介绍

本页面提供了有关 Mark Wardlow 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言,基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是,他们必须通过Form 4向美国证券交易委员会(SEC)报告所有交易。尽管存在这些限制,学术研究表明,整体而言,内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易,排除了作为10b5-1交易计划的一部分的交易。然后,对每笔交易在3、6和12个月的表现进行平均,以生成该笔交易最终的表现指标。然后,将所有交易的表现指标进行平均,计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A",则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易,或者他们进行的交易距离现在时间太近,无法计算出可靠的表现指标。

更新频率:每日

查看收益最高的的内幕交易者列表。

报告内部持仓的公司

美国证券交易委员会(SEC)文件显示Mark Wardlow已报告在以下公司拥有持仓或进行了交易:

证券 职位 最新报告的持仓
US:UMPQ / Umpqua Holdings Corp EVP/Chief Credit Officer 96,375
如何解读这些图表

以下图表显示了在Mark Wardlow进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如,如果一笔内部人士交易是在2019年1月1日进行的,该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元,则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%,而从10美元跌至5美元的价格变化将为-50%。

最终,我们将评估内部人士的交易与股价的超额回报(正向或负向)之间的相关性,以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为,我们预期看到(a)买入后的正回报,或者(b)卖出后的负回报。对于情况(a),买入图表将显示一系列向上倾斜的曲线,表示每次买入后都有正回报。对于情况(b),卖出图表将显示一系列向下倾斜的曲线,表示每次卖出后都有负回报。

然而,仅凭这一点还不足以得出结论。例如,如果公司的股价在多年内呈现非周期性上升,我们会预期所有买入后的图表都呈现向上倾斜。同样地,多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下,“买入”图表显示正向信号,而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易,以获得财务优势。

