KKRS / KKR Group Finance Co. IX LLC - Corporate Bond/Note - Insider Trading and Ownership Report - SEC Form 3, 4, 5

KKR Group Finance Co. IX LLC - 公司债券/票据
US ˙ NYSE

所有內部人士33
内部人士情绪分数

“内部人士情绪分数”用于查找被公司内部人士购入的公司。

它是一个复杂的多因素量化模型的结果,该模型能够辨识具有最高内部人士累积持有水平的公司。该评分模型结合了内部人士在过去90天内买入的净数量、总买入股份占流通股比例,以及内部人士拥有的总股份的指标。该分数的范围从0到100,数值越高表示相对于同行业而言具有更高程度的内部人士持股水平,50为平均值。

更新频率:每日

参阅“内部人士首选”,该清单呈现被内部人士购入最多的公司。

高管情绪分数

“高管情绪分数”用于查找被公司管理层购入的公司。

根据定义,公司高管是公司内部人士,但与其他内部人士(10%的股东和董事会成员)不同,公司高管每天在公司工作,而且他们使用自己的资金进行交易。(10%的股东和董事会成员通常是基金经理,管理着其他人的资金。)因此,公司高管进行的内幕交易更为重要,应该被适当地重视和关注。

如同“内部人士情绪分数”,“高管情绪分数”也是一个复杂的多因素量化模型的计算结果,该模型能够辨识具有最高高管累积持有水平的公司。

更新频率:每日

参阅“内部人士首选”,该清单呈现被内部人士购入最多的公司。

关键内部人士指标

此表格显示了公司在各种内部人士指标上的排名。百分位数排名显示了这家公司在美国市场与其他公司相比的表现。排名越高表明公司所处状况越好。

举例来说,一般认为内部人士的买入是一个积极的指标,因此具有更多内部人士买入的公司将排名高于那些内部人士买入较少(甚至有内部人士卖出)的公司。

内部人士买入净数(排名)

N/A

内部人士买入净数是过去90天内买入的内部人士总数减去卖出的内部人士总数。以百分位排名显示(范围从0到100%)。

内部人士买入占流通股比例(排名)

N/A

内部人士买入占流通股比例是内部人士在过去90天内买入的股份总数减去卖出的股份总数,除以总流通股数并乘以100。

内幕交易图表

以下图表显示了KKR Group Finance Co. IX LLC - Corporate Bond/Note内部人士交易。内部人士包括公司的高管、董事或重要投资者。一般而言,基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是,他们必须通过Form 4向美国证券交易委员会(SEC)报告所有交易。

内部人员名单及盈利指标

这张表格显示已知的内部人士名单,从向美国证券交易委员会(SEC)披露的申报文件中自动生成。除了姓名、当前职位和董事、高管或10%所有人的任命外,我们还提供了最新披露的持股信息。此外,我们尽可能提供内部人士的历史交易表现。历史交易表现是内部人士实际进行的公开市场买入交易表现的加权平均值。有关此计算方式的更多信息,请查看YouTube网络研讨会

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内部人士 平均收益(%) 持股
数量
分拆
调整
Joseph Y Bae Co-Chief Executive Officer, Director - [D] [O] 1,952,902 1,952,902
Timothy R Barakett Director - [D] 186,166 186,166
Adriane M Brown Director - [D] 11,665 11,665
Matt Cohler Director - [D] 1,238 1,238
Mary Dillon Director - [D] 4,267 4,267
David C Drummond Director - [D] 48,363 48,363
Todd A Fisher Chief Administrative Officer - [O] 211,302 211,302
Joseph Grundfest Director - [D] 89,592 89,592
Arturo Gutierrez Director - [D] 12,780 12,780
John B Hess Director - [D] 17,592 17,592
Dane E Holmes Chief Administrative Officer - [O] 8,513 8,513
内部人士 平均收益(%) 持股
数量
分拆
调整
William J Janetschek Chief Financial Officer - [O] 0 0
KKR Holdings L.P 10% Owner - [10%] 0 0
Henry R Kravis Co-Executive Chairman, Director - [D] [O] 8,374,596 8,374,596
Robert H Lewin Chief Financial Officer - [O] 1,196,726 1,196,726
Raymond J McGuire Director - [D] 5,336 5,336
Xavier Bruno Niel Director - [D] 30,273 30,273
Scott C Nuttall Co-Chief Executive Officer, Director - [D] [O] 1,135,870 1,135,870
George R Roberts Co-Executive Chairman, Director - [D] [O] 81,361,978 81,361,978
Patricia F Russo Director - [D] 86,859 86,859
Dieter Rampl Director - [D] 43,276 43,276
Ross Kimberly A. Director - [D] 4,267 4,267
内部人士 平均收益(%) 持股
数量
分拆
调整
Thomas M Schoewe Director - [D] 86,058 86,058
Robert W Scully Director - [D] 13,250 13,250
David Sorkin Chief Legal Officer - [O] 3,147,057 3,147,057
Evan Spiegel Director - [D] 10,880 10,880
VA Partners I, LLC 10% Owner - [10%] 49,700,000 49,700,000
Valueact Capital Mfb Holdings, L.p. 10% Owner - [10%] 49,700,000 49,700,000
ValueAct Capital Management, L.P. 10% Owner - [10%] 49,700,000 49,700,000
ValueAct Capital Management, LLC 10% Owner - [10%] 49,700,000 49,700,000
ValueAct Capital Master Fund, L.P. 10% Owner - [10%] 49,700,000 49,700,000
ValueAct Holdings GP, LLC 10% Owner - [10%] 49,700,000 49,700,000
ValueAct Holdings, L.P. 10% Owner - [10%] 49,700,000 49,700,000

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跟踪内部人士买入记录 - 短期收益分析

在这一部分,我们分析了在 KKRS / KKR Group Finance Co. IX LLC - Corporate Bond/Note 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况, 结果仅为理论值。 .

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
2025-05-22 BARAKETT TIMOTHY R 35,000 117.9234 35,000 117.9234 4,127,319 64 152.1600 1,198,281 29.03
2025-05-06 SCULLY ROBERT W 13,250 113.4893 13,250 113.4893 1,503,733
2022-08-08 Cohler Matt 17,810 52.9600 17,810 52.9600 943,218
2022-08-08 Cohler Matt 900 53.6300 900 53.6300 48,267
2022-02-24 Cohler Matt 4,707 58.8000 4,707 58.8000 276,772
2022-02-24 Cohler Matt 3,976 57.6300 3,976 57.6300 229,137
2022-02-17 Cohler Matt 4,705 59.7900 4,705 59.7900 281,312
2022-02-17 Cohler Matt 3,600 58.9100 3,600 58.9100 212,076
2021-02-12 SCULLY ROBERT W 26,000 48.1338 26,000 48.1338 1,251,479

经调整价格 已按拆股调整。 经调整股数 已按拆股调整。

KKRS / KKR Group Finance Co. IX LLC - Corporate Bond/Note Insider Trades
追踪内部人士卖出记录 - 短期亏损分析

在这一部分,我们分析了在 KKRS / KKR Group Finance Co. IX LLC - Corporate Bond/Note 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况, 结果仅为理论值。 .

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
2025-08-07 ROBERTS GEORGE R 809,906 144.2500 809,906 144.2500 116,828,940 27 134.8300 -7,629,314 -6.53
2025-06-02 KRAVIS HENRY R 130,925 121.6700 130,925 121.6700 15,929,645
2025-06-02 KRAVIS HENRY R 1,150,469 119.8000 1,150,469 119.8000 137,826,186
2025-06-02 ROBERTS GEORGE R 1,190,094 119.8000 1,190,094 119.8000 142,573,261
2023-03-02 Sorkin David 100 55.9200 100 55.9200 5,592
2023-03-02 Sorkin David 39,900 55.4400 39,900 55.4400 2,212,056
2022-08-16 Sorkin David 60,000 56.9428 60,000 56.9428 3,416,568
2021-11-03 KRAVIS HENRY R 4,667,166 82.2500 4,667,166 82.2500 383,874,404
2021-11-03 ROBERTS GEORGE R 4,667,166 82.2500 4,667,166 82.2500 383,874,404

