ARDC / Ares Dynamic Credit Allocation Fund, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

阿瑞斯动态信贷分配基金公司
US ˙ NYSE ˙ US04014F1021

所有內部人士58
内部人士情绪分数

“内部人士情绪分数”用于查找被公司内部人士购入的公司。

它是一个复杂的多因素量化模型的结果,该模型能够辨识具有最高内部人士累积持有水平的公司。该评分模型结合了内部人士在过去90天内买入的净数量、总买入股份占流通股比例,以及内部人士拥有的总股份的指标。该分数的范围从0到100,数值越高表示相对于同行业而言具有更高程度的内部人士持股水平,50为平均值。

更新频率:每日

参阅“内部人士首选”,该清单呈现被内部人士购入最多的公司。

高管情绪分数

“高管情绪分数”用于查找被公司管理层购入的公司。

根据定义,公司高管是公司内部人士,但与其他内部人士(10%的股东和董事会成员)不同,公司高管每天在公司工作,而且他们使用自己的资金进行交易。(10%的股东和董事会成员通常是基金经理,管理着其他人的资金。)因此,公司高管进行的内幕交易更为重要,应该被适当地重视和关注。

如同“内部人士情绪分数”,“高管情绪分数”也是一个复杂的多因素量化模型的计算结果,该模型能够辨识具有最高高管累积持有水平的公司。

更新频率:每日

参阅“内部人士首选”,该清单呈现被内部人士购入最多的公司。

关键内部人士指标

此表格显示了公司在各种内部人士指标上的排名。百分位数排名显示了这家公司在美国市场与其他公司相比的表现。排名越高表明公司所处状况越好。

举例来说,一般认为内部人士的买入是一个积极的指标,因此具有更多内部人士买入的公司将排名高于那些内部人士买入较少(甚至有内部人士卖出)的公司。

内部人士买入净数(排名)

N/A

内部人士买入净数是过去90天内买入的内部人士总数减去卖出的内部人士总数。以百分位排名显示(范围从0到100%)。

内部人士买入占流通股比例(排名)

N/A

内部人士买入占流通股比例是内部人士在过去90天内买入的股份总数减去卖出的股份总数,除以总流通股数并乘以100。

内幕交易图表

以下图表显示了Ares Dynamic Credit Allocation Fund, Inc.内部人士交易。内部人士包括公司的高管、董事或重要投资者。一般而言,基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是,他们必须通过Form 4向美国证券交易委员会(SEC)报告所有交易。

内部人员名单及盈利指标

这张表格显示已知的内部人士名单,从向美国证券交易委员会(SEC)披露的申报文件中自动生成。除了姓名、当前职位和董事、高管或10%所有人的任命外,我们还提供了最新披露的持股信息。此外,我们尽可能提供内部人士的历史交易表现。历史交易表现是内部人士实际进行的公开市场买入交易表现的加权平均值。有关此计算方式的更多信息,请查看YouTube网络研讨会

