基本统计
| CIK | 1020477 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Rotate Black, Inc.
SEC Filings (Chronological Order)
本页提供了美国证券交易委员会（SEC）备案的完整、按时间顺序排列的列表，不包括我们在其他地方提供的所有权备案。
| February 7, 2018 |
ROBK / Rotate Black, Inc. / KCG AMERICAS LLC - SC 13G/A ROBK Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G/A Under the Securities Exchange Act of 1934 (Amendment 1) Rotate Black, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 77866T305 (CUSIP Number) December 29, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| February 9, 2017 |
ROBK / Rotate Black, Inc. / KCG AMERICAS LLC - SC 13G ROBK Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Initial Filing) Under the Securities Exchange Act of 1934 Rotate Black, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 77866T305 (CUSIP Number) December 30, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
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| June 8, 2015 |
Rotate Black (Quarterly Report) FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-44315 Rotate Black, Inc. (Ex |
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| May 26, 2015 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 22, 2015 Date of report (Date of earliest event reported) Rotate Black, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 0-14039 75-3225181 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorporat |
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| May 12, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2014 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 333-44315 Rotate Black, Inc. |
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| April 23, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission File Number 333-44315 Rotate Black, Inc. (Exact name of re |
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| March 18, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Fiscal Year Ended June 30, 2014 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 333-44315 ROTATE BLACK, INC. (Exact |
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| January 22, 2015 |
ROBK / Rotate Black, Inc. / TREVINO ALEX JR - SCHEDULE 13G AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Rotate Black, Inc. (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 77866T 10 7 (CUSIP Number) Alex Trevino, Jr. c/o Beverly Holland 894 Rosastone Trail Houston, TX 77024 (713) 465-8008 ext. 13 (Name, Address and Telephone N |
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| December 1, 2014 |
Financial Statements and Exhibits, Other Events SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 December 1, 2014 Date of report (Date of earliest event reported) Rotate Black, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 0-14039 75-3225181 (State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer Identif |
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| September 30, 2014 |
ROBK / Rotate Black, Inc. NT 10-K - - LATE FILING NOTIFICATION OMB APPROVAL OMB Number: 3235-0058 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 23, 2014 |
Financial Statements and Exhibits, Other Events SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 September 23, 2014 Date of report (Date of earliest event reported) Rotate Black, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 0-14039 75-3225181 (State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer Ident |
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| June 20, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission File Number 333-44315 Rotate Black, Inc. (Exact name of registrant |
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| May 23, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2013 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission File Number 333-44315 Rotate Black, Inc. (Exact name of registr |
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| April 2, 2014 |
Financial Statements and Exhibits, Other Events - CURRENT REPORT SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 2, 2014 Date of report (Date of earliest event reported) Rotate Black, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 0-14039 75-3225181 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Empl |
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| March 21, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission File Number 333-44315 Rotate Black, Inc. (Exact name of regist |
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| March 3, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) þ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Fiscal Year Ended June 30, 2013 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 333-44315 ROTATE BLACK, INC. (Exact nam |
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| February 12, 2014 |
ROBK / Rotate Black, Inc. / TREVINO ALEX JR - SCHEDULE 13G AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Rotate Black, Inc. (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 77866T 10 7 (CUSIP Number) Alex Trevino, Jr. c/o Beverly Holland 820 Gessner, Suite 1340 Houston, TX 77024 (713) 465-8008, ext. 13 (Name, Address and Teleph |
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| January 7, 2014 |
Financial Statements and Exhibits, Other Events SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 January 7, 2014 Date of report (Date of earliest event reported) Rotate Black, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 0-14039 75-3225181 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorporation) File N |
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| December 20, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission File Number 333-44315 Rotate Black, Inc. (Exact name of registrant |
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| October 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2012 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission File Number 333-44315 Rotate Black, Inc. (Exact name of registr |
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| September 30, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission File Number 333-44315 Rotate Black, Inc. (Exact name of regist |
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| August 28, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Fiscal Year Ended June 30, 2012 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 333-44315 ROTATE BLACK, INC. (Exact nam |
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| July 5, 2013 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 2, 2013 Date of report (Date of earliest event reported) Rotate Black, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 0-14039 75-3225181 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorporation) File Numb |
