FOCS / Focus Financial Partners Inc - Class A - Insider Trading and Ownership Report - SEC Form 3, 4, 5

焦点金融合作伙伴公司 - A 级
US ˙ NASDAQ ˙ US34417P1003
该符号不再有效

内部人士股份30,575 shares
内部人士情绪分数

“内部人士情绪分数”用于查找被公司内部人士购入的公司。

它是一个复杂的多因素量化模型的结果,该模型能够辨识具有最高内部人士累积持有水平的公司。该评分模型结合了内部人士在过去90天内买入的净数量、总买入股份占流通股比例,以及内部人士拥有的总股份的指标。该分数的范围从0到100,数值越高表示相对于同行业而言具有更高程度的内部人士持股水平,50为平均值。

更新频率:每日

参阅“内部人士首选”,该清单呈现被内部人士购入最多的公司。

高管情绪分数

“高管情绪分数”用于查找被公司管理层购入的公司。

根据定义,公司高管是公司内部人士,但与其他内部人士(10%的股东和董事会成员)不同,公司高管每天在公司工作,而且他们使用自己的资金进行交易。(10%的股东和董事会成员通常是基金经理,管理着其他人的资金。)因此,公司高管进行的内幕交易更为重要,应该被适当地重视和关注。

如同“内部人士情绪分数”,“高管情绪分数”也是一个复杂的多因素量化模型的计算结果,该模型能够辨识具有最高高管累积持有水平的公司。

更新频率:每日

参阅“内部人士首选”,该清单呈现被内部人士购入最多的公司。

关键内部人士指标

此表格显示了公司在各种内部人士指标上的排名。百分位数排名显示了这家公司在美国市场与其他公司相比的表现。排名越高表明公司所处状况越好。

举例来说,一般认为内部人士的买入是一个积极的指标,因此具有更多内部人士买入的公司将排名高于那些内部人士买入较少(甚至有内部人士卖出)的公司。

内部人士买入净数(排名)

N/A

内部人士买入净数是过去90天内买入的内部人士总数减去卖出的内部人士总数。以百分位排名显示(范围从0到100%)。

内部人士买入占流通股比例(排名)

N/A

内部人士买入占流通股比例是内部人士在过去90天内买入的股份总数减去卖出的股份总数,除以总流通股数并乘以100。

内幕交易图表

以下图表显示了Focus Financial Partners Inc - Class A内部人士交易。内部人士包括公司的高管、董事或重要投资者。一般而言,基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是,他们必须通过Form 4向美国证券交易委员会(SEC)报告所有交易。

内部人员名单及盈利指标

这张表格显示已知的内部人士名单,从向美国证券交易委员会(SEC)披露的申报文件中自动生成。除了姓名、当前职位和董事、高管或10%所有人的任命外,我们还提供了最新披露的持股信息。此外,我们尽可能提供内部人士的历史交易表现。历史交易表现是内部人士实际进行的公开市场买入交易表现的加权平均值。有关此计算方式的更多信息,请查看YouTube网络研讨会

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内部人士 平均收益(%) 持股
数量
分拆
调整

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跟踪内部人士买入记录 - 短期收益分析

在这一部分,我们分析了在 FOCS / Focus Financial Partners Inc - Class A 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况, 结果仅为理论值。 .

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
2021-08-16 Mashinsky Kristine 6,080 49.6938 6,080 49.6938 302,138 94 68.21 112,579 37.26
2021-08-13 Mashinsky Kristine 13,920 49.9155 13,920 49.9155 694,824
2018-07-30 Gottdiener Noah 7,575 33.0000 7,575 33.0000 249,975
2018-07-30 MCWHINNEY DEBORAH D 3,000 33.0000 3,000 33.0000 99,000

经调整价格 已按拆股调整。 经调整股数 已按拆股调整。

FOCS / Focus Financial Partners Inc - Class A Insider Trades
追踪内部人士卖出记录 - 短期亏损分析

在这一部分,我们分析了在 FOCS / Focus Financial Partners Inc - Class A 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况, 结果仅为理论值。 .

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
2021-12-20 McGranahan John Russell 78,947 54.7200 78,947 54.7200 4,319,980 304 30.6500 -1,900,253 -43.99
2021-12-20 Adolf Ruediger 505,263 54.7200 505,263 54.7200 27,647,991
2021-06-23 KKR Fund Holdings L.P. 403,615 49.8700 403,615 49.8700 20,128,280
2021-06-23 KKR Fund Holdings L.P. 3,086,585 49.8700 3,086,585 49.8700 153,927,994
2021-06-23 KKR Fund Holdings L.P. 3,654,044 49.8700 3,654,044 49.8700 182,227,174
2021-03-16 Carey James D 683,226 46.2000 683,226 46.2000 31,565,041
2021-03-16 STONE POINT CAPITAL LLC 6,046 46.2000 6,046 46.2000 279,325
2021-03-16 STONE POINT CAPITAL LLC 285,272 46.2000 285,272 46.2000 13,179,566
2021-03-16 STONE POINT CAPITAL LLC 40,688 46.2000 40,688 46.2000 1,879,786

