CDXS / Codexis, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

法德西斯公司
US ˙ NasdaqGS ˙ US1920051067

已发行股票 90,267,464 shares
内部人士股份17,980,588 shares
內部持股19.92 %
所有內部人士46
内部人士情绪分数

“内部人士情绪分数”用于查找被公司内部人士购入的公司。

它是一个复杂的多因素量化模型的结果,该模型能够辨识具有最高内部人士累积持有水平的公司。该评分模型结合了内部人士在过去90天内买入的净数量、总买入股份占流通股比例,以及内部人士拥有的总股份的指标。该分数的范围从0到100,数值越高表示相对于同行业而言具有更高程度的内部人士持股水平,50为平均值。

更新频率:每日

参阅“内部人士首选”,该清单呈现被内部人士购入最多的公司。

高管情绪分数

“高管情绪分数”用于查找被公司管理层购入的公司。

根据定义,公司高管是公司内部人士,但与其他内部人士(10%的股东和董事会成员)不同,公司高管每天在公司工作,而且他们使用自己的资金进行交易。(10%的股东和董事会成员通常是基金经理,管理着其他人的资金。)因此,公司高管进行的内幕交易更为重要,应该被适当地重视和关注。

如同“内部人士情绪分数”,“高管情绪分数”也是一个复杂的多因素量化模型的计算结果,该模型能够辨识具有最高高管累积持有水平的公司。

更新频率:每日

参阅“内部人士首选”,该清单呈现被内部人士购入最多的公司。

关键内部人士指标

此表格显示了公司在各种内部人士指标上的排名。百分位数排名显示了这家公司在美国市场与其他公司相比的表现。排名越高表明公司所处状况越好。

举例来说,一般认为内部人士的买入是一个积极的指标,因此具有更多内部人士买入的公司将排名高于那些内部人士买入较少(甚至有内部人士卖出)的公司。

内部人士买入净数(排名)

1 ( )

309 out of 11305

内部人士买入净数是过去90天内买入的内部人士总数减去卖出的内部人士总数。以百分位排名显示(范围从0到100%)。

内部人士买入占流通股比例(排名)

0.796 %( )

104 out of 11224

内部人士买入占流通股比例是内部人士在过去90天内买入的股份总数减去卖出的股份总数,除以总流通股数并乘以100。

内幕交易图表

以下图表显示了Codexis, Inc.内部人士交易。内部人士包括公司的高管、董事或重要投资者。一般而言,基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是,他们必须通过Form 4向美国证券交易委员会(SEC)报告所有交易。

内部人员名单及盈利指标

这张表格显示已知的内部人士名单,从向美国证券交易委员会(SEC)披露的申报文件中自动生成。除了姓名、当前职位和董事、高管或10%所有人的任命外,我们还提供了最新披露的持股信息。此外,我们尽可能提供内部人士的历史交易表现。历史交易表现是内部人士实际进行的公开市场买入交易表现的加权平均值。有关此计算方式的更多信息,请查看YouTube网络研讨会

See our leaderboard of most profitable insider traders.

内部人士 平均收益(%) 持股
数量
分拆
调整
Jennifer Aaker Director - [D] 66,211 66,211
Aldridge Michael D. See Remarks - [O] 0 0
Anton David L. SVP, BioIndustrials - [O] 93,777 93,777
Thomas R Baruch Director, 10% Owner - [D] [10%] 33,093 33,093
Cmea Ventures Life Sciences 2000 Lp Director, 10% Owner - [D] [10%] 0 0
CMEA Ventures LS Management 2000, L.P. 10% Owner - [10%] 0 0
CMEA Ventures Life Sciences 2000, Civil Law Partnership 10% Owner - [10%] 0 0
Cheng Pam P. Director - [D] 69,589 69,589
David J Collier 10% Owner - [10%] 0 0
Cynthia Collins Director - [D] 112,157 112,157
Stephen George Dilly See Remarks, Director - [D] [O] 673,053 673,053
Vre Raymond De Director - [D] 88,829 88,829
Byron L Dorgan Director - [D] 223,581 223,581
Brian Paul Dowd Interim CFO - [O] 28,310 28,310
Georgia Erbez Chief Financial Officer - [O] 76,875 76,875
内部人士 平均收益(%) 持股
数量
分拆
调整
Margaret Nell Fitzgerald See Remarks - [O] 133,770 133,770
Kathleen Sereda Glaub Director - [D] 68,481 68,481
Handelsman Karl D. 10% Owner - [10%] 0 0
Mark Ho Principal Accounting Officer - [O] 12,654 12,654
Bernard J Kelley Director - [D] 206,136 206,136
Alexander Karsner Director - [D] 78,519 78,519
James Lalonde SVP, R&D - [O] 133,402 133,402
Alison Moore Chief Technical Officer - [O] 175,571 175,571
Esther Martinborough Director - [D] 129,036 129,036
John J Nicols Director - [D] 783,965 783,965
Kevin Norrett Chief Operating Officer - [O] 177,327 177,327
David D O'Toole SVP & Chief Financial Officer - [O] 110,687 110,687
Opaleye Management Inc. 10% Owner - [10%] 12,795,000 12,795,000
H Stewart Parker Director - [D] 143,583 143,583
Christos Richards Director - [D] 85,133 85,133
内部人士 平均收益(%) 持股
数量
分拆
调整
Sriram Ryali Chief Financial Officer - [O] 175,791 175,791
Gordon Sangster SVP & Chief Financial Officer - [O] 134,453 134,453
Alan Shaw President and CEO, Director - [D] [O] 44,132 44,132
Sarret Joseph J. SVP and CBO - [O] 74,000 74,000
Peter Seufer-Wasserthal SVP, Pharmaceuticals - [O] 93,064 93,064
Sheehy Douglas T. See Remarks - [O] 247,617 247,617
Rahul Singhvi Director - [D] 137,052 137,052
David V Smith Director - [D] 105,705 105,705
Peter M Strumph Interim President and CEO - [O] 60,756 60,756
Dean Ross Jr Taylor - 38,554 38,554
Matthew Tobin SVP, Research & Development - [O] 78,707 78,707
Vivo Ventures Vii, Llc 10% Owner - [10%] 90,330 90,330
Vivo Ventures Fund VII, L.P. 10% Owner - [10%] 90,330 90,330
Vivo Ventures VII Affiliates Fund, L.P. 10% Owner - [10%] 90,330 90,330
Dennis P Wolf Director - [D] 147,903 147,903
Patrick Y Yang Director - [D] 53,785 53,785

Report errors via our new Insider Auditing Tool

跟踪内部人士买入记录 - 短期收益分析

在这一部分,我们分析了在 CDXS / Codexis, Inc. 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况, 结果仅为理论值。 .

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
2025-08-04 Opaleye Management Inc. 780 2.8350 780 2.8350 2,211 10 3.1000 207 9.36
2025-07-31 Opaleye Management Inc. 84,220 2.6800 84,220 2.6800 225,710
2025-07-30 Opaleye Management Inc. 1,578 2.7950 1,578 2.7950 4,411
2025-07-29 Opaleye Management Inc. 8,422 2.8200 8,422 2.8200 23,750
2025-07-18 Opaleye Management Inc. 100,000 2.8200 100,000 2.8200 282,000
2025-06-27 Opaleye Management Inc. 100,000 2.3900 100,000 2.3900 239,000
2025-06-16 Opaleye Management Inc. 50,898 2.2400 50,898 2.2400 114,012
2025-06-13 Opaleye Management Inc. 99,102 2.2300 99,102 2.2300 220,997
2025-06-12 Opaleye Management Inc. 100,000 2.2500 100,000 2.2500 225,000

经调整价格 已按拆股调整。 经调整股数 已按拆股调整。

CDXS / Codexis, Inc. Insider Trades
追踪内部人士卖出记录 - 短期亏损分析

在这一部分,我们分析了在 CDXS / Codexis, Inc. 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况, 结果仅为理论值。 .

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
2023-11-15 Dorgan Byron L 20,000 2.1084 20,000 2.1084 42,168 6 1.9200 -3,768 -8.94
2023-03-08 Fitzgerald Margaret Nell 7,686 4.5552 7,686 4.5552 35,011
2023-03-08 DILLY STEPHEN GEORGE 26,987 4.5552 26,987 4.5552 122,931
2023-03-08 Norrett Kevin 8,258 4.5552 8,258 4.5552 37,617
2023-03-07 Fitzgerald Margaret Nell 8,000 4.6027 8,000 4.6027 36,822
2023-03-07 DILLY STEPHEN GEORGE 28,088 4.6027 28,088 4.6027 129,281
2023-03-07 Norrett Kevin 8,596 4.6027 8,596 4.6027 39,565
2021-08-10 KELLEY BERNARD J 20,000 25.8410 20,000 25.8410 516,820
2019-09-06 KELLEY BERNARD J 14,684 13.8707 14,684 13.8707 203,677