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| April 23, 2013 |
Financial Statements and Exhibits, Other Events - CURRENT REPORT SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 23, 2013 Date of report (Date of earliest event reported) Rotate Black, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 0-14039 75-3225181 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorporation) File Nu |
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| December 7, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission File Number 333-44315 Rotate Black, Inc. (Exact name of registrant |
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| November 14, 2012 |
ROBK / Rotate Black, Inc. / TREVINO ALEX JR Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Rotate Black, Inc. (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 77866T 10 7 (CUSIP Number) Alex Trevino, Jr. c/o Beverly Holland 820 Gessner, Suite 1340 Houston, TX 77024 (713) 465-8008 ext 13 (Name, Address and Telephone |
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| November 9, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2011 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission File Number 333-44315 Rotate Black, Inc. (Exact name of registr |
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| October 22, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2011 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission File Number 333-44315 Rotate Black, Inc. (Exact name of regist |
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| August 16, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 16, 2012 Date of report (Date of earliest event reported) Rotate Black, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 0-14039 75-3225181 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorporation) File N |
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| August 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Fiscal Year Ended June 30, 2011 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 333-44315 ROTATE BLACK, INC. (Exact nam |
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| August 14, 2012 |
EXHIBIT 10.14 October 26, 2009 John Paulsen Chief Executive Officer Rotate Black. Inc. 932 Spring Street, Suite 201 Petoskey, MI 49770 Re: Debt Financing - Private Placement Dear John: This letter agreement (this "Agreement") will confirm the arrangements under which CapStone Investments ("CapStone") is retained and authorized to act as exclusive placement agent On a "best efforts" basis for Rotat |
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| August 14, 2012 |
EXHIBIT 10.22 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this ?Agreement?), is dated as of May , 2012, by and between Rotate Black, Inc., a Nevada corporation (the ?Company?), and the subscribers listed on Schedule 1 hereto (the ?Subscribers?). WHEREAS, the Company and the Subscribers are executing and delivering this Agreement in reliance upon an exemption from securities r |
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| August 14, 2012 |
EXHIBIT 10.15 February 12, 2008 Solstice International, Inc. 628 Harbor View Lane Petoskey, Ml 49770 Attention: Mr, John Paulsen, Chairman Dear John, We are pleased that Solstice International, lnc., including any subsidiary thereof and any affiliate controlled thereby or under common control therewith (the "Company"), has selected CRT Capital Group LLC ("CRT") to act as its exclusive financial ad |
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| August 14, 2012 |
COMMON STOCK PURCHASE WARRANT No. ________ Issue Date: May __, 2012 EXHIBIT 10.24 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR |
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| August 14, 2012 |
EXHIBIT 21.1 Subsidiaries Rotate Black Gaming, Inc. SlotOne, Inc. Rotate Black OK, LLC |
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| August 14, 2012 |
Principal Amount: Up to $_____________ Issue Date: May ___, 2012 10% CONVERTIBLE PROMISSORY NOTE EXHIBIT 10.23 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR |
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| May 24, 2012 |
Financial Statements and Exhibits, Other Events - CURRENT REPORT SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 22, 2012 Date of report (Date of earliest event reported) Rotate Black, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 0-14039 75-3225181 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorporation) File Numb |
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| April 20, 2012 |
Financial Statements and Exhibits, Other Events 8-K 1 robk8k.htm CURRENT REPORT SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 20, 2012 Date of report (Date of earliest event reported) Rotate Black, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 0-14039 75-3225181 (State or Other Jurisdiction (Commission (I.R.S. Em |
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| March 9, 2012 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 9, 2012 Date of report (Date of earliest event reported) Rotate Black, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 0-14039 75-3225181 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorporation) File Num |
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| December 16, 2011 |
ROTATE BLACK, INC. 932 SPRING STREET PETOSKEY, MICHIGAN 49770 December 15, 2011 William H. Thompson, Accounting Branch Chief United States Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 RE: Rotate Black, Inc. Form 10-K for the Fiscal Year Ended June 30, 2010. Filed November 8, 2010 Form 10-K for the Fiscal Year Ended June 30, 2009, Filed October 13, 2009 Form 10-Q for F |
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| November 23, 2011 |
Financial Statements and Exhibits, Other Events SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 November 23, 2011 Date of report (Date of earliest event reported) Rotate Black, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 0-14039 75-3225181 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorporation) File |
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| November 1, 2011 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 27, 2011 Date of report (Date of earliest event reported) Rotate Black, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 0-14039 75-3225181 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorporation) File |
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| October 19, 2011 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 17, 2011 Date of report (Date of earliest event reported) Rotate Black, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 0-14039 75-3225181 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorporation) File |