经调整价格 已按拆股调整。 经调整股数 已按拆股调整。

FOCS / Focus Financial Partners Inc - Class A Insider Trades
交易历史记录

点击链接图标即可查看完整的交易历史记录。作为 10b5-1 自动交易计划的一部分进行报告的交易,将在标记为 10b-5 的列中显示 X。

备案
日期
交易
日期
表格 内部人士 股票代码 证券种类 代码 10b5-1 直接 执行
价格
单位
价格
股数
变化
价值
变化 (1K)
剩余
期权
剩余
股份
2023-09-01 2023-08-31 4 Shanahan James By James Shanahan 2020 Revocable Trust FOCS Class A Common Stock, $0.01 par value D - Sale to Issuer I 53.0000 -907,468 -48,096 0
2023-09-01 2023-08-31 4 Shanahan James By James Shanahan 2020 Revocable Trust FOCS Class A Common Stock, $0.01 par value M - Exercise I 907,468 907,468
2023-09-01 2023-08-31 4 Shanahan James By James Shanahan 2020 Irrevocable Insurance Trust FOCS Class A Common Stock, $0.01 par value D - Sale to Issuer I 53.0000 -46,269 -2,452 0
2023-09-01 2023-08-31 4 Shanahan James By James Shanahan 2020 Irrevocable Insurance Trust FOCS Class A Common Stock, $0.01 par value M - Exercise I 46,269 46,269
2023-09-01 2023-08-31 4 Adolf Ruediger By Adolf Family Trust II FOCS Class A Common Stock, $0.01 par value D - Sale to Issuer I 53.0000 -584,552 -30,981 0
2023-09-01 2023-08-31 4 Adolf Ruediger By Adolf Family Trust II FOCS Class A Common Stock, $0.01 par value M - Exercise I 584,552 584,552
2023-09-01 2023-08-31 4 Adolf Ruediger FOCS Class A Common Stock, $0.01 par value D - Sale to Issuer D 53.0000 -1,795,225 -95,147 0
2023-09-01 2023-08-31 4 Adolf Ruediger FOCS Class A Common Stock, $0.01 par value M - Exercise D 1,795,225 1,795,225
2023-09-01 2023-08-31 4 Morganroth Greg S. FOCS Class A Common Stock, $0.01 par value D - Sale to Issuer D 53.0000 -20,311 -1,076 0
2023-09-01 2023-08-31 4 Morganroth Greg S. FOCS Class A Common Stock, $0.01 par value M - Exercise D 20,311 20,311
2023-09-01 2023-08-31 4 McGranahan John Russell FOCS Class A Common Stock, $0.01 par value D - Sale to Issuer D 53.0000 -414,124 -21,949 0
2023-09-01 2023-08-31 4 McGranahan John Russell FOCS Class A Common Stock, $0.01 par value M - Exercise D 413,124 414,124
2023-09-01 2023-08-31 4 LeMieux George FOCS Class A Common Stock, $0.01 par value D - Sale to Issuer D 53.0000 -9,611 -509 0
2023-09-01 2023-08-31 4 LeMieux George FOCS Class A Common Stock, $0.01 par value M - Exercise D 9,611 9,611
2023-09-01 2023-08-31 4 Kodialam Rajini Sundar By Kodialam 2014 Family Trust FOCS Class A Common Stock, $0.01 par value D - Sale to Issuer I 53.0000 -937,295 -49,677 0
2023-09-01 2023-08-31 4 Kodialam Rajini Sundar By Kodialam 2014 Family Trust FOCS Class A Common Stock, $0.01 par value M - Exercise I 937,295 937,295
2023-09-01 2023-08-31 4 Kodialam Rajini Sundar FOCS Class A Common Stock, $0.01 par value D - Sale to Issuer D 53.0000 -484,019 -25,653 0
2023-09-01 2023-08-31 4 Kodialam Rajini Sundar FOCS Class A Common Stock, $0.01 par value M - Exercise D 484,019 484,019
2023-09-01 2023-08-31 4 Neuhoff Elizabeth R. FOCS Class A Common Stock, $0.01 par value D - Sale to Issuer D 53.0000 -9,611 -509 0
2023-09-01 2023-08-31 4 Neuhoff Elizabeth R. FOCS Class A Common Stock, $0.01 par value M - Exercise D 9,611 9,611
2023-09-01 2023-08-31 4 Feliciani Joseph FOCS Class A Common Stock, $0.01 par value D - Sale to Issuer D 53.0000 -28,147 -1,492 0
2023-09-01 2023-08-31 4 Feliciani Joseph FOCS Class A Common Stock, $0.01 par value M - Exercise D 28,147 28,147
2023-09-01 2023-08-31 4 Chang Leonard R. FOCS Class A Common Stock, $0.01 par value D - Sale to Issuer D 53.0000 -947,643 -50,225 0
2023-09-01 2023-08-31 4 Chang Leonard R. FOCS Class A Common Stock, $0.01 par value M - Exercise D 947,643 947,643
2023-08-31 2023-08-31 4 STONE POINT CAPITAL LLC See Footnotes FOCS Class A Common Stock D - Sale to Issuer I 53.0000 -142,016 -7,527 0
2023-08-31 2023-08-31 4 STONE POINT CAPITAL LLC See Footnotes FOCS Class A Common Stock D - Sale to Issuer I 53.0000 -6,701,039 -355,155 0
2023-08-31 2023-08-31 4 STONE POINT CAPITAL LLC See Footnotes FOCS Class A Common Stock D - Sale to Issuer I 53.0000 -955,755 -50,655 0
2023-08-31 2023-08-31 4 STONE POINT CAPITAL LLC See Footnotes FOCS Class A Common Stock D - Sale to Issuer I 53.0000 -8,250,165 -437,259 0
2023-08-31 2023-08-31 4 STONE POINT CAPITAL LLC See Footnotes FOCS Class A Common Stock M - Exercise I 8,250,165 8,250,165
2023-08-31 2023-08-31 4 Carey James D See Footnotes FOCS Class A Common Stock D - Sale to Issuer I 53.0000 -16,048,975 -850,596 0
2023-08-31 2023-08-31 4 Carey James D See Footnotes FOCS Class A Common Stock M - Exercise I 8,250,165 16,048,975
2022-03-14 2022-03-07 4 LeMieux George FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 43.07 30,000 30,000
2022-03-09 2022-03-07 4 Neuhoff Elizabeth R. FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 43.07 30,000 30,000
2021-12-27 2021-12-22 4 Feliciani Joseph FOCS Common Units in Focus Financial Partners, LLC A - Award D 1,162 2,113
