KFH / KKR Financial Holdings LLC - Insider Trading and Ownership Report - SEC Form 3, 4, 5

KKR 金融控股有限责任公司
US ˙ NYSE
该符号不再有效

内部人士股份5,863,804 shares
内部人士情绪分数

“内部人士情绪分数”用于查找被公司内部人士购入的公司。

它是一个复杂的多因素量化模型的结果,该模型能够辨识具有最高内部人士累积持有水平的公司。该评分模型结合了内部人士在过去90天内买入的净数量、总买入股份占流通股比例,以及内部人士拥有的总股份的指标。该分数的范围从0到100,数值越高表示相对于同行业而言具有更高程度的内部人士持股水平,50为平均值。

更新频率:每日

参阅“内部人士首选”,该清单呈现被内部人士购入最多的公司。

高管情绪分数

“高管情绪分数”用于查找被公司管理层购入的公司。

根据定义,公司高管是公司内部人士,但与其他内部人士(10%的股东和董事会成员)不同,公司高管每天在公司工作,而且他们使用自己的资金进行交易。(10%的股东和董事会成员通常是基金经理,管理着其他人的资金。)因此,公司高管进行的内幕交易更为重要,应该被适当地重视和关注。

如同“内部人士情绪分数”,“高管情绪分数”也是一个复杂的多因素量化模型的计算结果,该模型能够辨识具有最高高管累积持有水平的公司。

更新频率:每日

参阅“内部人士首选”,该清单呈现被内部人士购入最多的公司。

关键内部人士指标

此表格显示了公司在各种内部人士指标上的排名。百分位数排名显示了这家公司在美国市场与其他公司相比的表现。排名越高表明公司所处状况越好。

举例来说,一般认为内部人士的买入是一个积极的指标,因此具有更多内部人士买入的公司将排名高于那些内部人士买入较少(甚至有内部人士卖出)的公司。

内部人士买入净数(排名)

N/A

内部人士买入净数是过去90天内买入的内部人士总数减去卖出的内部人士总数。以百分位排名显示(范围从0到100%)。

内部人士买入占流通股比例(排名)

N/A

内部人士买入占流通股比例是内部人士在过去90天内买入的股份总数减去卖出的股份总数,除以总流通股数并乘以100。

内幕交易图表

以下图表显示了KKR Financial Holdings LLC内部人士交易。内部人士包括公司的高管、董事或重要投资者。一般而言,基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是,他们必须通过Form 4向美国证券交易委员会(SEC)报告所有交易。

内部人员名单及盈利指标

这张表格显示已知的内部人士名单,从向美国证券交易委员会(SEC)披露的申报文件中自动生成。除了姓名、当前职位和董事、高管或10%所有人的任命外,我们还提供了最新披露的持股信息。此外,我们尽可能提供内部人士的历史交易表现。历史交易表现是内部人士实际进行的公开市场买入交易表现的加权平均值。有关此计算方式的更多信息,请查看YouTube网络研讨会

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内部人士 平均收益(%) 持股
数量
分拆
调整

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跟踪内部人士买入记录 - 短期收益分析

在这一部分,我们分析了在 KFH / KKR Financial Holdings LLC 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况, 结果仅为理论值。 .

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
2013-03-04 Ryles Scott A 8,850 11.3811 8,850 11.3811 100,723 730
2013-02-08 HAZEN PAUL 3,500 11.2050 3,500 11.2050 39,218
2013-02-08 HAZEN PAUL 5,200 11.2241 5,200 11.2241 58,365
2013-02-08 HAZEN PAUL 1,750 11.2056 1,750 11.2056 19,610
2012-08-09 HAZEN PAUL 46,263 9.1559 46,263 9.1559 423,579
2012-08-08 HAZEN PAUL 63,737 9.1610 63,737 9.1610 583,895
2012-05-15 SONNEBORN WILLIAM C 10,000 8.5594 10,000 8.5594 85,594
2012-05-10 HAZEN PAUL 11,300 8.8114 11,300 8.8114 99,569
2012-05-10 HAZEN PAUL 11,467 8.7568 11,467 8.7568 100,414
2012-05-10 HAZEN PAUL 11,200 8.8095 11,200 8.8095 98,666

经调整价格 已按拆股调整。 经调整股数 已按拆股调整。

KFH / KKR Financial Holdings LLC Insider Trades
追踪内部人士卖出记录 - 短期亏损分析

在这一部分,我们分析了在 KFH / KKR Financial Holdings LLC 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况, 结果仅为理论值。 .