经调整价格 已按拆股调整。 经调整股数 已按拆股调整。

CDXS / Codexis, Inc. Insider Trades
交易历史记录

点击链接图标即可查看完整的交易历史记录。作为 10b5-1 自动交易计划的一部分进行报告的交易,将在标记为 10b-5 的列中显示 X。

备案
日期
交易
日期
表格 内部人士 股票代码 证券种类 代码 10b5-1 直接 执行
价格
单位
价格
股数
变化
价值
变化 (1K)
剩余
期权
剩余
股份
2025-08-04 2025-08-04 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 2.8350 780 2 12,545,000
2025-08-04 2025-07-31 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 2.6800 84,220 226 12,544,220
2025-07-31 2025-07-30 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 2.7950 1,578 4 12,460,000
2025-07-31 2025-07-29 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 2.8200 8,422 24 12,458,422
2025-07-22 2025-07-18 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 2.8200 100,000 282 12,450,000
2025-07-01 2025-06-27 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 2.3900 100,000 239 12,350,000
2025-06-16 2025-06-16 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 2.2400 50,898 114 12,250,000
2025-06-16 2025-06-13 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 2.2300 99,102 221 12,199,102
2025-06-16 2025-06-12 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 2.2500 100,000 225 12,100,000
2025-06-12 2025-06-10 4 Smith David V CDXS Common Stock A - Award D 40,983 105,705
2025-06-12 2025-06-10 4 WOLF DENNIS P CDXS Common Stock A - Award D 40,983 147,903
2025-06-12 2025-06-10 4 Martinborough Esther CDXS Common Stock A - Award D 40,983 129,036
2025-06-12 2025-06-10 4 PARKER H STEWART CDXS Common Stock A - Award D 40,983 143,583
2025-06-12 2025-06-10 4 Richards Christos CDXS Common Stock A - Award D 40,983 85,133
2025-06-12 2025-06-10 4 Singhvi Rahul CDXS Common Stock A - Award D 40,983 137,052
2025-06-12 2025-06-10 4 De Vre Raymond CDXS Common Stock A - Award D 40,983 88,829
2025-06-12 2025-06-10 4 Collins Cynthia CDXS Common Stock A - Award D 40,983 112,157
2025-05-28 2025-05-28 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 2.3600 5,000 12 12,000,000
2025-05-28 2025-05-23 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 2.3600 2,320,000 5,475 11,995,000
2025-05-02 2025-05-01 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 2.3218 20,000 46 9,675,000
2025-05-02 2025-04-30 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 2.3064 25,000 58 9,655,000
2025-04-29 2025-04-25 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 2.2366 25,000 56 9,630,000
2025-04-17 2025-04-17 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 2.0925 45,000 94 9,605,000
2025-04-17 2025-04-16 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 2.1270 70,000 149 9,560,000
2025-04-17 2025-04-15 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 2.2288 25,000 56 9,490,000
2025-04-09 2025-04-08 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 1.9838 100,000 198 9,465,000
2025-04-03 2025-04-03 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 2.3032 75,000 173 9,365,000
2025-04-03 2025-04-02 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 2.4552 5,000 12 9,290,000
2025-04-03 2025-04-01 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 2.4792 35,000 87 9,285,000
2025-04-01 2025-03-28 4 Collins Cynthia CDXS Common Stock A - Award D 71,174 71,174
2025-03-24 2025-03-21 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 2.5426 92,923 236 9,250,000
2025-03-24 2025-03-20 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 2.5386 7 0 9,157,077
2025-03-14 2025-03-13 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 2.5430 85,000 216 9,150,000
2025-03-10 2025-03-06 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 2.6135 100,000 261 9,065,000
2025-03-06 2025-03-05 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 2.6875 10,000 27 8,965,000
2025-03-06 2025-03-04 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 2.6436 55,000 145 8,955,000
2025-03-04 2025-03-03 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 2.8123 47,351 133 8,900,000
2025-03-04 2025-02-28 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 2.9880 147,649 441 8,852,649
2025-02-12 2025-02-12 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 3.9955 15,000 60 8,705,000
2025-02-12 2025-02-11 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 4.1120 12,500 51 8,690,000
2025-02-12 2025-02-10 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 4.1844 22,500 94 8,677,500
2025-02-07 2025-02-05 4 Norrett Kevin CDXS Common Stock A - Award D 26,875 177,327
2025-02-07 2025-02-05 4 MOORE ALISON CDXS Common Stock A - Award D 26,875 175,571
2025-02-07 2025-02-05 4 Erbez Georgia CDXS Common Stock A - Award D 26,875 76,875
2025-02-07 2025-02-05 4 DILLY STEPHEN GEORGE CDXS Common Stock A - Award D 88,750 673,053
2025-01-31 2025-01-31 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 4.2930 45,000 193 8,655,000
2025-01-31 2025-01-30 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 4.4891 20,000 90 8,610,000
2025-01-16 2025-01-14 4 Richards Christos CDXS Common Stock A - Award D 44,150 44,150
2025-01-02 2024-12-31 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 4.6603 10,000 47 8,590,000
2025-01-02 2024-12-30 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 4.6969 35,000 164 8,580,000
2024-11-12 2024-11-07 4 De Vre Raymond CDXS Common Stock A - Award D 47,846 47,846
2024-10-28 2024-10-25 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 2.9088 25,000 73 8,545,000
2024-10-10 2024-10-10 4 Erbez Georgia CDXS Common Stock A - Award D 50,000 50,000
2024-10-10 2024-10-10 4 MOORE ALISON CDXS Common Stock A - Award D 50,000 148,696
2024-09-26 2024-09-25 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 2.8581 5,000 14 8,520,000
2024-09-26 2024-09-24 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 2.9357 80,000 235 8,515,000
2024-09-23 2024-09-23 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 2.9441 45,000 132 8,435,000
2024-09-23 2024-09-20 4 Opaleye Management Inc. By Managed account CDXS Common Stock, par value $0.001 per share P - Purchase I 3.0100 45,000 135 250,000
2024-09-23 2024-09-20 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 3.0100 1,010,000 3,040 8,390,000
2024-09-19 2024-09-18 4 Opaleye Management Inc. By Managed account CDXS Common Stock, par value $0.001 per share P - Purchase I 3.1638 6,000 19 205,000
2024-09-19 2024-09-18 4 Opaleye Management Inc. By Opaleye, L.P. CDXS Common Stock, par value $0.001 per share P - Purchase I 3.1638 55,000 174 7,380,000
2024-06-13 2024-06-11 4 Smith David V CDXS Common Stock A - Award D 30,120 64,722
2024-06-13 2024-06-11 4 PARKER H STEWART CDXS Common Stock A - Award D 30,120 102,600
2024-06-13 2024-06-11 4 Singhvi Rahul CDXS Common Stock A - Award D 30,120 96,069
2024-06-13 2024-06-11 4 WOLF DENNIS P CDXS Common Stock A - Award D 30,120 106,920
2024-06-13 2024-06-11 4 MOORE ALISON CDXS Common Stock A - Award D 30,120 98,696
2024-06-13 2024-06-11 4 Dorgan Byron L CDXS Common Stock A - Award D 30,120 223,581
2024-06-13 2024-06-11 4 Martinborough Esther CDXS Common Stock A - Award D 30,120 88,053
2024-01-02 2024-01-01 4 Fitzgerald Margaret Nell CDXS Common Stock A - Award D 52,350 133,770
2024-01-02 2024-01-01 4 Norrett Kevin CDXS Common Stock A - Award D 52,350 150,452
2024-01-02 2024-01-01 4 Ryali Sriram CDXS Common Stock A - Award D 52,350 175,791
2024-01-02 2024-01-01 4 DILLY STEPHEN GEORGE CDXS Common Stock A - Award D 143,425 582,303
2023-11-17 2023-11-15 4 Dorgan Byron L CDXS Common Stock S - Sale D 2.1084 -20,000 -42 193,461
2023-09-12 2023-09-08 4 Ryali Sriram CDXS Common Stock P - Purchase D 1.7044 11,650 20 123,441
2023-09-12 2023-09-08 4 Fitzgerald Margaret Nell CDXS Common Stock P - Purchase D 1.6955 11,834 20 81,420
2023-09-12 2023-09-11 4 Norrett Kevin CDXS Common Stock P - Purchase D 1.7199 9,000 15 98,102
2023-09-12 2023-09-08 4 DILLY STEPHEN GEORGE CDXS Common Stock P - Purchase D 1.7263 58,479 101 438,878
2023-06-15 2023-06-13 4 PARKER H STEWART CDXS Common Stock A - Award D 34,602 72,480
2023-06-15 2023-06-13 4 Dorgan Byron L CDXS Common Stock A - Award D 34,602 213,461
2023-06-15 2023-06-13 4 Singhvi Rahul CDXS Common Stock A - Award D 34,602 65,949
2023-06-15 2023-06-13 4 WOLF DENNIS P CDXS Common Stock A - Award D 34,602 76,800
2023-06-15 2023-06-13 4 Smith David V CDXS Common Stock A - Award D 34,602 34,602
2023-06-15 2023-06-13 4 Smith David V CDXS Common Stock G - Gift D -11,273 0
2023-06-15 2023-06-13 4 Aaker Jennifer CDXS Common Stock A - Award D 34,602 66,211
2023-06-15 2023-06-13 4 MOORE ALISON CDXS Common Stock A - Award D 34,602 68,576
2023-06-15 2023-06-13 4 Martinborough Esther CDXS Common Stock A - Award D 34,602 57,933
2023-04-19 2023-04-18 4 NICOLS JOHN J CDXS Common Stock S - Sale D 4.1405 -35,714 -148 783,965
2023-04-19 2023-04-18 4 NICOLS JOHN J CDXS Common Stock M - Exercise D 1.9700 35,714 70 819,679
2023-04-19 2023-04-17 4 NICOLS JOHN J CDXS Common Stock S - Sale D 4.2386 -35,714 -151 783,965
2023-04-19 2023-04-17 4 NICOLS JOHN J CDXS Common Stock M - Exercise D 1.9700 35,714 70 819,679
2023-03-17 2023-03-16 4 NICOLS JOHN J CDXS Common Stock S - Sale D 4.1071 -35,714 -147 783,965
2023-03-17 2023-03-16 4 NICOLS JOHN J CDXS Common Stock M - Exercise D 1.9700 35,714 70 819,679
2023-03-17 2023-03-15 4 NICOLS JOHN J CDXS Common Stock S - Sale D 4.0917 -35,714 -146 783,965
2023-03-17 2023-03-15 4 NICOLS JOHN J CDXS Common Stock M - Exercise D 1.9700 35,714 70 819,679
2023-03-09 2023-03-08 4 DILLY STEPHEN GEORGE CDXS Common Stock S - Sale D 4.5552 -26,987 -123 380,399