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内部人士 平均收益(%) 持股
数量
分拆
调整
AISG GP Ltd. 10% Owner - [10%] 6,000,000 6,000,000
Ares Capital Management Ii Llc - 59 59
Ares Investments Holdings Llc - 59 59
Ares Investments Llc - 59 59
Ares Management Llc 10% Owner - [10%] 59 59
Ares Owners Holdings L.p. 10% Owner - [10%] 0 0
ANNUITY & LIFE ASSURANCE Co ATHENE 10% Owner - [10%] 6,000,000 6,000,000
Apollo Capital Management GP, LLC 10% Owner - [10%] 6,000,000 6,000,000
Apollo Capital Management, L.P. 10% Owner - [10%] 6,000,000 6,000,000
Apollo Management Holdings GP, LLC 10% Owner - [10%] 6,000,000 6,000,000
Apollo Management Holdings, L.P. 10% Owner - [10%] 6,000,000 6,000,000
Charles JR Arduini 0
Ares Holdings LLC 10% Owner - [10%] 5,236 5,236
Ares Management Holdings L.P. 10% Owner - [10%] 5,236 5,236
Ares Partners Holdco LLC - 59 59
Keith Ashton Vice President - [O] 1,014 1,014
Annuity & Life Co Athene 10% Owner - [10%] 6,000,000 6,000,000
Athene Asset Management LLC 10% Owner - [10%] 6,000,000 6,000,000
Holding Ltd Athene 10% Owner - [10%] 6,000,000 6,000,000
内部人士 平均收益(%) 持股
数量
分拆
调整
USA Corp Athene 10% Owner - [10%] 6,000,000 6,000,000
Joshua M Bloomstein 0
Seth J Brufsky President and CEO / Portfolio, Director - [D] [O] 69,137 69,137
Brett Alan Byrd CCO-Anti-Money Laundering Off - [O] 66 66
Americo Cascella Vice President - [O] 299 299
Anthony S Dell CCO, Anti-Money Laundering Off - [O] 1,400 1,400
Michael Diamond 0
Jason Duko 0
John Eanes Vice President - [O] 606 606
Philip Robert Erlanger Director - [D] 2,500 2,500
Ian Fitzgerald 0
Daniel Robert Hayward 0
James Kelso Hunt Director - [D] 7,000 7,000
Daniel J Hall GC, CLO and Secretary - [O] 2,500 2,500
Scott C Lem 0
Leupp John A. 0
Gregory A Margolies - 21,408 21,408
Michael R McFerran 0
Samantha Milner 0
内部人士 平均收益(%) 持股
数量
分拆
调整
Jeff M Moore Vice President - [O] 498 498
Lisa A Morgan 0
Daniel F Nguyen Chief Financial Officer - [O] 259 259
Hardip Parmar 0
Antony P Ressler - 287,157 287,157
Penelope F Roll 0
Reiss M. Freddie Director - [D] 2,500 2,500
David A Sachs Director - [D] 67,193 67,193
Bruce H Spector Director - [D] 35,000 35,000
Sun Life Financial Inc 10% Owner - [10%] 560,000 560,000
Aghili Naseem Sagati 0
Darryl Schall Vice President - [O] 65 65
John Joseph Shaw Director - [D] 10,000 10,000
Kapil Singh 0
Life Assurance Co of Canada Sun 10% Owner - [10%] 560,000 560,000
Financial For Lutherans Thrivent 10% Owner - [10%] 400,000 400,000
RETIREMENT INSURANCE & ANNUITY Co VOYA 10% Owner - [10%] 120,000 120,000
Voya Financial, Inc. 10% Owner - [10%] 120,000 120,000
Voya Holdings, Inc. 10% Owner - [10%] 120,000 120,000
Michael D Weiner VP and Assistant Secretary - [O] 480 480

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跟踪内部人士买入记录 - 短期收益分析

在这一部分,我们分析了在 ARDC / Ares Dynamic Credit Allocation Fund, Inc. 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况, 结果仅为理论值。 .

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
2022-03-17 SPECTOR BRUCE H 10,000 14.1800 10,000 14.1800 141,800 18 14.8200 6,400 4.51
2022-01-26 Shaw John Joseph 26,000 15.4361 26,000 15.4361 401,339
2022-01-25 Shaw John Joseph 4,000 15.3430 4,000 15.3430 61,372
2020-05-26 Brufsky Seth J 20,000 11.3138 20,000 11.3138 226,276
2018-12-24 Brufsky Seth J 10,000 13.3890 10,000 13.3890 133,890
2018-12-24 SPECTOR BRUCE H 10,000 13.2989 10,000 13.2989 132,989
2018-12-04 HUNT JAMES KELSO 2,000 14.7693 2,000 14.7693 29,539

经调整价格 已按拆股调整。 经调整股数 已按拆股调整。

ARDC / Ares Dynamic Credit Allocation Fund, Inc. Insider Trades
追踪内部人士卖出记录 - 短期亏损分析

在这一部分,我们分析了在 ARDC / Ares Dynamic Credit Allocation Fund, Inc. 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况, 结果仅为理论值。 .

