Lumentum 控股公司
US ˙ NasdaqGS ˙ US55024U1097

介绍

本页面提供了有关 Aaron Tachibana 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言，基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是，他们必须通过Form 4向美国证券交易委员会（SEC）报告所有交易。尽管存在这些限制，学术研究表明，整体而言，内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易，排除了作为10b5-1交易计划的一部分的交易。然后，对每笔交易在3、6和12个月的表现进行平均，以生成该笔交易最终的表现指标。然后，将所有交易的表现指标进行平均，计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A"，则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易，或者他们进行的交易距离现在时间太近，无法计算出可靠的表现指标。

更新频率：每日

查看收益最高的的内幕交易者列表。

查看排名最高的内部人士。
报告内部持仓的公司

美国证券交易委员会（SEC）文件显示Aaron Tachibana已报告在以下公司拥有持仓或进行了交易：

证券 职位 最新报告的持仓
US:PSNL / Personalis, Inc. CFO AND COO 164,458
US:LITE / Lumentum Holdings Inc. CFO 75,455
US:PSEM / Pericom Semiconductor Corporation Sr. VP of Finance, and CFO 3,900
如何解读这些图表

以下图表显示了在Aaron Tachibana进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如，如果一笔内部人士交易是在2019年1月1日进行的，该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元，则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%，而从10美元跌至5美元的价格变化将为-50%。

最终，我们将评估内部人士的交易与股价的超额回报（正向或负向）之间的相关性，以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为，我们预期看到（a）买入后的正回报，或者（b）卖出后的负回报。对于情况（a），买入图表将显示一系列向上倾斜的曲线，表示每次买入后都有正回报。对于情况（b），卖出图表将显示一系列向下倾斜的曲线，表示每次卖出后都有负回报。

然而，仅凭这一点还不足以得出结论。例如，如果公司的股价在多年内呈现非周期性上升，我们会预期所有买入后的图表都呈现向上倾斜。同样地，多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下，“买入”图表显示正向信号，而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易，以获得财务优势。

LITE / Lumentum Holdings Inc.内部人士买入 - 短期收益分析

在这一部分，我们分析了在 LITE / Lumentum Holdings Inc. 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报，以及是否值得跟踪。该分析基于每笔交易后一年的情况，结果仅为理论值。

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数		 报告
价格		 经调整
股数		 经调整
价格		 成本基础 达到最高利润的
天数		 达到最高利润时的
价格		 最高
利润($)		 最高回报率（%）
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

LITE / Lumentum Holdings Inc. Insider Trades
LITE / Lumentum Holdings Inc.内部人士卖出 - 短期亏损分析

在这一部分，我们分析了在 LITE / Lumentum Holdings Inc. 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式，可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况，

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数		 报告
价格		 经调整
股数		 经调整
价格		 成本基础 达到最低利润的
天数		 达到最低利润时的
价格		 避免的
最高损失金额($)		 避免的
最高损失率($)
2018-05-17 LITE Tachibana Aaron 830 63.2100 830 63.2100 52,464 179 37.5 -21,339 -40.67
2018-05-16 LITE Tachibana Aaron 867 63.5900 867 63.5900 55,133
2018-02-21 LITE Tachibana Aaron 832 59.2596 832 59.2596 49,304
2018-02-16 LITE Tachibana Aaron 942 58.5161 942 58.5161 55,122
2016-08-19 LITE Tachibana Aaron 6,086 34.6400 6,086 34.6400 210,819

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

LITE / Lumentum Holdings Inc. Insider Trades
PSNL / Personalis, Inc.内部人士买入 - 短期收益分析

在这一部分，我们分析了在 LITE / Lumentum Holdings Inc. 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报，以及是否值得跟踪。该分析基于每笔交易后一年的情况，结果仅为理论值。

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数		 报告
价格		 经调整
股数		 经调整
价格		 成本基础 达到最高利润的
天数		 达到最高利润时的
价格		 最高
利润($)		 最高回报率（%）
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

PSNL / Personalis, Inc. Insider Trades
PSNL / Personalis, Inc.内部人士卖出 - 短期亏损分析

在这一部分，我们分析了在 LITE / Lumentum Holdings Inc. 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式，可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况，

