基本统计
| LEI | 5493003CX2KWFERJAR18 |
| CIK | 1834045 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Vintage Wine Estates, Inc.
SEC Filings (Chronological Order)
本页提供了美国证券交易委员会（SEC）备案的完整、按时间顺序排列的列表，不包括我们在其他地方提供的所有权备案。
| August 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-40016 Vintage Wine Estates, Inc. (Exact name of registrant as specified |
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| August 14, 2024 |
As filed with the Securities and Exchange Commission on August 14, 2024 As filed with the Securities and Exchange Commission on August 14, 2024 Registration No. |
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| August 14, 2024 |
As filed with the Securities and Exchange Commission August 14, 2024 As filed with the Securities and Exchange Commission August 14, 2024 Registration No. |
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| August 14, 2024 |
As filed with the Securities and Exchange Commission on August 14, 2024 As filed with the Securities and Exchange Commission on August 14, 2024 Registration No. |
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| August 14, 2024 |
As filed with the Securities and Exchange Commission on August 14, 2024 As filed with the Securities and Exchange Commission on August 14, 2024 Registration No. |
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| August 5, 2024 |
25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-40016 Vintage Wine Estates, Inc. The Nasdaq Stock Market LLC (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registere |
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| July 30, 2024 |
VINTAGE WINE ESTATES, INC. 5,977,957 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 13 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 21, 2023) Registration No. 333-260530 VINTAGE WINE ESTATES, INC. 5,977,957 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 21, 2023 (as supplemented or amended from time to time, the “Prospectus”) with the i |
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| July 30, 2024 |
VINTAGE WINE ESTATES, INC. 27,633,275 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 13 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 21, 2023) Registration No. 333-268062 VINTAGE WINE ESTATES, INC. 27,633,275 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 21, 2023 (as supplemented or amended from time to time, the “Prospectus”) with the |
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| July 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2024 Vintage Wine Estates, Inc. (Exact name of Registrant as Specified in Its Charter) Nevada 001-40016 87-1005902 (State or Other Jurisdiction of Incorporation) (Commission |
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| July 24, 2024 |
VINTAGE WINE ESTATES, INC. 27,633,275 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 12 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 21, 2023) Registration No. 333-268062 VINTAGE WINE ESTATES, INC. 27,633,275 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 21, 2023 (as supplemented or amended from time to time, the “Prospectus”) with the |
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| July 24, 2024 |
VINTAGE WINE ESTATES, INC. 5,977,957 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 12 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 21, 2023) Registration No. 333-260530 VINTAGE WINE ESTATES, INC. 5,977,957 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 21, 2023 (as supplemented or amended from time to time, the “Prospectus”) with the i |
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| July 24, 2024 |
EXHIBIT 99.1 News Release 205 Concourse Boulevard | Santa Rosa, CA 95403 For Immediate Release Vintage Wine Estates, Inc. Announces Bankruptcy Filing and Voluntary Delisting and SEC Deregistration • Chapter 11 filing is intended to enable Company to address debt obligations and pursue asset sales • $60.5 million debtor-in-possession financing • Sale of Cosentino real property and equipment with pr |
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| July 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 19, 2024 Vintage Wine Estates, Inc. (Exact name of Registrant as Specified in Its Charter) Nevada 001-40016 87-1005902 (State or Other Jurisdiction of Incorporation) (Commission |
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| July 3, 2024 |
VINTAGE WINE ESTATES, INC. 5,977,957 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 11 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 21, 2023) Registration No. 333-260530 VINTAGE WINE ESTATES, INC. 5,977,957 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 21, 2023 (as supplemented or amended from time to time, the “Prospectus”) with the i |
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| July 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2024 Vintage Wine Estates, Inc. (Exact name of Registrant as Specified in Its Charter) Nevada 001-40016 87-1005902 (State or Other Jurisdiction of Incorporation) (Commission |
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| July 3, 2024 |
VINTAGE WINE ESTATES, INC. 27,633,275 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 11 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 21, 2023) Registration No. 333-268062 VINTAGE WINE ESTATES, INC. 27,633,275 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 21, 2023 (as supplemented or amended from time to time, the “Prospectus”) with the |
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| June 11, 2024 |
VINTAGE WINE ESTATES, INC. 27,633,275 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 10 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 21, 2023) Registration No. 333-268062 VINTAGE WINE ESTATES, INC. 27,633,275 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 21, 2023 (as supplemented or amended from time to time, the “Prospectus”) with the |
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| June 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 05, 2024 Vintage Wine Estates, Inc. (Exact name of Registrant as Specified in Its Charter) Nevada 001-40016 87-1005902 (State or Other Jurisdiction of Incorporation) (Commission |
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| June 11, 2024 |
VINTAGE WINE ESTATES, INC. 5,977,957 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 10 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 21, 2023) Registration No. 333-260530 VINTAGE WINE ESTATES, INC. 5,977,957 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 21, 2023 (as supplemented or amended from time to time, the “Prospectus”) with the i |
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| May 31, 2024 |
VINTAGE WINE ESTATES, INC. 27,633,275 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 9 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 21, 2023) Registration No. 333-268062 VINTAGE WINE ESTATES, INC. 27,633,275 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 21, 2023 (as supplemented or amended from time to time, the “Prospectus”) with the i |
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| May 31, 2024 |
VINTAGE WINE ESTATES, INC. 5,977,957 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 9 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 21, 2023) Registration No. 333-260530 VINTAGE WINE ESTATES, INC. 5,977,957 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 21, 2023 (as supplemented or amended from time to time, the “Prospectus”) with the in |
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| May 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2024 Vintage Wine Estates, Inc. (Exact name of Registrant as Specified in Its Charter) Nevada 001-40016 87-1005902 (State or Other Jurisdiction of Incorporation) (Commission F |
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| May 17, 2024 |
VINTAGE WINE ESTATES, INC. 5,977,957 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 8 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 21, 2023) Registration No. 333-260530 VINTAGE WINE ESTATES, INC. 5,977,957 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 21, 2023 (as supplemented or amended from time to time, the “Prospectus”) with the in |
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| May 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2024 Vintage Wine Estates, Inc. (Exact name of Registrant as Specified in Its Charter) Nevada 001-40016 87-1005902 (State or Other Jurisdiction of Incorporation) (Commission F |
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| May 17, 2024 |
VINTAGE WINE ESTATES, INC. 27,633,275 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 8 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 21, 2023) Registration No. 333-268062 VINTAGE WINE ESTATES, INC. 27,633,275 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 21, 2023 (as supplemented or amended from time to time, the “Prospectus”) with the i |
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| May 15, 2024 |
VINTAGE WINE ESTATES, INC. 27,633,275 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 7 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 21, 2023) Registration No. 333-268062 VINTAGE WINE ESTATES, INC. 27,633,275 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 21, 2023 (as supplemented or amended from time to time, the “Prospectus”) with the i |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40016 Vintage Wi |
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| May 15, 2024 |
VINTAGE WINE ESTATES, INC. 5,977,957 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 7 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 21, 2023) Registration No. 333-260530 VINTAGE WINE ESTATES, INC. 5,977,957 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 21, 2023 (as supplemented or amended from time to time, the “Prospectus”) with the in |
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| May 15, 2024 |
Exhibit 10.4 AMENDMENT Number TWO TO amended and restated forbearance AGREEMENT This AMENDMENT NUMBER TWO TO AMENDED AND RESTATED FORBEARANCE AGREEMENT (this “Amendment”) is dated as of May [14], 2024, and is entered into among VINTAGE WINE ESTATES, INC., a Nevada corporation ("Holdings"), VINTAGE WINE ESTATES, INC., a California corporation ("Borrower Agent"), each Subsidiary of Borrower Agent pa |
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| May 13, 2024 |
VINTAGE WINE ESTATES, INC. 27,633,275 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 6 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 21, 2023) Registration No. 333-268062 VINTAGE WINE ESTATES, INC. 27,633,275 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 21, 2023 (as supplemented or amended from time to time, the “Prospectus”) with the i |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 08, 2024 Vintage Wine Estates, Inc. (Exact name of Registrant as Specified in Its Charter) Nevada 001-40016 87-1005902 (State or Other Jurisdiction of Incorporation) (Commission F |
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| May 13, 2024 |
VINTAGE WINE ESTATES, INC. 5,977,957 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 6 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 21, 2023) Registration No. 333-260530 VINTAGE WINE ESTATES, INC. 5,977,957 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 21, 2023 (as supplemented or amended from time to time, the “Prospectus”) with the in |
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| May 8, 2024 |