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
2024-05-24 Shaw John Joseph 2,025 14.1791 2,025 14.1791 28,713 318 12.3400 -3,724 -12.97
2024-05-24 Shaw John Joseph 2,099 14.1791 2,099 14.1791 29,762
2024-05-23 Shaw John Joseph 7,901 14.0921 7,901 14.0921 111,342
2024-05-23 Shaw John Joseph 7,975 14.0921 7,975 14.0921 112,384
2023-08-17 Shaw John Joseph 20,716 12.8010 20,716 12.8010 265,182
2023-08-16 Shaw John Joseph 9,286 12.8500 9,286 12.8500 119,325
2020-01-16 Shaw John Joseph 5,150 15.7800 5,150 15.7800 81,267
2019-10-15 ARES CAPITAL MANAGEMENT II LLC 8,221 14.7810 8,221 14.7810 121,515

经调整价格 已按拆股调整。 经调整股数 已按拆股调整。

ARDC / Ares Dynamic Credit Allocation Fund, Inc. Insider Trades
交易历史记录

点击链接图标即可查看完整的交易历史记录。作为 10b5-1 自动交易计划的一部分进行报告的交易,将在标记为 10b-5 的列中显示 X。

备案
日期
交易
日期
表格 内部人士 股票代码 证券种类 代码 10b5-1 直接 执行
价格
单位
价格
股数
变化
价值
变化 (1K)
剩余
期权
剩余
股份
2024-05-28 2024-05-24 4 Shaw John Joseph By the John Shaw Living Trust ARDC Common Stock S - Sale I 14.1791 -2,099 -30 10,000
2024-05-28 2024-05-24 4 Shaw John Joseph By the John Shaw Living Trust ARDC Common Stock S - Sale I 14.1791 -2,025 -29 12,099
2024-05-28 2024-05-23 4 Shaw John Joseph By the John Shaw Living Trust ARDC Common Stock S - Sale I 14.0921 -7,901 -111 14,124
2024-05-28 2024-05-23 4 Shaw John Joseph By the John Shaw Living Trust ARDC Common Stock S - Sale I 14.0921 -7,975 -112 22,025
2023-08-18 2023-08-17 4 Shaw John Joseph By the John Shaw Living Trust ARDC Common Stock S - Sale I 12.8010 -20,716 -265 30,000
2023-08-18 2023-08-16 4 Shaw John Joseph By the John Shaw Living Trust ARDC Common Stock S - Sale I 12.8500 -9,286 -119 50,716
2022-03-18 2022-03-17 4 SPECTOR BRUCE H ARDC Common Stock P - Purchase D 14.1800 10,000 142 35,000
2022-01-27 2022-01-26 4 Shaw John Joseph By the John Shaw Living Trust ARDC Common Stock P - Purchase I 15.4361 26,000 401 60,002
2022-01-27 2022-01-25 4 Shaw John Joseph By the John Shaw Living Trust ARDC Common Stock P - Purchase I 15.3430 4,000 61 34,002
2021-12-22 3/A THRIVENT FINANCIAL FOR LUTHERANS ARDC Series B Mandatory Redeemable Preferred Stock D 360,000
2021-12-22 3/A THRIVENT FINANCIAL FOR LUTHERANS ARDC Series C Mandatory Redeemable Preferred Stock D 400,000
2021-09-17 2021-09-15 4 Sun Life Assurance Co of Canada See Footnote 1. ARDC Series C Mandatory Redeemable Preferred Stock P - Purchase I 25.0000 320,000 8,000 560,000
2021-09-17 2021-09-15 4 Sun Life Assurance Co of Canada ARDC Series C Mandatory Redeemable Preferred Stock P - Purchase D 25.0000 320,000 8,000 560,000
2021-07-26 3 Apollo Management Holdings, L.P. ARDC Mandatory Redeemable Preferred Stock 7/15/2026 I 9,000,000
2021-07-26 3 Apollo Management Holdings, L.P. ARDC Mandatory Redeemable Preferred Stock 9/15/2028 I 6,000,000