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| August 25, 2011 |
August 23, 2011 William H. Thompson, Accounting Branch Chief United States Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 RE: Rotate Black, Inc. Form 10-K for the Fiscal Year Ended June 30, 2010. Filed November 8, 2010 Form 10-K for the Fiscal Year Ended June 30, 2009, Filed October 13, 2009 Form 10-Q for Fiscal Quarter Ended September 30, 2009, December 31, 2009, March |
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| August 11, 2011 |
Rotate Black, Inc. Stock Option Plan EX-20.1 2 robkex201.htm ROTATE BLACK, INC. STOCK OPTION PLAN Exhibit 20.1 Rotate Black, Inc. Stock Option Plan Option Plan On July 6, 2011, the Company’s Board approved the Rotate Black, Inc. Stock Option Plan (the “Plan”). The specifics of the Option Plan are provided below: I. PURPOSE OF THE PLAN The Rotate Black, Inc. Stock Option Plan (the “Plan”) is intended to provide a means whereby certain |
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| August 11, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarter ended March 31, 2011 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 333-44315 ROTATE BLACK, INC. (Exact nam |
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| May 16, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): Form 10-K Form 20-F Form 11-K ü Form 10-Q Form 10-D Form N-SAR Form N-CSR For Period Ended: March 31, 2011 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report on Form 11-K Transition Report on Form 10-Q Tra |
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| May 13, 2011 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 13, 2011 Date of report (Date of earliest event reported) Rotate Black, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 0-14039 75-3225181 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorporation) File Numb |
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| May 13, 2011 |
Rotate Black Settles 3D dispute EX-99.2 3 robkex992.htm PRESS RELEASE EXHIBIT 99.2 Rotate Black Settles 3D dispute Petoskey, MI – Friday, May 13, 2011 - Rotate Black, Inc. (ROBK.PK), announced today Rotate Black, Inc. has reached a settlement with 3D Associates, LLC, 10717, LLC and Charles Petri (“3D”) with regards to an action brought by 3D against Rotate Black and the Seneca Nation of Indians. Background In 2008, Rotate Black, |
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| May 13, 2011 |
Release and Hold Harmless Agreement EX-99.1 2 robkex991.htm RELEASE AND HOLD HARMLESS AGREEMENT EXHIBIT 99.1 Release and Hold Harmless Agreement THIS COMPROMISE, SETTLEMENT, RELEASE AND HOLD HARMLESS is made this 11th day of May, 2011, between Charles Petri, 3D, LLC & 10717, LLC, and all of its affiliates (“Petri”) and Rotate Black, Inc, and Rotate Black Gaming, Inc. Nevada Corporations and all of its affiliates officers and individ |
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| May 6, 2011 |
Financial Statements and Exhibits, Other Events 8-K 1 robk8k.htm CURRENT REPORT SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 May 6, 2011 Date of report (Date of earliest event reported) Rotate Black, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 0-14039 75-3225181 (State or Other Jurisdiction (Commission (I.R.S. Emplo |
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| May 6, 2011 |
EXHIBIT 99.1 DEMAND FOR ARBITRATION SUPPLEMENT To Respondent: Seneca Nation of Indians PO Box 231 Salamanca, New York 14779 From Claimant: Rotate Black Gaming, Inc., f/k/a Solstice International, Inc. 628 Harbor View Lane Petoskey, MI 49770 Lawyer for Claimant: Steven D Talbot, PS 2101 NE 129th Street, Suite 213 Vancouver, WA 98686 360-816-8518 phone 360-816-8503 fax DEMAND FOR ARBITRATION SUPPLEM |
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| May 6, 2011 |
EX-99.3 4 robkex3.htm NOTICE OF ARBITRATION EXHIBIT 99.3 |
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| May 6, 2011 |
EXHIBIT 99.2 Rotate Black Gaming, Inc. 1/1/07 To 3/12/11 Contract Benefit Lost Profits 350,000,000.00 Contract Payment Seneca Catskill Gaming Corp. - Bank Deposit 25,000.00 Contract Payments to Seneca Nation Plus Initial cost 3,247,884.00 Interest on Stillwater Revolver Thru 3/31/10 2,719,141.04 5,992,025.04 Operating Operating Expenses 2,050,260.07 Payroll Expense - June 2007 to March 31, 2011 3, |
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| May 5, 2011 |
ROTATE BLACK, INC. 932 SPRING STREET PETOSKY, MICHIGAN 49770 Via Edgar Correspondence April 21, 2011 H. Christopher Owings, Assistant Direction United States Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Rotate Black, Inc. Form 10-K for the Fiscal Year Ended June 30, 2009, Filed October 13, 2009 Form 10-Q for the Fiscal Quarter Ended September 30, 2009, December 31 |
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| May 3, 2011 |
May 2, 2011 United States Securities and Exchange Commission Washington, DC 20549 Re: Response to Comment Letter dated February 8, 2011, File No. |
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| March 23, 2011 |
Financial Statements and Exhibits, Other Events SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 March 21, 2011 Date of report (Date of earliest event reported) Rotate Black, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 0-14039 75-3225181 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorporation) File Nu |
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| March 23, 2011 |
EXHIBIT 99.1 Blue Water Gaming and Entertainment S.A. Trump Ocean Club Casino Development and Management PROPOSED SUMMARY OF TERMS FOR A PROPOSED JOINT VENTURE AMONG THE PARTIES TO THIS LETTER AGREEMENT March 1, 2011 This letter agreement summarizes the principal terms and conditions of a proposed joint venture among Ocean Point Development Corporation, Rotate Black, Inc., Hunters Creek Capital Pa |
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| February 18, 2011 |
February 16, 2011 United States Securities and Exchange Commission Washington, DC 20549 Re: Response to Comment Letter dated February 8, 2011, File No. |
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| February 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K þ Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: December 31, 2010 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Fo |
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| February 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ——————— FORM 10-Q ——————— (Mark One) ü QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarter ended December 31, 2010 TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 333-44315 ——————— ROTA |