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
2013-08-16 Ryles Scott A 8,091 10.4425 8,091 10.4425 84,490 730
2013-03-12 STROTHOTTE WILLY R 4,913 11.4668 4,913 11.4668 56,336
2013-03-07 Kari Ross Jay 20,000 11.4732 20,000 11.4732 229,464
2013-01-04 COOPERMAN LEON G 251,000 10.8200 251,000 10.8200 2,715,820
2013-01-03 COOPERMAN LEON G 243,500 10.8300 243,500 10.8300 2,637,105
2012-08-14 Ryles Scott A 19,342 9.1472 19,342 9.1472 176,925

经调整价格 已按拆股调整。 经调整股数 已按拆股调整。

KFH / KKR Financial Holdings LLC Insider Trades
交易历史记录

点击链接图标即可查看完整的交易历史记录。作为 10b5-1 自动交易计划的一部分进行报告的交易,将在标记为 10b-5 的列中显示 X。

备案
日期
交易
日期
表格 内部人士 股票代码 证券种类 代码 10b5-1 直接 执行
价格
单位
价格
股数
变化
价值
变化 (1K)
剩余
期权
剩余
股份
2014-05-02 2014-04-30 4 Collins Tracy Lynn KFN Common Shares D - Sale to Issuer D -68,043 0
2014-05-02 2014-04-30 4 EDWARDS ROBERT L KFN Common Shares D - Sale to Issuer D -19,869 0
2014-05-02 2014-04-30 4 HAZEN PAUL KFN Phantom Shares D - Sale to Issuer D -26,691 0
2014-05-02 2014-04-30 4 HAZEN PAUL KFN Common Shares D - Sale to Issuer I -1,750 0
2014-05-02 2014-04-30 4 HAZEN PAUL KFN Common Shares D - Sale to Issuer I -59,817 0
2014-05-02 2014-04-30 4 HAZEN PAUL KFN Common Shares D - Sale to Issuer D -646,099 0
2014-05-02 2014-04-30 4 HUBBARD ROBERT GLENN KFN Phantom Shares D - Sale to Issuer D -247,122 0
2014-05-02 2014-04-30 4 HUBBARD ROBERT GLENN KFN Common Shares D - Sale to Issuer D -55,341 0
2014-05-02 2014-04-30 4 Kari Ross Jay KFN Common Shares D - Sale to Issuer D -57,766 0
2014-05-02 2014-04-30 4 Licht Ely Louis KFN Common Shares D - Sale to Issuer D -85,943 0
2014-05-02 2014-04-30 4 MCANENY DEBORAH H KFN Phantom Shares D - Sale to Issuer D -71,270 0
2014-05-02 2014-04-30 4 MCANENY DEBORAH H KFN Common Shares D - Sale to Issuer D -33,616 0
2014-05-02 2014-04-30 4 NUTTALL SCOTT C KFN Common Shares D - Sale to Issuer I -5,455 0
2014-05-02 2014-04-30 4 NUTTALL SCOTT C KFN Common Shares D - Sale to Issuer D -375,564 0
2014-05-02 2014-04-30 4 STROTHOTTE WILLY R KFN Phantom Shares D - Sale to Issuer D -205,379 0
2014-05-02 2014-04-30 4 Finigan Vincent Paul JR KFN Phantom Shares D - Sale to Issuer D -90,764 0
2014-05-02 2014-04-30 4 Finigan Vincent Paul JR KFN Common Shares D - Sale to Issuer D -12,607 0
2014-05-02 2014-04-30 4 Ryles Scott A KFN Common Shares D - Sale to Issuer D -32,688 0
2014-05-02 2014-04-30 4 McFerran Michael R KFN Common Shares D - Sale to Issuer D -142,136 0
2014-05-02 2014-04-30 4 Macarchuk Nicole J KFN Common Shares D - Sale to Issuer D -47,208 0
2014-04-17 2014-04-15 4 HAZEN PAUL KFN Phantom Shares A - Award D 12.0400 479 6 26,691
2014-04-17 2014-04-15 4 HUBBARD ROBERT GLENN KFN Phantom Shares A - Award D 12.1000 6,453 78 247,122
2014-04-17 2014-04-15 4 MCANENY DEBORAH H KFN Phantom Shares A - Award D 12.0400 1,279 15 71,270
2014-04-17 2014-04-15 4 STROTHOTTE WILLY R KFN Phantom Shares A - Award D 12.0900 5,051 61 205,379
2014-04-17 2014-04-15 4 Finigan Vincent Paul JR KFN Phantom Shares A - Award D 12.0400 1,629 20 90,764
2014-03-10 2014-03-10 4 McFerran Michael R KFN Common Shares J - Other D 12.2200 -10,859 -133 142,136