2021-07-26 3 Apollo Management Holdings, L.P. ARDC Mandatory Redeemable Preferred Stock 9/15/2026 I 4,000,000
2021-07-26 3 SUN LIFE FINANCIAL INC ARDC Series A Mandatory Redeemable Preferred Stock D 240,000
2021-07-26 3 SUN LIFE FINANCIAL INC See Footnote 1. ARDC Series A Mandatory Redeemable Preferred Stock I 240,000
2021-07-23 3 VOYA RETIREMENT INSURANCE & ANNUITY Co By Subsidiary ARDC 5-year MRPS with Final Redemption July 15, 2026 I 120,000
2020-05-27 2020-05-26 4 Brufsky Seth J By The Seth J. Brufsky Living Trust ARDC Common Stock P - Purchase I 11.3138 20,000 226 69,137
2020-01-21 2020-01-16 4 Shaw John Joseph By the John Shaw Living Trust ARDC Common Stock S - Sale I 15.7800 -5,150 -81 30,002
2019-10-17 2019-10-15 4 ARES CAPITAL MANAGEMENT II LLC ARDC Common Stock S - Sale D 14.7810 -8,221 -122 59
2018-12-28 2018-12-24 4 SPECTOR BRUCE H ARDC Common Stock P - Purchase D 13.2989 10,000 133 25,000
2018-12-27 2018-12-24 4 Brufsky Seth J By The Seth J. Brufsky Living Trust ARDC Common Stock P - Purchase I 13.3890 10,000 134 49,137
2018-12-11 2018-12-04 4 HUNT JAMES KELSO By the Hunt Living Trust ARDC Common Stock P - Purchase I 14.7693 2,000 30 7,000
2018-09-28 2018-09-26 4 Shaw John Joseph By the John Shaw Living Trust ARDC Common Stock P - Purchase I 15.5563 20,000 311 31,461
2018-09-28 2018-09-26 4 SPECTOR BRUCE H ARDC Common Stock P - Purchase D 15.6299 3,720 58 15,001
2018-07-10 2018-07-10 4 Hall Daniel J ARDC Common Stock P - Purchase D 16.0000 2,500 40 2,500
2016-12-22 2016-12-21 4 HUNT JAMES KELSO By the Hunt Living Trust ARDC Common Stock P - Purchase I 14.9688 5,000 75 5,000
2016-12-19 2016-12-16 4 Shaw John Joseph By the John Shaw Living Trust ARDC Common Stock P - Purchase I 14.9789 10,000 150 10,000
2016-04-20 2016-04-19 4 Reiss M. Freddie By the M. Freddie Reiss Living Trust ARDC Common Stock P - Purchase I 13.3950 2,500 33 2,500
2016-03-03 2015-12-07 4/A SACHS DAVID A ARDC Common Stock P - Purchase D 13.5200 7,500 101 67,193
2015-12-09 2015-12-07 4 SACHS DAVID A ARDC Common Stock P - Purchase D 13.5200 7,500 101 64,648
2015-09-02 2015-08-31 4 Margolies Gregory A ARDC Common Stock J - Other D 6,067 21,408
2015-09-02 2015-08-31 4 Eanes John By John Eanes Living Trust ARDC Common Stock J - Other I 606 606
2015-09-02 2015-08-31 4 Ashton Keith By spouse ARDC Common Stock J - Other I 424 1,014
2015-09-02 2015-08-31 4 Ashton Keith ARDC Common Stock J - Other D 424 1,014
2015-09-02 2015-08-31 4 Brufsky Seth J By The Seth J. Brufsky Living Trust ARDC Common Stock J - Other I 17,277 38,910
2015-09-02 2015-08-31 4 SPECTOR BRUCE H ARDC Common Stock J - Other D 7,281 11,281
2015-09-02 2015-08-31 4 RESSLER ANTONY P As Trustee of the Ressler/Gertz Family Foundation ARDC Common Stock J - Other I 168,935 287,157
2015-09-02 2015-08-31 4 SACHS DAVID A ARDC Common Stock J - Other D 13,348 57,148