经调整价格 已按拆股调整。 经调整股数 已按拆股调整。

KKRS / KKR Group Finance Co. IX LLC - Corporate Bond/Note Insider Trades
交易历史记录

点击链接图标即可查看完整的交易历史记录。作为 10b5-1 自动交易计划的一部分进行报告的交易,将在标记为 10b-5 的列中显示 X。

备案
日期
交易
日期
表格 内部人士 股票代码 证券种类 代码 10b5-1 直接 执行
价格
单位
价格
股数
变化
价值
变化 (1K)
剩余
期权
剩余
股份
2025-09-02 2025-09-02 4 NUTTALL SCOTT C By Trusts KKR Common Stock G - Gift I 194,000 1,135,870
2025-09-02 2025-09-02 4 NUTTALL SCOTT C By Trusts KKR Common Stock G - Gift I -194,000 1,702,400
2025-09-02 2025-08-29 4 BAE JOSEPH Y By Trust KKR Common Stock G - Gift I 398,335 1,952,902
2025-09-02 2025-08-29 4 BAE JOSEPH Y By Trusts KKR Common Stock G - Gift I -398,335 1,554,194
2025-08-15 2025-08-13 4 Lewin Robert H KKR Common Stock G - Gift D -2,500 1,196,726
2025-08-08 2025-08-08 4 BAE JOSEPH Y By Limited Liability Company KKR Common Stock J - Other I 1,592 7,166
2025-08-07 2025-08-07 4 ROBERTS GEORGE R KKR Common Stock S - Sale I 144.2500 -809,906 -116,829 81,361,978
2025-06-02 2025-06-02 4 ROBERTS GEORGE R KKR Common Stock S - Sale I 119.8000 -1,190,094 -142,573 82,171,884
2025-06-02 2025-06-02 4 KRAVIS HENRY R KKR Common Stock S - Sale I 121.6700 -130,925 -15,930 0
2025-06-02 2025-06-02 4 KRAVIS HENRY R KKR Common Stock S - Sale D 119.8000 -1,150,469 -137,826 73,006,022
2025-05-27 2025-05-22 4 BARAKETT TIMOTHY R By Limited Partnership KKR Common Stock P - Purchase I 117.9234 35,000 4,127 185,000
2025-05-16 2025-05-15 4 BAE JOSEPH Y By Limited Liability Company KKR Common Stock J - Other I 3,184 7,166
2025-05-16 2025-05-16 4 ROBERTS GEORGE R KKR Common Stock G - Gift I -200,000 1,200,000
2025-05-16 2025-05-15 4 NUTTALL SCOTT C KKR Common Stock G - Gift I -47,001 1,497,723
2025-05-16 2025-05-15 4 KRAVIS HENRY R KKR Common Stock J - Other I -250,377 1,549,369
2025-05-16 2025-05-15 4 Lewin Robert H KKR Common Stock G - Gift D -10,000 1,199,226
2025-05-08 2025-05-06 4 SCULLY ROBERT W By Trust KKR Common Stock P - Purchase I 113.4893 13,250 1,504 13,250
2025-03-14 2025-03-13 4 KRAVIS HENRY R KKR Common Stock G - Gift I -208,676 0
2025-03-13 2025-03-13 4 BARAKETT TIMOTHY R KKR Common Stock A - Award D 1,166 1,166
2025-03-13 3 BARAKETT TIMOTHY R By Limited Partnership KKR Common Stock I 150,000
2024-12-13 2024-12-12 4 Brown Adriane M KKR Common Stock A - Award D 1,238 11,665
2024-12-13 2024-12-12 4 Cohler Matt KKR Common Stock A - Award D 1,238 1,238
2024-12-13 2024-12-12 4 Dillon Mary KKR Common Stock A - Award D 1,238 4,267
2024-12-13 2024-12-12 4 NIEL XAVIER BRUNO KKR Common Stock A - Award D 1,238 30,273
2024-12-13 2024-12-12 4 Gutierrez Arturo KKR Common Stock A - Award D 1,238 12,780
2024-12-13 2024-12-12 4 Ross Kimberly A. KKR Common Stock A - Award D 1,238 4,267
2024-12-13 2024-12-12 4 RUSSO PATRICIA F KKR Common Stock A - Award D 1,238 86,859
2024-12-13 2024-12-12 4 SCULLY ROBERT W KKR Common Stock A - Award D 1,238 93,859
2024-12-13 2024-12-12 4 Spiegel Evan KKR Common Stock A - Award D 1,238 10,880
2024-12-02 2024-11-27 4 NUTTALL SCOTT C By Trust KKR Common Stock G - Gift I 569,200 941,870
2024-12-02 2024-11-27 4 NUTTALL SCOTT C By Trusts KKR Common Stock G - Gift I -569,200 545,600
2024-11-26 2024-11-22 4 BAE JOSEPH Y By Trust KKR Common Stock G - Gift I 1,069,162 1,069,162
2024-11-26 2024-11-22 4 BAE JOSEPH Y By Trusts KKR Common Stock G - Gift I -1,069,162 1,083,608
2024-08-30 2024-08-28 4 NUTTALL SCOTT C By Trust KKR Common Stock G - Gift I 372,670 372,670
2024-08-30 2024-08-28 4 NUTTALL SCOTT C By Trusts KKR Common Stock G - Gift I -372,670 1,297,600
2024-08-16 2024-08-15 4 BAE JOSEPH Y By Trust KKR Common Stock G - Gift I 485,405 485,405
2024-08-16 2024-08-15 4 BAE JOSEPH Y By Trusts KKR Common Stock G - Gift I -485,405 2,708,559
2024-03-08 2024-03-06 4 KRAVIS HENRY R KKR Common Stock G - Gift I -500,000 5,810,000
2024-01-03 3 HOLMES DANE E KKR Common Stock D 8,513
2023-10-04 2023-10-02 4 Spiegel Evan KKR Common Stock A - Award D 3,029 9,642
2023-10-04 2023-10-02 4 Brown Adriane M KKR Common Stock A - Award D 3,029 10,427
2023-10-04 2023-10-02 4 Cohler Matt KKR Common Stock A - Award D 3,029 3,029
2023-10-04 2023-10-02 4 Dillon Mary KKR Common Stock A - Award D 3,029 3,029
2023-10-04 2023-10-02 4 Gutierrez Arturo KKR Common Stock A - Award D 3,029 11,542
2023-10-04 2023-10-02 4 HOLMES DANE E KKR Common Stock A - Award D 3,029 11,542
2023-10-04 2023-10-02 4 Ross Kimberly A. KKR Common Stock A - Award D 3,029 3,029
2023-10-04 2023-10-02 4 NIEL XAVIER BRUNO KKR Common Stock A - Award D 3,029 29,035
2023-10-04 2023-10-02 4 RUSSO PATRICIA F KKR Common Stock A - Award D 3,029 85,621
2023-10-04 2023-10-02 4 SCULLY ROBERT W KKR Common Stock A - Award D 3,029 92,621
2023-03-03 2023-03-02 4 Sorkin David KKR Common Stock S - Sale D 55.9200 -100 -6 1,434,144
2023-03-03 2023-03-02 4 Sorkin David KKR Common Stock S - Sale D 55.4400 -39,900 -2,212 1,434,244
2023-02-13 2022-11-30 5 NUTTALL SCOTT C KKR Common Stock G - Gift D -481,540 16,514,618
2023-02-13 2022-11-30 5 NUTTALL SCOTT C KKR Common Stock G - Gift I -150,000 0
2023-02-13 2022-11-30 5 BAE JOSEPH Y KKR Common Stock G - Gift I -350,000 0
2023-02-13 2022-11-22 5 ROBERTS GEORGE R KKR Common Stock G - Gift I -600,000 1,400,000
2022-10-21 2022-10-20 4 SCULLY ROBERT W KKR Common Stock A - Award D 4,134 89,592
2022-10-21 2022-10-20 4 Spiegel Evan KKR Common Stock A - Award D 4,134 6,613
2022-10-21 2022-10-20 4 NIEL XAVIER BRUNO KKR Common Stock A - Award D 4,134 26,006
2022-10-21 2022-10-20 4 GRUNDFEST JOSEPH KKR Common Stock A - Award I 4,134 89,592
2022-10-21 2022-10-20 4 Dillon Mary KKR Common Stock A - Award D 4,134 23,118
2022-10-21 2022-10-20 4 HOLMES DANE E KKR Common Stock A - Award D 4,134 8,513
2022-10-21 2022-10-20 4 McGuire Raymond J KKR Common Stock A - Award D 4,134 5,336
2022-10-21 2022-10-20 4 HESS JOHN B KKR Common Stock A - Award D 4,134 17,592
2022-10-21 2022-10-20 4 RUSSO PATRICIA F KKR Common Stock A - Award D 4,134 82,592
2022-10-21 2022-10-20 4 Brown Adriane M KKR Common Stock A - Award D 4,134 7,398
2022-10-21 2022-10-20 4 Cohler Matt KKR Common Stock A - Award D 4,134 6,464
2022-10-21 2022-10-20 4 Gutierrez Arturo KKR Common Stock A - Award D 4,134 8,513
2022-10-04 2022-10-01 4 NUTTALL SCOTT C KKR Common Stock F - Taxes D 43.0000 -245,361 -10,551 17,996,158
2022-10-04 2022-10-01 4 NUTTALL SCOTT C KKR Common Stock M - Exercise D 450,000 18,241,519
2022-10-04 2022-10-01 4 BAE JOSEPH Y KKR Common Stock F - Taxes D 43.0000 -245,361 -10,551 6,166,712
2022-10-04 2022-10-01 4 BAE JOSEPH Y KKR Common Stock M - Exercise D 450,000 6,412,073
2022-08-17 2022-08-16 4 Sorkin David KKR Common Stock S - Sale D 56.9428 -60,000 -3,417 1,474,144
2022-08-10 2022-08-08 4 Cohler Matt By Trust KKR Common Stock P - Purchase I 53.6300 900 48 86,837
2022-08-10 2022-08-08 4 Cohler Matt By Trust KKR Common Stock P - Purchase I 52.9600 17,810 943 85,937
2022-06-17 2022-06-15 4 McGuire Raymond J KKR Common Stock A - Award D 1,202 1,202
2022-05-31 2022-05-31 4 Sorkin David KKR Common Stock A - Award I 54,580 1,712,913
2022-05-31 2022-05-31 4 Sorkin David KKR Common Stock M - Exercise I 1,658,333 1,658,333
2022-05-31 2022-05-31 4 Sorkin David KKR Common Stock A - Award D 48,884 1,534,144
2022-05-31 2022-05-31 4 Sorkin David KKR Common Stock M - Exercise D 1,485,260 1,485,260
2022-05-31 2022-05-31 4 Lewin Robert H KKR Common Stock A - Award D 35,874 1,209,226
2022-05-31 2022-05-31 4 Lewin Robert H KKR Common Stock M - Exercise D 1,089,976 1,173,352
2022-05-31 2022-05-31 4 NUTTALL SCOTT C By Trust KKR Common Stock A - Award I 3,906 129,301
2022-05-31 2022-05-31 4 NUTTALL SCOTT C By Trust KKR Common Stock M - Exercise I 118,673 125,395
2022-05-31 2022-05-31 4 NUTTALL SCOTT C KKR Common Stock A - Award I 47,723 1,497,723
2022-05-31 2022-05-31 4 NUTTALL SCOTT C KKR Common Stock M - Exercise I 1,450,000 1,450,000
2022-05-31 2022-05-31 4 NUTTALL SCOTT C KKR Common Stock A - Award D 523,727 18,791,519
2022-05-31 2022-05-31 4 NUTTALL SCOTT C KKR Common Stock M - Exercise D 15,912,621 18,267,792
2022-05-31 2022-05-31 4 BAE JOSEPH Y By Trust KKR Common Stock A - Award I 12,197 384,257
2022-05-31 2022-05-31 4 BAE JOSEPH Y By Trust KKR Common Stock M - Exercise I 370,578 372,060
2022-05-31 2022-05-31 4 BAE JOSEPH Y KKR Common Stock A - Award I 319,231 10,018,550
2022-05-31 2022-05-31 4 BAE JOSEPH Y KKR Common Stock M - Exercise I 9,699,319 9,699,319
2022-05-31 2022-05-31 4 BAE JOSEPH Y KKR Common Stock A - Award D 134,201 7,716,458
2022-05-31 2022-05-31 4 BAE JOSEPH Y KKR Common Stock M - Exercise D 4,077,500 7,582,257
2022-05-31 2022-05-31 4 ROBERTS GEORGE R KKR Common Stock A - Award I 8,209 257,635
2022-05-31 2022-05-31 4 ROBERTS GEORGE R KKR Common Stock M - Exercise I 249,426 249,426
2022-05-31 2022-05-31 4 ROBERTS GEORGE R KKR Common Stock A - Award I 33,242 1,043,242
2022-05-31 2022-05-31 4 ROBERTS GEORGE R KKR Common Stock M - Exercise I 1,010,000 1,010,000
2022-05-31 2022-05-31 4 ROBERTS GEORGE R KKR Common Stock A - Award I 2,618,321 83,361,978
2022-05-31 2022-05-31 4 ROBERTS GEORGE R KKR Common Stock M - Exercise I 79,553,563 80,743,657
2022-05-31 2022-05-27 4 ROBERTS GEORGE R KKR Common Stock J - Other I 1,339 1,190,094
2022-05-31 2022-05-31 4 KRAVIS HENRY R KKR Common Stock A - Award I 49,369 1,549,369
2022-05-31 2022-05-31 4 KRAVIS HENRY R KKR Common Stock M - Exercise I 1,500,000 1,500,000
2022-05-31 2022-05-31 4 KRAVIS HENRY R KKR Common Stock A - Award D 2,364,773 75,365,167
2022-05-31 2022-05-31 4 KRAVIS HENRY R KKR Common Stock M - Exercise D 71,849,925 73,000,394
2022-05-31 2022-05-27 4 KRAVIS HENRY R KKR Common Stock J - Other D 1,338 1,150,469
2022-05-31 2022-05-13 4 KRAVIS HENRY R KKR Common Stock G - Gift I -340,000 6,310,000
2022-05-20 2022-05-18 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D -467,020 258,259,143
2022-02-25 2022-02-24 4 Cohler Matt By Trust KKR Common Stock P - Purchase I 58.8000 4,707 277 68,127
2022-02-25 2022-02-24 4 Cohler Matt By Trust KKR Common Stock P - Purchase I 57.6300 3,976 229 63,420
2022-02-22 2022-02-17 4 Cohler Matt By Trust KKR Common Stock P - Purchase I 59.7900 4,705 281 59,444
2022-02-22 2022-02-17 4 Cohler Matt By Trust KKR Common Stock P - Purchase I 58.9100 3,600 212 54,739
2022-02-11 2021-12-14 5 NUTTALL SCOTT C KKR Common Stock G - Gift I -600,000 150,000
2022-02-11 2021-11-23 5 KRAVIS HENRY R KKR Common Stock G - Gift I -350,000 6,650,000
2022-02-11 2021-12-14 5 BAE JOSEPH Y KKR Common Stock G - Gift I -100,000 350,000
2022-02-11 2021-12-13 5 BAE JOSEPH Y KKR Common Stock G - Gift I -50,000 450,000