Vintage Wine Announces Forbearance Agreement Extension with Lenders EXHIBIT 99.1 PRESS RELEASE OF VINTAGE WINE ESTATES, INC. DATED MAY 8, 2024 News Release 205 Concourse Boulevard | Santa Rosa, CA 95403 For Immediate Release Vintage Wine Announces Forbearance Agreement Extension with Lenders SANTA ROSA, CA, May 8, 2024 – Vintage Wine Estates, Inc. (Nasdaq: VWE and VWEWW) (the “Company”) today announced that the Company and its lender group have amended the amended |
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| May 8, 2024 |
Exhibit 10.1 AMENDMENT Number one TO amended and restated forbearance AGREEMENT This AMENDMENT NUMBER ONE TO AMENDED AND RESTATED FORBEARANCE AGREEMENT (this “Amendment”) is dated as of May 6, 2024, and is entered into among VINTAGE WINE ESTATES, INC., a Nevada corporation ("Holdings"), VINTAGE WINE ESTATES, INC., a California corporation ("Borrower Agent"), each Subsidiary of Borrower Agent party |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 06, 2024 Vintage Wine Estates, Inc. (Exact name of Registrant as Specified in Its Charter) Nevada 001-40016 87-1005902 (State or Other Jurisdiction of Incorporation) (Commission F |
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| May 8, 2024 |
VINTAGE WINE ESTATES, INC. 5,977,957 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 5 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 21, 2023) Registration No. 333-260530 VINTAGE WINE ESTATES, INC. 5,977,957 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 21, 2023 (as supplemented or amended from time to time, the “Prospectus”) with the in |
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| May 8, 2024 |
VINTAGE WINE ESTATES, INC. 27,633,275 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 5 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 21, 2023) Registration No. 333-268062 VINTAGE WINE ESTATES, INC. 27,633,275 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 21, 2023 (as supplemented or amended from time to time, the “Prospectus”) with the i |
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| April 3, 2024 |
EXHIBT 10.1 AMENDED AND RESTATED FORBEARANCE AGREEMENT This AMENDED AND RESTATED FORBEARANCE AGREEMENT, dated as of April 2, 2024, and deemed effective as of March 31, 2024 (the "Forbearance Effective Date") (as amended, restated, supplemented or otherwise modified from time to time, this "Agreement") is by and among VINTAGE WINE ESTATES, INC., a Nevada corporation ("Holdings"), VINTAGE WINE ESTAT |
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| April 3, 2024 |
VINTAGE WINE ESTATES, INC. 5,977,957 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 4 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 21, 2023) Registration No. 333-260530 VINTAGE WINE ESTATES, INC. 5,977,957 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 21, 2023 (as supplemented or amended from time to time, the “Prospectus”) with the in |
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| April 3, 2024 |
VINTAGE WINE ESTATES, INC. 5,977,957 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 4 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 21, 2023) Registration No. 333-268062 VINTAGE WINE ESTATES, INC. 5,977,957 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 21, 2023 (as supplemented or amended from time to time, the “Prospectus”) with the in |
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| April 3, 2024 |
Vintage Wine Announces Forbearance Agreement Extension with Lenders EXHIBIT 99.1 PRESS RELEASE OF VINTAGE WINE ESTATES, INC. DATED APRIL 3, 2024 News Release 205 Concourse Boulevard | Santa Rosa, CA 95403 For Immediate Release Vintage Wine Announces Forbearance Agreement Extension with Lenders SANTA ROSA, CA, April 3, 2024 – Vintage Wine Estates, Inc. (Nasdaq: VWE and VWEWW) (“VWE” or the “Company”) today announced that the Company and its lender group have amende |
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| April 3, 2024 |
Vintage Wine Estates Announces Appointment of Steven Strom to Board of Directors EXHIBIT 99.2 PRESS RELEASE OF VINTAGE WINE ESTATES, INC. DATED APRIL 3, 2024 News Release 205 Concourse Boulevard | Santa Rosa, CA 95403 For Immediate Release Vintage Wine Estates Announces Appointment of Steven Strom to Board of Directors • Brings extensive experience with financial restructurings, financings, and complex negotiations SANTA ROSA, CA, April 3, 2024 – Vintage Wine Estates, Inc. (Na |
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| April 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2024 Vintage Wine Estates, Inc. (Exact name of Registrant as Specified in Its Charter) Nevada 001-40016 87-1005902 (State or Other Jurisdiction of Incorporation) (Commission |
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| March 13, 2024 |
VINTAGE WINE ESTATES, INC. 27,633,275 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 3 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 21, 2023) Registration No. 333-268062 VINTAGE WINE ESTATES, INC. 27,633,275 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 21, 2023 (as supplemented or amended from time to time, the “Prospectus”) with the i |
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| March 13, 2024 |
VINTAGE WINE ESTATES, INC. 5,977,957 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 3 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 21, 2023) Registration No. 333-260530 VINTAGE WINE ESTATES, INC. 5,977,957 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 21, 2023 (as supplemented or amended from time to time, the “Prospectus”) with the in |
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| March 12, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 12, 2024 Vintage Wine Estates, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40016 87-1005902 (State or other jurisdiction of incorporation) (Commission File Number) |
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| March 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40016 Vintage |
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| March 12, 2024 |
Vintage Wine Estates Reports Second Quarter Fiscal 2024 Results Exhibit 99.1 News Release 205 Concourse Boulevard | Santa Rosa, CA 95403 For immediate release Vintage Wine Estates Reports Second Quarter Fiscal 2024 Results • Generated $11.9 million in cash from operations in the quarter • Granted additional time to regain compliance with Nasdaq minimum bid price listing requirement SANTA ROSA, CA, March 12, 2024 – Vintage Wine Estates, Inc. (Nasdaq: VWE and VW |
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| March 5, 2024 |
EXHIBIT 99.1 News Release 205 Concourse Boulevard | Santa Rosa, CA 95403 For Immediate Release Vintage Wine Estates Provides Update on Asset Sales as Company Progresses Towards Streamlined Business Model and Announces Forbearance Agreement with Lenders • Leadership accelerating efforts to streamline business model with focus on branded Super Premium+ wine and cider across wholesale and direct-to-c |
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| March 5, 2024 |
FORBEARANCE AGREEMENT This FORBEARANCE AGREEMENT, dated as of February 28, 2024 (as amended, restated, supplemented or otherwise modified from time to time, this "Agreement") is by and among VINTAGE WINE ESTATES, INC. |
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| March 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2024 Vintage Wine Estates, Inc. (Exact name of Registrant as Specified in Its Charter) Nevada 001-40016 87-1005902 (State or Other Jurisdiction of Incorporation) (Commiss |
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| February 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 05, 2024 Vintage Wine Estates, Inc. (Exact name of Registrant as Specified in Its Charter) Nevada 001-40016 87-1005902 (State or Other Jurisdiction of Incorporation) (Commiss |
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| February 27, 2024 |
EXHIBIT 99.1 News Release 205 Concourse Boulevard | Santa Rosa, CA 95403 For Immediate Release Vintage Wine Estates Receives Notification from Nasdaq Related to Delayed Quarterly Report on Form 10-Q SANTA ROSA, CA, February 27, 2024 – Vintage Wine Estates, Inc. (Nasdaq: VWE and VWEWW) (“VWE” or the “Company”), one of the top wine producers in the U.S., today announced that it received a letter fro |
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| February 7, 2024 |
VWE / Vintage Wine Estates, Inc. / Paradice Investment Management LLC Passive Investment SC 13G/A 1 paradice-vwe123123a3.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Vintage Wine Estates, Inc. (Name of Issuer) Common Stock, no par value per share (Title of Class of Securities) 92747V106 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check t |
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| January 17, 2024 |
Vintage Wine Estates Restructures Organization, Initiates Cost Cuts and Simplifies Business Model News Release 937 Tahoe Boulevard, Suite 210 | Incline Village, NV 89451 For Immediate Release Vintage Wine Estates Restructures Organization, Initiates Cost Cuts and Simplifies Business Model • Simplifies business with restructuring and reduction of non-core, lower margin product and service offerings • To reduce workforce by approximately 15% for annualized savings of an estimated $7. |
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| January 17, 2024 |
VINTAGE WINE ESTATES, INC. 27,633,275 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 2 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 21, 2023) Registration No. 333-268062 VINTAGE WINE ESTATES, INC. 27,633,275 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 21, 2023 (as supplemented or amended from time to time, the “Prospectus”) with the i |
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| January 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 16, 2024 Vintage Wine Estates, Inc. (Exact name of Registrant as Specified in Its Charter) Nevada 001-40016 87-1005902 (State or Other Jurisdiction of Incorporation) (Commissi |
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| January 17, 2024 |
VINTAGE WINE ESTATES, INC. 5,977,957 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 2 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 21, 2023) Registration No. 333-260530 VINTAGE WINE ESTATES, INC. 5,977,957 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 21, 2023 (as supplemented or amended from time to time, the “Prospectus”) with the in |
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| December 18, 2023 |
VWE / Vintage Wine Estates, Inc. / Roney Patrick A - SC 13D/A Activist Investment SC 13D/A 1 d52216dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 7)* Under the Securities Exchange Act of 1934 Vintage Wine Estates, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 92747V 106 (CUSIP Number) Patrick A. Roney c/o Vintage Wines Estates, Inc. 937 Tahoe Blvd. Suite 210 Incline Village, NV 89451 |
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| December 13, 2023 |
VINTAGE WINE ESTATES, INC. 27,633,275 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 1 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 21, 2023) Registration No. 333-268062 VINTAGE WINE ESTATES, INC. 27,633,275 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 21, 2023 (as supplemented or amended from time to time, the “Prospectus”) with the i |
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| December 13, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 12, 2023 Vintage Wine Estates, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40016 87-1005902 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| December 13, 2023 |
VINTAGE WINE ESTATES, INC. 5,977,957 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 1 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 21, 2023) Registration No. 333-260530 VINTAGE WINE ESTATES, INC. 5,977,957 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 21, 2023 (as supplemented or amended from time to time, the “Prospectus”) with the in |