2015-09-02 2015-08-31 4 SACHS DAVID A By Richards Sachs Investment Partners LLC ARDC Common Stock J - Other I 15,896 20,994
2015-08-18 2015-08-17 4 Ashton Keith By spouse ARDC Common Stock P - Purchase I 15.0000 445 7 1,011
2015-08-18 2015-08-17 4 Ashton Keith ARDC Common Stock P - Purchase D 14.9599 447 7 868
2015-07-22 2015-07-21 4 Brufsky Seth J By The Seth J. Brufsky Living Trust ARDC Common Stock P - Purchase I 15.3700 2,500 38 21,489
2014-10-20 2014-10-16 4 Margolies Gregory A ARDC Common Stock P - Purchase D 16.7000 10,000 167 15,341
2014-09-29 3 Byrd Brett Alan By spouse ARDC Common Stock I 66
2014-09-29 3 Byrd Brett Alan By spouse ARDC Common Stock I 66
2014-06-16 2014-05-05 4 Ashton Keith By spouse ARDC Common Stock P - Purchase I 18.4499 145 3 566
2014-06-16 2014-05-05 4 Ashton Keith ARDC Common Stock P - Purchase D 18.4499 145 3 566
2014-04-17 2014-04-16 4 RESSLER ANTONY P ARDC Common Stock P - Purchase D 18.0680 9,350 169 31,577
2014-04-01 2014-03-31 4 SACHS DAVID A ARDC Common Stock P - Purchase D 18.1350 700 13 43,800
2014-04-01 2014-03-28 4 SACHS DAVID A ARDC Common Stock P - Purchase D 18.1600 1,000 18 43,100
2014-03-26 2014-03-24 4 SPECTOR BRUCE H ARDC Common Stock P - Purchase D 18.3503 4,000 73 4,000
2013-12-24 2013-12-23 4 RESSLER ANTONY P By TJ Capital Investors LLC ARDC Common Stock J - Other I 49,732 49,732
2013-12-24 2013-12-23 4 WEINER MICHAEL D As Trustee of the Amended and Restated Weiner Living Trust, dated May 29, 2009 ARDC Common Stock J - Other I 480 480
2013-12-24 2013-12-23 4 Nguyen Daniel F As Trustee of The Daniel F. Nguyen & Lisa E. Nguyen Revocable Living Trust ARDC Common Stock J - Other I 259 259
2013-12-24 2013-12-23 4 SACHS DAVID A By Richards Sachs Investment Partners LLC ARDC Common Stock J - Other I 5,098 5,098
2013-12-24 2013-12-23 4 Schall Darryl ARDC Common Stock J - Other D 65 65
2013-12-24 2013-12-23 4 ARES CAPITAL MANAGEMENT II LLC ARDC Common Stock J - Other D -141,721 0
2013-12-24 2013-12-23 4 Brufsky Seth J ARDC Common Stock J - Other D 5,858 16,726
2013-12-24 2013-12-23 4 Margolies Gregory A ARDC Common Stock J - Other D 5,341 5,341
2013-12-24 2013-12-23 4 Ashton Keith ARDC Common Stock J - Other D 26 276
2013-12-24 2013-12-23 4 Cascella Americo As Trustee of The Americo Cascella Revocable Trust dated October 29, 2010 ARDC Common Stock J - Other I 299 299
2013-12-24 2013-12-23 4 Moore Jeff M ARDC Common Stock J - Other D 498 498
2013-11-19 2013-11-15 4 Ashton Keith ARDC Common Stock P - Purchase D 17.8360 250 4 250
2013-10-31 2013-10-29 4 ARES CAPITAL MANAGEMENT II LLC ARDC Common Stock P - Purchase D 18.0989 7,000 127 141,354
2013-10-28 2013-10-28 4 ARES CAPITAL MANAGEMENT II LLC ARDC Common Stock P - Purchase D 18.0559 7,500 135 134,354