2022-01-03 2021-12-31 4 Cohler Matt KKR Common Stock A - Award D 2,330 2,330
2022-01-03 3 Cohler Matt By Trust KKR Common Stock I 51,139
2021-12-17 2021-12-15 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D -12,301,588 258,726,163
2021-12-10 2021-12-09 4 BAE JOSEPH Y KKR Restricted Holdings Units A - Award D 7,500,000 7,500,000
2021-12-10 2021-12-09 4 GRUNDFEST JOSEPH KKR Common Stock A - Award I 2,479 85,458
2021-12-10 2021-12-09 4 Dillon Mary KKR Common Stock A - Award D 2,479 18,984
2021-12-10 2021-12-09 4 HOLMES DANE E KKR Common Stock A - Award D 2,479 4,379
2021-12-10 2021-12-09 4 HESS JOHN B KKR Common Stock A - Award D 2,479 13,458
2021-12-10 2021-12-09 4 Gutierrez Arturo KKR Common Stock A - Award D 2,479 4,379
2021-12-10 2021-12-09 4 NIEL XAVIER BRUNO KKR Common Stock A - Award D 2,479 21,872
2021-12-10 2021-12-09 4 SCHOEWE THOMAS M KKR Common Stock A - Award D 2,479 86,058
2021-12-10 2021-12-09 4 RUSSO PATRICIA F KKR Common Stock A - Award D 2,479 78,458
2021-12-10 2021-12-09 4 Brown Adriane M KKR Common Stock A - Award D 2,479 3,264
2021-12-10 2021-12-09 4 Spiegel Evan KKR Common Stock A - Award D 2,479 2,479
2021-12-10 2021-12-09 4 SCULLY ROBERT W KKR Common Stock A - Award D 2,479 85,458
2021-12-10 2021-12-09 4 NUTTALL SCOTT C KKR Restricted Holdings Units A - Award D 7,500,000 7,500,000
2021-11-05 2021-11-03 4 ROBERTS GEORGE R KKR Common Stock S - Sale I 82.2500 -4,667,166 -383,874 0
2021-11-05 2021-11-03 4 KRAVIS HENRY R KKR Common Stock S - Sale I 82.2500 -4,667,166 -383,874 0
2021-10-12 2021-10-08 4 NUTTALL SCOTT C KKR KKR Holdings L.P. Units J - Other D 1,150,000 15,912,621
2021-10-12 2021-10-08 4 BAE JOSEPH Y KKR KKR Holdings L.P. Units J - Other D 1,150,000 4,077,500
2021-10-04 2021-10-01 4 BAE JOSEPH Y KKR Restricted Stock Units M - Exercise D -375,000 450,000
2021-10-04 2021-10-01 4 BAE JOSEPH Y KKR Common Stock F - Taxes D 60.8800 -215,175 -13,100 3,504,757
2021-10-04 2021-10-01 4 BAE JOSEPH Y KKR Common Stock M - Exercise D 375,000 3,719,932
2021-10-04 2021-10-01 4 NUTTALL SCOTT C KKR Restricted Stock Units M - Exercise D -375,000 450,000
2021-10-04 2021-10-01 4 NUTTALL SCOTT C KKR Common Stock F - Taxes D 60.8800 -215,175 -13,100 2,355,171
2021-10-04 2021-10-01 4 NUTTALL SCOTT C KKR Common Stock M - Exercise D 375,000 2,570,346
2021-09-03 2021-09-03 4 KKR Holdings L.P KKR Common Stock J - Other I -2,677 0
2021-06-17 2021-06-16 4 Brown Adriane M KKR Common Stock A - Award D 785 785
2021-05-21 2021-05-19 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D -2,339,961 271,027,751
2021-05-07 2021-05-07 4 Sorkin David KKR Common Stock S - Sale D 58.5000 -12,546 -734 0
2021-04-05 2021-04-01 4 Sorkin David KKR Restricted Stock Units M - Exercise D -20,420 0
2021-04-05 2021-04-01 4 Sorkin David KKR Common Stock F - Taxes D 48.8500 -7,874 -385 12,546
2021-04-05 2021-04-01 4 Sorkin David KKR Common Stock M - Exercise D 20,420 20,420
2021-04-05 2021-04-01 4 NUTTALL SCOTT C KKR Restricted Stock Units M - Exercise D -95,348 825,000
2021-04-05 2021-04-01 4 NUTTALL SCOTT C KKR Common Stock F - Taxes D 48.8500 -50,744 -2,479 2,195,346
2021-04-05 2021-04-01 4 NUTTALL SCOTT C KKR Common Stock M - Exercise D 95,348 2,246,090
2021-04-05 2021-04-01 4 Lewin Robert H KKR Restricted Stock Units M - Exercise D -18,934 0
2021-04-05 2021-04-01 4 Lewin Robert H KKR Common Stock F - Taxes D 48.8500 -7,306 -357 83,376
2021-04-05 2021-04-01 4 Lewin Robert H KKR Common Stock M - Exercise D 18,934 90,682
2021-04-05 2021-04-01 4 BAE JOSEPH Y KKR Restricted Stock Units M - Exercise D -95,348 825,000
2021-04-05 2021-04-01 4 BAE JOSEPH Y KKR Common Stock F - Taxes D 48.8500 -50,744 -2,479 3,344,932
2021-04-05 2021-04-01 4 BAE JOSEPH Y KKR Common Stock M - Exercise D 95,348 3,395,676
2021-03-05 2021-03-04 4 HOLMES DANE E KKR Common Stock A - Award D 1,900 1,900
2021-03-05 2021-03-04 4 Gutierrez Arturo KKR Common Stock A - Award D 1,900 1,900
2021-02-26 2021-02-25 4 Sorkin David KKR Common Stock S - Sale I 44.9309 -100,000 -4,493 0
2021-02-26 2021-02-25 4 Sorkin David KKR Common Stock S - Sale D 45.0600 -30,000 -1,352 0
2021-02-26 2021-02-24 4 Sorkin David KKR KKR Holdings L.P. Units C - Conversion I -100,000 1,658,333
2021-02-26 2021-02-24 4 Sorkin David KKR KKR Holdings L.P. Units C - Conversion D -30,000 1,485,260
2021-02-26 2021-02-24 4 Sorkin David KKR Common Stock C - Conversion I 100,000 100,000
2021-02-26 2021-02-24 4 Sorkin David KKR Common Stock C - Conversion D 30,000 30,000
2021-02-26 2021-02-24 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D -2,258,781 273,367,712
2021-02-19 2021-02-18 4 BAE JOSEPH Y KKR Restricted Holdings Units A - Award D 1,000,000 1,000,000
2021-02-19 2021-02-18 4 Lewin Robert H KKR Restricted Holdings Units A - Award D 900,000 900,000
2021-02-19 2021-02-18 4 Sorkin David KKR Restricted Holdings Units A - Award D 300,000 300,000
2021-02-17 2021-02-12 4 SCULLY ROBERT W By Trust KKR Common Stock P - Purchase I 48.1338 26,000 1,251 26,000
2021-02-12 2020-08-19 5 ROBERTS GEORGE R KKR Common Stock G - Gift I -2,300,000 2,000,000
2021-02-12 2021-01-21 4/A BAE JOSEPH Y KKR Common Stock M - Exercise D 2,500,000 3,300,328
2021-02-12 2021-02-11 4 KRAVIS HENRY R KKR Common Stock G - Gift I -1,000,000 7,000,000
2021-02-12 2020-08-19 4 KRAVIS HENRY R KKR Common Stock G - Gift I -1,000,000 8,000,000
2021-01-22 2021-01-21 4 NUTTALL SCOTT C KKR Restricted Stock Units M - Exercise D -2,500,000 0
2021-01-22 2021-01-21 4 NUTTALL SCOTT C KKR Common Stock F - Taxes D 41.4600 -1,327,020 -55,018 2,150,742
2021-01-22 2021-01-21 4 NUTTALL SCOTT C KKR Common Stock M - Exercise D 2,500,000 3,477,762
2021-01-22 2021-01-21 4 BAE JOSEPH Y KKR Restricted Stock Units M - Exercise D -2,500,000 0
2021-01-22 2021-01-21 4 BAE JOSEPH Y KKR Common Stock M - Exercise D 2,500,000 3,459,988
2020-11-25 2020-11-23 4 Sorkin David KKR KKR Holdings L.P. Units G - Gift D -50,000 1,515,260
2020-11-20 2020-11-18 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D -3,154,985 275,626,493
2020-11-20 2020-11-20 4 NUTTALL SCOTT C KKR KKR Holdings L.P. Units G - Gift I -399,997 1,450,000
2020-11-20 2020-11-20 4 BAE JOSEPH Y KKR KKR Holdings L.P. Units J - Other I -3,248,506 9,699,319
2020-11-06 2020-11-04 4 NUTTALL SCOTT C KKR KKR Holdings L.P. Units G - Gift I 445,498 1,450,000
2020-11-06 2020-11-04 4 NUTTALL SCOTT C KKR KKR Holdings L.P. Units G - Gift I -445,498 1,450,000
2020-11-04 2020-11-02 4 RUSSO PATRICIA F KKR Common Stock A - Award D 4,280 75,979
2020-11-04 2020-11-02 4 Drummond David C KKR Common Stock A - Award I 4,280 48,363
2020-11-04 2020-11-02 4 SCHOEWE THOMAS M KKR Common Stock A - Award D 4,280 83,579
2020-11-04 2020-11-02 4 Dillon Mary KKR Common Stock A - Award D 4,280 16,505
2020-11-04 2020-11-03 4 Sorkin David KKR Common Stock S - Sale D 34.8300 -100,000 -3,483 0
2020-11-04 2020-11-02 4 SCULLY ROBERT W KKR Common Stock A - Award D 4,280 82,979
2020-11-04 2020-11-02 4 GRUNDFEST JOSEPH KKR Common Stock A - Award I 4,280 82,979
2020-11-04 2020-11-04 4 HESS JOHN B KKR Common Stock S - Sale D 37.1200 -145,600 -5,405 10,979
2020-11-04 2020-11-02 4 HESS JOHN B KKR Common Stock A - Award D 4,280 156,579
2020-11-04 2020-11-02 4 NIEL XAVIER BRUNO KKR Common Stock A - Award D 4,280 19,393
2020-10-02 2020-10-01 4 BAE JOSEPH Y KKR Restricted Stock Units M - Exercise D -300,000 920,348
2020-10-02 2020-10-01 4 BAE JOSEPH Y KKR Common Stock F - Taxes D 34.3400 -159,660 -5,483 800,328
2020-10-02 2020-10-01 4 BAE JOSEPH Y KKR Common Stock M - Exercise D 300,000 959,988
2020-10-02 2020-10-01 4 NUTTALL SCOTT C KKR Restricted Stock Units M - Exercise D -300,000 920,348
2020-10-02 2020-10-01 4 NUTTALL SCOTT C KKR Common Stock F - Taxes D 34.3400 -159,660 -5,483 977,762
2020-10-02 2020-10-01 4 NUTTALL SCOTT C KKR Common Stock M - Exercise D 300,000 1,137,422
2020-08-21 2020-08-19 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D -7,197,017 278,781,478
2020-08-21 2020-08-19 4 Sorkin David KKR KKR Holdings L.P. Units C - Conversion D -100,000 1,565,260
2020-08-21 2020-08-19 4 Sorkin David KKR Common Stock C - Conversion D 100,000 100,000
2020-05-29 2020-05-27 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D -498,776 285,978,495
2020-05-29 2020-05-29 4 BAE JOSEPH Y KKR Common Stock G - Gift I -250,000 500,000
2020-05-22 2020-05-20 4 Sorkin David KKR KKR Holdings L.P. Units G - Gift I 112,500 1,758,333
2020-05-22 2020-05-20 4 Sorkin David KKR KKR Holdings L.P. Units G - Gift I -337,500 1,758,333
2020-05-22 2020-05-20 4 Sorkin David KKR Common Stock S - Sale D 26.5600 -26,333 -699 0
2020-04-03 2020-04-01 4 Lewin Robert H KKR Restricted Stock Units M - Exercise D -28,941 18,934
2020-04-03 2020-04-01 4 Lewin Robert H KKR Class A Common Stock F - Taxes D 23.4700 -11,193 -263 71,748
2020-04-03 2020-04-01 4 Lewin Robert H KKR Class A Common Stock M - Exercise D 28,941 82,941
2020-04-03 2020-04-01 4 Sorkin David KKR Restricted Stock Units M - Exercise D -42,908 20,420
2020-04-03 2020-04-01 4 Sorkin David KKR Class A Common Stock F - Taxes D 23.4700 -16,575 -389 26,333
2020-04-03 2020-04-01 4 Sorkin David KKR Class A Common Stock M - Exercise D 42,908 42,908
2020-04-03 2020-04-01 4 BAE JOSEPH Y KKR Restricted Stock Units M - Exercise D -95,347 1,220,348
2020-04-03 2020-04-01 4 BAE JOSEPH Y KKR Class A Common Stock F - Taxes D 23.4700 -44,485 -1,044 659,988
2020-04-03 2020-04-01 4 BAE JOSEPH Y KKR Class A Common Stock M - Exercise D 95,347 704,473
2020-04-03 2020-04-01 4 NUTTALL SCOTT C KKR Restricted Stock Units M - Exercise D -95,347 1,220,348
2020-04-03 2020-04-01 4 NUTTALL SCOTT C KKR Class A Common Stock F - Taxes D 23.4700 -44,483 -1,044 837,422
2020-04-03 2020-04-01 4 NUTTALL SCOTT C KKR Class A Common Stock M - Exercise D 95,347 881,905
2020-02-28 2020-02-28 4 Lewin Robert H KKR Class A Common Stock P - Purchase D 28.3800 50,000 1,419 54,000
2020-02-14 2020-02-12 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D -3,904,074 286,477,271
2020-02-07 2020-02-05 4 Sorkin David KKR Class A Common Stock G - Gift I -75,000 0
2020-02-07 2020-02-05 4 Sorkin David KKR Class A Common Stock S - Sale D 33.0300 -7,072 -234 0
2020-01-03 3 Lewin Robert H KKR Class A Common Stock D 8,000
2020-01-03 3 Lewin Robert H KKR Class A Common Stock D 8,000
2020-01-03 3 Lewin Robert H KKR Class A Common Stock D 8,000
2019-11-29 2019-11-27 4 BAE JOSEPH Y KKR KKR Holdings L.P. Units G - Gift I 562,320 6,418,000