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数		 报告
价格		 经调整
股数		 经调整
价格		 成本基础 达到最低利润的
天数		 达到最低利润时的
价格		 避免的
最高损失金额($)		 避免的
最高损失率($)
2025-07-28 PSNL Tachibana Aaron 641 6.5700 641 6.5700 4,211 9 4.4050 -1,387 -32.95
2025-05-16 PSNL Tachibana Aaron 1,291 4.9500 1,291 4.9500 6,390
2025-01-28 PSNL Tachibana Aaron 708 5.7900 708 5.7900 4,099
2024-12-16 PSNL Tachibana Aaron 6,865 3.8200 6,865 3.8200 26,224
2024-11-18 PSNL Tachibana Aaron 1,307 3.7900 1,307 3.7900 4,954
2024-07-30 PSNL Tachibana Aaron 742 2.9700 742 2.9700 2,204
2024-06-17 PSNL Tachibana Aaron 7,176 1.2900 7,176 1.2900 9,257
2024-05-17 PSNL Tachibana Aaron 1,333 1.3800 1,333 1.3800 1,840
2024-01-29 PSNL Tachibana Aaron 716 1.3700 716 1.3700 981
2023-12-15 PSNL Tachibana Aaron 6,747 1.4700 6,747 1.4700 9,918
2023-11-16 PSNL Tachibana Aaron 1,344 1.0400 1,344 1.0400 1,398
2023-07-31 PSNL Tachibana Aaron 662 2.2600 662 2.2600 1,496
2023-06-16 PSNL Tachibana Aaron 6,904 2.0700 6,904 2.0700 14,291
2023-05-17 PSNL Tachibana Aaron 1,389 1.9800 1,389 1.9800 2,750
2023-03-17 PSNL Tachibana Aaron 3,945 2.8300 3,945 2.8300 11,164
2023-01-31 PSNL Tachibana Aaron 767 2.2000 767 2.2000 1,687
2022-12-20 PSNL Tachibana Aaron 3,843 1.9200 3,843 1.9200 7,379
2022-12-15 PSNL Tachibana Aaron 7,177 2.5000 7,177 2.5000 17,942
2022-12-02 PSNL Tachibana Aaron 4,360 2.6000 4,360 2.6000 11,336
2022-11-16 PSNL Tachibana Aaron 1,294 2.7100 1,294 2.7100 3,507
2022-09-20 PSNL Tachibana Aaron 3,474 3.4800 3,474 3.4800 12,090
2022-09-02 PSNL Tachibana Aaron 4,168 3.3300 4,168 3.3300 13,879
2022-07-28 PSNL Tachibana Aaron 632 3.9100 632 3.9100 2,471
2022-06-17 PSNL Tachibana Aaron 3,440 3.2900 3,440 3.2900 11,318
2022-06-15 PSNL Tachibana Aaron 6,818 3.2400 6,818 3.2400 22,090
2022-06-02 PSNL Tachibana Aaron 4,187 3.5900 4,187 3.5900 15,031
2022-05-16 PSNL Tachibana Aaron 1,286 4.8600 1,286 4.8600 6,250
2022-03-02 PSNL Tachibana Aaron 4,511 10.1800 4,511 10.1800 45,922
2022-01-28 PSNL Tachibana Aaron 705 9.9300 705 9.9300 7,001
2021-12-17 PSNL Tachibana Aaron 3,437 12.8000 3,437 12.8000 43,994
2021-12-02 PSNL Tachibana Aaron 4,184 12.9200 4,184 12.9200 54,057
2021-11-17 PSNL Tachibana Aaron 1,253 17.0400 1,253 17.0400 21,351
2021-09-17 PSNL Tachibana Aaron 3,152 21.2500 3,152 21.2500 66,980
2021-09-02 PSNL Tachibana Aaron 3,820 21.9200 3,820 21.9200 83,734
2021-06-17 PSNL Tachibana Aaron 2,421 22.7500 2,421 22.7500 55,078
2021-06-02 PSNL Tachibana Aaron 2,899 21.5700 2,899 21.5700 62,531
2021-03-17 PSNL Tachibana Aaron 2,446 26.7300 2,446 26.7300 65,382
2021-03-02 PSNL Tachibana Aaron 3,022 32.6000 3,022 32.6000 98,517
2020-12-17 PSNL Tachibana Aaron 2,391 36.3700 2,391 36.3700 86,961
2020-12-02 PSNL Tachibana Aaron 2,926 27.7600 2,926 27.7600 81,226
2020-09-17 PSNL Tachibana Aaron 2,463 22.7400 2,463 22.7400 56,009
2020-09-02 PSNL Tachibana Aaron 2,899 22.9900 2,899 22.9900 66,648