2023-03-09 2023-03-07 4 DILLY STEPHEN GEORGE CDXS Common Stock S - Sale D 4.6027 -28,088 -129 407,386
2023-03-09 2023-02-08 4 DILLY STEPHEN GEORGE CDXS Common Stock A - Award D 289,000 435,474
2023-03-09 2023-03-08 4 Norrett Kevin CDXS Common Stock S - Sale D 4.5552 -8,258 -38 89,102
2023-03-09 2023-03-07 4 Norrett Kevin CDXS Common Stock S - Sale D 4.6027 -8,596 -40 97,360
2023-03-09 2023-02-08 4 Norrett Kevin CDXS Common Stock A - Award D 83,456 105,956
2023-03-09 2023-03-08 4 Fitzgerald Margaret Nell CDXS Common Stock S - Sale D 4.5552 -7,686 -35 69,586
2023-03-09 2023-03-07 4 Fitzgerald Margaret Nell CDXS Common Stock S - Sale D 4.6027 -8,000 -37 77,272
2023-03-09 2023-02-08 4 Fitzgerald Margaret Nell CDXS Common Stock A - Award D 77,272 85,272
2023-02-27 2023-02-24 4 NICOLS JOHN J CDXS Common Stock S - Sale D 4.8343 -35,714 -173 783,965
2023-02-27 2023-02-24 4 NICOLS JOHN J CDXS Common Stock M - Exercise D 1.9700 35,714 70 819,679
2023-02-27 2023-02-23 4 NICOLS JOHN J CDXS Common Stock S - Sale D 5.3593 -39,785 -213 783,965
2023-02-21 2023-02-21 4 DILLY STEPHEN GEORGE CDXS Common Stock A - Award D 112,500 146,474
2023-02-21 2023-02-21 4 Norrett Kevin CDXS Common Stock A - Award D 22,500 22,500
2023-02-21 2023-02-21 4 Fitzgerald Margaret Nell CDXS Common Stock A - Award D 8,000 8,000
2023-02-14 2023-02-10 4 Ryali Sriram CDXS Common Stock A - Award D 111,791 111,791
2023-02-09 2023-02-07 4 TAYLOR DEAN ROSS JR CDXS Common Stock F - Taxes D 6.5100 -1,224 -8 38,554
2023-01-25 2023-01-24 4 NICOLS JOHN J CDXS Common Stock S - Sale D 6.4203 -35,714 -229 823,750
2023-01-25 2023-01-24 4 NICOLS JOHN J CDXS Common Stock M - Exercise D 1.9700 35,714 70 859,464
2023-01-25 2023-01-23 4 NICOLS JOHN J CDXS Common Stock S - Sale D 6.5764 -39,785 -262 823,750
2022-12-20 2022-12-16 4 PARKER H STEWART CDXS Common Stock A - Award D 37,878 37,878
2022-12-13 2022-12-12 4 NICOLS JOHN J CDXS Common Stock S - Sale D 5.6790 -35,714 -203 863,535
2022-12-13 2022-12-12 4 NICOLS JOHN J CDXS Common Stock M - Exercise D 1.9700 35,714 70 899,249
2022-12-13 2022-12-09 4 NICOLS JOHN J CDXS Common Stock S - Sale D 5.6553 -39,785 -225 863,535
2022-11-17 2022-11-16 4 NICOLS JOHN J CDXS Common Stock S - Sale D 6.3648 -35,714 -227 903,320
2022-11-17 2022-11-16 4 NICOLS JOHN J CDXS Common Stock M - Exercise D 1.9700 35,714 70 939,034
2022-11-17 2022-11-15 4 NICOLS JOHN J CDXS Common Stock S - Sale D 6.7923 -39,786 -270 903,320
2022-10-31 2022-10-28 4 NICOLS JOHN J CDXS Common Stock S - Sale D 5.5339 -35,716 -198 943,106
2022-10-31 2022-10-28 4 NICOLS JOHN J CDXS Common Stock M - Exercise D 1.9700 35,716 70 978,822
2022-10-31 2022-10-27 4 NICOLS JOHN J CDXS Common Stock S - Sale D 5.6784 -39,786 -226 943,106
2022-10-07 2022-10-06 4 NICOLS JOHN J CDXS Common Stock S - Sale D 5.9945 -35,716 -214 982,892
2022-10-07 2022-10-06 4 NICOLS JOHN J CDXS Common Stock M - Exercise D 1.9700 35,716 70 1,018,608
2022-10-07 2022-10-05 4 NICOLS JOHN J CDXS Common Stock S - Sale D 6.0355 -39,787 -240 982,892
2022-09-30 2022-09-28 4 Singhvi Rahul CDXS Common Stock A - Award D 31,347 31,347
2022-08-16 2022-08-15 4 NICOLS JOHN J CDXS Common Stock S - Sale D 8.7841 -39,000 -343 1,022,679
2022-08-16 2022-08-15 4 NICOLS JOHN J CDXS Common Stock M - Exercise D 2.3200 39,000 90 1,061,679
2022-08-16 2022-08-12 4 NICOLS JOHN J CDXS Common Stock S - Sale D 8.6175 -38,500 -332 1,022,679
2022-08-16 2022-08-12 4 NICOLS JOHN J CDXS Common Stock M - Exercise D 2.3200 38,500 89 1,061,179
2022-06-16 2022-06-14 4 Yang Patrick Y CDXS Common Stock A - Award D 11,273 53,785
2022-06-16 2022-06-14 4 DILLY STEPHEN GEORGE CDXS Common Stock A - Award D 11,273 33,974
2022-06-16 2022-06-14 4 Martinborough Esther CDXS Common Stock A - Award D 11,273 23,331
2022-06-16 2022-06-14 4 Aaker Jennifer CDXS Common Stock A - Award D 11,273 31,609
2022-06-16 2022-06-14 4 Smith David V CDXS Common Stock A - Award D 11,273 11,273
2022-06-16 2022-06-14 4 Smith David V CDXS Common Stock G - Gift D -4,796 0
2022-06-16 2022-06-14 4 WOLF DENNIS P CDXS Common Stock A - Award D 11,273 42,198
2022-06-16 2022-06-14 4 Dorgan Byron L CDXS Common Stock A - Award D 11,273 178,859
2022-06-16 2022-06-14 4 MOORE ALISON CDXS Common Stock A - Award D 11,273 33,974
2022-05-27 2022-05-26 4 Dorgan Byron L CDXS Stock Option (Right to Buy) M - Exercise D 3.62 -20,000 0
2022-05-27 2022-05-26 4 Dorgan Byron L CDXS Common Stock M - Exercise D 3.6200 20,000 72 167,586
2022-05-13 2022-05-12 4 NICOLS JOHN J CDXS Stock Option (Right to Buy) M - Exercise D 2.32 -38,500 77,500
2022-05-13 2022-05-12 4 NICOLS JOHN J CDXS Common Stock S - Sale D 10.6148 -16,409 -174 1,022,679
2022-05-13 2022-05-12 4 NICOLS JOHN J CDXS Common Stock S - Sale D 10.0920 -22,091 -223 1,039,088
2022-05-13 2022-05-12 4 NICOLS JOHN J CDXS Common Stock M - Exercise D 2.3200 38,500 89 1,061,179
2022-05-13 2022-05-11 4 NICOLS JOHN J CDXS Stock Option (Right to Buy) M - Exercise D 2.32 -38,500 116,000
2022-05-13 2022-05-11 4 NICOLS JOHN J CDXS Common Stock S - Sale D 10.3053 -38,500 -397 1,022,679
2022-05-13 2022-05-11 4 NICOLS JOHN J CDXS Common Stock M - Exercise D 2.3200 38,500 89 1,061,179
2022-03-25 2022-03-23 4 WOLF DENNIS P CDXS Common Stock S - Sale D 20.4861 -4,000 -82 30,925
2022-03-16 2022-03-15 4 Yang Patrick Y CDXS Common Stock S - Sale D 16.7881 -8,000 -134 42,512
2022-03-11 2022-03-10 4 NICOLS JOHN J CDXS Stock Option (Right to Buy) M - Exercise D 2.32 -38,500 154,500
2022-03-11 2022-03-10 4 NICOLS JOHN J CDXS Common Stock S - Sale D 18.9277 -38,500 -729 1,022,679
2022-03-11 2022-03-10 4 NICOLS JOHN J CDXS Common Stock M - Exercise D 2.3200 38,500 89 1,061,179
2022-03-11 2022-03-09 4 NICOLS JOHN J CDXS Stock Option (Right to Buy) M - Exercise D 2.32 -38,500 193,000
2022-03-11 2022-03-09 4 NICOLS JOHN J CDXS Common Stock S - Sale D 19.2989 -38,500 -743 1,022,679
2022-03-11 2022-03-09 4 NICOLS JOHN J CDXS Common Stock M - Exercise D 2.3200 38,500 89 1,061,179
2022-03-08 2022-03-05 4 TAYLOR DEAN ROSS JR CDXS Common Stock F - Taxes D 19.3000 -2,414 -47 39,778
2022-03-08 2022-03-05 4 TAYLOR DEAN ROSS JR CDXS Common Stock F - Taxes D 19.3000 -2,013 -39 42,192
2022-02-09 2022-02-08 4 NICOLS JOHN J CDXS Stock Option (Right to Buy) A - Award D 26.16 200,062 200,062
2022-02-09 2022-02-07 4 NICOLS JOHN J CDXS Stock Option (Right to Buy) A - Award D 19.39 40,000 40,000
2022-02-09 2022-02-08 4 TAYLOR DEAN ROSS JR CDXS Stock Option (Right to Buy) A - Award D 26.16 16,006 16,006
2022-02-09 2022-02-08 4 TAYLOR DEAN ROSS JR CDXS Common Stock A - Award D 11,640 35,205
2022-02-09 2022-02-07 4 TAYLOR DEAN ROSS JR CDXS Stock Option (Right to Buy) A - Award D 19.39 13,000 13,000
2022-02-09 2022-02-07 4 TAYLOR DEAN ROSS JR CDXS Common Stock A - Award D 9,000 44,205
2022-01-14 2021-09-15 5 Smith David V Trust CDXS Common Stock G - Gift I -4,000 72,501
2021-12-21 2021-12-20 4 WOLF DENNIS P CDXS Common Stock S - Sale D 29.2652 -2,404 -70 34,925
2021-12-21 2021-12-20 4 WOLF DENNIS P CDXS Common Stock S - Sale D 28.4290 -2,596 -74 37,329
2021-12-14 2021-12-13 4 Yang Patrick Y CDXS Common Stock S - Sale D 32.1400 -200 -6 50,512
2021-12-14 2021-12-13 4 Yang Patrick Y CDXS Common Stock S - Sale D 31.5887 -7,800 -246 50,712
2021-11-12 2021-11-11 4 NICOLS JOHN J CDXS Stock Option (Right to Buy) M - Exercise D 2.32 -38,500 231,500
2021-11-12 2021-11-11 4 NICOLS JOHN J CDXS Common Stock S - Sale D 39.0738 -11,327 -443 1,022,679
2021-11-12 2021-11-11 4 NICOLS JOHN J CDXS Common Stock S - Sale D 38.1852 -27,173 -1,038 1,034,006
2021-11-12 2021-11-11 4 NICOLS JOHN J CDXS Common Stock M - Exercise D 2.3200 38,500 89 1,061,179
2021-11-12 2021-11-10 4 NICOLS JOHN J CDXS Stock Option (Right to Buy) M - Exercise D 3.46 -35,000 0
2021-11-12 2021-11-10 4 NICOLS JOHN J CDXS Common Stock S - Sale D 40.6940 -19,454 -792 1,022,679
2021-11-12 2021-11-10 4 NICOLS JOHN J CDXS Common Stock S - Sale D 39.8536 -14,071 -561 1,042,133
2021-11-12 2021-11-10 4 NICOLS JOHN J CDXS Common Stock S - Sale D 39.1169 -1,475 -58 1,056,204
2021-11-12 2021-11-10 4 NICOLS JOHN J CDXS Common Stock M - Exercise D 3.4600 35,000 121 1,057,679
2021-10-19 2021-10-18 4 Dorgan Byron L CDXS Common Stock S - Sale D 28.5300 -2,600 -74 147,586
2021-10-19 2021-10-18 4 Dorgan Byron L CDXS Common Stock S - Sale D 27.8554 -17,400 -485 150,186
2021-10-18 2021-10-15 4 WOLF DENNIS P CDXS Common Stock S - Sale D 28.7800 -100 -3 39,925
2021-10-18 2021-10-15 4 WOLF DENNIS P CDXS Common Stock S - Sale D 28.2950 -5,900 -167 40,025
2021-08-16 2021-08-13 4 NICOLS JOHN J CDXS Stock Option (Right to Buy) M - Exercise D 3.46 -35,000 35,000
2021-08-16 2021-08-13 4 NICOLS JOHN J CDXS Common Stock S - Sale D 23.7656 -35,000 -832 1,022,679
2021-08-16 2021-08-13 4 NICOLS JOHN J CDXS Common Stock M - Exercise D 3.4600 35,000 121 1,057,679
2021-08-16 2021-08-12 4 NICOLS JOHN J CDXS Stock Option (Right to Buy) M - Exercise D 3.46 -35,000 70,000
2021-08-16 2021-08-12 4 NICOLS JOHN J CDXS Common Stock S - Sale D 25.2875 -934 -24 1,022,679
2021-08-16 2021-08-12 4 NICOLS JOHN J CDXS Common Stock S - Sale D 24.5091 -34,066 -835 1,023,613
2021-08-16 2021-08-12 4 NICOLS JOHN J CDXS Common Stock M - Exercise D 3.4600 35,000 121 1,057,679
2021-08-12 2021-08-10 4 KELLEY BERNARD J CDXS Stock Option (Right to Buy) M - Exercise D 3.62 -20,000 0
2021-08-12 2021-08-10 4 KELLEY BERNARD J CDXS Common Stock S - Sale D 25.8410 -20,000 -517 206,136
2021-08-12 2021-08-10 4 KELLEY BERNARD J CDXS Common Stock M - Exercise D 3.6200 -20,000 -72 226,136