2019-11-29 2019-11-26 4 BAE JOSEPH Y KKR Class A Common Stock G - Gift I -250,000 750,000
2019-11-29 2019-11-27 4 NUTTALL SCOTT C KKR KKR Holdings L.P. Units G - Gift I -297,000 1,000,000
2019-11-29 2019-11-27 4 Sorkin David KKR KKR Holdings L.P. Units G - Gift I 450,000 1,758,333
2019-11-29 2019-11-27 4 Sorkin David KKR KKR Holdings L.P. Units G - Gift I -792,000 1,758,333
2019-11-15 2019-11-13 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D -5,364,802 290,381,345
2019-11-15 2019-11-14 4 ROBERTS GEORGE R KKR Class A Common Stock G - Gift I -1,300,000 4,300,000
2019-11-01 2019-10-30 4 Dillon Mary KKR Class A Common Stock A - Award D 5,205 12,225
2019-11-01 2019-10-30 4 NIEL XAVIER BRUNO KKR Class A Common Stock A - Award D 5,205 15,113
2019-11-01 2019-10-30 4 Drummond David C KKR Class A Common Stock A - Award I 5,205 44,083
2019-11-01 2019-10-30 4 SCHOEWE THOMAS M KKR Class A Common Stock A - Award D 5,205 79,299
2019-11-01 2019-10-30 4 HESS JOHN B KKR Class A Common Stock A - Award D 5,205 152,299
2019-11-01 2019-10-30 4 GRUNDFEST JOSEPH KKR Class A Common Stock A - Award I 5,205 78,699
2019-11-01 2019-10-30 4 SCULLY ROBERT W KKR Class A Common Stock A - Award D 5,205 78,699
2019-11-01 2019-10-30 4 RUSSO PATRICIA F KKR Class A Common Stock A - Award D 5,205 71,699
2019-10-03 2019-10-01 4 GRUNDFEST JOSEPH KKR Restricted Stock Units M - Exercise I -6,539 0
2019-10-03 2019-10-01 4 GRUNDFEST JOSEPH KKR Class A Common Stock M - Exercise I 6,539 73,494
2019-10-03 2019-10-01 4 RUSSO PATRICIA F KKR Restricted Stock Units M - Exercise D -6,539 0
2019-10-03 2019-10-01 4 RUSSO PATRICIA F KKR Class A Common Stock M - Exercise D 6,539 66,494
2019-10-03 2019-10-01 4 Dillon Mary KKR Restricted Stock Units M - Exercise D -6,539 0
2019-10-03 2019-10-01 4 Dillon Mary KKR Class A Common Stock M - Exercise D 6,539 7,020
2019-10-03 2019-10-01 4 SCHOEWE THOMAS M KKR Restricted Stock Units M - Exercise D -6,539 0
2019-10-03 2019-10-01 4 SCHOEWE THOMAS M KKR Class A Common Stock M - Exercise D 6,539 74,094
2019-10-03 2019-10-01 4 NUTTALL SCOTT C KKR Restricted Stock Units M - Exercise D -225,000 1,315,695
2019-10-03 2019-10-01 4 NUTTALL SCOTT C KKR Class A Common Stock F - Taxes D 26.8500 -119,745 -3,215 786,558
2019-10-03 2019-10-01 4 NUTTALL SCOTT C KKR Class A Common Stock M - Exercise D 225,000 906,303
2019-10-03 2019-10-01 4 NIEL XAVIER BRUNO KKR Restricted Stock Units M - Exercise D -6,539 0
2019-10-03 2019-10-01 4 NIEL XAVIER BRUNO KKR Class A Common Stock F - Taxes D 26.8500 -653 -18 9,908
2019-10-03 2019-10-01 4 NIEL XAVIER BRUNO KKR Class A Common Stock M - Exercise D 6,539 10,561
2019-10-03 2019-10-01 4 BAE JOSEPH Y KKR Restricted Stock Units M - Exercise D -225,000 1,315,695
2019-10-03 2019-10-01 4 BAE JOSEPH Y KKR Class A Common Stock F - Taxes D 26.8500 -119,745 -3,215 609,126
2019-10-03 2019-10-01 4 BAE JOSEPH Y KKR Class A Common Stock M - Exercise D 225,000 728,871
2019-10-03 2019-10-01 4 Drummond David C KKR Restricted Stock Units M - Exercise I -6,539 0
2019-10-03 2019-10-01 4 Drummond David C KKR Class A Common Stock M - Exercise I 6,539 38,878
2019-10-03 2019-10-01 4 SCULLY ROBERT W KKR Restricted Stock Units M - Exercise D -6,539 0
2019-10-03 2019-10-01 4 SCULLY ROBERT W KKR Class A Common Stock M - Exercise D 6,539 73,494
2019-10-03 2019-10-01 4 HESS JOHN B KKR Restricted Stock Units M - Exercise D -6,539 0
2019-10-03 2019-10-01 4 HESS JOHN B KKR Class A Common Stock M - Exercise D 6,539 147,094
2019-08-09 2019-08-07 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D -1,215,449 295,746,147
2019-08-02 2019-08-01 4 ROBERTS GEORGE R KKR Class A Common Stock G - Gift I -600,000 5,600,000
2019-08-02 2019-08-01 4 Janetschek William J KKR Class A Common Stock G - Gift I -100,000 0
2019-08-02 2019-08-01 4 Sorkin David KKR Class A Common Stock S - Sale D 26.4900 -66,456 -1,760 7,072
2019-08-02 2019-08-01 4 Sorkin David KKR Class A Common Stock S - Sale D 25.6000 -33,544 -859 73,528
2019-08-02 2019-08-01 4 KRAVIS HENRY R KKR Class A Common Stock G - Gift I -1,000,000 9,000,000
2019-05-17 2019-05-15 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D -1,683,689 296,961,596
2019-05-03 2019-05-02 4 BAE JOSEPH Y KKR Class A Common Stock G - Gift I -250,000 1,000,000
2019-05-03 2019-05-02 4 Sorkin David KKR Class A Common Stock S - Sale D 24.1500 -100,000 -2,415 107,072
2019-05-03 2019-05-02 4 NUTTALL SCOTT C KKR Class A Common Stock G - Gift I -250,000 750,000
2019-04-03 2019-04-01 4 Janetschek William J KKR Restricted Stock Units M - Exercise D -62,150 63,328
2019-04-03 2019-04-01 4 Janetschek William J KKR Class A Common Stock F - Taxes D 23.4900 -24,163 -568 104,111
2019-04-03 2019-04-01 4 Janetschek William J KKR Class A Common Stock M - Exercise D 62,150 128,274
2019-04-03 2019-04-01 4 BAE JOSEPH Y KKR Restricted Stock Units M - Exercise D -95,347 1,540,695
2019-04-03 2019-04-01 4 BAE JOSEPH Y KKR Class A Common Stock F - Taxes D 23.4900 -44,477 -1,045 503,871
2019-04-03 2019-04-01 4 BAE JOSEPH Y KKR Class A Common Stock M - Exercise D 95,347 548,348
2019-04-03 2019-04-01 4 NUTTALL SCOTT C KKR Restricted Stock Units M - Exercise D -95,347 1,540,695
2019-04-03 2019-04-01 4 NUTTALL SCOTT C KKR Class A Common Stock F - Taxes D 23.4900 -44,476 -1,045 681,303
2019-04-03 2019-04-01 4 NUTTALL SCOTT C KKR Class A Common Stock M - Exercise D 95,347 725,779
2019-04-03 2019-04-01 4 Sorkin David KKR Restricted Stock Units M - Exercise D -62,840 63,328
2019-04-03 2019-04-01 4 Sorkin David KKR Class A Common Stock F - Taxes D 23.4900 -27,175 -638 207,072
2019-04-03 2019-04-01 4 Sorkin David KKR Class A Common Stock M - Exercise D 62,840 234,247
2019-02-22 2019-02-20 4 Sorkin David KKR Class A Common Stock G - Gift I -75,000 75,000
2019-02-22 2019-02-20 4 Janetschek William J KKR Class A Common Stock G - Gift I -100,000 100,000
2019-02-15 2018-11-07 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D -435,954 298,645,285
2018-11-16 2018-11-16 4 ROBERTS GEORGE R KKR Class A Common Stock G - Gift I -800,000 6,200,000
2018-11-16 2018-11-16 4 KRAVIS HENRY R KKR Class A Common Stock G - Gift I -1,000,000 10,000,000
2018-11-09 2018-11-07 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D 4,025,754 299,081,239
2018-11-09 2018-11-08 4 Sorkin David KKR KKR Holdings L.P. Units G - Gift I 247,494 958,333
2018-11-09 2018-11-08 4 Sorkin David KKR KKR Holdings L.P. Units G - Gift I -247,494 958,333
2018-10-29 2018-10-26 4 NIEL XAVIER BRUNO KKR Restricted Stock Units A - Award D 6,539 6,539
2018-10-29 2018-10-26 4 HESS JOHN B KKR Restricted Stock Units A - Award D 6,539 6,539
2018-10-29 2018-10-26 4 SCULLY ROBERT W KKR Restricted Stock Units A - Award D 6,539 6,539
2018-10-29 2018-10-26 4 Drummond David C KKR Restricted Stock Units A - Award I 6,539 6,539
2018-10-29 2018-10-26 4 RUSSO PATRICIA F KKR Restricted Stock Units A - Award D 6,539 6,539
2018-10-29 2018-10-26 4 SCHOEWE THOMAS M KKR Restricted Stock Units A - Award D 6,539 6,539
2018-10-29 2018-10-26 4 GRUNDFEST JOSEPH KKR Restricted Stock Units A - Award I 6,539 6,539
2018-10-29 2018-10-26 4 Dillon Mary KKR Restricted Stock Units A - Award D 6,539 6,539
2018-10-03 2018-10-01 4 Drummond David C KKR Restricted Stock Units M - Exercise I -7,372 0
2018-10-03 2018-10-01 4 Drummond David C KKR Class A Common Stock M - Exercise I 7,372 32,339
2018-10-03 2018-10-01 4 RUSSO PATRICIA F KKR Restricted Stock Units M - Exercise D -7,372 0
2018-10-03 2018-10-01 4 RUSSO PATRICIA F KKR Class A Common Stock M - Exercise D 7,372 59,955
2018-10-03 2018-10-01 4 NUTTALL SCOTT C KKR Restricted Stock Units M - Exercise D -150,000 1,636,042
2018-10-03 2018-10-01 4 NUTTALL SCOTT C KKR Class A Common Stock F - Taxes D 27.2700 -74,329 -2,027 630,432
2018-10-03 2018-10-01 4 NUTTALL SCOTT C KKR Class A Common Stock M - Exercise D 150,000 704,761
2018-10-03 2018-10-01 4 Dillon Mary KKR Restricted Stock Units M - Exercise D 481 0
2018-10-03 2018-10-01 4 Dillon Mary KKR Class A Common Stock M - Exercise D 481 481
2018-10-03 2018-10-01 4 HESS JOHN B KKR Restricted Stock Units M - Exercise D -7,372 0
2018-10-03 2018-10-01 4 HESS JOHN B KKR Class A Common Stock M - Exercise D 7,372 140,555
2018-10-03 2018-10-01 4 SCULLY ROBERT W KKR Restricted Stock Units M - Exercise D -7,372 0
2018-10-03 2018-10-01 4 SCULLY ROBERT W KKR Class A Common Stock M - Exercise D 7,372 66,955
2018-10-03 2018-10-01 4 NIEL XAVIER BRUNO KKR Restricted Stock Units M - Exercise D -4,022 0
2018-10-03 2018-10-01 4 NIEL XAVIER BRUNO KKR Class A Common Stock M - Exercise D 4,022 4,022
2018-10-03 2018-10-01 4 BAE JOSEPH Y KKR Restricted Stock Units M - Exercise D -150,000 1,636,042
2018-10-03 2018-10-01 4 BAE JOSEPH Y KKR Class A Common Stock F - Taxes D 27.2700 -74,329 -2,027 453,001
2018-10-03 2018-10-01 4 BAE JOSEPH Y KKR Class A Common Stock M - Exercise D 150,000 527,330
2018-10-03 2018-10-01 4 SCHOEWE THOMAS M KKR Restricted Stock Units M - Exercise D -7,372 0
2018-10-03 2018-10-01 4 SCHOEWE THOMAS M KKR Class A Common Stock M - Exercise D 7,372 67,555
2018-10-03 2018-10-01 4 GRUNDFEST JOSEPH KKR Restricted Stock Units M - Exercise I -7,372 0
2018-10-03 2018-10-01 4 GRUNDFEST JOSEPH KKR Class A Common Stock M - Exercise I 7,372 66,955
2018-09-07 2018-09-06 4 Dillon Mary KKR Restricted Stock Units A - Award D 481 481
2018-08-10 2018-08-08 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D -1,000,769 303,106,993
2018-05-18 2018-05-16 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D -29,540,316 304,107,762
2018-05-18 2018-05-16 4 ROBERTS GEORGE R KKR KKR Holdings L.P. Units C - Conversion I -7,000,000 79,018,379
2018-05-18 2018-05-16 4 ROBERTS GEORGE R KKR Common Units C - Conversion I 7,000,000 1,188,755
2018-05-18 2018-05-16 4 Sorkin David KKR KKR Holdings L.P. Units C - Conversion D -150,000 2,465,260
2018-05-18 2018-05-16 4 Sorkin David KKR Common Units G - Gift I 150,000 150,000
2018-05-18 2018-05-16 4 Sorkin David KKR Common Units G - Gift D -150,000 171,407
2018-05-18 2018-05-16 4 Sorkin David KKR Common Units C - Conversion D 150,000 321,407
2018-05-18 2018-05-16 4 KRAVIS HENRY R KKR KKR Holdings L.P. Units C - Conversion D -10,000,000 71,314,740
2018-05-18 2018-05-16 4 KRAVIS HENRY R KKR Common Units G - Gift I 10,000,000 11,000,000
2018-05-18 2018-05-16 4 KRAVIS HENRY R KKR Common Units G - Gift D -10,000,000 1,105,832
2018-05-18 2018-05-16 4 KRAVIS HENRY R KKR Common Units C - Conversion D 10,000,000 11,105,832
