| 所有內部人士 | 20 |
内部人士情绪分数
“内部人士情绪分数”用于查找被公司内部人士购入的公司。
它是一个复杂的多因素量化模型的结果，该模型能够辨识具有最高内部人士累积持有水平的公司。该评分模型结合了内部人士在过去90天内买入的净数量、总买入股份占流通股比例，以及内部人士拥有的总股份的指标。该分数的范围从0到100，数值越高表示相对于同行业而言具有更高程度的内部人士持股水平，50为平均值。
更新频率：每日
高管情绪分数
“高管情绪分数”用于查找被公司管理层购入的公司。
根据定义，公司高管是公司内部人士，但与其他内部人士（10%的股东和董事会成员）不同，公司高管每天在公司工作，而且他们使用自己的资金进行交易。（10%的股东和董事会成员通常是基金经理，管理着其他人的资金。）因此，公司高管进行的内幕交易更为重要，应该被适当地重视和关注。
如同“内部人士情绪分数”，“高管情绪分数”也是一个复杂的多因素量化模型的计算结果，该模型能够辨识具有最高高管累积持有水平的公司。
更新频率：每日
关键内部人士指标
此表格显示了公司在各种内部人士指标上的排名。百分位数排名显示了这家公司在美国市场与其他公司相比的表现。排名越高表明公司所处状况越好。
举例来说，一般认为内部人士的买入是一个积极的指标，因此具有更多内部人士买入的公司将排名高于那些内部人士买入较少（甚至有内部人士卖出）的公司。
内部人士买入净数（排名）
N/A
内部人士买入净数是过去90天内买入的内部人士总数减去卖出的内部人士总数。以百分位排名显示（范围从0到100%）。
内部人士买入占流通股比例（排名）
N/A
内部人士买入占流通股比例是内部人士在过去90天内买入的股份总数减去卖出的股份总数，除以总流通股数并乘以100。
内幕交易图表
以下图表显示了Horizon Technology Finance Corporation - Preferred Security内部人士交易。内部人士包括公司的高管、董事或重要投资者。一般而言，基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是，他们必须通过Form 4向美国证券交易委员会（SEC）报告所有交易。
内部人员名单及盈利指标
这张表格显示已知的内部人士名单，从向美国证券交易委员会（SEC）披露的申报文件中自动生成。除了姓名、当前职位和董事、高管或10%所有人的任命外，我们还提供了最新披露的持股信息。此外，我们尽可能提供内部人士的历史交易表现。历史交易表现是内部人士实际进行的公开市场买入交易表现的加权平均值。有关此计算方式的更多信息，请查看YouTube网络研讨会。
See our leaderboard of most profitable insider traders.
| 内部人士 | 平均收益（%） | 持股 数量 |
分拆 调整 |
|---|---|---|---|
|
Anholt Investments Ltd.
10% Owner -
|
891,414 | 891,414 | |
| James Bottiglieri Director - [D] | 4,844 | 4,844 | |
| Michael Balkin Director - [D] | 30,000 | 30,000 | |
| Bombara John C. SVP, Gen. Counsel, CCO & Sec. - [O] | 46,875 | 46,875 | |
| Devorsetz Daniel S. SVP and CCO - [O] | 100 | 100 | |
| Lynn Denise Murray Dombrowski Chief Accounting Officer - [O] | 0 | 0 |
| 内部人士 | 平均收益（%） | 持股 数量 |
分拆 调整 |
|---|---|---|---|
| Diane Earle Chief Credit Officer - [O] | 0 | 0 | |
| Jonathan Joseph Goodman Director - [D] | 2,313 | 2,313 | |
| Mahoney Edmund V. Director - [D] | 7,169 | 7,169 | |
| Mathieu Christopher M. SVP, CFO and Treasurer - [O] | 15,862 | 15,862 | |
| Michaud Gerald A. President, Director - [D] [O] | 169,309 | 169,309 | |
| Kimberley Ann O'Connor Director - [D] | 0 | 0 | |
| Pomeroy Robert D. Jr. CEO and Chairman of the Board, Director - [D] [O] | 8,717 | 8,717 |
| 内部人士 | 平均收益（%） | 持股 数量 |
分拆 调整 |
|---|---|---|---|
| Joseph J Savage Director - [D] | 59,500 | 59,500 | |
| Elaine A Sarsynski Director - [D] | 7,000 | 7,000 | |
| Paul G Seitz Chief Investment Officer - [O] | 600 | 600 | |
| Silvers Brett N. Director - [D] | 0 | 0 | |
| Swanson David P. Director - [D] | 4,000 | 4,000 | |
| Trolio Daniel R. Executive VP and CFO - [O] | 2,374 | 2,374 | |
| Woodward Christopher B. Director - [D] | 3,109 | 3,109 |
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跟踪内部人士买入记录 - 短期收益分析
在这一部分，我们分析了在 HTFB / Horizon Technology Finance Corporation - Preferred Security 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报，以及是否值得跟踪。该分析基于每笔交易后一年的情况， 结果仅为理论值。 .
