GDPM / GOODRICH PETROLEUM CORP - Insider Trading and Ownership Report - SEC Form 3, 4, 5

古德里奇石油公司
US ˙ NASDAQ
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内部人士股份7,010,339 shares
内部人士情绪分数

“内部人士情绪分数”用于查找被公司内部人士购入的公司。

它是一个复杂的多因素量化模型的结果，该模型能够辨识具有最高内部人士累积持有水平的公司。该评分模型结合了内部人士在过去90天内买入的净数量、总买入股份占流通股比例，以及内部人士拥有的总股份的指标。该分数的范围从0到100，数值越高表示相对于同行业而言具有更高程度的内部人士持股水平，50为平均值。

更新频率：每日

参阅“内部人士首选”，该清单呈现被内部人士购入最多的公司。

查阅“高排名股票”
高管情绪分数

“高管情绪分数”用于查找被公司管理层购入的公司。

根据定义，公司高管是公司内部人士，但与其他内部人士（10%的股东和董事会成员）不同，公司高管每天在公司工作，而且他们使用自己的资金进行交易。（10%的股东和董事会成员通常是基金经理，管理着其他人的资金。）因此，公司高管进行的内幕交易更为重要，应该被适当地重视和关注。

如同“内部人士情绪分数”，“高管情绪分数”也是一个复杂的多因素量化模型的计算结果，该模型能够辨识具有最高高管累积持有水平的公司。

更新频率：每日

参阅“内部人士首选”，该清单呈现被内部人士购入最多的公司。

查阅“高排名股票”
关键内部人士指标

此表格显示了公司在各种内部人士指标上的排名。百分位数排名显示了这家公司在美国市场与其他公司相比的表现。排名越高表明公司所处状况越好。

举例来说，一般认为内部人士的买入是一个积极的指标，因此具有更多内部人士买入的公司将排名高于那些内部人士买入较少（甚至有内部人士卖出）的公司。

内部人士买入净数（排名）

N/A

内部人士买入净数是过去90天内买入的内部人士总数减去卖出的内部人士总数。以百分位排名显示（范围从0到100%）。

内部人士买入占流通股比例（排名）

N/A

内部人士买入占流通股比例是内部人士在过去90天内买入的股份总数减去卖出的股份总数，除以总流通股数并乘以100。

内幕交易图表

以下图表显示了GOODRICH PETROLEUM CORP内部人士交易。内部人士包括公司的高管、董事或重要投资者。一般而言，基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是，他们必须通过Form 4向美国证券交易委员会（SEC）报告所有交易。

内部人员名单及盈利指标

这张表格显示已知的内部人士名单，从向美国证券交易委员会（SEC）披露的申报文件中自动生成。除了姓名、当前职位和董事、高管或10%所有人的任命外，我们还提供了最新披露的持股信息。此外，我们尽可能提供内部人士的历史交易表现。历史交易表现是内部人士实际进行的公开市场买入交易表现的加权平均值。有关此计算方式的更多信息，请查看YouTube网络研讨会。

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内部人士 平均收益（%） 持股
数量		 分拆
调整

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跟踪内部人士买入记录 - 短期收益分析

在这一部分，我们分析了在 GDPM / GOODRICH PETROLEUM CORP 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报，以及是否值得跟踪。该分析基于每笔交易后一年的情况， 结果仅为理论值。 .

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 内部人士 报告
股数		 报告
价格		 经调整
股数		 经调整
价格		 成本基础 达到最高利润的
天数		 达到最高利润时的
价格		 最高
利润($)		 最高回报率（%）
2020-03-10 GOODRICH WALTER G 15,250 3.4542 15,250 3.4542 52,677 252 12.8400 143,134 271.73
2020-03-09 BARKER ROBERT T 500 3.6400 500 3.6400 1,820
2020-03-09 TURNHAM ROBERT C JR 3,500 4.2300 3,500 4.2300 14,805
2018-03-29 Gen IV Investment Opportunities, LLC 69,519 10.7500 69,519 10.7500 747,329

经调整价格 已按拆股调整。 经调整股数 已按拆股调整。

GDPM / GOODRICH PETROLEUM CORP Insider Trades
追踪内部人士卖出记录 - 短期亏损分析

在这一部分，我们分析了在 GDPM / GOODRICH PETROLEUM CORP 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式，可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况， 结果仅为理论值。 .

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 内部人士 报告
股数		 报告
价格		 经调整
股数		 经调整
价格		 成本基础 达到最低利润的
天数		 达到最低利润时的
价格		 避免的
最高损失金额($)		 避免的
最高损失率($)
2021-11-22 Gen IV Investment Opportunities, LLC 1,838,510 23.0000 1,838,510 23.0000 42,285,730 31 0.0000 -42,285,730 -100.00
2021-10-04 Anchorage Capital Group, L.L.C. 77,407 24.0000 77,407 24.0000 1,857,768
2021-10-04 Anchorage Capital Group, L.L.C. 72,593 24.0000 72,593 24.0000 1,742,232
2021-09-22 Anchorage Capital Group, L.L.C. 177,278 19.0000 177,278 19.0000 3,368,282
2021-09-22 Anchorage Capital Group, L.L.C. 189,032 19.0000 189,032 19.0000 3,591,608
2018-03-20 FRANKLIN RESOURCES INC 655,660 10.7500 655,660 10.7500 7,048,345
2018-03-16 FRANKLIN RESOURCES INC 25,953 10.7615 25,953 10.7615 279,293
2018-03-15 FRANKLIN RESOURCES INC 2,600 11.0788 2,600 11.0788 28,805
2018-03-14 FRANKLIN RESOURCES INC 200 11.1350 200 11.1350 2,227