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| December 5, 2023 |
VWE / Vintage Wine Estates Inc / Roney Patrick A - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 6)* Under the Securities Exchange Act of 1934 Vintage Wine Estates, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 92747V 106 (CUSIP Number) Patrick A. Roney c/o Vintage Wines Estates, Inc. 937 Tahoe Blvd. Suite 210 Incline Village, NV 89451 (877) 289-9463 (Name, Addres |
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| December 5, 2023 |
EX-99.10 2 d530996dex9910.htm EXHIBIT 10 Exhibit 10 IRREVOCABLE PROXY AND AGREEMENT THIS IRREVOCABLE PROXY AND AGREEMENT (this “Agreement”), dated November 22, 2023, is among Bespoke Sponsor Capital LP (“Sponsor”), Robert L. Berner III, Mark W.B. Harms and Paul S. Walsh (collectively, the “Holders”). RECITALS A. As of the date of this Agreement, each of the Holders is a beneficial owner (as define |
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| November 28, 2023 |
VINTAGE WINE ESTATES, INC. 27,633,275 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) PROSPECTUS Registration No. 333-268062 VINTAGE WINE ESTATES, INC. 27,633,275 Shares of Common Stock This prospectus relates to the offer and sale from time to time by the selling securityholders named in this prospectus (each a “Selling Stockholder” and collectively, the “Selling Stockholders”), or their permitted transferees, of up to 27,633,275 shares of common s |
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| November 28, 2023 |
VINTAGE WINE ESTATES, INC. 5,977,957 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) PROSPECTUS Registration No. 333-260530 VINTAGE WINE ESTATES, INC. 5,977,957 Shares of Common Stock This prospectus relates to the offer and sale from time to time by the selling securityholders named in this prospectus (each a “Selling Stockholder” and collectively, the “Selling Stockholders”), or their permitted transferees, of up to 5,977,957 shares of common sto |
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| November 17, 2023 |
As filed with the Securities and Exchange Commission on November 17, 2023 As filed with the Securities and Exchange Commission on November 17, 2023 Registration No. |
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| November 17, 2023 |
Subsidiaries of the Registrant EXHIBIT 21.1 Subsidiaries of the Registrant Name of Subsidiary State of Organization California Cider Co., Inc California Girard Winery LLC California Grove Acquisition LLC California Meier’s Wine Cellars, Inc. Ohio Meier’s Wine Cellars Acquisition, LLC Delaware Mildara Blass Inc., California Sabotage Wine Company, LLC California Splinter Group Napa, LLC California Thames America Trading Company L |
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| November 17, 2023 |
Subsidiaries of the Registrant EXHIBIT 21.1 Subsidiaries of the Registrant Name of Subsidiary State of Organization California Cider Co., Inc California Girard Winery LLC California Grove Acquisition LLC California Meier’s Wine Cellars, Inc. Ohio Meier’s Wine Cellars Acquisition, LLC Delaware Mildara Blass Inc., California Sabotage Wine Company, LLC California Splinter Group Napa, LLC California Thames America Trading Company L |
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| November 17, 2023 |
As filed with the Securities and Exchange Commission on November 17, 2023 As filed with the Securities and Exchange Commission on November 17, 2023 Registration No. |
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| November 14, 2023 |
Global Leisure Partners VWE Retainer Addendum dated September 8, 2023 * Exhibit 10.11 GLOBAL LEISURE PARTNERS LLC Memher FINRA/SIPC www.globalleisurepartners.com September 8, 2023 Kristina Johnston Vintage Wine Estates, Inc. 937 Tahoe Boulevard, Suite 210 Incline Village, Nevada 89451 United States of America PRIVATE AND CONFIDENTIAL Dear Pat This letter (the “Retainer Addendum”) updates the arrangements under which Vintage Wine Estates, Inc. (“you”, “the “Company” or |
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| November 14, 2023 |
Exhibit 10.4 AMENDMENT TO TERMINATION AND APPOINTMENT LETTER AGREEMENT THIS AMENDMENT TO TERMINATION AND APPOINTMENT LETTER AGREEMENT (this “Amendment”), dated as of October 17, 2023 (the “Effective Date”), is made by and between Vintage Wine Estates, Inc., a Nevada corporation (the “Company”) and Patrick Roney (“Roney”). WHEREAS, the Company and Roney entered into the Termination and Appointment |
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| November 14, 2023 |
Agreement between Vintage Wine Estates, Inc. and Global Leisure Partners LLC dated April 28, 2022* Exhibit 10.10 GLOBAL LEISURE PARTNERS LLC Memher FINRA/SIPC www.globalleisurepartners.com April 28, 2022 Pat Roney Vintage Wine Estates, Inc. 937 Tahoe Boulevard, Suite 210 Incline Village, Nevada 89451 United States of America PRIVATE AND CONFIDENTIAL Dear Pat This letter confirms the arrangements under which Vintage Wine Estates, Inc. ("you", the "Company" or "VWE"), has engaged Global Leisure P |
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| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40016 Vintag |
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| November 14, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 14, 2023 Vintage Wine Estates, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40016 87-1005902 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| November 14, 2023 |
Form of Director Restricted Stock Unit Award Agreement (2021 Omnibus Incentive Plan).*◆ Exhibit 10.5 VINTAGE WINE ESTATES, INC. NOTICE OF GRANT OF RESTRICTED STOCK UNITS (Non-Employee Directors) Vintage Wine Estates, Inc. (the "Company") has granted to the Participant the number of Restricted Stock Units ("RSUs") set forth below under the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan (the "Plan"). The RSUs are subject to all of the terms and conditions in this Notice of Gran |
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| November 14, 2023 |
Vintage Wine Estates Reports First Quarter Fiscal 2024 Results Exhibit 99.1 News Release 937 Tahoe Boulevard, Suite 210 | Incline Village, NV 89451 Vintage Wine Estates Reports First Quarter Fiscal 2024 Results INCLINE VILLAGE, NV, November 14, 2023 – Vintage Wine Estates, Inc. (Nasdaq: VWE and VWEWW) (“VWE” or the “Company”), one of the top wine producers in the U.S. with an industry leading direct-to-consumer platform, today reported its financial results f |
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| October 30, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ D |
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| October 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2023 Vintage Wine Estates, Inc. (Exact name of Registrant as Specified in Its Charter) Nevada 001-40016 87-1005902 (State or Other Jurisdiction of Incorporation) (Commissio |
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| October 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Stat |
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| October 20, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ D |
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| October 13, 2023 |
Subsidiaries of the Registrant Exhibit 21.1 Subsidiaries of the Registrant Name of Subsidiary State of Organization California Cider Co., Inc California Girard Winery LLC California Grove Acquisition LLC California Meier’s Wine Cellars, Inc. Ohio Meier’s Wine Cellars Acquisition, LLC Delaware Mildara Blass Inc., California Sabotage Wine Company, LLC California Splinter Group Napa, LLC California Thames America Trading Company L |
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| October 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numb |
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| October 13, 2023 |
VINTAGE WINE ESTATES, INC. 8,702,778 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 4 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated June 2, 2023) Registration No. 333-260530 VINTAGE WINE ESTATES, INC. 8,702,778 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated June 2, 2023 (as supplemented or amended from time to time, the “Prospectus”) with the information |
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| October 13, 2023 |
Vintage Wine Estates Reports Fourth Quarter and Fiscal Year 2023 Financial Results Exhibit 99.1 News Release 937 Tahoe Boulevard, Suite 210 | Incline Village, NV 89451 For Immediate Release Vintage Wine Estates Reports Fourth Quarter and Fiscal Year 2023 Financial Results ▪ Fiscal 2023 revenue of $283 million and 30.1% gross margin ▪ Amended credit agreement, expected cash from operations and potential asset sales expected to provide sufficient liquidity to stabilize business an |
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| October 13, 2023 |
co1e UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents co1e UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 13, 2023 |
Exhibit 10.1 AMENDMENT Number four TO Second AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT and waiver This AMENDMENT NUMBER FOUR TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT AND WAIVER (this “Amendment”) is dated as of October 12, 2023 (the “Effective Date”), and is entered into by and among VINTAGE WINE ESTATES, INC., a Nevada corporation (“Holdings”), VINTAGE WINE ESTATES, INC., |
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| October 13, 2023 |
Vintage Wine Estates Announces Amended Credit Agreement Exhibit 99.2 News Release 937 Tahoe Boulevard, Suite 210 | Incline Village, NV 89451 For Immediate Release Vintage Wine Estates Announces Amended Credit Agreement • Terms and covenants support execution of Five-Point Plan and transition year fiscal 2024 • Expected to provide sufficient liquidity to support fiscal 2024 plans as Company advances to positive cash generation from operations INCLINE VI |
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| October 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number |
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| October 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 2) (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file num |
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| October 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 12, 2023 Vintage Wine Estates, Inc. (Exact name of Registrant as Specified in Its Charter) Nevada 001-40016 87-1005902 (State or Other Jurisdiction of Incorporation) (Commissi |
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| October 13, 2023 |
VINTAGE WINE ESTATES, INC. 31,170,515 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 4 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated June 2, 2023) Registration No. 333-268062 VINTAGE WINE ESTATES, INC. 31,170,515 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated June 2, 2023 (as supplemented or amended from time to time, the “Prospectus”) with the information |
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| September 27, 2023 |
News Release 937 Tahoe Boulevard, Suite 210 | Incline Village, NV 89451 For Immediate Release Vintage Wine Estates Provides Updated Fiscal 2023 Unaudited Preliminary Results and Timing for Reporting • Reassessment of technical accounting matters leads to restatement of fiscal 2023 interim quarterly periods; requires more time to complete year-end filing • Expects to file amended 10-Qs and fiscal 2 |