2021-12-27 2021-12-22 4 Feliciani Joseph FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 58.50 5,489 5,489
2021-12-27 2021-12-22 4 Chang Leonard R. FOCS Common Units in Focus Financial Partners, LLC A - Award D 15,535 21,690
2021-12-27 2021-12-22 4 Chang Leonard R. FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 58.50 73,353 73,353
2021-12-27 2021-12-22 4 Shanahan James By James Shanahan 2020 Revocable Trust FOCS Common Units in Focus Financial Partners, LLC A - Award I 13,894 19,003
2021-12-27 2021-12-22 4 Shanahan James By James Shanahan 2020 Revocable Trust FOCS Incentive Units in Focus Financial Partners, LLC A - Award I 58.50 65,605 65,605
2021-12-27 2021-12-22 4 Mashinsky Kristine FOCS Common Units in Focus Financial Partners, LLC A - Award D 1,162 1,162
2021-12-27 2021-12-22 4 Mashinsky Kristine FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 58.50 5,489 5,489
2021-12-27 2021-12-22 4 McGranahan John Russell FOCS Common Units in Focus Financial Partners, LLC A - Award D 12,431 17,049
2021-12-27 2021-12-22 4 McGranahan John Russell By McGranahan Family 2021 Legacy Trust FOCS Incentive Units in Focus Financial Partners, LLC A - Award I 58.50 58,695 58,695
2021-12-27 2021-12-22 4 Morganroth Greg S. FOCS Common Units in Focus Financial Partners, LLC A - Award D 1,162 2,113
2021-12-27 2021-12-22 4 Morganroth Greg S. FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 58.50 5,489 5,489
2021-12-27 2021-12-22 4 Adolf Ruediger FOCS Common Units in Focus Financial Partners, LLC A - Award D 29,525 100,165
2021-12-27 2021-12-22 4 Adolf Ruediger By Adolf Family Trust II FOCS Incentive Units in Focus Financial Partners, LLC A - Award I 58.50 46,470 46,470
2021-12-27 2021-12-22 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 58.50 92,940 92,940
2021-12-27 2021-12-22 4 Kodialam Rajini Sundar FOCS Common Units in Focus Financial Partners, LLC A - Award D 19,371 27,262
2021-12-27 2021-12-22 4 Kodialam Rajini Sundar By Kodialam 2014 Family Trust Agreement FOCS Incentive Units in Focus Financial Partners, LLC A - Award I 58.50 91,465 91,465
2021-12-20 2021-12-20 4 Adolf Ruediger FOCS Common Units in Focus Financial Partners, LLC S - Sale D 54.7200 -505,263 -27,648 70,640
2021-12-20 2021-12-20 4 Adolf Ruediger FOCS Common Units in Focus Financial Partners, LLC M - Exercise D 505,263 575,903
2021-12-20 2021-12-20 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC M - Exercise D 9.00 -600,000 157,000
2021-12-20 2021-12-20 4 McGranahan John Russell FOCS Common Units in Focus Financial Partners, LLC S - Sale D 54.7200 -78,947 -4,320 4,618
2021-12-20 2021-12-20 4 McGranahan John Russell FOCS Common Units in Focus Financial Partners, LLC M - Exercise D 78,947 83,565
2021-12-20 2021-12-20 4 McGranahan John Russell FOCS Incentive Units in Focus Financial Partners, LLC M - Exercise D 21.00 -125,000 186,427
2021-12-09 2021-12-07 4 McGranahan John Russell FOCS Common Units in Focus Financial Partners, LLC F - Taxes D 64.3800 -536 -35 4,518
2021-12-09 2021-12-07 4 Chang Leonard R. FOCS Common Units in Focus Financial Partners, LLC F - Taxes D 64.3800 -583 -38 6,155
2021-12-09 2021-12-07 4 Adolf Ruediger FOCS Common Units in Focus Financial Partners, LLC F - Taxes D 64.3800 -788 -51 12,145
2021-12-09 2021-12-07 4 Shanahan James By James Shanahan 2020 Revocable Trust FOCS Common Units in Focus Financial Partners, LLC F - Taxes I 64.3800 -539 -35 5,109
2021-12-09 2021-12-07 4 Kodialam Rajini Sundar FOCS Common Units in Focus Financial Partners, LLC F - Taxes D 64.3800 -512 -33 7,891
2021-08-17 2021-08-16 4 Mashinsky Kristine FOCS Class A Common Stock P - Purchase D 49.6938 6,080 302 20,000
2021-08-17 2021-08-13 4 Mashinsky Kristine FOCS Class A Common Stock P - Purchase D 49.9155 13,920 695 13,920
2021-06-24 2021-06-23 4 KKR Fund Holdings L.P. See footnotes FOCS Units of Focus Financial Partners, LLC C - Conversion I -3,654,044 0
2021-06-24 2021-06-23 4 KKR Fund Holdings L.P. See footnotes FOCS Class A Common Stock S - Sale I 49.8700 -403,615 -20,128 0
2021-06-24 2021-06-23 4 KKR Fund Holdings L.P. See footnotes FOCS Class A Common Stock S - Sale I 49.8700 -3,086,585 -153,928 0
2021-06-24 2021-06-23 4 KKR Fund Holdings L.P. See footnotes FOCS Class A Common Stock S - Sale I 49.8700 -3,654,044 -182,227 0
2021-06-24 2021-06-23 4 KKR Fund Holdings L.P. See footnotes FOCS Class A Common Stock C - Conversion I 3,654,044 3,654,044
2021-06-24 2021-06-23 4 KKR Freya Aggregator L.P. See footnotes FOCS Units of Focus Financial Partners, LLC C - Conversion I -3,654,044 0
2021-06-24 2021-06-23 4 KKR Freya Aggregator L.P. See footnotes FOCS Class A Common Stock S - Sale I 49.8700 -403,615 -20,128 0
2021-06-24 2021-06-23 4 KKR Freya Aggregator L.P. See footnotes FOCS Class A Common Stock S - Sale I 49.8700 -3,086,585 -153,928 0
