介绍

本页面提供了有关 Carol A Surface 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言,基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是,他们必须通过Form 4向美国证券交易委员会(SEC)报告所有交易。尽管存在这些限制,学术研究表明,整体而言,内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易,排除了作为10b5-1交易计划的一部分的交易。然后,对每笔交易在3、6和12个月的表现进行平均,以生成该笔交易最终的表现指标。然后,将所有交易的表现指标进行平均,计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A",则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易,或者他们进行的交易距离现在时间太近,无法计算出可靠的表现指标。

更新频率:每日

查看收益最高的的内幕交易者列表。

报告内部持仓的公司

美国证券交易委员会(SEC)文件显示Carol A Surface已报告在以下公司拥有持仓或进行了交易:

证券 职位 最新报告的持仓
US:MDT / Medtronic plc EVP, Chief HR Officer 26,193
SVP, Chief HR Officer 0
US:BBY / Best Buy Co., Inc. EVP, Chief HR Officer 130,943
如何解读这些图表

以下图表显示了在Carol A Surface进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如,如果一笔内部人士交易是在2019年1月1日进行的,该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元,则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%,而从10美元跌至5美元的价格变化将为-50%。

最终,我们将评估内部人士的交易与股价的超额回报(正向或负向)之间的相关性,以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为,我们预期看到(a)买入后的正回报,或者(b)卖出后的负回报。对于情况(a),买入图表将显示一系列向上倾斜的曲线,表示每次买入后都有正回报。对于情况(b),卖出图表将显示一系列向下倾斜的曲线,表示每次卖出后都有负回报。

然而,仅凭这一点还不足以得出结论。例如,如果公司的股价在多年内呈现非周期性上升,我们会预期所有买入后的图表都呈现向上倾斜。同样地,多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下,“买入”图表显示正向信号,而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易,以获得财务优势。

