介绍

本页面提供了有关 Vivaldi Asset Management, LLC 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言，基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是，他们必须通过Form 4向美国证券交易委员会（SEC）报告所有交易。尽管存在这些限制，学术研究表明，整体而言，内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易，排除了作为10b5-1交易计划的一部分的交易。然后，对每笔交易在3、6和12个月的表现进行平均，以生成该笔交易最终的表现指标。然后，将所有交易的表现指标进行平均，计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A"，则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易，或者他们进行的交易距离现在时间太近，无法计算出可靠的表现指标。

更新频率：每日

查看收益最高的的内幕交易者列表。

查看排名最高的内部人士。
报告内部持仓的公司

美国证券交易委员会（SEC）文件显示Vivaldi Asset Management, LLC已报告在以下公司拥有持仓或进行了交易：

证券 职位 最新报告的持仓
10,138
118
28,895
11,043
US: / INFINITY CORE ALTERNATIVE FUND 0
US:VFLEX / Relative Value Fund - First Trust Alternative Opportunities Fund Class I 0
US:VAM / Vivaldi Opportunities Fund 0
如何解读这些图表

以下图表显示了在Vivaldi Asset Management, LLC进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如，如果一笔内部人士交易是在2019年1月1日进行的，该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元，则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%，而从10美元跌至5美元的价格变化将为-50%。

最终，我们将评估内部人士的交易与股价的超额回报（正向或负向）之间的相关性，以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为，我们预期看到（a）买入后的正回报，或者（b）卖出后的负回报。对于情况（a），买入图表将显示一系列向上倾斜的曲线，表示每次买入后都有正回报。对于情况（b），卖出图表将显示一系列向下倾斜的曲线，表示每次卖出后都有负回报。

然而，仅凭这一点还不足以得出结论。例如，如果公司的股价在多年内呈现非周期性上升，我们会预期所有买入后的图表都呈现向上倾斜。同样地，多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下，“买入”图表显示正向信号，而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易，以获得财务优势。