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

PSNL / Personalis, Inc. Insider Trades
内幕交易历史

该表格显示了由 Aaron Tachibana 进行的所有内幕交易的完整列表，这些交易已向美国证券交易委员会（SEC）披露。

备案日期 交易日期 表格 股票代码 证券 代码 10b5-1 股数 剩余股数 %
变化		 每股
股价		 交易
金额		 剩余
金额
2025-07-30 2025-07-28 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -641 164,458 -0.39 6.57 -4,211 1,080,489
2025-05-20 2025-05-16 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -1,291 165,099 -0.78 4.95 -6,390 817,240
2025-01-30 2025-01-28 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -708 166,390 -0.42 5.79 -4,099 963,398
2024-12-18 2024-12-16 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -6,865 167,098 -3.95 3.82 -26,224 638,314
2024-11-20 2024-11-18 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -1,307 173,963 -0.75 3.79 -4,954 659,320
2024-08-01 2024-07-30 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -742 175,270 -0.42 2.97 -2,204 520,552
2024-06-20 2024-06-17 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -7,176 176,012 -3.92 1.29 -9,257 227,055
2024-05-21 2024-05-17 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -1,333 183,188 -0.72 1.38 -1,840 252,799
2024-01-31 2024-01-29 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -716 184,521 -0.39 1.37 -981 252,794
2023-12-19 2023-12-15 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -6,747 185,237 -3.51 1.47 -9,918 272,298
2023-11-20 2023-11-16 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -1,344 191,984 -0.70 1.04 -1,398 199,663
2023-08-02 2023-07-31 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -662 193,328 -0.34 2.26 -1,496 436,921
2023-06-21 2023-06-16 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -6,904 193,990 -3.44 2.07 -14,291 401,559
2023-05-19 2023-05-17 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -1,389 200,894 -0.69 1.98 -2,750 397,770
2023-03-21 2023-03-17 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -3,945 202,283 -1.91 2.83 -11,164 572,461
2023-02-02 2023-01-31 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -767 206,228 -0.37 2.20 -1,687 453,702
2022-12-22 2022-12-20 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -3,843 206,995 -1.82 1.92 -7,379 397,430
2022-12-19 2022-12-15 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -7,177 210,838 -3.29 2.50 -17,942 527,095
2022-12-06 2022-12-02 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -4,360 218,015 -1.96 2.60 -11,336 566,839
2022-11-18 2022-11-16 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -1,294 222,375 -0.58 2.71 -3,507 602,636
2022-09-22 2022-09-20 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -3,474 223,669 -1.53 3.48 -12,090 778,368
2022-09-08 2022-09-02 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -4,168 227,143 -1.80 3.33 -13,879 756,386
2022-08-01 2022-07-28 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -632 231,311 -0.27 3.91 -2,471 904,426
2022-06-21 2022-06-17 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -3,440 231,943 -1.46 3.29 -11,318 763,092
2022-06-17 2022-06-15 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -6,818 235,383 -2.82 3.24 -22,090 762,641
2022-06-06 2022-06-02 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -4,187 242,201 -1.70 3.59 -15,031 869,502
2022-05-18 2022-05-16 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -1,286 246,388 -0.52 4.86 -6,250 1,197,446
2022-03-21 2022-03-17 4 PSNL Personalis, Inc.
Common Stock 		D - Sale to Issuer -3,767 247,674 -1.50 7.98 -30,061 1,976,439
2022-03-04 2022-03-02 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -4,511 251,441 -1.76 10.18 -45,922 2,559,669
2022-02-01 2022-01-28 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -705 255,952 -0.27 9.93 -7,001 2,541,603
2021-12-20 2021-12-17 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -3,437 256,657 -1.32 12.80 -43,994 3,285,210