内幕交易历史

该表格显示了由 Carol A Surface 进行的所有内幕交易的完整列表,这些交易已向美国证券交易委员会(SEC)披露。

备案日期 交易日期 表格 股票代码 证券 代码 10b5-1 股数 剩余股数 %
变化
每股
股价
交易
金额
剩余
金额
2022-08-03 2022-08-01 4 MDT Medtronic plc
Ordinary Shares
A - Award 5,157 26,193 24.52
2022-08-02 2022-07-29 4 MDT Medtronic plc
Ordinary Shares
D - Sale to Issuer -7,920 21,036 -27.35
2022-03-14 2022-03-11 4 MDT Medtronic plc
Ordinary Shares
S - Sale -6,000 28,502 -17.39 105.30 -631,800 3,001,261
2021-08-04 2021-08-02 4 MDT Medtronic plc
Performance Share Units
A - Award 9,143 9,143
2021-08-04 2021-08-02 4 MDT Medtronic plc
Stock Option (Right to Buy)
A - Award 1,085 1,085
2021-08-04 2021-08-02 4 MDT Medtronic plc
Stock Option (Right to Buy)
A - Award 31,245 31,245
2021-08-04 2021-08-02 4 MDT Medtronic plc
Ordinary Shares
A - Award 3,657 34,327 11.92
2021-08-04 2021-08-02 4 MDT Medtronic plc
Ordinary Shares
F - Taxes -3,997 30,670 -11.53 131.31 -524,846 4,027,278
2020-12-30 2020-12-28 4 MDT Medtronic plc
Ordinary Shares
S - Sale -15,000 34,150 -30.52 114.90 -1,723,500 3,923,835
2020-10-14 2020-10-09 4 MDT Medtronic plc
Performance Share Units
A - Award 10,582 10,582
2020-08-05 2020-08-03 4 MDT Medtronic plc
Stock Option (Right to Buy)
A - Award 34,005 34,005
2020-08-05 2020-08-03 4 MDT Medtronic plc
Stock Option (Right to Buy)
A - Award 1,575 1,575
2020-08-05 2020-08-03 4 MDT Medtronic plc
Stock Option (Right to Buy)
A - Award 43,451 43,451
2020-08-05 2020-08-03 4 MDT Medtronic plc
Ordinary Shares
A - Award 4,727 49,040 10.67
2020-08-03 2020-07-31 4 MDT Medtronic plc
Ordinary Shares
F - Taxes -3,554 44,313 -7.42 96.48 -342,890 4,275,318
2020-06-02 2020-05-29 4 MDT Medtronic plc
Ordinary Shares
S - Sale -2,000 47,443 -4.05 97.72 -195,440 4,636,130
2019-10-15 2019-10-11 4 MDT Medtronic plc
Stock Option (Right to Buy)
M - Exercise -17,466 17,468 -50.00
2019-10-15 2019-10-11 4 MDT Medtronic plc
Stock Option (Right to Buy)
M - Exercise -24,983 8,328 -75.00
2019-10-15 2019-10-11 4 MDT Medtronic plc
Stock Option (Right to Buy)
M - Exercise -34,189 1,283 -96.38
2019-10-15 2019-10-11 4 MDT Medtronic plc
Stock Option (Right to Buy)
M - Exercise -7,569 399 -94.99
2019-10-15 2019-10-11 4 MDT Medtronic plc
Ordinary Shares
F - Taxes -72,848 49,072 -59.75 107.58 -7,836,988 5,279,166
2019-10-15 2019-10-11 4 MDT Medtronic plc
Ordinary Shares
M - Exercise 17,466 121,920 16.72 83.97 1,466,620 10,237,622
2019-10-15 2019-10-11 4 MDT Medtronic plc
Ordinary Shares
M - Exercise 24,983 104,454 31.44 88.06 2,200,003 9,198,219
2019-10-15 2019-10-11 4 MDT Medtronic plc
Ordinary Shares
M - Exercise 34,189 79,471 75.50 78.00 2,666,742 6,198,738
2019-10-15 2019-10-11 4 MDT Medtronic plc
Ordinary Shares
M - Exercise 7,569 45,282 20.07 62.76 475,030 2,841,898
2019-08-02 2019-08-01 4 MDT Medtronic plc
Ordinary Shares
F - Taxes -4,058 37,713 -9.71 102.37 -415,417 3,860,680
2019-07-31 2019-07-29 4 MDT Medtronic plc
Stock Option (Right to Buy)
A - Award 1,615 1,615
2019-07-31 2019-07-29 4 MDT Medtronic plc
Stock Option (Right to Buy)
A - Award 49,523 49,523
2019-07-31 2019-07-29 4 MDT Medtronic plc
Ordinary Shares
A - Award 7,425 41,771 21.62
2019-06-18 2019-06-17 4 MDT Medtronic plc
Ordinary Shares
S - Sale -9,000 34,158 -20.85 97.66 -878,976 3,336,007
2018-08-07 2018-08-03 4 MDT Medtronic plc
Ordinary Shares
F - Taxes -4,156 42,499 -8.91 90.48 -376,035 3,845,310
2018-08-01 2018-07-30 4 MDT Medtronic plc
Stock Option (Right to Buy)
A - Award 1,695 1,695
2018-08-01 2018-07-30 4 MDT Medtronic plc
Stock Option (Right to Buy)
A - Award 49,707 49,707
2018-08-01 2018-07-30 4 MDT Medtronic plc
Ordinary Shares
A - Award 8,233 46,654 21.43
2018-07-06 2018-06-22 4 MDT Medtronic plc