内幕交易历史

该表格显示了由 Vivaldi Asset Management, LLC 进行的所有内幕交易的完整列表，这些交易已向美国证券交易委员会（SEC）披露。

备案日期 交易日期 表格 股票代码 证券 代码 10b5-1 股数 剩余股数 %
变化		 每股
股价		 交易
金额		 剩余
金额
2025-07-28 3 N/A FT Vest Hedged Equity Income Fund: Series B2
Class I Common Shares
2025-07-28 3 N/A FT Vest Total Return Income Fund: Series B2
Class I Common Shares
2025-05-15 2025-01-27 5 NA First Trust Private Assets Fund
COMMON SHARES 		J - Other 138 10,138 1.38 11.02 1,522 111,722
2025-05-15 2025-03-05 5 FTCAX First Trust Private Credit Fund
CLASS A COMMON SHARES 		J - Other 1 118 0.84 10.16 10 1,197
2025-05-15 2025-02-05 5 FTCAX First Trust Private Credit Fund
CLASS A COMMON SHARES 		J - Other 1 118 0.83 10.19 10 1,200
2025-05-15 2024-12-13 5 FTCAX First Trust Private Credit Fund
CLASS A COMMON SHARES 		J - Other 2 118 1.52 10.12 18 1,192
2025-05-15 2024-12-04 5 FTCAX First Trust Private Credit Fund
CLASS A COMMON SHARES 		J - Other 1 118 0.81 10.25 10 1,207
2025-05-15 2024-11-06 5 FTCAX First Trust Private Credit Fund
CLASS A COMMON SHARES 		J - Other 1 118 0.80 10.31 10 1,215
2025-05-15 2024-10-02 5 FTCAX First Trust Private Credit Fund
CLASS A COMMON SHARES 		J - Other 1 118 0.80 10.29 10 1,212
2025-05-15 2024-09-04 5 FTCAX First Trust Private Credit Fund
CLASS A COMMON SHARES 		J - Other 1 118 0.80 10.31 10 1,215
2025-05-15 2024-08-07 5 FTCAX First Trust Private Credit Fund
CLASS A COMMON SHARES 		J - Other 1 118 0.78 10.30 9 1,213
2025-05-15 2024-07-03 5 FTCAX First Trust Private Credit Fund
CLASS A COMMON SHARES 		J - Other 1 118 0.78 10.34 9 1,218
2025-05-15 2024-06-05 5 FTCAX First Trust Private Credit Fund
CLASS A COMMON SHARES 		J - Other 1 118 0.77 10.37 9 1,222
2025-05-15 2024-05-01 5 FTCAX First Trust Private Credit Fund
CLASS A COMMON SHARES 		J - Other 1 118 0.77 10.35 9 1,219
2025-05-15 2024-04-03 5 FTCAX First Trust Private Credit Fund
CLASS A COMMON SHARES 		J - Other 1 118 0.76 10.37 9 1,222
2025-05-15 2024-12-13 5 HFLEX First Trust Hedged Strategies Fund
CLASS I COMMON SHARES 		J - Other 473 28,895 1.66 11.18 5,288 323,044
2025-05-15 2024-12-13 5 HFLEX First Trust Hedged Strategies Fund
CLASS A COMMON SHARES 		J - Other 1 103 1.39 11.13 16 1,145
2025-05-15 2024-12-13 5 FTREX First Trust Real Assets Fund
CLASS I COMMON SHARES 		J - Other 138 11,043 1.27 9.07 1,251 100,156
2025-05-15 2024-10-02 5 FTREX First Trust Real Assets Fund
CLASS I COMMON SHARES 		J - Other 136 11,043 1.25 9.17 1,251 101,260
2025-05-15 2024-07-03 5 FTREX First Trust Real Assets Fund
CLASS I COMMON SHARES 		J - Other 135 11,043 1.23 9.18 1,235 101,371
2025-05-15 2024-04-03 5 FTREX First Trust Real Assets Fund
CLASS I COMMON SHARES 		J - Other 133 11,043 1.22 9.23 1,226 101,923
2025-05-01 3 N/A FT Vest Hedged Equity Income Fund: Series B1
Class I Common Shares
2025-05-01 3 N/A FT Vest Total Return Income Fund: Series B1
Class I Common Shares
2025-01-27 3 N/A FT Vest Total Return Income Fund: Series A4
Class I Common Shares
2025-01-27 3 N/A FT Vest Hedged Equity Income Fund: Series A4
Class I Common Shares
2024-11-26 3 N/A FT Vest Rising Dividend Achievers Total Return Fund
Class I Common Shares
2024-10-16 3 N/A FT Vest Total Return Income Fund: Series A3
Class I Common Shares
2024-10-16 3 N/A FT Vest Hedged Equity Income Fund: Series A3
Class I Common Shares
2024-05-10 2023-12-08 5 HFLEX First Trust Hedged Strategies Fund
CLASS A COMMON SHARES 		J - Other 1 101 1.48 9.98 15 1,013
2024-05-10 2023-12-08 5 HFLEX First Trust Hedged Strategies Fund
CLASS I COMMON SHARES 		J - Other 504 28,422 1.80 9.98 5,027 283,650
2024-05-10 2024-03-06 5 FTCAX First Trust Private Credit Fund
CLASS A COMMON SHARES 		J - Other 1 106 0.84 10.37 9 1,097