以下表格显示了最近的自动交易计划之外的公开市场买入。
经调整价格 已按拆股调整。 经调整股数 已按拆股调整。
追踪内部人士卖出记录 - 短期亏损分析
在这一部分，我们分析了在 HTFB / Horizon Technology Finance Corporation - Preferred Security 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式，可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况， 结果仅为理论值。 .
以下表格显示了最近的自动交易计划之外的公开市场买入。
| 交易日期 | 内部人士 | 报告 股数 |
报告 价格 |
经调整 股数 |
经调整 价格 |
成本基础 | 达到最低利润的 天数 |
达到最低利润时的 价格 |
避免的 最高损失金额($) |
避免的 最高损失率($) |
|---|---|---|---|---|---|---|---|---|---|---|
| 2015-03-24 | Anholt Investments Ltd. | 380,000 | 13.9500 | 380,000 | 13.9500 | 5,301,000 | 190 | 9.0500 | -1,862,000 | -35.13 |
经调整价格 已按拆股调整。 经调整股数 已按拆股调整。
交易历史记录
点击链接图标即可查看完整的交易历史记录。作为 10b5-1 自动交易计划的一部分进行报告的交易，将在标记为 10b-5 的列中显示 X。
| 备案 日期 |
交易 日期 |
表格 | 内部人士 | 股票代码 | 证券种类 | 代码 | 直接 | 执行 价格 |
单位 价格 |
股数 变化 |
价值 变化 (1K) |
剩余 期权 |
剩余 股份 |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-06-26 | 3 | Seitz Paul G | HRZN | Common Stock | D | 600 | ||||||||
| 2024-12-17 | 2024-12-16 | 4 | Balkin Michael By Self as Trustee for Michael P. Balkin Revocable Trust dated 11/1/93 as Amended | HRZN | Common Stock | I | 8.5300 | 20,000 | 171 | 20,000 | ||||
| 2024-12-02 | 2024-11-25 | 4 | Michaud Gerald A. | HRZN | Common Stock | D | 9.3149 | 8,000 | 75 | 169,309 | ||||
| 2024-11-14 | 2024-11-14 | 4 | SAVAGE JOSEPH J | HRZN | Common Stock | D | 9.2000 | 4,500 | 41 | 59,500 | ||||
| 2024-11-14 | 2024-11-13 | 4 | SAVAGE JOSEPH J | HRZN | Common Stock | D | 9.3500 | 5,000 | 47 | 55,000 | ||||
| 2024-08-05 | 2024-08-05 | 4 | Goodman Jonathan Joseph As Trustee for Jonathan J. Goodman Revocable Trust | HRZN | Common Stock | I | 10.8100 | 2,313 | 25 | 2,313 | ||||
| 2024-08-05 | 2024-08-05 | 4 | Balkin Michael | HRZN | Common Stock | D | 10.5800 | 10,000 | 106 | 10,000 | ||||
| 2024-03-11 | 2024-03-08 | 4 | Michaud Gerald A. | HRZN | Common Stock | D | 11.7700 | 3,650 | 43 | 156,244 | ||||
| 2023-07-18 | 3 | Balkin Michael | HRZN | No securities are beneficially owned | D | 0 | ||||||||
| 2023-07-14 | 3 | Goodman Jonathan Joseph | HRZN | No securities are beneficially owned | D | 0 | ||||||||
| 2023-03-02 | 3 | Dombrowski Lynn Denise Murray | HRZN | No securities are beneficially owned | D | 0 | ||||||||
| 2023-03-02 | 3 | O'Connor Kimberley Ann | HRZN | No securities are beneficially owned | D | 0 | ||||||||
| 2022-12-21 | 2022-12-20 | 4 | Michaud Gerald A. | HRZN | Common Stock | D | 11.0300 | 18,250 | 201 | 144,585 | ||||