2021-06-17 2021-06-15 4 DILLY STEPHEN GEORGE CDXS Common Stock A - Award D 4,796 22,701
2021-06-17 2021-06-15 4 Aaker Jennifer CDXS Common Stock A - Award D 4,796 20,336
2021-06-17 2021-06-16 4 Yang Patrick Y CDXS Common Stock S - Sale D 20.3093 -20,000 -406 58,512
2021-06-17 2021-06-15 4 Yang Patrick Y CDXS Common Stock A - Award D 4,796 78,512
2021-06-17 2021-06-15 4 WOLF DENNIS P CDXS Common Stock A - Award D 4,796 45,925
2021-06-17 2021-06-15 4 Martinborough Esther CDXS Common Stock A - Award D 4,796 12,058
2021-06-17 2021-06-15 4 Smith David V CDXS Common Stock A - Award D 4,796 4,796
2021-06-17 2021-06-15 4 Smith David V CDXS Common Stock G - Gift D -8,952 0
2021-06-17 2021-06-15 4 MOORE ALISON CDXS Common Stock A - Award D 4,796 22,701
2021-06-17 2021-06-15 4 Dorgan Byron L CDXS Common Stock A - Award D 4,796 167,586
2021-05-19 2021-05-18 4 NICOLS JOHN J CDXS Stock Option (Right to Buy) M - Exercise D 3.46 -35,000 105,000
2021-05-19 2021-05-18 4 NICOLS JOHN J CDXS Common Stock S - Sale D 18.9309 -21,123 -400 1,022,679
2021-05-19 2021-05-18 4 NICOLS JOHN J CDXS Common Stock S - Sale D 18.5618 -13,877 -258 1,043,802
2021-05-19 2021-05-18 4 NICOLS JOHN J CDXS Common Stock M - Exercise D 3.4600 35,000 121 1,057,679
2021-05-19 2021-05-17 4 NICOLS JOHN J CDXS Stock Option (Right to Buy) M - Exercise D 3.46 -35,385 140,000
2021-05-19 2021-05-17 4 NICOLS JOHN J CDXS Common Stock S - Sale D 18.1242 -35,385 -641 1,022,679
2021-05-19 2021-05-17 4 NICOLS JOHN J CDXS Common Stock M - Exercise D 3.4600 35,385 122 1,058,064
2021-04-22 2021-04-21 4 KELLEY BERNARD J CDXS Common Stock S - Sale D 22.6433 -2,500 -57 206,136
2021-04-07 2021-04-06 4 Yang Patrick Y CDXS Common Stock S - Sale D 25.1547 10,000 252 73,716
2021-04-07 2021-04-05 4 Yang Patrick Y CDXS Common Stock S - Sale D 24.2732 -10,000 -243 83,716
2021-03-29 2021-03-25 4 WOLF DENNIS P CDXS Common Stock S - Sale D 20.8236 -4,858 -101 41,129
2021-03-29 2021-03-25 4 WOLF DENNIS P CDXS Common Stock S - Sale D 20.0680 -5,142 -103 45,987
2021-03-09 2021-03-08 4 KELLEY BERNARD J CDXS Stock Option (Right to Buy) M - Exercise D 10.51 -20,000 0
2021-03-09 2021-03-08 4 KELLEY BERNARD J CDXS Common Stock S - Sale D 18.7175 -20,000 -374 208,636
2021-03-09 2021-03-08 4 KELLEY BERNARD J CDXS Common Stock M - Exercise D 10.5100 20,000 210 228,636
2021-03-09 2021-03-05 4 TAYLOR DEAN ROSS JR CDXS Common Stock F - Taxes D 19.5100 -2,419 -47 23,565
2021-02-18 2021-02-16 4 NICOLS JOHN J CDXS Stock Option (Right to Buy) A - Award D 26.16 35,000 35,000
2021-02-18 2021-02-16 4 NICOLS JOHN J CDXS Stock Option (Right to Buy) A - Award D 14.43 198,000 198,000
2021-02-18 2021-02-16 4 TAYLOR DEAN ROSS JR CDXS Stock Option (Right to Buy) A - Award D 14.43 17,600 17,600
2021-02-18 2021-02-16 4 TAYLOR DEAN ROSS JR CDXS Stock Option (Right to Buy) A - Award D 26.16 10,000 10,000
2021-02-18 2021-02-16 4 TAYLOR DEAN ROSS JR CDXS Common Stock A - Award D 5,000 25,984
2021-02-18 2021-02-16 4 TAYLOR DEAN ROSS JR CDXS Common Stock A - Award D 14,080 20,984
2021-02-18 2021-02-11 4 TAYLOR DEAN ROSS JR CDXS Common Stock F - Taxes D 26.6700 -1,096 -29 6,904
2021-02-03 2021-02-02 4 Martinborough Esther CDXS Common Stock A - Award D 7,262 7,262
2021-01-21 2021-01-21 4 KELLEY BERNARD J CDXS Common Stock S - Sale D 24.9755 -2,500 -62 208,636
2021-01-21 2021-01-21 4 Dorgan Byron L CDXS Stock Option (Right to Buy) M - Exercise D 10.63 -25,000 0
2021-01-21 2021-01-21 4 Dorgan Byron L CDXS Common Stock S - Sale D 25.1678 -25,000 -629 162,790
2021-01-21 2021-01-21 4 Dorgan Byron L CDXS Common Stock M - Exercise D 10.6300 25,000 266 187,790
2021-01-21 2021-01-20 4 Dorgan Byron L CDXS Stock Option (Right to Buy) M - Exercise D 10.63 -25,000 25,000
2021-01-21 2021-01-20 4 Dorgan Byron L CDXS Common Stock S - Sale D 26.7463 -25,000 -669 162,790
2021-01-21 2021-01-20 4 Dorgan Byron L CDXS Common Stock M - Exercise D 10.6300 25,000 266 187,790
2020-12-22 2020-12-21 4 WOLF DENNIS P CDXS Common Stock S - Sale D 19.9874 -10,000 -200 51,129
2020-10-23 2020-10-21 4 KELLEY BERNARD J CDXS Common Stock S - Sale D 14.0027 -2,500 -35 211,136
2020-10-13 2020-10-09 4 Dorgan Byron L CDXS Stock Option (Right to Buy) M - Exercise D 10.63 -25,000 50,000
2020-10-13 2020-10-09 4 Dorgan Byron L CDXS Common Stock S - Sale D 13.5411 -25,000 -339 162,790
2020-10-13 2020-10-09 4 Dorgan Byron L CDXS Common Stock M - Exercise D 10.6300 25,000 266 187,790
2020-10-13 2020-10-08 4 Dorgan Byron L CDXS Stock Option (Right to Buy) M - Exercise D 10.63 -25,000 75,000
2020-10-13 2020-10-08 4 Dorgan Byron L CDXS Common Stock S - Sale D 13.4926 -25,000 -337 162,790
2020-10-13 2020-10-08 4 Dorgan Byron L CDXS Common Stock M - Exercise D 10.6300 25,000 266 187,790
2020-09-28 2020-09-24 4 WOLF DENNIS P CDXS Common Stock S - Sale D 11.6845 -10,000 -117 61,129
2020-08-07 2020-08-05 4 Aaker Jennifer CDXS Common Stock A - Award D 15,540 15,540
2020-07-23 2020-07-21 4 KELLEY BERNARD J CDXS Common Stock S - Sale D 12.7861 -2,500 -32 213,636
2020-06-26 2020-06-25 4 WOLF DENNIS P CDXS Common Stock S - Sale D 10.9694 -10,000 -110 71,129
2020-06-18 2020-06-16 4 DILLY STEPHEN GEORGE CDXS Common Stock A - Award D 17,905 17,905
2020-06-18 2020-06-16 4 MOORE ALISON CDXS Common Stock A - Award D 17,905 17,905
2020-06-18 2020-06-16 4 Yang Patrick Y CDXS Common Stock A - Award D 8,952 93,716
2020-06-18 2020-06-16 4 WOLF DENNIS P CDXS Common Stock A - Award D 8,952 81,129
2020-06-18 2020-06-16 4 Smith David V CDXS Common Stock A - Award D 8,952 8,952
2020-06-18 2020-06-11 4 Smith David V CDXS Common Stock G - Gift D -4,947 0
2020-06-18 2020-06-16 4 Dorgan Byron L CDXS Common Stock A - Award D 8,952 162,790
2020-06-18 2020-06-16 4 KELLEY BERNARD J CDXS Common Stock A - Award D 8,952 216,136
2020-06-16 2020-06-12 4 BARUCH THOMAS R CDXS Common Stock S - Sale D 10.6053 -4,947 -52 33,093
2020-04-23 2020-04-21 4 KELLEY BERNARD J CDXS Common Stock S - Sale D 10.5800 -2,500 -26 207,184
2020-04-03 2020-04-02 4 BARUCH THOMAS R CDXS Common Stock S - Sale D 10.5154 -7,500 -79 38,040
2020-04-03 2020-04-01 4 BARUCH THOMAS R CDXS Common Stock S - Sale D 10.8768 -7,500 -82 45,540
2020-03-27 2020-03-25 4 WOLF DENNIS P CDXS Common Stock S - Sale D 11.2167 -600 -7 72,177
2020-03-27 2020-03-25 4 WOLF DENNIS P CDXS Common Stock S - Sale D 10.3250 -9,400 -97 72,777
2020-02-25 2020-02-21 4 Dorgan Byron L CDXS Common Stock S - Sale D 14.0218 -16,702 -234 153,838
2020-02-13 2020-02-11 4 NICOLS JOHN J CDXS Stock Option (Right to Buy) A - Award D 14.43 50,000 50,000
2020-02-13 2020-02-11 4 NICOLS JOHN J CDXS Stock Option (Right to Buy) A - Award D 21.80 138,600 138,600
2020-02-13 2019-09-12 4 NICOLS JOHN J CDXS Common Stock G - Gift D -60,000 1,022,679
2020-02-13 2020-02-11 4 TAYLOR DEAN ROSS JR CDXS Stock Option (Right to Buy) A - Award D 14.43 15,000 15,000
2020-02-13 2020-02-11 4 TAYLOR DEAN ROSS JR CDXS Common Stock A - Award D 8,000 8,000
2020-01-22 2020-01-21 4 KELLEY BERNARD J CDXS Common Stock S - Sale D 18.0000 -2,500 -45 209,684
2020-01-17 2020-01-16 4 BARUCH THOMAS R CDXS Common Stock S - Sale D 18.6090 -10,000 -186 53,040
2020-01-17 2020-01-15 4 BARUCH THOMAS R CDXS Common Stock S - Sale D 18.6816 -10,000 -187 63,040
2019-12-20 2019-12-19 4 WOLF DENNIS P CDXS Stock Option (Right to Buy) M - Exercise D 3.62 -20,000 0
2019-12-20 2019-12-19 4 WOLF DENNIS P CDXS Common Stock S - Sale D 16.2192 -20,000 -324 82,177
2019-12-20 2019-12-19 4 WOLF DENNIS P CDXS Common Stock M - Exercise D 3.6200 20,000 72 102,177
2019-12-13 2019-12-12 4 Dorgan Byron L CDXS Common Stock S - Sale D 15.6389 -25,000 -391 170,540
2019-12-12 2019-12-11 4 BARUCH THOMAS R CDXS Common Stock S - Sale D 15.5938 -17,500 -273 73,040
2019-12-12 2019-12-10 4 BARUCH THOMAS R CDXS Common Stock S - Sale D 15.6135 -17,500 -273 90,540
2019-09-06 2019-09-06 4 Yang Patrick Y CDXS Common Stock P - Purchase D 13.7352 5,000 69 84,764
2019-09-06 2019-09-04 4 Yang Patrick Y CDXS Common Stock P - Purchase D 13.6156 3,000 41 79,764
2019-09-06 2019-09-06 4 KELLEY BERNARD J CDXS Stock Option (Right to Buy) M - Exercise D 10.92 -16,666 0
2019-09-06 2019-09-06 4 KELLEY BERNARD J CDXS Common Stock S - Sale D 13.8707 -14,684 -204 212,184
2019-09-06 2019-09-06 4 KELLEY BERNARD J CDXS Common Stock M - Exercise D 10.9200 16,666 182 226,868
2019-09-04 2019-09-03 4 Yang Patrick Y CDXS Common Stock P - Purchase D 13.9688 6,000 84 76,764
2019-08-26 2019-08-22 4 Yang Patrick Y CDXS Common Stock P - Purchase D 12.9400 12,000 155 70,764
2019-08-22 2019-08-20 4 NICOLS JOHN J CDXS Common Stock P - Purchase D 13.3000 10,000 133 1,082,679
2019-08-22 2019-08-20 4 NICOLS JOHN J CDXS Common Stock P - Purchase D 13.3000 10,000 133 1,082,679
2019-08-22 2019-08-20 4 TAYLOR DEAN ROSS JR CDXS Stock Option (Right to Buy) A - Award D 13.01 42,285 42,285
2019-06-13 2019-06-11 4 BARUCH THOMAS R CDXS Common Stock A - Award D 4,947 108,040
2019-06-13 2019-06-11 4 Cheng Pam P. CDXS Common Stock A - Award D 4,947 69,589
2019-06-13 2019-06-11 4 Dorgan Byron L CDXS Common Stock A - Award D 4,947 195,540
2019-06-13 2019-06-11 4 Glaub Kathleen Sereda CDXS Common Stock A - Award D 4,947 68,481
2019-06-13 2019-06-11 4 KELLEY BERNARD J CDXS Common Stock A - Award D 4,947 210,202
2019-06-13 2019-06-11 4 Smith David V CDXS Common Stock A - Award D 4,947 4,947
2019-06-13 2019-06-11 4 WOLF DENNIS P CDXS Common Stock A - Award D 4,947 82,177
2019-06-13 2019-06-11 4 Yang Patrick Y CDXS Common Stock A - Award D 4,947 58,764