2024-05-10 2024-02-07 5 FTCAX First Trust Private Credit Fund
CLASS A COMMON SHARES 		J - Other 1 106 0.83 10.38 9 1,098
2024-05-10 2023-12-08 5 FTREX First Trust Real Assets Fund
CLASS I COMMON SHARES 		J - Other 23 10,501 0.22 9.39 215 98,603
2024-05-10 2023-10-04 5 FTREX First Trust Real Assets Fund
CLASS I COMMON SHARES 		J - Other 131 10,501 1.26 9.40 1,230 98,708
2024-05-10 2023-07-05 5 FTREX First Trust Real Assets Fund
CLASS I COMMON SHARES 		J - Other 129 10,501 1.25 9.48 1,226 99,548
2024-05-10 2023-04-05 5 FTREX First Trust Real Assets Fund
CLASS I COMMON SHARES 		J - Other 128 10,501 1.23 9.60 1,226 100,808
2024-01-03 2023-12-29 4 FTPCX First Trust Private Credit Fund
Class I Common Shares 		S - Sale -11,067 0 -100.00 10.33 -114,322
2024-01-03 2023-12-08 4 FTPCX First Trust Private Credit Fund
Class I Common Shares 		J - Other 145 11,067 1.32 10.21 1,476 112,994
2024-01-03 2023-12-08 4 FTPCX First Trust Private Credit Fund
Class A Common Shares 		J - Other 1 104 0.95 10.23 10 1,065
2024-01-03 2023-12-06 4 FTPCX First Trust Private Credit Fund
Class I Common Shares 		J - Other 87 10,922 0.80 10.33 901 112,829
2024-01-03 2023-12-06 4 FTPCX First Trust Private Credit Fund
Class A Common Shares 		J - Other 1 103 0.72 10.31 8 1,063
2024-01-03 2023-11-01 4 FTPCX First Trust Private Credit Fund
Class I Common Shares 		J - Other 86 10,835 0.80 10.27 888 111,278
2024-01-03 2023-11-01 4 FTPCX First Trust Private Credit Fund
Class A Common Shares 		J - Other 1 102 0.72 10.26 7 1,050
2024-01-03 2023-10-04 4 FTPCX First Trust Private Credit Fund
Class I Common Shares 		J - Other 86 10,749 0.81 10.29 884 110,605
2024-01-03 2023-10-04 4 FTPCX First Trust Private Credit Fund
Class A Common Shares 		J - Other 1 102 0.72 10.29 8 1,046
2024-01-03 2023-09-06 4 FTPCX First Trust Private Credit Fund
Class I Common Shares 		J - Other 85 10,663 0.80 10.29 876 109,721
2024-01-03 2023-09-06 4 FTPCX First Trust Private Credit Fund
Class A Common Shares 		J - Other 1 101 0.72 10.27 7 1,036
2024-01-03 2023-08-02 4 FTPCX First Trust Private Credit Fund
Class I Common Shares 		J - Other 63 10,578 0.60 10.23 648 108,211
2024-01-03 2023-08-02 4 FTPCX First Trust Private Credit Fund
Class A Common Shares 		J - Other 1 100 0.58 10.21 6 1,023
2024-01-03 2023-07-05 4 FTPCX First Trust Private Credit Fund
Class I Common Shares 		J - Other 63 10,514 0.60 10.16 638 106,827
2024-01-03 2023-07-05 4 FTPCX First Trust Private Credit Fund
Class A Common Shares 		J - Other 1 100 0.59 10.15 6 1,011
2024-01-03 2023-06-07 4 FTPCX First Trust Private Credit Fund
Class I Common Shares 		J - Other 63 10,452 0.60 10.12 633 105,770
2024-01-03 2023-06-07 4 FTPCX First Trust Private Credit Fund
Class A Common Shares 		J - Other 1 99 0.59 10.11 6 1,001
2024-01-03 2023-06-02 4 FTPCX First Trust Private Credit Fund
Class A Common Shares 		P - Purchase 98 98 10.16 1,000 1,000
2024-01-03 2023-05-03 4 FTPCX First Trust Private Credit Fund
Class I Common Shares 		J - Other 62 10,389 0.60 10.06 625 104,514
2024-01-03 2023-04-05 4 FTPCX First Trust Private Credit Fund
Class I Common Shares 		J - Other 62 10,327 0.60 10.03 620 103,579
2024-01-03 2023-12-29 4/A FTPCX First Trust Private Credit Fund
Class I Common Shares 		S - Sale -11,067 0 -100.00 10.33 -114,322
2024-01-03 2023-12-08 4/A FTPCX First Trust Private Credit Fund
Class I Common Shares 		J - Other 145 11,067 1.32 10.21 1,476 112,994
2024-01-03 2023-12-08 4/A FTPCX First Trust Private Credit Fund
Class A Common Shares 		J - Other 1 104 0.95 10.23 10 1,065
2024-01-03 2023-12-06 4/A FTPCX First Trust Private Credit Fund
Class I Common Shares 		J - Other 87 10,922 0.80 10.33 901 112,829