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| September 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2023 Vintage Wine Estates, Inc. (Exact name of Registrant as Specified in Its Charter) Nevada 001-40016 87-1005902 (State or Other Jurisdiction of Incorporation) (Commis |
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| September 27, 2023 |
VINTAGE WINE ESTATES, INC. 8,702,778 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 3 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated June 2, 2023) Registration No. 333-260530 VINTAGE WINE ESTATES, INC. 8,702,778 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated June 2, 2023 (as supplemented or amended from time to time, the “Prospectus”) with the information |
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| September 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number 001-40016 (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: June 30, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Fo |
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| September 27, 2023 |
VINTAGE WINE ESTATES, INC. 31,170,515 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 3 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated June 2, 2023) Registration No. 333-268062 VINTAGE WINE ESTATES, INC. 31,170,515 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated June 2, 2023 (as supplemented or amended from time to time, the “Prospectus”) with the information |
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| September 25, 2023 |
VINTAGE WINE ESTATES, INC. 8,702,778 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 2 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated June 2, 2023) Registration No. 333-260530 VINTAGE WINE ESTATES, INC. 8,702,778 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated June 2, 2023 (as supplemented or amended from time to time, the “Prospectus”) with the information |
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| September 25, 2023 |
VINTAGE WINE ESTATES, INC. 31,170,515 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 2 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated June 2, 2023) Registration No. 333-268062 VINTAGE WINE ESTATES, INC. 31,170,515 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated June 2, 2023 (as supplemented or amended from time to time, the “Prospectus”) with the information |
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| September 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2023 Vintage Wine Estates, Inc. (Exact name of Registrant as Specified in Its Charter) Nevada 001-40016 87-1005902 (State or Other Jurisdiction of Incorporation) (Commissio |
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| September 21, 2023 |
ASSET PURCHASE AGREEMENT THIS ASSET PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of September 17th, 2023 (the “Effective Date”), by and between Terry Wheatley (“Buyer”) and Vintage Wine Estates, Inc. |
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| September 19, 2023 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2023 Vintage Wine Estates, Inc. (Exact name of Registrant as Specified in Its Charter) Nevada 001-40016 87-1005902 (State or Other Jurisdiction of Incorporation) (Commis |
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| July 20, 2023 |
EXHIBIT 10.3 VINTAGE WINE ESTATES, INC. 2021 OMNIBUS INCENTIVE PLAN STOCK OPTION AWARD [PARTICIPANTID] [NAME] You have been granted an option (your “Option”) to purchase shares (“Shares”) of Common Stock of Vintage Wine Estates, Inc. (the “Company”) under the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan (the “Plan”) effective as of the Grant Date, with the following terms and conditions: |
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| July 20, 2023 |
VINTAGE WINE ESTATES, INC. 8,702,778 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 1 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated June 2, 2023) Registration No. 333-260530 VINTAGE WINE ESTATES, INC. 8,702,778 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated June 2, 2023 (as supplemented or amended from time to time, the “Prospectus”) with the information |
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| July 20, 2023 |
EXHIBIT 10.2 Separation Agreement and Release of All Claims Terry Wheatley (“Employee”) and Vintage Wine Estates, Inc., a Nevada Corporation, make this Separation Agreement and Release of All Claims (this “Agreement”) for Employee’s mutual and orderly separation from employment with the Company. Employee and the Company will be referred to herein collectively as the “Parties.” WHEREAS, Employee ha |
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| July 20, 2023 |
EXHIBIT 10.5 VINTAGE WINE ESTATES, INC. 2021 OMNIBUS INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD [PARTICIPANTID] [NAME] You have been granted an award of Restricted Stock Units (this “Award”) of Vintage Wine Estates, Inc. (the “Company”) under the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan (the “Plan”) with the terms and conditions set forth below. Grant Date: [], 2023 Vesting Commencem |
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| July 20, 2023 |
EXHIBIT 10.4 VINTAGE WINE ESTATES, INC. 2021 OMNIBUS INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD [PARTICIPANTID] [NAME] You have been granted an award of Restricted Stock Units (this “Award”) of Vintage Wine Estates, Inc. (the “Company”) under the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan (the “Plan”) with the terms and conditions set forth below. Grant Date: [], 2023 Vesting Commencem |
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| July 20, 2023 |
EXHIBIT 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this “Agreement”) between Vintage Wine Estates, Inc., a Nevada corporation (the “Company”), and Seth Kaufman (the “Executive”), is entered into as of July 20, 2023 (the “Effective Date”). WHEREAS, the Company desires to employ, or to cause one of its affiliates to employ (such employing entity, the “Employer”), the Executive as its Chief |
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| July 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2023 Vintage Wine Estates, Inc. (Exact name of Registrant as Specified in Its Charter) Nevada 001-40016 87-1005902 (State or Other Jurisdiction of Incorporation) (Commission |
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| July 20, 2023 |
Vintage Wine Estates Provides Business Update and Preliminary Outlook for Fiscal 2024 EXHIBIT 99.1 PRESS RELEASE OF VINTAGE WINE ESTATES, INC. DATED JULY 20, 2023 News Release 937 Tahoe Boulevard, Suite 210 | Incline Village, NV 89451 For Immediate Release Vintage Wine Estates Provides Business Update and Preliminary Outlook for Fiscal 2024 • Preliminary unaudited fiscal 2023 revenue is estimated to be $290 million with gross margin of approximately 30% to 32% • Announces prelimina |
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| July 20, 2023 |
VINTAGE WINE ESTATES, INC. 31,170,515 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 1 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated June 2, 2023) Registration No. 333-268062 VINTAGE WINE ESTATES, INC. 31,170,515 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated June 2, 2023 (as supplemented or amended from time to time, the “Prospectus”) with the information |
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| July 20, 2023 |
EXHIBIT 99.2 PRESS RELEASE OF VINTAGE WINE ESTATES, INC. DATED JULY 20, 2023 News Release 937 Tahoe Boulevard, Suite 210 | Incline Village, NV 89451 For Immediate Release Vintage Wine Estates Appoints Seth Kaufman as President and CEO Demonstrated success as President & CEO, Moët Hennessy North America INCLINE VILLAGE, NV, July 20, 2023 - Vintage Wine Estates, Inc. (Nasdaq: VWE and VWEWW) (“VWE” o |
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| June 14, 2023 |
VWE / Vintage Wine Estates Inc / Roney Patrick A - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 5)* Under the Securities Exchange Act of 1934 Vintage Wine Estates, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 92747V 106 (CUSIP Number) Patrick A. Roney c/o Vintage Wines Estates, Inc. 937 Tahoe Blvd. Suite 210 Incline Village, NV 89451 (877) 289-9463 (Name, Addres |
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| June 6, 2023 |
VINTAGE WINE ESTATES, INC. 8,702,778 Shares of Common Stock 424B3 1 prospectuswasatch.htm 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-260530 PROSPECTUS VINTAGE WINE ESTATES, INC. 8,702,778 Shares of Common Stock This prospectus relates to the offer and sale from time to time by the selling securityholders named in this prospectus (each a “Selling Stockholder” and collectively, the “Selling Stockholders”), or their permitted transferees, of |
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| June 6, 2023 |
VINTAGE WINE ESTATES, INC. 31,170,515 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-268062 PROSPECTUS VINTAGE WINE ESTATES, INC. 31,170,515 Shares of Common Stock This prospectus relates to the offer and sale from time to time by the selling securityholders named in this prospectus (each a “Selling Stockholder” and collectively, the “Selling Stockholders”), or their permitted transferees, of up to 31,170,515 shares of common s |
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| May 30, 2023 |
VWE / Vintage Wine Estates Inc / Roney Patrick A - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 4)* Under the Securities Exchange Act of 1934 Vintage Wine Estates, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 92747V 106 (CUSIP Number) Patrick A. Roney c/o Vintage Wines Estates, Inc. 937 Tahoe Blvd. Suite 210 Incline Village, NV 89451 (877) 289-9463 (Name, Addres |
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| May 30, 2023 |
As filed with the Securities and Exchange Commission on May 30, 2023 As filed with the Securities and Exchange Commission on May 30, 2023 Registration No. |
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| May 30, 2023 |
As filed with the Securities and Exchange Commission on May 30, 2023 As filed with the Securities and Exchange Commission on May 30, 2023 Registration No. |
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| May 10, 2023 |
Exhibit 10.4 AMENDMENT NUMBER TWO TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This AMENDMENT NUMBER TWO TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Amendment”) is dated as of March 31, 2023, and is entered into by and among VINTAGE WINE ESTATES, INC., a Nevada corporation (“Holdings”), VINTAGE WINE ESTATES, INC., a California corporation (“Borrower Agent”), eac |
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| May 10, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2023 Vintage Wine Estates, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40016 87-1005902 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file num |
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| May 10, 2023 |
Vintage Wine Estates Reports Nine Month Fiscal 2023 Results Exhibit 99.1 News Release 937 Tahoe Boulevard, Suite 210 | Incline Village, NV 89451 Vintage Wine Estates Reports Nine Month Fiscal 2023 Results • Revenue in the first nine months of fiscal 2023 increased 3% to $225 million driven by acquisitions • Business simplification and operational improvement plan beginning to yield results • Second quarter fiscal 2023 non-cash impairment charges of $139.1 |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40016 VINTAGE |
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| May 10, 2023 |