2019-05-15 2019-05-14 4 Lalonde James CDXS Stock Option (Right to Buy) M - Exercise D 7.46 -2,378 0
2019-05-15 2019-05-14 4 Lalonde James CDXS Common Stock S - Sale D 18.9485 -2,378 -45 133,402
2019-05-15 2019-05-14 4 Lalonde James CDXS Common Stock M - Exercise D 7.4600 2,378 18 135,780
2019-05-15 2019-05-13 4 Lalonde James CDXS Stock Option (Right to Buy) M - Exercise D 7.46 -17,621 2,378
2019-05-15 2019-05-13 4 Lalonde James CDXS Common Stock S - Sale D 18.6116 -17,621 -328 133,402
2019-05-15 2019-05-13 4 Lalonde James CDXS Common Stock M - Exercise D 7.4600 17,621 131 151,023
2019-03-22 2019-03-21 4 SANGSTER GORDON CDXS Stock Option (Right to Buy) M - Exercise D 4.10 40,000 83,000
2019-03-22 2019-03-21 4 SANGSTER GORDON CDXS Common Stock S - Sale D 20.9051 -40,000 -836 134,453
2019-03-22 2019-03-21 4 SANGSTER GORDON CDXS Common Stock M - Exercise D 4.1000 40,000 164 174,453
2019-03-22 2019-03-20 4 SANGSTER GORDON CDXS Stock Option (Right to Buy) M - Exercise D 3.39 40,000 18,000
2019-03-22 2019-03-20 4 SANGSTER GORDON CDXS Common Stock S - Sale D 20.8503 -40,000 -834 134,453
2019-03-22 2019-03-20 4 SANGSTER GORDON CDXS Common Stock M - Exercise D 3.3900 40,000 136 174,453
2019-03-20 2019-03-19 4 NICOLS JOHN J CDXS Stock Option (Right to Buy) M - Exercise D 3.46 -40,000 175,385
2019-03-20 2019-03-19 4 NICOLS JOHN J CDXS Common Stock S - Sale D 20.7876 -40,000 -832 1,072,679
2019-03-20 2019-03-19 4 NICOLS JOHN J CDXS Common Stock M - Exercise D 3.4600 40,000 138 1,112,679
2019-03-20 2019-03-18 4 NICOLS JOHN J CDXS Stock Option (Right to Buy) M - Exercise D 3.46 -15,072 215,385
2019-03-20 2019-03-18 4 NICOLS JOHN J CDXS Common Stock S - Sale D 20.9472 -15,072 -316 1,072,679
2019-03-20 2019-03-18 4 NICOLS JOHN J CDXS Common Stock M - Exercise D 3.4600 15,072 52 1,087,751
2019-02-27 2019-02-26 4 WOLF DENNIS P CDXS Common Stock S - Sale D 21.9600 -9,000 -198 77,230
2019-02-22 2019-02-20 4 SANGSTER GORDON CDXS Stock Option (Right to Buy) A - Award D 21.80 25,000 25,000
2019-02-22 2019-02-20 4 SANGSTER GORDON CDXS Stock Option (Right to Buy) A - Award D 8.95 112,100 112,100
2019-02-22 2019-02-20 4 Lalonde James CDXS Stock Option (Right to Buy) A - Award D 21.80 23,000 23,000
2019-02-22 2019-02-20 4 Lalonde James CDXS Stock Option (Right to Buy) A - Award D 8.95 100,300 100,300
2019-02-22 2019-02-20 4 NICOLS JOHN J CDXS Stock Option (Right to Buy) A - Award D 21.80 40,000 40,000
2019-02-22 2019-02-20 4 NICOLS JOHN J CDXS Stock Option (Right to Buy) A - Award D 8.95 383,500 383,500
2019-02-13 2019-02-12 4 Lalonde James CDXS Common Stock S - Sale D 21.6930 -8,957 -194 133,402
2019-02-13 2019-02-11 4 Lalonde James CDXS Common Stock S - Sale D 21.5737 -8,958 -193 142,359
2019-01-28 2018-10-03 4/A SANGSTER GORDON CDXS Common Stock M - Exercise D 2.4500 40,000 98 174,453
2019-01-28 2018-10-02 4/A SANGSTER GORDON CDXS Common Stock M - Exercise D 2.4500 40,000 98 174,453
2019-01-28 2019-01-25 4 SANGSTER GORDON CDXS Stock Option (Right to Buy) M - Exercise D 3.39 40,000 58,000
2019-01-28 2019-01-25 4 SANGSTER GORDON CDXS Common Stock S - Sale D 17.1059 -40,000 -684 134,453
2019-01-28 2019-01-25 4 SANGSTER GORDON CDXS Common Stock M - Exercise D 3.3900 40,000 136 174,453
2019-01-28 2019-01-24 4 SANGSTER GORDON CDXS Stock Option (Right to Buy) M - Exercise D 3.39 35,000 98,000
2019-01-28 2019-01-24 4 SANGSTER GORDON CDXS Common Stock S - Sale D 16.7412 -35,000 -586 134,453
2019-01-28 2019-01-24 4 SANGSTER GORDON CDXS Common Stock M - Exercise D 3.3900 35,000 119 169,453
2018-12-31 2018-12-28 4 BARUCH THOMAS R CDXS Common Stock S - Sale D 15.9780 -12,500 -200 103,093
2018-12-31 2018-12-27 4 BARUCH THOMAS R CDXS Common Stock S - Sale D 16.0861 -12,500 -201 115,593
2018-12-28 2018-12-26 4 WOLF DENNIS P CDXS Common Stock S - Sale D 15.8250 -9,000 -142 86,230
2018-12-26 2018-12-21 4 KELLEY BERNARD J CDXS Common Stock S - Sale D 17.4097 -804 -14 205,255
2018-12-26 2018-12-21 4 KELLEY BERNARD J CDXS Common Stock S - Sale D 16.9452 -9,402 -159 206,059
2018-12-21 2018-12-20 4 Yang Patrick Y CDXS Common Stock S - Sale D 18.6146 -7,100 -132 53,817
2018-12-21 2018-12-20 4 Yang Patrick Y CDXS Common Stock S - Sale D 17.5044 -17,900 -313 60,917
2018-12-21 2018-12-19 4 Yang Patrick Y CDXS Common Stock S - Sale D 19.2183 -25,000 -480 78,817
2018-12-10 2018-12-07 4 NICOLS JOHN J CDXS Stock Option (Right to Buy) M - Exercise D 3.46 -40,000 230,457
2018-12-10 2018-12-07 4 NICOLS JOHN J CDXS Common Stock S - Sale D 22.0906 -3,812 -84 1,072,679
2018-12-10 2018-12-07 4 NICOLS JOHN J CDXS Common Stock M - Exercise D 3.4600 3,812 13 1,076,491
2018-12-10 2018-12-06 4 NICOLS JOHN J CDXS Stock Option (Right to Buy) M - Exercise D 3.46 -40,000 234,269
2018-12-10 2018-12-06 4 NICOLS JOHN J CDXS Common Stock S - Sale D 21.7458 -40,000 -870 1,072,679
2018-12-10 2018-12-06 4 NICOLS JOHN J CDXS Common Stock M - Exercise D 3.4600 40,000 138 1,112,679
2018-11-14 2018-11-13 4 Lalonde James CDXS Common Stock S - Sale D 15.2238 -6,726 -102 151,317
2018-11-14 2018-11-12 4 Lalonde James CDXS Common Stock S - Sale D 15.5665 -6,727 -105 158,043
2018-10-04 2018-10-03 4 SANGSTER GORDON CDXS Stock Option (Right to Buy) M - Exercise D 2.45 -40,000 35,000
2018-10-04 2018-10-03 4 SANGSTER GORDON CDXS Common Stock S - Sale D 17.3023 -26,442 -458 134,453
2018-10-04 2018-10-03 4 SANGSTER GORDON CDXS Common Stock S - Sale D 16.7435 -13,558 -227 160,895
2018-10-04 2018-10-03 4 SANGSTER GORDON CDXS Common Stock M - Exercise D 17.1129 40,000 685 174,453
2018-10-04 2018-10-02 4 SANGSTER GORDON CDXS Stock Option (Right to Buy) M - Exercise D 2.45 -40,000 75,000
2018-10-04 2018-10-02 4 SANGSTER GORDON CDXS Common Stock S - Sale D 16.7619 -40,000 -670 134,453
2018-10-04 2018-10-02 4 SANGSTER GORDON CDXS Common Stock M - Exercise D 16.7619 40,000 670 174,453
2018-10-01 2018-09-28 4 NICOLS JOHN J CDXS Stock Option (Right to Buy) M - Exercise D 3.46 -40,000 274,269
2018-10-01 2018-09-28 4 NICOLS JOHN J CDXS Common Stock S - Sale D 17.4331 -40,000 -697 1,072,679
2018-10-01 2018-09-28 4 NICOLS JOHN J CDXS Common Stock M - Exercise D 3.4600 40,000 138 1,112,679
2018-10-01 2018-09-27 4 NICOLS JOHN J CDXS Stock Option (Right to Buy) M - Exercise D 3.46 -40,000 314,269
2018-10-01 2018-09-27 4 NICOLS JOHN J CDXS Common Stock S - Sale D 18.6754 -7,100 -133 1,072,679
2018-10-01 2018-09-27 4 NICOLS JOHN J CDXS Common Stock S - Sale D 17.5001 -32,900 -576 1,079,779
2018-10-01 2018-09-27 4 NICOLS JOHN J CDXS Common Stock M - Exercise D 3.4600 40,000 138 1,112,679
2018-09-28 2018-09-27 4 BARUCH THOMAS R CDXS Common Stock S - Sale D 18.7158 -3,900 -73 128,093
2018-09-28 2018-09-27 4 BARUCH THOMAS R CDXS Common Stock S - Sale D 17.7805 -8,600 -153 131,993
2018-09-28 2018-09-26 4 BARUCH THOMAS R CDXS Common Stock S - Sale D 18.9991 -12,500 -237 140,593
2018-09-28 2018-09-26 4 WOLF DENNIS P CDXS Common Stock S - Sale D 19.1691 -9,000 -173 95,230
2018-09-27 2018-09-25 4 Glaub Kathleen Sereda CDXS Common Stock S - Sale D 18.8253 -14,492 -273 63,534
2018-09-25 2018-09-21 4 KELLEY BERNARD J CDXS Common Stock S - Sale D 18.1208 -10,207 -185 215,461
2018-09-20 2018-09-19 4 Glaub Kathleen Sereda CDXS Common Stock S - Sale D 17.9352 -20,094 -360 78,026
2018-09-20 2018-09-19 4 Yang Patrick Y CDXS Common Stock S - Sale D 17.9371 -25,000 -448 103,817
2018-09-20 2018-09-18 4 Yang Patrick Y CDXS Common Stock S - Sale D 18.4700 -25,000 -462 128,817
2018-09-06 2018-09-05 4 Lalonde James CDXS Common Stock S - Sale D 17.3531 -12,381 -215 164,770
2018-09-06 2018-09-04 4 Lalonde James CDXS Common Stock S - Sale D 17.1559 -17,915 -307 177,151
2018-09-04 2018-08-30 4 KELLEY BERNARD J CDXS Stock Option (Right to Buy) M - Exercise D 7.46 -16,666 0
2018-09-04 2018-08-30 4 KELLEY BERNARD J CDXS Common Stock S - Sale D 17.1475 -16,666 -286 225,668
2018-09-04 2018-08-30 4 KELLEY BERNARD J CDXS Common Stock M - Exercise D 7.4600 16,666 124 242,334
2018-08-23 2018-08-21 4 SANGSTER GORDON CDXS Common Stock S - Sale D 15.3131 -18,736 -287 134,453
2018-08-21 2018-08-20 4 WOLF DENNIS P CDXS Stock Option (Right to Buy) M - Exercise D 10.51 -18,333 0
2018-08-21 2018-08-20 4 WOLF DENNIS P CDXS Common Stock S - Sale D 15.2405 -18,333 -279 104,230
2018-08-21 2018-08-20 4 WOLF DENNIS P CDXS Common Stock M - Exercise D 10.5100 18,333 193 122,563
2018-08-21 2018-08-17 4 WOLF DENNIS P CDXS Stock Option (Right to Buy) M - Exercise D 10.51 -1,667 18,333
2018-08-21 2018-08-17 4 WOLF DENNIS P CDXS Stock Option (Right to Buy) M - Exercise D 10.92 -16,666 0
2018-08-21 2018-08-17 4 WOLF DENNIS P CDXS Common Stock S - Sale D 14.7064 -18,333 -270 104,230
2018-08-21 2018-08-17 4 WOLF DENNIS P CDXS Common Stock M - Exercise D 10.5100 1,667 18 122,563
2018-08-21 2018-08-17 4 WOLF DENNIS P CDXS Common Stock M - Exercise D 10.9200 16,666 182 120,896
2018-08-20 2018-08-16 4 Yang Patrick Y By Patrick & Shu-O Yang TTEES CDXS Common Stock S - Sale I 14.4500 -150,340 -2,172 0
2018-08-16 2018-08-15 4 NICOLS JOHN J CDXS Stock Option (Right to Buy) M - Exercise D 3.46 -2,400 354,269
2018-08-16 2018-08-15 4 NICOLS JOHN J CDXS Common Stock S - Sale D 14.9002 -2,400 -36 1,072,679
2018-08-16 2018-08-15 4 NICOLS JOHN J CDXS Common Stock M - Exercise D 3.4600 2,400 8 1,075,079
2018-08-16 2018-08-14 4 NICOLS JOHN J CDXS Stock Option (Right to Buy) M - Exercise D 3.46 -11,859 356,669
2018-08-16 2018-08-14 4 NICOLS JOHN J CDXS Common Stock S - Sale D 15.1935 -11,859 -180 1,072,679