经调整价格 已按拆股调整。 经调整股数 已按拆股调整。

GDPM / GOODRICH PETROLEUM CORP Insider Trades
交易历史记录

点击链接图标即可查看完整的交易历史记录。作为 10b5-1 自动交易计划的一部分进行报告的交易，将在标记为 10b-5 的列中显示 X。

备案
日期		 交易
日期		 表格 内部人士 股票代码 证券种类 代码 10b5-1 直接 执行
价格		 单位
价格		 股数
变化		 价值
变化 (1K)		 剩余
期权		 剩余
股份
2021-12-28 2021-12-23 4 Paloma Partners VI Holdings, LLC See footnotes GDP Common Stock J - Other I -1,838,510 0
2021-12-28 2021-12-23 4 FRANKLIN RESOURCES INC GDPM Common Stock U - Other I 23.0000 -3,581,913 -82,384 0
2021-12-23 2021-12-23 4 Sondey Edward J. GDP Phantom Stock M - Exercise D -10,804 0
2021-12-23 2021-12-23 4 Sondey Edward J. GDP Common Stock U - Other D 23.0000 -37,237 -856 0
2021-12-23 2021-12-23 4 Sondey Edward J. GDP Common Stock M - Exercise D 10,804 37,237
2021-12-23 2021-12-23 4 Souers Thomas M GDP Phantom Stock M - Exercise D -10,804 0
2021-12-23 2021-12-23 4 Souers Thomas M GDP Common Stock U - Other D 23.0000 -69,589 -1,601 0
2021-12-23 2021-12-23 4 Souers Thomas M GDP Common Stock M - Exercise D 10,804 69,589
2021-12-23 2021-12-23 4 TURNHAM ROBERT C JR GDP Common Stock U - Other D 23.0000 -681,623 -15,677 0
2021-12-23 2021-12-23 4 McWatters Kristen GDP Phantom Stock (Performance Units) M - Exercise D -10,000 0
2021-12-23 2021-12-23 4 McWatters Kristen GDP Phantom Stock M - Exercise D -1,667 0
2021-12-23 2021-12-23 4 McWatters Kristen GDP Common Stock U - Other D 23.0000 -23,099 -531 0
2021-12-23 2021-12-23 4 McWatters Kristen GDP Common Stock M - Exercise D 11,667 23,099
2021-12-23 2021-12-23 4 Serota Jeffrey GDP Phantom Stock M - Exercise D -10,804 0
2021-12-23 2021-12-23 4 Serota Jeffrey GDP Common Stock U - Other D 23.0000 -37,237 -856 0
2021-12-23 2021-12-23 4 Serota Jeffrey GDP Common Stock M - Exercise D 10,804 37,237
2021-12-23 2021-12-23 4 Leight Kenneth Adam GDP Phantom Stock M - Exercise D -10,804 0
2021-12-23 2021-12-23 4 Leight Kenneth Adam GDP Common Stock U - Other D 23.0000 -72,089 -1,658 0
2021-12-23 2021-12-23 4 Leight Kenneth Adam GDP Common Stock M - Exercise D 10,804 72,089
2021-12-23 2021-12-23 4 LEULIETTE TIMOTHY D GDP Phantom Stock M - Exercise D -10,804 0
2021-12-23 2021-12-23 4 LEULIETTE TIMOTHY D GDP Common Stock U - Other D 23.0000 -69,589 -1,601 0
2021-12-23 2021-12-23 4 LEULIETTE TIMOTHY D GDP Common Stock M - Exercise D 10,804 69,589
2021-12-23 2021-12-23 4 GOODRICH WALTER G GDP Common Stock U - Other D 23.0000 -677,853 -15,591 0
2021-12-23 2021-12-15 4 GOODRICH WALTER G GDP Common Stock G - Gift D -15,500 677,853
2021-12-23 2021-12-23 4 Killelea Michael J GDP Phantom Stock (Performance Units) M - Exercise D -63,314 0
2021-12-23 2021-12-23 4 Killelea Michael J GDP Phantom Stock M - Exercise D -10,553 0
2021-12-23 2021-12-23 4 Killelea Michael J GDP Common Stock U - Other D 23.0000 -269,280 -6,193 0
2021-12-23 2021-12-23 4 Killelea Michael J GDP Common Stock M - Exercise D 73,867 269,280
2021-12-23 2021-12-23 4 Coleman Ronald F GDP Phantom Stock M - Exercise D -10,804 0
2021-12-23 2021-12-23 4 Coleman Ronald F GDP Common Stock U - Other D 23.0000 -88,589 -2,038 0
2021-12-23 2021-12-23 4 Coleman Ronald F GDP Common Stock M - Exercise D 10,804 88,589
2021-12-14 2021-12-10 4 Sondey Edward J. GDP Phantom Stock M - Exercise D -11,042 0
2021-12-14 2021-12-10 4 Sondey Edward J. GDP Common Stock M - Exercise D 11,042 26,433
2021-12-14 2021-12-10 4 Souers Thomas M GDP Phantom Stock M - Exercise D -11,042 0
2021-12-14 2021-12-10 4 Souers Thomas M GDP Common Stock M - Exercise D 11,042 58,785
2021-12-14 2021-12-10 4 Serota Jeffrey GDP Phantom Stock M - Exercise D -11,042 0
2021-12-14 2021-12-10 4 Serota Jeffrey GDP Common Stock F - Taxes D 11.3200 -3,730 -42 142,160
2021-12-14 2021-12-10 4 Serota Jeffrey GDP Common Stock M - Exercise D 11,042 26,433
2021-12-14 2021-12-10 4 Leight Kenneth Adam GDP Phantom Stock M - Exercise D -11,042 0
2021-12-14 2021-12-10 4 Leight Kenneth Adam GDP Common Stock M - Exercise D 11,042 61,285
2021-12-14 2021-12-10 4 LEULIETTE TIMOTHY D GDP Phantom Stock M - Exercise D -11,042 0
2021-12-14 2021-12-10 4 LEULIETTE TIMOTHY D GDP Common Stock M - Exercise D 11,042 58,785
2021-12-14 2021-12-10 4 Coleman Ronald F GDP Phantom Stock M - Exercise D -11,042 0
2021-12-14 2021-12-10 4 Coleman Ronald F GDP Common Stock M - Exercise D 11,042 77,785
2021-12-14 2021-12-10 4 Killelea Michael J GDP Phantom Stock M - Exercise D 10,553 10,553
2021-12-14 2021-12-10 4 Killelea Michael J GDP Common Stock F - Taxes D 22.9800 -4,103 -94 195,413
2021-12-14 2021-12-10 4 Killelea Michael J GDP Common Stock M - Exercise D 10,553 199,516
2021-12-14 2021-12-10 4 McWatters Kristen GDP phantom Stock M - Exercise D 1,667 1,667
2021-12-14 2021-12-10 4 McWatters Kristen GDP Common Stock F - Taxes D 22.9800 -406 -9 11,432
2021-12-14 2021-12-10 4 McWatters Kristen GDP Common Stock M - Exercise D 1,667 11,838
2021-12-13 2021-12-09 4 FRANKLIN RESOURCES INC GDPM Convertible Notes C - Conversion I 21.33 21.3300 -1,347,918 -28,751 0
2021-12-13 2021-12-09 4 FRANKLIN RESOURCES INC GDPM Convertible Notes J - Other I 21.33 26,955 1,347,918
2021-12-13 2021-12-09 4 FRANKLIN RESOURCES INC GDPM Common Stock C - Conversion I 21.3300 1,347,918 28,751 3,581,913
2021-12-01 3 EnCap Partners GP, LLC See footnotes GDP Common Stock I 1,838,510
2021-11-22 2021-11-22 4 Gen IV Investment Opportunities, LLC GDP Common Stock S - Sale D 23.0000 -1,838,510 -42,286 0
2021-10-19 2021-10-15 4 FRANKLIN RESOURCES INC GDPM Convertible Notes J - Other I 21.33 43,127 1,320,963
2021-10-06 2021-10-04 4 Anchorage Capital Group, L.L.C. By Anchorage Illiquid Opportunities V, L.P. GDP Common Stock S - Sale I 24.0000 -72,593 -1,742 606,928
2021-10-06 2021-10-04 4 Anchorage Capital Group, L.L.C. By AIO V AIV 1 Holdings, L.P. GDP Common Stock S - Sale I 24.0000 -77,407 -1,858 543,072
2021-09-24 2021-09-22 4 Anchorage Capital Group, L.L.C. By Anchorage Illiquid Opportunities V, L.P.( GDP Common Stock S - Sale I 19.0000 -177,278 -3,368 679,521
2021-09-24 2021-09-22 4 Anchorage Capital Group, L.L.C. By AIO V AIV 1 Holdings, L.P. GDP Common Stock S - Sale I 19.0000 -189,032 -3,592 620,479
2021-09-10 2021-09-08 4 Anchorage Capital Group, L.L.C. By Anchorage Illiquid Opportunities V, L.P. GDP Warrants (Right to Buy) X - Other I -46,670 0
2021-09-10 2021-09-08 4 Anchorage Capital Group, L.L.C. By AIO V AIV 1 Holdings, L.P. GDP Warrants (Right to Buy) X - Other I -49,762 0
2021-09-10 2021-09-08 4 Anchorage Capital Group, L.L.C. By Anchorage Illiquid Opportunities V, L.P. GDP Common Stock X - Other I 46,670 856,799
2021-09-10 2021-09-08 4 Anchorage Capital Group, L.L.C. By AIO V AIV 1 Holdings, L.P. GDP Common Stock X - Other I 49,762 809,511
2021-07-19 2021-07-15 4 FRANKLIN RESOURCES INC GDPM Convertible Notes J - Other I 21.33 41,719 1,277,836
2021-05-20 2021-05-18 4 Souers Thomas M GDP Phantom Stock A - Award D 10,804 10,804
2021-05-20 2021-05-18 4 Sondey Edward J. GDP Phantom Stock A - Award D 10,804 10,804
2021-05-20 2021-05-18 4 Serota Jeffrey GDP Phantom Stock A - Award D 10,804 10,804
2021-05-20 2021-05-18 4 LEULIETTE TIMOTHY D GDP Phantom Stock A - Award D 10,804 10,804
2021-05-20 2021-05-18 4 Leight Kenneth Adam GDP Phantom Stock A - Award D 10,804 10,804
2021-05-20 2021-05-18 4 Coleman Ronald F GDP Phantom Stock A - Award D 10,804 10,804
2021-04-19 2021-04-15 4 FRANKLIN RESOURCES INC GDPM Convertible Notes J - Other I 21.33 16,465 1,236,117
2021-03-11 2021-03-09 4 Anchorage Capital Group, L.L.C. By Anchorage Illiquid Opportunities Master VII (D), L.P. GDP 13.50% Convertible Second Lien Senior Secured Notes due 2023 P - Purchase I 21.33 4,174,000.0000
2021-03-11 2021-03-09 4 Anchorage Capital Group, L.L.C. By Anchorage Illiquid Opportunities Master VII (D), L.P. GDP 13.50% Convertible Second Lien Senior Secured Notes due 2023 P - Purchase I 21.33 4,174,000.0000
2021-03-11 2021-03-09 4 Anchorage Capital Group, L.L.C. By Anchorage Illiquid Opportunities Master VII (D), L.P. GDP 13.50% Convertible Second Lien Senior Secured Notes due 2023 P - Purchase I 21.33 4,174,000.0000
2021-03-11 2021-03-09 4 FRANKLIN RESOURCES INC GDPM Convertible Notes J - Other I 21.33 -698,046 0
2021-03-11 2021-03-09 4 FRANKLIN RESOURCES INC GDPM Convertible Notes P - Purchase I 21.33 1,219,652 1,219,652
2021-01-20 2021-01-15 4 FRANKLIN RESOURCES INC GDPM Convertible Notes J - Other I 21.33 22,790 698,046
2021-01-15 2021-01-13 4 TURNHAM ROBERT C JR GDP Common Stock F - Taxes D 10.5800 -1,078 -11 681,623
2021-01-15 2021-01-13 4 Killelea Michael J GDP Common Stock F - Taxes D 10.5800 -251 -3 192,708
2021-01-15 2021-01-07 4 Killelea Michael J GDP Common Stock G - Gift D 10.1100 -1,500 -15 192,959
2021-01-15 2021-01-13 4 GOODRICH WALTER G GDP Common Stock F - Taxes D 10.5800 -1,078 -11 693,353
2020-12-17 3 McWatters Kristen GDP Common Stock D 10,171
2020-12-16 2020-12-14 4 Killelea Michael J GDP Phantom Stock (Performance Units) M - Exercise D -30,199 0
2020-12-16 2020-12-14 4 Killelea Michael J GDP Phantom Stock M - Exercise D -10,066 0
2020-12-16 2020-12-14 4 Killelea Michael J GDP Common Stock F - Taxes D 10.6200 -29,707 -315 194,459
2020-12-16 2020-12-14 4 Killelea Michael J GDP Common Stock M - Exercise D 75,497 224,166
2020-12-16 2020-12-14 4 Killelea Michael J GDP Common Stock F - Taxes D 10.6200 -3,557 -38 148,669
2020-12-16 2020-12-14 4 Killelea Michael J GDP Common Stock M - Exercise D 10,066 152,226
2020-12-16 2020-12-14 4 TURNHAM ROBERT C JR GDP Phantom Stock (Performance Units) M - Exercise D -102,364 0
2020-12-16 2020-12-14 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D -34,121 0
2020-12-16 2020-12-14 4 TURNHAM ROBERT C JR GDP Common Stock F - Taxes D 10.6200 -100,700 -1,069 682,701
2020-12-16 2020-12-14 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 255,910 783,401
2020-12-16 2020-12-14 4 TURNHAM ROBERT C JR GDP Common Stock F - Taxes D 10.6200 -13,426 -143 527,491
2020-12-16 2020-12-14 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 34,121 540,917
2020-12-16 2020-12-14 4 BARKER ROBERT T GDP Phantom Stock (Performance Units) M - Exercise D -20,153 0
2020-12-16 2020-12-14 4 BARKER ROBERT T GDP Phantom Stock M - Exercise D -6,718 0
2020-12-16 2020-12-14 4 BARKER ROBERT T GDP Common Stock F - Taxes D 10.6200 -19,825 -211 73,122
2020-12-16 2020-12-14 4 BARKER ROBERT T GDP Common Stock M - Exercise D 50,382 92,947
2020-12-16 2020-12-14 4 BARKER ROBERT T GDP Common Stock F - Taxes D 10.6200 -1,635 -17 42,565
2020-12-16 2020-12-14 4 BARKER ROBERT T GDP Common Stock M - Exercise D 6,718 44,200
2020-12-16 2020-12-14 4 GOODRICH WALTER G GDP Phantom Stock (Performance Units) M - Exercise D -102,364 0
2020-12-16 2020-12-14 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -34,121 0
2020-12-16 2020-12-14 4 GOODRICH WALTER G GDP Common Stock F - Taxes D 10.6200 -100,700 -1,069 694,431
2020-12-16 2020-12-14 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 255,910 795,131
2020-12-16 2020-12-14 4 GOODRICH WALTER G GDP Common Stock F - Taxes D 10.6200 -13,426 -143 539,221
2020-12-16 2020-12-14 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 34,121 552,647
2020-12-14 2020-12-10 4 Serota Jeffrey GDP Phantom Stock A - Award D 11,042 11,042
2020-12-14 2020-12-10 4 Serota Jeffrey GDP Phantom Stock M - Exercise D -12,575 0
2020-12-14 2020-12-10 4 Serota Jeffrey GDP Common Stock M - Exercise D 12,575 15,391
2020-12-14 2020-12-10 4 Souers Thomas M GDP Phantom Stock A - Award D 11,042 11,042
2020-12-14 2020-12-10 4 Souers Thomas M GDP Phantom Stock M - Exercise D -12,575 0
2020-12-14 2020-12-10 4 Souers Thomas M GDP Common Stock M - Exercise D 12,575 47,743
2020-12-14 2020-12-10 4 Leight Kenneth Adam GDP Phantom Stock A - Award D 11,042 11,042
2020-12-14 2020-12-10 4 Leight Kenneth Adam GDP Phantom Stock M - Exercise D -12,575 0
2020-12-14 2020-12-10 4 Leight Kenneth Adam GDP Common Stock M - Exercise D 12,575 50,243
2020-12-14 2020-12-10 4 Coleman Ronald F GDP Phantom Stock A - Award D 11,042 11,042
2020-12-14 2020-12-10 4 Coleman Ronald F GDP Phantom Stock M - Exercise D -12,575 0
2020-12-14 2020-12-10 4 Coleman Ronald F GDP Common Stock M - Exercise D 12,575 66,743
2020-12-14 2020-12-10 4 LEULIETTE TIMOTHY D GDP Phantom Stock A - Award D 11,042 11,042
2020-12-14 2020-12-10 4 LEULIETTE TIMOTHY D GDP Phantom Stock M - Exercise D -12,575 0
2020-12-14 2020-12-10 4 LEULIETTE TIMOTHY D GDP Common Stock M - Exercise D 12,575 47,743
2020-12-14 2020-12-10 4 Sondey Edward J. GDP Phantom Stock A - Award D 11,042 11,042
2020-12-14 2020-12-10 4 Sondey Edward J. GDP Phantom Stock M - Exercise D -12,575 0
2020-12-14 2020-12-10 4 Sondey Edward J. GDP Common Stock M - Exercise D 12,575 15,391
2020-12-14 2020-12-10 4 Killelea Michael J GDP Phantom Stock M - Exercise D 10,552 21,106
2020-12-14 2020-12-10 4 Killelea Michael J GDP Common Stock F - Taxes D 11.3200 -3,730 -42 142,160
2020-12-14 2020-12-10 4 Killelea Michael J GDP Common Stock M - Exercise D 10,552 145,890
2020-12-14 2020-12-10 4 BARKER ROBERT T GDP Phantom Stock M - Exercise D -3,521 7,043
2020-12-14 2020-12-10 4 BARKER ROBERT T GDP Common Stock F - Taxes D 11.3200 -857 -10 37,482
2020-12-14 2020-12-10 4 BARKER ROBERT T GDP Common Stock M - Exercise D 3,521 38,339
2020-11-12 2020-11-09 4 FRANKLIN RESOURCES INC GDPM Common Stock J - Other I -47,705 2,233,995
2020-10-19 2020-10-15 4 FRANKLIN RESOURCES INC GDPM Convertible Notes J - Other I 21.33 22,046 675,256
2020-07-27 2020-07-15 4/A FRANKLIN RESOURCES INC GDPM Convertible Notes J - Other I 21.33 21,326 653,210
2020-07-17 2020-07-15 4 FRANKLIN RESOURCES INC GDPM Convertible Notes J - Other I 21.33 21,326 653,210
2020-04-17 2020-04-15 4 FRANKLIN RESOURCES INC GDPM Convertible Notes J - Other I 21.33 20,630 631,884