2021-06-24 2021-06-23 4 KKR Freya Aggregator L.P. See footnotes FOCS Class A Common Stock S - Sale I 49.8700 -3,654,044 -182,227 0
2021-06-24 2021-06-23 4 KKR Freya Aggregator L.P. See footnotes FOCS Class A Common Stock C - Conversion I 3,654,044 3,654,044
2021-03-18 2021-03-16 4 KKR Fund Holdings L.P. See footnotes FOCS Units of Focus Financial Partners, LLC C - Conversion I -155,558 3,654,044
2021-03-18 2021-03-16 4 KKR Fund Holdings L.P. See footnotes FOCS Class A Common Stock S - Sale I 46.2000 -17,182 -794 403,615
2021-03-18 2021-03-16 4 KKR Fund Holdings L.P. See footnotes FOCS Class A Common Stock S - Sale I 46.2000 -131,401 -6,071 3,086,585
2021-03-18 2021-03-16 4 KKR Fund Holdings L.P. See footnotes FOCS Class A Common Stock S - Sale I 46.2000 -155,558 -7,187 0
2021-03-18 2021-03-16 4 KKR Fund Holdings L.P. See footnotes FOCS Class A Common Stock C - Conversion I 155,558 155,558
2021-03-18 2021-03-16 4 KKR Freya Aggregator L.P. See footnotes FOCS Units of Focus Financial Partners, LLC C - Conversion I -155,558 3,654,044
2021-03-18 2021-03-16 4 KKR Freya Aggregator L.P. See footnotes FOCS Class A Common Stock S - Sale I 46.2000 -17,182 -794 403,615
2021-03-18 2021-03-16 4 KKR Freya Aggregator L.P. See footnotes FOCS Class A Common Stock S - Sale I 46.2000 -131,401 -6,071 3,086,585
2021-03-18 2021-03-16 4 KKR Freya Aggregator L.P. See footnotes FOCS Class A Common Stock S - Sale I 46.2000 -155,558 -7,187 0
2021-03-18 2021-03-16 4 KKR Freya Aggregator L.P. See footnotes FOCS Class A Common Stock C - Conversion I 155,558 155,558
2021-03-18 2021-03-16 4 STONE POINT CAPITAL LLC See Footnotes FOCS Units of Focus Financial Partners, LLC C - Conversion I -351,220 8,250,165
2021-03-18 2021-03-16 4 STONE POINT CAPITAL LLC See Footnotes FOCS Class A Common Stock S - Sale I 46.2000 -6,046 -279 142,016
2021-03-18 2021-03-16 4 STONE POINT CAPITAL LLC See Footnotes FOCS Class A Common Stock S - Sale I 46.2000 -285,272 -13,180 6,701,039
2021-03-18 2021-03-16 4 STONE POINT CAPITAL LLC See Footnotes FOCS Class A Common Stock S - Sale I 46.2000 -40,688 -1,880 955,755
2021-03-18 2021-03-16 4 STONE POINT CAPITAL LLC See Footnotes FOCS Class A Common Stock S - Sale I 46.2000 -351,220 -16,226 0
2021-03-18 2021-03-16 4 STONE POINT CAPITAL LLC See Footnotes FOCS Class A Common Stock C - Conversion I 351,220 351,220
2021-03-18 2021-03-16 4 Carey James D See Footnotes FOCS Units of Focus Financial Partners, LLC C - Conversion I -351,220 8,250,165
2021-03-18 2021-03-16 4 Carey James D See Footnotes FOCS Class A Common Stock S - Sale I 46.2000 -683,226 -31,565 7,798,810
2021-03-18 2021-03-16 4 Carey James D See Footnotes FOCS Class A Common Stock C - Conversion I 351,220 8,482,036
2021-03-04 2021-03-02 4 Carey James D See Footnotes FOCS Units of Focus Financial Partners, LLC C - Conversion I -1,296,885 8,601,385
2021-03-04 2021-03-02 4 Carey James D See Footnotes FOCS Class A Common Stock S - Sale I 46.2000 -4,662,270 -215,397 8,130,816
2021-03-04 2021-03-02 4 Carey James D See Footnotes FOCS Class A Common Stock C - Conversion I 1,296,885 12,793,086
2021-03-04 2021-03-02 4 STONE POINT CAPITAL LLC See Footnotes FOCS Units of Focus Financial Partners, LLC C - Conversion I -1,296,885 8,601,385
2021-03-04 2021-03-02 4 STONE POINT CAPITAL LLC See Footnotes FOCS Class A Common Stock S - Sale I 46.2000 -41,257 -1,906 148,062
2021-03-04 2021-03-02 4 STONE POINT CAPITAL LLC See Footnotes FOCS Class A Common Stock S - Sale I 46.2000 -1,946,670 -89,936 6,986,311
2021-03-04 2021-03-02 4 STONE POINT CAPITAL LLC See Footnotes FOCS Class A Common Stock S - Sale I 46.2000 -277,650 -12,827 996,443
2021-03-04 2021-03-02 4 STONE POINT CAPITAL LLC See Footnotes FOCS Class A Common Stock S - Sale I 46.2000 -2,396,693 -110,727 0
2021-03-04 2021-03-02 4 STONE POINT CAPITAL LLC See Footnotes FOCS Class A Common Stock C - Conversion I 1,296,885 2,396,693
2021-03-03 2021-03-02 4 KKR Fund Holdings L.P. See footnotes FOCS Units of Focus Financial Partners, LLC C - Conversion I -574,400 3,809,602
2021-03-03 2021-03-02 4 KKR Fund Holdings L.P. See footnotes FOCS Class A Common Stock S - Sale I 46.2000 -117,251 -5,417 420,797
2021-03-03 2021-03-02 4 KKR Fund Holdings L.P. See footnotes FOCS Class A Common Stock S - Sale I 46.2000 -896,661 -41,426 3,217,986
2021-03-03 2021-03-02 4 KKR Fund Holdings L.P. See footnotes FOCS Class A Common Stock S - Sale I 46.2000 -1,061,512 -49,042 0
2021-03-03 2021-03-02 4 KKR Fund Holdings L.P. See footnotes FOCS Class A Common Stock C - Conversion I 574,400 1,061,512
2021-03-03 2021-03-02 4 KKR Freya Aggregator L.P. See footnotes FOCS Units of Focus Financial Partners, LLC C - Conversion I -574,400 3,809,602