2018-08-16 2018-08-14 4 NICOLS JOHN J CDXS Common Stock M - Exercise D 3.4600 11,859 41 1,084,538
2018-07-20 2018-07-19 4 Yang Patrick Y CDXS Common Stock S - Sale D 15.5193 -25,000 -388 304,157
2018-07-20 2018-07-18 4 Yang Patrick Y CDXS Common Stock S - Sale D 15.3968 -25,000 -385 329,157
2018-07-20 2018-07-18 4 Glaub Kathleen Sereda CDXS Common Stock S - Sale D 15.3400 -10,000 -153 98,120
2018-07-18 2018-07-17 4 Lalonde James CDXS Common Stock S - Sale D 15.2737 -7,500 -115 195,066
2018-07-18 2018-07-16 4 Lalonde James CDXS Common Stock S - Sale D 15.5276 -7,500 -116 202,566
2018-07-17 2018-07-16 4 Dorgan Byron L CDXS Common Stock S - Sale D 15.4880 -10,000 -155 190,593
2018-06-28 2018-06-26 4 WOLF DENNIS P CDXS Common Stock S - Sale D 14.4678 -9,000 -130 104,230
2018-06-27 2018-06-26 4 BARUCH THOMAS R CDXS Common Stock S - Sale D 14.3820 -12,500 -180 153,093
2018-06-27 2018-06-25 4 BARUCH THOMAS R CDXS Common Stock S - Sale D 15.4840 -12,500 -194 165,593
2018-06-22 2018-06-21 4 KELLEY BERNARD J CDXS Common Stock S - Sale D 16.5839 -10,206 -169 225,668
2018-06-12 2018-06-11 4 Smith David V CDXS Common Stock A - Award D 5,923 5,923
2018-06-12 2018-06-11 4 KELLEY BERNARD J CDXS Common Stock A - Award D 5,923 235,874
2018-06-12 2018-06-11 4 Glaub Kathleen Sereda CDXS Common Stock A - Award D 5,923 108,120
2018-06-12 2018-06-11 4 Dorgan Byron L CDXS Common Stock A - Award D 5,923 200,593
2018-06-12 2018-06-11 4 Cheng Pam P. CDXS Common Stock A - Award D 5,923 64,642
2018-06-12 2018-06-11 4 BARUCH THOMAS R CDXS Common Stock A - Award D 5,923 178,093
2018-06-12 2018-06-11 4 Yang Patrick Y CDXS Common Stock A - Award D 5,923 354,157
2018-06-12 2018-06-12 4 WOLF DENNIS P CDXS Common Stock S - Sale D 14.4145 -8,947 -129 113,230
2018-06-12 2018-06-11 4 WOLF DENNIS P CDXS Common Stock A - Award D 5,923 122,177
2018-06-12 2018-06-11 4 NICOLS JOHN J CDXS Stock Option (Right to Buy) M - Exercise D 3.46 -1,800 368,528
2018-06-12 2018-06-11 4 NICOLS JOHN J CDXS Common Stock S - Sale D 14.4750 -1,800 -26 1,072,679
2018-06-12 2018-06-11 4 NICOLS JOHN J CDXS Common Stock M - Exercise D 3.4600 1,800 6 1,074,479
2018-06-12 2018-06-08 4 NICOLS JOHN J CDXS Stock Option (Right to Buy) M - Exercise D 3.46 -7,207 370,328
2018-06-12 2018-06-08 4 NICOLS JOHN J CDXS Common Stock S - Sale D 15.3524 -7,207 -111 1,072,679
2018-06-12 2018-06-08 4 NICOLS JOHN J CDXS Common Stock M - Exercise D 3.4600 7,207 25 1,079,886
2018-05-25 2018-05-24 4 SANGSTER GORDON CDXS Common Stock S - Sale D 14.1069 -18,736 -264 153,189
2018-05-23 2018-05-22 4 Cheng Pam P. CDXS Common Stock S - Sale D 14.1666 -19,607 -278 58,719
2018-05-23 2018-05-21 4 Cheng Pam P. CDXS Common Stock S - Sale D 14.3062 -2,030 -29 78,326
2018-05-23 2018-05-21 4 Cheng Pam P. CDXS Common Stock S - Sale D 13.8227 -17,578 -243 80,356
2018-05-18 2018-05-17 4 Aldridge Michael D. CDXS Stock Option (Right to Buy) M - Exercise D 4.37 -22,000 206,000
2018-05-18 2018-05-17 4 Aldridge Michael D. CDXS Common Stock S - Sale D 13.5393 -22,000 -298 0
2018-05-18 2018-05-17 4 Aldridge Michael D. CDXS Common Stock M - Exercise D 4.3700 22,000 96 22,000
2018-05-16 2018-05-15 4 Aldridge Michael D. CDXS Stock Option (Right to Buy) M - Exercise D 4.37 -22,000 228,000
2018-05-16 2018-05-15 4 Aldridge Michael D. CDXS Common Stock S - Sale D 12.9066 -22,000 -284 0
2018-05-16 2018-05-15 4 Aldridge Michael D. CDXS Common Stock M - Exercise D 4.3700 22,000 96 22,000
2018-05-15 2018-05-15 4 Lalonde James CDXS Common Stock S - Sale D 12.9030 -10,000 -129 210,066
2018-05-15 2018-05-14 4 Lalonde James CDXS Common Stock S - Sale D 13.0900 -10,000 -131 220,066
2018-04-05 2018-04-03 4 Smith David V CDXS Common Stock S - Sale I 10.3688 -6,000 -62 56,679
2018-03-30 2018-03-29 4 BARUCH THOMAS R CDXS Common Stock S - Sale D 11.0556 -12,500 -138 172,170
2018-03-30 2018-03-28 4 BARUCH THOMAS R CDXS Common Stock S - Sale D 11.0498 -12,500 -138 184,670
2018-03-28 2018-03-27 4 WOLF DENNIS P CDXS Common Stock S - Sale D 11.1440 -12,500 -139 116,254
2018-03-28 2018-03-26 4 WOLF DENNIS P CDXS Stock Option (right to buy) M - Exercise D 7.46 -16,666 0
2018-03-28 2018-03-26 4 WOLF DENNIS P CDXS Common Stock S - Sale D 11.1460 -29,166 -325 128,754
2018-03-28 2018-03-26 4 WOLF DENNIS P CDXS Common Stock M - Exercise D 7.4600 16,666 124 157,920
2018-03-23 2018-03-23 4 NICOLS JOHN J CDXS Stock Option (Right to Buy) M - Exercise D 3.46 16,154 377,535
2018-03-23 2018-03-23 4 NICOLS JOHN J CDXS Common Stock S - Sale D 11.4309 -16,154 -185 1,072,679
2018-03-23 2018-03-23 4 NICOLS JOHN J CDXS Common Stock M - Exercise D 3.4600 16,154 56 1,088,833
2018-03-23 2018-03-22 4 NICOLS JOHN J CDXS Stock Option (Right to Buy) M - Exercise D 3.46 6,311 393,689
2018-03-23 2018-03-22 4 NICOLS JOHN J CDXS Common Stock S - Sale D 11.9115 -6,311 -75 1,072,679
2018-03-23 2018-03-22 4 NICOLS JOHN J CDXS Common Stock M - Exercise D 3.4600 6,311 22 1,078,990
2018-03-22 2018-03-21 4 KELLEY BERNARD J CDXS Common Stock S - Sale D 12.2166 10,206 125 229,951
2018-03-07 2018-03-05 4 Lalonde James CDXS Common Stock F - Taxes D 10.9000 -11,920 -130 230,066
2018-03-07 2018-03-05 4 NICOLS JOHN J CDXS Common Stock F - Taxes D 10.9000 -92,175 -1,005 1,072,679
2018-03-07 2018-03-05 4 SANGSTER GORDON CDXS Common Stock F - Taxes D 10.9000 -18,497 -202 171,925
2018-02-23 2018-02-20 4/A Aldridge Michael D. CDXS Stock Option (Right to Buy) A - Award D 8.95 60,000 60,000
2018-02-23 2018-02-20 4/A Lalonde James CDXS Stock Option (Right to Buy) A - Award D 8.95 55,000 55,000
2018-02-23 2018-02-20 4/A NICOLS JOHN J CDXS Stock Option (Right to Buy) A - Award D 8.95 130,000 130,000
2018-02-23 2018-02-20 4/A SANGSTER GORDON CDXS Stock Option (Right to Buy) A - Award D 8.95 60,000 60,000
2018-02-22 2018-02-21 4 SANGSTER GORDON CDXS Stock Option (Right to Buy) A - Award D 9.05 60,000 60,000
2018-02-22 2018-02-21 4 NICOLS JOHN J CDXS Stock Option (Right to Buy) A - Award D 9.05 130,000 130,000
2018-02-22 2018-02-21 4 Lalonde James CDXS Stock Option (Right to Buy) A - Award D 9.05 55,000 55,000
2018-02-22 2018-02-21 4 Aldridge Michael D. CDXS Stock Option (Right to Buy) A - Award D 9.05 60,000 60,000
2018-02-07 2018-02-05 4 NICOLS JOHN J CDXS Stock Option (Right to Buy) A - Award D 4.60 671,000 671,000
2018-02-07 2018-02-05 4 Lalonde James CDXS Stock Option (Right to Buy) A - Award D 4.60 147,620 147,620
2018-02-07 2018-02-05 4 Aldridge Michael D. CDXS Stock Option (Right to Buy) A - Award D 4.60 167,750 167,750
2018-02-07 2018-02-05 4 SANGSTER GORDON CDXS Stock Option (Right to Buy) A - Award D 4.60 167,750 167,750
2017-12-07 2015-08-21 4 Yang Patrick Y CDXS Common Stock P - Purchase D 3.9769 10,000 40 348,234
2017-09-18 2017-09-14 4 Vivo Ventures Fund VII, L.P. By Vivo Ventures VII Affiliates Fund, L.P. CDXS Common Stock S - Sale I 5.7750 -22,610 -131 90,330
2017-09-18 2017-09-14 4 Vivo Ventures Fund VII, L.P. By Vivo Ventures Fund VII, L.P. CDXS Common Stock S - Sale I 5.7750 -1,037,390 -5,991 4,144,495
2017-08-22 2017-08-18 4 SANGSTER GORDON CDXS Common Stock F - Taxes D 5.4500 -6,264 -34 190,422
2017-06-16 2017-06-14 4 Dorgan Byron L CDXS Common Stock A - Award D 17,894 194,670
2017-06-16 2017-06-14 4 Cheng Pam P. CDXS Common Stock A - Award D 17,894 97,934
2017-06-16 2017-06-14 4 BARUCH THOMAS R CDXS Common Stock A - Award D 17,894 197,170
2017-06-16 2017-06-14 4 Yang Patrick Y CDXS Common Stock A - Award D 17,894 338,234
2017-06-16 2017-06-14 4 WOLF DENNIS P CDXS Common Stock A - Award D 17,894 141,254
2017-06-16 2017-06-14 4 Smith David V CDXS Common Stock A - Award D 17,894 62,679
2017-06-16 2017-06-14 4 Glaub Kathleen Sereda CDXS Common Stock A - Award D 17,894 102,197
2017-06-16 2017-06-14 4 KELLEY BERNARD J CDXS Common Stock A - Award D 17,894 240,157
2017-03-07 2017-03-05 4 SANGSTER GORDON CDXS Common Stock F - Taxes D 4.1500 -34,847 -145 196,686
2017-03-07 2017-03-05 4 NICOLS JOHN J CDXS Common Stock F - Taxes D 4.1500 -149,119 -619 1,164,854
2017-03-07 2017-03-05 4 Lalonde James CDXS Common Stock F - Taxes D 4.1500 -20,630 -86 241,986
2017-02-14 2017-02-10 4 Lalonde James CDXS Common Stock F - Taxes D 4.3500 -2,404 -10 262,616
2017-02-14 2017-02-10 4 NICOLS JOHN J CDXS Common Stock F - Taxes D 4.3500 -8,554 -37 1,313,973
2017-02-14 2017-01-16 4 SANGSTER GORDON CDXS Common Stock A - Award D 105,302 231,533
2017-02-14 2017-01-16 4 Lalonde James CDXS Common Stock A - Award D 66,881 265,020
2017-02-14 2017-01-16 4 NICOLS JOHN J CDXS Common Stock A - Award D 421,208 1,322,527
2017-02-07 2017-02-03 4 Aldridge Michael D. CDXS Stock Options (Right to Buy) A - Award D 4.60 125,000 125,000
2017-02-07 2017-02-03 4 Lalonde James CDXS Stock Options (Right to Buy) A - Award D 4.60 110,000 110,000
2017-02-07 2017-02-03 4 NICOLS JOHN J CDXS Stock Option (Right to Buy) A - Award D 4.60 220,000 220,000
2017-02-07 2017-02-03 4 SANGSTER GORDON CDXS Stock Options (Right to Buy) A - Award D 4.60 125,000 125,000
2017-01-09 2017-01-05 4 Lalonde James CDXS Stock Option (Right to Buy) M - Exercise D 2.45 -6,666 0
2017-01-09 2017-01-05 4 Lalonde James CDXS Common Stock M - Exercise D 2.4500 6,666 16 198,139
2016-11-15 2016-11-15 4 Yang Patrick Y CDXS Common Stock P - Purchase D 4.8300 10,000 48 320,340
2016-10-18 2016-10-16 4 Aldridge Michael D. CDXS Stock Option (Right to Buy) A - Award D 4.37 250,000 250,000
2016-09-12 2016-09-08 4 VIVO VENTURES VII, LLC By Vivo Ventures VII Affiliates Fund, L.P. CDXS Common Stock S - Sale I 4.2529 -2,381 -10 112,940