2020-03-10 2020-03-09 4 BARKER ROBERT T GDP Common Stock P - Purchase D 3.6400 500 2 34,818
2020-03-10 2020-03-10 4 GOODRICH WALTER G GDP Common Stock P - Purchase D 3.4542 15,250 53 518,526
2020-03-10 2020-03-09 4 TURNHAM ROBERT C JR GDP Common Stock P - Purchase D 4.2300 3,500 15 506,796
2020-01-31 2019-11-11 5 Killelea Michael J GDP Common Stock G - Gift D 9.6000 -300 -3 136,738
2020-01-31 2019-06-18 5 Killelea Michael J GDP Common Stock G - Gift D 11.1000 -1,000 -11 137,038
2020-01-31 2019-06-14 5 Killelea Michael J GDP Common Stock G - Gift D 11.0100 -1,200 -13 138,038
2020-01-17 2020-01-15 4 FRANKLIN RESOURCES INC GDPM Convertible Notes J - Other I 21.33 19,956 611,254
2019-12-31 2019-12-16 4/A FERCHAU MARK E GDP Phantom Stock M - Exercise D -12,460 12,460
2019-12-31 2019-12-16 4/A FERCHAU MARK E GDP Common Stock F - Taxes D 9.8200 -4,903 -48 187,306
2019-12-31 2019-12-16 4/A FERCHAU MARK E GDP Common Stock M - Exercise D 12,460 192,209
2019-12-18 2019-12-16 4 BARKER ROBERT T GDP Phantom Stock M - Exercise D -6,718 6,718
2019-12-18 2019-12-16 4 BARKER ROBERT T GDP Common Stock F - Taxes D 9.8200 -1,635 -16 34,318
2019-12-18 2019-12-16 4 BARKER ROBERT T GDP Common Stock M - Exercise D 6,718 35,953
2019-12-18 2019-12-16 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -12,460 12,460
2019-12-18 2019-12-16 4 FERCHAU MARK E GDP Common Stock F - Taxes D 9.8200 -3,034 -30 189,175
2019-12-18 2019-12-16 4 FERCHAU MARK E GDP Common Stock M - Exercise D 12,460 192,209
2019-12-18 2019-12-16 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -34,122 34,121
2019-12-18 2019-12-16 4 GOODRICH WALTER G GDP Common Stock F - Taxes D 9.8200 -13,427 -132 503,276
2019-12-18 2019-12-16 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 34,122 516,703
2019-12-18 2019-12-16 4 Killelea Michael J GDP Phantom Stock M - Exercise D -10,066 10,066
2019-12-18 2019-12-16 4 Killelea Michael J GDP Common Stock F - Taxes D 9.8200 -3,558 -35 139,238
2019-12-18 2019-12-16 4 Killelea Michael J GDP Common Stock M - Exercise D 10,066 142,796
2019-12-18 2019-12-16 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D -34,122 34,121
2019-12-18 2019-12-16 4 TURNHAM ROBERT C JR GDP Common Stock F - Taxes D 9.8200 -13,427 -132 503,296
2019-12-18 2019-12-16 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 34,122 516,723
2019-12-12 2019-12-12 4 Souers Thomas M GDP Phantom Stock M - Exercise D -9,032 0
2019-12-12 2019-12-12 4 Souers Thomas M GDP Common Stock M - Exercise D 9,032 35,168
2019-12-12 2019-12-10 4 Souers Thomas M GDP Phantom Stock A - Award D 12,575 12,575
2019-12-12 2019-12-12 4 Coleman Ronald F GDP Phantom Stock M - Exercise D -9,032 0
2019-12-12 2019-12-12 4 Coleman Ronald F GDP Common Stock M - Exercise D 9,032 54,168
2019-12-12 2019-12-10 4 Coleman Ronald F GDP Phantom Stock A - Award D 12,575 12,575
2019-12-12 2019-12-12 4 Leight Kenneth Adam GDP Phantom Stock M - Exercise D -9,032 0
2019-12-12 2019-12-12 4 Leight Kenneth Adam GDP Common Stock M - Exercise D 9,032 37,668
2019-12-12 2019-12-10 4 Leight Kenneth Adam GDP Phantom Stock A - Award D 12,575 12,575
2019-12-12 2019-12-12 4 LEULIETTE TIMOTHY D GDP Phantom Stock M - Exercise D -9,032 0
2019-12-12 2019-12-12 4 LEULIETTE TIMOTHY D GDP Common Stock M - Exercise D 9,032 35,168
2019-12-12 2019-12-10 4 LEULIETTE TIMOTHY D GDP Phantom Stock A - Award D 12,575 12,575
2019-12-12 2019-12-12 4 Serota Jeffrey GDP Phantom Stock M - Exercise D -2,816 0
2019-12-12 2019-12-12 4 Serota Jeffrey GDP Common Stock M - Exercise D 2,816 2,816
2019-12-12 2019-12-10 4 Serota Jeffrey GDP Phantom Stock A - Award D 12,575 12,575
2019-12-12 2019-12-12 4 Sondey Edward J. GDP Phantom Stock M - Exercise D -2,816 0
2019-12-12 2019-12-12 4 Sondey Edward J. GDP Common Stock M - Exercise D 2,816 2,816
2019-12-12 2019-12-10 4 Sondey Edward J. GDP Phantom Stock A - Award D 12,575 12,575
2019-12-11 2019-12-10 4 Killelea Michael J GDP Performance Share Unit A - Award D 31,657 31,657
2019-12-11 2019-12-10 4 Killelea Michael J GDP Phantom Stock A - Award D 31,658 31,658
2019-12-11 2019-12-09 4 Killelea Michael J GDP Phantom Stock M - Exercise D -23,153 0
2019-12-11 2019-12-09 4 Killelea Michael J GDP Common Stock F - Taxes D 9.7300 -8,184 -80 132,730
2019-12-11 2019-12-09 4 Killelea Michael J GDP Common Stock M - Exercise D 23,153 140,914
2019-12-11 2019-12-09 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D -58,258 0
2019-12-11 2019-12-09 4 TURNHAM ROBERT C JR GDP Common Stock F - Taxes D 9.7300 -22,924 -223 482,601
2019-12-11 2019-12-09 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 58,258 505,525
2019-12-11 2019-12-10 4 BARKER ROBERT T GDP Performance Share Unit A - Award D 10,563 10,563
2019-12-11 2019-12-10 4 BARKER ROBERT T GDP Phantom Stock A - Award D 10,564 10,564
2019-12-11 2019-12-09 4 BARKER ROBERT T GDP Phantom Stock M - Exercise D -7,542 0
2019-12-11 2019-12-09 4 BARKER ROBERT T GDP Common Stock F - Taxes D 9.7300 -1,836 -18 29,235
2019-12-11 2019-12-09 4 BARKER ROBERT T GDP Common Stock M - Exercise D 7,542 31,071
2019-12-11 2019-12-10 4 FERCHAU MARK E GDP Performance Share Unit A - Award D 39,185 39,185
2019-12-11 2019-12-10 4 FERCHAU MARK E GDP Phantom Stock A - Award D 39,185 39,185
2019-12-11 2019-12-09 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -28,658 0
2019-12-11 2019-12-09 4 FERCHAU MARK E GDP Common Stock F - Taxes D 9.7300 -6,978 -68 179,749
2019-12-11 2019-12-09 4 FERCHAU MARK E GDP Common Stock M - Exercise D 28,658 186,727
2019-12-11 2019-12-09 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -58,258 0
2019-12-11 2019-12-09 4 GOODRICH WALTER G GDP Common Stock F - Taxes D 9.7300 -22,924 -223 482,581
2019-12-11 2019-12-09 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 58,258 505,505
2019-10-17 2019-10-15 4 FRANKLIN RESOURCES INC GDPM Convertible Notes J - Other I 21.33 19,305 591,298
2019-10-16 2019-10-14 4 FERCHAU MARK E GDP Common Stock F - Taxes D 9.1400 -2,493 -23 158,069
2019-10-16 2019-10-14 4 GOODRICH WALTER G GDP Common Stock F - Taxes D 9.1400 -13,433 -123 447,247
2019-10-16 2019-10-14 4 Killelea Michael J GDP Common Stock F - Taxes D 9.1400 -2,815 -26 117,761
2019-10-16 2019-06-05 4 Killelea Michael J GDP Common Stock G - Gift D 11.3600 -2,500 -28 120,576
2019-10-16 2019-10-14 4 BARKER ROBERT T GDP Common Stock F - Taxes D 9.1400 -149 -1 23,529
2019-10-16 2019-10-14 4 TURNHAM ROBERT C JR GDP Common Stock F - Taxes D 9.1400 -13,433 -123 447,267
2019-08-22 2019-08-20 4 Sondey Edward J. GDP Phantom Stock A - Award D 2,816 2,816
2019-08-22 2019-08-20 4 Serota Jeffrey GDP Phantom Stock A - Award D 2,816 2,816
2019-07-17 2019-07-15 4 FRANKLIN RESOURCES INC GDPM Convertible Notes J - Other I 21.33 9,492 571,993
2019-05-31 2018-05-29 4 Killelea Michael J GDP Common Stock F - Taxes D 11.5900 -5,043 -58 123,076
2019-05-31 2019-05-29 4 TURNHAM ROBERT C JR GDP Common Stock F - Taxes D 11.5900 -17,527 -203 460,700
2019-05-31 2019-05-29 4 BARKER ROBERT T GDP Common Stock F - Taxes D 11.5900 -268 -3 23,678
2019-05-31 2019-05-29 4 FERCHAU MARK E GDP Common Stock F - Taxes D 11.5900 -4,466 -52 160,562
2019-05-31 2019-05-29 4 GOODRICH WALTER G GDP Common Stock F - Taxes D 11.5900 -17,527 -203 460,680
2019-05-31 2019-05-31 4 FRANKLIN RESOURCES INC GDPM Convertible Notes P - Purchase I 21.33 562,501 562,501
2019-05-31 2019-05-29 4 FRANKLIN RESOURCES INC GDPM Convertible Notes J - Other I 21.33 -410,156 0
2018-12-18 2018-12-14 4 BARKER ROBERT T GDP Phantom Stock M - Exercise D -6,718 13,436
2018-12-18 2018-12-14 4 BARKER ROBERT T GDP Common Stock F - Taxes D 13.2600 -1,636 -22 23,946
2018-12-18 2018-12-14 4 BARKER ROBERT T GDP Common Stock M - Exercise D 6,718 25,582
2018-12-18 2018-12-14 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -12,460 24,920
2018-12-18 2018-12-14 4 FERCHAU MARK E GDP Common Stock F - Taxes D 13.2600 -4,654 -62 165,028
2018-12-18 2018-12-14 4 FERCHAU MARK E GDP Common Stock M - Exercise D 12,460 169,682
2018-12-18 2018-12-14 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -34,122 68,243
2018-12-18 2018-12-14 4 GOODRICH WALTER G GDP Common Stock F - Taxes D 13.2600 -13,427 -178 478,207
2018-12-18 2018-12-14 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 34,122 491,634
2018-12-18 2018-12-14 4 Killelea Michael J GDP Phantom Stock M - Exercise D -10,067 20,132
2018-12-18 2018-12-14 4 Killelea Michael J GDP Common Stock F - Taxes D 13.2600 -3,760 -50 128,119
2018-12-18 2018-12-14 4 Killelea Michael J GDP Common Stock M - Exercise D 10,067 131,879
2018-12-18 2018-12-14 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D -34,122 68,243
2018-12-18 2018-12-14 4 TURNHAM ROBERT C JR GDP Common Stock F - Taxes D 13.2600 -13,427 -178 478,227
2018-12-18 2018-12-14 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 34,122 491,654
2018-12-14 2018-12-14 4 Coleman Ronald F GDP Phantom Stock M - Exercise D -11,996 0
2018-12-14 2018-12-14 4 Coleman Ronald F GDP Common Stock M - Exercise D 11,996 45,136
2018-12-14 2018-12-12 4 Coleman Ronald F GDP Phantom Stock A - Award D 9,032 9,032
2018-12-14 2018-12-14 4 LEULIETTE TIMOTHY D GDP Phantom Stock M - Exercise D -11,996 0
2018-12-14 2018-12-14 4 LEULIETTE TIMOTHY D GDP Common Stock M - Exercise D 11,996 26,136
2018-12-14 2018-12-12 4 LEULIETTE TIMOTHY D GDP Phantom Stock A - Award D 9,032 9,032
2018-12-14 2018-12-14 4 PULLY STEVEN J GDP Phantom Stock M - Exercise D -11,996 0
2018-12-14 2018-12-14 4 PULLY STEVEN J GDP Common Stock M - Exercise D 11,996 18,166
2018-12-14 2018-12-12 4 PULLY STEVEN J GDP Phantom Stock A - Award D 9,032 9,032
2018-12-14 2018-12-14 4 Souers Thomas M GDP Phantom Stock M - Exercise D -11,996 0
2018-12-14 2018-12-14 4 Souers Thomas M GDP Common Stock M - Exercise D 11,996 26,136
2018-12-14 2018-12-12 4 Souers Thomas M GDP Phantom Stock A - Award D 9,032 9,032
2018-12-14 2018-12-14 4 Leight Kenneth Adam GDP Phantom Stock M - Exercise D -11,996 0
2018-12-14 2018-12-14 4 Leight Kenneth Adam GDP Common Stock M - Exercise D 11,996 26,136
2018-12-14 2018-12-12 4 Leight Kenneth Adam GDP Phantom Stock A - Award D 9,032 9,032
2018-12-12 2018-12-10 4 Killelea Michael J GDP Phantom Stock M - Exercise D -23,152 23,153
2018-12-12 2018-12-10 4 Killelea Michael J GDP Common Stock F - Taxes D 14.0000 -8,640 -121 121,812
2018-12-12 2018-12-10 4 Killelea Michael J GDP Common Stock M - Exercise D 23,152 130,452
2018-12-12 2018-11-30 4 Killelea Michael J GDP Common Stock G - Gift D 14.4200 -180 -3 107,300
2018-12-12 2018-10-16 4 Killelea Michael J GDP Common Stock G - Gift D 15.3700 -700 -11 107,480
2018-12-12 2018-12-10 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -58,258 58,258
2018-12-12 2018-12-10 4 GOODRICH WALTER G GDP Common Stock F - Taxes D 14.0000 -22,925 -321 457,512
2018-12-12 2018-12-10 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 58,258 480,437
2018-12-12 2018-12-10 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -28,658 28,658
2018-12-12 2018-12-10 4 FERCHAU MARK E GDP Common Stock F - Taxes D 14.0000 -10,704 -150 157,222
2018-12-12 2018-12-10 4 FERCHAU MARK E GDP Common Stock M - Exercise D 28,658 167,926
2018-12-12 2018-12-10 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D -58,258 58,258
2018-12-12 2018-12-10 4 TURNHAM ROBERT C JR GDP Common Stock F - Taxes D 14.0000 -22,925 -321 457,532
2018-12-12 2018-12-10 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 58,258 480,457
2018-12-12 2018-12-10 4 BARKER ROBERT T GDP Phantom Stock M - Exercise D -7,541 7,542
2018-12-12 2018-12-10 4 BARKER ROBERT T GDP Common Stock F - Taxes D 14.0000 -1,836 -26 18,864
2018-12-12 2018-12-10 4 BARKER ROBERT T GDP Common Stock M - Exercise D 7,541 20,700
2018-10-17 2018-10-15 4 BARKER ROBERT T GDP Common Stock F - Taxes D 14.4000 -150 -2 13,159
2018-10-17 2018-10-15 4 FERCHAU MARK E GDP Common Stock F - Taxes D 14.4000 -2,494 -36 139,268
2018-10-17 2018-10-15 4 GOODRICH WALTER G GDP Common Stock F - Taxes D 14.4000 -8,312 -120 422,179
2018-10-17 2018-10-15 4 TURNHAM ROBERT C JR GDP Common Stock F - Taxes D 14.4000 -8,312 -120 422,199
2018-10-17 2018-10-15 4 Killelea Michael J GDP Common Stock F - Taxes D 14.4000 -1,939 -28 108,180
2018-10-17 2018-04-04 4 Killelea Michael J GDP Common Stock G - Gift D 11.1100 -1,000 -11 110,119
2018-07-02 2018-06-29 4 FRANKLIN RESOURCES INC GDPM Common Stock J - Other I -43,602 2,281,700
2018-04-02 2018-03-29 4 Gen IV Investment Opportunities, LLC GDP Common Stock P - Purchase D 10.7500 69,519 747 1,838,510
2018-03-22 2018-03-20 4 Gen IV Investment Opportunities, LLC GDP Common Stock P - Purchase D 10.7500 655,660 7,048 1,768,991
2018-03-21 2018-03-20 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.7500 -655,660 -7,048 2,325,302
2018-03-20 2018-03-16 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.7615 -25,953 -279 2,980,962
2018-03-16 2018-03-15 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 11.0788 -2,600 -29 3,006,915
2018-03-16 2018-03-14 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 11.1350 -200 -2 3,009,515
2018-03-15 2018-03-13 4 Leight Kenneth Adam GDP Common Stock P - Purchase D 10.9658 500 5 16,640
2018-03-14 2018-03-13 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 11.2035 -16,787 -188 3,009,715
2018-03-14 2018-03-12 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.6791 -3,200 -34 3,026,502
2018-03-13 2018-03-12 4 Leight Kenneth Adam GDP Common Stock P - Purchase D 10.6695 500 5 16,140
2018-03-13 2018-03-12 4 Leight Kenneth Adam GDP Common Stock P - Purchase D 10.7200 500 5 15,640
2018-03-13 2018-03-12 4 Leight Kenneth Adam GDP Common Stock P - Purchase D 10.7450 1,000 11 15,140