2014-03-10 2014-03-10 4 Macarchuk Nicole J KFN Common Shares J - Other D 12.2200 -7,219 -88 47,208
2014-01-15 2014-01-15 4 Finigan Vincent Paul JR KFN Phantom Shares A - Award D 9.7500 1,967 19 89,135
2014-01-15 2014-01-15 4 STROTHOTTE WILLY R KFN Phantom Shares A - Award D 9.9300 6,758 67 200,327
2014-01-15 2014-01-15 4 MCANENY DEBORAH H KFN Phantom Shares A - Award D 9.7500 1,544 15 69,991
2014-01-15 2014-01-15 4 HUBBARD ROBERT GLENN KFN Phantom Shares A - Award D 9.9300 8,137 81 240,668
2014-01-15 2014-01-15 4 HAZEN PAUL KFN Phantom Shares A - Award D 9.7500 578 6 26,212
2013-10-17 2013-10-15 4 HAZEN PAUL KFN Phantom Shares A - Award D 10.4400 284 3 25,634
2013-10-17 2013-10-15 4 HUBBARD ROBERT GLENN KFN Phantom Shares A - Award D 10.4500 7,035 74 232,531
2013-10-17 2013-10-15 4 MCANENY DEBORAH H KFN Phantom Shares A - Award D 10.4400 1,221 13 68,447
2013-10-17 2013-10-15 4 STROTHOTTE WILLY R KFN Phantom Shares A - Award D 10.4500 5,421 57 193,570
2013-10-17 2013-10-15 4 Finigan Vincent Paul JR KFN Phantom Shares A - Award D 10.4400 1,719 18 87,169
2013-08-20 2013-08-16 4 Ryles Scott A KFN Common Shares S - Sale D 10.4425 -8,091 -84 32,688
2013-08-12 2013-08-09 4 HUBBARD ROBERT GLENN KFN Phantom Shares A - Award D 10.6900 9,354 100 225,496
2013-08-12 2013-08-09 4 MCANENY DEBORAH H KFN Phantom Shares A - Award D 10.6900 6,548 70 67,226
2013-08-12 2013-08-09 4 Finigan Vincent Paul JR KFN Phantom Shares A - Award D 10.6900 6,548 70 91,998
2013-08-12 2013-08-09 4 EDWARDS ROBERT L KFN Common Shares A - Award D 10.6900 6,548 70 19,869
2013-08-12 2013-08-09 4 Collins Tracy Lynn KFN Common Shares A - Award D 10.6900 6,548 70 68,043
2013-08-12 2013-08-09 4 Kari Ross Jay KFN Common Shares A - Award D 10.6900 6,548 70 77,766
2013-08-12 2013-08-09 4 Licht Ely Louis KFN Common Shares A - Award D 10.6900 6,548 70 85,943
2013-08-12 2013-08-09 4 STROTHOTTE WILLY R KFN Phantom Shares A - Award D 10.6900 -6,548 -70 188,149
2013-08-12 2013-08-09 4 HAZEN PAUL KFN Phantom Shares A - Award D 10.6900 11,225 120 25,350
2013-08-12 2013-08-09 4 Ryles Scott A KFN Common Shares A - Award D 10.6900 6,548 70 40,779
2013-07-17 2013-07-15 4 HAZEN PAUL KFN Phantom Shares A - Award D 10.5400 276 3 14,125
2013-07-17 2013-07-15 4 MCANENY DEBORAH H KFN Phantom Shares A - Award D 10.5400 1,185 12 60,678
2013-07-17 2013-07-15 4 HUBBARD ROBERT GLENN KFN Phantom Shares A - Award D 10.5900 6,666 71 216,142
2013-07-17 2013-07-15 4 Finigan Vincent Paul JR KFN Phantom Shares A - Award D 10.5400 1,669 18 85,450
2013-07-17 2013-07-15 4 STROTHOTTE WILLY R KFN Phantom Shares A - Award D 10.5800 5,108 54 181,601
2013-04-16 2013-04-15 4 HAZEN PAUL KFN Phantom Shares A - Award D 11.0900 318 4 13,849
2013-04-16 2013-04-15 4 HUBBARD ROBERT GLENN KFN Phantom Shares A - Award D 11.1100 7,146 79 209,476
2013-04-16 2013-04-15 4 MCANENY DEBORAH H KFN Phantom Shares A - Award D 11.0900 1,368 15 59,493
2013-04-16 2013-04-15 4 STROTHOTTE WILLY R KFN Phantom Shares A - Award D 11.1200 5,673 63 176,493