2021-03-03 2021-03-02 4 KKR Freya Aggregator L.P. See footnotes FOCS Class A Common Stock S - Sale I 46.2000 -117,251 -5,417 420,797
2021-03-03 2021-03-02 4 KKR Freya Aggregator L.P. See footnotes FOCS Class A Common Stock S - Sale I 46.2000 -896,661 -41,426 3,217,986
2021-03-03 2021-03-02 4 KKR Freya Aggregator L.P. See footnotes FOCS Class A Common Stock S - Sale I 46.2000 -1,061,512 -49,042 0
2021-03-03 2021-03-02 4 KKR Freya Aggregator L.P. See footnotes FOCS Class A Common Stock C - Conversion I 574,400 1,061,512
2021-01-05 2021-01-01 4 Mashinsky Kristine FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 43.50 30,000 30,000
2020-12-09 2020-12-07 4 Kodialam Rajini Sundar FOCS Common Units in Focus Financial Partners, LLC A - Award D 8,403 8,403
2020-12-09 2020-12-07 4 Kodialam Rajini Sundar FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 44.71 82,570 82,570
2020-12-09 2020-12-07 4 McGranahan John Russell FOCS Common Units in Focus Financial Partners, LLC A - Award D 5,054 5,054
2020-12-09 2020-12-07 4 McGranahan John Russell FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 44.71 49,659 49,659
2020-12-09 2020-12-07 4 Feliciani Joseph FOCS Common Units in Focus Financial Partners, LLC A - Award D 951 951
2020-12-09 2020-12-07 4 Feliciani Joseph FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 44.71 9,341 9,341
2020-12-09 2020-12-07 4 Morganroth Greg S. FOCS Common Units in Focus Financial Partners, LLC A - Award D 951 951
2020-12-09 2020-12-07 4 Morganroth Greg S. FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 44.71 9,341 9,341
2020-12-09 2020-12-07 4 MCWHINNEY DEBORAH D FOCS Common Units in Focus Financial Partners, LLC A - Award D 951 951
2020-12-09 2020-12-07 4 MCWHINNEY DEBORAH D FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 44.71 9,341 9,341
2020-12-09 2020-12-07 4 Adolf Ruediger FOCS Common Units in Focus Financial Partners, LLC A - Award D 12,933 12,933
2020-12-09 2020-12-07 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 44.71 127,080 127,080
2020-12-09 2020-12-07 4 Shanahan James FOCS Common Units in Focus Financial Partners, LLC A - Award D 5,648 5,648
2020-12-09 2020-12-07 4 Shanahan James FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 44.71 55,501 55,501
2020-12-09 2020-12-07 4 Gottdiener Noah FOCS Common Units in Focus Financial Partners, LLC A - Award D 951 951
2020-12-09 2020-12-07 4 Gottdiener Noah FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 44.71 9,341 9,341
2020-12-09 2020-12-07 4 Chang Leonard R. FOCS Common Units in Focus Financial Partners, LLC A - Award D 6,738 6,738
2020-12-09 2020-12-07 4 Chang Leonard R. FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 44.71 66,212 66,212
2020-09-25 2020-09-24 4 Morganroth Greg S. FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 30.48 30,000 30,000
2020-09-09 2020-09-08 4 McGranahan John Russell FOCS Common Units in Focus Financial Partners, LLC M - Exercise D -14,413 100
2020-09-09 2020-09-08 4 McGranahan John Russell FOCS Common Units in Focus Financial Partners, LLC M - Exercise D -92,767 0
2020-09-09 2020-09-08 4 McGranahan John Russell FOCS Common Units in Focus Financial Partners, LLC M - Exercise D 92,767 92,767
2020-09-09 2020-09-08 4 McGranahan John Russell FOCS Incentive Units in Focus Financial Partners, LLC M - Exercise D 19.00 -75,213 0
2020-09-09 2020-09-08 4 McGranahan John Russell FOCS Incentive Units in Focus Financial Partners, LLC M - Exercise D 16.00 -100,000 0
2020-09-09 2020-09-08 4 McGranahan John Russell FOCS Class A Common Stock S - Sale D 31.0500 -107,180 -3,328 1,000
2020-09-09 2020-09-08 4 McGranahan John Russell FOCS Class A Common Stock M - Exercise D 107,180 108,180
2020-09-09 2020-09-08 4 Shanahan James By Shanahan Family 2013 Insurance Trust FOCS Common Units in Focus Financial Partners, LLC M - Exercise I -48,462 0
2020-09-09 2020-09-08 4 Shanahan James FOCS Common Units in Focus Financial Partners, LLC M - Exercise D -177,979 0
2020-09-09 2020-09-08 4 Shanahan James By Shanahan Family 2013 Insurance Trust FOCS Common Units in Focus Financial Partners, LLC M - Exercise I 48,462 48,462
2020-09-09 2020-09-08 4 Shanahan James FOCS Common Units in Focus Financial Partners, LLC M - Exercise D 177,979 177,979
2020-09-09 2020-09-08 4 Shanahan James By Shanahan Family 2013 Insurance Trust(4) FOCS Incentive Units in Focus Financial Partners, LLC M - Exercise I 13.00 -75,000 0
2020-09-09 2020-09-08 4 Shanahan James FOCS Incentive Units in Focus Financial Partners, LLC M - Exercise D 9.00 -235,723 181,277
2020-09-09 2020-09-08 4 Shanahan James By Shanahan Family 2013 Insurance Trust FOCS Class A Common Stock S - Sale I 31.0500 -48,462 -1,505 0
2020-09-09 2020-09-08 4 Shanahan James FOCS Class A Common Stock S - Sale D 31.0500 -177,979 -5,526 0