2018-05-18 2018-02-28 4 KRAVIS HENRY R KKR Common Units W - Other D 43,299 1,149,131
2018-05-18 2018-05-16 4 Janetschek William J KKR KKR Holdings L.P. Units C - Conversion D -200,000 850,000
2018-05-18 2018-05-16 4 Janetschek William J KKR Common Units C - Conversion D 200,000 66,124
2018-05-18 2018-05-16 4 NUTTALL SCOTT C KKR KKR Holdings L.P. Units C - Conversion D -1,000,000 15,512,621
2018-05-18 2018-05-16 4 NUTTALL SCOTT C KKR Common Units G - Gift I 1,000,000 1,000,000
2018-05-18 2018-05-16 4 NUTTALL SCOTT C KKR Common Units G - Gift D -1,000,000 554,761
2018-05-18 2018-05-16 4 NUTTALL SCOTT C KKR Common Units C - Conversion D 1,000,000 1,554,761
2018-05-18 2018-05-16 4 BAE JOSEPH Y KKR KKR Holdings L.P. Units C - Conversion D -900,000 6,776,819
2018-05-18 2018-05-16 4 BAE JOSEPH Y KKR KKR Holdings L.P. Units C - Conversion I -350,000 0
2018-05-18 2018-05-16 4 BAE JOSEPH Y KKR Common Units G - Gift I 900,000 1,250,000
2018-05-18 2018-05-16 4 BAE JOSEPH Y KKR Common Units G - Gift D -900,000 377,330
2018-05-18 2018-05-16 4 BAE JOSEPH Y KKR Common Units C - Conversion D 900,000 1,277,330
2018-05-18 2018-05-16 4 BAE JOSEPH Y KKR Common Units C - Conversion I 350,000 350,000
2018-05-18 2018-01-31 4 BAE JOSEPH Y KKR KKR Holdings L.P. Units G - Gift I 350,000 350,000
2018-05-18 2018-01-31 4 BAE JOSEPH Y KKR KKR Holdings L.P. Units G - Gift D -350,000 7,676,819
2018-04-03 2018-04-01 4 Janetschek William J KKR Restricted Equity Units M - Exercise D -115,326 125,478
2018-04-03 2018-04-01 4 Janetschek William J KKR Common Units F - Taxes D 20.3000 -49,202 -999 66,124
2018-04-03 2018-04-01 4 Janetschek William J KKR Common Units M - Exercise D 115,326 115,326
2018-04-03 2018-04-01 4 Sorkin David KKR Restricted Equity Units M - Exercise D -116,017 126,168
2018-04-03 2018-04-01 4 Sorkin David KKR Common Units F - Taxes D 20.3000 -54,479 -1,106 171,407
2018-04-03 2018-04-01 4 Sorkin David KKR Common Units M - Exercise D 116,017 225,886
2018-03-02 2018-03-01 4 NIEL XAVIER BRUNO KKR Restricted Equity Units A - Award D 4,022 4,022
2018-02-23 2018-02-21 4 Sorkin David KKR Restricted Equity Units A - Award D 61,259 242,185
2018-02-23 2018-02-22 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D -2,323,256 333,648,078
2018-02-23 2018-02-21 4 BAE JOSEPH Y KKR Restricted Equity Units A - Award D 286,042 1,786,042
2018-02-23 2018-02-21 4 Janetschek William J KKR Restricted Equity Units A - Award D 61,259 240,804
2018-02-23 2018-02-21 4 NUTTALL SCOTT C KKR Restricted Equity Units A - Award D 286,042 1,786,042
2018-02-13 2018-02-09 4 ValueAct Holdings, L.P. See Footnotes KKR Common Units P - Purchase I 20.9700 150,000 3,146 49,700,000
2018-02-13 2018-02-09 4 ValueAct Holdings, L.P. See Footnotes KKR Common Units P - Purchase I 21.0500 150,000 3,158 49,550,000
2018-02-13 2018-02-09 4 ValueAct Holdings, L.P. See Footnotes KKR Common Units P - Purchase I 21.0700 200,000 4,214 49,400,000
2018-02-08 3 ValueAct Holdings, L.P. See Footnotes KKR Common Units I 98,400,000
2018-02-08 3 ValueAct Holdings, L.P. See Footnotes KKR Common Units I 98,400,000
2018-02-08 3 ValueAct Holdings, L.P. See Footnotes KKR Common Units I 98,400,000
2018-02-08 3 ValueAct Holdings, L.P. See Footnotes KKR Common Units I 98,400,000
2018-02-08 3 ValueAct Holdings, L.P. See Footnotes KKR Common Units I 98,400,000
2018-02-08 3 ValueAct Holdings, L.P. See Footnotes KKR Common Units I 98,400,000
2018-02-08 3 ValueAct Holdings, L.P. See Footnotes KKR Common Units I 98,400,000
2018-02-08 3 ValueAct Holdings, L.P. See Footnotes KKR Common Units I 98,400,000
2018-02-08 2018-02-08 4 ValueAct Holdings, L.P. See Footnotes KKR Common Units P - Purchase I 21.4600 500,000 10,730 49,200,000
2018-02-08 2018-02-08 4 ValueAct Holdings, L.P. See Footnotes KKR Common Units P - Purchase I 21.4600 250,000 5,365 48,700,000
2018-02-08 2018-02-08 4 ValueAct Holdings, L.P. See Footnotes KKR Common Units P - Purchase I 21.5400 250,000 5,385 48,450,000
2018-02-08 2018-02-06 4 ValueAct Holdings, L.P. See Footnotes KKR Common Units P - Purchase I 21.5500 100,000 2,155 48,200,000
2018-02-08 2018-02-06 4 ValueAct Holdings, L.P. See Footnotes KKR Common Units P - Purchase I 21.7400 350,000 7,609 48,100,000
2017-11-17 2017-11-15 4 Janetschek William J KKR Common Units G - Gift D -118,862 0
2017-11-13 2017-11-08 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D -3,874,373 335,971,334
2017-11-13 2017-11-08 4 Sorkin David KKR KKR Holdings L.P. Units G - Gift I -330,000 958,333
2017-11-13 2017-11-08 4 Sorkin David KKR KKR Holdings L.P. Units G - Gift I 330,000 958,333
2017-11-03 2017-11-02 4 KRAVIS HENRY R KKR KKR Holdings L.P. Units J - Other D 2,500,000 81,314,740
2017-11-03 2017-11-02 4 BAE JOSEPH Y KKR KKR Holdings L.P. Units J - Other D 4,850,000 8,026,819
2017-11-03 2017-11-02 4 BAE JOSEPH Y KKR Restricted Equity Units A - Award D 2,500,000 2,500,000
2017-11-03 2017-11-02 4 BAE JOSEPH Y KKR Restricted Equity Units A - Award D 1,500,000 1,500,000
2017-11-03 2017-11-02 4 ROBERTS GEORGE R KKR KKR Holdings L.P. Units J - Other I 2,500,000 86,018,379
2017-11-03 2017-11-02 4 NUTTALL SCOTT C KKR KKR Holdings L.P. Units J - Other D 4,850,000 16,512,621
2017-11-03 2017-11-02 4 NUTTALL SCOTT C KKR Restricted Equity Units A - Award D 2,500,000 2,500,000
2017-11-03 2017-11-02 4 NUTTALL SCOTT C KKR Restricted Equity Units A - Award D 1,500,000 1,500,000
2017-10-30 2017-10-27 4 Drummond David C KKR Restricted Equity Units A - Award I 7,372 7,372
2017-10-30 2017-10-27 4 SCHOEWE THOMAS M KKR Restricted Equity Units A - Award D 7,372 7,372
2017-10-30 2017-10-27 4 SCULLY ROBERT W KKR Restricted Equity Units A - Award D 7,372 7,372
2017-10-30 2017-10-27 4 RUSSO PATRICIA F KKR Restricted Equity Units A - Award D 7,372 7,372
2017-10-30 2017-10-27 4 GRUNDFEST JOSEPH KKR Restricted Equity Units A - Award I 7,372 7,372
2017-10-30 2017-10-27 4 HESS JOHN B KKR Restricted Equity Units A - Award D 7,372 7,372
2017-10-03 2017-10-01 4 Drummond David C KKR Restricted Equity Units M - Exercise I -10,088 0
2017-10-03 2017-10-01 4 Drummond David C KKR Common Units M - Exercise I 10,088 24,967
2017-10-03 2017-10-01 4 HESS JOHN B KKR Restricted Equity Units M - Exercise D -10,088 0
2017-10-03 2017-10-01 4 HESS JOHN B KKR Common Units M - Exercise D 10,088 133,183
2017-10-03 2017-10-01 4 SCHOEWE THOMAS M KKR Restricted Equity Units M - Exercise D -10,088 0
2017-10-03 2017-10-01 4 SCHOEWE THOMAS M KKR Common Units M - Exercise D 10,088 60,183
2017-10-03 2017-10-01 4 RUSSO PATRICIA F KKR Restricted Equity Units M - Exercise D -10,088 0
2017-10-03 2017-10-01 4 RUSSO PATRICIA F KKR Common Units M - Exercise D 10,088 52,583
2017-10-03 2017-10-01 4 GRUNDFEST JOSEPH KKR Restricted Equity Units M - Exercise I -10,088 0
2017-10-03 2017-10-01 4 GRUNDFEST JOSEPH KKR Common Units M - Exercise I 10,088 59,583
2017-10-03 2017-10-01 4 SCULLY ROBERT W KKR Restricted Equity Units M - Exercise D -10,088 0
2017-10-03 2017-10-01 4 SCULLY ROBERT W KKR Common Units M - Exercise D 10,088 59,583
2017-08-17 2017-08-17 4 SCULLY ROBERT W By Trust KKR Common Units P - Purchase I 18.2100 55,000 1,002 55,000
2017-08-11 2017-08-09 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D -3,148,286 339,845,707
2017-07-21 3 BAE JOSEPH Y By Limited Liability Company KKR Common Units I 393,144
2017-07-21 3 BAE JOSEPH Y By Trust KKR Common Units I 387,460
2017-07-21 3 BAE JOSEPH Y KKR Common Units D 763,308
2017-07-21 3 BAE JOSEPH Y By Trust KKR Common Units I 387,460
2017-07-21 3 BAE JOSEPH Y By Limited Liability Company KKR Common Units I 393,144
2017-07-21 3 BAE JOSEPH Y KKR Common Units D 763,308
2017-07-21 3 NUTTALL SCOTT C By Limited Liability Company KKR Common Units I 567,047
2017-07-21 3 NUTTALL SCOTT C By Trust KKR Common Units I 570,987
2017-07-21 3 NUTTALL SCOTT C By Limited Liability Company KKR Common Units I 567,047
2017-07-21 3 NUTTALL SCOTT C KKR Common Units D 1,119,026
2017-07-21 3 NUTTALL SCOTT C KKR Common Units D 1,119,026
2017-07-21 3 NUTTALL SCOTT C By Trust KKR Common Units I 570,987
2017-06-02 2017-05-31 4 Janetschek William J KKR KKR Holdings L.P. Units J - Other I -2,475,000 2,500,000
2017-05-15 2017-05-10 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D -7,915,478 342,993,993
2017-04-04 2017-04-01 4 FISHER TODD A KKR Restricted Equity Units M - Exercise D -136,333 256,932
2017-04-04 2017-04-01 4 FISHER TODD A KKR Common Units F - Taxes D 18.2300 -68,216 -1,244 211,302
2017-04-04 2017-04-01 4 FISHER TODD A KKR Common Units M - Exercise D 136,333 279,518
2017-04-04 2017-04-01 4 Sorkin David KKR Restricted Equity Units M - Exercise D -105,960 180,926
2017-04-04 2017-04-01 4 Sorkin David KKR Common Units F - Taxes D 18.2300 -51,262 -935 109,869
2017-04-04 2017-04-01 4 Sorkin David KKR Common Units M - Exercise D 105,960 161,131
2017-04-04 2017-04-01 4 Janetschek William J KKR Restricted Equity Units M - Exercise D -105,750 179,545
2017-04-04 2017-04-01 4 Janetschek William J KKR Common Units F - Taxes D 18.2300 -46,652 -850 118,862
2017-04-04 2017-04-01 4 Janetschek William J KKR Common Units M - Exercise D 105,750 165,514
2017-02-24 2017-02-24 4 Janetschek William J KKR Common Units G - Gift D -170,827 59,764
2017-02-24 2017-02-23 4 Janetschek William J KKR KKR Holdings L.P. Units C - Conversion D -170,827 3,550,000
2017-02-24 2017-02-23 4 Janetschek William J KKR Common Units C - Conversion D 170,827 230,591
2017-02-24 2017-02-24 4 Sorkin David KKR Common Units G - Gift D -100,000 55,171
2017-02-24 2017-02-23 4 Sorkin David KKR KKR Holdings L.P. Units C - Conversion D -100,000 2,948,593
2017-02-24 2017-02-23 4 Sorkin David KKR Common Units C - Conversion D 100,000 155,171
2017-02-24 2017-02-23 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D -2,847,927 350,909,471
2017-02-23 2017-02-21 4 FISHER TODD A KKR Restricted Equity Units A - Award D 117,173 393,265
2017-02-23 2017-02-21 4 Janetschek William J KKR Restricted Equity Units A - Award D 67,463 285,295
2017-02-23 2017-02-21 4 Sorkin David KKR Restricted Equity Units A - Award D 67,463 286,886
2017-02-01 2017-01-31 4 KKR Holdings L.P KKR Common Units J - Other D -49,688 2,677
2016-11-10 2016-11-08 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D -2,849,346 353,757,398
2016-11-04 2016-11-02 4 FISHER TODD A KKR KKR Holdings L.P. Units J - Other D 900,000 8,641,214
2016-11-04 2016-08-31 4 FISHER TODD A KKR KKR Holdings L.P. Units G - Gift I -495,000 1,000,000