2018-03-12 2018-03-09 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.4216 -8,500 -89 3,029,702
2018-03-12 2018-03-08 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.8869 -800 -9 3,038,202
2018-03-08 2018-03-07 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.7322 -8,600 -92 3,039,002
2018-03-08 2018-03-06 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 11.0417 -2,700 -30 3,047,602
2018-03-07 2018-02-26 4 BARKER ROBERT T GDP Common Stock F - Taxes D 11.0200 -3,015 -33 13,309
2018-03-07 2018-02-26 4 BARKER ROBERT T GDP Common Stock A - Award D 11.0200 7,334 81 16,324
2018-03-07 2018-02-26 4 FERCHAU MARK E GDP Common Stock F - Taxes D 11.0200 -7,198 -79 141,762
2018-03-07 2018-02-26 4 FERCHAU MARK E GDP Common Stock A - Award D 11.0200 18,580 205 148,960
2018-03-07 2018-02-26 4 GOODRICH WALTER G GDP Common Stock F - Taxes D 11.0200 -13,400 -148 430,491
2018-03-07 2018-02-26 4 GOODRICH WALTER G GDP Common Stock A - Award D 11.0200 35,334 389 443,891
2018-03-07 2018-02-26 4 Killelea Michael J GDP Common Stock F - Taxes D 11.0200 -5,924 -65 111,119
2018-03-07 2018-02-26 4 Killelea Michael J GDP Common Stock A - Award D 11.0200 15,011 165 117,043
2018-03-07 2018-02-26 4 TURNHAM ROBERT C JR GDP Common Stock F - Taxes D 11.0200 -13,399 -148 430,511
2018-03-07 2018-02-26 4 TURNHAM ROBERT C JR GDP Common Stock A - Award D 11.0200 35,334 389 443,910
2018-02-23 3 Gen IV Investment Opportunities, LLC GDP Common Stock D 2,226,662
2018-02-23 3 Gen IV Investment Opportunities, LLC GDP Common Stock D 2,226,662
2018-02-23 3 Gen IV Investment Opportunities, LLC GDP Common Stock D 2,226,662
2018-02-23 3 Gen IV Investment Opportunities, LLC GDP Common Stock D 2,226,662
2018-02-15 2018-02-14 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 11.0000 -1,090,357 -11,994 3,050,301
2018-02-15 2018-02-13 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.9178 -2,000 -22 4,140,658
2018-02-13 2018-02-12 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 11.0297 -6,800 -75 4,142,658
2018-02-13 2018-02-09 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.9042 -2,375 -26 4,149,458
2018-02-09 2018-02-07 4 FRANKLIN RESOURCES INC GDPM Warrants X - Other I 0.01 -546,875 0
2018-02-09 2018-02-07 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 12.1258 -451 -5 4,151,833
2018-02-09 2018-02-07 4 FRANKLIN RESOURCES INC GDPM Common Stock X - Other I 0.0100 546,875 5 4,152,284
2018-02-07 2018-02-06 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 11.0187 -20,400 -225 3,605,409
2018-02-07 2018-02-05 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 11.1721 -5,900 -66 3,625,809
2018-02-02 2018-02-01 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 11.5616 -9,100 -105 3,631,709
2018-02-02 2018-01-31 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 11.6956 -3,600 -42 3,640,809
2018-01-31 2018-01-30 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 12.0020 -29,100 -349 3,644,409
2018-01-31 2018-01-29 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 12.0000 -4,600 -55 3,673,509
2018-01-29 2018-01-26 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 12.0300 -68 -1 3,678,109
2018-01-29 2018-01-25 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 12.5750 -700 -9 3,678,177
2018-01-18 2018-01-16 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 12.3750 -9,700 -120 3,678,877
2018-01-16 2018-01-12 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 12.2887 -20,200 -248 3,688,577
2018-01-16 2018-01-11 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 12.0836 -21,399 -259 3,708,777
2018-01-11 2018-01-10 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 11.9532 -1,400 -17 3,730,176
2018-01-11 2018-01-09 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 12.1748 -13,422 -163 3,731,576
2018-01-09 2018-01-05 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 11.9423 -1,850 -22 3,744,998
2018-01-05 2018-01-04 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 11.8659 -30,979 -368 3,746,848
2018-01-05 2018-01-03 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 11.8805 -1,050 -12 3,777,827
2018-01-03 2018-01-02 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.8891 -17,094 -186 3,778,877
2018-01-02 2017-12-29 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.9208 -2,906 -32 3,795,971
2018-01-02 2017-12-28 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.8893 -12,040 -131 3,798,877
2017-12-28 2017-12-26 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.7063 -5,000 -54 3,810,917
2017-12-26 2017-12-22 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.8514 -700 -8 3,815,917
2017-12-26 2017-12-21 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.9003 -2,060 -22 3,816,617
2017-12-21 2017-12-20 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.3289 -12,758 -132 3,818,677
2017-12-21 2017-12-19 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.0281 -7,218 -72 3,831,435
2017-12-19 2017-12-18 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.0581 -3,412 -34 3,838,653
2017-12-19 2017-12-15 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.3600 -100 -1 3,842,065
2017-12-18 2017-12-14 4 GOODRICH WALTER G GDP Performance Share Unit A - Award D 102,364 102,364
2017-12-18 2017-12-14 4 GOODRICH WALTER G GDP Phantom Stock A - Award D 102,365 102,365
2017-12-18 2017-12-14 4 FERCHAU MARK E GDP Performance Share Unit A - Award D 37,380 37,380
2017-12-18 2017-12-14 4 FERCHAU MARK E GDP Phanton Stock A - Award D 37,380 37,380
2017-12-18 2017-12-14 4 TURNHAM ROBERT C JR GDP Performance Share Unit A - Award D 102,364 102,364
2017-12-18 2017-12-14 4 TURNHAM ROBERT C JR GDP Phantom Stock A - Award D 102,365 102,365
2017-12-18 2017-12-14 4 BARKER ROBERT T GDP Performance Share Unit A - Award D 20,153 20,153
2017-12-18 2017-12-14 4 BARKER ROBERT T GDP Phantom Stock A - Award D 20,154 20,154
2017-12-18 2017-12-14 4 Coleman Ronald F GDP Phantom Stock A - Award D 11,996 11,996
2017-12-18 2017-12-14 4 Leight Kenneth Adam GDP Phantom Stock A - Award D 11,996 11,996
2017-12-18 2017-12-14 4 LEULIETTE TIMOTHY D GDP Phantom Stock A - Award D 11,996 11,996
2017-12-18 2017-12-14 4 PULLY STEVEN J GDP Phantom Stock A - Award D 11,996 11,996
2017-12-18 2017-12-14 4 Souers Thomas M GDP Phantom Stock A - Award D 11,996 11,996
2017-12-18 2017-12-14 4 Killelea Michael J GDP Phantom Stock A - Award D 30,199 30,199
2017-12-18 2017-12-14 4 Killelea Michael J GDP Performance Share Unit A - Award D 30,199 30,199
2017-12-15 2017-12-14 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.0214 -561 -6 3,842,165
2017-12-15 2017-12-13 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 9.8744 -1,200 -12 3,842,726
2017-12-13 2017-12-11 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.4100 -8,400 -87 3,843,926
2017-12-12 2017-12-08 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -58,258 116,516
2017-12-12 2017-12-08 4 GOODRICH WALTER G GDP Common Stock F - Taxes D 10.3300 -24,701 -255 408,557
2017-12-12 2017-12-08 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 58,258 433,258
2017-12-12 2017-12-08 4 Killelea Michael J GDP Phantom Stock M - Exercise D -23,152 46,305
2017-12-12 2017-12-08 4 Killelea Michael J GDP Common Stock F - Taxes D 10.3300 -6,332 -65 102,032
2017-12-12 2017-12-08 4 Killelea Michael J GDP Common Stock M - Exercise D 23,152 108,364
2017-12-12 2017-12-08 4 Leight Kenneth Adam GDP Phantom Stock M - Exercise D -14,140 0
2017-12-12 2017-12-08 4 Leight Kenneth Adam GDP Common Stock M - Exercise D 14,140 14,140
2017-12-12 2017-12-08 4 LEULIETTE TIMOTHY D GDP Phantom Stock M - Exercise D -14,140 0
2017-12-12 2017-12-08 4 LEULIETTE TIMOTHY D GDP Common Stock M - Exercise D 14,140 14,140
2017-12-12 2017-12-08 4 PULLY STEVEN J GDP Phantom Stock M - Exercise D -6,170 0
2017-12-12 2017-12-08 4 PULLY STEVEN J GDP Common Stock M - Exercise D 6,170 6,170
2017-12-12 2017-12-08 4 Souers Thomas M GDP Phantom Stock M - Exercise D -14,140 0
2017-12-12 2017-12-08 4 Souers Thomas M GDP Common Stock M - Exercise D 14,140 14,140
2017-12-12 2017-12-08 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D -58,258 116,516
2017-12-12 2017-12-08 4 TURNHAM ROBERT C JR GDP Common Stock F - Taxes D 10.3300 -24,701 -255 408,576
2017-12-12 2017-12-08 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 58,258 433,277
2017-12-12 2017-12-08 4 BARKER ROBERT T GDP Phantom Stock M - Exercise D -7,541 15,083
2017-12-12 2017-12-08 4 BARKER ROBERT T GDP Common Stock F - Taxes D 10.3300 -2,056 -21 8,990
2017-12-12 2017-12-08 4 BARKER ROBERT T GDP Common Stock M - Exercise D 7,541 11,046
2017-12-12 2017-12-08 4 Coleman Ronald F GDP Phantom Stock M - Exercise D -14,140 0
2017-12-12 2017-12-08 4 Coleman Ronald F GDP Common Stock M - Exercise D 14,140 33,140
2017-12-12 2017-12-08 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -28,657 57,316
2017-12-12 2017-12-08 4 FERCHAU MARK E GDP Common Stock F - Taxes D 10.3300 -7,838 -81 130,380
2017-12-12 2017-12-08 4 FERCHAU MARK E GDP Common Stock M - Exercise D 28,657 138,218
2017-12-11 2017-12-08 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.3950 -21,400 -222 3,852,326
2017-12-11 2017-12-07 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.3733 -6,800 -71 3,873,726
2017-12-06 2017-12-05 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.5770 -9,700 -103 3,880,526
2017-12-06 2017-12-04 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.7900 -119 -1 3,890,226
2017-12-04 2017-11-30 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.5917 -1,045 -11 3,890,345
2017-11-30 2017-11-29 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.5000 -9,665 -101 3,891,390
2017-11-30 2017-11-28 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.5100 -4,700 -49 3,901,055
2017-11-27 2017-11-22 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.3517 -504 -5 3,905,755
2017-11-22 2017-11-21 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.3050 -100 -1 3,906,259
2017-11-22 2017-11-20 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.6126 -1,900 -20 3,906,359
2017-11-20 2017-11-17 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.6896 -9,400 -100 3,908,259
2017-11-20 2017-11-16 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.6533 -300 -3 3,917,659
2017-11-16 2017-11-15 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.7169 -4,892 -52 3,917,959
2017-11-16 2017-11-14 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.8431 -1,711 -19 3,922,851
2017-11-14 2017-11-13 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.7728 -13,704 -148 3,924,562
2017-11-14 2017-11-10 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 11.0553 -5,700 -63 3,938,266
2017-11-13 2017-11-09 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.8651 -4,700 -51 3,943,966
2017-11-13 2017-11-08 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 11.0000 -25,000 -275 3,948,666
2017-11-13 2017-11-08 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 11.0000 -5,211 -57 3,973,666
2017-10-17 2017-10-16 4 BARKER ROBERT T GDP Common Stock S - Sale D 9.0965 -113 -1 3,505
2017-10-17 2017-10-13 4 BARKER ROBERT T GDP Common Stock S - Sale D 9.6591 -60 -1 3,618
2017-10-17 2017-10-16 4 FERCHAU MARK E GDP Common Stock S - Sale D 9.0965 -1,904 -17 109,561
2017-10-17 2017-10-13 4 FERCHAU MARK E GDP Common Stock S - Sale D 9.6591 -1,035 -10 111,465
2017-10-17 2017-10-16 4 Killelea Michael J GDP Common Stock S - Sale D 9.0965 -1,483 -13 85,212
2017-10-17 2017-10-13 4 Killelea Michael J GDP Common Stock S - Sale D 9.6591 -805 -8 86,695
2017-10-16 2017-10-13 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 9.7002 -30,859 -299 3,978,877
2017-10-13 2017-10-11 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 10.0000 -30,000 -300 4,009,736
2017-10-05 2017-10-04 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 9.5915 -19,900 -191 4,039,736
2017-10-05 2017-10-04 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 9.7900 -100 -1 4,059,636
2017-10-05 2017-10-03 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 9.6697 -25,700 -249 4,059,736
2017-09-27 2017-09-25 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 9.6610 -2,689 -26 4,085,436
2017-09-25 2017-09-22 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 9.6108 -3,700 -36 4,088,125
2017-09-25 2017-09-22 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 9.5710 -2,667 -26 4,091,825
2017-09-25 2017-09-21 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 9.6970 -7,600 -74 4,094,492
2017-09-25 2017-09-21 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 9.4855 -7,333 -70 4,102,092
2017-09-21 2017-09-20 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 9.5289 -8,990 -86 4,109,425
2017-09-21 2017-09-20 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 9.6592 -1,010 -10 4,118,415
2017-09-21 2017-09-19 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 9.5629 -10,745 -103 4,119,425
2017-08-23 2017-08-21 4 Coleman Ronald F GDP Common Stock A - Award D 8.6700 11,500 100 19,000
2017-07-11 2017-07-07 4 Coleman Ronald F GDP Common Stock A - Award D 13.0300 7,500 98 7,500
2017-06-21 2017-06-20 4 JPMORGAN CHASE & CO Through subsidiary GDP Common Stock X - Other I 13.0000 -223 -3 609,041
2017-06-20 2017-06-19 4 JPMORGAN CHASE & CO Through subsidiary GDP Common Stock X - Other I 13.3200 -40 -1 609,264
2017-06-19 2017-06-16 4 JPMORGAN CHASE & CO Through subsidiary GDP Common Stock X - Other I 13.3900 -9,930 -133 609,304
2017-06-16 2017-06-15 4 JPMORGAN CHASE & CO Through subsidiary GDP Common Stock X - Other I 13.3700 -5,766 -77 619,234
2017-06-06 2017-06-06 4 BARKER ROBERT T GDP Common Stock S - Sale D 12.2000 -1,476 -18 3,678