2020-09-09 2020-09-08 4 Shanahan James By Shanahan Family 2013 Insurance Trust FOCS Class A Common Stock M - Exercise I 48,462 48,462
2020-09-09 2020-09-08 4 Shanahan James FOCS Class A Common Stock M - Exercise D 177,979 177,979
2020-09-09 2020-09-08 4 Adolf Ruediger FOCS Common Units in Focus Financial Partners, LLC M - Exercise D -561,185 58,495
2020-09-09 2020-09-08 4 Adolf Ruediger FOCS Common Units in Focus Financial Partners, LLC M - Exercise D 561,185 619,680
2020-09-09 2020-09-08 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC M - Exercise D 7.00 -336,000 1,081
2020-09-09 2020-09-08 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC M - Exercise D 6.00 -46,000 386
2020-09-09 2020-09-08 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC M - Exercise D 5.50 -97,000 798
2020-09-09 2020-09-08 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC M - Exercise D 1.42 -175,000 421
2020-09-09 2020-09-08 4 Adolf Ruediger FOCS Class A Common Stock S - Sale D 31.0500 -561,185 -17,425 0
2020-09-09 2020-09-08 4 Adolf Ruediger FOCS Class A Common Stock M - Exercise D 561,185 561,185
2020-09-09 2020-09-08 4 Kodialam Rajini Sundar By Kodialam 2014 Family Trust FOCS Common Units in Focus Financial Partners, LLC M - Exercise I -87,574 0
2020-09-09 2020-09-08 4 Kodialam Rajini Sundar FOCS Common Units in Focus Financial Partners, LLC M - Exercise D -260,749 0
2020-09-09 2020-09-08 4 Kodialam Rajini Sundar By Kodialam 2014 Family Trust FOCS Common Units in Focus Financial Partners, LLC M - Exercise I 87,574 87,574
2020-09-09 2020-09-08 4 Kodialam Rajini Sundar FOCS Common Units in Focus Financial Partners, LLC M - Exercise D 260,749 260,749
2020-09-09 2020-09-08 4 Kodialam Rajini Sundar By Kodialam 2014 Family Trust FOCS Incentive Units in Focus Financial Partners, LLC M - Exercise I 11.00 -125,000 215,000
2020-09-09 2020-09-08 4 Kodialam Rajini Sundar FOCS Incentive Units in Focus Financial Partners, LLC M - Exercise D 9.00 -345,348 0
2020-09-09 2020-09-08 4 Kodialam Rajini Sundar By Kodialam 2014 Family Trust FOCS Class A Common Stock S - Sale I 31.0500 -87,574 -2,719 0
2020-09-09 2020-09-08 4 Kodialam Rajini Sundar FOCS Class A Common Stock S - Sale D 31.0500 -260,749 -8,096 0
2020-09-09 2020-09-08 4 Kodialam Rajini Sundar By Kodialam 2014 Family Trust FOCS Class A Common Stock M - Exercise I 87,574 87,574
2020-09-09 2020-09-08 4 Kodialam Rajini Sundar FOCS Class A Common Stock M - Exercise D 260,749 260,749
2020-09-09 2020-09-08 4 Chang Leonard R. FOCS Common Units in Focus Financial Partners, LLC M - Exercise D -186,783 0
2020-09-09 2020-09-08 4 Chang Leonard R. FOCS Common Units in Focus Financial Partners, LLC M - Exercise D 186,783 186,783
2020-09-09 2020-09-08 4 Chang Leonard R. FOCS Incentive Units in Focus Financial Partners, LLC M - Exercise D 9.00 -80,000 142,000
2020-09-09 2020-09-08 4 Chang Leonard R. FOCS Incentive Units in Focus Financial Partners, LLC M - Exercise D 7.00 -145,464 0
2020-09-09 2020-09-08 4 Chang Leonard R. FOCS Incentive Units in Focus Financial Partners, LLC M - Exercise D 6.00 -10,316 0
2020-09-09 2020-09-08 4 Chang Leonard R. FOCS Class A Common Stock S - Sale D 31.0500 -186,783 -5,800 0
2020-09-09 2020-09-08 4 Chang Leonard R. FOCS Class A Common Stock M - Exercise D 186,783 186,783
2020-01-03 2020-01-01 4 KKR Management Holdings L.P. See Footnotes FOCS Units of Focus Financial Partners, LLC J - Other I -4,384,002 0
2020-01-03 2020-01-01 4 KKR Management Holdings L.P. See Footnotes FOCS Class A Common Stock J - Other I -487,112 0
2019-12-20 3 McGranahan John Russell FOCS Class A Common Stock D 2,000
2019-12-20 3 McGranahan John Russell FOCS Class A Common Stock D 2,000
2019-12-20 3 McGranahan John Russell FOCS Class A Common Stock D 2,000
2019-12-13 2019-12-11 4 Gottdiener Noah FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 27.90 23,910 23,910
2019-12-13 2019-12-11 4 MCWHINNEY DEBORAH D FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 27.90 23,910 23,910
2019-12-13 2019-12-11 4 Feliciani Joseph FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 27.90 23,910 23,910
2019-12-13 2019-12-11 4 Kodialam Rajini Sundar FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 27.90 266,904 266,904
2019-12-13 2019-12-11 4 Shanahan James FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 27.90 179,405 179,405
2019-12-13 2019-12-11 4 Adolf Ruediger By Adolf Family Trust II FOCS Incentive Units in Focus Financial Partners, LLC A - Award I 27.90 100,000 100,000
2019-12-13 2019-12-11 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 27.90 306,788 306,788
2019-04-02 2019-04-01 4 Feliciani Joseph FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 36.64 30,000 30,000
2018-12-20 2018-12-18 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 28.50 331,642 331,642
