介绍

本页面提供了有关 Larry D Zimpleman 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言,基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是,他们必须通过Form 4向美国证券交易委员会(SEC)报告所有交易。尽管存在这些限制,学术研究表明,整体而言,内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易,排除了作为10b5-1交易计划的一部分的交易。然后,对每笔交易在3、6和12个月的表现进行平均,以生成该笔交易最终的表现指标。然后,将所有交易的表现指标进行平均,计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A",则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易,或者他们进行的交易距离现在时间太近,无法计算出可靠的表现指标。

更新频率:每日

查看收益最高的的内幕交易者列表。

报告内部持仓的公司

美国证券交易委员会(SEC)文件显示Larry D Zimpleman已报告在以下公司拥有持仓或进行了交易:

证券 职位 最新报告的持仓
US:PFG / Principal Financial Group, Inc. Director 13,274
如何解读这些图表

以下图表显示了在Larry D Zimpleman进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如,如果一笔内部人士交易是在2019年1月1日进行的,该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元,则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%,而从10美元跌至5美元的价格变化将为-50%。

最终,我们将评估内部人士的交易与股价的超额回报(正向或负向)之间的相关性,以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为,我们预期看到(a)买入后的正回报,或者(b)卖出后的负回报。对于情况(a),买入图表将显示一系列向上倾斜的曲线,表示每次买入后都有正回报。对于情况(b),卖出图表将显示一系列向下倾斜的曲线,表示每次卖出后都有负回报。

然而,仅凭这一点还不足以得出结论。例如,如果公司的股价在多年内呈现非周期性上升,我们会预期所有买入后的图表都呈现向上倾斜。同样地,多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下,“买入”图表显示正向信号,而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易,以获得财务优势。