2017-06-06 2017-06-05 4 BARKER ROBERT T GDP Common Stock S - Sale D 12.2000 -596 -7 5,154
2017-06-06 2017-06-02 4 BARKER ROBERT T GDP Common Stock S - Sale D 12.2000 -1,000 -12 5,750
2017-06-01 2017-05-26 4 JPMORGAN CHASE & CO Through subsidiary GDP Warrants to purchase Common Stock X - Other I 0.01 0.0100 -625,000 -6 0
2017-06-01 2017-05-26 4 JPMORGAN CHASE & CO Through subsidiary GDP Common Stock X - Other I 0.0100 625,000 6 625,000
2017-05-31 2017-05-26 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 11.9001 -113,165 -1,347 4,130,170
2017-05-26 2017-05-24 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 11.8000 -50,000 -590 4,243,335
2017-05-24 2017-05-22 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 12.6708 -3,450 -44 4,293,335
2017-05-22 2017-05-19 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 13.1076 -4,888 -64 4,296,785
2017-05-22 2017-05-18 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 13.3419 -23,900 -319 4,301,673
2017-03-22 2017-03-21 4 PULLY STEVEN J GDPP Phantom Stock A - Award D 6,170 6,170
2017-02-27 2017-02-23 4 FRANKLIN RESOURCES INC GDPM Common Stock S - Sale I 14.0000 -112,000 -1,568 4,325,573
2017-01-03 3 Ulrich Kevin Michael By Anchorage Illiquid Opportunities V, L.P. GDPP Common Stock I 2,326,460
2017-01-03 3 Ulrich Kevin Michael By AIO V AIV 1 Holdings, L.P. GDPP Common Stock I 2,376,772
2017-01-03 3 Ulrich Kevin Michael By AIO V AIV 1 Holdings, L.P. GDPP Common Stock I 2,376,772
2017-01-03 3 Ulrich Kevin Michael By Anchorage Illiquid Opportunities V, L.P. GDPP Common Stock I 2,326,460
2017-01-03 3 Ulrich Kevin Michael By Anchorage Illiquid Opportunities V, L.P. GDPP Common Stock I 2,326,460
2017-01-03 3 Ulrich Kevin Michael By AIO V AIV 1 Holdings, L.P. GDPP Common Stock I 2,376,772
2017-01-03 3 Ulrich Kevin Michael By AIO V AIV 1 Holdings, L.P. GDPP Common Stock I 2,376,772
2017-01-03 3 Ulrich Kevin Michael By Anchorage Illiquid Opportunities V, L.P. GDPP Common Stock I 2,326,460
2016-12-12 2016-12-08 4 BARKER ROBERT T GDPP Phantom Stock A - Award D 22,624 22,624
2016-12-12 2016-12-08 4 Coleman Ronald F GDPP Phantom Stock A - Award D 14,140 14,140
2016-12-12 2016-12-08 4 DAVIS EUGENE I GDPP Phantom Stock A - Award D 14,140 14,140
2016-12-12 2016-12-08 4 FERCHAU MARK E GDPP Phantom Stock A - Award D 85,973 85,973
2016-12-12 2016-12-08 4 Killelea Michael J GDPP Phantom Stock A - Award D 69,457 69,457
2016-12-12 2016-12-08 4 Leight Kenneth Adam GDPP Phantom Stock A - Award D 14,140 14,140
2016-12-12 2016-12-08 4 LEULIETTE TIMOTHY D GDPP Phantom Stock A - Award D 14,140 14,140
2016-12-12 2016-12-08 4 Souers Thomas M GDPP Phantom Stock A - Award D 14,140 14,140
2016-12-12 2016-12-08 4 TURNHAM ROBERT C JR GDPP Phantom Stock A - Award D 174,774 174,774
2016-12-12 2016-12-07 4 TURNHAM ROBERT C JR GDPP Common Stock P - Purchase D 5.5000 19 0 375,019
2016-12-12 2016-12-08 4 GOODRICH WALTER G GDPP Phantom Stock A - Award D 174,774 174,774
2016-11-07 2016-10-28 4 FRANKLIN RESOURCES INC GDPM Common Stock J - Other I -31,892 4,437,573
2016-10-31 2016-10-12 4/A BARKER ROBERT T NONE Common Stock A - Award D 1,101 6,750
2016-10-31 2016-10-12 4/A BARKER ROBERT T NONE Common Stock A - Award D 734 5,649
2016-10-31 2016-10-12 4/A BARKER ROBERT T NONE Common Stock A - Award D 1,843 4,915
2016-10-31 2016-10-12 4/A BARKER ROBERT T NONE Common Stock A - Award D 3,072 3,072
2016-10-31 2016-10-12 4/A FERCHAU MARK E NONE Common Stock A - Award D 18,342 112,500
2016-10-31 2016-10-12 4/A FERCHAU MARK E NONE Common Stock A - Award D 12,230 94,158
2016-10-31 2016-10-12 4/A FERCHAU MARK E NONE Common Stock A - Award D 30,722 81,928
2016-10-31 2016-10-12 4/A FERCHAU MARK E NONE Common Stock A - Award D 51,206 51,206
2016-10-31 2016-10-12 4/A GOODRICH WALTER G NONE Common Stock A - Award D 61,142 375,000
2016-10-31 2016-10-12 4/A GOODRICH WALTER G NONE Common Stock A - Award D 40,760 313,858
2016-10-31 2016-10-12 4/A GOODRICH WALTER G NONE Common Stock A - Award D 102,412 273,098
2016-10-31 2016-10-12 4/A GOODRICH WALTER G NONE Common Stock A - Award D 170,686 170,686
2016-10-31 2016-10-12 4/A Killelea Michael J NONE Common Stock A - Award D 14,266 87,500
2016-10-31 2016-10-12 4/A Killelea Michael J NONE Common Stock A - Award D 9,511 73,264
2016-10-31 2016-10-12 4/A Killelea Michael J NONE Common Stock A - Award D 23,896 63,723
2016-10-31 2016-10-12 4/A Killelea Michael J NONE Common Stock A - Award D 39,827 39,827
2016-10-31 2016-10-12 4/A TURNHAM ROBERT C JR NONE Common Stock A - Award D 61,142 375,000
2016-10-31 2016-10-12 4/A TURNHAM ROBERT C JR NONE Common Stock A - Award D 40,760 313,858
2016-10-31 2016-10-12 4/A TURNHAM ROBERT C JR NONE Common Stock A - Award D 102,412 273,098
2016-10-31 2016-10-12 4/A TURNHAM ROBERT C JR NONE Common Stock A - Award D 170,686 170,686
2016-10-24 3 FRANKLIN RESOURCES INC GDPM Common Stock I 8,938,930
2016-10-24 3 FRANKLIN RESOURCES INC GDPM Common Stock I 8,938,930
2016-10-14 2016-10-12 4 BARKER ROBERT T NONE Common Stock A - Award D 1,843 4,915
2016-10-14 2016-10-12 4 BARKER ROBERT T NONE Common Stock A - Award D 3,072 3,072
2016-10-14 2016-10-12 4 FERCHAU MARK E NONE Common Stock A - Award D 30,722 81,928
2016-10-14 2016-10-12 4 FERCHAU MARK E NONE Common Stock A - Award D 51,206 51,206
2016-10-14 2016-10-12 4 GOODRICH WALTER G NONE Common Stock A - Award D 102,412 273,098
2016-10-14 2016-10-12 4 GOODRICH WALTER G NONE Common Stock A - Award D 170,686 170,686
2016-10-14 2016-10-12 4 Killelea Michael J NONE Common Stock A - Award D 23,896 63,723
2016-10-14 2016-10-12 4 Killelea Michael J NONE Common Stock A - Award D 39,827 39,827
2016-10-14 2016-10-12 4 TURNHAM ROBERT C JR NONE Common Stock A - Award D 102,412 273,098
2016-10-14 2016-10-12 4 TURNHAM ROBERT C JR NONE Common Stock A - Award D 170,686 170,686
2016-10-11 2016-10-07 4 AUSTIN JOSIAH T GDPMQ 10.00% Series E Cumulative Convertible Preferred Stock S - Sale D 0.0010 -13,912 -0 0
2016-10-11 2016-09-22 4 AUSTIN JOSIAH T GDPMQ Common Stock S - Sale D 0.0142 -316,319 -4 323
2016-09-16 2016-08-31 4/A GOODRICH WALTER G GDPMQ 10.00% Series E Cumulataive Convertible Preferred Stock S - Sale D 0.0050 -8,000 -0 0
2016-09-16 2016-08-31 4/A GOODRICH WALTER G Goodrich Energy Inc. GDPMQ Common Stock S - Sale I 0.0270 -29,799 -1 69,476
2016-09-16 2016-08-31 4/A GOODRICH WALTER G Goodrich Energy Inc. GDPMQ Common Stock S - Sale I 0.0209 -282,134 -6 99,275
2016-09-16 2016-08-31 4/A GOODRICH WALTER G GDPMQ Common Stock S - Sale D 0.0270 -29,804 -1 276,748
2016-09-16 2016-08-31 4/A GOODRICH WALTER G GDPMQ Common Stock S - Sale D 0.0270 -35,400 -1 306,552
2016-09-16 2016-08-31 4/A GOODRICH WALTER G GDPMQ Common Stock S - Sale D 0.0213 -7,608 -0 341,952
2016-09-16 2016-08-30 4/A GOODRICH WALTER G GDPMQ Common Stock S - Sale D 0.0270 -10,341 -0 349,560
2016-09-16 2016-09-15 4 GOODRICH WALTER G through spouse GDPMQ Common Stock S - Sale I 0.0207 -100,000 -2 0
2016-09-16 2016-09-15 4 GOODRICH WALTER G GDPMQ Common Stock S - Sale D 0.0296 -44,600 -1 850
2016-09-16 2016-09-15 4 GOODRICH WALTER G GDPMQ Common Stock S - Sale D 0.0210 -130,774 -3 45,450
2016-09-16 2016-09-14 4 GOODRICH WALTER G Goodrich Energy Inc. GDPMQ Common Stock S - Sale I 0.0214 -69,476 -1 0
2016-09-16 2016-09-14 4 GOODRICH WALTER G GDPMQ Common Stock S - Sale D 0.0214 -100,524 -2 176,224
2016-09-08 2016-09-08 4 BARKER ROBERT T GDPMQ Common Stock S - Sale D 0.0216 -10,000 -0 0
2016-09-08 2016-09-06 4 BARKER ROBERT T GDPMQ 10.00% Series E Cumulative Convertible Preferred Stock C - Conversion D -2,000 0
2016-09-08 2016-09-06 4 BARKER ROBERT T GDPMQ Common Stock C - Conversion D 10,000 10,000
2016-09-01 2016-08-31 4 GOODRICH WALTER G GDPMQ 10.00% Series E Cumulataive Convertible Preferred Stock S - Sale D 0.0050 -8,000 -0 0
2016-09-01 2016-08-31 4 GOODRICH WALTER G Goodrich Energy Inc. GDPMQ Common Stock S - Sale I 0.0209 -282,134 -6 99,275
2016-09-01 2016-08-31 4 GOODRICH WALTER G GDPMQ Common Stock S - Sale D 0.0270 -29,799 -1 276,753
2016-09-01 2016-08-31 4 GOODRICH WALTER G GDPMQ Common Stock S - Sale D 0.0270 -35,400 -1 306,552
2016-09-01 2016-08-31 4 GOODRICH WALTER G GDPMQ Common Stock S - Sale D 0.0213 -7,608 -0 341,952
2016-09-01 2016-08-30 4 GOODRICH WALTER G GDPMQ Common Stock S - Sale D 0.0270 -10,341 -0 349,560
2016-08-12 2016-08-12 4 PERDUE MICHAEL J GDP Common Stock S - Sale D 0.0272 -25,000 -1 0
2016-08-12 2016-08-10 4 PERDUE MICHAEL J Merrill Lynch CMA Trust Account GDP Common Stock S - Sale I 0.0264 -75,000 -2 0
2016-08-12 2016-08-11 4 TURNHAM ROBERT C JR GDPMQ 10.00% Series E Cumulative Convertible Preferred Stock S - Sale D 0.0050 -3,600 -0 0
2016-08-12 2016-08-11 4 TURNHAM ROBERT C JR GDPMQ Common Stock S - Sale D 0.0270 -30,330 -1 2,083
2016-08-12 2016-08-11 4 TURNHAM ROBERT C JR GDPMQ Common Stock S - Sale D 0.0266 -6,801 -0 32,413
2016-08-12 2016-08-10 4 TURNHAM ROBERT C JR GDPMQ Common Stock S - Sale D 0.0275 -45,921 -1 39,214
2016-07-14 2016-07-14 4 FERCHAU MARK E GDPMQ Common Stock S - Sale D 0.0425 -63,754 -3 0
2016-07-14 2016-07-13 4 TURNHAM ROBERT C JR GDPMQ Common Stock S - Sale D 0.0500 -28,250 -1 85,135
2016-07-14 2016-07-12 4 TURNHAM ROBERT C JR GDPMQ Common Stock S - Sale D 0.0500 -16,000 -1 113,385
2016-07-14 2016-05-26 4 TURNHAM ROBERT C JR GDPMQ Common Stock S - Sale D 0.0275 -2,000 -0 129,385
2016-06-30 2016-06-28 4 BARKER ROBERT T GDPMQ Common Stock S - Sale D 0.0301 -23,711 -1 0
2016-05-25 2016-05-24 4 TURNHAM ROBERT C JR GDPMQ Common Stock S - Sale D 0.0280 -31,325 -1 131,385
2016-05-25 2016-05-23 4 TURNHAM ROBERT C JR Through Spouse GDPMQ Common Stock S - Sale I 0.0250 -29,950 -1 0
2016-05-25 2016-05-23 4 TURNHAM ROBERT C JR GDPMQ Common Stock S - Sale D 0.0250 -7,800 -0 162,710
2016-05-24 2016-05-17 4 Killelea Michael J GDPMQ Common Stock S - Sale D 0.0222 -11,000 -0 5,485
2016-05-24 2016-05-17 4 Killelea Michael J GDPMQ Common Stock S - Sale D 0.0220 -65,600 -1 16,485
2016-05-19 2016-05-18 4 SEELIGSON ARTHUR A GDPMQ Common Stock S - Sale D 0.0202 -105,402 -2 855
2016-05-17 2016-05-17 4 TURNHAM ROBERT C JR GDPMQ Common Stock S - Sale D 0.0276 -1,000 -0 170,510
2016-05-17 2016-05-16 4 TURNHAM ROBERT C JR GDPMQ Common Stock S - Sale D 0.0250 -73,300 -2 171,510
2016-05-17 2016-05-13 4 TURNHAM ROBERT C JR GDPMQ Common Stock S - Sale D 0.0276 -30,000 -1 244,810
2016-05-17 2016-05-13 4 TURNHAM ROBERT C JR GDPMQ Common Stock S - Sale D 0.0250 -81,208 -2 274,810
2016-05-12 2016-05-10 4 Killelea Michael J GDPMQ Common Stock S - Sale D 0.0270 -67,217 -2 82,085
2016-05-12 2016-05-11 4 FERCHAU MARK E GDPMQ Common Stock S - Sale D 0.0300 -76,103 -2 63,754
2016-05-12 2016-05-11 4 FERCHAU MARK E GDPMQ Common Stock S - Sale D 0.0275 -101,798 -3 139,857
2016-05-09 2016-05-06 4 TURNHAM ROBERT C JR GDPMQ 10.00% Series E Cumulative Convertible Preferred Stock S - Sale D 0.0100 -8,000 -0 3,600
2016-05-09 2016-05-06 4 TURNHAM ROBERT C JR GDPMQ Common Stock S - Sale D 0.0258 -50,000 -1 356,018
2016-05-09 2016-05-06 4 TURNHAM ROBERT C JR GDPMQ Common Stock S - Sale D 0.0258 -50,000 -1 356,018
2016-05-09 2016-05-06 4 TURNHAM ROBERT C JR GDPMQ Common Stock S - Sale D 0.0256 -103,295 -3 406,018
2016-03-11 2016-03-10 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -8,056 16,111
2016-03-11 2016-03-10 4 FERCHAU MARK E GDP Common Stock F - Taxes D 0.0800 -2,630 -0 241,655
2016-03-11 2016-03-10 4 FERCHAU MARK E GDP Common Stock M - Exercise D 8,056 244,285
2016-03-11 2016-03-10 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -11,667 23,333
2016-03-11 2016-03-10 4 GOODRICH WALTER G GDP Common Stock F - Taxes D 0.0800 -3,809 -0 359,901
2016-03-11 2016-03-10 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 11,667 363,710
2016-03-11 2016-03-10 4 Killelea Michael J GDP Phantom Stock M - Exercise D -5,084 10,166
2016-03-11 2016-03-10 4 Killelea Michael J GDP Common Stock F - Taxes D 0.0800 -1,660 -0 149,302
2016-03-11 2016-03-10 4 Killelea Michael J GDP Common Stock M - Exercise D 5,084 150,962
2016-03-11 2016-03-10 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D -10,556 21,111
2016-03-11 2016-03-10 4 TURNHAM ROBERT C JR GDP Common Stock F - Taxes D 0.0800 -3,446 -0 559,313
2016-03-11 2016-03-10 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 10,556 562,759
2016-01-06 2016-01-04 4 GOODRICH WALTER G GDP Phantom Stock A - Award D 17,812 17,812
2015-12-18 2015-12-16 4 BARKER ROBERT T GDP 10.00% Series E Cumulative Convertible Preferred Stock P - Purchase D 2,000 2,000
2015-12-18 2015-12-16 4 BARKER ROBERT T GDP 9.75% Series D Cumulative Preferred Stock S - Sale D -2,000 0
2015-12-18 2015-12-16 4 WASHINGTON GENE GDP 10.00% Series E Cumulative Convertible Preferred Stock P - Purchase D 2,650 2,650
2015-12-18 2015-12-16 4 WASHINGTON GENE GDP 5.375% Series B Cumulative Convertible Preferred Stock S - Sale D -1,000 0
2015-12-18 2015-12-16 4 WASHINGTON GENE GDP 10.00% Series C Cumulative Preferred Stock S - Sale D -1,450 0
2015-12-18 2015-12-16 4 TURNHAM ROBERT C JR GDP 10.00% Series E Cumulative Convertible Preferred Stock P - Purchase D 11,600 11,600
2015-12-18 2015-12-16 4 TURNHAM ROBERT C JR GDP 5.375% Series B Cumulative Convertible Preferred Stock S - Sale D -3,000 0
2015-12-18 2015-12-16 4 TURNHAM ROBERT C JR GDP 10.00% Series C Cumulative Preferred Stock S - Sale D -4,000 0
2015-12-18 2015-12-16 4 TURNHAM ROBERT C JR GDP 9.75% Series D Cumulative Preferred Stock S - Sale D -4,000 0
2015-12-18 2015-12-16 4 GOODRICH WALTER G GDP 10.00% Series E Cumulataive Convertible Preferred Stock P - Purchase D 8,000 8,000
2015-12-18 2015-12-16 4 GOODRICH WALTER G GDP 9.75% Series D Cumulative Preferred Stock S - Sale D -4,000 0