2018-12-20 2018-12-18 4 Shanahan James FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 28.50 162,806 162,806
2018-12-20 2018-12-18 4 Kodialam Rajini Sundar FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 28.50 192,956 192,956
2018-12-20 2018-12-18 4 Gottdiener Noah FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 28.50 20,507 20,507
2018-12-20 2018-12-18 4 MCWHINNEY DEBORAH D FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 28.50 20,507 20,507
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 ROBERTS GEORGE R See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 Carey James D See Footnotes FOCS Class A Common Stock I 22,992,402
2018-08-01 3 Carey James D See Footnotes FOCS Class A Common Stock I 22,992,402
2018-08-01 3 Carey James D See Footnotes FOCS Class A Common Stock I 22,992,402
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 20,429,182
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 12,770,294
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 11,685,520
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 12,770,294
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 20,429,182
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 11,685,520
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 12,596,009
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 12,770,294
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 20,429,182
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 11,685,520
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 12,596,009
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 12,770,294
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 20,429,182
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 11,685,520
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 12,596,009
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 12,770,294
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 20,429,182
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 11,685,520
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 12,770,294
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 20,429,182
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 11,685,520
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 12,596,009
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 12,770,294
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 20,429,182
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 11,685,520
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 12,596,009
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 12,596,009
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 20,429,182
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 11,685,520
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 12,596,009
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 12,770,294
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 12,596,009
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 12,770,294
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 20,429,182
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 11,685,520
2018-08-01 3 Trident Capital VI, L.P. See Footnotes FOCS Class A Common Stock I 12,596,009
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,677,855
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 9,254,454
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,626,919
2018-08-01 3 KKR Americas XII EEA (Freya) Blocker Parent L.P. See Footnotes FOCS Class A Common Stock I 5,677,855
2018-07-30 2018-07-30 4 Gottdiener Noah FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 33.00 30,000 30,000
2018-07-30 2018-07-30 4 Gottdiener Noah FOCS Class A Common Stock P - Purchase D 33.0000 7,575 250 7,575
2018-07-30 2018-07-30 4 Kodialam Rajini Sundar By Kodialam 2014 Family Trust FOCS Incentive Units in Focus Financial Partners, LLC A - Award I 33.00 162,500 162,500
2018-07-30 2018-07-30 4 Kodialam Rajini Sundar By Kodialam 2014 Family Trust FOCS Incentive Units in Focus Financial Partners, LLC A - Award I 23.00 125,000 125,000
2018-07-30 2018-07-30 4 Kodialam Rajini Sundar By Kodialam 2014 Family Trust FOCS Incentive Units in Focus Financial Partners, LLC A - Award I 21.00 450,000 450,000
2018-07-30 2018-07-30 4 Kodialam Rajini Sundar By Kodialam 2014 Family Trust FOCS Incentive Units in Focus Financial Partners, LLC A - Award I 19.00 130,000 130,000
2018-07-30 2018-07-30 4 Kodialam Rajini Sundar By Kodialam 2014 Family Trust FOCS Incentive Units in Focus Financial Partners, LLC A - Award I 21.00 130,000 130,000
2018-07-30 2018-07-30 4 Kodialam Rajini Sundar By Kodialam 2014 Family Trust FOCS Incentive Units in Focus Financial Partners, LLC A - Award I 13.00 295,000 295,000