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| February 4, 2011 |
EXHIBIT 16.1 February 2, 2011 Office of the Chief Accountant Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Dear Sir or Madam: We have read the statements made in Rotate Black's Form 8-K, dated February 2, 2011, which we understand will be filed on February 2, 2011. We agree with such statements in paragraphs 1 to 4 of Item 4.01 of such Form 8-K in regard concerni |
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| February 4, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2011 ROTATE BLACK, INC. (Exact name of registrant as specified in its charter) Nevada 333-44315 75-3225181 (State or Other Jurisdiction (Commission (I.R.S. Employer of Inc |
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| January 26, 2011 |
EXHIBIT 99.1 |
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| January 26, 2011 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 26, 2011 Rotate Black, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 0-14039 75-3225181 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incor |
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| January 18, 2011 |
Rotate Black, Inc. Enters Into Management Agreement With Louis Bull Tribe Exhibit 99.1 Rotate Black, Inc. Enters Into Management Agreement With Louis Bull Tribe PETOSKEY, Mich., Jan. 18, 2011 (GLOBE NEWSWIRE) - Rotate Black, Inc. (OTCBB:ROBK), a premier development and management company of resort and casino properties, announced today that one of its subsidiaries has entered into a management agreement with the Louis Bull Tribe for a proposed Bear Hills Casino on the L |
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| January 18, 2011 |
EXHIBIT 10.1 |
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| January 18, 2011 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 January 18, 2011 (January 11, 2011) Date of report (Date of earliest event reported) Rotate Black, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 0-14039 75-3225181 (State or Other Jurisdiction (Commission (I.R.S. |
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| November 22, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ——————— FORM 10-Q ——————— (Mark One) þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarter ended September 30, 2010 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 333-44315 ——————— R |
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| November 18, 2010 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 November 18, 2010 (November 18, 2010) Date of report (Date of earliest event reported) Rotate Black, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 0-14039 75-3225181 (State or Other Jurisdiction (Commission (I.R.S. Employer of |
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| November 15, 2010 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12B-25 SEC File Number 333-44315 NOTIFICATION OF LATE FILING [ ] Form 10-K [ ] Form 11-K [ ] Form 20-F [X] Form 10-Q [ ] Form N-SAR For Period Ended: September 30, 2010 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form 20-F [ ] Transition Report on Form N-SAR For the Transition Period E |
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| November 8, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) þ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Fiscal Year Ended June 30, 2010 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 333-44315 ROTATE BLACK, INC. (Exact nam |
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| October 29, 2010 |
CONTACT: Rotate Black, Inc. Mr. John Paulsen, Chairman & CEO 231-347-0777 EXHIBIT 99.1 Rotate Black Announces Execution of Management Agreement for Gulfport Casino & Hotel Project PETOSKEY, Mich., Oct. 28, 2010 (GLOBE NEWSWIRE) - Rotate Black, Inc. (OTCBB:ROBKE), or Rotate Black, announced today that it executed a long-term management agreement with Rotate Black MS, LLC, or RB MS, effective April 1, 2010 to manage the casino and hotel operations in the Bert Jones Yacht |
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| October 29, 2010 |
EXHIBIT 10.1 Execution Copy MANAGEMENT AGREEMENT between the ROTATE BLACK MISSISSIPPI, LLC And ROTATE BLACK, INC. Dated October 27, 2010 and Effective as of April 1, 2010 1 MANAGEMENT AGREEMENT THIS MANAGEMENT AGREEMENT (?Agreement?), is made and entered into on October 26, 2010 and is effective and operative as of the 1st day of April, 2010 by and between Rotate Black MS, LLC (the ?Company?) havi |
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| October 29, 2010 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 October 28, 2010 (October 27, 2010) Date of report (Date of earliest event reported) Rotate Black, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 0-14039 75-3225181 (State or Other Jurisdiction (Commission (I.R.S. |
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| October 26, 2010 |
EX-10.2 3 robkex102.htm GROUND LEASE GULFPORT EXHIBIT 10.2 Indexing Instructions: This Instrument Prepared by and Return to: The Northeast quarter of Section Nine, Township 8 South Range 11 West First Judicial District of Harrison County, MS Lessee: Lessor: Rotate Black MS, LLC, Gulfport Redevelopment Commission, a Mississippi limited liability company the urban renewal agency of the City of Gulfp |
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| October 26, 2010 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) October 26, 2010 (October 21, 2010) Rotate Black, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 0-14039 75-3225181 (State or Other Jurisdiction (Commission (I.R.S. Employer of I |
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| October 26, 2010 |
Rotate Black Announces Execution of Ground Leases Necessary for Gulfport, MS Gaming Site EX-99.1 4 robkex991.htm PRESS RELEASE EXHIBIT 99.1 Rotate Black Announces Execution of Ground Leases Necessary for Gulfport, MS Gaming Site PETOSKEY, Mich., Oct. 26, 2010 (GLOBE NEWSWIRE) - Rotate Black, Inc. (OTCBB:ROBKE), or Rotate Black, announced today that Rotate Black MS, LLC, or RB MS, recently executed long-term ground leases with both the Gulfport Redevelopment Commission and private land |
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| October 26, 2010 |
GROUND LEASE AGREEMENT MARINE LIFE VENTURES, LLC AND MC MARINE, LLC, AS LESSORS EX-10.1 2 robkex101.htm GROUND LEASE MARINE LIFE EXHIBIT 10.1 Execution Version GROUND LEASE AGREEMENT AMONG MARINE LIFE VENTURES, LLC AND MC MARINE, LLC, AS LESSORS AND ROTATE BLACK MS, LLC, AS LESSEE GROUND LEASE AGREEMENT THIS GROUND LEASE AGREEMENT (this “Lease”) is entered into by and among MARINE LIFE VENTURES, LLC, a Mississippi limited liability company (“Marine Life”), MC MARINE, LLC, a M |