2015-12-18 2015-12-16 4 GOODRICH WALTER G GDP 10.00% Series C Cumulataive Preferred Stock S - Sale D -4,000 0
2015-12-18 2015-12-16 4 AUSTIN JOSIAH T GDP 10.00% Series E Cumulative Convertible Preferred Stock P - Purchase D 13,912 13,912
2015-12-18 2015-12-16 4 AUSTIN JOSIAH T GDP 9.75% Series D Cumulative Preferred Stock S - Sale D -13,912 0
2015-12-15 2015-12-11 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -10,997 10,997
2015-12-15 2015-12-11 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -16,496 16,496
2015-12-15 2015-12-11 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -28,748 0
2015-12-15 2015-12-11 4 FERCHAU MARK E GDP Common Stock F - Taxes D 0.2300 -15,383 -4 236,229
2015-12-15 2015-12-11 4 FERCHAU MARK E GDP Common Stock M - Exercise D 10,997 251,612
2015-12-15 2015-12-11 4 FERCHAU MARK E GDP Common Stock M - Exercise D 16,496 240,615
2015-12-15 2015-12-11 4 FERCHAU MARK E GDP Common Stock M - Exercise D 28,748 224,119
2015-12-15 2015-12-11 4 Killelea Michael J GDP Phantom Stock M - Exercise D -7,338 7,338
2015-12-15 2015-12-11 4 Killelea Michael J GDP Phantom Stock M - Exercise D -6,940 6,939
2015-12-15 2015-12-11 4 Killelea Michael J GDP Phantom Stock M - Exercise D -17,439 0
2015-12-15 2015-12-11 4 Killelea Michael J GDP Common Stock F - Taxes D 0.2300 -8,676 -2 145,878
2015-12-15 2015-12-11 4 Killelea Michael J GDP Common Stock M - Exercise D 7,338 154,554
2015-12-15 2015-12-11 4 Killelea Michael J GDP Common Stock M - Exercise D 6,940 147,216
2015-12-15 2015-12-11 4 Killelea Michael J GDP Common Stock M - Exercise D 17,439 140,276
2015-12-15 2015-12-11 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D -21,615 21,615
2015-12-15 2015-12-11 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D -14,410 14,410
2015-12-15 2015-12-11 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D -36,780 0
2015-12-15 2015-12-11 4 TURNHAM ROBERT C JR GDP Common Stock F - Taxes D 0.2300 -19,914 -5 552,203
2015-12-15 2015-12-11 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 21,615 572,117
2015-12-15 2015-12-11 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 14,410 550,502
2015-12-15 2015-12-11 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 36,780 536,092
2015-12-15 2015-12-11 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -23,891 23,890
2015-12-15 2015-12-11 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -15,927 15,927
2015-12-15 2015-12-11 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -38,894 0
2015-12-15 2015-12-11 4 GOODRICH WALTER G GDP Common Stock F - Taxes D 0.2300 -21,530 -5 352,043
2015-12-15 2015-12-11 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 23,891 373,573
2015-12-15 2015-12-11 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 15,927 349,682
2015-12-15 2015-12-11 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 38,894 333,755
2015-12-15 2015-12-11 4 BARKER ROBERT T GDP Phantom Stock M - Exercise D -1,138 1,137
2015-12-15 2015-12-11 4 BARKER ROBERT T GDP Phantom Stock M - Exercise D -2,338 0
2015-12-15 2015-12-11 4 BARKER ROBERT T GDP Common Stock F - Taxes D 0.2300 -952 -0 23,711
2015-12-15 2015-12-11 4 BARKER ROBERT T GDP Common Stock M - Exercise D 1,138 24,663
2015-12-15 2015-12-11 4 BARKER ROBERT T GDP Common Stock M - Exercise D 2,338 23,525
2015-12-11 2015-12-09 4 BARKER ROBERT T GDP Phantom Stock M - Exercise D -5,970 5,970
2015-12-11 2015-12-09 4 BARKER ROBERT T GDP Common Stock F - Taxes D 0.2500 -1,633 -0 21,187
2015-12-11 2015-12-09 4 BARKER ROBERT T GDP Common Stock M - Exercise D 5,970 22,820
2015-12-11 2015-12-09 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -24,047 48,092
2015-12-11 2015-12-09 4 FERCHAU MARK E GDP Common Stock F - Taxes D 0.2500 -6,577 -2 195,371
2015-12-11 2015-12-09 4 FERCHAU MARK E GDP Common Stock M - Exercise D 24,047 201,948
2015-12-11 2015-12-09 4 GOODRICH WALTER G GDP Common Stock F - Taxes D 0.2500 -9,525 -2 294,861
2015-12-11 2015-12-09 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 34,826 304,386
2015-12-11 2014-12-09 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -34,826 69,652
2015-12-11 2015-12-09 4 Killelea Michael J GDP Phantom Stock M - Exercise D -15,174 30,348
2015-12-11 2015-12-09 4 Killelea Michael J GDP Common Stock F - Taxes D 0.2500 -4,151 -1 122,837
2015-12-11 2015-12-09 4 Killelea Michael J GDP Common Stock M - Exercise D 15,174 126,988
2015-12-11 2015-12-09 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D -31,509 63,018
2015-12-11 2015-12-09 4 TURNHAM ROBERT C JR GDP Common Stock F - Taxes D 0.2500 -8,618 -2 499,312
2015-12-11 2015-12-09 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 31,509 507,930
2015-09-23 2015-09-21 4 BARKER ROBERT T GDP Phantom Stock A - Award D 75,150 75,150
2015-09-23 2015-09-21 4 FERCHAU MARK E GDP Phantom Stock A - Award D 356,250 356,250
2015-09-23 2015-09-21 4 Killelea Michael J GDP Phantom Stock A - Award D 287,812 287,812
2015-09-23 2015-09-21 4 TURNHAM ROBERT C JR GDP Phantom Stock A - Award D 455,625 455,625
2015-09-23 2015-09-21 4 GOODRICH WALTER G GDP Phantom Stock A - Award D 465,000 465,000
2015-06-18 2015-06-18 4 AUSTIN JOSIAH T GDP Depositary Shares P - Purchase D 6.2263 6,912 43 83,912
2015-06-18 2015-06-17 4 AUSTIN JOSIAH T GDP Depositary Shares P - Purchase D 6.9900 7,000 49 77,000
2015-06-18 2015-06-18 4 PERDUE MICHAEL J Merrill Lynch CMA Trust Account GDP Common Stock P - Purchase I 1.9900 11,887 24 75,000
2015-06-09 2015-05-29 4/A AUSTIN JOSIAH T GDP Common Stock A - Award D 2.7500 63,636 175 70,642
2015-06-02 2015-05-29 4 AUSTIN JOSIAH T Josiah & Valer Austin Family Revocable Trust GDP Common Stock A - Award I 2.7500 63,636 175 153,242
2015-06-02 2015-05-29 4 SEELIGSON ARTHUR A GDP Common Stock A - Award D 2.7500 36,400 100 106,257
2015-06-02 2015-05-29 4 WASHINGTON GENE GDP Common Stock A - Award D 2.7500 36,363 100 75,511
2015-06-02 2015-05-29 4 GOODSON PETER GDP Common Stock A - Award D 2.7500 36,363 100 87,369
2015-06-02 2015-05-29 4 Straty Stephen M. GDP Common Stock A - Award D 2.7500 40,000 110 66,667
2015-06-02 2015-05-29 4 PERDUE MICHAEL J Merrill Lynch CMA Trust Account GDP Common Stock A - Award I 2.7500 36,363 100 63,113
2015-06-02 2015-05-29 4 MALLOY PATRICK E GDP Common Stock A - Award D 2.7500 62,651 172 5,245,982
2015-04-02 2015-04-02 4 GOODRICH WALTER G GDP Common Stock S - Sale D 3.5780 -275,790 -987 269,560
2015-03-19 2015-03-10 4 Schott Jan L GDP Phantom Stock A - Award D 19,458 19,458
2015-03-19 2015-03-10 4 FERCHAU MARK E GDP Phantom Stock A - Award D 24,167 24,167
2015-03-19 2015-03-10 4 GOODRICH WALTER G GDP Phantom Stock A - Award D 35,000 35,000
2015-03-19 2015-01-29 4 GOODRICH WALTER G GDP Common Stock G - Gift D 2.6100 -8,700 -23 545,350
2015-03-19 2015-03-10 4 Killelea Michael J GDP Phantom Stock A - Award D 15,250 15,250
2015-03-19 2015-03-10 4 TURNHAM ROBERT C JR GDP Phantom Stock A - Award D 31,667 31,667
2015-02-12 2014-12-30 5 GOODRICH WALTER G GDP Common Stock G - Gift D 4.6200 -5,500 -25 554,050
2015-02-12 2014-12-30 5 GOODRICH WALTER G GDP Common Stock G - Gift D 4.6200 -5,500 -25 559,550
2015-02-12 2014-12-30 5 GOODRICH WALTER G GDP Common Stock G - Gift D 4.6200 -5,500 -25 565,050
2015-02-12 2014-12-30 5 GOODRICH WALTER G GDP Common Stock G - Gift D 4.6200 -5,500 -25 570,550
2014-12-17 2014-12-16 4 GOODRICH WALTER G GDP Common Stock S - Sale D 4.1351 -8,057 -33 576,050
2014-12-17 2014-12-15 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -21,858 0
2014-12-17 2014-12-15 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 21,858 584,107
2014-12-17 2014-12-16 4 FERCHAU MARK E GDP Common Stock S - Sale D 4.1351 -4,362 -18 177,901
2014-12-17 2014-12-15 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -16,156 0
2014-12-17 2014-12-15 4 FERCHAU MARK E GDP Common Stock M - Exercise D 16,156 182,263
2014-12-17 2014-12-16 4 Killelea Michael J GDP Common Stock S - Sale D 4.1351 -2,647 -11 111,814
2014-12-17 2014-12-15 4 Killelea Michael J GDP Phantom Stock M - Exercise D -9,800 0
2014-12-17 2014-12-15 4 Killelea Michael J GDP Common Stock M - Exercise D 9,800 114,461
2014-12-17 2014-12-16 4 Schott Jan L GDP Common Stock S - Sale D 4.1351 -2,695 -11 83,195
2014-12-17 2014-12-15 4 Schott Jan L GDP Phantom Stock M - Exercise D -9,978 0
2014-12-17 2014-12-15 4 Schott Jan L GDP Common Stock M - Exercise D 9,978 85,890
2014-12-17 2014-12-15 4 BARKER ROBERT T GDP Phantom Stock M - Exercise D -1,500 0
2014-12-17 2014-12-15 4 BARKER ROBERT T GDP Common Stock M - Exercise D 1,500 16,850
2014-12-17 2014-12-16 4 TURNHAM ROBERT C JR GDP Common Stock S - Sale D 4.1351 -7,345 -30 476,421
2014-12-17 2014-12-15 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D -20,670 0
2014-12-17 2014-12-15 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 20,670 483,766
2014-12-15 2014-12-12 4 FERCHAU MARK E GDP Common Stock S - Sale D 4.0757 -16,204 -66 166,107
2014-12-15 2014-12-11 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -10,998 21,994
2014-12-15 2014-12-11 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -16,496 32,992
2014-12-15 2014-12-11 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -28,748 28,748
2014-12-15 2014-12-11 4 FERCHAU MARK E GDP Common Stock M - Exercise D 10,998 182,311
2014-12-15 2014-12-11 4 FERCHAU MARK E GDP Common Stock M - Exercise D 16,496 171,313
2014-12-15 2014-12-11 4 FERCHAU MARK E GDP Common Stock M - Exercise D 28,748 154,817
2014-12-15 2014-12-12 4 GOODRICH WALTER G GDP Common Stock S - Sale D 4.0757 -23,981 -98 562,249
2014-12-15 2014-12-11 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -23,891 47,781
2014-12-15 2014-12-11 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -15,928 31,854
2014-12-15 2014-12-11 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -38,894 38,894
2014-12-15 2014-12-11 4 GOODRICH WALTER G GDP Common Stock S - Sale D 4.1500 -20,000 -83 586,230
2014-12-15 2014-12-11 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 23,891 606,230
2014-12-15 2014-12-11 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 15,928 582,339
2014-12-15 2014-12-11 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 38,894 566,411
2014-12-15 2014-12-12 4 Killelea Michael J GDP Common Stock S - Sale D 4.0757 -9,141 -37 104,661
2014-12-15 2014-12-11 4 Killelea Michael J GDP Phantom Stock M - Exercise D -7,338 14,676
2014-12-15 2014-12-11 4 Killelea Michael J GDP Phantom Stock M - Exercise D -6,940 13,879
2014-12-15 2014-12-11 4 Killelea Michael J GDP Phantom Stock M - Exercise D -17,439 17,439
2014-12-15 2014-12-11 4 Killelea Michael J GDP Common Stock M - Exercise D 7,338 113,802
2014-12-15 2014-12-11 4 Killelea Michael J GDP Common Stock M - Exercise D 6,940 106,464
2014-12-15 2014-12-11 4 Killelea Michael J GDP Common Stock M - Exercise D 17,439 99,524
2014-12-15 2014-12-12 4 Schott Jan L GDP Common Stock S - Sale D 4.0757 -10,373 -42 75,912
2014-12-15 2014-12-11 4 Schott Jan L GDP Phantom Stock M - Exercise D -9,386 18,771
2014-12-15 2014-12-11 4 Schott Jan L GDP Phantom Stock M - Exercise D -8,855 17,709
2014-12-15 2014-12-11 4 Schott Jan L GDP Phantom Stock M - Exercise D -17,756 17,756
2014-12-15 2014-12-11 4 Schott Jan L GDP Common Stock M - Exercise D 9,386 86,285
2014-12-15 2014-12-11 4 Schott Jan L GDP Common Stock M - Exercise D 8,855 76,899
2014-12-15 2014-12-11 4 Schott Jan L GDP Common Stock M - Exercise D 17,756 68,044
2014-12-15 2014-12-11 4 BARKER ROBERT T GDP Phantom Stock M - Exercise D -1,138 2,275
2014-12-15 2014-12-11 4 BARKER ROBERT T GDP Phantom Stock M - Exercise D -2,338 2,338
2014-12-15 2014-12-11 4 BARKER ROBERT T GDP Common Stock M - Exercise D 1,138 15,350
2014-12-15 2014-12-11 4 BARKER ROBERT T GDP Common Stock M - Exercise D 2,338 14,212
2014-12-15 2014-12-12 4 TURNHAM ROBERT C JR GDP Common Stock S - Sale D 4.0757 -20,974 -85 463,096
2014-12-15 2014-12-11 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D -21,616 43,230
2014-12-15 2014-12-11 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D -14,411 28,820
2014-12-15 2014-12-11 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D -36,780 36,780
2014-12-15 2014-12-11 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 21,616 484,070
2014-12-15 2014-12-11 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 14,411 462,454
2014-12-15 2014-12-11 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 36,780 448,043
2014-12-11 2014-12-09 4 FERCHAU MARK E GDP Phantom Stock A - Award D 72,139 72,139
2014-12-11 2014-12-09 4 Killelea Michael J GDP Phantom Stock A - Award D 45,522 45,522
2014-12-11 2014-12-09 4 GOODRICH WALTER G GDP Phantom Stock A - Award D 104,478 104,478
2014-12-11 2014-11-25 4 GOODRICH WALTER G GDP Common Stock G - Gift D 9.8300 -1,000 -10 527,517
2014-12-11 2014-10-09 4 GOODRICH WALTER G GDP Common Stock G - Gift D 11.2200 -1,250 -14 528,517
2014-12-11 2014-09-18 4 GOODRICH WALTER G GDP Common Stock G - Gift D 17.6100 -500 -9 529,767
2014-12-11 2014-05-07 4 GOODRICH WALTER G GDP Common Stock G - Gift D 24.0800 -2,000 -48 530,267
2014-12-11 2014-04-30 4 GOODRICH WALTER G GDP Common Stock G - Gift D 25.1500 -500 -13 532,267
2014-12-11 2014-12-09 4 TURNHAM ROBERT C JR GDP Phantom Stock A - Award D 94,527 94,527
2014-12-11 2014-12-09 4 Schott Jan L GDP Phantom Stock A - Award D 58,085 58,085
2014-12-11 2014-12-09 4 BARKER ROBERT T GDP Phantom Stock A - Award D 11,940 11,940
2014-12-11 2014-12-09 4 BARKER ROBERT T GDP Depositary Shares P - Purchase D 7.8000 1,000 8 2,000
2014-12-03 2014-12-02 4 MALLOY PATRICK E GDP Common Stock S - Sale D 4.4962 -17,513 -79 5,183,331