2016-11-04 2016-11-02 4 Janetschek William J KKR KKR Holdings L.P. Units J - Other D 550,000 3,720,827
2016-11-04 2016-11-04 4 Sorkin David KKR KKR Holdings L.P. Units G - Gift I -222,750 625,000
2016-11-04 2016-11-02 4 Sorkin David KKR KKR Holdings L.P. Units J - Other D 550,000 3,048,593
2016-11-04 2016-08-31 4 Sorkin David KKR KKR Holdings L.P. Units G - Gift I -89,100 400,000
2016-10-28 2016-10-26 4 Drummond David C KKR Restricted Equity Units A - Award I 10,088 10,088
2016-10-28 2016-10-26 4 GRUNDFEST JOSEPH KKR Restricted Equity Units A - Award I 10,088 10,088
2016-10-28 2016-10-26 4 HESS JOHN B KKR Restricted Equity Units A - Award D 10,088 10,088
2016-10-28 2016-10-26 4 RUSSO PATRICIA F KKR Restricted Equity Units A - Award D 10,088 10,088
2016-10-28 2016-10-26 4 SCHOEWE THOMAS M KKR Restricted Equity Units A - Award D 10,088 10,088
2016-10-28 2016-10-26 4 SCULLY ROBERT W KKR Restricted Equity Units A - Award D 10,088 10,088
2016-10-28 2016-10-26 4 KKR Holdings L.P KKR KKR Group Partnership Units C - Conversion D -80,000 356,606,744
2016-10-28 2016-10-26 4 KKR Holdings L.P KKR Common Units J - Other D -81,506 52,365
2016-10-28 2016-10-26 4 KKR Holdings L.P KKR Common Units C - Conversion D 80,000 133,871
2016-10-04 2016-10-01 4 Drummond David C KKR Restricted Equity Units M - Exercise I -6,219 0
2016-10-04 2016-10-01 4 Drummond David C KKR Common Units M - Exercise I 6,219 14,879
2016-10-04 2016-10-01 4 GRUNDFEST JOSEPH KKR Restricted Equity Units M - Exercise I -6,219 0
2016-10-04 2016-10-01 4 GRUNDFEST JOSEPH KKR Common Units M - Exercise I 6,219 49,495
2016-10-04 2016-10-01 4 HESS JOHN B KKR Restricted Equity Units M - Exercise D -6,219 0
2016-10-04 2016-10-01 4 HESS JOHN B KKR Common Units M - Exercise D 6,219 123,095
2016-10-04 2016-10-01 4 RUSSO PATRICIA F KKR Restricted Equity Units M - Exercise D -6,219 0
2016-10-04 2016-10-01 4 RUSSO PATRICIA F KKR Common Units M - Exercise D 6,219 42,495
2016-10-04 2016-10-01 4 SCULLY ROBERT W KKR Restricted Equity Units M - Exercise D -6,219 0
2016-10-04 2016-10-01 4 SCULLY ROBERT W KKR Common Units M - Exercise D 6,219 49,495
2016-10-04 2016-10-01 4 SCHOEWE THOMAS M KKR Restricted Equity Units M - Exercise D -6,219 0
2016-10-04 2016-10-01 4 SCHOEWE THOMAS M KKR Common Units M - Exercise D 6,219 50,095
2016-08-10 2016-08-09 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D -1,986,859 356,686,744
2016-08-04 2016-08-02 4 SCULLY ROBERT W By Trust KKR Common Units S - Sale I 14.2900 -38,700 -553 0
2016-08-04 2016-08-02 4 SCULLY ROBERT W By Limited Liability Company KKR Common Units S - Sale I 14.3500 -38,700 -555 0
2016-08-04 2016-08-02 4 SCULLY ROBERT W By Immediate Family Member KKR Common Units S - Sale I 14.3400 -17,450 -250 0
2016-08-04 2016-08-02 4 SCULLY ROBERT W KKR Common Units S - Sale D 14.0900 -73,550 -1,036 43,276
2016-05-09 2016-05-09 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D -142,300 358,673,603
2016-04-29 2015-04-27 4 KKR Holdings L.P KKR Common Units J - Other D -1,176 53,871
2016-04-05 2016-04-01 4 FISHER TODD A KKR Restricted Equity Units M - Exercise D -151,445 276,092
2016-04-05 2016-04-01 4 FISHER TODD A KKR Common Units F - Taxes D 14.6900 -74,714 -1,098 143,185
2016-04-05 2016-04-01 4 FISHER TODD A KKR Common Units M - Exercise D 151,445 217,899
2016-04-05 2016-04-01 4 Janetschek William J KKR Restricted Equity Units M - Exercise D -103,127 217,832
2016-04-05 2016-04-01 4 Janetschek William J KKR Common Units F - Taxes D 14.6900 -43,363 -637 59,764
2016-04-05 2016-04-01 4 Janetschek William J KKR Common Units M - Exercise D 103,127 103,127
2016-04-05 2016-04-01 4 Sorkin David KKR Restricted Equity Units M - Exercise D -102,647 219,423
2016-04-05 2016-04-01 4 Sorkin David KKR Common Units F - Taxes D 14.6900 -47,476 -697 55,171
2016-04-05 2016-04-01 4 Sorkin David KKR Common Units M - Exercise D 102,647 102,647
2016-02-26 2016-02-24 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D -2,530,685 358,815,903
2016-02-25 2016-02-23 4 FISHER TODD A KKR KKR Holdings L.P. Units J - Other D 900,000 8,641,214
2016-02-25 2016-02-23 4 FISHER TODD A KKR Restricted Equity Units A - Award D 101,540 427,537
2016-02-25 2016-02-23 4 Janetschek William J KKR KKR Holdings L.P. Units J - Other D 550,000 3,720,827
2016-02-25 2016-02-23 4 Janetschek William J KKR Restricted Equity Units A - Award D 57,727 320,959
2016-02-25 2016-02-23 4 Sorkin David KKR KKR Holdings L.P. Units J - Other D 550,000 3,273,593
2016-02-25 2016-02-23 4 Sorkin David KKR Restricted Equity Units A - Award D 59,799 322,070
2015-11-12 2015-11-10 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D -3,034,253 361,346,588
2015-10-30 2015-10-29 4 KKR Holdings L.P KKR KKR Group Partnership Units C - Conversion D -250,000 364,380,841
2015-10-30 2015-10-29 4 KKR Holdings L.P KKR Common Units J - Other D -255,583 55,047
2015-10-30 2015-10-29 4 KKR Holdings L.P KKR Common Units C - Conversion D 250,000 310,630
2015-10-05 2015-10-01 4 Rampl Dieter KKR Restricted Equity Units M - Exercise D -6,054 6,219
2015-10-05 2015-10-01 4 Rampl Dieter KKR Common Units M - Exercise D 6,054 43,276
2015-10-05 2015-10-01 4 Drummond David C KKR Restricted Equity Units M - Exercise I -6,054 6,219
2015-10-05 2015-10-01 4 Drummond David C KKR Common Units M - Exercise I 6,054 8,660
2015-10-05 2015-10-01 4 SCULLY ROBERT W KKR Restricted Equity Units M - Exercise D -6,054 6,219
2015-10-05 2015-10-01 4 SCULLY ROBERT W KKR Common Units M - Exercise D 6,054 116,826
2015-10-05 2015-10-01 4 GRUNDFEST JOSEPH KKR Restricted Equity Units M - Exercise I -6,054 6,219
2015-10-05 2015-10-01 4 GRUNDFEST JOSEPH KKR Common Units M - Exercise I 6,054 43,276
2015-10-05 2015-10-01 4 SCHOEWE THOMAS M KKR Restricted Equity Units M - Exercise D -6,054 6,219
2015-10-05 2015-10-01 4 SCHOEWE THOMAS M KKR Common Units M - Exercise D 6,054 43,876
2015-10-05 2015-10-01 4 HESS JOHN B KKR Restricted Equity Units M - Exercise D -6,054 6,219
2015-10-05 2015-10-01 4 HESS JOHN B KKR Common Units M - Exercise D 6,054 116,876
2015-10-05 2015-10-01 4 RUSSO PATRICIA F KKR Restricted Equity Units M - Exercise D -6,054 6,219
2015-10-05 2015-10-01 4 RUSSO PATRICIA F KKR Common Units M - Exercise D 6,054 36,276
2015-08-07 2015-08-05 4 Sorkin David KKR KKR Holdings L.P. Units C - Conversion I -10,000 310,000
2015-08-07 2015-08-05 4 Sorkin David KKR KKR Holdings L.P. Units C - Conversion I -12,767 0
2015-08-07 2015-08-05 4 Sorkin David KKR Common Units S - Sale I 23.7800 -10,000 -238 0
2015-08-07 2015-08-05 4 Sorkin David KKR Common Units C - Conversion I 10,000 10,000
2015-08-07 2015-08-05 4 Sorkin David KKR Common Units S - Sale I 23.7500 -12,767 -303 0
2015-08-07 2015-08-05 4 Sorkin David KKR Common Units C - Conversion I 12,767 12,767
2015-08-07 2015-08-05 4 Janetschek William J KKR KKR Holdings L.P. Units C - Conversion I -50,000 0
2015-08-07 2015-08-05 4 Janetschek William J KKR Common Units S - Sale I 23.7800 -50,000 -1,189 0
2015-08-07 2015-08-05 4 Janetschek William J KKR Common Units C - Conversion I 50,000 50,000
2015-08-07 2015-08-05 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D -2,855,988 364,630,841
2015-07-31 2015-07-30 4 Sorkin David KKR Common Units S - Sale I 24.0800 -27,233 -656 0
2015-07-28 2015-07-24 4 Drummond David C KKR Restricted Equity Units A - Award I 6,219 12,273
2015-07-28 2015-07-24 4 RUSSO PATRICIA F KKR Restricted Equity Units A - Award D 6,219 12,273
2015-07-28 2015-07-24 4 SCHOEWE THOMAS M KKR Restricted Equity Units A - Award D 6,219 12,273
2015-07-28 2015-07-24 4 SCULLY ROBERT W KKR Restricted Equity Units A - Award D 6,219 12,273
2015-07-28 2015-07-24 4 GRUNDFEST JOSEPH KKR Restricted Equity Units A - Award I 6,219 12,273
2015-07-28 2015-07-24 4 Rampl Dieter KKR Restricted Equity Units A - Award D 6,219 12,273
2015-07-28 2015-07-24 4 HESS JOHN B KKR Restricted Equity Units A - Award D 6,219 12,273
2015-06-05 2015-04-24 4 KKR Holdings L.P KKR Common Units J - Other D -95,508 60,630
2015-05-08 2015-05-08 4 Janetschek William J KKR Common Units S - Sale I 22.6300 -76,185 -1,724 0
2015-05-08 2015-05-06 4 Janetschek William J KKR KKR Holdings L.P. Units C - Conversion I -100,000 50,000
2015-05-08 2015-05-06 4 Janetschek William J KKR Common Units S - Sale I 22.7500 -23,815 -542 76,185
2015-05-08 2015-05-06 4 Janetschek William J KKR Common Units C - Conversion I 100,000 100,000
2015-05-08 2015-05-06 4 Sorkin David KKR KKR Holdings L.P. Units C - Conversion I -10,000 320,000
2015-05-08 2015-05-06 4 Sorkin David KKR KKR Holdings L.P. Units C - Conversion I -30,000 0
2015-05-08 2015-05-06 4 Sorkin David KKR Common Units S - Sale I 22.7100 -10,000 -227 0
2015-05-08 2015-05-06 4 Sorkin David KKR Common Units C - Conversion I 10,000 10,000
2015-05-08 2015-05-06 4 Sorkin David KKR Common Units S - Sale I 22.7800 -2,767 -63 27,233
2015-05-08 2015-05-06 4 Sorkin David KKR Common Units C - Conversion I 30,000 30,000
2015-05-08 2015-05-06 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D -5,175,148 367,486,829
2015-05-05 2015-05-01 4 Janetschek William J KKR Common Units S - Sale D 22.6400 -29,110 -659 0
2015-05-01 2015-04-30 4 Sorkin David KKR Common Units S - Sale D 22.6200 -27,233 -616 0
2015-04-03 2015-04-01 4 FISHER TODD A KKR Restricted Equity Units M - Exercise D -136,099 325,997
2015-04-03 2015-04-01 4 FISHER TODD A KKR Common Units F - Taxes D 22.8100 -69,645 -1,589 66,454
2015-04-03 2015-04-01 4 FISHER TODD A KKR Common Units M - Exercise D 136,099 136,099
2015-04-03 2015-04-01 4 Janetschek William J KKR Restricted Equity Units M - Exercise D -47,045 263,232
2015-04-03 2015-04-01 4 Janetschek William J KKR Common Units F - Taxes D 22.8100 -17,935 -409 29,110
2015-04-03 2015-04-01 4 Janetschek William J KKR Common Units M - Exercise D 47,045 47,045
2015-04-03 2015-04-01 4 Sorkin David KKR Restricted Equity Units M - Exercise D -47,322 262,271
2015-04-03 2015-04-01 4 Sorkin David KKR Common Units F - Taxes D 22.8100 -20,089 -458 27,233
2015-04-03 2015-04-01 4 Sorkin David KKR Common Units M - Exercise D 47,322 47,322
2015-03-06 2015-03-05 4 Sorkin David KKR KKR Holdings L.P. Units C - Conversion I -10,000 330,000
2015-03-06 2015-03-05 4 Sorkin David KKR KKR Holdings L.P. Units C - Conversion I -30,000 0
2015-03-06 2015-03-05 4 Sorkin David KKR Common Units S - Sale I 24.0300 -10,000 -240 0
2015-03-06 2015-03-05 4 Sorkin David KKR Common Units C - Conversion I 10,000 10,000
2015-03-06 2015-03-05 4 Sorkin David KKR Common Units S - Sale I 24.0200 -30,000 -721 0