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| September 28, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 333-44315 NOTIFICATION OF LATE FILING (Check one): þ Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: June 30, 2010 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q |
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| August 17, 2010 |
ROTATE BLACK, INC. 932 SPRING STREET PETOSKY, MICHIGAN 49770 Via Edgar Correspondence August 13, 2010 H. Christopher Owings, Assistant Director United States Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Comment Letter dated April 28, 2010 Form 10-K for the Fiscal Year Ended June 30, 2009, Filed October 13, 2009 Form 10-Q for the Fiscal Quarter Ended September 30, |
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| August 2, 2010 |
Via Edgar Correspondence July 29, 2010 H. Christopher Owings, Assistant Direction United States Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Comment Letter dated April 8, 2010 Form 10-K for the Fiscal Year Ended June 30, 2009, Filed October 13, 2009 Form 10-Q for the Fiscal Quarter Ended September 30, 2009, Filed November 17, 2009 Form 10-Q for the Fiscal Quarter |
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| July 22, 2010 |
EXHIBIT 3.1 |
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| July 22, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 19, 2010 Date of report (Date of earliest event reported) Rotate Black, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 0-14039 75-3225181 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorpora |
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| July 9, 2010 |
Rotate Black, Inc. Sells Catskills Gaming Subsidiary EX-99.1 3 robkex991.htm PRESS RELEASE Exhibit 99.1 Rotate Black, Inc. Sells Catskills Gaming Subsidiary PETOSKEY, Mich., July 9, 2010 (GLOBE NEWSWIRE) - Rotate Black, Inc. (OTCBB:ROBK), a premier development and management company of global resort and casino properties, announced today the sale of its Catskills gaming subsidiary, Rotate Black Gaming, Inc. to Catskills Gaming and Development, LLC, |
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| July 9, 2010 |
Exhibit 10.6 AGREEMENT Between ROTATE BLACK, INC. AND ROTATE BLACK, LLC, As the shareholders of Rotate Black Gaming, Inc. f/k/a Solstice International, Inc. And CATSKILL GAMING AND DEVELOPMENT, LLC DATE: JULY 1, 2010 AGREEMENT THIS AGREEMENT ("Agreement") is made and entered into this 1st day of July, 2010 by and between ROTATE BLACK, INC. and ROTATE BLACK, LLC (hereinafter collectively referred t |
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| July 9, 2010 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 July 1, 2010 Date of report (Date of earliest event reported) Rotate Black, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 0-14039 75-3225181 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorporation) File Numb |
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| July 8, 2010 |
ROTATE BLACK, INC. 932 SPRING STREET PETOSKY, MICHIGAN 49770 Via Edgar Correspondence July 1, 2010 H. Christopher Owings, Assistant Direction United States Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Comment Letter dated April 8, 2010 Form 10-K for the Fiscal Year Ended June 30, 2009, Filed October 13, 2009 Form 10-Q for the Fiscal Quarter Ended September 30, 200 |
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| June 23, 2010 |
SECURITIES AND EXCHANGE COMMISSION As filed with the Securities and Exchange Commission on June 23, 2010 Registration No. |
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| June 23, 2010 |
Exhibit 10.1 COMPENSATION AGREEMENT This Compensation Agreement is dated as of April 21, 2010, between Rotate Black, Inc., a Nevada corporation (the ?Company?), and Marc J. Ross (the ?Consultant?). WHEREAS, the Company has requested the Consultant to provide the Company with certain SEC related legal services in connection with their business (the ??34 Act Work?) on a fixed fee basis, and the Cons |
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| June 23, 2010 |
EX-10.2 3 robkex102.htm COMPENSATION AGREEMENT BETWEEN ROTATE BLACK, INC. AND RAJAT SHAH Exhibit 10.2 COMPENSATION AGREEMENT This Compensation Agreement is dated as of June 1, 2010, between Rotate Black, Inc., a Nevada corporation (the “Company”), and Rajat Shah (the “Consultant”). WHEREAS, the Company has requested the Consultant to provide the Company with certain casino development related lega |
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| June 21, 2010 |
Via Edgar Correspondence June 21, 2010 H. Christopher Owings, Assistant Direction United States Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Comment Letter dated April 8, 2010 Form 10-K for the Fiscal Year Ended June 30, 2009, Filed October 13, 2009 Form 10-Q for the Fiscal Quarter Ended September 30, 2009, Filed November 17, 2009 Form 10-Q for the Fiscal Quarter |
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| June 16, 2010 |
EXHIBIT 10.5 UNCONDITIONAL GUARANTY This UNCONDITIONAL GUARANTY (this "Guaranty"), dated as of June 11, 2010, is executed and delivered by John Paulsen, an individual ("Paulsen" or "Guarantor") in favor of Cruise Holdings II, LLC ("Cruise II"), by and through Mark T. Calvert (the "Chapter 11 Trustee"), the duly appointed Chapter 11 Trustee for th e bankruptcy estate of Cruise Holdings II, LLC, app |
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| June 16, 2010 |
REPAYMENT SHALL BE MADE UPON THE FOLLOWING TERMS AND CONDITIONS: EXHIBIT 10.4 PROMISSORY NOTE $600,000.00 Petoskey, Michigan June 10, 2010 For value received, Rotate Black, Inc, of 932 Spring Street Suite #201 Petoskey, Michigan 49770 (hereinafter ?Borrower?) promises to pay to the order of Cruise Holding II, LLC, (?Lender?), c/o Bilzin Sumberg Baena Price & Axelrod, LLP 200 S. Biscayne Blvd., Suite 2500, Miami, Florida 33131 or at such other place as may be de |
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| June 16, 2010 |
Vessel Name: “BIG EASY” Hull Number: Official Number: USCG 998517 Amount: $2,975,000.00 EXHIBIT 10.3 Vessel Name: ?BIG EASY? Hull Number: Official Number: USCG 998517 Amount: $2,975,000.00 PREFERRED MORTGAGE THIS PREFERRED SHIP MORTGAGE (the "Mortgage"), made this 10th day of JUNE 2010 by and between, ROTATE BLACK, INC 932 Spring Street Suite 201 Petoskey, Michigan 49770 hereinafter designated as Mortgagors, and Cruise Holdings II, LLC c/o Bilzin Sumberg Baena Price & Axelrod, LLP 20 |