2013-10-28 2013-10-25 4 ARES CAPITAL MANAGEMENT II LLC ARDC Common Stock P - Purchase D 18.1271 7,600 138 126,854
2013-10-28 2013-10-24 4 ARES CAPITAL MANAGEMENT II LLC ARDC Common Stock P - Purchase D 18.1257 6,068 110 119,254
2013-10-23 2013-10-23 4 ARES CAPITAL MANAGEMENT II LLC ARDC Common Stock P - Purchase D 18.1240 7,900 143 113,186
2013-10-23 2013-10-22 4 ARES CAPITAL MANAGEMENT II LLC ARDC Common Stock P - Purchase D 18.0571 5,800 105 105,286
2013-10-23 2013-10-21 4 ARES CAPITAL MANAGEMENT II LLC ARDC Common Stock P - Purchase D 18.1686 6,900 125 99,486
2013-10-18 2013-10-18 4 ARES CAPITAL MANAGEMENT II LLC ARDC Common Stock P - Purchase D 18.1489 7,500 136 92,586
2013-10-18 2013-10-17 4 ARES CAPITAL MANAGEMENT II LLC ARDC Common Stock P - Purchase D 18.1603 7,500 136 85,086
2013-10-18 2013-10-16 4 ARES CAPITAL MANAGEMENT II LLC ARDC Common Stock P - Purchase D 18.0114 7,500 135 77,586
2013-10-15 2013-10-15 4 ARES CAPITAL MANAGEMENT II LLC ARDC Common Stock P - Purchase D 17.9474 7,500 135 70,086
2013-10-15 2013-10-14 4 ARES CAPITAL MANAGEMENT II LLC ARDC Common Stock P - Purchase D 18.0137 5,400 97 62,586
2013-10-15 2013-10-11 4 ARES CAPITAL MANAGEMENT II LLC ARDC Common Stock P - Purchase D 18.0190 7,500 135 57,186
2013-10-15 2013-10-10 4 ARES CAPITAL MANAGEMENT II LLC ARDC Common Stock P - Purchase D 18.0376 7,500 135 49,686
2013-10-09 2013-10-09 4 ARES CAPITAL MANAGEMENT II LLC ARDC Common Stock P - Purchase D 17.9415 4,700 84 42,186
2013-10-09 2013-10-08 4 ARES CAPITAL MANAGEMENT II LLC ARDC Common Stock P - Purchase D 18.0716 4,500 81 37,486
2013-10-09 2013-10-07 4 ARES CAPITAL MANAGEMENT II LLC ARDC Common Stock P - Purchase D 18.1100 500 9 32,986
2013-10-08 2013-10-04 4 SACHS DAVID A ARDC Common Stock P - Purchase D 18.1100 1,800 33 42,100
2013-10-04 2013-10-02 4 Brufsky Seth J ARDC Common Stock P - Purchase D 18.4400 1,000 18 10,500
2013-10-01 2013-09-27 4 ARES CAPITAL MANAGEMENT II LLC ARDC Common Stock P - Purchase D 17.9180 250 4 32,486
2013-10-01 2013-09-27 4 ARES CAPITAL MANAGEMENT II LLC ARDC Common Stock P - Purchase D 17.9926 2,803 50 32,236
2013-09-26 2013-09-26 4 ARES CAPITAL MANAGEMENT II LLC ARDC Common Stock P - Purchase D 17.9237 2,197 39 29,433
2013-09-26 2013-09-25 4 ARES CAPITAL MANAGEMENT II LLC ARDC Common Stock P - Purchase D 18.1800 1,102 20 27,236
2013-09-26 2013-09-24 4 ARES CAPITAL MANAGEMENT II LLC ARDC Common Stock P - Purchase D 18.2013 1,398 25 26,134
2013-09-23 2013-09-23 4 ARES CAPITAL MANAGEMENT II LLC ARDC Common Stock P - Purchase D 18.3124 4,000 73 24,736
2013-09-23 2013-09-20 4 ARES CAPITAL MANAGEMENT II LLC ARDC Common Stock P - Purchase D 18.2750 1,000 18 20,736
2013-09-23 2013-09-19 4 ARES CAPITAL MANAGEMENT II LLC ARDC Common Stock P - Purchase D 18.5858 3,000 56 19,736