| 2022-12-12 | 2022-12-09 | 4 | Pomeroy Robert D. Jr. As custodian for grandchildren | HRZN | Common Stock | I | 13.0300 | 600 | 8 | 8,717 | ||||
| 2022-12-12 | 2022-12-09 | 4 | Pomeroy Robert D. Jr. | HRZN | Common Stock | D | 13.0300 | 4,000 | 52 | 172,821 | ||||
| 2022-12-07 | 2022-12-06 | 4 | Michaud Gerald A. | HRZN | Common Stock | D | 12.9000 | 4,000 | 52 | 126,335 | ||||
| 2022-11-17 | 2022-11-16 | 4 | Trolio Daniel R. | HRZN | Common Stock | D | 13.0400 | 758 | 10 | 2,374 | ||||
| 2022-09-30 | 2022-09-29 | 4 | Mahoney Edmund V. | HRZN | Common Stock | D | 9.8800 | 500 | 5 | 7,169 | ||||
| 2022-06-22 | 2022-06-21 | 4 | Pomeroy Robert D. Jr. | HRZN | Common Stock | D | 11.3000 | 4,000 | 45 | 162,127 | ||||
| 2022-05-17 | 2022-05-16 | 4 | SAVAGE JOSEPH J | HRZN | Common Stock | D | 12.2300 | 10,000 | 122 | 50,000 | ||||
| 2022-05-12 | 2022-05-12 | 4 | SAVAGE JOSEPH J | HRZN | Common Stock | D | 11.8200 | 5,000 | 59 | 40,000 | ||||
| 2022-05-11 | 2022-05-10 | 4 | Trolio Daniel R. | HRZN | Common Stock | D | 12.0000 | 414 | 5 | 1,532 | ||||
| 2022-05-11 | 2022-05-09 | 4 | Michaud Gerald A. | HRZN | Common Stock | D | 12.0600 | 3,050 | 37 | 121,899 | ||||
| 2022-05-09 | 2022-05-06 | 4 | Pomeroy Robert D. Jr. As custodian for grandhildren | HRZN | Common Stock | I | 12.5700 | 1,000 | 13 | 7,674 | ||||
| 2022-05-09 | 2022-05-06 | 4 | Pomeroy Robert D. Jr. | HRZN | Common Stock | D | 12.7260 | 4,000 | 51 | 155,539 | ||||
| 2021-12-07 | 2021-12-06 | 4 | Pomeroy Robert D. Jr. As custodian for grandhildren | HRZN | Common Stock | I | 16.1300 | 600 | 10 | 6,448 | ||||
| 2021-12-07 | 2021-12-06 | 4 | Pomeroy Robert D. Jr. | HRZN | Common Stock | D | 16.1100 | 2,500 | 40 | 146,244 | ||||
| 2021-12-06 | 2021-12-06 | 4 | Michaud Gerald A. | HRZN | Common Stock | D | 15.8700 | 3,450 | 55 | 116,301 | ||||
| 2021-05-06 | 2021-05-06 | 4 | Pomeroy Robert D. Jr. As custodian for grandchildren | HRZN | Common Stock | I | 16.3600 | 600 | 10 | 5,475 | ||||
| 2021-05-06 | 2021-05-06 | 4 | Pomeroy Robert D. Jr. | HRZN | Common Stock | D | 16.3400 | 2,500 | 41 | 138,073 | ||||
| 2021-05-05 | 2021-05-04 | 4 | Michaud Gerald A. | HRZN | Common Stock | D | 16.1900 | 2,500 | 40 | 112,078 | ||||
| 2021-03-09 | 2021-03-05 | 4/A | Pomeroy Robert D. Jr. | HRZN | Common Stock | D | 13.2500 | 5,000 | 66 | 133,877 | ||||
| 2021-03-08 | 2021-03-05 | 4 | Michaud Gerald A. | HRZN | Common Stock | D | 13.3000 | 11,300 | 150 | 109,578 | ||||