2013-04-16 2013-04-15 4 Finigan Vincent Paul JR KFN Phantom Shares A - Award D 11.0900 1,927 21 83,781
2013-03-13 2013-03-12 4 STROTHOTTE WILLY R KFN Common Shares S - Sale D 11.4668 -4,913 -56 0
2013-03-08 2013-03-07 4 Kari Ross Jay KFN Common Shares S - Sale D 11.4732 -20,000 -229 51,218
2013-03-05 2013-03-04 4 SONNEBORN WILLIAM C KFN Common Shares D - Sale to Issuer D 11.0900 -14,939 -166 438,935
2013-03-05 2013-03-04 4 Ryles Scott A KFN Common Shares P - Purchase D 11.3811 -8,850 -101 34,231
2013-03-05 2013-03-04 4 McFerran Michael R KFN Common Shares D - Sale to Issuer D 11.0900 -5,840 -65 152,995
2013-03-05 2013-03-04 4 Macarchuk Nicole J KFN Common Shares D - Sale to Issuer D 11.0900 -4,425 -49 54,427
2013-02-19 2013-02-14 4 SONNEBORN WILLIAM C KFN Common Shares J - Other D 57,170 453,874
2013-02-19 2013-02-14 4 McFerran Michael R KFN Common Shares J - Other D 40,769 158,835
2013-02-19 2013-02-14 4 Macarchuk Nicole J KFN Common Shares J - Other D 22,962 58,852
2013-02-12 2013-02-08 4 HAZEN PAUL KFN Common Shares P - Purchase I 11.2056 1,750 20 1,750
2013-02-12 2013-02-08 4 HAZEN PAUL KFN Common Shares P - Purchase I 11.2050 3,500 39 3,500
2013-02-12 2013-02-08 4 HAZEN PAUL KFN Common Shares P - Purchase D 11.2241 5,200 58 646,189
2013-01-15 2013-01-15 4 Finigan Vincent Paul JR KFN Phantom Shares A - Award D 10.1600 1,658 17 81,854
2013-01-15 2013-01-15 4 STROTHOTTE WILLY R KFN Phantom Shares A - Award D 10.2000 5,223 53 170,820
2013-01-15 2013-01-15 4 MCANENY DEBORAH H KFN Phantom Shares A - Award D 10.1600 1,177 12 58,125
2013-01-15 2013-01-15 4 HUBBARD ROBERT GLENN KFN Phantom Shares A - Award D 10.2000 6,631 68 202,330
2013-01-15 2013-01-15 4 HAZEN PAUL KFN Phantom Shares A - Award D 10.1600 274 3 13,530
2013-01-07 2013-01-04 4 COOPERMAN LEON G Managed Accounts kfn Common Stock S - Sale I 10.8200 -251,000 -2,716 5,424,869
2013-01-07 2013-01-03 4 COOPERMAN LEON G Managed Accounts kfn Common Stock S - Sale I 10.8300 -243,500 -2,637 5,675,869
2012-10-15 2012-10-15 4 HAZEN PAUL KFN Phantom Shares A - Award D 9.1200 298 3 13,256
2012-10-15 2012-10-15 4 HUBBARD ROBERT GLENN KFN Phantom Shares A - Award D 9.2000 7,040 65 195,699
2012-10-15 2012-10-15 4 MCANENY DEBORAH H KFN Phantom Shares A - Award D 9.1200 1,282 12 56,948
2012-10-15 2012-10-15 4 STROTHOTTE WILLY R KFN Phantom Shares A - Award D 9.1900 5,510 51 165,597
2012-10-15 2012-10-15 4 Finigan Vincent Paul JR KFN Phantom Shares A - Award D 9.1200 1,805 16 80,196
2012-08-15 2012-08-14 4 Ryles Scott A KFN Common Shares S - Sale D 9.1472 -19,342 -177 25,381
2012-08-09 2012-08-09 4 STROTHOTTE WILLY R KFN Phantom Shares A - Award D 9.2600 7,559 70 160,086
2012-08-09 2012-08-09 4 Kari Ross Jay KFN Common Shares A - Award D 9.2600 7,559 70 71,218
2012-08-09 2012-08-09 4 HAZEN PAUL KFN Phantom Shares A - Award D 9.2600 12,958 120 12,958
2012-08-09 2012-08-09 4 HAZEN PAUL KFN Common Shares P - Purchase D 9.1559 46,263 424 697,306
2012-08-09 2012-08-08 4 HAZEN PAUL KFN Common Shares P - Purchase D 9.1610 63,737 584 651,043