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| June 16, 2010 |
ROTATE BLACK, INC. COMPLETES ITS ACQUISITION OF THE GAMING VESSEL “THE BIG EASY” EXHIBIT 99.1 ROTATE BLACK, INC. COMPLETES ITS ACQUISITION OF THE GAMING VESSEL ?THE BIG EASY? PETOSKEY, Mich., June 16, 2010 (GLOBE NEWSWIRE) - Rotate Black, Inc. (OTCBB:ROBK - News), a premier development and management company of global resort and casino properties, finalized its purchase of the gaming vessel "The Big Easy." Formerly owned by Harrah's Entertainment, the 240-foot gaming vessel bo |
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| June 16, 2010 |
EXHIBIT 10.2 PROMISSORY NOTE (Secured by First Priority Preferred Ship Mortgage) $2,975,000.00 Petoskey, Michigan June 10, 2010 For value received, Rotate Black, Inc, of 932 Spring Street Suite #201 Petoskey, Michigan 49770 (hereinafter “Borrower”) promises to pay to the order of Cruise Holding II, LLC, (“Lender”), c/o Bilzin Sumberg Baena Price & Axelrod, LLP 200 S. Biscayne Blvd., Suite 2500, Mi |
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| June 16, 2010 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 11, 2010 Rotate Black, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 0-14039 75-3225181 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorporation) File Nu |
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| June 16, 2010 |
EXHIBIT 10.1 Luxury Yachts International, Inc. A Florida Corporation OFFER TO PURCHASE AND SALES AGREEMENT 0; 0; LUXURY YACHTS INTERNATIONAL, INC. IS HEREBY AUTHORIZED TO OFFER THE SUM OF $ 3,250,000.00 (GROSS) Three Million Two Hundred Fifty Thousand and No/100 U.S. FUNDS And No/100 Dollars FOR THE VESSEL: ?BIG EASY? (see Specifications Schedule A) OFFICIAL NUMBER: USCG DOC # 998517 YEAR: 199 |
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| May 18, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q /A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q /A (Mark One) þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2010 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission File Number 333-44315 Rotate Black, Inc. (Exact name of registr |
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| May 17, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2010 TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission File Number 333-44315 Rotate Black, Inc. (Exact name of registrant |
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| April 27, 2010 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 April 20, 2010 Date of report (Date of earliest event reported) Rotate Black, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 0-14039 75-3225181 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorporation) File Nu |
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| April 27, 2010 |
EXHIBIT 10.1 |
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| April 8, 2010 |
April 8, 2010 H. Christopher Owings, Assistant Director United States Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 RE: Comment Letters dated November 23, 2009 and February 1, 2010 Form 10-K for the Fiscal Year Ended June 30, 2009, Filed October 13, 2009 Form 10-Q for Fiscal Quarter Ended September 30, 2009, Filed November 17, 2009 Form 8-K, Filed August 22, 2008 Form |
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| March 3, 2010 |
Rotate Black Inc. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 25, 2010 Date of report (Date of earliest event reported) Rotate Black, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 0-14039 75-3225181 (State or Other Jurisdiction (Commission (I.R.S. Employer of I |
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| February 16, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2009 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission File Number 333-44315 Rotate Black, Inc. (Exact name of registr |
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| February 8, 2010 |
Exhibit 10.1 |
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| February 8, 2010 |
Exhibit 10.2 |
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| February 8, 2010 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 8, 2010 (February 2, 2010) Date of report (Date of earliest event reported) Rotate Black, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 0-14039 75-3225181 (State or Other Jurisdiction (Commission (I.R.S. Employer of I |
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| February 8, 2010 |
EXHIBIT 10.3 |
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| January 22, 2010 |
Rotate Black Inc. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 January 22, 2010 Date of report (Date of earliest event reported) Rotate Black, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 0-14039 75-3225181 (State or Other Jurisdiction (Commission (I.R.S. Employer of |
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| January 22, 2010 |
Rotate Black, Inc. EXHIBIT 99.1 |
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| January 15, 2010 |
Rotate Black Inc. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 January 14, 2010 (December 4, 2009) Date of report (Date of earliest event reported) Rotate Black, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 0-14039 75-3225181 (State or Other Jurisdiction (Commission (I. |
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| December 8, 2009 |
December 7, 2009 United States Securities and Exchange Commission 100 F Street, N. |
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| December 2, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) ? November 23, 2009 Rotate Black, Inc. (Exact name of registrant as specified in its charter) Nevada 333-44315 75-3225181 (State or other jurisdiction (Commission (IRS Employer of incorporation) fil |
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| November 17, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) X QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2009 X TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission File Number 333-44315 Rotate Black, Inc. (Exact name of regist |
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| October 30, 2009 |
ROTATE BLACK, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* ROTATE BLACK, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 77866T 10 7 (CUSIP Number) John C. Paulsen 932 Spring Street, Suite 201 Petoskey, MI 49770 (231) 347-0777 (Name, Address and Tele |
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| October 27, 2009 |