Exhibit 10.1 AMENDMENT Number THREE TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This AMENDMENT NUMBER THREE TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Amendment”) is dated as of November 8, 2022, and is entered into by and among VINTAGE WINE ESTATES, INC., a Nevada corporation (“Holdings”), VINTAGE WINE ESTATES, INC., a California corporation (“Borrower Agent”), each Subsid |
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| May 10, 2023 |
Exhibit 10.5 Execution Version AMENDMENT NUMBER THREE TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This AMENDMENT NUMBER THREE TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Amendment”) is dated as of May 9, 2023 (the “Effective Date”), and is entered into by and among VINTAGE WINE ESTATES, INC., a Nevada corporation (“Holdings”), VINTAGE WINE ESTATES, INC., a Cali |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40016 VINTAGE WI |
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| April 28, 2023 |
Exhibit 99.1 News Release 937 Tahoe Boulevard, Suite 210 | Incline Village, NV 89451 Vintage Wine Estates Announces Timing of Conference Call and Webcast for Fiscal 2023 Second Quarter, Third Quarter, and Year-to-Date Results INCLINE VILLAGE, NV, April 24, 2023 – Vintage Wine Estates, Inc. (Nasdaq: VWE and VWEWW) (“VWE” or the “Company”), one of the top wine producers in the U.S. with an industry |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2023 Vintage Wine Estates, Inc. (Exact name of Registrant as Specified in Its Charter) Nevada 001-40016 87-1005902 (State or Other Jurisdiction of Incorporation) (Commission |
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| April 5, 2023 |
Exhibit 99.1 News Release 937 Tahoe Boulevard, Suite 210 | Incline Village, NV 89451 For Immediate Release Vintage Wine Estates Provides Preliminary Results of Fair Value Evaluation of Goodwill and Tradenames INCLINE VILLAGE, NV, April 5, 2023 – Vintage Wine Estates, Inc. (Nasdaq: VWE and VWEWW) (“VWE” or the “Company”), one of the top wine producers in the U.S. with an industry leading direct-to- |
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| April 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2023 Vintage Wine Estates, Inc. (Exact name of Registrant as Specified in Its Charter) Nevada 001-40016 87-1005902 (State or Other Jurisdiction of Incorporation) (Commission |
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| February 16, 2023 |
Exhibit 99.1 News Release For Immediate Release 937 Tahoe Boulevard, Suite 210 | Incline Village, NV 89451 Vintage Wine Estates Receives Notification from Nasdaq Related to Delayed Quarterly Report on Form 10-Q INCLINE VILLAGE, NV, February 16, 2023 – Vintage Wine Estates, Inc. (Nasdaq: VWE and VWEWW) (“VWE” or the “Company”), one of the top wine producers in the U.S. with an industry leading dire |
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| February 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 13, 2023 Vintage Wine Estates, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40016 87-1005902 (State or other jurisdiction of incorporation) (Commiss |
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| February 16, 2023 |
Exhibit 10.1 Execution Version AMENDMENT NUMBER ONE TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This AMENDMENT NUMBER ONE TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Amendment”) is dated as of February 13, 2023, and is entered into by and among VINTAGE WINE ESTATES, INC., a Nevada corporation (“Holdings”), VINTAGE WINE ESTATES, INC., a California corporation (“ |
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| February 9, 2023 |
VWE / Vintage Wine Estates, Inc. / Paradice Investment Management LLC Passive Investment SC 13G/A 1 paradice-vwe123122a2.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Vintage Wine Estates, Inc. (Name of Issuer) Common Stock, no par value per share (Title of Class of Securities) 92747V106 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check t |
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| February 8, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 5, 2023 Vintage Wine Estates, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40016 87-1005902 (State or other jurisdiction of incorporation) (Commission File Number |
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| February 8, 2023 |
Exhibit 99.2 News Release 937 Tahoe Boulevard, Suite 210 | Incline Village, NV 89451 For Immediate Release Vintage Wine Estates Announces Changes in Executive Leadership and Board Structure; Executing Business Realignment Plan to Deliver Stronger Earnings Power • Director Jon Moramarco steps in as Interim CEO while Pat Roney transitions to Executive Chairman • Paul Walsh continues on Board as Inde |
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| February 8, 2023 |
NT 10-Q 1 d458758dnt10q.htm NT 10-Q SEC File Number: 001-40016 CUSIP Number: 92747V106 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F |
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| February 8, 2023 |
Exhibit 10.1 February 7, 2023 Pat Roney [* * *] Incline Village, NV 89451 Re: Termination of Employment Agreement; New Appointment Dear Pat, As we have discussed, you have elected to voluntarily step down as the Chief Executive Officer of Vintage Wine Estates, Inc. (the “Company”) and have agreed to serve as the Company’s Executive Chairman and remain a member of the Board of Directors of the Comp |
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| February 8, 2023 |
Exhibit 10.2 CONSULTING AGREEMENT This Consulting Agreement (the “Agreement”) is effective as of February 7, 2023 (the “Effective Date”) by and among bw166 LLC (“bw166”); bw166’s employee Jon Moramarco (“Representative”); and Vintage Wine Estates, Inc. (the “Company”). WHEREAS, the Company desires to engage bw166 to provide certain services; WHEREAS, bw166 has appointed Representative (collectivel |
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| February 8, 2023 |
EX-99.1 4 d390305dex991.htm EX-99.1 Exhibit 99.1 News Release 937 Tahoe Boulevard, Suite 210 | Incline Village, NV 89451 For Immediate Release Vintage Wine Estates to Restate First Quarter Fiscal 2023 Financial Statements; Announces Preliminary Unaudited/Unreviewed Second Quarter Fiscal 2023 Financial Results • Separately announced changes to executive leadership and Board of Directors • Executing |
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| January 23, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 17, 2023 Vintage Wine Estates, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40016 87-1005902 (State or other jurisdiction of incorporation) (Commission File Number |
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| January 17, 2023 |
VWE / Vintage Wine Estates, Inc. / Roney Patrick A - SC 13D/A Activist Investment SC 13D/A 1 d391718dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 3)* Under the Securities Exchange Act of 1934 Vintage Wine Estates, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 92747V 106 (CUSIP Number) Patrick A. Roney c/o Vintage Wines Estates, Inc. 937 Tahoe Blvd. Suite 210 Incline Village, NV 8945 |
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| December 21, 2022 |
VWE / Vintage Wine Estates, Inc. / Roney Patrick A - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 2)* Under the Securities Exchange Act of 1934 Vintage Wine Estates, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 92747V 106 (CUSIP Number) Patrick A. Roney c/o Vintage Wines Estates, Inc. 937 Tahoe Blvd. Suite 210 Incline Village, NV 89451 (877) 289-9463 (Name, Address and Tel |
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| December 19, 2022 |
Vintage Wine Estates Monetizes Assets and Successfully Refinances Debt Exhibit 99.1 News Release 937 Tahoe Boulevard, Suite 210 | Incline Village, NV 89451 For Immediate Release Vintage Wine Estates Monetizes Assets and Successfully Refinances Debt ? Establishes scenic easement for Laetitia property with The Land Conservancy of San Luis Obispo; preserves open space for scenic enjoyment of entire community ? Sells excess plantable Laetitia Vineyard properties with sce |
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| December 19, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 13, 2022 Vintage Wine Estates, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40016 87-1005902 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| December 19, 2022 |
Exhibit 10.1 Exhibit 10.1 SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT Dated as of December 13, 2022 $458,438,112.89 VINTAGE WINE ESTATES, INC. GIRARD WINERY, LLC MILDARA BLASS, INC. GROVE ACQUISITION, LLC SABOTAGE WINE COMPANY, LLC SPLINTER GROUP NAPA, LLC VWE CAPTIVE, LLC CALIFORNIA CIDER CO., INC. THAMES AMERICA TRADING COMPANY LTD. VINESSE, LLC as Borrowers BANK OF THE WEST, as Admi |
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| November 22, 2022 |
Submission of Matters to a Vote of Security Holders SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 22, 2022 Vintage Wine Estates, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40016 87-1005902 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| November 9, 2022 |
Exhibit 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (?Agreement?) dated September 15, 2022 (effective as of March 7, 2022) is by and between Vintage Wine Estates, a California Corporation (?Company?) and Kristina Johnston, (the ?Executive?). Certain other capitalized terms used herein are defined in Section 7.15 below and throughout this Agreement. WHEREAS, the Company desires to employ th |
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| November 9, 2022 |
Vintage Wine Estates Net Revenue Grew 40% to $77.9 Million in First Quarter Fiscal 2023 Exhibit 99.1 News Release 937 Tahoe Boulevard, Suite 210 | Incline Village, NV 89451 For Immediate Release Vintage Wine Estates Net Revenue Grew 40% to $77.9 Million in First Quarter Fiscal 2023 ? Net revenue grew $22.2 million driven by double digit growth in all business segments including contributions from acquisitions; Organic net revenue grew 13% ? DTC revenue grew 37% driven by double digit |
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| November 9, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 9, 2022 Vintage Wine Estates, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40016 87-1005902 (State or other jurisdiction of incorporation) (Commission File Number |
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| November 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40016 VINTAG |
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| November 4, 2022 |
VINTAGE WINE ESTATES, INC. Up to 37,405,239 Shares of Common Stock Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-268062 PROSPECTUS VINTAGE WINE ESTATES, INC. Up to 37,405,239 Shares of Common Stock This prospectus relates to the offer and sale from time to time by the selling securityholders named in this prospectus (each a ?Selling Stockholder? and collectively, the ?Selling Stockholders?) of up to 37,405,239 shares of common stock, con |
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| November 2, 2022 |
937 Tahoe Boulevard, Suite 210, Incline Village, NV 89451 United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Jenny O’Shanick Re: Vintage Wine Estates, Inc. (the “Company”) Registration Statement on Form S-3 (Registration No. 333-268062) Dear Ms. O’Shanick, The Company hereby requests that the effective date and time of the above referenced Registration Statement be accelerated to 4:00 p.m. on November 4, |
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| October 31, 2022 |