2024-01-03 2023-12-06 4/A FTPCX First Trust Private Credit Fund
Class A Common Shares 		J - Other 1 103 0.72 10.31 8 1,063
2024-01-03 2023-11-01 4/A FTPCX First Trust Private Credit Fund
Class I Common Shares 		J - Other 86 10,835 0.80 10.27 888 111,278
2024-01-03 2023-11-01 4/A FTPCX First Trust Private Credit Fund
Class A Common Shares 		J - Other 1 102 0.72 10.26 7 1,050
2024-01-03 2023-10-04 4/A FTPCX First Trust Private Credit Fund
Class I Common Shares 		J - Other 86 10,749 0.81 10.29 884 110,605
2024-01-03 2023-10-04 4/A FTPCX First Trust Private Credit Fund
Class A Common Shares 		J - Other 1 102 0.72 10.29 8 1,046
2024-01-03 2023-09-06 4/A FTPCX First Trust Private Credit Fund
Class I Common Shares 		J - Other 85 10,663 0.80 10.29 876 109,721
2024-01-03 2023-09-06 4/A FTPCX First Trust Private Credit Fund
Class A Common Shares 		J - Other 1 101 0.72 10.27 7 1,036
2024-01-03 2023-08-02 4/A FTPCX First Trust Private Credit Fund
Class I Common Shares 		J - Other 63 10,578 0.60 10.23 648 108,211
2024-01-03 2023-08-02 4/A FTPCX First Trust Private Credit Fund
Class A Common Shares 		J - Other 1 100 0.58 10.21 6 1,023
2024-01-03 2023-07-05 4/A FTPCX First Trust Private Credit Fund
Class I Common Shares 		J - Other 63 10,514 0.60 10.16 638 106,827
2024-01-03 2023-07-05 4/A FTPCX First Trust Private Credit Fund
Class A Common Shares 		J - Other 1 100 0.59 10.15 6 1,011
2024-01-03 2023-06-07 4/A FTPCX First Trust Private Credit Fund
Class I Common Shares 		J - Other 63 10,452 0.60 10.12 633 105,770
2024-01-03 2023-06-07 4/A FTPCX First Trust Private Credit Fund
Class A Common Shares 		J - Other 1 99 0.59 10.11 6 1,001
2024-01-03 2023-06-02 4/A FTPCX First Trust Private Credit Fund
Class A Common Shares 		P - Purchase 98 98 10.16 1,000 1,000
2024-01-03 2023-05-03 4/A FTPCX First Trust Private Credit Fund
Class I Common Shares 		J - Other 62 10,389 0.60 10.06 625 104,514
2024-01-03 2023-04-05 4/A FTPCX First Trust Private Credit Fund
Class I Common Shares 		J - Other 62 10,327 0.60 10.03 620 103,579
2023-10-13 2023-10-11 4 HFLEX First Trust Hedged Strategies Fund
Class I Common Shares 		J - Other 9,960 17,918 125.16 10.04 100,000 179,898
2023-08-07 2023-07-03 4 HFLEX First Trust Hedged Strategies Fund
Class I Common Shares 		J - Other 7,958 17,958 79.58 10.00 79,580 179,580
2023-08-07 2023-07-03 4 HFLEX First Trust Hedged Strategies Fund
Class A Common Shares 		P - Purchase 100 10.00 1,000
2023-07-06 3 HFLEX First Trust Hedged Strategies Fund
Class I Common Shares 		10,000
2023-05-15 2023-03-01 5 FTPCX First Trust Private Credit Fund
CLASS I COMMON SHARES 		J - Other 61 10,265 0.60 10.05 617 103,164
2023-05-15 2023-02-01 5 FTPCX First Trust Private Credit Fund
CLASS I COMMON SHARES 		J - Other 42 10,265 0.42 10.05 427 103,164
2023-05-15 2022-12-09 5 FTPCX First Trust Private Credit Fund
CLASS I COMMON SHARES 		J - Other 161 10,265 1.60 9.80 1,580 100,598
2023-05-15 2022-12-09 5 FTREX First Trust Real Assets Fund
CLASS I COMMON SHARES 		J - Other 90 10,090 0.90 9.84 887 99,287
2023-01-09 3 N/A First Trust Private Assets Fund
Common Shares 		10,000
2022-05-16 3 FTPCX First Trust Private Credit Fund
CLASS I COMMON SHARES 		10,000
2022-05-06 3 FTREX First Trust Real Assets Fund
CLASS I COMMON SHARES 		10,000
2019-03-28 3 ZVAMIX INFINITY CORE ALTERNATIVE FUND
Common shares 		0
2019-03-28 3 VFLEX Relative Value Fund
Common shares 		0
2019-03-28 3 VAM Vivaldi Opportunities Fund
Common Shares 		0
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券（例如股票期权）
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券（例如期权）
V
内部人士通过Form 4自愿报告的一笔交易
J
其他（附有交易描述的脚注）