2013-09-18 2013-09-17 4 ARES CAPITAL MANAGEMENT II LLC ARDC Common Stock P - Purchase D 18.7333 3,000 56 16,736
2013-09-18 2013-09-17 4 ARES CAPITAL MANAGEMENT II LLC ARDC Common Stock P - Purchase D 18.3500 1,000 18 13,736
2013-09-18 2013-09-16 4 ARES CAPITAL MANAGEMENT II LLC ARDC Common Stock P - Purchase D 18.8800 2,000 38 12,736
2013-09-16 2013-09-13 4 ARES CAPITAL MANAGEMENT II LLC ARDC Common Stock P - Purchase D 18.7800 5,000 94 10,736
2013-09-16 2013-09-12 4 ARES CAPITAL MANAGEMENT II LLC ARDC Common Stock P - Purchase D 18.7000 500 9 5,736
2013-08-23 2013-08-22 4 SACHS DAVID A ARDC Common Stock P - Purchase D 18.1500 300 5 40,300
2013-08-23 2013-08-21 4 SACHS DAVID A ARDC Common Stock P - Purchase D 18.1750 1,500 27 40,000
2013-08-21 2013-08-19 4 SACHS DAVID A ARDC Common Stock P - Purchase D 18.2985 1,500 27 38,500
2013-07-29 2013-07-25 4 SACHS DAVID A ARDC Common Stock P - Purchase D 18.4000 1,000 18 37,000
2013-06-21 2013-06-19 4 SACHS DAVID A ARDC Common Stock P - Purchase D 18.9458 3,000 57 36,000
2013-06-21 2013-06-19 4 Brufsky Seth J ARDC Common Stock P - Purchase D 19.0186 2,000 38 9,500
2013-06-12 2013-06-10 4 SACHS DAVID A ARDC Common Stock P - Purchase D 19.4600 5,000 97 33,000
2013-03-21 2013-03-19 4 SACHS DAVID A ARDC Common Stock P - Purchase D 19.5100 500 10 28,000
2013-01-18 2013-01-16 4 Dell Anthony S ARDC Common Stock P - Purchase D 19.3247 1,400 27 1,400
2012-12-07 3/A ARES INVESTMENTS LLC ARDC Common Stock D 5,236
2012-11-29 2012-11-27 4 RESSLER ANTONY P As custodian for child's UTMA account ARDC Common Stock P - Purchase I 20.0000 4,300 86 4,300
2012-11-29 2012-11-27 4 RESSLER ANTONY P As custodian for child's UTMA account ARDC Common Stock P - Purchase I 20.0000 4,300 86 4,300
2012-11-29 2012-11-27 4 RESSLER ANTONY P As Trustee of the Ressler/Gertz Family Foundation ARDC Common Stock P - Purchase I 20.0000 100,000 2,000 100,000
2012-11-29 2012-11-27 4 RESSLER ANTONY P ARDC Common Stock P - Purchase D 20.0000 17,000 340 21,400
2012-11-29 2012-11-27 4 RESSLER ANTONY P ARDC Common Stock P - Purchase D 20.0000 4,400 88 4,400
2012-11-29 2012-11-27 4 SACHS DAVID A ARDC Common Stock P - Purchase D 20.0000 25,000 500 27,500
2012-11-29 2012-11-27 4 SACHS DAVID A ARDC Common Stock P - Purchase D 20.0000 2,500 50 2,500
2012-11-29 2012-11-27 4 Brufsky Seth J ARDC Common Stock P - Purchase D 20.0000 7,500 150 7,500
2012-11-29 2012-11-27 4 Erlanger Philip Robert ARDC Common Stock P - Purchase D 20.0000 2,500 50 2,500
2012-11-27 3 ARES OWNERS HOLDINGS L.P. ARDC Common Stock D 5,236
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券(例如股票期权)
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券(例如期权)
V
内部人士通过Form 4自愿报告的一笔交易
J
其他(附有交易描述的脚注)
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