| 2021-03-08 | 2021-03-05 | 4 | Pomeroy Robert D. Jr. | HRZN | Common Stock | D | 13.2500 | 5,000 | 66 | 97,986 | ||||
| 2020-06-04 | 2020-06-04 | 4 | Pomeroy Robert D. Jr. | HRZN | Common Stock | D | 11.7000 | 10,000 | 117 | 120,204 | ||||
| 2020-06-03 | 2020-06-02 | 4 | Michaud Gerald A. | HRZN | Common Stock | D | 11.3800 | 14,900 | 170 | 95,844 | ||||
| 2020-05-06 | 2020-05-05 | 4 | Trolio Daniel R. | HRZN | Commons Stock | D | 9.3060 | 538 | 5 | 962 | ||||
| 2020-03-31 | 2020-03-31 | 4 | SAVAGE JOSEPH J | HRZN | Common Stock | D | 8.4300 | 6,500 | 55 | 35,000 | ||||
| 2020-03-25 | 2020-03-25 | 4 | SAVAGE JOSEPH J | HRZN | Common Stock | D | 8.9100 | 2,000 | 18 | 28,500 | ||||
| 2020-03-20 | 2020-03-20 | 4 | SAVAGE JOSEPH J | HRZN | Common Stock | D | 7.5700 | 8,000 | 61 | 26,500 | ||||
| 2020-03-18 | 2020-03-18 | 4 | Pomeroy Robert D. Jr. | HRZN | Common Stock | D | 5.9800 | 4,000 | 24 | 106,408 | ||||
| 2020-03-16 | 2020-03-12 | 4 | Sarsynski Elaine A | HRZN | Common Stock | D | 9.6400 | 2,000 | 19 | 7,000 | ||||
| 2020-03-16 | 2020-03-13 | 4 | Pomeroy Robert D. Jr. As custodian for grandchildren | HRZN | Common Stock | I | 10.3300 | 800 | 8 | 4,337 | ||||
| 2020-03-16 | 2020-03-13 | 4 | Pomeroy Robert D. Jr. | HRZN | Common Stock | D | 10.7500 | 4,000 | 43 | 102,498 | ||||
| 2020-03-12 | 2020-03-11 | 4 | Trolio Daniel R. | HRZN | Common Stock | D | 11.8280 | 421 | 5 | 421 | ||||
| 2020-02-28 | 3 | Earle Diane | HRZN | No securities are beneficially owned | D | 0 | ||||||||
| 2019-08-15 | 2019-08-14 | 4 | Michaud Gerald A. | HRZN | Common Stock | D | 12.0000 | 3,500 | 42 | 77,128 | ||||
| 2019-08-07 | 2019-08-07 | 4 | Pomeroy Robert D. Jr. As custodian for grandchildren | HRZN | Common Stock | I | 12.1390 | 575 | 7 | 3,351 | ||||
| 2019-08-07 | 2019-08-07 | 4 | Pomeroy Robert D. Jr. | HRZN | Common Stock | D | 12.1350 | 5,000 | 61 | 93,225 | ||||
| 2019-05-13 | 2019-05-09 | 4 | Michaud Gerald A. | HRZN | Common Stock | D | 11.6522 | 900 | 10 | 73,842 | ||||
| 2019-05-13 | 2019-05-13 | 4 | Pomeroy Robert D. Jr. As custodian for grandchildren | HRZN | Common Stock | I | 11.7000 | 555 | 6 | 2,719 | ||||
| 2019-05-13 | 2019-05-13 | 4 | Pomeroy Robert D. Jr. | HRZN | Common Stock | D | 11.7000 | 4,500 | 53 | 86,077 | ||||
| 2018-05-18 | 2018-05-18 | 4 | Michaud Gerald A. | HRZN | Common Stock | D | 10.0800 | 15,000 | 151 | 70,034 | ||||
| 2018-05-08 | 2018-05-07 | 4 | Sarsynski Elaine A | HRZN | Common Stock | D | 10.0000 | 3,000 | 30 | 5,000 | ||||