2018-07-30 2018-07-30 4 Kodialam Rajini Sundar By Kodialam 2014 Family Trust FOCS Incentive Units in Focus Financial Partners, LLC A - Award I 11.00 340,000 340,000
2018-07-30 2018-07-30 4 Kodialam Rajini Sundar FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 33.00 487,500 487,500
2018-07-30 2018-07-30 4 Kodialam Rajini Sundar FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 23.00 93,544 93,544
2018-07-30 2018-07-30 4 Kodialam Rajini Sundar FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 21.00 100,000 100,000
2018-07-30 2018-07-30 4 Kodialam Rajini Sundar FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 16.00 9,401 9,401
2018-07-30 2018-07-30 4 Kodialam Rajini Sundar FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 9.00 345,348 345,348
2018-07-30 2018-07-30 4 MCWHINNEY DEBORAH D FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 33.00 30,000 30,000
2018-07-30 2018-07-30 4 MCWHINNEY DEBORAH D FOCS Class A Common Stock P - Purchase D 33.0000 3,000 99 3,000
2018-07-30 2018-07-30 4 Shanahan James By Shanahan Family 2013 Insurance Trust FOCS Incentive Units in Focus Financial Partners, LLC A - Award I 21.00 90,000 90,000
2018-07-30 2018-07-30 4 Shanahan James By Shanahan Family 2013 Insurance Trust FOCS Incentive Units in Focus Financial Partners, LLC A - Award I 19.00 90,000 90,000
2018-07-30 2018-07-30 4 Shanahan James By Shanahan Family 2013 Insurance Trust FOCS Incentive Units in Focus Financial Partners, LLC A - Award I 13.00 75,000 75,000
2018-07-30 2018-07-30 4 Shanahan James FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 33.00 540,000 540,000
2018-07-30 2018-07-30 4 Shanahan James FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 22.00 167,405 167,405
2018-07-30 2018-07-30 4 Shanahan James FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 21.00 400,000 400,000
2018-07-30 2018-07-30 4 Shanahan James FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 11.00 140,000 140,000
2018-07-30 2018-07-30 4 Shanahan James FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 16.00 11,739 11,739
2018-07-30 2018-07-30 4 Shanahan James FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 9.00 417,000 417,000
2018-07-30 2018-07-30 4 Adolf Ruediger By Adolf Family Trust II FOCS Incentive Units in Focus Financial Partners, LLC A - Award I 23.00 100,000 100,000
2018-07-30 2018-07-30 4 Adolf Ruediger By Adolf Family Trust II FOCS Incentive Units in Focus Financial Partners, LLC A - Award I 12.00 470,000 470,000
2018-07-30 2018-07-30 4 Adolf Ruediger By Adolf Family Trust II FOCS Incentive Units in Focus Financial Partners, LLC A - Award I 11.00 90,000 90,000
2018-07-30 2018-07-30 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 33.00 800,000 800,000
2018-07-30 2018-07-30 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 23.00 206,284 206,284
2018-07-30 2018-07-30 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 21.00 725,000 725,000
2018-07-30 2018-07-30 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 21.00 190,500 190,500
2018-07-30 2018-07-30 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 19.00 200,000 200,000
2018-07-30 2018-07-30 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 13.00 195,000 195,000
2018-07-30 2018-07-30 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 11.00 220,000 220,000
2018-07-30 2018-07-30 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 16.00 16,511 16,511
2018-07-30 2018-07-30 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 7.00 337,081 337,081
2018-07-30 2018-07-30 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 9.00 757,000 757,000
2018-07-30 2018-07-30 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 6.00 46,386 46,386
2018-07-30 2018-07-30 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 5.50 97,798 97,798
2018-07-30 2018-07-30 4 Adolf Ruediger FOCS Incentive Units in Focus Financial Partners, LLC A - Award D 1.42 175,421 175,421
2018-07-30 2018-07-30 4 Adolf Ruediger By Adolf Family Trust II FOCS Common Units in Focus Financial Partners, LLC A - Award I 160,450 160,450
2018-07-30 2018-07-30 4 Adolf Ruediger FOCS Common Units in Focus Financial Partners, LLC M - Exercise D 58,495 58,495
2018-07-30 2018-07-30 4 Adolf Ruediger FOCS Convertible Preferred Units in Focus Financial Partners, LLC M - Exercise D -58,495 0
2018-07-30 2018-07-30 4 Adolf Ruediger FOCS Convertible Preferred Units in Focus Financial Partners, LLC A - Award D 58,495 58,495
2018-07-25 3 Adolf Ruediger FOCS Class A Common Stock D 20
2018-07-25 3 Adolf Ruediger FOCS Class A Common Stock D 20
2018-07-25 3 Adolf Ruediger FOCS Class A Common Stock D 20
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券(例如股票期权)
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券(例如期权)
V
内部人士通过Form 4自愿报告的一笔交易
J
其他(附有交易描述的脚注)
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