2014-12-03 2014-12-01 4 MALLOY PATRICK E GDP Phantom Stock M - Exercise D -8,918 17,834
2014-12-03 2014-12-01 4 MALLOY PATRICK E GDP Phantom Stock M - Exercise D -18,498 18,498
2014-12-03 2014-12-01 4 MALLOY PATRICK E GDP Phantom Stock M - Exercise D -11,502 0
2014-12-03 2014-12-01 4 MALLOY PATRICK E GDP Phantom Stock A - Award D 105,708 105,708
2014-12-03 2014-12-01 4 MALLOY PATRICK E GDP Common Stock M - Exercise D 8,918 5,200,844
2014-12-03 2014-12-01 4 MALLOY PATRICK E GDP Common Stock M - Exercise D 18,498 5,191,926
2014-12-03 2014-12-01 4 MALLOY PATRICK E GDP Common Stock M - Exercise D 11,502 5,173,428
2014-11-07 2014-11-06 4 PERDUE MICHAEL J GDP Common Stock P - Purchase D 7.5231 17,075 128 25,000
2014-11-07 2014-11-06 4 TURNHAM ROBERT C JR GDP Common Stock P - Purchase D 7.3700 3,000 22 411,263
2014-10-09 2014-10-03 4 MALLOY PATRICK E Katherine C. Malloy GDP Common Stock S - Sale I 12.9800 -3,000 -39 143,000
2014-10-09 2014-10-03 4 MALLOY PATRICK E Katherine C. Malloy GDP Common Stock S - Sale I 13.0110 -3,000 -39 146,000
2014-10-09 2014-10-03 4 MALLOY PATRICK E Katherine C. Malloy GDP Common Stock S - Sale I 13.0200 -3,000 -39 149,000
2014-10-09 2014-10-03 4 MALLOY PATRICK E Katherine C. Malloy GDP Common Stock S - Sale I 13.0500 -3,000 -39 152,000
2014-10-09 2014-09-16 4 MALLOY PATRICK E Katherine C. Malloy GDP Common Stock S - Sale I 18.6510 -3,000 -56 155,000
2014-10-09 2014-09-16 4 MALLOY PATRICK E Katherine C. Malloy GDP Common Stock S - Sale I 19.1520 -3,000 -57 158,000
2014-10-09 2014-09-15 4 MALLOY PATRICK E Katherine C. Malloy GDP Common Stock S - Sale I 18.5500 -3,000 -56 161,000
2014-10-09 2014-09-12 4 MALLOY PATRICK E Katherine C. Malloy GDP Common Stock S - Sale I 18.4300 -2,000 -37 164,000
2014-10-09 2014-09-12 4 MALLOY PATRICK E Katherine C. Malloy GDP Common Stock S - Sale I 18.4400 -2,000 -37 166,000
2014-10-09 2014-09-12 4 MALLOY PATRICK E Katherine C. Malloy GDP Common Stock S - Sale I 18.4520 -2,000 -37 168,000
2014-10-09 2014-09-12 4 MALLOY PATRICK E Katherine C. Malloy GDP Common Stock S - Sale I 18.4800 -2,000 -37 170,000
2014-10-09 2014-09-12 4 MALLOY PATRICK E Katherine C. Malloy GDP Common Stock S - Sale I 18.5000 -1,750 -32 172,000
2014-10-09 2014-09-12 4 MALLOY PATRICK E Katherine C. Malloy GDP Common Stock S - Sale I 18.5010 -2,000 -37 173,750
2014-10-09 2014-09-12 4 MALLOY PATRICK E Katherine C. Malloy GDP Common Stock S - Sale I 18.5320 -2,000 -37 175,750
2014-05-21 2014-05-20 4 AUSTIN JOSIAH T Josiah & Valer Austin Family Revocable Trust GDP Common Stock A - Award I 24.9800 7,006 175 89,606
2014-05-21 2014-05-20 4 Straty Stephen M. GDP Common Stock A - Award D 24.9800 6,000 150 26,667
2014-05-21 2014-05-20 4 PERDUE MICHAEL J Merrill Lynch CMA Trust Account GDP Common Stock A - Award I 24.9800 5,000 125 26,750
2014-05-21 2014-05-20 4 GOODSON PETER GDP Common Stock A - Award D 24.9800 7,006 175 51,006
2014-05-21 2014-05-20 4 WASHINGTON GENE GDP Common Stock A - Award D 24.9800 4,004 100 75,148
2014-05-21 2014-05-20 4 SEELIGSON ARTHUR A GDP Common Stock A - Award D 24.9800 5,000 125 69,857
2014-03-31 3 BARKER ROBERT T GDP Common Stock D 24,748
2014-03-31 3 BARKER ROBERT T GDP Common Stock D 24,748
2014-03-31 3 BARKER ROBERT T GDP Depositary Shares D 13,874
2014-03-31 3 BARKER ROBERT T GDP Depositary Shares D 13,874
2014-01-10 2013-12-10 4 GOODRICH WALTER G GDP Phantom Stock A - Award D 71,672 71,672
2014-01-10 2013-12-10 4 TURNHAM ROBERT C JR GDP Phantom Stock A - Award D 64,846 64,846
2014-01-10 2013-12-10 4 Killelea Michael J GDP Phantom Stock A - Award D 22,014 22,014
2014-01-10 2013-12-10 4 Schott Jan L GDP Phantom Stock A - Award D 28,157 28,157
2014-01-10 2013-12-10 4 FERCHAU MARK E GDP Phantom Stock A - Award D 49,488 49,488
2013-12-26 2013-12-24 4 Smajstrla Dawn GDP Common Stock S - Sale D 17.1300 -3,000 -51 10,890
2013-12-16 2013-12-16 4 Killelea Michael J GDP Common Stock S - Sale D 45.8626 -4,627 -212 82,085
2013-12-16 2013-12-13 4 Killelea Michael J GDP Phantom Stock M - Exercise D -9,800 9,800
2013-12-16 2013-12-13 4 Killelea Michael J GDP Common Stock M - Exercise D 9,800 86,712
2013-12-16 2013-12-12 4 Killelea Michael J GDP Common Stock S - Sale D 16.2454 -7,969 -129 76,912
2013-12-16 2013-12-16 4 GOODRICH WALTER G GDP Common Stock S - Sale D 15.8626 -10,924 -173 532,767
2013-12-16 2013-12-13 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -21,858 21,858
2013-12-16 2013-12-13 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 21,858 543,691
2013-12-16 2013-12-12 4 GOODRICH WALTER G GDP Common Stock S - Sale D 16.2454 -19,447 -316 521,833
2013-12-16 2013-12-16 4 Schott Jan L GDP Common Stock S - Sale D 15.8626 -5,140 -82 50,288
2013-12-16 2013-12-13 4 Schott Jan L GDP Phantom Stock M - Exercise D -9,979 9,979
2013-12-16 2013-12-13 4 Schott Jan L GDP Common Stock M - Exercise D 9,979 55,428
2013-12-16 2013-12-12 4 Schott Jan L GDP Common Stock S - Sale D 16.2454 -8,879 -144 45,449
2013-12-16 2013-12-16 4 TURNHAM ROBERT C JR GDP Common Stock S - Sale D 15.8626 -10,335 -164 408,263
2013-12-16 2013-12-13 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D -20,670 20,670
2013-12-16 2013-12-13 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 20,670 418,598
2013-12-16 2013-12-12 4 TURNHAM ROBERT C JR GDP Common Stock S - Sale D 16.2454 -18,391 -299 397,928
2013-12-16 2013-12-16 4 FERCHAU MARK E GDP Common Stock S - Sale D 15.8626 -8,078 -128 126,069
2013-12-16 2013-12-13 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -16,156 16,156
2013-12-16 2013-12-13 4 FERCHAU MARK E GDP Common Stock M - Exercise D 16,156 134,147
2013-12-16 2013-12-12 4 FERCHAU MARK E GDP Common Stock S - Sale D 16.2454 -14,374 -234 117,991
2013-12-16 2013-12-13 4 GOODRICH HENRY GDP Common Stock A - Award D 16.6900 2,995 50 20,495
2013-12-16 2013-12-16 4 Smajstrla Dawn GDP Common Stock S - Sale D 15.8626 -977 -15 13,890
2013-12-16 2013-12-13 4 Smajstrla Dawn GDP Phantom Stock M - Exercise D -3,386 3,386
2013-12-16 2013-12-13 4 Smajstrla Dawn GDP Common Stock M - Exercise D 3,386 14,867
2013-12-16 2013-12-12 4 Smajstrla Dawn GDP Common Stock S - Sale D 16.2454 -1,649 -27 11,481
2013-12-11 2013-12-11 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -28,748 57,946
2013-12-11 2013-12-11 4 FERCHAU MARK E GDP Common Stock M - Exercise D 28,748 132,365
2013-12-11 2013-12-10 4 FERCHAU MARK E GDP Phantom Stock A - Award D 32,992 33,958
2013-12-11 2013-12-10 4 FERCHAU MARK E GDP Common Stock S - Sale D 17.6890 -6,518 -115 103,617
2013-12-11 2013-12-09 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -13,036 0
2013-12-11 2013-12-09 4 FERCHAU MARK E GDP Common Stock M - Exercise D 13,036 110,135
2013-12-11 2013-12-11 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D -36,781 73,560
2013-12-11 2013-12-11 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 36,781 416,319
2013-12-11 2013-12-10 4 TURNHAM ROBERT C JR GDP Phantom Stock A - Award D 43,231 43,231
2013-12-11 2013-12-10 4 TURNHAM ROBERT C JR GDP Common Stock S - Sale D 17.6890 -7,734 -137 379,538
2013-12-11 2013-12-09 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D -15,467 0
2013-12-11 2013-12-09 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 15,467 387,272
2013-12-11 2013-12-11 4 MALLOY PATRICK E GDP Common Stock S - Sale D 16.2228 -5,000 -81 5,156,926
2013-12-11 2013-12-09 4 MALLOY PATRICK E GDP Phantom Stock M - Exercise D -10,522 0
2013-12-11 2013-12-09 4 MALLOY PATRICK E GDP Common Stock M - Exercise D 10,522 5,161,926
2013-12-11 2013-12-09 4 GOODRICH HENRY GDP Phantom Stock M - Exercise D -1,055 0
2013-12-11 2013-12-09 4 GOODRICH HENRY GDP Common Stock M - Exercise D 1,055 17,500
2013-12-11 2013-12-11 4 Killelea Michael J GDP Phantom Stock M - Exercise D -17,439 34,878
2013-12-11 2013-12-11 4 Killelea Michael J GDP Common Stock M - Exercise D 17,439 84,881
2013-12-11 2013-12-10 4 Killelea Michael J GDP Phantom Stock A - Award D -20,819 20,819
2013-12-11 2013-12-09 4 Killelea Michael J GDP Phantom Stock M - Exercise D -7,803 0
2013-12-11 2013-12-09 4 Killelea Michael J GDP Common Stock M - Exercise D 7,803 70,908
2013-12-11 2012-12-10 4 Killelea Michael J GDP Common Stock S - Sale D 17.6890 -3,466 -61 67,442
2013-12-11 2013-12-11 4 Smajstrla Dawn GDP Phantom Stock M - Exercise D -6,025 12,048
2013-12-11 2013-12-11 4 Smajstrla Dawn GDP Common Stock M - Exercise D 6,025 13,130
2013-12-11 2013-12-10 4 Smajstrla Dawn GDP Phantom Stock A - Award D 8,191 8,191
2013-12-11 2013-12-10 4 Smajstrla Dawn GDP Common Stock S - Sale D 17.6953 -408 -7 7,105
2013-12-11 2013-12-09 4 Smajstrla Dawn GDP Phantom Stock M - Exercise D -1,537 0
2013-12-11 2013-12-09 4 Smajstrla Dawn GDP Common Stock M - Exercise D 1,537 7,513
2013-12-11 2013-12-11 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -38,895 77,788
2013-12-11 2013-12-11 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 38,895 541,280
2013-12-11 2013-12-10 4 GOODRICH WALTER G GDP Phantom Stock A - Award D 47,782 47,782
2013-12-11 2013-12-10 4 GOODRICH WALTER G GDP Common Stock S - Sale D 17.6890 -8,617 -152 502,385
2013-12-11 2013-12-09 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -17,235 0
2013-12-11 2013-12-09 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 17,235 511,002
2013-12-11 2013-12-11 4 Schott Jan L GDP Phantom Stock M - Exercise D -17,756 35,512
2013-12-11 2013-12-11 4 Schott Jan L GDP Common Stock M - Exercise D 17,756 54,328
2013-12-11 2013-12-10 4 Schott Jan L GDP Phantom Stock A - Award D 26,564 26,564
2013-12-11 2013-12-09 4 Schott Jan L GDP Phantom Stock M - Exercise D -7,575 0
2013-12-11 2013-12-09 4 Schott Jan L GDP Common Stock S - Sale D 17.6890 -3,721 -66 36,572
2013-12-11 2013-12-09 4 Schott Jan L GDP Common Stock M - Exercise D 7,575 40,293
2013-12-04 2013-12-02 4 PERDUE MICHAEL J Merrill Lynch CMA Trust Account GDP Common Stock P - Purchase I 18.3262 700 13 21,750
2013-12-04 2013-12-02 4 PERDUE MICHAEL J GDP Common Stock P - Purchase D 18.3952 550 10 7,925
2013-12-04 2013-12-04 4 MALLOY PATRICK E GDP Common Stock S - Sale D 19.4327 -12,000 -233 5,151,404
2013-12-04 2013-12-02 4 MALLOY PATRICK E GDP Phantom Stock M - Exercise D -18,498 36,996
2013-12-04 2013-12-02 4 MALLOY PATRICK E GDP Phantom Stock M - Exercise D -11,502 11,502
2013-12-04 2013-12-02 4 MALLOY PATRICK E GDP Phantom Stock A - Award D 26,752 26,752
2013-12-04 2013-12-02 4 MALLOY PATRICK E GDP Common Stock M - Exercise D 18,498 5,163,404
2013-12-04 2013-12-02 4 MALLOY PATRICK E GDP Common Stock M - Exercise D 11,502 5,144,906
2013-10-10 2013-10-08 4 MALLOY PATRICK E GDP 5.375% Series B Convertible Preferred Stock A - Award D 50.6500 10,000 506 70,100
2013-09-10 2013-09-06 4 GOODRICH HENRY GDP Common Stock S - Sale D 25.0350 -4,000 -100 16,445
2013-09-09 2012-12-26 5 GOODRICH WALTER G By Spouse GDP Common Stock G - Gift I 100,000 100,000
2013-09-09 2012-12-26 5 GOODRICH WALTER G GDP Common Stock G - Gift D -100,000 497,141
2013-09-03 2013-08-30 4 PERDUE MICHAEL J GDP Common Stock P - Purchase D 21.6500 475 10 7,375
2013-08-30 2013-08-29 4 AUSTIN JOSIAH T El Coronado Holdings, LLC GDP Common Stock S - Sale I 21.4827 -297,536 -6,392 1,900,790
2013-08-30 2013-08-28 4 AUSTIN JOSIAH T El Coronado Holdings, LLC GDP Common Stock S - Sale I 21.3515 -253,816 -5,419 2,198,326
2013-08-28 2013-08-24 4 Smajstrla Dawn GDP Phantom Stock M - Exercise D -833 0
2013-08-28 2013-08-24 4 Smajstrla Dawn GDP Common Stock F - Taxes D 21.0900 -221 -5 5,976
2013-08-28 2013-08-24 4 Smajstrla Dawn GDP Common Stock M - Exercise D 833 6,197
2013-08-27 2013-08-26 4 AUSTIN JOSIAH T El Coronado Holdings, LLC GDP Common Stock S - Sale I 21.5824 -90,731 -1,958 2,452,142
2013-08-27 2013-08-23 4 AUSTIN JOSIAH T El Coronado Holdings, LLC GDP Common Stock S - Sale I 21.8495 -57,917 -1,265 2,542,873
2013-08-27 2013-08-22 4 AUSTIN JOSIAH T El Coronado Holdings, LLC GDP Common Stock S - Sale I 21.9288 -300,000 -6,579 2,600,790
2013-08-27 2013-08-26 4 PERDUE MICHAEL J GDP Common Stock P - Purchase D 21.2400 500 11 6,900
2013-08-20 2013-08-14 4 AUSTIN JOSIAH T El Coronado Holdings, LLC GDP Depositary Shares P - Purchase I 25.0000 70,000 1,750 70,000
2013-08-20 2013-08-14 4 GOODRICH WALTER G GDP Depositary Shares P - Purchase D 25.0000 4,000 100 4,000
2013-08-20 2013-08-14 4 MALLOY PATRICK E GDP Depositary Shares P - Purchase D 25.0000 40,000 1,000 40,000
2013-08-20 2013-08-14 4 TURNHAM ROBERT C JR GDP Depositary Shares P - Purchase D 25.0000 4,000 100 4,000
2013-05-23 2013-05-21 4 AUSTIN JOSIAH T Josiah & Valer Austin Family Revocable Trust GDP Common Stock A - Award I 13.6100 6,000 82 82,600
2013-05-23 2013-05-21 4 GOODSON PETER GDP Common Stock A - Award D 13.6100 6,000 82 44,000
2013-05-23 2013-05-21 4 GOODRICH HENRY GDP Common Stock A - Award D 13.6100 6,000 82 20,445
2013-05-23 2013-05-21 4 PERDUE MICHAEL J Merrill Lynch CMA Trust Account GDP Common Stock A - Award I 13.6100 6,000 82 21,050
2013-05-23 2013-05-21 4 SEELIGSON ARTHUR A GDP Common Stock A - Award D 13.6100 6,000 82 64,857
2013-05-23 2013-05-21 4 WASHINGTON GENE GDP Common Stock A - Award D 13.6100 6,000 82 35,144
2013-05-23 2013-05-21 4 Straty Stephen M. GDP Common Stock A - Award D 13.6100 6,000 82 20,667
2013-04-16 2013-04-12 4 WASHINGTON GENE GDP Depositary Shares P - Purchase D 25.1500 1,450 36 1,450
2013-04-12 2013-04-05 4 GOODRICH WALTER G GDP Depositary Shares P - Purchase D 25.0000 4,000 100 4,000
2013-04-12 2013-01-18 4 GOODRICH WALTER G GDP Common Stock G - Gift D 9.6500 -3,374 -33 593,767
2013-04-12 2013-04-05 4 AUSTIN JOSIAH T El Coronado Holdings, LLC GDP Depositary Shares P - Purchase I 25.0000 60,000 1,500 60,000