2015-03-06 2015-03-05 4 Sorkin David KKR Common Units C - Conversion I 30,000 30,000
2015-03-06 2015-03-05 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D -4,534,772 372,661,977
2015-03-06 2015-03-05 4 Janetschek William J KKR KKR Holdings L.P. Units C - Conversion I -100,000 150,000
2015-03-06 2015-03-05 4 Janetschek William J KKR Common Units S - Sale I 24.0000 -100,000 -2,400 0
2015-03-06 2015-03-05 4 Janetschek William J KKR Common Units C - Conversion I 100,000 100,000
2015-03-06 2015-03-04 4 FISHER TODD A KKR Common Units S - Sale D 23.8100 -153,939 -3,665 0
2015-03-05 2015-03-03 4 KRAVIS HENRY R KKR Common Units G - Gift I -1,000,000 1,000,000
2015-02-25 2015-02-23 4 FISHER TODD A KKR Restricted Equity Units A - Award D 216,193 462,096
2015-02-25 2015-02-23 4 Sorkin David KKR Restricted Equity Units A - Award D 220,789 309,593
2015-02-25 2015-02-23 4 Janetschek William J KKR Restricted Equity Units A - Award D 220,789 310,277
2014-11-07 2014-11-05 4 KRAVIS HENRY R KKR KKR Holdings L.P. Units C - Conversion I -1,000,000 0
2014-11-07 2014-11-05 4 KRAVIS HENRY R KKR Common Units C - Conversion I 1,000,000 2,000,000
2014-11-07 2014-09-05 4 KRAVIS HENRY R KKR KKR Holdings L.P. Units G - Gift I 1,000,000 1,000,000
2014-11-07 2014-09-05 4 KRAVIS HENRY R KKR KKR Holdings L.P. Units G - Gift D -1,000,000 78,814,740
2014-11-07 2014-11-05 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D -4,700,850 377,196,749
2014-10-28 2014-10-24 4 KKR Holdings L.P KKR KKR Group Partnership Units C - Conversion D -400,000 381,897,599
2014-10-28 2014-10-24 4 KKR Holdings L.P KKR Common Units J - Other D -253,559 156,138
2014-10-28 2014-10-24 4 KKR Holdings L.P KKR Common Units C - Conversion D 400,000 409,697
2014-10-03 2014-10-01 4 Drummond David C KKR Restricted Equity Units M - Exercise I -2,606 6,054
2014-10-03 2014-10-01 4 Drummond David C KKR Common Units M - Exercise I 2,606 2,606
2014-10-03 2014-10-01 4 HESS JOHN B KKR Restricted Equity Units M - Exercise D -7,222 6,054
2014-10-03 2014-10-01 4 HESS JOHN B KKR Common Units M - Exercise D 7,222 110,822
2014-10-03 2014-10-01 4 GRUNDFEST JOSEPH KKR Restricted Equity Units M - Exercise I -7,222 6,054
2014-10-03 2014-10-01 4 GRUNDFEST JOSEPH KKR Common Units M - Exercise I 7,222 37,222
2014-10-03 2014-10-01 4 RUSSO PATRICIA F KKR Restricted Equity Units M - Exercise D -7,222 6,054
2014-10-03 2014-10-01 4 RUSSO PATRICIA F KKR Common Units M - Exercise D 7,222 30,222
2014-10-03 2014-10-01 4 SCHOEWE THOMAS M KKR Restricted Equity Units M - Exercise D -7,222 6,054
2014-10-03 2014-10-01 4 SCHOEWE THOMAS M KKR Common Units M - Exercise D 7,222 37,822
2014-10-03 2014-10-01 4 SCULLY ROBERT W KKR Restricted Equity Units M - Exercise D -7,222 6,054
2014-10-03 2014-10-01 4 SCULLY ROBERT W KKR Common Units M - Exercise D 7,222 110,772
2014-10-03 2014-10-01 4 Rampl Dieter KKR Restricted Equity Units M - Exercise D -7,222 6,054
2014-10-03 2014-10-01 4 Rampl Dieter KKR Common Units M - Exercise D 7,222 37,222
2014-08-14 2014-08-12 4 Sorkin David KKR KKR Holdings L.P. Units C - Conversion I -10,000 340,000
2014-08-14 2014-08-12 4 Sorkin David KKR KKR Holdings L.P. Units C - Conversion I -21,525 0
2014-08-14 2014-08-12 4 Sorkin David KKR Common Units S - Sale I 22.9500 -10,000 -230 0
2014-08-14 2014-08-12 4 Sorkin David KKR Common Units C - Conversion I 10,000 10,000
2014-08-14 2014-08-12 4 Sorkin David KKR Common Units S - Sale I 22.9500 -21,525 -494 0
2014-08-14 2014-08-12 4 Sorkin David KKR Common Units C - Conversion I 21,525 21,525
2014-08-14 2014-08-12 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D -3,593,129 382,297,599
2014-08-01 2014-07-31 4 Sorkin David KKR Common Units S - Sale D 22.9700 -8,475 -195 0
2014-07-29 2014-07-25 4 Drummond David C KKR Restricted Equity Units A - Award I 6,054 8,660
2014-07-29 2014-07-25 4 GRUNDFEST JOSEPH KKR Restricted Equity Units A - Award I 6,054 13,276
2014-07-29 2014-07-25 4 RUSSO PATRICIA F KKR Restricted Equity Units A - Award D 6,054 13,276
2014-07-29 2014-07-25 4 HESS JOHN B KKR Restricted Equity Units A - Award D 6,054 13,276
2014-07-29 2014-07-25 4 SCHOEWE THOMAS M KKR Restricted Equity Units A - Award D 6,054 13,276
2014-07-29 2014-07-25 4 SCULLY ROBERT W KKR Restricted Equity Units A - Award D 6,054 13,276
2014-07-29 2014-07-25 4 Rampl Dieter KKR Restricted Equity Units A - Award D 6,054 13,276
2014-05-30 2014-05-29 4 Janetschek William J KKR Common Units S - Sale I 22.7400 -75,000 -1,705 0
2014-05-30 2014-05-28 4 Janetschek William J KKR KKR Holdings L.P. Units C - Conversion I -100,000 250,000
2014-05-30 2014-05-28 4 Janetschek William J KKR Common Units S - Sale I 22.8800 -25,000 -572 75,000
2014-05-30 2014-05-28 4 Janetschek William J KKR Common Units C - Conversion I 100,000 100,000
2014-05-30 2014-05-28 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D -7,466,729 385,890,728
2014-05-27 2014-05-23 4 Janetschek William J KKR Common Units S - Sale D 23.3400 -31,948 -746 0
2014-05-27 2014-05-23 4 Sorkin David KKR Common Units S - Sale D 23.0300 25,000 576 8,475
2014-05-02 2014-04-30 4 ROBERTS GEORGE R KKR Common Units A - Award I 10,156 10,156
2014-05-02 2014-04-30 4 ROBERTS GEORGE R KKR Common Units A - Award I 910,044 1,185,627
2014-05-02 2014-04-30 4 KRAVIS HENRY R KKR Common Units A - Award I 15,227 15,227
2014-05-02 2014-04-30 4 KRAVIS HENRY R KKR Common Units A - Award I 30,454 43,299
2014-05-02 2014-04-30 4 KRAVIS HENRY R KKR Common Units A - Award I 130,925 130,925
2014-05-02 2014-04-30 4 KRAVIS HENRY R KKR Common Units A - Award D 910,043 1,105,832
2014-05-02 2014-04-30 4 FISHER TODD A KKR Common Units A - Award D 100,924 153,939
2014-05-02 2014-04-30 4 Janetschek William J KKR Common Units A - Award D 10,499 31,948
2014-05-02 2014-04-30 4 Sorkin David KKR Common Units A - Award D 13,034 33,475
2014-04-29 2014-04-28 4 KKR Holdings L.P KKR Common Units J - Other D -1,611 9,697
2014-04-29 2014-04-25 4 KKR Holdings L.P KKR Common Units J - Other D -128,572 11,308
2014-04-03 2014-04-01 4 FISHER TODD A KKR Restricted Equity Units M - Exercise D -105,677 245,903
2014-04-03 2014-04-01 4 FISHER TODD A KKR Common Units F - Taxes D 22.8400 -52,662 -1,203 53,015
2014-04-03 2014-04-01 4 FISHER TODD A KKR Common Units M - Exercise D 105,677 105,677
2014-04-03 2014-04-01 4 Janetschek William J KKR Restricted Equity Units M - Exercise D -34,134 89,488
2014-04-03 2014-04-01 4 Janetschek William J KKR Common Units F - Taxes D 22.8400 -12,685 -290 21,449
2014-04-03 2014-04-01 4 Janetschek William J KKR Common Units M - Exercise D 34,134 34,134
2014-04-03 2014-04-01 4 Sorkin David KKR Restricted Equity Units M - Exercise D -34,891 88,804
2014-04-03 2014-04-01 4 Sorkin David KKR Common Units F - Taxes D 22.8400 -14,450 -330 20,441
2014-04-03 2014-04-01 4 Sorkin David KKR Common Units M - Exercise D 34,891 34,891
2014-03-17 2014-03-14 4 Drummond David C KKR Restricted Equity Units A - Award D 2,606 2,606
2014-02-21 2014-02-20 4 KRAVIS HENRY R KKR KKR Holdings L.P. Units C - Conversion I -1,000,000 0
2014-02-21 2014-02-20 4 KRAVIS HENRY R KKR Common Units C - Conversion I 1,000,000 1,000,000
2014-02-21 2014-02-21 4 Janetschek William J KKR Common Units G - Gift D -150,000 0
2014-02-21 2014-02-20 4 Janetschek William J KKR KKR Holdings L.P. Units C - Conversion D -150,000 3,170,827
2014-02-21 2014-02-20 4 Janetschek William J KKR Common Units C - Conversion D 150,000 150,000
2014-02-21 2014-02-21 4 Sorkin David KKR Common Units G - Gift D -50,000 0
2014-02-21 2014-02-20 4 Sorkin David KKR KKR Holdings L.P. Units C - Conversion D -50,000 2,907,885
2014-02-21 2014-02-20 4 Sorkin David KKR KKR Holdings L.P. Units C - Conversion I -25,000 0
2014-02-21 2014-02-20 4 Sorkin David KKR Common Units C - Conversion D 50,000 50,000
2014-02-21 2014-02-20 4 Sorkin David KKR Common Units S - Sale I 23.8500 -25,000 -596 0
2014-02-21 2014-02-20 4 Sorkin David KKR Common Units C - Conversion I 25,000 25,000
2014-02-21 2014-02-20 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D -11,011,561 393,357,457
2014-02-12 2014-02-10 4 KRAVIS HENRY R KKR Common Units G - Gift I -1,500,000 0
2014-02-12 2013-12-20 4 KRAVIS HENRY R KKR KKR Holdings L.P. Units G - Gift I 1,000,000 1,000,000
2014-02-12 2013-12-20 4 KRAVIS HENRY R KKR KKR Holdings L.P. Units G - Gift D -1,000,000 79,814,740
2014-02-12 2014-02-10 4 Janetschek William J KKR Common Units G - Gift I -22,500 0
2014-02-12 2014-02-10 4 Sorkin David KKR Common Units G - Gift I -11,250 0
2014-02-07 2014-02-05 4 FISHER TODD A KKR Restricted Equity Units A - Award D 91,265 351,580
2014-02-07 2014-02-05 4 Janetschek William J KKR Restricted Equity Units A - Award D 38,731 123,622
2014-02-07 2014-02-05 4 Sorkin David KKR Restricted Equity Units A - Award D 37,289 123,695
2013-10-29 2013-10-25 4 KKR Holdings L.P KKR KKR Group Partnership Units C - Conversion D -375,000 404,369,018
2013-10-29 2013-10-25 4 KKR Holdings L.P KKR Common Units J - Other D -255,678 139,880
2013-10-29 2013-10-25 4 KKR Holdings L.P KKR Common Units C - Conversion D 375,000 395,558
2013-10-03 2013-10-01 4 GRUNDFEST JOSEPH KKR Restricted Equity Units M - Exercise I -10,000 7,222
2013-10-03 2013-10-01 4 GRUNDFEST JOSEPH KKR Common Units M - Exercise I 10,000 30,000
2013-10-03 2013-10-01 4 HESS JOHN B KKR Restricted Equity Units M - Exercise D -10,000 7,222
2013-10-03 2013-10-01 4 HESS JOHN B KKR Common Units M - Exercise D 10,000 103,600
2013-10-03 2013-10-01 4 SCULLY ROBERT W KKR Restricted Equity Units M - Exercise D -10,000 7,222
2013-10-03 2013-10-01 4 SCULLY ROBERT W KKR Common Units M - Exercise D 10,000 103,550
2013-10-03 2013-10-01 4 RUSSO PATRICIA F KKR Restricted Equity Units M - Exercise D -10,000 7,222
2013-10-03 2013-10-01 4 RUSSO PATRICIA F KKR Common Units M - Exercise D 10,000 23,000
2013-10-03 2013-10-01 4 SCHOEWE THOMAS M KKR Restricted Equity Units M - Exercise D -10,000 7,222
2013-10-03 2013-10-01 4 SCHOEWE THOMAS M KKR Common Units M - Exercise D 10,000 30,600
2013-10-03 2013-10-01 4 Rampl Dieter KKR Restricted Equity Units M - Exercise D -10,000 7,222
2013-10-03 2013-10-01 4 Rampl Dieter KKR Common Units M - Exercise D 10,000 30,000
2013-08-09 2013-08-07 4 Sorkin David KKR KKR Holdings L.P. Units C - Conversion I -9,331 0
2013-08-09 2013-08-07 4 Sorkin David KKR Common Units S - Sale I 20.3600 -9,331 -190 0
2013-08-09 2013-08-07 4 Sorkin David KKR Common Units C - Conversion I 9,331 9,331