2021-12-16 2021-12-14 4 PSNL Personalis, Inc.
Common Stock 		A - Award 80,000 260,094 44.42
2021-12-06 2021-12-02 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -4,184 180,094 -2.27 12.92 -54,057 2,326,814
2021-11-19 2021-11-17 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -1,253 184,278 -0.68 17.04 -21,351 3,140,097
2021-09-21 2021-09-17 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -3,152 185,531 -1.67 21.25 -66,980 3,942,534
2021-09-07 2021-09-02 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -3,820 188,683 -1.98 21.92 -83,734 4,135,931
2021-07-29 2021-07-27 4 PSNL Personalis, Inc.
Stock Option (Right to Buy) 		A - Award 12,500 12,500
2021-07-29 2021-07-27 4 PSNL Personalis, Inc.
Common Stock 		A - Award 10,000 192,503 5.48
2021-06-22 2021-06-17 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -2,421 182,503 -1.31 22.75 -55,078 4,151,943
2021-06-04 2021-06-02 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -2,899 184,924 -1.54 21.57 -62,531 3,988,811
2021-05-18 2021-05-15 4 PSNL Personalis, Inc.
Stock Option (right to buy) 		A - Award 40,000 40,000
2021-05-18 2021-05-15 4 PSNL Personalis, Inc.
Common Stock 		A - Award 20,000 187,823 11.92
2021-03-19 2021-03-17 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -2,446 167,823 -1.44 26.73 -65,382 4,485,909
2021-03-04 2021-03-02 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -3,022 170,269 -1.74 32.60 -98,517 5,550,769
2020-12-21 2020-12-17 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -2,391 173,291 -1.36 36.37 -86,961 6,302,594
2020-12-03 2020-12-02 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -2,926 175,682 -1.64 27.76 -81,226 4,876,932
2020-12-03 2020-12-01 4 PSNL Personalis, Inc.
Stock Option (Right to Buy) 		A - Award 30,000 30,000
2020-09-21 2020-09-17 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -2,463 178,608 -1.36 22.74 -56,009 4,061,546
2020-09-04 2020-09-02 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -2,899 181,071 -1.58 22.99 -66,648 4,162,822
2020-03-18 2020-03-16 4 PSNL Personalis, Inc.
Common Stock 		A - Award 82,500 183,970 81.30
2020-03-18 2020-03-16 4 PSNL Personalis, Inc.
Common Stock 		A - Award 82,500 183,970 81.30
2019-12-05 2019-12-03 4 PSNL Personalis, Inc.
Common Stock 		A - Award 100,000 102,249 4,446.42
2018-08-24 2018-08-10 4 LITE Lumentum Holdings Inc.
Common Stock 		A - Award 4,389 75,455 6.18
2018-08-24 2018-08-10 4 LITE Lumentum Holdings Inc.
Common Stock 		A - Award 10,533 73,724 16.67
2018-08-21 2018-08-20 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -5,574 73,945 -7.01 59.69 -332,712 4,413,777
2018-08-17 2018-08-17 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -1,189 73,634 -1.59 59.87 -71,185 4,408,468
2018-08-17 2018-08-16 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -867 74,823 -1.15 60.13 -52,133 4,499,107
2018-08-17 2018-08-16 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -2,754 73,216 -3.63 60.13 -165,598 4,402,478
2018-08-17 2018-08-15 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -2,474 0 -100.00
2018-08-17 2018-08-15 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -6,400 0 -100.00
2018-08-17 2018-08-15 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 2,474 75,690 3.38
2018-08-17 2018-08-15 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 6,400 75,970 9.20
2018-05-17 2018-05-17 4 LITE Lumentum Holdings Inc.
Common Stock 		S - Sale -830 69,570 -1.18 63.21 -52,464 4,397,520
2018-05-17 2018-05-16 4 LITE Lumentum Holdings Inc.
Common Stock 		S - Sale -867 70,400 -1.22 63.59 -55,133 4,476,736
2018-05-17 2018-05-15 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -2,474 2,474 -50.00
2018-05-17 2018-05-15 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 2,474 71,267 3.60