2013-04-12 2013-04-05 4 MALLOY PATRICK E GDP Depositary Shares P - Purchase D 25.0000 40,000 1,000 40,000
2013-04-12 2013-04-05 4 TURNHAM ROBERT C JR GDP Depositary Shares P - Purchase D 25.0000 4,000 100 4,000
2013-03-13 2013-03-12 4 PERDUE MICHAEL J GDP Common Stock P - Purchase D 14.5446 700 10 6,400
2013-01-31 2013-01-30 4 MALLOY PATRICK E GDP Stock Option M - Exercise D 4.85 -4,000 0
2013-01-31 2013-01-30 4 MALLOY PATRICK E GDP Common Stock M - Exercise D 4.8500 4,000 19 5,133,404
2013-01-31 2013-01-29 4 WASHINGTON GENE GDP 5.375% Series B Convertible Prfd Stock A - Award D 30.8500 300 9 900
2013-01-08 2013-01-04 4 GOODRICH HENRY GDP Common Stock S - Sale D 10.1225 -1,000 -10 14,445
2013-01-08 2013-01-04 4 GOODRICH HENRY GDP Common Stock S - Sale D 10.1270 -5,105 -52 15,445
2013-01-03 2012-12-27 4 PERDUE MICHAEL J Merrill Lynch CMA Trust Account GDP Common Stock G - Gift I 8.8700 -950 -8 15,050
2013-01-03 2012-12-27 4 PERDUE MICHAEL J GDP Common Stock P - Purchase D 8.6900 813 7 5,700
2013-01-03 2012-12-27 4 PERDUE MICHAEL J GDP Common Stock P - Purchase D 8.6850 387 3 4,887
2012-12-19 2012-12-18 4 AUSTIN JOSIAH T El Coronado Holdings, LLC GDP Common Stock S - Sale I 9.2140 -50,000 -461 2,900,790
2012-12-19 2012-12-17 4 AUSTIN JOSIAH T El Coronado Holdings, LLC GDP Common Stock S - Sale I 8.0788 -250,000 -2,020 2,950,790
2012-12-19 2012-12-17 4 WASHINGTON GENE GDP 5.375% Series B Convertible Prfd Stock A - Award D 28.9000 100 3 600
2012-12-17 2012-12-13 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -16,156 32,312
2012-12-17 2012-12-13 4 FERCHAU MARK E GDP Common Stock F - Taxes D 8.1900 -4,274 -35 97,099
2012-12-17 2012-12-13 4 FERCHAU MARK E GDP Common Stock M - Exercise D 16,156 101,373
2012-12-17 2012-12-14 4 GOODRICH WALTER G GDP Common Stock G - Gift D 8.0800 -1,500 -12 597,141
2012-12-17 2012-12-13 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -21,858 43,716
2012-12-17 2012-12-13 4 GOODRICH WALTER G GDP Common Stock F - Taxes D 8.1900 -7,968 -65 598,641
2012-12-17 2012-12-13 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 21,858 606,609
2012-12-17 2012-12-13 4 GOODRICH HENRY GDP Common Stock A - Award D 8.1900 6,105 50 20,550
2012-12-17 2012-12-13 4 Killelea Michael J GDP Phantom Stock M - Exercise D -9,801 19,600
2012-12-17 2012-12-13 4 Killelea Michael J GDP Common Stock F - Taxes D 8.1900 -2,593 -21 63,105
2012-12-17 2012-12-13 4 Killelea Michael J GDP Common Stock M - Exercise D 9,801 65,698
2012-12-17 2012-12-13 4 Schott Jan L GDP Phantom Stock M - Exercise D -9,979 19,957
2012-12-17 2012-12-13 4 Schott Jan L GDP Common Stock F - Taxes D 8.1900 -2,640 -22 32,718
2012-12-17 2012-12-13 4 Schott Jan L GDP Common Stock M - Exercise D 9,979 35,358
2012-12-17 2012-12-13 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D 20,670 41,340
2012-12-17 2012-12-13 4 TURNHAM ROBERT C JR GDP Common Stock F - Taxes D 8.1900 -7,535 -62 371,805
2012-12-17 2012-12-13 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 20,670 379,340
2012-12-17 2012-12-13 4 Smajstrla Dawn GDP Phantom Stock M - Exercise D -3,386 6,771
2012-12-17 2012-12-13 4 Smajstrla Dawn GDP Common Stock F - Taxes D 8.1900 -896 -7 5,364
2012-12-17 2012-12-13 4 Smajstrla Dawn GDP Common Stock M - Exercise D 3,386 6,260
2012-12-13 2012-12-11 4 GOODRICH HENRY GDP Common Stock S - Sale D 8.2600 -833 -7 14,445
2012-12-13 2012-12-11 4 FERCHAU MARK E GDP Phantom Stock A - Award D 86,244 86,244
2012-12-13 2012-12-11 4 Killelea Michael J GDP Phantom Stock A - Award D 52,317 52,317
2012-12-13 2012-12-11 4 GOODRICH WALTER G GDP Phantom Stock A - Award D 116,683 116,683
2012-12-13 2012-12-11 4 Schott Jan L GDP Phantom Stock A - Award D 53,268 53,268
2012-12-13 2012-12-11 4 Schott Jan L GDP Phantom Stock A - Award D 53,268 53,268
2012-12-13 2012-12-11 4 Smajstrla Dawn GDP Phantom Stock A - Award D 18,073 18,073
2012-12-13 2012-06-21 4 Smajstrla Dawn GDP Phantom Stock A - Award D 11,630 11,630
2012-12-13 2012-12-11 4 TURNHAM ROBERT C JR GDP Phantom Stock A - Award D 110,341 110,341
2012-12-11 2012-12-09 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -13,037 13,036
2012-12-11 2012-12-09 4 FERCHAU MARK E GDP Common Stock F - Taxes D 8.4400 -3,449 -29 85,217
2012-12-11 2012-12-09 4 FERCHAU MARK E GDP Common Stock M - Exercise D 13,037 88,666
2012-12-11 2012-12-09 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -17,235 17,235
2012-12-11 2012-12-09 4 GOODRICH WALTER G GDP Common Stock F - Taxes D 8.4400 -4,559 -38 584,751
2012-12-11 2012-12-09 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 17,235 589,310
2012-12-11 2012-12-09 4 GOODRICH HENRY GDP Phantom Stock M - Exercise D -1,056 1,055
2012-12-11 2012-12-09 4 GOODRICH HENRY GDP Common Stock M - Exercise D 1,056 15,278
2012-12-11 2012-12-09 4 Killelea Michael J GDP Phantom Stock M - Exercise D -7,803 7,803
2012-12-11 2012-12-09 4 Killelea Michael J GDP Common Stock F - Taxes D 8.4400 -2,064 -17 55,897
2012-12-11 2012-12-09 4 Killelea Michael J GDP Common Stock M - Exercise D 7,803 57,961
2012-12-11 2012-12-09 4 MALLOY PATRICK E GDP Phantom Stock M - Exercise D -10,522 10,522
2012-12-11 2012-12-09 4 MALLOY PATRICK E GDP Common Stock M - Exercise D 10,522 5,129,404
2012-12-11 2012-12-09 4 Schott Jan L GDP Phantom Stock M - Exercise D -7,576 7,575
2012-12-11 2012-12-09 4 Schott Jan L GDP Common Stock F - Taxes D 8.4400 -2,004 -17 25,379
2012-12-11 2012-12-09 4 Schott Jan L GDP Common Stock M - Exercise D 7,576 27,383
2012-12-11 2012-12-09 4 Smajstrla Dawn GDP Phantom Stock M - Exercise D -1,538 1,537
2012-12-11 2012-12-09 4 Smajstrla Dawn GDP Common Stock F - Taxes D 8.4400 -407 -3 2,874
2012-12-11 2012-12-09 4 Smajstrla Dawn GDP Common Stock M - Exercise D 1,538 3,281
2012-12-11 2012-12-09 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D 15,467 15,467
2012-12-11 2012-12-09 4 TURNHAM ROBERT C JR GDP Common Stock F - Taxes D 8.4400 -4,092 -35 358,670
2012-12-11 2012-12-09 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 15,467 362,762
2012-12-10 2012-12-06 4 WASHINGTON GENE GDP 5.375% Series B Convertible Prfd Stock A - Award D 29.8000 200 6 500
2012-12-04 2012-12-02 4 FERCHAU MARK E GDP Phantom Stock M - Exercise D -9,322 0
2012-12-04 2012-12-02 4 FERCHAU MARK E GDP Common Stock F - Taxes D 9.0100 -2,466 -22 75,629
2012-12-04 2012-12-02 4 FERCHAU MARK E GDP Common Stock M - Exercise D 9,322 78,095
2012-12-04 2012-12-02 4 GOODRICH WALTER G GDP Phantom Stock M - Exercise D -12,325 0
2012-12-04 2012-12-02 4 GOODRICH WALTER G GDP Common Stock F - Taxes D 9.0100 -3,260 -29 572,075
2012-12-04 2012-12-02 4 GOODRICH WALTER G GDP Common Stock M - Exercise D 12,325 575,335
2012-12-04 2012-12-02 4 GOODRICH HENRY GDP Phantom Stock M - Exercise D -833 0
2012-12-04 2012-12-02 4 GOODRICH HENRY GDP Common Stock M - Exercise D 833 14,222
2012-12-04 2012-12-02 4 Killelea Michael J GDP Phantom Stock M - Exercise D -3,386 0
2012-12-04 2012-12-02 4 Killelea Michael J GDP Common Stock F - Taxes D 9.0100 -896 -8 50,158
2012-12-04 2012-12-02 4 Killelea Michael J GDP Common Stock M - Exercise D 3,386 51,054
2012-12-04 2012-12-02 4 MALLOY PATRICK E GDP Phantom Stock M - Exercise D -7,524 0
2012-12-04 2012-12-02 4 MALLOY PATRICK E GDP Common Stock M - Exercise D 7,524 5,118,882
2012-12-04 2012-12-01 4 MALLOY PATRICK E GDP Phantom Stock M - Exercise D -11,503 23,004
2012-12-04 2012-12-01 4 MALLOY PATRICK E GDP Phantom Stock A - Award D 55,494 55,494
2012-12-04 2012-12-01 4 MALLOY PATRICK E GDP Common Stock M - Exercise D 11,503 5,111,358
2012-12-04 2012-12-02 4 Schott Jan L GDP Phantom Stock M - Exercise D -3,198 0
2012-12-04 2012-12-02 4 Schott Jan L GDP Common Stock F - Taxes D 9.0100 -846 -8 19,807
2012-12-04 2012-12-02 4 Schott Jan L GDP Common Stock M - Exercise D 3,198 20,653
2012-12-04 2012-12-02 4 TURNHAM ROBERT C JR GDP Phantom Stock M - Exercise D -11,061 0
2012-12-04 2012-12-02 4 TURNHAM ROBERT C JR GDP Common Stock F - Taxes D 9.0100 -2,926 -26 347,295
2012-12-04 2012-12-02 4 TURNHAM ROBERT C JR GDP Common Stock M - Exercise D 11,061 350,221
2012-11-21 2012-11-20 4 MALLOY PATRICK E GDP 5.375% Series B Convertible Preferred Stock A - Award D 29.0200 10,100 293 60,100
2012-11-20 2012-11-16 4 MALLOY PATRICK E GDP 5.375% Series B Convertible Preferred Stock A - Award D 28.8000 100 3 50,000
2012-11-19 2012-11-14 4 GOODSON PETER GDP Common Stock P - Purchase D 7.9900 19,000 152 38,000
2012-11-15 2012-11-14 4 PERDUE MICHAEL J GDDP Common Stock P - Purchase D 7.9949 900 7 4,500
2012-11-15 2012-11-14 4 TURNHAM ROBERT C JR GDP Common Stock P - Purchase D 8.1500 10,000 82 339,160
2012-09-13 2012-09-12 4 FERCHAU MARK E GDP Common Stock S - Sale D 14.4000 -5,000 -72 68,773
2012-08-28 2012-08-24 4 GOODRICH HENRY GDP Common Stock S - Sale D 13.5670 -2,564 -35 13,389
2012-08-28 2012-08-27 4 FERCHAU MARK E GDP Common Stock S - Sale D 14.1730 -5,000 -71 73,773
2012-08-28 2012-08-24 4 Smajstrla Dawn GDP Phantom Stock M - Exercise D -833 833
2012-08-28 2012-08-24 4 Smajstrla Dawn GDP Common Stock F - Taxes D 13.7800 -221 -3 1,743
2012-08-28 2012-08-24 4 Smajstrla Dawn GDP Common Stock M - Exercise D 833 1,964
2012-07-06 2012-07-03 4 GOODRICH HENRY GDP Common Stock S - Sale D 14.9200 -1,000 -15 15,953
2012-06-26 2012-06-22 4 GOODRICH HENRY GDP Common Stock S - Sale D 13.0100 -1,000 -13 16,953
2012-06-26 2012-06-22 4 GOODRICH HENRY GDP Common Stock S - Sale D 12.9400 -1,000 -13 17,953
2012-06-26 2012-06-22 4 GOODRICH HENRY GDP Common Stock S - Sale D 13.0800 -1,000 -13 18,953
2012-06-26 2012-06-22 4 GOODRICH HENRY GDP Common Stock S - Sale D 12.6000 -2,000 -25 19,953
2012-06-26 2012-06-22 4 MALLOY PATRICK E GDP Common Stock P - Purchase D 12.5500 100 1 5,099,855
2012-06-06 2012-06-05 4 PERDUE MICHAEL J GDP Common Stock P - Purchase D 13.3104 2,300 31 3,600
2012-05-30 2012-05-30 4 TURNHAM ROBERT C JR GDP Common Stock P - Purchase D 14.5000 7,000 102 329,160
2012-05-24 2012-05-18 4 GOODSON PETER GDP Common Stock P - Purchase D 15.5450 10,000 155 19,000
2012-05-21 2012-05-17 4 GOODRICH HENRY GDP Common Stock A - Award D 13.3800 6,000 80 21,953
2012-05-21 2012-05-17 4 SEELIGSON ARTHUR A GDP Common Stock A - Award D 13.3800 6,000 80 58,857
2012-05-21 2012-05-17 4 PERDUE MICHAEL J Merrill Lynch CMA Trust Account GDP Common Stock A - Award I 13.3800 6,000 80 16,000
2012-05-21 2012-05-17 4 AUSTIN JOSIAH T Josiah & Valer Austin Family Revocable Trust GDP Common Stock A - Award I 13.3800 6,000 80 76,600
2012-05-21 2012-05-17 4 WASHINGTON GENE GDP Common Stock A - Award D 13.3800 6,000 80 29,144
2012-05-21 2012-05-17 4 GOODSON PETER GDP Common Stock A - Award D 13.3800 6,000 80 9,000
2012-05-21 2012-05-17 4 Straty Stephen M. GDP Common Stock A - Award D 13.3800 6,000 80 14,667
2012-04-20 2012-04-18 4 MALLOY PATRICK E GDP 5.375% Series B Convertible Preferred Stock A - Award D 36.2500 19,900 721 49,900
2012-04-11 2012-04-10 4 MALLOY PATRICK E GDP 5.375% Series B Convertible Preferred Stock A - Award D 36.5000 5,274 193 30,000
2012-04-11 2012-04-09 4 MALLOY PATRICK E GDP 5.375% Series B Convertible Preferred Stock A - Award D 36.5000 4,726 172 24,726
2012-04-10 2011-12-13 4/A GOODRICH HENRY GDP Phantom Stock J - Other D 0 0
2012-04-10 2012-04-09 4 GOODRICH HENRY GDP Common Stock A - Award D 14.0300 3,564 50 15,953
2012-04-05 2012-04-05 4 TURNHAM ROBERT C JR GDP 5.375% Series B Convertible Preferred Stock A - Award D 37.2700 3,000 112 3,000
2012-04-05 2012-04-04 4 MALLOY PATRICK E GDP 5.375% Series B Convertible Prfd Stock A - Award D 37.1235 8,000 297 20,000
2012-03-29 2012-03-29 4 MALLOY PATRICK E GDP 5.375% Series B Convertible Prfd Stock A - Award D 37.5500 1,000 38 12,000
2012-03-29 2012-03-28 4 MALLOY PATRICK E GDP 5.375% Series B Convertible Prfd Stock A - Award D 37.6833 1,200 45 11,000
2012-03-29 2012-03-27 4 MALLOY PATRICK E GDP 5.375% Series B Convertible Prfd Stock A - Award D 37.7500 4,800 181 9,800
2012-03-29 2012-03-26 4 MALLOY PATRICK E GDP 5.375% Series B Convertible Prfd Stock A - Award D 37.7500 5,000 189 5,000
2012-03-21 2012-03-19 4 GOODRICH HENRY GDP Common Stock S - Sale D 20.0280 -6,000 -120 12,389
2012-01-23 2012-01-19 4 Killelea Michael J GDP Phantom Stock M - Exercise D -1,666 0
2012-01-23 2012-01-19 4 Killelea Michael J GDP Common Stock F - Taxes D 14.0600 -511 -7 47,668
2012-01-23 2012-01-19 4 Killelea Michael J GDP Common Stock M - Exercise D 1,666 48,179
2012-01-10 2012-01-06 4 MALLOY PATRICK E GDP Stock Option M - Exercise D 4.11 -4,000 0
2012-01-10 2012-01-06 4 MALLOY PATRICK E GDP Common Stock M - Exercise D 4.1100 4,000 16 5,099,755
2011-04-18 3 GOODSON PETER GDP Common Stock D 0
2009-12-15 2009-12-11 4 WASHINGTON GENE GDP Common Stock S - Sale D 21.4700 -2,000 -43 17,144
2009-12-15 2009-12-11 4 WASHINGTON GENE GDP Common Stock S - Sale D 21.4100 -1,800 -39 19,144
2009-12-15 2009-12-11 4 WASHINGTON GENE GDP Common Stock S - Sale D 21.4500 -200 -4 20,944
2009-12-04 2009-12-02 4 GOODRICH HENRY GDP Phantom Stock A - Award D 2,500 2,500
2009-12-04 2009-12-02 4 FERCHAU MARK E GDP Phantom Stock A - Award D 27,968 27,968
2009-12-04 2009-12-02 4 GOODRICH WALTER G GDP Phantom Stock A - Award D 36,975 36,975
2009-12-04 2009-12-02 4 Killelea Michael J GDP Phantom Stock A - Award D 10,158 10,158
2009-12-04 2009-12-02 4 LOONEY DAVID R GDP Phantom Stock A - Award D 31,287 31,287
2009-12-04 2009-12-02 4 MALLOY PATRICK E GDP Phantom Stock A - Award D 22,573 22,573
2009-12-04 2009-12-02 4 Schott Jan L GDP Phantom Stock A - Award D 9,594 9,594
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券（例如股票期权）
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券（例如期权）
V
内部人士通过Form 4自愿报告的一笔交易
J
其他（附有交易描述的脚注）
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