2012-08-09 2012-08-09 4 Collins Tracy Lynn KFN Common Shares A - Award D 9.2600 7,559 70 61,495
2012-08-09 2012-08-09 4 Licht Ely Louis KFN Common Shares A - Award D 9.2600 7,559 70 79,395
2012-08-09 2012-08-09 4 EDWARDS ROBERT L KFN Common Shares A - Award D 9.2600 13,321 123 13,321
2012-08-09 2012-08-09 4 Finigan Vincent Paul JR KFN Phantom Shares A - Award D 9.2600 7,559 70 78,391
2012-08-09 2012-08-09 4 MCANENY DEBORAH H KFN Phantom Shares A - Award D 9.2600 7,559 70 55,666
2012-08-09 2012-08-09 4 HUBBARD ROBERT GLENN KFN Phantom Shares A - Award D 9.2600 10,799 100 188,658
2012-08-09 2012-08-09 4 Ryles Scott A KFN Common Shares A - Award D 9.2600 7,559 70 44,723
2012-07-13 2012-07-13 4 Finigan Vincent Paul JR KFN Phantom Shares A - Award D 8.4000 1,486 12 70,832
2012-07-13 2012-07-13 4 STROTHOTTE WILLY R KFN Phantom Shares A - Award D 8.5200 5,113 44 152,527
2012-07-13 2012-07-13 4 MCANENY DEBORAH H KFN Phantom Shares A - Award D 8.4000 1,009 8 48,107
2012-07-13 2012-07-13 4 HUBBARD ROBERT GLENN KFN Phantom Shares A - Award D 8.5300 6,558 56 177,859
2012-05-16 2012-05-15 4 SONNEBORN WILLIAM C KFN Common Shares P - Purchase D 8.5594 10,000 86 396,704
2012-05-14 2012-05-10 4 HAZEN PAUL KFN Common Shares P - Purchase I 8.8095 11,200 99 587,306
2012-05-14 2012-05-10 4 HAZEN PAUL KFN Common Shares P - Purchase I 8.8114 11,300 100 576,106
2012-05-14 2012-05-10 4 HAZEN PAUL KFN Common Shares P - Purchase I 8.7568 11,467 100 564,806
2012-04-13 2012-04-13 4 STROTHOTTE WILLY R KFN Phantom Shares A - Award D 9.3100 6,275 58 147,415
2012-04-13 2012-04-13 4 MCANENY DEBORAH H KFN Phantom Shares A - Award D 9.4000 1,274 12 47,098
2012-04-13 2012-04-13 4 Finigan Vincent Paul JR KFN Phantom Shares A - Award D 9.4000 1,876 18 69,346
2012-04-13 2012-04-13 4 HUBBARD ROBERT GLENN KFN Phantom Shares A - Award D 9.3000 7,625 71 171,301
2012-03-01 2012-03-01 4 SONNEBORN WILLIAM C KFN Common Shares F - Taxes D 9.3500 -5,914 -55 386,704
2012-03-01 2012-03-01 4 McFerran Michael R KFN Common Shares F - Taxes D 9.3500 -2,171 -20 118,066
2012-03-01 2012-03-01 4 Macarchuk Nicole J KFN Common Shares F - Taxes D 9.3500 -2,179 -20 35,890
2012-01-17 2012-01-17 4 SONNEBORN WILLIAM C KFN Common Shares J - Other D 70,196 392,618
2012-01-17 2012-01-17 4 McFerran Michael R KFN Common Shares J - Other D 28,769 120,237
2012-01-17 2012-01-17 4 Macarchuk Nicole J KFN Common Shares J - Other D 17,262 38,069
2012-01-13 2012-01-13 4 Finigan Vincent Paul JR KFN Phantom Shares A - Award D 8.4000 1,415 12 67,470
2012-01-13 2012-01-13 4 HUBBARD ROBERT GLENN KFN Phantom Shares A - Award D 8.3300 6,588 55 163,676
2012-01-13 2012-01-13 4 MCANENY DEBORAH H KFN Phantom Shares A - Award D 8.4000 961 8 45,823
2012-01-13 2012-01-13 4 STROTHOTTE WILLY R KFN Phantom Shares A - Award D 8.3500 4,797 40 141,140
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券(例如股票期权)
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券(例如期权)
V
内部人士通过Form 4自愿报告的一笔交易
J
其他(附有交易描述的脚注)
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