2018-03-07 2018-03-06 4 LITE Lumentum Holdings Inc.
Common Stock 		S - Sale X -2,000 68,530 -2.84 65.00 -130,000 4,454,450
2018-02-21 2018-02-21 4 LITE Lumentum Holdings Inc.
Common Stock 		S - Sale -832 70,530 -1.17 59.26 -49,304 4,179,580
2018-02-21 2018-02-16 4 LITE Lumentum Holdings Inc.
Common Stock 		S - Sale -942 71,362 -1.30 58.52 -55,122 4,175,826
2018-02-21 2018-02-15 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -2,474 4,948 -33.33
2018-02-21 2018-02-15 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 2,474 72,304 3.54
2017-12-06 2017-08-18 4/A LITE Lumentum Holdings Inc.
Common Stock 		A - Award 2,658 73,276 3.76
2017-12-06 2017-08-18 4/A LITE Lumentum Holdings Inc.
Common Stock 		A - Award 6,379 70,618 9.93
2017-11-22 2017-11-22 4 LITE Lumentum Holdings Inc.
Common Stock 		S - Sale X -1,248 69,830 -1.76 60.00 -74,880 4,189,800
2017-11-17 2017-11-16 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -1,251 71,078 -1.73 57.12 -71,457 4,059,975
2017-11-17 2017-11-15 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -5,459 0 -100.00
2017-11-17 2017-11-15 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -2,474 7,422 -25.00
2017-11-17 2017-11-15 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -2,886 72,071 -3.85 57.80 -166,811 4,165,704
2017-11-17 2017-11-15 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 5,459 74,957 7.85
2017-11-17 2017-11-15 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -1,309 69,498 -1.85 57.80 -75,660 4,016,984
2017-11-17 2017-11-15 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 2,474 70,807 3.62
2017-10-16 2017-08-18 4/A LITE Lumentum Holdings Inc.
Common Stock 		A - Award 9,037 73,276 14.07
2017-10-16 2017-08-18 4/A LITE Lumentum Holdings Inc.
Common Stock 		A - Award 5,396 64,239 9.17
2017-10-16 2017-08-18 4/A LITE Lumentum Holdings Inc.
Common Stock 		A - Award 3,237 58,843 5.82
2017-10-16 2017-08-18 4/A LITE Lumentum Holdings Inc.
Common Stock 		A - Award 9,713 55,606 21.16
2017-08-23 2017-08-17 4 LITE Lumentum Holdings Inc.
Common Stock 		S - Sale X -100 68,333 -0.15 53.15 -5,315 3,631,899
2017-08-23 2017-08-17 4 LITE Lumentum Holdings Inc.
Common Stock 		S - Sale X -5,394 68,433 -7.31 52.60 -283,740 3,599,774
2017-08-22 2017-08-21 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -409 73,827 -0.55 51.10 -20,900 3,772,582
2017-08-22 2017-08-20 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -960 0 -100.00
2017-08-22 2017-08-20 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 960 74,236 1.31
2017-08-22 2017-08-18 4 LITE Lumentum Holdings Inc.
Common Stock 		A - Award 8,054 73,276 12.35
2017-08-22 2017-08-18 4 LITE Lumentum Holdings Inc.
Common Stock 		A - Award 4,832 65,222 8.00
2017-08-22 2017-08-18 4 LITE Lumentum Holdings Inc.
Common Stock 		A - Award 14,497 60,390 31.59
2017-08-17 2017-08-17 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -3,565 45,893 -7.21 52.12 -185,808 2,391,943
2017-08-17 2017-08-16 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -943 49,458 -1.87 52.81 -49,800 2,611,877
2017-08-17 2017-08-16 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -2,438 47,927 -4.84 52.81 -128,751 2,531,025
2017-08-17 2017-08-15 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -2,474 9,896 -20.00
2017-08-17 2017-08-15 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -6,401 6,400 -50.00
2017-08-17 2017-08-15 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 2,474 50,401 5.16
2017-08-17 2017-08-15 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 6,401 50,365 14.56
2017-05-23 2017-05-22 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -364 43,964 -0.82 53.90 -19,620 2,369,660
2017-05-23 2017-05-20 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -960 960 -50.00
2017-05-23 2017-05-20 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 960 44,328 2.21