2016-09-12 2016-09-08 4 VIVO VENTURES VII, LLC By Vivo Ventures Fund VII, L.P. CDXS Common Stock S - Sale I 4.2529 -109,219 -464 5,181,885
2016-08-30 2016-08-29 4 WOLF DENNIS P CDXS Common Stock S - Sale D 4.1873 -9,000 -38 123,360
2016-08-30 2016-08-26 4 WOLF DENNIS P CDXS Common Stock S - Sale D 4.2543 -9,000 -38 132,360
2016-08-26 2016-08-24 4 KELLEY BERNARD J CDXS Stock Option (Right to Buy) M - Exercise D 2.45 -5,000 0
2016-08-26 2016-08-24 4 KELLEY BERNARD J CDXS Stock Option (Right to Buy) M - Exercise D 2.45 -16,666 0
2016-08-26 2016-08-24 4 KELLEY BERNARD J CDXS Common Stock S - Sale D 4.2559 -12,643 -54 222,263
2016-08-26 2016-08-24 4 KELLEY BERNARD J CDXS Common Stock M - Exercise D 2.4500 21,666 53 234,906
2016-08-22 2016-08-18 4 SANGSTER GORDON CDXS Common Stock F - Taxes D 4.1500 -6,264 -26 126,231
2016-08-17 2016-08-16 4 VIVO VENTURES VII, LLC By Vivo Ventures VII Affiliates Fund, L.P. CDXS Common Stock S - Sale I 4.2072 -787 -3 115,321
2016-08-17 2016-08-16 4 VIVO VENTURES VII, LLC By Vivo Ventures Fund VI, L.P. CDXS Common Stock S - Sale I 4.2072 -36,107 -152 5,291,104
2016-08-17 2016-08-15 4 VIVO VENTURES VII, LLC By Vivo Ventures VII Affiliates Fund, L.P. CDXS Common Stock S - Sale I 4.2740 -1,066 -5 116,108
2016-08-17 2016-08-15 4 VIVO VENTURES VII, LLC By Vivo Ventures Fund VI, L.P. CDXS Common Stock S - Sale I 4.2740 -48,934 -209 5,327,211
2016-08-05 2016-08-04 4 VIVO VENTURES VII, LLC By Vivo Ventures VII Affiliates Fund, L.P. CDXS Common Stock S - Sale I 4.1684 -1,066 -4 117,174
2016-08-05 2016-08-04 4 VIVO VENTURES VII, LLC By Vivo Ventures Fund VI, L.P. CDXS Common Stock S - Sale I 4.1684 -48,934 -204 5,376,145
2016-08-05 2016-08-03 4 VIVO VENTURES VII, LLC By Vivo Ventures VII Affiliates Fund, L.P. CDXS Common Stock S - Sale I 4.2983 -640 -3 118,240
2016-08-05 2016-08-03 4 VIVO VENTURES VII, LLC By Vivo Ventures Fund VI, L.P. CDXS Common Stock S - Sale I 4.2983 -29,360 -126 5,425,079
2016-06-17 2016-06-15 4 KELLEY BERNARD J CDXS Common Stock A - Award D 20,094 213,240
2016-06-17 2016-06-15 4 BARUCH THOMAS R CDXS Common Stock A - Award D 20,094 179,276
2016-06-17 2016-06-15 4 WOLF DENNIS P CDXS Common Stock A - Award D 20,094 141,360
2016-06-17 2016-06-15 4 Smith David V CDXS Common Stock A - Award D 20,094 44,785
2016-06-17 2016-06-15 4 Yang Patrick Y CDXS Common Stock A - Award D 20,094 310,340
2016-06-17 2016-06-15 4 Dorgan Byron L CDXS Common Stock A - Award D 20,094 176,776
2016-06-17 2016-06-15 4 Glaub Kathleen Sereda CDXS Common Stock A - Award D 20,094 84,303
2016-06-17 2016-06-15 4 Cheng Pam P. CDXS Common Stock A - Award D 20,094 80,040
2016-06-15 2016-06-13 4 NICOLS JOHN J CDXS Common Stock F - Taxes D 4.0800 -97,838 -399 901,319
2016-03-08 2016-03-05 4 NICOLS JOHN J CDXS Common Stock F - Taxes D 3.6600 -90,367 -331 999,157
2016-03-08 2016-03-05 4 SANGSTER GORDON CDXS Common Stock F - Taxes D 3.6600 -20,101 -74 132,495
2016-03-08 2016-03-05 4 Sheehy Douglas T. CDXS Common Stock F - Taxes D 3.6600 -27,573 -101 247,617
2016-03-08 2016-03-05 4 Lalonde James CDXS Common Stock F - Taxes D 3.6600 -12,478 -46 191,473
2016-03-03 2016-03-01 4 Smith David V CDXS Common Stock A - Award D 24,691 24,691
2016-02-23 2016-02-19 4 NICOLS JOHN J CDXS Stock Option (Right to Buy) A - Award D 4.10 211,000 211,000
2016-02-23 2016-02-19 4 NICOLS JOHN J CDXS Common Stock A - Award D 259,840 1,089,524
2016-02-23 2016-02-19 4 SANGSTER GORDON CDXS Stock Option (Right to Buy) A - Award D 4.10 123,000 123,000
2016-02-23 2016-02-19 4 SANGSTER GORDON CDXS Common Stock A - Award D 76,096 152,596
2016-02-23 2016-02-19 4 Sheehy Douglas T. CDXS Stock Option (Right to Buy) A - Award D 4.10 123,000 123,000
2016-02-23 2016-02-19 4 Sheehy Douglas T. CDXS Common Stock A - Award D 79,808 275,190
2016-02-23 2016-02-19 4 Lalonde James CDXS Stock Option (Right to Buy) A - Award D 4.10 77,000 77,000
2016-02-23 2016-02-19 4 Lalonde James CDXS Common Stock A - Award D 39,904 203,951
2016-02-12 2016-02-10 4 NICOLS JOHN J CDXS Common Stock F - Taxes D 3.9300 -8,534 -34 829,684
2016-02-12 2016-02-10 4 Sheehy Douglas T. CDXS Common Stock F - Taxes D 3.9300 -9,517 -37 195,382
2016-02-12 2016-02-10 4 Lalonde James CDXS Common Stock F - Taxes D 3.9300 -3,964 -16 164,047
2015-11-12 2015-11-11 4 Lalonde James CDXS Stock Option (Right to Buy) M - Exercise D 1.05 -16,391 0
2015-11-12 2015-11-11 4 Lalonde James CDXS Common Stock S - Sale D 3.5196 -5,805 -20 168,011
2015-11-12 2015-11-11 4 Lalonde James CDXS Common Stock M - Exercise D 1.0500 16,391 17 173,816
2015-11-12 2015-11-10 4 Lalonde James CDXS Stock Option (Right to Buy) M - Exercise D 1.05 -10,275 16,391
2015-11-12 2015-11-10 4 Lalonde James CDXS Common Stock S - Sale D 3.5210 -3,636 -13 157,425
2015-11-12 2015-11-10 4 Lalonde James CDXS Common Stock M - Exercise D 1.0500 10,275 11 161,061
2015-09-15 2015-09-11 4 Yang Patrick Y CDXS Common Stock P - Purchase D 3.4711 10,000 35 290,246
2015-09-11 2015-09-10 4 KELLEY BERNARD J CDXS Stock Option (Right to Buy) M - Exercise D 1.05 -16,666 0
2015-09-11 2015-09-10 4 KELLEY BERNARD J CDXS Common Stock S - Sale D 3.4546 -5,200 -18 193,146
2015-09-11 2015-09-10 4 KELLEY BERNARD J CDXS Common Stock M - Exercise D 1.0500 16,666 17 198,346
2015-08-25 2015-08-24 4 Yang Patrick Y CDXS Common Stock P - Purchase D 3.8353 10,000 38 280,246
2015-08-17 2015-08-14 4 Yang Patrick Y CDXS Common Stock P - Purchase D 3.9742 20,000 79 270,246
2015-06-16 2015-06-13 4 NICOLS JOHN J CDXS Common Stock F - Taxes D 4.1000 -94,281 -387 838,218
2015-06-15 2015-06-15 4 WOLF DENNIS P CDXS Common Stock S - Sale D 4.0747 -17,708 -72 121,266
2015-06-15 2015-06-12 4 WOLF DENNIS P CDXS Common Stock S - Sale D 4.1285 -17,708 -73 138,974
2015-06-12 2015-06-10 4 KELLEY BERNARD J CDXS Common Stock A - Award D 20,731 181,680
2015-06-12 2014-11-10 4 BARUCH THOMAS R CDXS Common Stock J - Other I -181,067 0
2015-06-12 2014-11-10 4 BARUCH THOMAS R CDXS Common Stock J - Other I -2,740,158 0
2015-06-12 2015-06-10 4 BARUCH THOMAS R CDXS Common Stock A - Award D 20,731 159,182
2015-06-12 2015-06-10 4 WOLF DENNIS P CDXS Common Stock A - Award D 20,731 156,682
2015-06-12 2015-06-10 4 Yang Patrick Y CDXS Common Stock A - Award D 20,731 250,246
2015-06-12 2015-06-10 4 Dorgan Byron L CDXS Common Stock A - Award D 20,731 156,682
2015-06-12 2015-06-10 4 Glaub Kathleen Sereda CDXS Common Stock A - Award D 20,731 64,209
2015-06-12 2015-06-10 4 Cheng Pam P. CDXS Common Stock A - Award D 20,731 59,946
2015-05-12 2015-05-10 4 Sheehy Douglas T. CDXS Common Stock F - Taxes D 4.2600 -26,306 -112 204,899
2015-05-12 2015-05-10 4 Lalonde James CDXS Common Stock F - Taxes D 4.2600 -13,153 -56 150,786
2015-03-24 3 Vivo Ventures VII Affiliates Fund, L.P. Held by Vivo Ventures VII Affiliates Fund, L.P. CDXS Common Stock I 5,692,199
2015-03-24 3 Vivo Ventures VII Affiliates Fund, L.P. Held by Vivo Ventures VII Affiliates Fund, L.P. CDXS Common Stock I 5,692,199
2015-03-24 3 Vivo Ventures VII Affiliates Fund, L.P. Held by Vivo Ventures Fund VII, L.P. CDXS Common Stock I 11,027,758
2015-03-24 3 Vivo Ventures VII Affiliates Fund, L.P. Held by Vivo Ventures VII Affiliates Fund, L.P. CDXS Common Stock I 5,692,199
2015-03-24 3 Vivo Ventures VII Affiliates Fund, L.P. Held by Vivo Ventures VII Affiliates Fund, L.P. CDXS Common Stock I 5,692,199
2015-03-24 3 Vivo Ventures VII Affiliates Fund, L.P. Held by Vivo Ventures Fund VII, L.P. CDXS Common Stock I 11,027,758
2015-03-24 3 Vivo Ventures VII Affiliates Fund, L.P. Held by Vivo Ventures Fund VII, L.P. CDXS Common Stock I 11,027,758
2015-03-24 3 Vivo Ventures VII Affiliates Fund, L.P. Held by Vivo Ventures Fund VII, L.P. CDXS Common Stock I 11,027,758
2015-03-09 2015-03-05 4 Sheehy Douglas T. CDXS Common Stock F - Taxes D 3.9900 -7,967 -32 231,205
2015-03-09 2015-03-05 4 NICOLS JOHN J CDXS Common Stock F - Taxes D 3.9900 -40,789 -163 932,499
2015-03-09 2015-03-05 4 Lalonde James CDXS Common Stock F - Taxes D 3.9900 -4,999 -20 163,939
2015-02-12 2015-02-11 4 SANGSTER GORDON CDXS Stock Option (Right to Buy) A - Award D 3.39 133,000 133,000
2015-02-12 2015-02-11 4 SANGSTER GORDON CDXS Common Stock A - Award D 26,500 76,500
2015-02-12 2015-02-11 4 NICOLS JOHN J CDXS Stock Option (Right to Buy) A - Award D 3.39 306,000 306,000
2015-02-12 2015-02-11 4 NICOLS JOHN J CDXS Common Stock A - Award D 212,000 973,288
2015-02-12 2015-02-10 4 NICOLS JOHN J CDXS Common Stock F - Taxes D 3.5900 -8,786 -32 761,288
2015-02-12 2015-02-11 4 Sheehy Douglas T. CDXS Stock Option (Right to Buy) A - Award D 3.39 140,000 140,000
2015-02-12 2015-02-11 4 Sheehy Douglas T. CDXS Common Stock A - Award D 42,400 239,172
2015-02-12 2015-02-10 4 Sheehy Douglas T. CDXS Common Stock F - Taxes D 3.5900 -12,373 -44 196,772
2015-02-12 2015-02-11 4 Lalonde James CDXS Stock Option (Right to Buy) A - Award D 3.39 70,000 70,000
2015-02-12 2015-02-11 4 Lalonde James CDXS Common Stock A - Award D 23,850 168,938
2015-02-12 2015-02-10 4 Lalonde James CDXS Common Stock F - Taxes D 3.5900 -5,154 -19 145,088
2014-12-22 2014-06-13 4/A NICOLS JOHN J CDXS Common Stock F - Taxes D 1.4800 -70,463 -104 770,074
2014-11-20 2014-11-18 4 Yang Patrick Y CDXS Common Stock P - Purchase D 2.3500 20,000 47 229,515
2014-11-19 2014-11-17 4 Yang Patrick Y CDXS Common Stock P - Purchase D 2.3400 20,000 47 209,515
2014-11-12 2014-11-10 4 CMEA VENTURES LIFE SCIENCES 2000 LP CDXS Common Stock S - Sale I 2.3700 -181,067 -429 0
