 | ||||||||
| 2007-05-25 | 3 | Boulet Larry Steven | BASI | Common Stock | D | 0 | ||||||||
| 2006-10-05 | 3 | Shepperd Richard M | BASI | Common Stock | D | 750 | ||||||||
| 2006-06-12 | 2006-06-08 | 4 | BAITINGER WILLIAM E By the William Baitinger Trust | BASI | Common Stock | I | 6.2500 | -400 | -2 | 90,845 | ||||
| 2006-06-12 | 2005-06-08 | 4 | BAITINGER WILLIAM E | BASI | Common Stock | D | 0 | 3,413 | ||||||
| 2006-06-12 | 2005-06-08 | 4 | BAITINGER WILLIAM E By the Paula Baitinger Trust | BASI | Common Stock | I | 0 | 53,454 | ||||||
| 2006-06-07 | 2006-06-05 | 4 | BAITINGER WILLIAM E By the William Baitinger Trust | BASI | Common Stock | I | 6.2500 | -300 | -2 | 91,245 | ||||
| 2006-06-07 | 2005-06-06 | 4 | BAITINGER WILLIAM E | BASI | Common Stock | D | 0 | 3,413 | ||||||
| 2006-06-07 | 2005-06-06 | 4 | BAITINGER WILLIAM E By the Paula Baitinger Trust | BASI | Common Stock | I | 0 | 53,454 | ||||||
| 2006-06-02 | 2006-05-15 | 4/A | BRUNTLETT CRAIG S | BASI | Common Stock | D | 6.4100 | -100 | -1 | 57,799 | ||||
| 2006-06-02 | 2006-05-15 | 4/A | BRUNTLETT CRAIG S | BASI | Common Stock | D | 6.4000 | -1,200 | -8 | 57,899 | ||||
| 2006-06-02 | 2006-05-15 | 4/A | BRUNTLETT CRAIG S | BASI | Common Stock | D | 6.5700 | -100 | -1 | 59,099 | ||||
| 2006-06-02 | 2006-05-15 | 4/A | BRUNTLETT CRAIG S | BASI | Common Stock | D | 6.4700 | -100 | -1 | 59,199 | ||||
| 2006-06-02 | 2006-05-15 | 4/A | BRUNTLETT CRAIG S | BASI | Common Stock | D | 6.1900 | -99 | -1 | 59,299 | ||||
| 2006-06-02 | 2006-05-15 | 4/A | BRUNTLETT CRAIG S | BASI | Common Stock | D | 6.1500 | -300 | -2 | 59,398 | ||||
| 2006-06-02 | 2006-05-15 | 4/A | BRUNTLETT CRAIG S | BASI | Common Stock | D | 6.0100 | -50 | -0 | 59,698 | ||||
| 2006-06-02 | 2006-05-15 | 4/A | BRUNTLETT CRAIG S | BASI | Common Stock | D | 6.1700 | -99 | -1 | 59,748 | ||||
| 2006-06-02 | 2006-05-15 | 4/A | BRUNTLETT CRAIG S | BASI | Common Stock | D | 6.0200 | -99 | -1 | 59,847 | ||||
| 2006-06-02 | 2006-05-15 | 4/A | BRUNTLETT CRAIG S | BASI | Common Stock | D | 6.0000 | -400 | -2 | 59,946 | ||||
| 2006-06-02 | 2006-05-15 | 4/A | BRUNTLETT CRAIG S | BASI | Common Stock | D | 6.2600 | -100 | -1 | 60,346 | ||||
| 2006-06-02 | 2006-05-15 | 4/A | BRUNTLETT CRAIG S | BASI | Common Stock | D | 5.8600 | -2,053 | -12 | 60,446 | ||||
| 2006-06-02 | 2006-05-15 | 4/A | BRUNTLETT CRAIG S | BASI | Common Stock | D | 6.6000 | -100 | -1 | 62,499 | ||||
| 2006-06-02 | 2006-05-15 | 4/A | BRUNTLETT CRAIG S | BASI | Common Stock | D | 6.7000 | -200 | -1 | 62,599 | ||||
| 2006-05-17 | 2006-05-15 | 4 | BRUNTLETT CRAIG S | BASI | Common Stock | D | 6.4100 | -100 | -1 | 57,799 | ||||
| 2006-05-17 | 2006-05-15 | 4 | BRUNTLETT CRAIG S | BASI | Common Stock | D | 6.4000 | -1,200 | -8 | 57,799 | ||||