Ordinary Shares
I - Other 265 532 99.25 86.81 23,005 46,183
2018-07-06 2018-06-22 4 MDT Medtronic plc
Ordinary Shares
I - Other 720 1,560 85.71 86.81 62,503 135,424
2018-03-06 2018-03-05 4 MDT Medtronic plc
Stock Option (Right to Buy)
M - Exercise -1,195 6,374 -15.79
2018-03-06 2018-03-05 4 MDT Medtronic plc
Stock Option (Right to Buy)
M - Exercise -22,706 7,569 -75.00
2018-03-06 2018-03-05 4 MDT Medtronic plc
Stock Option (Right to Buy)
M - Exercise -24,719 8,239 -75.00
2018-03-06 2018-03-05 4 MDT Medtronic plc
Ordinary Shares
F - Taxes -40,338 37,813 -51.62 79.74 -3,216,552 3,015,209
2018-03-06 2018-03-05 4 MDT Medtronic plc
Ordinary Shares
M - Exercise 1,195 78,151 1.55 62.76 74,998 4,904,757
2018-03-06 2018-03-05 4 MDT Medtronic plc
Ordinary Shares
M - Exercise 22,706 76,956 41.85 62.76 1,425,029 4,829,759
2018-03-06 2018-03-05 4 MDT Medtronic plc
Ordinary Shares
M - Exercise 24,719 54,250 83.71 57.65 1,425,050 3,127,512
2018-03-06 2018-03-05 4 MDT Medtronic plc
Ordinary Shares
S - Sale -12,479 29,531 -29.70 78.36 -977,854 2,314,049
2018-03-06 2018-03-02 4 MDT Medtronic plc
Ordinary Shares
S - Sale -12,000 42,010 -22.22 78.00 -936,000 3,276,780
2017-10-31 2017-10-28 4 MDT Medtronic plc
Ordinary Shares
F - Taxes -8,602 53,871 -13.77 81.30 -699,343 4,379,712
2017-08-02 2017-07-31 4 MDT Medtronic plc
Stock Option (Right to Buy)
A - Award 1,191 1,191
2017-08-02 2017-07-31 4 MDT Medtronic plc
Stock Option (Right to Buy)
A - Award 34,934 34,934
2017-08-02 2017-07-31 4 MDT Medtronic plc
Ordinary Shares
A - Award 8,734 62,215 16.33
2017-08-01 2017-07-28 4 MDT Medtronic plc
Ordinary Shares
F - Taxes -3,872 53,481 -6.75 84.29 -326,371 4,507,913
2016-10-31 2016-10-28 4 MDT Medtronic plc
Ordinary Shares
F - Taxes -12,618 56,346 -18.30 81.93 -1,033,793 4,616,428
2016-08-03 2016-08-01 4 MDT Medtronic plc
Stock Option (Right to Buy)
A - Award 33,311 33,311
2016-08-03 2016-08-01 4 MDT Medtronic plc
Stock Option (Right to Buy)
A - Award 1,136 1,136
2016-08-03 2016-08-01 4 MDT Medtronic plc
Ordinary Shares
A - Award 8,328 68,406 13.86
2016-07-08 2016-07-06 4 MDT Medtronic plc
Ordinary Shares
S - Sale -9,787 59,784 -14.07 87.08 -852,273 5,206,116
2015-10-29 2015-10-28 4 MDT Medtronic plc
Ordinary Shares
F - Taxes -7,642 68,853 -9.99 73.54 -561,993 5,063,450
2015-08-05 2015-08-03 4 MDT Medtronic plc
Employee Stock Option (right to buy)
A - Award 1,283 35,472 3.75
2015-08-05 2015-08-03 4 MDT Medtronic plc
Employee Stock Option (right to buy)
A - Award 34,189 34,189
2015-08-05 2015-08-03 4 MDT Medtronic plc
Ordinary Shares
A - Award 8,547 76,104 12.65
2015-07-16 2015-07-14 4 MDT Medtronic plc
Employee Stock Option (right to buy)
M - Exercise -8,239 24,719 -25.00
2015-07-16 2015-07-14 4 MDT Medtronic plc
Ordinary Shares
S - Sale -13,722 67,225 -16.95 75.83 -1,040,535 5,097,652
2015-07-16 2015-07-14 4 MDT Medtronic plc
Ordinary Shares
M - Exercise 8,239 80,947 11.33 57.65 474,978 4,666,595
2015-01-28 2015-01-26 4 MDT MEDTRONIC INC
Employee Stock Option (right to buy)
D - Sale to Issuer -30,275 0 -100.00
2015-01-28 2015-01-26 4 MDT MEDTRONIC INC
Employee Stock Option (right to buy)
D - Sale to Issuer -1,594 0 -100.00
2015-01-28 2015-01-26 4 MDT MEDTRONIC INC
Employee Stock Option (right to buy)
D - Sale to Issuer -32,958 0 -100.00
2015-01-28 2015-01-26 4 MDT MEDTRONIC INC
Common stock
D - Sale to Issuer -496 0 -100.00
2015-01-28 2015-01-26 4 MDT MEDTRONIC INC
Common stock
D - Sale to Issuer -72,152 0 -100.00
2015-01-28 2015-01-26 4 MDT Medtronic plc
Employee Stock Option (right to buy)
A - Award 30,275 30,275
2015-01-28 2015-01-26 4 MDT Medtronic plc
Employee Stock Option (right to buy)