VINTAGE WINE ESTATES, INC. 10,000,000 Shares of Common Stock Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-260530 PROSPECTUS VINTAGE WINE ESTATES, INC. 10,000,000 Shares of Common Stock This prospectus relates to the offer and sale from time to time by the selling securityholders named in this prospectus (each a ?Selling Stockholder? and collectively, the ?Selling Stockholders?), or their permitted transferees, of up to 10,000,000 |
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| October 28, 2022 |
As filed with the Securities and Exchange Commission on October 28, 2022 S-3 Table of Contents As filed with the Securities and Exchange Commission on October 28, 2022 Registration No. |
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| October 28, 2022 |
EX-FILING FEES Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) Vintage Wine Estates, Inc. |
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| October 28, 2022 |
EX-4.5 Exhibit 4.5 FIRST AMENDMENT TO INVESTOR RIGHTS AGREEMENT THIS FIRST AMENDMENT TO INVESTOR RIGHTS AGREEMENT (this “Amendment”), dated July 22, 2022, is among Vintage Wine Estates, Inc., a Nevada corporation (“Parent”), the parties listed as the Major Investors on the signature pages hereto (collectively, the “Major Investors”), and Patrick A. Roney in his capacity as the Roney Representative |
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| October 21, 2022 |
As filed with the Securities and Exchange Commission on October 21, 2022 POS AM 1 d240513dposam.htm POS AM Table of Contents As filed with the Securities and Exchange Commission on October 21, 2022 Registration No. 333-260530 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-1 ON FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Vintage Wine Estates, Inc. (Exact name of registrant as specifie |
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| October 11, 2022 |
DEF 14A 1 vwefy2023proxy.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| October 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of |
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| September 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period to Commission file number 001-4 |
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| September 13, 2022 |
VINTAGE WINE ESTATES, INC. 10,000,000 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 13 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 4, 2021) Registration No. 333-260530 VINTAGE WINE ESTATES, INC. 10,000,000 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 4, 2021 (as supplemented or amended from time to time, the ?Prospectus?) with the in |
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| September 13, 2022 |
VINTAGE WINE ESTATES, INC. 10,000,000 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 14 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 4, 2021) Registration No. 333-260530 VINTAGE WINE ESTATES, INC. 10,000,000 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 4, 2021 (as supplemented or amended from time to time, the ?Prospectus?) with the in |
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| September 13, 2022 |
Exhibit 99.1 News Release 937 Tahoe Boulevard, Suite 210 | Incline Village, NV 89451 For Immediate Release Vintage Wine Estates Revenue Grew 32% to $75.5 Million in Fourth Quarter Fiscal 2022; Fiscal Year 2022 Revenue Increased to $293.8 Million ? Diversified business, omnichannel marketing and acquisitions drove revenue growth in all segments ? Fourth quarter business-to-business ("B2B") sales gr |
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| September 13, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 12, 2022 Vintage Wine Estates, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40016 87-1005902 (State or other jurisdiction of incorporation) (Commission File Numb |
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| September 13, 2022 |
Exhibit 4.4 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED pursuant to section 12 of the securities exchange act of 1934 Vintage Wine Estates, Inc. (the ?Company,? ?VWE,? ?we,? ?us? or ?our?) has two classes of securities, (1) our common stock, no par value per share (?common stock?), and (2) our warrants to purchase common stock (?warrants?), registered under Section 12 of the Securities E |
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| September 13, 2022 |
e UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents e UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 13, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 13, 2022 Vintage Wine Estates, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40016 87-1005902 (State or other jurisdiction of incorporation) (Commission File Numb |
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| May 16, 2022 |
VINTAGE WINE ESTATES, INC. 10,000,000 Shares of Common Stock sarehh sa PROSPECTUS SUPPLEMENT NO. 12 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 4, 2021) Registration No. 333-260530 VINTAGE WINE ESTATES, INC. 10,000,000 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 4, 2021 (as supplemented or amended from time to time, the “Prospectus”) w |
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| May 16, 2022 |
sarehh UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q sarehh UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-40016 VINTAGE WINE ESTATES, INC. (Exact name of regist |
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| May 16, 2022 |
Exhibit 99.1 News Release 937 Tahoe Boulevard, Suite 210 | Incline Village, NV 89451 For Immediate Release Vintage Wine Estates Reports Revenue Growth of 68% to $78.9 Million in Third Quarter Fiscal 2022 and Raises Full Year Fiscal 2022 Revenue Expectations ? Demonstrated growth in all channels with business-to-business ("B2B") growing to $33.7 million as a result of the Meier's acquisition and ti |
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| May 16, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 16, 2022 Vintage Wine Estates, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40016 87-1005902 (State or other jurisdiction of incorporation) (Commission File Number) (I |
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| March 21, 2022 |
VWE / Vintage Wine Estates, Inc. / Roney Patrick A - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D/A (Amendment No. 1)* Under the Securities Exchange Act of 1934 Vintage Wine Estates, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 92747V 106 (CUSIP Number) Patrick A. Roney c/o Vintage Wines Estates, Inc. 937 Tahoe Blvd Suite 210 Incline Village, NV 89451 (877) 289-9463 (Name, Address and Tele |
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| March 8, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 8, 2022 Vintage Wine Estates, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40016 87-1005902 (State or other jurisdiction of incorporation) (Commission |
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| March 8, 2022 |
Vintage Wine Estates Announces $30.0 Million Common Stock and Warrant Repurchase Authorization Exhibit 99.1 News Release 937 Tahoe Boulevard, Suite 210 | Incline Village, NV 89451 For Immediate Release Vintage Wine Estates Announces $30.0 Million Common Stock and Warrant Repurchase Authorization INCLINE VILLAGE, NV, March 8, 2022 ? Vintage Wine Estates, Inc. (Nasdaq: VWE and VWEWW), one of the fastest-growing wine producers in the U.S. with an industry leading direct-to-customer platform, t |
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| March 8, 2022 |
VINTAGE WINE ESTATES, INC. 10,000,000 Shares of Common Stock 424B3 1 sharerepurchaseprogram.htm 424B3 PROSPECTUS SUPPLEMENT NO. 11 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 4, 2021) Registration No. 333-260530 VINTAGE WINE ESTATES, INC. 10,000,000 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 4, 2021 (as supplemented or amended from ti |
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| March 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 4, 2022 (February 28, 2022) Vintage Wine Estates, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40016 87-1005902 (State or other jurisdiction of incorpo |
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| March 4, 2022 |
SEPARATION AGREEMENT AND GENERAL RELEASE 1. PARTIES. This Separation Agreement and General Release (hereinafter ?Agreement?) is made and entered into between RUSSELL JOY (hereinafter ?EMPLOYEE?) and VINTAGE WINE ESTATES INC. (hereinafter ?EMPLOYER? or ?the Company?). 2. RECITALS. This Agreement is made with reference to the following facts: 2.1 EMPLOYEE has been employed with EMPLOYER as an at-wil |
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| March 4, 2022 |
VINTAGE WINE ESTATES, INC. 10,000,000 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 10 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 4, 2021) Registration No. 333-260530 VINTAGE WINE ESTATES, INC. 10,000,000 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 4, 2021 (as supplemented or amended from time to time, the ?Prospectus?) with the in |
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| March 4, 2022 |
Vintage Wine Estates Expands and Reorganizes Management Team to Support Growth Exhibit 99.1 News Release 937 Tahoe Boulevard, Suite 210 | Incline Village, NV 89541 For Immediate Release Vintage Wine Estates Expands and Reorganizes Management Team to Support Growth ? Katherine DeVillers named Executive Vice President of Acquisition Integrations ? Kristina L. Johnston appointed Chief Financial Officer ? Creates new roles in operations to support greater scale and drive efficie |
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| February 22, 2022 |
Vintage Wine Estates Announces Voluntary Delisting from Toronto Stock Exchange Exhibit 99.1 News Release 937 Tahoe Boulevard, Suite 210 | Incline Village, NV 89541 For Immediate Release Vintage Wine Estates Announces Voluntary Delisting from Toronto Stock Exchange INCLINE VILLAGE, NV, February 18, 2022 ? Vintage Wine Estates, Inc. (Nasdaq: VWE and VWEWW) (TSX: VWE.U and VWE.WT.U) (?VWE? or the ?Company?), one of the fastest-growing wine producers in the U.S. with an industry |
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| February 22, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 18, 2022 Vintage Wine Estates, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40016 87-1005902 (State or other jurisdiction of incorporation) (Commiss |
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| February 22, 2022 |
VINTAGE WINE ESTATES, INC. 10,000,000 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 9 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 4, 2021) Registration No. 333-260530 VINTAGE WINE ESTATES, INC. 10,000,000 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 4, 2021 (as supplemented or amended from time to time, the ?Prospectus?) with the inf |
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| February 14, 2022 |
Exhibit 99.1 News Release 937 Tahoe Boulevard, Suite 210 | Incline Village, NV 89541 For Immediate Release Vintage Wine Estates Reports Revenue Growth of 33% to $84 Million in Second Quarter Fiscal 2022 and Raises Guidance ? Delivered net income of $8.6 million or $0.14 per diluted share; adjusted earnings per diluted share1 were $0.17 ? Achieved record Adjusted EBITDA2 of $20.2 million, or 24.2% |
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| February 14, 2022 |
VINTAGE WINE ESTATES, INC. 10,000,000 Shares of Common Stock sa PROSPECTUS SUPPLEMENT NO. 8 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 4, 2021) Registration No. 333-260530 VINTAGE WINE ESTATES, INC. 10,000,000 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 4, 2021 (as supplemented or amended from time to time, the ?Prospectus?) with the |