| 2018-03-16 | 2018-03-15 | 4 | SAVAGE JOSEPH J | HRZN | Common Stock | D | 10.6000 | 10,000 | 106 | 18,500 | ||||
| 2017-11-28 | 2017-11-28 | 4 | Pomeroy Robert D. Jr. As custodian for grandchildren | HRZN | Common Stock | I | 11.0776 | 400 | 4 | 1,868 | ||||
| 2017-11-28 | 2017-11-28 | 4 | Pomeroy Robert D. Jr. | HRZN | Common Stock | D | 11.0692 | 400 | 4 | 70,680 | ||||
| 2017-05-23 | 2017-05-22 | 4 | Sarsynski Elaine A | HRZN | Common Stock | D | 11.2100 | 2,000 | 22 | 2,000 | ||||
| 2017-05-08 | 2017-05-08 | 4 | SAVAGE JOSEPH J | HRZN | Common Stock | D | 11.2740 | 7,000 | 79 | 8,500 | ||||
| 2016-11-08 | 2016-11-07 | 4 | Pomeroy Robert D. Jr. As custodian for grandchildren | HRZN | Common Stock | I | 10.4900 | 225 | 2 | 1,306 | ||||
| 2016-11-08 | 2016-11-07 | 4 | Pomeroy Robert D. Jr. | HRZN | Common Stock | D | 10.5000 | 4,000 | 42 | 62,117 | ||||
| 2016-09-21 | 2016-09-19 | 4 | Michaud Gerald A. Owned by Spouse | HRZN | Common Stock | I | 13.4200 | 225 | 3 | 485 | ||||
| 2016-09-07 | 3 | Trolio Daniel R. | HRZN | No securities are beneficially owned | D | 0 | ||||||||
| 2016-03-28 | 2016-03-23 | 4 | SAVAGE JOSEPH J | HRZN | Common Stock | D | 11.5700 | 1,500 | 17 | 1,500 | ||||
| 2016-03-21 | 2016-03-21 | 4 | Michaud Gerald A. Owned by Spouse | HRZN | Common Stock | I | 11.4300 | 260 | 3 | 260 | ||||
| 2016-03-21 | 2016-03-17 | 4 | Michaud Gerald A. | HRZN | Common Stock | D | 11.7060 | 1,700 | 20 | 49,171 | ||||
| 2016-03-17 | 2016-03-16 | 4 | Pomeroy Robert D. Jr. | HRZN | Common Stock | D | 11.5000 | 2,000 | 23 | 54,577 | ||||
| 2016-03-07 | 3 | SAVAGE JOSEPH J | HRZN | No securities are beneficially owned | D | 0 | ||||||||
| 2015-12-21 | 2015-12-21 | 4 | Pomeroy Robert D. Jr. | HRZN | Common Stock | D | 11.1600 | 1,800 | 20 | 50,921 | ||||
| 2015-12-21 | 2015-12-18 | 4 | Michaud Gerald A. | HRZN | Common Stock | D | 11.5402 | 4,400 | 51 | 46,832 | ||||
| 2015-11-10 | 2015-11-09 | 4 | Michaud Gerald A. | HRZN | Common Stock | D | 10.8000 | 4,500 | 49 | 42,432 | ||||
| 2015-11-09 | 2015-11-09 | 4 | Pomeroy Robert D. Jr. | HRZN | Common Stock | D | 10.8600 | 5,000 | 54 | 48,187 | ||||
| 2015-08-25 | 2015-08-25 | 4 | Mathieu Christopher M. | HRZN | Common Stock | D | 10.0000 | 3,000 | 30 | 15,862 | ||||
| 2015-08-25 | 2015-08-24 | 4 | Mahoney Edmund V. | HRZN | Common Stock | D | 10.2700 | 500 | 5 | 4,360 | ||||
| 2015-08-18 | 2015-08-17 | 4 | Michaud Gerald A. | HRZN | Common Stock | D | 11.0000 | 1,000 | 11 | 37,274 | ||||