2013-08-09 2013-08-07 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D -7,216,913 404,744,018
2013-08-02 2013-08-01 4 Sorkin David KKR Common Units S - Sale D 20.8700 -15,669 -327 0
2013-07-31 2013-07-29 4 HESS JOHN B KKR Restricted Equity Units A - Award D 7,222 17,222
2013-07-31 2013-07-29 4 GRUNDFEST JOSEPH KKR Restricted Equity Units A - Award I 7,222 17,222
2013-07-31 2013-07-29 4 SCHOEWE THOMAS M KKR Restricted Equity Units A - Award D 7,222 17,222
2013-07-31 2013-07-29 4 RUSSO PATRICIA F KKR Restricted Equity Units A - Award D 7,222 17,222
2013-07-31 2013-07-29 4 SCULLY ROBERT W KKR Restricted Equity Units A - Award D 7,222 17,222
2013-07-31 2013-07-29 4 Rampl Dieter KKR Restricted Equity Units A - Award D 7,222 17,222
2013-06-03 2013-05-30 4 SCULLY ROBERT W KKR Common Units P - Purchase I 19.9300 17,450 348 17,450
2013-06-03 2013-05-30 4 SCULLY ROBERT W KKR Common Units P - Purchase D 19.9300 73,550 1,466 93,550
2013-05-10 2013-05-09 4 FISHER TODD A KKR KKR Holdings L.P. Units C - Conversion D -70,000 8,241,214
2013-05-10 2013-05-09 4 FISHER TODD A KKR Common Units S - Sale D 21.0100 -70,000 -1,471 0
2013-05-10 2013-05-09 4 FISHER TODD A KKR Common Units C - Conversion D 70,000 70,000
2013-05-10 2013-05-09 4 Janetschek William J KKR KKR Holdings L.P. Units C - Conversion I -80,000 350,000
2013-05-10 2013-05-09 4 Janetschek William J KKR Common Units S - Sale I 20.9000 -80,000 -1,672 0
2013-05-10 2013-05-09 4 Janetschek William J KKR Common Units C - Conversion I 80,000 80,000
2013-05-10 2013-05-09 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D -12,859,034 411,960,931
2013-05-03 2013-05-02 4 FISHER TODD A KKR Common Units S - Sale D 20.4900 -32,548 -667 0
2013-05-03 2013-05-02 4 Janetschek William J KKR Common Units S - Sale D 20.6700 -10,968 -227 0
2013-04-30 2013-04-29 4 KKR Holdings L.P KKR Common Units J - Other D -1,610 20,558
2013-04-30 2013-04-26 4 KKR Holdings L.P KKR KKR Group Partnership Units C - Conversion D -160,000 424,819,965
2013-04-30 2013-04-26 4 KKR Holdings L.P KKR Common Units J - Other D -163,045 22,168
2013-04-30 2013-04-26 4 KKR Holdings L.P KKR Common Units C - Conversion D 160,000 185,213
2013-04-03 2013-04-01 4 FISHER TODD A KKR Restricted Equity Units M - Exercise D -56,717 260,315
2013-04-03 2013-04-01 4 FISHER TODD A KKR Common Units F - Taxes D 19.3200 -24,169 -467 32,548
2013-04-03 2013-04-01 4 FISHER TODD A KKR Common Units M - Exercise D 56,717 56,717
2013-04-03 2013-04-01 4 Janetschek William J KKR Restricted Equity Units M - Exercise D -17,512 84,891
2013-04-03 2013-04-01 4 Janetschek William J KKR Common Units F - Taxes D 19.3200 -6,544 -126 10,968
2013-04-03 2013-04-01 4 Janetschek William J KKR Common Units M - Exercise D 17,512 17,512
2013-04-03 2013-04-01 4 Sorkin David KKR Restricted Equity Units M - Exercise D -18,270 86,406
2013-04-03 2013-04-01 4 Sorkin David KKR Common Units F - Taxes D 19.3200 -7,601 -147 15,669
2013-04-03 2013-04-01 4 Sorkin David KKR Common Units M - Exercise D 18,270 23,270
2013-02-27 2012-02-25 4 Janetschek William J KKR Common Units S - Sale I 17.9200 -36,600 -656 0
2013-02-25 2013-02-21 4 FISHER TODD A KKR Restricted Equity Units A - Award D 146,880 317,032
2013-02-25 2013-02-21 4 Janetschek William J KKR Restricted Equity Units A - Award D 49,865 102,403
2013-02-25 2013-02-21 4 Sorkin David KKR Restricted Equity Units A - Award D 49,865 104,676
2013-02-22 2013-02-21 4 Janetschek William J KKR Common Units S - Sale I 17.5300 -11,600 -203 36,600
2013-02-22 2013-02-20 4 Janetschek William J KKR KKR Holdings L.P. Units C - Conversion I -200,000 430,000
2013-02-22 2013-02-20 4 Janetschek William J KKR Common Units S - Sale I 17.8200 -151,800 -2,705 48,200
2013-02-22 2013-02-20 4 Janetschek William J KKR Common Units C - Conversion I 200,000 200,000
2013-02-22 2013-02-20 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D -7,573,311 424,979,965
2012-11-21 2012-11-16 4 ROBERTS GEORGE R KKR KKR Holdings L.P. Units G - Gift I -99,990 1,010,000
2012-11-21 2012-11-16 4 ROBERTS GEORGE R KKR KKR Holdings L.P. Units G - Gift I 99,990 1,010,000
2012-11-07 2011-01-01 4 ROBERTS GEORGE R See footnotes KKR Common units J - Other I -3,639,010 4,667,166
2012-11-07 2011-01-01 4 KRAVIS HENRY R See footnotes KKR Common units J - Other I -3,639,010 4,667,166
2012-11-07 2012-11-06 4 KRAVIS HENRY R KKR KKR Holdings L.P. Units C - Conversion I -3,000,000 0
2012-11-07 2012-11-06 4 KRAVIS HENRY R See footnotes KKR Common Units G - Gift I -1,500,000 1,500,000
2012-11-07 2012-11-06 4 KRAVIS HENRY R KKR Common Units C - Conversion I 3,000,000 3,000,000
2012-11-07 2012-09-07 4 KRAVIS HENRY R KKR KKR Holdings L.P. Units G - Gift I 3,000,000 3,000,000
2012-11-07 2012-09-07 4 KRAVIS HENRY R KKR KKR Holdings L.P. Units G - Gift D -3,000,000 80,814,740
2012-11-07 2012-11-06 4 FISHER TODD A KKR KKR Holdings L.P. Units(2) C - Conversion I -58,029 546,821
2012-11-07 2012-11-06 4 FISHER TODD A KKR KKR Holdings L.P. Units(2) C - Conversion D -56,633 8,311,214
2012-11-07 2012-11-06 4 FISHER TODD A KKR Common Units S - Sale I 14.7100 -58,029 -854 0
2012-11-07 2012-11-06 4 FISHER TODD A KKR Common Units S - Sale D 14.7100 -56,633 -833 0
2012-11-07 2012-11-06 4 FISHER TODD A KKR Common Units C - Conversion I 58,029 58,029
2012-11-07 2012-11-06 4 FISHER TODD A KKR Common Units C - Conversion D 56,633 56,633
2012-11-07 2012-11-06 4 Janetschek William J KKR KKR Holdings L.P. Units C - Conversion I -150,000 0
2012-11-07 2012-11-06 4 Janetschek William J KKR Common Units G - Gift I -127,500 22,500
2012-11-07 2012-11-06 4 Janetschek William J KKR Common Units C - Conversion I 150,000 150,000
2012-11-07 2012-11-06 4 Sorkin David KKR KKR Holdings L.P. Units C - Conversion I -75,000 0
2012-11-07 2012-11-06 4 Sorkin David KKR Common Units G - Gift I -63,750 11,250
2012-11-07 2012-11-06 4 Sorkin David KKR Common Units C - Conversion I 75,000 75,000
2012-11-07 2012-11-06 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D -9,709,230 432,553,276
2012-11-02 2012-10-31 4 FISHER TODD A KKR Common Units S - Sale I 15.0500 -41,971 -632 0
2012-11-02 2012-10-31 4 FISHER TODD A KKR Common Units S - Sale D 15.0900 -93,367 -1,409 0
2012-11-02 2012-10-31 4 KKR Holdings L.P KKR KKR Group Partnership Units C - Conversion D -800,000 442,262,506
2012-11-02 2012-10-31 4 KKR Holdings L.P KKR Common Units J - Other D -970,960 25,213
2012-11-02 2012-10-31 4 KKR Holdings L.P KKR Common Units C - Conversion D 800,000 996,173
2012-11-02 2012-04-30 4 KKR Holdings L.P KKR Common Units J - Other D -175,545 196,173
2012-11-02 2012-03-28 4 KKR Holdings L.P KKR Common Units J - Other D -60,000 371,718
2012-10-03 2012-10-01 4 HESS JOHN B KKR Restricted Equity Units M - Exercise D -10,000 10,000
2012-10-03 2012-10-01 4 HESS JOHN B KKR Common Units M - Exercise D 10,000 93,600
2012-10-03 2012-10-01 4 RUSSO PATRICIA F KKR Restricted Equity Units M - Exercise D -10,000 10,000
2012-10-03 2012-10-01 4 RUSSO PATRICIA F KKR Common Units M - Exercise D 10,000 13,000
2012-10-03 2012-10-01 4 SCHOEWE THOMAS M KKR Restricted Equity Units M - Exercise D -10,000 10,000
2012-10-03 2012-10-01 4 SCHOEWE THOMAS M KKR Common Units M - Exercise D 10,000 20,600
2012-10-03 2012-10-01 4 SCULLY ROBERT W KKR Restricted Equity Units M - Exercise D -10,000 10,000
2012-10-03 2012-10-01 4 SCULLY ROBERT W KKR Common Units M - Exercise D 10,000 20,000
2012-10-03 2012-10-01 4 GRUNDFEST JOSEPH KKR Restricted Equity Units M - Exercise I -10,000 10,000
2012-10-03 2012-10-01 4 GRUNDFEST JOSEPH KKR Common Units M - Exercise I 10,000 20,000
2012-10-03 2012-10-01 4 Rampl Dieter KKR Restricted Equity Units M - Exercise D -10,000 10,000
2012-10-03 2012-10-01 4 Rampl Dieter KKR Common Units M - Exercise D 10,000 20,000
2012-08-23 2012-08-21 4 Janetschek William J KKR KKR Holdings L.P. Units C - Conversion I -150,000 850,000
2012-08-23 2012-08-21 4 Janetschek William J KKR Common Units S - Sale I 14.5300 -150,000 -2,180 0
2012-08-23 2012-08-21 4 Janetschek William J KKR Common Units C - Conversion I 150,000 150,000
2012-08-23 2012-08-21 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D -2,784,209 443,062,506
2012-08-17 2012-08-15 4 FISHER TODD A KKR KKR Holdings L.P. Units G - Gift I -495,000 500,000
2012-08-17 2012-08-15 4 KRAVIS HENRY R KKR KKR Holdings L.P. Units G - Gift I -172,500 1,500,000
2012-08-17 2012-08-15 4 Janetschek William J KKR KKR Holdings L.P. Units G - Gift I -275,000 1,000,000
2012-08-17 2012-08-15 4 Sorkin David KKR KKR Holdings L.P. Units G - Gift I -99,000 350,000
2012-08-02 2012-07-31 4 Janetschek William J KKR Common Units S - Sale D 14.2900 -14,818 -212 0
2012-07-27 2012-07-25 4 HESS JOHN B KKR Restricted Equity Units A - Award D 10,000 20,000
2012-07-27 2012-07-25 4 RUSSO PATRICIA F KKR Restricted Equity Units A - Award D 10,000 20,000
2012-07-27 2012-07-25 4 SCULLY ROBERT W KKR Restricted Equity Units A - Award D 10,000 20,000
2012-07-27 2012-07-25 4 GRUNDFEST JOSEPH KKR Restricted Equity Units A - Award D 10,000 20,000
2012-07-27 2012-07-25 4 SCHOEWE THOMAS M KKR Restricted Equity Units A - Award D 10,000 20,000
2012-07-27 2012-07-25 4 Rampl Dieter KKR Restricted Equity Units A - Award D 10,000 20,000
2012-05-10 2012-05-08 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D -5,819,496 445,846,715
2012-02-24 2012-02-22 4 FISHER TODD A KKR Restricted Equity Units A - Award D 170,152 170,152
2012-02-24 2012-02-22 4 Janetschek William J KKR Restricted Equity Units A - Award D 52,538 52,538
2012-02-24 2012-02-22 4 Sorkin David KKR Restricted Equity Units A - Award D 54,811 54,811
2012-02-24 2012-02-22 4 KKR Holdings L.P KKR KKR Group Partnership Units J - Other D -4,548,024 451,666,211
2012-02-14 2012-02-13 4 SCHOEWE THOMAS M KKR Common Units P - Purchase D 15.0000 6,600 99 10,600
2010-07-14 3 KRAVIS HENRY R KKR Common Units I 4,667,166
2010-07-14 3 KRAVIS HENRY R KKR Common Units I 208,634
2010-07-14 3 ROBERTS GEORGE R See Footnotes KKR Common Units I 275,583
2010-07-14 3 ROBERTS GEORGE R See Footnotes KKR Common Units I 4,667,166
2010-07-14 3 Sorkin David See Footnotes KKR Common Units I 5,000
2010-07-14 3 Janetschek William J See Footnotes KKR Common Units I 14,818
2010-07-14 3 FISHER TODD A See Footnotes KKR Common Units I 135,338
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券(例如股票期权)
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券(例如期权)
V
内部人士通过Form 4自愿报告的一笔交易
J
其他(附有交易描述的脚注)
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