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| February 14, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 14, 2022 Vintage Wine Estates, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40016 87-1005902 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| February 14, 2022 |
sarehh UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q sarehh UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-40016 VINTAGE WINE ESTATES, INC. (Exact name of reg |
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| February 10, 2022 |
VWE / Vintage Wine Estates, Inc. / Paradice Investment Management LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 8, 2022 |
Exhibit 10.1 VINTAGE WINE ESTATES, INC. 2021 OMNIBUS INCENTIVE PLAN (as amended through February 2, 2022) 1. Purpose and Effective Date. (a) Purpose. The Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan (the ?Plan?) has two complementary purposes: (i) to attract and retain outstanding individuals to serve as officers, directors, employees, and consultants, and (ii) to increase stockholder va |
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| February 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 2, 2022 Vintage Wine Estates, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40016 87-1005902 (State or other jurisdiction of incorporation) (Commissi |
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| February 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Vintage Wine Estates, Inc. (fka Bespoke Capital Acquisition Corp.) (Name of Issuer) Common stock, no par value per share (Title of Class of Securities) 92747V114 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) C |
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| February 2, 2022 |
Exhibit 107 Form S-8 (Form Type) Vintage Wine Estates, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Share Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common stock, no par value per share Other(2) 11,200, |
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| February 2, 2022 |
As filed with the Securities and Exchange Commission on February 2, 2022 As filed with the Securities and Exchange Commission on February 2, 2022 Registration No. |
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| February 1, 2022 |
VWE / Vintage Wine Estates, Inc. / Timelo Investment Management Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| January 19, 2022 |
Vintage Wine Estates Warrants to Begin Trading on Nasdaq Exhibit 99.1 News Release 937 Tahoe Boulevard, Suite 210 | Incline Village, NV 89541 For Immediate Release Vintage Wine Estates Warrants to Begin Trading on Nasdaq INCLINE VILLAGE, NV, January 19, 2021 ? Vintage Wine Estates, Inc. (Nasdaq: VWE) (TSX: VWE.U) (TSX: VWE.WT.U) (?VWE? or the ?Company?), one of the fastest-growing wine producers in the U.S. with an industry leading direct-to-customer pl |
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| January 19, 2022 |
VINTAGE WINE ESTATES, INC. 10,000,000 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 6 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 4, 2021) Registration No. 333-260530 VINTAGE WINE ESTATES, INC. 10,000,000 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 4, 2021 (as supplemented or amended from time to time, the ?Prospectus?) with the inf |
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| January 19, 2022 |
VINTAGE WINE ESTATES, INC. 10,000,000 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 7 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 4, 2021) Registration No. 333-260530 VINTAGE WINE ESTATES, INC. 10,000,000 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 4, 2021 (as supplemented or amended from time to time, the ?Prospectus?) with the inf |
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| January 19, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 18, 2022 Vintage Wine Estates, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40016 87-1005902 (State or other jurisdiction of inco |
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| January 19, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 19, 2022 Vintage Wine Estates, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40016 87-1005902 (State or other jurisdiction of incorporation) (Commissi |
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| January 18, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 18, 2022 Vintage Wine Estates, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40016 87-1005902 (State or other jurisdiction of incorporation) (Commissi |
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| January 18, 2022 |
8-A12B 1 vwewarrantlisting.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Vintage Wine Estates, Inc. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation or organization) 87-1005 |
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| January 18, 2022 |
VINTAGE WINE ESTATES, INC. 10,000,000 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 5 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 4, 2021) Registration No. 333-260530 VINTAGE WINE ESTATES, INC. 10,000,000 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 4, 2021 (as supplemented or amended from time to time, the ?Prospectus?) with the inf |
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| December 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Information Required in Proxy Statement Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| December 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| December 3, 2021 |
VINTAGE WINE ESTATES, INC. 10,000,000 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 4 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 4, 2021) Registration No. 333-260530 VINTAGE WINE ESTATES, INC. 10,000,000 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 4, 2021 (as supplemented or amended from time to time, the ?Prospectus?) with the inf |
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| December 3, 2021 |
Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 3, 2021 Vintage Wine Estates, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40016 87-1005902 (State or other jurisdiction of incorporation) (Commissi |
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| November 24, 2021 |
VINTAGE WINE ESTATES, INC. 10,000,000 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 3 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 4, 2021) Registration No. 333-260530 VINTAGE WINE ESTATES, INC. 10,000,000 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 4, 2021 (as supplemented or amended from time to time, the ?Prospectus?) with the inf |
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| November 24, 2021 |
November 24, 2021 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Ladies and Gentlemen: We have read the statements made by Vintage Wine Estates, Inc. under Item 4.01 of its Form 8-K dated November 24, 2021. We agree with the statements concerning our Firm in such Form 8-K. Respectfully, /s/ Moss Adams LLP |
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| November 24, 2021 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 19, 2021 Vintage Wine Estates, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40016 87-1005902 (State or other jurisdiction of incorporation) (Commiss |
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| November 16, 2021 |
VINTAGE WINE ESTATES, INC. 10,000,000 Shares of Common Stock 424B3 1 424b3vwe8-k9.30.htm 424B3 PROSPECTUS SUPPLEMENT NO. 1 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 4, 2021) Registration No. 333-260530 VINTAGE WINE ESTATES, INC. 10,000,000 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 4, 2021 (as supplemented or amended from time to ti |
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| November 16, 2021 |
VINTAGE WINE ESTATES, INC. 10,000,000 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 2 Filed Pursuant to Rule 424(b)(3) (to Prospectus dated November 4, 2021) Registration No. 333-260530 VINTAGE WINE ESTATES, INC. 10,000,000 Shares of Common Stock This prospectus supplement is being filed to update and supplement the information contained in the prospectus dated November 4, 2021 (as supplemented or amended from time to time, the ?Prospectus?) with the inf |
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| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-40016 VINTAGE WINE ESTATES, INC. (Exact name of registran |
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| November 15, 2021 |
Exhibit 99.1 News Release 937 Tahoe Boulevard, Suite 210 | Incline Village, NV 89541 For Immediate Release Vintage Wine Estates Direct-to-Consumer Business Grows 37% Driving Total Revenue to $56 million in First Quarter Fiscal 2022 Upgrades Annual Revenue & Adjusted EBITDA Guidance ? Executing on omni-channel, multi-brand strategy with expanded bottling capacity to drive growth and margins; delive |
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| November 15, 2021 |
Exhibit 99.2 News Release 937 Tahoe Boulevard, Suite 210 | Incline Village, NV 89541 For Immediate Release Vintage Wine Estates Acquires ACE Cider ? Leading Brand Expands Product Portfolio and Launches Complementary New Sales Channel Adds a top independent craft cider brand with a 25+ year legacy of growth and innovation INCLINE VILLAGE, NV, November 15, 2021 ? Vintage Wine Estates, Inc. (NASDAQ: |
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| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 15, 2021 Vintage Wine Estates, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40016 87-1005902 (State or other jurisdiction of incorporation) (Commiss |
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| November 4, 2021 |
VINTAGE WINE ESTATES, INC. 10,000,000 Shares of Common Stock Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-260530 VINTAGE WINE ESTATES, INC. 10,000,000 Shares of Common Stock This prospectus relates to the offer and sale from time to time by the selling securityholders named in this prospectus (each a ?Selling Stockholder? and collectively, the ?Selling Stockholders?), or their permitted transferees, of up to 10,000,000 shares of c |
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| November 2, 2021 |
VINTAGE WINE ESTATES, INC. 937 Tahoe Boulevard Suite 210 Incline Village, Nevada 89451 November 2, 2021 Via EDGAR Gregory Herbers Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Vintage Wine Estates, Inc. Registration Statement on Form S-1 File No. 333-260530 Dear Mr. Herbers: In accordance with Rule 461 of the General Rules and |
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| October 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-40016 VINTAGE WINE ESTATES, INC. (Exact name of re |
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| October 27, 2021 |
Table of Contents As filed with the Securities and Exchange Commission on October 27, 2021 Registration No. |
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| October 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-40016 VINTAGE WINE ESTATES, INC. (Exact name of regi |
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| October 13, 2021 |
Description of Registrant's Securities EX-4.4 2 vwe-ex44.htm EX-4.4 Exhibit 4.4 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED pursuant to section 12 of the securities exchange act of 1934 Vintage Wine Estates, Inc. (the “Company,” “VWE,” “we,” “us” or “our”) has one class of securities, our common stock, no par value per share (“common stock”), registered under Section 12 of the Securities Exchange Act of 1934, as amended. DESC |