ROTATE BLACK, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* ROTATE BLACK, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 77866T 10 7 (CUSIP Number) Kelly Ann Paulsen 628 Harbor View Lane Petoskey, MI 49770 (231) 347-0777 (Name, Address and Telephone |
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| October 22, 2009 |
Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* ROTATE BLACK, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 77866T 10 7 (CUSIP Number) Dual B. Cooper Jr. 3675 Cliffs Drive Petoskey, MI 49770 (231) 881-2800 (Name, Address and Telephone Number |
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| October 19, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* ROTATE BLACK, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 77866T 10 7 (CUSIP Number) Dennis Piotrowski 539 Artrea Place Las Vegas, NV 89123 (231) 881-1220 (Name, Address and Telephone Number of Person Autho |
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| October 19, 2009 |
ROTATE BLACK, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* ROTATE BLACK, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 77866T 10 7 (CUSIP Number) Dual B. Cooper Jr. 3675 Cliffs Drive Petoskey, MI 49770 (231) 881-2800 (Name, Address and Telephone Nu |
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| October 13, 2009 |
ROTATE BLACK, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ——————— FORM 10-K ——————— (Mark One) ü ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Fiscal Year Ended June 30, 2009 TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 333-44 |
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| September 25, 2009 |
US Securities and Exchange Commission Edgar Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 25, 2009 |
Raich Ende Malter & Co. LLP 1375 Broadway New York, NY 10018 EXHIBIT 16.1 Raich Ende Malter & Co. LLP 1375 Broadway New York, NY 10018 September 25, 2009 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-7561 Dear Sirs/Madams: We have read Item 4.01 of Rotate Black, Inc.?s Current Report on Form 8-K dated September 25, 2009, which we understand will be filed on September 25, 2009. We agree with such statements in paragraphs 1 to 4 |
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| September 25, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 333-44315 NOTIFICATION OF LATE FILING CUSIP NUMBER 77866T 10 7 (Check one): ü Form 10-K Form 20-F Form 11-K Form 10-Q Form 10-D Form N-SAR Form N-CSR For Period Ended: June 30, 2009 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report on Form 11-K Transition Re |
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| September 24, 2009 |
September 21, 2005 RESKIN & ASSOCIATES Attorneys At Law Suite 400, The Marmaduke Building 520 South Fourth Avenue Louisville, KY 40202-2577 Telephone 502-561-0500 Facsimile 502-515-9201 email: jreskin@pb-concepts. |
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| September 3, 2009 |
SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 3, 2009 |
Raich Ende Malter & Co. LLP 1375 Broadway New York, NY 10018 Exhibit 16.1 Raich Ende Malter & Co. LLP 1375 Broadway New York, NY 10018 September 2, 2009 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-7561 Dear Sirs/Madams: We have read Item 4.01 of Rotate Black, Inc.?s Current Report on Form 8-K dated September 2, 2009, which we understand will be filed on September 2, 2009. We agree with such statements in paragraphs 1 to 4 of |
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| May 26, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2009 ROTATE BLACK, INC. (Exact name of registrant as specified in its charter) Nevada 333-44315 75-3225181 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorpo |
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| May 20, 2009 |
United States Securities & Exchange Commission EDGAR Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 19, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 333-44315 NOTIFICATION OF LATE FILING CUSIP NUMBER 77866T107 (Check one): Form 10-K Form 20-F Form 11-K ? Form 10-Q Form 10-D Form N-SAR Form N-CSR For Period Ended: March 31, 2009 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report on Form 11-K Transition Report on Form |
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| April 15, 2009 |
ROTATE BLACK, INC. U.S. Securities and Exchange Commission Washington, D.C. 20549 FORM 10-Q þ Quarterly Report Pursuant Section 13 or 15(d) of The Securities Exchange Act of 1934 for the Quarterly Period Ended December 31, 2008 OR ¨ Transition Report Under Section 13 or 15(d) of The Securities Exchange Act of 1934 for the Transition Period from to Commission File Number: 333-44315 ROTATE BLACK, IN |
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| April 1, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ??????? FORM 10-Q ??????? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2008 TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Commission File Number: 333-44315 ROT |
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| January 23, 2009 |
United States Securities and Exchange Commission Edgar Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 29, 2008 |
ROTATE BLACK INC (Form: 8-K, Received: 08/22/2008 17:05:36) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 19, 2008 |
UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2008 ROTATE BLACK, INC. (Exact name of registrant as specified in its charter) Nevada 333-44315 75-3225181 (State or Other Jurisdiction (Commission (I.R.S. |
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| November 14, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 333-44315 NOTIFICATION OF LATE FILING CUSIP NUMBER 77866T107 (Check one): Form 10-K Form 20-F Form 11-K ü Form 10-Q Form 10-D Form N-SAR Form N-CSR For Period Ended: September 30, 2008 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report on Form 11-K Transiti |
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| October 29, 2008 |
CONSENT OF INDEPENDENT REGISTERD PUBLIC ACCOUNTING FIRM United States Securities and Exchange Commission Edgar Filing EXHIBIT 16 CONSENT OF INDEPENDENT REGISTERD PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference on Form 8-K of our report dated September 8, 2003, which such report expresses an unqualified opinion and includes an explanatory paragraph concerning substantial doubt about the Company’s ability to continue as a going concern. |
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| October 29, 2008 |
United States Securities and Exchange Commission Edgar Filing SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| October 9, 2008 |
ROTATE BLACK INC (Form: 8-K, Received: 08/22/2008 17:05:36) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 9, 2008 |