2017-05-17 2017-05-17 4 LITE Lumentum Holdings Inc.
Common Stock 		S - Sale X -1,521 43,368 -3.39 54.40 -82,742 2,359,219
2017-05-17 2017-05-16 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -953 44,889 -2.08 53.31 -50,804 2,393,033
2017-05-17 2017-05-15 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -2,474 12,370 -16.67
2017-05-17 2017-05-15 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 2,474 45,495 5.75
2017-02-21 2017-02-20 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -960 1,920 -33.33
2017-02-21 2017-02-20 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -360 43,021 -0.83 51.10 -18,396 2,198,373
2017-02-21 2017-02-20 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 960 43,381 2.26
2017-02-17 2017-02-16 4 LITE Lumentum Holdings Inc.
Common Stock 		S - Sale X -1,546 42,421 -3.52 50.15 -77,532 2,127,413
2017-02-17 2017-02-15 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -2,474 14,844 -14.29
2017-02-17 2017-02-15 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -928 43,967 -2.07 49.45 -45,890 2,174,168
2017-02-17 2017-02-15 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 2,474 44,895 5.83
2016-11-22 2016-11-20 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -959 2,880 -24.98
2016-11-22 2016-11-20 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -500 42,421 -1.16 42.20 -21,100 1,790,166
2016-11-22 2016-11-20 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 959 42,921 2.29
2016-11-17 2016-11-17 4 LITE Lumentum Holdings Inc.
Common Stock 		S - Sale X -1,184 41,962 -2.74 40.45 -47,893 1,697,363
2016-11-17 2016-11-16 4 LITE Lumentum Holdings Inc.
Common Stock 		S - Sale X -3,996 43,146 -8.48 40.00 -159,840 1,725,840
2016-11-17 2016-11-15 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -2,475 17,318 -12.50
2016-11-17 2016-11-15 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -5,459 5,459 -50.00
2016-11-17 2016-11-15 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -1,291 47,142 -2.67 38.80 -50,091 1,829,110
2016-11-17 2016-11-15 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 2,475 47,873 5.45
2016-11-17 2016-11-15 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -2,150 45,398 -4.52 38.80 -83,420 1,761,442
2016-11-17 2016-11-15 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 5,459 47,548 12.97
2016-09-01 2016-08-16 4/A LITE Lumentum Holdings Inc.
Common Stock 		A - Award 28,250 42,089 204.13
2016-08-23 2016-08-22 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -960 3,839 -20.00
2016-08-23 2016-08-22 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -360 13,839 -2.54 34.60 -12,456 478,829
2016-08-23 2016-08-22 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 960 14,199 7.25
2016-08-23 2016-08-19 4 LITE Lumentum Holdings Inc.
Common Stock 		S - Sale -6,086 13,239 -31.49 34.64 -210,819 458,599
2016-08-18 2016-08-16 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		A - Award 28,250 28,250
2016-08-17 2016-08-15 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -6,401 12,801 -33.34
2016-08-17 2016-08-15 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -9,749 19,793 -33.00
2016-08-17 2016-08-15 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -2,405 19,325 -11.07 32.66 -78,547 631,154
2016-08-17 2016-08-15 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 6,401 21,730 41.76
2016-08-17 2016-08-15 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -3,663 15,329 -19.29 32.66 -119,634 500,645
2016-08-17 2016-08-15 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 9,749 18,992 105.47
2016-05-24 2016-05-20 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -960 4,799 -16.67
2016-05-24 2016-05-20 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -360 9,243 -3.75