A - Award 1,594 1,594
2015-01-28 2015-01-26 4 MDT Medtronic plc
Employee Stock Option (right to buy)
A - Award 32,958 32,958
2015-01-28 2015-01-26 4 MDT Medtronic plc
Ordinary Shares
A - Award 497 497
2015-01-28 2015-01-26 4 MDT Medtronic plc
Ordinary Shares
A - Award 72,152 72,152
2014-10-30 2014-10-28 4 MDT MEDTRONIC INC
Common Stock
F - Taxes -2,917 71,874 -3.90 66.51 -194,010 4,780,308
2014-07-29 2014-07-28 4 MDT MEDTRONIC INC
Employee Stock Option (right to buy)
A - Award 1,594 31,869 5.27
2014-07-29 2014-07-28 4 MDT MEDTRONIC INC
Employee Stock Option (right to buy)
A - Award 30,275 30,275
2014-07-29 2014-07-28 4 MDT MEDTRONIC INC
Common Stock
A - Award 7,569 74,127 11.37
2013-10-30 2013-10-28 4 MDT MEDTRONIC INC
Employee Stock Option (right to buy)
A - Award 32,958 32,958
2013-10-30 2013-10-28 4 MDT MEDTRONIC INC
Common Stock
A - Award 57,676 65,916 699.95
2013-10-30 2013-10-28 4 MDT MEDTRONIC INC
Common Stock
A - Award 8,240 8,240
2013-10-01 3 MDT MEDTRONIC INC
Common Stock
0
2013-06-24 2013-06-21 4 BBY BEST BUY CO INC
Common Stock
S - Sale -14,500 130,943 -9.97 26.93 -390,485 3,526,295
2013-06-24 2013-06-21 4 BBY BEST BUY CO INC
Common Stock
F - Taxes -8,625 145,443 -5.60 26.77 -230,891 3,893,509
2013-06-24 2013-06-20 4 BBY BEST BUY CO INC
Common Stock
F - Taxes -396 154,068 -0.26 26.59 -10,530 4,096,668
2013-05-28 2013-05-24 4 BBY BEST BUY CO INC
Common Stock
S - Sale -15,000 154,464 -8.85 26.16 -392,400 4,040,778
2013-04-19 2013-04-18 4 BBY BEST BUY CO INC
Common Stock
F - Taxes -280 169,464 -0.16 22.97 -6,432 3,892,588
2013-04-18 2013-04-16 4 BBY BEST BUY CO INC
Stock Option (Right to Buy)
A - Award 51,502 51,502
2013-04-18 2013-04-16 4 BBY BEST BUY CO INC
Common Stock
A - Award 17,919 169,744 11.80
2013-03-04 2013-03-01 4 BBY BEST BUY CO INC
Common Stock
F - Taxes -2,730 151,825 -1.77 17.16 -46,847 2,605,317
2013-02-04 2013-02-01 4 BBY BEST BUY CO INC
Common Stock
F - Taxes -135 154,555 -0.09 16.11 -2,175 2,489,881
2013-01-18 2013-01-16 4 BBY BEST BUY CO INC
Stock Option (Right to Buy)
A - Award 9,975 9,975
2013-01-18 2013-01-16 4 BBY BEST BUY CO INC
Common Stock
A - Award 2,500 154,690 1.64
2012-09-24 2012-09-21 4 BBY BEST BUY CO INC
Common Stock
F - Taxes -148 152,190 -0.10 17.81 -2,636 2,710,504
2012-09-21 2012-09-19 4 BBY BEST BUY CO INC
Stock Option (Right to Buy)
A - Award 9,975 9,975
2012-09-21 2012-09-19 4 BBY BEST BUY CO INC
Common Stock
A - Award 2,500 152,338 1.67
2012-07-23 2012-07-20 4 BBY BEST BUY CO INC
Common Stock
F - Taxes -8,394 149,838 -5.30 19.48 -163,515 2,918,844
2012-06-25 2012-06-21 4 BBY BEST BUY CO INC
Common Stock
A - Award 102,669 158,232 184.78
2012-06-22 2012-06-20 4 BBY BEST BUY CO INC
Stock Option (Right to Buy)
A - Award 9,975 9,975
2012-06-22 2012-06-20 4 BBY BEST BUY CO INC
Common Stock
F - Taxes -113 55,563 -0.20 20.31 -2,295 1,128,485
2012-06-22 2012-06-20 4 BBY BEST BUY CO INC
Common Stock
A - Award 2,500 55,676 4.70
2012-04-20 2012-04-18 4 BBY BEST BUY CO INC
Stock Option (Right to Buy)
A - Award 7,500 7,500
2012-04-20 2012-04-18 4 BBY BEST BUY CO INC
Common Stock
A - Award 2,500 53,176 4.93
2012-03-02 2012-03-01 4 BBY BEST BUY CO INC
Common Stock
F - Taxes -2,717 50,676 -5.09 24.70 -67,110 1,251,697
2012-02-03 2012-02-01 4 BBY BEST BUY CO INC
Stock Option (Right to Buy)
A - Award 12,423 12,423
2012-02-03 2012-02-01 4 BBY BEST BUY CO INC
Common Stock
A - Award 1,381 53,393 2.66
2010-03-03 2010-03-01 4 BBY BEST BUY CO INC
Common Stock
A - Award 32,500 32,500
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券(例如股票期权)
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券(例如期权)
V
内部人士通过Form 4自愿报告的一笔交易
J
其他(附有交易描述的脚注)