| 2015-08-11 | 2015-08-10 | 4 | Mahoney Edmund V. | HRZN | Common Stock | D | 11.1800 | 500 | 6 | 3,825 | ||||
| 2015-08-10 | 2015-08-07 | 4 | Pomeroy Robert D. Jr. | HRZN | Common Stock | D | 10.9639 | 4,000 | 44 | 41,825 | ||||
| 2015-06-09 | 2015-06-08 | 4/A | Michaud Gerald A. | HRZN | Common Stock | D | 13.5100 | 550 | 7 | 35,933 | ||||
| 2015-06-09 | 2015-06-09 | 4 | Pomeroy Robert D. Jr. | HRZN | Common Stock | D | 13.5430 | 2,000 | 27 | 37,181 | ||||
| 2015-04-01 | 2015-03-31 | 4 | Pomeroy Robert D. Jr. As custodian for grandchildren | HRZN | Common Stock | I | 13.9199 | 30 | 0 | 901 | ||||
| 2015-04-01 | 2015-03-31 | 4 | Pomeroy Robert D. Jr. | HRZN | Common Stock | D | 13.9172 | 1,500 | 21 | 34,624 | ||||
| 2015-03-26 | 2015-03-26 | 4 | Woodward Christopher B. | HRZN | Common Stock | D | 13.6700 | 1,000 | 14 | 3,109 | ||||
| 2015-03-24 | 2015-03-24 | 4 | Anholt Investments Ltd. | HRZN | Common Stock, par value $0.001 per share | I | 13.9500 | -380,000 | -5,301 | 891,414 | ||||
| 2014-12-15 | 2014-12-12 | 4 | Mahoney Edmund V. | HRZN | Common Stock | D | 13.6099 | 500 | 7 | 3,116 | ||||
| 2014-12-09 | 2014-12-09 | 4 | Pomeroy Robert D. Jr. As custodian for grandchildren | HRZN | Common Stock | I | 13.6755 | 225 | 3 | 848 | ||||
| 2014-12-09 | 2014-12-08 | 4 | Pomeroy Robert D. Jr. As custodian for grandchildren | HRZN | Common Stock | I | 13.7000 | 100 | 1 | 623 | ||||
| 2014-12-09 | 2014-12-08 | 4 | Pomeroy Robert D. Jr. | HRZN | Common Stock | D | 13.7288 | 425 | 6 | 32,060 | ||||
| 2014-11-18 | 2014-11-17 | 4 | Woodward Christopher B. | HRZN | Common Stock | D | 14.1320 | 600 | 8 | 2,109 | ||||
| 2014-09-29 | 2014-09-25 | 4 | Mahoney Edmund V. | HRZN | Common Stock | D | 13.9799 | 500 | 7 | 2,578 | ||||
| 2014-03-18 | 2014-03-17 | 4 | Michaud Gerald A. | HRZN | Common Stock | D | 12.8550 | 1,900 | 24 | 16,013 | ||||
| 2014-03-17 | 2014-03-17 | 4 | Pomeroy Robert D. Jr. | HRZN | Common Stock | D | 12.8560 | 1,500 | 19 | 12,320 | ||||
| 2013-11-25 | 2013-11-25 | 4 | Woodward Christopher B. | HRZN | Common Stock | D | 14.1500 | 450 | 6 | 1,509 | ||||
| 2013-11-13 | 2013-11-13 | 4 | Pomeroy Robert D. Jr. | HRZN | Common Stock | D | 14.0670 | 4,000 | 56 | 10,512 | ||||
| 2013-11-12 | 2013-11-11 | 4 | Michaud Gerald A. | HRZN | Common Stock | D | 13.8895 | 7,200 | 100 | 13,836 | ||||
| 2013-08-28 | 2013-08-27 | 4 | Mahoney Edmund V. | HRZN | Common Stock | D | 13.5000 | 500 | 7 | 2,012 | ||||