2016-05-24 2016-05-20 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 960 9,603 11.11
2016-02-24 2016-02-20 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise 960 5,759 20.00
2016-02-24 2016-02-20 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -352 7,990 -4.22 23.87 -8,402 190,721
2016-02-24 2016-02-20 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 960 8,342 13.00
2015-11-24 2015-11-20 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -959 6,719 -12.49
2015-11-24 2015-11-20 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -360 7,382 -4.65 18.81 -6,772 138,855
2015-11-24 2015-11-20 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 959 7,742 14.14
2015-11-17 2015-11-15 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -5,459 10,918 -33.33
2015-11-17 2015-11-15 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -2,051 6,783 -23.22
2015-11-17 2015-11-15 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 5,459 8,834 161.75
2015-08-26 2015-08-24 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -3,783 7,678 -33.01
2015-08-26 2015-08-24 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -1,656 3,375 -32.92 21.20 -35,107 71,550
2015-08-26 2015-08-24 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 3,783 3,783
2015-08-18 2015-08-15 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		A - Award 19,202 19,202
2015-08-18 2015-08-15 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		A - Award 29,542 29,542
2015-08-11 2015-08-07 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		J - Other 11,463 11,463
2015-08-11 2015-08-07 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		J - Other 16,377 16,377
2015-07-16 3 LITE Lumentum Holdings Inc.
Common Stock 		0
2014-01-10 2014-01-08 4 PSEM PERICOM SEMICONDUCTOR CORP
Non-Qualified Stock Option (right to buy) 		M - Exercise -3,300 3,900 -45.83 9.00 -29,700 35,100
2014-01-10 2014-01-08 4 PSEM PERICOM SEMICONDUCTOR CORP
Common Stock 		S - Sale -3,300 27,001 -10.89 9.00 -29,700 243,009
2014-01-10 2014-01-08 4 PSEM PERICOM SEMICONDUCTOR CORP
Common Stock 		M - Exercise 3,300 30,301 12.22 7.63 25,179 231,197
2014-01-10 2013-11-25 4 PSEM PERICOM SEMICONDUCTOR CORP
Non-Qualified Stock Option (right to buy) 		M - Exercise -3,250 8,750 -27.08 9.50 -30,875 83,125
2014-01-10 2013-11-25 4 PSEM PERICOM SEMICONDUCTOR CORP
Non-Qualified Stock Option (right to buy) 		M - Exercise -146 6,854 -2.09 9.50 -1,387 65,113
2014-01-10 2013-11-25 4 PSEM PERICOM SEMICONDUCTOR CORP
Common Stock 		S - Sale -146 27,001 -0.54 9.50 -1,387 256,510
2014-01-10 2013-11-25 4 PSEM PERICOM SEMICONDUCTOR CORP
Common Stock 		M - Exercise 146 27,147 0.54 7.65 1,117 207,675
2014-01-10 2013-11-25 4 PSEM PERICOM SEMICONDUCTOR CORP
Common Stock 		S - Sale -3,250 27,001 -10.74 9.50 -30,875 256,510
2014-01-10 2013-11-25 4 PSEM PERICOM SEMICONDUCTOR CORP
Common Stock 		M - Exercise 3,250 30,251 12.04 8.85 28,762 267,721
2014-01-10 2013-09-20 4 PSEM PERICOM SEMICONDUCTOR CORP
Non-Qualified Stock Option (right to buy) 		A - Award 7,000 7,000 7.65 53,550 53,550
2013-05-14 2013-05-11 4 PSEM PERICOM SEMICONDUCTOR CORP
Common Stock 		D - Sale to Issuer -2,864 27,001 -9.59 6.79 -19,446 183,331
2012-12-14 2012-12-12 4 PSEM PERICOM SEMICONDUCTOR CORP
Common Stock 		D - Sale to Issuer -336 29,865 -1.11 7.99 -2,685 238,618
2012-11-13 2012-11-12 4 PSEM PERICOM SEMICONDUCTOR CORP
Common Stock 		A - Award 6,000 30,201 24.79
2012-10-05 2012-10-02 4 PSEM PERICOM SEMICONDUCTOR CORP
Non-Qualified Stock Option (right to buy) 		A - Award 12,000 12,000 8.85 106,200 106,200
2012-05-15 2012-05-11 4 PSEM PERICOM SEMICONDUCTOR CORP
Common Stock 		D - Sale to Issuer -2,556 24,201 -9.55 7.75 -19,811 187,572
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券（例如股票期权）
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券（例如期权）
V
内部人士通过Form 4自愿报告的一笔交易
J
其他（附有交易描述的脚注）