Exhibit 99.3 STOCK PURCHASE AGREEMENT dated as of October 3, 2008 entered into by Rotate Black, Inc. and Rotate Black Gaming Inc. And Rotate Black, LLC STOCK PURCHASE AGREEMENT This Stock Purchase Agreement (“Agreement”) is entered into as of October 3, 2008 by and among Rotate Black, Inc., a Nevada Corporation (“Rotate Black”)(“Purchaser”), and Rotate Black, LLC a Michigan Limited Liability Compa |
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| October 9, 2008 |
Exhibit 99.2 ASSET SALE AGREEMENT This ASSET SALE AGREEMENT (“Agreement”) made and entered into this 7th day of October 2008 by and among Rotate Black, Inc. a Nevada corporation (“Rotate” or "Buyer") and Rotate Black, LLC, a Michigan Limited Liability Company ("Seller"). WHEREAS, Seller owns certain assets listed in Schedule 1 attached hereto (the “Sale Assets”) and, subject to the terms and condi |
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| October 9, 2008 |
Equity Sale/Purchase Agreement Exhibit 99.1 Equity Sale/Purchase Agreement WITNESSETH that this Equity Purchase Agreement is made on this the 7th day of October by and between Rotate Black, LLC (?Seller?), a Michigan Limited Liability Company with principal offices at 13023 NE Hwy 99, Suite 7, MPB 282, Vancouver, Washington 98686, and, Rotate Black, Inc. (?Buyer?), a Nevada Corporation with principal offices at 932 Spring Stree |
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| October 8, 2008 |
ASSET PURCHASE AGREEMENT Exhibit 99.3 STOCK PURCHASE AGREEMENT dated as of October 3, 2008 entered into by Rotate Black, Inc. and Rotate Black Gaming Inc. And Rotate Black, LLC STOCK PURCHASE AGREEMENT This Stock Purchase Agreement (“Agreement”) is entered into as of October 3, 2008 by and among Rotate Black, Inc., a Nevada Corporation (“Rotate Black”)(“Purchaser”), and Rotate Black, LLC a Michiga |
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| October 8, 2008 |
ROTATE BLACK INC (Form: 8-K, Received: 08/22/2008 17:05:36) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 8, 2008 |
Exhibit 99.2 ASSET SALE AGREEMENT This ASSET SALE AGREEMENT (?Agreement?) made and entered into this 7th day of October 2008 by and among Rotate Black, Inc. a Nevada corporation (?Rotate? or "Buyer") and Rotate Black, LLC, a Michigan Limited Liability Company ("Seller"). WHEREAS, Seller owns certain assets listed in Schedule 1 attached hereto (the ?Sale Assets?) and, subject to the terms and condi |
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| October 8, 2008 |
Equity Sale/Purchase Agreement Exhibit 99.1 Equity Sale/Purchase Agreement WITNESSETH that this Equity Purchase Agreement is made on this the 7th day of October by and between Rotate Black, LLC (?Seller?), a Michigan Limited Liability Company with principal offices at 13023 NE Hwy 99, Suite 7, MPB 282, Vancouver, Washington 98686, and, Rotate Black, Inc. (?Buyer?), a Nevada Corporation with principal offices at 932 Spring Stree |
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| August 22, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2008 ROTATE BLACK, INC. (Exact name of registrant as specified in its charter) Nevada 333-44315 75-3225181 (State or Other Jurisdiction (Commission (I.R.S. Employer of Inco |
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| August 22, 2008 |
UNITED STATES BANKRUPTCY COURT MIDDLE DISTRICT OF FLORIDA TAMPA DIVISION EXHIBIT 99.3 UNITED STATES BANKRUPTCY COURT MIDDLE DISTRICT OF FLORIDA TAMPA DIVISION IN RE: BEVSYSTEMS INTERNATIONAL, INC., CASE NO. 8:04-bk-06248-KRM CHAPTER 11 Debtor. / ROTATE BLACK, LLC'S AND CREDITOR TRUSTEE'S MOTION TO MODIFY CONFIRMED PLAN OF REORGANIZATION Pursuant to Bankruptcy Code ?l127 Rotate Black, LLC ("Rotate Black"), and Larry S. Hyman, creditor trustee for the substantively conso |
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| August 22, 2008 |
EXHIBIT 99.1 AGREEMENT AND PLAN OF MERGER AGREEMENT AND PLAN OF MERGER dated as of August 15, 2008 (this "Agreement") by and between Larry Hyman, in his capacity as Creditor Trustee, for BevSystems International, Inc, a Florida Corporation, substantively consolidated with BevSystems International Ltd, ("BEV"), and Rotate Black, Inc., a Nevada Corporation ("Rotate Black, Inc.") or the ("Surviving C |
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| December 1, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities and Exchange Act of 1934 Date of Report (Date of earliest reported): November 30, 2006 ROTATEBLACK, INC. |
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| December 1, 2006 | ||
| February 27, 2003 |
SCHEDULE 13D COPY TO: SCHEDULE 13D SIGNATURES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934* (Amendment No. ) BEVSYSTEMS INTERNATIONAL, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 088255 20 3 (CUSIP Number) 501 Brickell Key Drive, Suite 203 Miami, Florida 33151 (Name, Address and Telephone Number of Person Authorized to Receive Notices and C |
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| February 25, 2003 |
STRATEGIC MARKETING AGREEMENT This Agreement dated January 20, 2003 is between BevSystems International, Inc . |
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| February 25, 2003 |
Form S-8 CALCULATION OF REGISTRATION FEE As filed with the Securities and Exchange Commission on February 24, 2003 Registration No. |
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| February 19, 2003 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) February 14, 2003 BEVSYSTEMS INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) Florida (State or other jurisdiction of Incorporation) 000- (Commission File Num |
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| February 19, 2003 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB [ X ] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 29, 2002 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Commission File No. 333-44315 BEVSYSTEMS INTERNATIONAL, IN |
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| February 12, 2003 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER: 000- CUSIP NUMBER: (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR For Period Ended: December 29, 2002 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Fo |
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| August 14, 2002 |
EXHIBIT 21.1 SUBSIDIARIES OF BEVSYSTEMS INTERNATIONAL, INC. The following is a list of subsidiaries of BEVsystems International, Inc., a Colorado corporation: 1. Pocotopaug Investments, Inc., a Florida corporation, 100% owned by BEVsystems International, Inc. 2. BEVsystems International, Ltd., a Bermuda corporation, 100% owned by BEVsystems International, Inc. |