| 2006-05-17 | 2006-05-15 | 4 | BRUNTLETT CRAIG S | BASI | Common Stock | D | 6.5700 | -100 | -1 | 57,799 | ||||
| 2006-05-17 | 2006-05-15 | 4 | BRUNTLETT CRAIG S | BASI | Common Stock | D | 6.4700 | -100 | -1 | 57,799 | ||||
| 2006-05-17 | 2006-05-15 | 4 | BRUNTLETT CRAIG S | BASI | Common Stock | D | 6.1900 | -99 | -1 | 57,799 | ||||
| 2006-05-17 | 2006-05-15 | 4 | BRUNTLETT CRAIG S | BASI | Common Stock | D | 6.1500 | -300 | -2 | 57,799 | ||||
| 2006-05-17 | 2006-05-15 | 4 | BRUNTLETT CRAIG S | BASI | Common Stock | D | 6.0100 | -50 | -0 | 57,799 | ||||
| 2006-05-17 | 2006-05-15 | 4 | BRUNTLETT CRAIG S | BASI | Common Stock | D | 6.1700 | -99 | -1 | 57,799 | ||||
| 2006-05-17 | 2006-05-15 | 4 | BRUNTLETT CRAIG S | BASI | Common Stock | D | 6.0200 | -99 | -1 | 57,799 | ||||
| 2006-05-17 | 2006-05-15 | 4 | BRUNTLETT CRAIG S | BASI | Common Stock | D | 6.0000 | -400 | -2 | 57,799 | ||||
| 2006-05-17 | 2006-05-15 | 4 | BRUNTLETT CRAIG S | BASI | Common Stock | D | 6.2600 | -100 | -1 | 57,799 | ||||
| 2006-05-17 | 2006-05-15 | 4 | BRUNTLETT CRAIG S | BASI | Common Stock | D | 5.8600 | -2,053 | -12 | 57,799 | ||||
| 2006-05-17 | 2006-05-15 | 4 | BRUNTLETT CRAIG S | BASI | Common Stock | D | 6.6000 | -100 | -1 | 57,799 | ||||
| 2006-05-17 | 2006-05-15 | 4 | BRUNTLETT CRAIG S | BASI | Common Stock | D | 6.7000 | -200 | -1 | 57,799 | ||||
| 2004-08-20 | 2004-08-19 | 4 | DOSTER GARYL W | BASI | Option to Purchase Common Shares | D | 4.57 | 5,000 | 5,000 | |||||
| 2004-03-19 | 2004-03-15 | 4 | EVANS DONNIE A | BASI | Common Stock | D | 0 | 104,625 | ||||||
| 2004-03-02 | 2004-02-27 | 4 | CRABB DAVID W | BASI | Option to Buy Common Shares | D | 4.51 | 5,000 | 5,000 | |||||
| 2004-03-02 | 2004-02-27 | 4 | NOONE MICHAEL S | BASI | Option to Buy Common Shares | D | 4.51 | 20,000 | 20,000 | |||||
| 2004-03-02 | 2004-02-27 | 4 | HENNINGSEN GERRY | BASI | Option to Buy Common Shares | D | 4.51 | 20,000 | 20,000 | |||||
| 2004-03-02 | 2004-02-27 | 4 | MCCLURE MARGARET B | BASI | Option to Buy Common Shares | D | 4.51 | 10,000 | 10,000 | |||||
| 2004-03-02 | 2004-02-27 | 4 | BRUNTLETT CRAIG S | BASI | Option to Buy Common Shares | D | 4.51 | 17,000 | 17,000 | |||||
| 2004-03-02 | 2004-02-27 | 4 | SAWYERS WILLIAM | BASI | Option to Buy Common Shares | D | 4.51 | 10,000 | 10,000 | |||||
| 2004-03-02 | 2004-02-27 | 4 | SHOUP RONALD E | BASI | Option to Buy Common Shares | D | 4.51 | 40,000 | 40,000 | |||||
| 2004-03-02 | 2004-02-27 | 4 | KISSINGER CANDICE B | BASI | Option to Buy Common Shares | D | 4.96 | 30,000 | 30,000 | |||||
| 2004-03-02 | 2004-02-27 | 4 | SILVON MICHAEL P | BASI | Option to Buy Common Shares | D | 4.51 | 30,000 | 30,000 |
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券（例如股票期权）
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券（例如期权）
V
内部人士通过Form 4自愿报告的一笔交易
J
其他（附有交易描述的脚注）