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| September 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 001-40016 CUSIP Number: 92747V106 (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2021 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Trans |
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| September 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 28, 2021 Vintage Wine Estates, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40016 87-1005902 (State or other jurisdiction of incorporation) (Commis |
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| September 28, 2021 |
Vintage Wine Estates Executes on Strategy for Fiscal 2021 with Revenue Growth of 16% to $221 million Exhibit 99.1 News Release 205 Concourse Boulevard | Santa Rosa, CA 95403 For Immediate Release Vintage Wine Estates Executes on Strategy for Fiscal 2021 with Revenue Growth of 16% to $221 million ? Delivered on growth plans: ? Completed two accretive, synergistic acquisitions since going public ? Generated strong growth in its direct-to-customer and business-to-business market channels demonstrati |
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| September 21, 2021 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 21, 2021 (September 21, 2021) VINTAGE WINE ESTATES, INC. (Exact name of registrant as specified in its charter) Nevada 001-40016 87-1005902 (State or other jurisdiction of i |
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| September 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 20, 2021 (September 14, 2021) VINTAGE WINE ESTATES, INC. (Exact name of registrant as specified in its charter) Nevada 001-40016 87-1005902 (State or other jurisdiction of i |
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| July 27, 2021 |
Exhibit 4.1 EXECUTION VERSION VINTAGE WINE ESTATES, INC. as the Corporation and TSX TRUST COMPANY as the Warrant Agent FIRST SUPPLEMENTAL WARRANT AGENCY AGREEMENT Dated as of July 26th, 2021 FIRST SUPPLEMENTAL WARRANT AGENCY AGREEMENT THIS FIRST SUPPLEMENTAL WARRANT AGENCY AGREEMENT is dated as of July 26th, 2021 BETWEEN: VINTAGE WINE ESTATES, INC., a Nevada corporation (the ?Corporation?), - and |
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| July 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 27, 2021 (July 26, 2021) VINTAGE WINE ESTATES, INC. (Exact name of registrant as specified in its charter) Nevada 001-40016 87-1005902 (State or other jurisdiction of incorporati |
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| June 17, 2021 |
VWE / Vintage Wine Estates, Inc. / Roney Patrick A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Vintage Wine Estates, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 92747V 106 (CUSIP Number) Eric D. Miller, Esq. c/o Vintage Wines Estates, Inc. 937 Tahoe Blvd. Incline Village, NV 89451 (707) 346-3640 (Name, Address and Telephone Nu |
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| June 17, 2021 |
EXHIBIT 10 JOINT FILING AGREEMENT AND ELECTRONIC SIGNATURE AUTHENTICATION In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including any and all amendments thereto) with respect to the common stock, no par value, of Vintage Wine Estates, Inc. |
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| June 17, 2021 |
EXHIBIT 24.1 POWER OF ATTORNEY June 17, 2021 The undersigned constitutes and appoints Patrick A. Roney, Eric D. Miller and Patrick Daugherty, or any of them acting singly, as the undersigned?s true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for the undersigned and in the undersigned?s name, place and stead, to sign any and all SEC statements of ben |
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| June 17, 2021 |
VWE / Vintage Wine Estates, Inc. / TGAM Agribusiness Fund Holdings LP - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Vintage Wine Estates, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 92747V 106 (CUSIP Number) Keith Atkinson Managing Director, Managing Associate General Counsel Nuveen Alternatives Advisors LLC 8500 Andrew Carnegie Blvd., C2-07 Charl |
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| June 17, 2021 |
Joint Filing Agreement dated as of June 7, 2021. EXHIBIT 99.1 JOINT FILING AGREEMENT AND ELECTRONIC SIGNATURE AUTHENTICATION In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including any and all amendments thereto) with respect to the common stock, no par value, of Vintage Wine Estates, Inc., a Nevada corpor |
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| June 11, 2021 |
Letter from RSM US, LLP to the SEC, dated June 11, 2021. Exhibit 16.1 June 11, 2021 Securities and Exchange Commission Washington, D.C. 20549 Commissioners: We have read Vintage Wine Estates, Inc.?s (formerly Bespoke Capital Acquisition Corp.) statements included under Item 4.01(a) of its Form 8-K filed on June 11, 2021 and we agree with such statements concerning our firm. /s/ RSM US LLP |
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| June 11, 2021 |
Exhibit 4.1 VINTAGE WINE ESTATES, INC. (INCORPORATED UNDER THE LAWS OF THE STATE OF NEVADA) THIS CERTIFIES THAT * * SPECIMEN * * NUMBER CERT.9999 SHARES **9,000,000,000***** ***9,000,000?000**** ****9,000,000,000*** *****9,000,000,000** ******9,000,000?000* is the registered owner of CUSIP: 92747V106 ISIN: US92747V1061 * NINE BILLION AND 00/100 * FULLY PAID AND NON-ASSESSABLE COMMON SHARES IN THE |
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| June 11, 2021 |
Exhibit 10.37(c) CONTINUING GUARANTY This CONTINUING GUARANTY (this ?Guaranty?), dated as of June 7, 2021, is executed by VINTAGE WINE ESTATES, INC., a Nevada corporation (?Guarantor?), in favor of BANK OF THE WEST, in its capacity as administrative agent and collateral agent for the Lenders (as hereinafter defined) (in such capacity, together with its successors and assigns in such capacity, ?Age |
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| June 11, 2021 |
Exhibit 10.34(b) SECURITY ESCROW AGENCY AGREEMENT THIS AGREEMENT is made as of the 7th day of June, 2021. B E T W E E N: TSX TRUST COMPANY, a trust company existing under the laws of Canada (the ?Escrow Agent?), - and - Bespoke Sponsor Capital LP, a Cayman Islands limited partnership (?Sponsor?), - and - Vintage Wine Estates, Inc., a Nevada corporation (?Parent?), - and - Vintage Wine Estates, Inc |
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| June 11, 2021 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL Exhibit 99.3 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION The following unaudited pro forma condensed combined financial information is provided to aid you in your analysis of the financial aspects of the transactions. This information should be read together with BCAC?s and VWE?s financial statements and related notes, the sections titled ?Selected Historical Financial Data of BCA |
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| June 11, 2021 |
Exhibit 10.37(b) Execution Version JOINDER AGREEMENT This JOINDER AGREEMENT (this ?Agreement?) is dated as of June 7, 2021, and is entered into by and among VINTAGE WINE ESTATES, INC., a Nevada corporation (?Holdings?), VINTAGE WINE ESTATES, INC., a California corporation that is a wholly-owned subsidiary of Holdings (?Borrower Agent?), each other Subsidiary of Borrower Agent party to the Loan Agr |
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| June 11, 2021 |
Exhibit 10.3 Execution Version INVESTOR RIGHTS AGREEMENT THIS INVESTOR RIGHTS AGREEMENT (this ?Agreement?), dated June 7, 2021, is among Vintage Wine Estates, Inc., a Nevada corporation (?Parent?), Bespoke Sponsor Capital LP (?Sponsor?), Patrick A. Roney in his capacity as the Roney Representative and the parties listed as VWE Investors on the signature pages hereto (collectively, the ?VWE Investo |
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| June 11, 2021 |
Exhibit 99.1 VINTAGE WINE ESTATES, INC. INTERIM CONDENSED CONSOLIDATED FINANCIAL STATEMENTS (EXPRESSED IN UNITED STATES DOLLARS) VINTAGE WINE ESTATES, INC. and SUBSIDIARIES CONDENSED CONSOLIDATED BALANCE SHEETS (Unaudited) March 31, 2021 June 30, 2020 ASSETS Current assets: Cash $ 456,000 $ 1,750,500 Accounts receivable, net 11,111,300 10,197,800 Related party receivables 2,362,400 1,080,800 Other |
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| June 11, 2021 |
Exhibit 99.4 Vintage Wine Estates and Bespoke Capital Acquisition Corp. Announce Closing of Business Combination Common Stock to Commence Trading on the Nasdaq Global Market Under New Symbol ?VWE? on June 8 SANTA ROSA, California, and INCLINE VILLAGE, Nevada, June 7, 2021 (GLOBE NEWSWIRE) ? Vintage Wine Estates (?VWE? or the ?Company?), one of the fastest growing U.S. wine producers with an indust |
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| June 11, 2021 |
Exhibit 3.1 ARTICLES OF INCORPORATION OF VINTAGE WINE ESTATES, INC. ARTICLE I The name of the corporation is Vintage Wine Estates, Inc. (the ?Company?). ARTICLE II The address of the Company?s registered office in the State of Nevada is 701 S. Carson St., 200, Carson City, NV. The name of the Company?s registered agent at such address is Corporation Service Company. ARTICLE III The purpose of the |
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| June 11, 2021 |
EX-21.1 11 d157771dex211.htm EX-21.1 Exhibit 21.1 Subsidiaries of the Registrant Vintage Wine Estates, Inc.., a California corporation |
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| June 11, 2021 |
VWE MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Exhibit 99.2 VWE MANAGEMENT?S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following discussion and analysis provides information which VWE?s management believes is relevant to an assessment and understanding of VWE?s consolidated results of operations and financial condition. This discussion may contain forward-looking statements based upon current expectations tha |
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| June 11, 2021 |
Exhibit 99.5 Vintage Wine Estates, Inc. Announces Filing of Super 8-K in Connection With the Completion of Its Business Combination with Bespoke Capital Acquisition Corp. Reaffirms Fiscal Year 2021 Guidance SANTA ROSA, Calif., June 11, 2021 (GLOBE NEWSWIRE) ? Vintage Wine Estates, Inc. (NASDAQ: VWE) (TSX: VWE.U) (TSX: VWE.WT.U) (?VWE? or the ?Company?), one of the fastest growing U.S. wine produce |
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| June 11, 2021 |
Exhibit 10.34(a) DEPOSITARY AGREEMENT June 7, 2021 TSX Trust Company 301 - 100 Adelaide Street West Toronto, Ontario M5H 4H1 Attention: Vice-President, Corporate Trust Dear Sirs/Mesdames: Bespoke Capital Acquisition Corp., a Toronto Stock Exchange listed special purpose acquisition corporation incorporated under the Laws of the Province of British Columbia (and, after the Domestication, Vintage Wi |
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| June 11, 2021 |
Exhibit 10.14 Execution Version AMENDED AND RESTATED VOTING AGREEMENT THIS AMENDED AND RESTATED VOTING AGREEMENT (the ?Agreement?) is among Vintage Wine Estates, Inc., a California corporation (the ?Company?), Marital Trust D under the Leslie G. Rudd Living Trust (as successor to the Leslie G. Rudd Living Trust) and the SLR Non-Exempt Trust (as successor to the SLR 2012 Gift Trust) (each, a ?Rudd |
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| June 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 11, 2021 (June 7, 2021) VINTAGE WINE ESTATES, INC. (Exact name of registrant as specified in its charter) Nevada 001-40016 87-1005902 (State or other jurisdiction of incorporatio |
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| June 9, 2021 |
VWE / Vintage Wine Estates, Inc. / Paradice Investment Management LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