内幕交易历史

该表格显示了由 Mark Wardlow 进行的所有内幕交易的完整列表,这些交易已向美国证券交易委员会(SEC)披露。

备案日期 交易日期 表格 股票代码 证券 代码 10b5-1 股数 剩余股数 %
变化
每股
股价
交易
金额
剩余
金额
2015-07-02 2015-07-01 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
F - Taxes -7,643 96,375 -7.35 18.08 -138,185 1,742,460
2015-07-02 2015-07-01 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
F - Taxes -4,344 104,018 -4.01 18.08 -78,540 1,880,645
2015-02-10 2015-02-09 4 UMPQ UMPQUA HOLDINGS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -8,000 0 -100.00
2015-02-10 2015-02-09 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
F - Taxes -809 108,362 -0.74 16.48 -13,332 1,785,806
2015-02-10 2015-02-09 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
F - Taxes -5,771 109,171 -5.02 16.48 -95,106 1,799,138
2015-02-10 2015-02-09 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
M - Exercise 8,000 114,942 7.48 11.89 95,120 1,366,660
2015-02-06 2015-02-05 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
F - Taxes -1,454 106,942 -1.34 16.53 -24,035 1,767,751
2015-01-30 2015-01-30 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
F - Taxes -1,211 108,396 -1.10 15.51 -18,783 1,681,222
2015-01-29 2015-01-27 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
F - Taxes -1,211 109,607 -1.09 15.95 -19,315 1,748,232
2015-01-29 2015-01-27 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
F - Taxes -5,172 110,818 -4.46 15.95 -82,493 1,767,547
2015-01-29 2015-01-27 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
D - Sale to Issuer -1,366 115,990 -1.16
2015-01-29 2015-01-21 4 UMPQ UMPQUA HOLDINGS CORP
Non-Qualified Stock Option (right to buy)
J - Other -5,000 0 -100.00
2014-04-25 2014-04-24 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
A - Award 10,000 117,356 9.31
2014-02-19 2014-02-19 4 UMPQ UMPQUA HOLDINGS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -8,000 8,000 -50.00 17.30 -138,400 138,400
2014-02-19 2014-02-19 4 UMPQ UMPQUA HOLDINGS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -20,000 0 -100.00 17.30 -346,000
2014-02-19 2014-02-19 4 UMPQ UMPQUA HOLDINGS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -3,000 0 -100.00 17.30 -51,900
2014-02-19 2014-02-19 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
F - Taxes -2,660 107,356 -2.42 17.30 -46,018 1,857,259
2014-02-19 2014-02-19 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
F - Taxes -12,682 110,016 -10.34 17.30 -219,399 1,903,277
2014-02-19 2014-02-19 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
M - Exercise 20,000 122,698 19.47 10.97 219,400 1,345,997
2014-02-19 2014-02-19 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
F - Taxes -909 102,698 -0.88 17.30 -15,726 1,776,675
2014-02-19 2014-02-19 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
F - Taxes -5,498 103,607 -5.04 17.30 -95,115 1,792,401
2014-02-19 2014-02-19 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
M - Exercise 8,000 109,105 7.91 11.89 95,120 1,297,258
2014-02-19 2014-02-19 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
F - Taxes -508 101,105 -0.50 17.30 -8,788 1,749,116
2014-02-19 2014-02-19 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
F - Taxes -1,600 101,613 -1.55 17.30 -27,680 1,757,905
2014-02-19 2014-02-19 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
M - Exercise 3,000 103,213 2.99 9.23 27,690 952,656
2014-02-06 2014-02-05 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
F - Taxes -1,454 100,213 -1.43 16.75 -24,354 1,678,568
2014-02-03 2014-01-31 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
F - Taxes -1,211 101,667 -1.18 17.56 -21,265 1,785,273
2014-02-03 2014-01-31 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
F - Taxes -7,276 102,878 -6.61 17.56 -127,767 1,806,538
2014-01-28 2014-01-27 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
A - Award 15,000 110,154 15.76
2014-01-28 2014-01-27 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
F - Taxes -1,388 95,154 -1.44 18.23 -25,303 1,734,657
2013-12-16 2013-12-13 4 UMPQ UMPQUA HOLDINGS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -24,000 16,000 -60.00 18.43 -442,320 294,880
2013-12-16 2013-12-13 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
F - Taxes -4,458 96,542 -4.41 18.43 -82,161 1,779,269
2013-12-16 2013-12-13 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
F - Taxes -15,483 101,000 -13.29 18.43 -285,352 1,861,430
2013-12-16 2013-12-13 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
M - Exercise 24,000 116,483 25.95 11.89 285,360 1,384,983
2013-07-24 2013-07-23 4 UMPQ UMPQUA HOLDINGS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -12,000 3,000 -80.00 16.69 -200,280 50,070
2013-07-24 2013-07-23 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
F - Taxes -1,949 92,483 -2.06 16.69 -32,529 1,543,541
2013-07-24 2013-07-23 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
F - Taxes -6,636 94,432 -6.57 16.69 -110,755 1,576,070
2013-07-24 2013-07-23 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
M - Exercise 12,000 101,068 13.47 9.23 110,760 932,858
2013-02-06 2013-02-05 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
D - Sale to Issuer -1,553 89,068 -1.71 12.86 -19,972 1,145,414
2013-02-01 2013-01-31 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
A - Award 15,000 90,621 19.84
2013-02-01 2013-01-31 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
A - Award 10,000 75,621 15.24
2013-02-01 2013-01-31 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
D - Sale to Issuer -416 65,621 -0.63 12.64 -5,258 829,449
2013-01-28 2013-01-28 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
D - Sale to Issuer -166 66,037 -0.25 12.73 -2,113 840,651
2013-01-28 2013-01-25 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
D - Sale to Issuer -1,388 66,203 -2.05 12.74 -17,683 843,426
2012-02-16 2012-02-15 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
D - Sale to Issuer -141 67,591 -0.21 12.57 -1,772 849,619
2012-02-06 2012-02-03 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
D - Sale to Issuer -1,586 67,732 -2.29 13.00 -20,618 880,516
2012-01-31 2012-01-31 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
D - Sale to Issuer -396 69,318 -0.57 12.17 -4,819 843,600
2012-01-31 2012-01-27 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
A - Award 10,000 69,714 16.75
2012-01-31 2012-01-27 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
A - Award 15,000 59,714 33.55
2012-01-31 2012-01-27 4 UMPQ UMPQUA HOLDINGS CORP
Common Stock
D - Sale to Issuer -158 44,714 -0.35 12.28 -1,940 549,088
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券(例如股票期权)
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券(例如期权)
V
内部人士通过Form 4自愿报告的一笔交易
J
其他(附有交易描述的脚注)