| 2013-08-19 | 2013-08-16 | 4 | Mathieu Christopher M. | HRZN | Common Stock | D | 13.6800 | 1,000 | 14 | 4,500 | ||||
| 2013-08-19 | 2013-08-19 | 4 | Michaud Gerald A. | HRZN | Common Stock | D | 13.6300 | 1,100 | 15 | 6,532 | ||||
| 2013-08-19 | 2013-08-16 | 4 | Pomeroy Robert D. Jr. | HRZN | Common Stock | D | 13.5960 | 1,000 | 14 | 6,409 | ||||
| 2012-12-06 | 2012-12-05 | 4 | Pomeroy Robert D. Jr. | HRZN | Common Stock | D | 13.9785 | 500 | 7 | 5,079 | ||||
| 2012-12-05 | 2012-12-04 | 4 | Mathieu Christopher M. | HRZN | Common Stock | D | 13.9900 | 1,000 | 14 | 3,500 | ||||
| 2012-12-05 | 2012-12-05 | 4 | Mahoney Edmund V. | HRZN | Common Stock | D | 13.5619 | 500 | 7 | 1,500 | ||||
| 2012-12-05 | 2012-12-04 | 4 | Swanson David P. | HRZN | Common Stock | D | 14.0000 | 1,307 | 18 | 4,000 | ||||
| 2012-12-05 | 2012-12-04 | 4 | Swanson David P. | HRZN | Common Stock | D | 13.9700 | 200 | 3 | 2,693 | ||||
| 2012-12-05 | 2012-12-04 | 4 | Swanson David P. | HRZN | Common Stock | D | 13.9500 | 200 | 3 | 2,493 | ||||
| 2012-12-05 | 2012-12-04 | 4 | Swanson David P. | HRZN | Common Stock | D | 13.9600 | 293 | 4 | 2,293 | ||||
| 2012-12-05 | 2012-12-05 | 4 | Michaud Gerald A. | HRZN | Common Stock | D | 13.8592 | 1,090 | 15 | 5,101 | ||||
| 2012-09-14 | 2012-09-14 | 4 | Michaud Gerald A. | HRZN | Common Stock | D | 16.2160 | 620 | 10 | 3,886 | ||||
| 2012-09-13 | 2012-09-12 | 4 | Mathieu Christopher M. | HRZN | Common Stock | D | 15.9600 | 1,000 | 16 | 2,500 | ||||
| 2012-09-12 | 2012-09-12 | 4 | BOTTIGLIERI JAMES | HRZN | Common Stock | D | 15.9967 | 1,000 | 16 | 4,844 | ||||
| 2012-09-06 | 2012-06-15 | 4/A | Mahoney Edmund V. | HRZN | Common Stock | D | 15.6720 | 500 | 8 | 500 | ||||
| 2012-09-06 | 2012-09-05 | 4 | Mahoney Edmund V. | HRZN | Common Stock | D | 16.5359 | 500 | 8 | 1,000 | ||||
| 2012-09-06 | 2012-09-06 | 4 | Pomeroy Robert D. Jr. | HRZN | Common Stock | D | 16.6483 | 600 | 10 | 4,437 | ||||
| 2012-09-04 | 2012-09-04 | 4 | Woodward Christopher B. | HRZN | Common Stock | D | 16.5860 | 500 | 8 | 1,000 | ||||
| 2012-08-30 | 2012-08-29 | 4 | Swanson David P. | HRZN | Common Stock | D | 16.5000 | 2,000 | 33 | 2,000 | ||||
| 2012-06-18 | 2012-06-15 | 4 | Mahoney Edmund V. | HRZN | Common Stock | D | 15.6720 | -500 | -8 | 500 | ||||
| 2012-06-15 | 2012-06-14 | 4 | Pomeroy Robert D. Jr. | HRZN | Common Stock | D | 15.5000 | 200 | 3 | 3,737 | ||||