内幕交易历史

该表格显示了由 Larry D Zimpleman 进行的所有内幕交易的完整列表,这些交易已向美国证券交易委员会(SEC)披露。

备案日期 交易日期 表格 股票代码 证券 代码 10b5-1 股数 剩余股数 %
变化
每股
股价
交易
金额
剩余
金额
2016-03-29 2016-03-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 128 13,274 0.98 38.90 4,995 516,355
2016-03-29 2016-03-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Performance Units
A - Award 83 8,570 0.98
2016-03-29 2016-03-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award -11 263,514 0.00
2016-02-24 2016-02-22 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 45,968 309,367 17.45
2016-01-05 2016-01-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award -1,087 263,399 -0.41
2015-12-30 2015-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 109 13,145 0.83 45.57 4,953 599,036
2015-12-30 2015-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Performance Units
A - Award 70 8,487 0.83
2015-12-14 2015-12-14 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -10,000 262,225 -3.67 45.40 -454,000 11,905,015
2015-10-22 2015-10-21 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -10,000 272,225 -3.54 49.49 -494,900 13,472,415
2015-10-15 2015-10-14 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -10,000 282,225 -3.42 48.25 -482,500 13,617,356
2015-09-29 2015-09-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 102 13,037 0.79 48.05 4,916 626,413
2015-09-29 2015-09-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Performance Units
A - Award 66 8,417 0.79
2015-06-30 2015-06-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 93 12,934 0.73 52.44 4,882 678,280
2015-06-30 2015-06-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Performance Units
A - Award 60 8,351 0.72
2015-03-31 2015-03-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 91 12,841 0.71 50.49 4,590 648,362
2015-03-31 2015-03-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Performance Units
A - Award 59 8,291 0.72
2015-02-25 2015-02-23 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 146,845 146,845
2015-02-25 2015-02-23 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 49,847 291,515 20.63
2014-12-30 2014-12-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 81 12,750 0.64 53.06 4,308 676,515
2014-12-30 2014-12-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Performance Units
A - Award 52 8,232 0.64
2014-09-30 2014-09-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 80 12,669 0.64 53.40 4,283 676,541
2014-09-30 2014-09-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Performance Units
A - Award 52 8,180 0.64
2014-07-01 2014-06-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 80 12,589 0.64 50.27 4,001 632,854
2014-07-01 2014-06-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Performance Units
A - Award 51 8,128 0.63
2014-04-01 2014-03-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 76 12,510 0.61 45.81 3,482 573,060
2014-04-01 2014-03-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Performance Units
A - Award 49 8,077 0.61
2014-02-26 2014-02-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 158,815 158,815
2014-02-26 2014-02-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 32,601 240,915 15.65
2013-12-31 2013-12-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 65 12,434 0.53 49.38 3,215 613,966
2013-12-31 2013-12-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Performance Units
A - Award 42 8,028 0.53
2013-12-31 2013-12-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 157 208,314 0.08
2013-10-29 2013-10-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -93,907 0 -100.00
2013-10-29 2013-10-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -93,907 208,109 -31.09 47.09 -4,422,081 9,799,853
2013-10-29 2013-10-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 93,907 302,016 45.12 39.02 3,664,251 11,784,664
2013-10-29 2013-10-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -14,278 93,907 -13.20
2013-10-29 2013-10-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -14,278 208,109 -6.42 47.14 -673,065 9,810,258
2013-10-29 2013-10-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 14,278 222,387 6.86 39.02 557,128 8,677,541
2013-10-01 2013-09-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 74 12,368 0.60 43.19 3,196 534,191
2013-10-01 2013-09-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Performance Units
A - Award 48 7,986 0.60
2013-10-01 2013-09-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 178 208,109 0.09
2013-08-05 2013-08-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -77,790 0 -100.00
2013-08-05 2013-08-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -77,790 207,017 -27.31 44.30 -3,446,097 9,170,853
2013-08-05 2013-08-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 77,790 284,807 37.58 36.30 2,823,777 10,338,494
2013-07-02 2013-06-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 75 12,294 0.61 37.45 2,809 460,425
2013-07-02 2013-06-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Performance Units
A - Award 48 7,938 0.61
2013-07-02 2013-06-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 180 207,017 0.09
2013-04-02 2013-03-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 83 12,219 0.68 33.64 2,792 411,057
2013-04-02 2013-03-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Performance Units
A - Award 58 7,895 0.74
2013-04-02 2013-03-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 197 206,788 0.10
2013-03-04 2013-02-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
F - Taxes -5,313 206,536 -2.51 31.61 -167,944 6,528,603
2013-02-27 2013-02-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 203,190 203,190
2013-02-27 2013-02-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 79,340 211,849 59.88
2013-02-26 2013-02-23 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
F - Taxes -8,092 132,509 -5.76 31.61 -255,788 4,188,609
2013-02-22 2013-02-21 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -24,177 0 -100.00
2013-02-22 2013-02-21 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -24,140 140,601 -14.65 31.10 -750,754 4,372,691
2013-02-22 2013-02-21 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 24,177 164,741 17.20 27.57 666,560 4,541,909
2013-02-20 2013-02-19 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -24,176 24,177 -50.00
2013-02-20 2013-02-19 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -24,141 140,564 -14.66 31.72 -765,753 4,458,690
2013-02-20 2013-02-19 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 24,176 164,705 17.20 27.57 666,532 4,540,917
2013-01-02 2012-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 91 12,136 0.75 28.08 2,552 340,787
2013-01-02 2012-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Performance Units
A - Award 58 7,837 0.75
2013-01-02 2012-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 217 140,529 0.15
2013-01-02 2012-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 267 140,312 0.19
2012-10-02 2012-09-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 93 12,046 0.78 26.94 2,511 324,527
2012-10-02 2012-09-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Performance Units
A - Award 60 7,779 0.78
2012-10-02 2012-09-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 224 139,986 0.16
2012-10-02 2012-09-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 276 139,762 0.20
2012-07-03 2012-06-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 82 11,953 0.69 26.23 2,138 313,530
2012-07-03 2012-06-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Performance Units
A - Award 53 7,719 0.69
2012-07-03 2012-06-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 196 138,433 0.14
2012-07-03 2012-06-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 241 138,237 0.17
2012-04-04 2012-04-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -41,095 0 -100.00
2012-04-04 2012-04-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -41,095 137,949 -22.95 29.32 -1,204,905 4,044,665
2012-04-04 2012-04-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 41,095 179,044 29.79 27.48 1,129,291 4,920,129
2012-04-03 2012-03-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 72 11,872 0.61 29.51 2,125 350,331
2012-04-03 2012-03-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Performance Units
A - Award 46 7,666 0.60
2012-04-03 2012-03-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 173 137,949 0.13
2012-04-03 2012-03-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 213 137,776 0.15
2012-02-29 2012-02-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 178,615 178,615
2012-02-29 2012-02-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
F - Taxes -34,499 137,521 -20.06 27.46 -947,343 3,776,327
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券(例如股票期权)
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券(例如期权)
V
内部人士通过Form 4自愿报告的一笔交易
J
其他(附有交易描述的脚注)