2014-11-12 2014-11-10 4 CMEA VENTURES LIFE SCIENCES 2000 LP CDXS Common Stock S - Sale I 2.3700 -2,740,158 -6,494 0
2014-11-03 2014-10-30 4 Cheng Pam P. CDXS Common Stock A - Award D 39,215 39,215
2014-09-22 2014-09-18 4 Glaub Kathleen Sereda CDXS Common Stock A - Award D 43,478 43,478
2014-08-19 2014-08-18 4 SANGSTER GORDON CDXS Stock Option (right to buy) A - Award D 2.45 115,000 115,000
2014-08-19 2014-08-18 4 SANGSTER GORDON CDXS Common Stock A - Award D 50,000 50,000
2014-08-14 2014-08-12 4 Yang Patrick Y CDXS Common Stock P - Purchase D 2.2200 60,000 133 189,515
2014-08-12 2014-08-10 4 Sheehy Douglas T. CDXS Common Stock F - Taxes D 2.1330 -24,661 -53 209,145
2014-08-12 2014-08-10 4 Lalonde James CDXS Common Stock F - Taxes D 2.1330 -12,331 -26 150,242
2014-07-02 2014-07-01 4 Lalonde James CDXS Stock Option (Right to Buy) M - Exercise D 0.68 -27,350 0
2014-07-02 2014-07-01 4 Lalonde James CDXS Common Stock M - Exercise D 0.6800 27,350 19 162,573
2014-06-17 2014-06-13 4 NICOLS JOHN J CDXS Common Stock F - Taxes D 1.4800 -70,571 -104 769,966
2014-06-13 2014-06-11 4 KELLEY BERNARD J CDXS Common Stock A - Award D 57,432 160,949
2014-06-13 2014-06-11 4 BARUCH THOMAS R CDXS Common Stock A - Award D 57,432 138,451
2014-06-13 2014-06-11 4 WOLF DENNIS P CDXS Common Stock A - Award D 57,432 135,951
2014-06-13 2014-06-11 4 Yang Patrick Y CDXS Common Stock A - Award D 57,432 129,515
2014-06-13 2014-06-11 4 Dorgan Byron L CDXS Common Stock A - Award D 57,432 135,951
2014-03-12 2014-02-10 4/A Lalonde James CDXS Common Stock F - Taxes D 1.7900 -5,154 -9 141,806
2014-03-12 2014-03-10 4 Lalonde James CDXS Common Stock F - Taxes D 1.9900 -6,583 -13 135,223
2014-02-26 2014-02-24 4 NICOLS JOHN J CDXS Stock Option (Right to Buy) A - Award D 1.97 500,000 500,000
2014-02-26 2014-02-24 4 Sheehy Douglas T. CDXS Stock Option (Right to Buy) A - Award D 1.97 140,000 140,000
2014-02-26 2014-02-24 4 Lalonde James CDXS Stock Option (Right to Buy) A - Award D 1.97 75,000 75,000
2014-02-25 3 Yang Patrick Y CDXS Common Stock D 40,000
2014-02-25 3 Yang Patrick Y CDXS Common Stock D 40,000
2014-02-25 2014-02-22 4 Yang Patrick Y CDXS Common Stock A - Award D 52,083 72,083
2014-02-21 2014-02-19 4 Sheehy Douglas T. CDXS Common Stock F - Taxes D 1.7900 -12,879 -23 233,806
2014-02-13 3 Lalonde James CDXS Common Stock D 293,920
2014-02-13 3 Lalonde James CDXS Common Stock D 293,920
2014-02-13 2014-02-10 4 Lalonde James CDXS Common Stock F - Taxes D 1.7900 5,154 9 141,806
2014-01-06 2014-01-02 4 BARUCH THOMAS R CDXS Common Stock A - Award D 35,416 81,019
2014-01-06 2014-01-02 4 KELLEY BERNARD J CDXS Common Stock A - Award D 35,416 103,517
2014-01-06 2014-01-02 4 WOLF DENNIS P CDXS Common Stock A - Award D 35,416 78,519
2014-01-06 2014-01-02 4 Karsner Alexander CDXS Common Stock A - Award D 35,416 78,519
2014-01-06 2014-01-02 4 Dorgan Byron L CDXS Common Stock A - Award D 35,416 78,519
2013-11-15 2013-11-13 4 Sheehy Douglas T. CDXS Common Stock A - Award D 140,000 246,685
2013-09-06 2013-09-04 4 O'Toole David D CDXS Common Stock F - Taxes D 1.7600 -4,697 -8 110,687
2013-06-17 2013-06-13 4 NICOLS JOHN J CDXS Common Stock F - Taxes D 2.1700 -70,463 -153 840,537
2013-05-17 2013-05-16 4 Tobin Matthew CDXS Stock Option (Right to Buy) M - Exercise D 0.60 -3,033 0
2013-05-17 2013-05-16 4 Tobin Matthew CDXS Common Stock M - Exercise D 0.6000 3,033 2 78,707
2013-03-11 2013-03-08 4 NICOLS JOHN J CDXS Common Stock P - Purchase D 2.4223 27,000 65 911,000
2013-03-07 2013-03-07 4 NICOLS JOHN J CDXS Common Stock P - Purchase D 2.2729 27,000 61 884,000
2013-03-07 2013-03-06 4 NICOLS JOHN J CDXS Common Stock P - Purchase D 2.1575 27,000 58 857,000
2013-03-05 2013-03-04 4 O'Toole David D CDXS Common Stock P - Purchase D 2.0222 10,000 20 115,384
2013-02-12 2013-02-10 4 Anton David L. CDXS Common Stock F - Taxes D 2.3100 -7,899 -18 93,777
2013-02-12 2013-02-10 4 Sheehy Douglas T. CDXS Common Stock F - Taxes D 2.3100 -7,899 -18 106,685
2013-02-12 2013-02-10 4 Tobin Matthew CDXS Common Stock F - Taxes D 2.3100 -2,743 -6 75,674
2013-01-28 2013-01-24 4 BARUCH THOMAS R CDXS Common Stock A - Award D 43,103 45,603
2013-01-28 2013-01-24 4 KELLEY BERNARD J CDXS Common Stock A - Award D 43,103 68,101
2013-01-28 2013-01-24 4 WOLF DENNIS P CDXS Common Stock A - Award D 43,103 43,103
2013-01-28 2013-01-24 4 NICOLS JOHN J CDXS Stock Option (Right to Buy) A - Award D 2.32 270,000 270,000
2013-01-28 2013-01-24 4 NICOLS JOHN J CDXS Common Stock A - Award D 80,000 830,000
2013-01-28 2013-01-24 4 Karsner Alexander CDXS Common Stock A - Award D 43,103 43,103
2013-01-28 2013-01-24 4 Anton David L. CDXS Stock Option (right to buy) A - Award D 2.32 54,302 54,302
2013-01-28 2013-01-24 4 Anton David L. CDXS Common Stock A - Award D 31,476 101,676
2013-01-28 2013-01-24 4 Sheehy Douglas T. CDXS Stock Option (right to buy) A - Award D 2.32 76,022 76,022
2013-01-28 2013-01-24 4 Sheehy Douglas T. CDXS Common Stock A - Award D 45,384 114,584
2013-01-28 2013-01-24 4 O'Toole David D CDXS Stock Option (Right to Buy) A - Award D 2.32 76,022 76,022
2013-01-28 2013-01-24 4 O'Toole David D CDXS Common Stock A - Award D 45,384 105,384
2013-01-28 2013-01-24 4 Dorgan Byron L CDXS Common Stock A - Award D 43,103 43,103
2013-01-28 2013-01-24 4 Tobin Matthew CDXS Stock Option (right to buy) A - Award D 2.32 54,302 54,302
2013-01-28 2013-01-24 4 Tobin Matthew CDXS Common Stock A - Award D 31,476 78,417
2013-01-28 3 Seufer-Wasserthal Peter CDXS Common Stock D 55,000
2013-01-28 2013-01-24 4 Seufer-Wasserthal Peter CDXS Stock Option (right to buy) A - Award D 2.32 65,886 65,886
2013-01-28 2013-01-24 4 Seufer-Wasserthal Peter CDXS Common Stock A - Award D 38,064 93,064
2012-11-14 2012-11-12 4 O'Toole David D CDXS Common Stock P - Purchase D 2.2000 5,000 11 60,000
2012-09-14 2012-09-14 4 Sheehy Douglas T. CDXS Common Stock S - Sale D 2.7633 -3,800 -11 69,200
2012-09-14 2012-09-14 4 Anton David L. CDXS Common Stock S - Sale D 2.7579 -3,800 -10 70,200
2012-09-14 2012-09-14 4 O'Toole David D CDXS Common Stock P - Purchase D 2.8500 2,500 7 55,000
2012-09-14 2012-09-13 4 O'Toole David D CDXS Common Stock P - Purchase D 2.7000 2,500 7 52,500
2012-09-12 2012-09-10 4 O'Toole David D CDXS Stock Option (Right to Buy) A - Award D 2.72 200,000 200,000
2012-09-12 2012-09-10 4 O'Toole David D CDXS Common Stock A - Award D 50,000 50,000
2012-09-07 3 Tobin Matthew CDXS Common Stock D 46,941
2012-07-17 3 Ho Mark CDXS Common Stock D 12,654
2012-06-14 2012-06-13 4 NICOLS JOHN J CDXS Stock Option (Right to Buy) A - Award D 3.46 400,000 400,000
2012-06-14 2012-06-13 4 NICOLS JOHN J CDXS Common Stock A - Award D 750,000 750,000
2012-06-08 2012-06-06 4 KELLEY BERNARD J CDXS Stock Option (Right to Buy) A - Award D 3.62 20,000 20,000
2012-06-08 2012-06-06 4 BARUCH THOMAS R CDXS Stock Option (Right to Buy) A - Award D 3.62 20,000 20,000
2012-06-08 2012-06-06 4 WOLF DENNIS P CDXS Stock Option (Right to Buy) A - Award D 3.62 20,000 20,000
2012-06-08 2012-06-06 4 Karsner Alexander CDXS Stock Option (Right to Buy) A - Award D 3.62 20,000 20,000
2012-06-08 2012-06-06 4 Dorgan Byron L CDXS Stock Option (Right to Buy) A - Award D 3.62 20,000 20,000
2012-06-05 2012-06-01 4 Strumph Peter M CDXS Common Stock A - Award D 3,300 60,756
2012-06-05 2012-06-01 4 Dowd Brian Paul CDXS Common Stock A - Award D 1,650 28,310
2012-05-03 2012-05-01 4 Strumph Peter M CDXS Common Stock A - Award D 2,717 57,456
2012-05-03 2012-05-01 4 Dowd Brian Paul CDXS Common Stock A - Award D 1,358 26,660
2012-04-02 2012-04-01 4 Strumph Peter M CDXS Common Stock A - Award D 2,739 54,739
2012-04-02 2012-04-01 4 Dowd Brian Paul CDXS Common Stock A - Award D 1,369 25,302
2012-03-12 3 Dowd Brian Paul CDXS Common Stock D 23,933
2012-03-09 2012-03-07 4 Strumph Peter M CDXS Stock Option (right to buy) A - Award D 3.56 -59,000 59,000
2012-03-09 2012-03-07 4 Strumph Peter M CDXS Common Stock A - Award D 32,000 52,000
2012-03-09 2012-03-07 4 Anton David L. CDXS Stock Option (right to buy) A - Award D 3.56 -59,000 59,000
2012-03-09 2012-03-07 4 Anton David L. CDXS Common Stock A - Award D 32,000 74,000
2012-03-09 2012-03-07 4 Sarret Joseph J. CDXS Stock Option (right to buy) A - Award D 3.56 59,000 59,000
2012-03-09 2012-03-07 4 Sarret Joseph J. CDXS Common Stock A - Award D 32,000 74,000
2012-03-09 2012-03-07 4 Sheehy Douglas T. CDXS Stock Option (right to buy) A - Award D 3.56 59,000 59,000
2012-03-09 2012-03-07 4 Sheehy Douglas T. CDXS Common Stock A - Award D 32,000 73,000
2012-02-24 3 Strumph Peter M CDXS Common Stock D 20,000
2010-04-21 3 SHAW ALAN CDXS Common Stock I 44,132
2010-04-21 3 SHAW ALAN CDXS Common Stock I 47,534
2010-04-21 3 Sarret Joseph J. CDXS Common Stock I 13,333
2010-04-21 3 KELLEY BERNARD J CDXS Common Stock D 24,998
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券(例如股票期权)
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券(例如期权)
V
内部人士通过Form 4自愿报告的一笔交易
J
其他(附有交易描述的脚注)
Other Listings
GB:0I0X US$2.46
DE:4QK €2.04
Fintel data has been cited in the following publications:
Daily Mail Fox Business Business Insider Wall Street Journal The Washington Post Bloomberg Financial Times Globe and Mail
NASDAQ.com Reuters The Guardian Associated Press FactCheck.org Snopes Politifact
Federal Register The Intercept Forbes Fortune Magazine TheStreet Time Magazine Canadian Broadcasting Corporation International Business Times
Cambridge University Press Investopedia MarketWatch NY Daily News Entrepreneur Newsweek Barron's El Economista