| 2012-06-15 | 2012-06-14 | 4 | Pomeroy Robert D. Jr. As custodian for grandchild | HRZN | Common Stock | I | 15.5600 | 40 | 1 | 409 | ||||
| 2012-06-14 | 3 | Sarsynski Elaine A | HRZN | No securities are beneficially owned | D | 0 | ||||||||
| 2012-06-04 | 2012-06-04 | 4 | BOTTIGLIERI JAMES | HRZN | Common Stock | D | 15.3060 | 500 | 8 | 3,751 | ||||
| 2012-06-04 | 2012-06-01 | 4 | Pomeroy Robert D. Jr. | HRZN | Common Stock | D | 15.4200 | 500 | 8 | 3,537 | ||||
| 2012-06-01 | 2012-06-01 | 4 | Woodward Christopher B. | HRZN | Common Stock | D | 15.2960 | 500 | 8 | 500 | ||||
| 2012-05-21 | 2012-05-21 | 4 | Devorsetz Daniel S. | HRZN | Common Stock | D | 16.3112 | 100 | 2 | 100 | ||||
| 2012-05-18 | 2012-05-17 | 4 | Woodward Christopher B. By Trust | HRZN | Common Stock | I | 16.6520 | 500 | 8 | 3,305 | ||||
| 2012-05-11 | 2012-05-10 | 4 | Mathieu Christopher M. | HRZN | Common Stock | D | 16.8200 | 500 | 8 | 1,500 | ||||
| 2012-05-11 | 2012-05-11 | 4 | Michaud Gerald A. | HRZN | Common Stock | D | 16.8340 | 1,500 | 25 | 3,094 | ||||
| 2012-05-11 | 2012-05-10 | 4 | Pomeroy Robert D. Jr. | HRZN | Common Stock | D | 16.8440 | 500 | 8 | 3,313 | ||||
| 2010-10-28 | 3 | Bombara John C. By HTF-CHF Holdings LLC | HRZN | Common Stock | I | 46,875 | ||||||||
| 2010-10-28 | 3 | BOTTIGLIERI JAMES | HRZN | No securities are beneficially owned | D | 0 | ||||||||
| 2010-10-28 | 3 | Devorsetz Daniel S. By HTF-CHF Holdings LLC | HRZN | Common Stock | I | 46,875 | ||||||||
| 2010-10-28 | 3 | Mahoney Edmund V. | HRZN | No securities are beneficially owned | D | 0 | ||||||||
| 2010-10-28 | 3 | Mathieu Christopher M. By HTF-CHF Holdings LLC | HRZN | Common Stock | I | 46,875 | ||||||||
| 2010-10-28 | 3 | Michaud Gerald A. By HTF-CHF Holdings LLC | HRZN | Common Stock | I | 46,875 | ||||||||
| 2010-10-28 | 3 | Pomeroy Robert D. Jr. By HTF-CHF Holdings LLC | HRZN | Common Stock | I | 46,875 | ||||||||
| 2010-10-28 | 3 | Silvers Brett N. | HRZN | No securities are beneficially owned | D | 0 | ||||||||
| 2010-10-28 | 3 | Swanson David P. | HRZN | No securities are beneficially owned | D | 0 | ||||||||
| 2010-10-28 | 3 | Woodward Christopher B. | HRZN | No securities are beneficially owned | D | 0 | ||||||||
| 2010-10-28 | 3 | Path Spirit LTD | HRZN | Common Stock | D | 2,598,249 |
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券（例如股票期权）
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券（例如期权）
V
内部人士通过Form 4自愿报告的一笔交易
J
其他（附有交易描述的脚注）
