美国电力集团公司
US ˙ OTCPK

介绍

本页面提供了有关 John Steffens 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言,基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是,他们必须通过Form 4向美国证券交易委员会(SEC)报告所有交易。尽管存在这些限制,学术研究表明,整体而言,内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易,排除了作为10b5-1交易计划的一部分的交易。然后,对每笔交易在3、6和12个月的表现进行平均,以生成该笔交易最终的表现指标。然后,将所有交易的表现指标进行平均,计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A",则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易,或者他们进行的交易距离现在时间太近,无法计算出可靠的表现指标。

更新频率:每日

查看收益最高的的内幕交易者列表。

报告内部持仓的公司

美国证券交易委员会(SEC)文件显示John Steffens已报告在以下公司拥有持仓或进行了交易:

证券 职位 最新报告的持仓
US:OSA / ProSomnus, Inc. 10% Owner 246,068
US:DBRG / DigitalBridge Group, Inc. Director 252,580
US:ISO / IsoPlexis Corp 10% Owner 0
US:PNBK / Patriot National Bancorp, Inc. 427,691
US:GIGA / Gresham Worldwide, Inc. 10% Owner 0
US:CICN / SMS Alternatives Inc. Director, 10% Owner 9,333
US:APGI / American Power Group Corporation 10% Owner 0
US:85571WAB5 / Colony Starwood Homes Bond 3.000% 7/0 6,702
US:US19624RAA41 / Colony Capital, Inc. Bond Director 0
如何解读这些图表

以下图表显示了在John Steffens进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如,如果一笔内部人士交易是在2019年1月1日进行的,该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元,则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%,而从10美元跌至5美元的价格变化将为-50%。

最终,我们将评估内部人士的交易与股价的超额回报(正向或负向)之间的相关性,以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为,我们预期看到(a)买入后的正回报,或者(b)卖出后的负回报。对于情况(a),买入图表将显示一系列向上倾斜的曲线,表示每次买入后都有正回报。对于情况(b),卖出图表将显示一系列向下倾斜的曲线,表示每次卖出后都有负回报。

然而,仅凭这一点还不足以得出结论。例如,如果公司的股价在多年内呈现非周期性上升,我们会预期所有买入后的图表都呈现向上倾斜。同样地,多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下,“买入”图表显示正向信号,而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易,以获得财务优势。

APGI / American Power Group Corporation内部人士买入 - 短期收益分析

在这一部分,我们分析了在 APGI / American Power Group Corporation 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

APGI / American Power Group Corporation Insider Trades
APGI / American Power Group Corporation内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 APGI / American Power Group Corporation 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
2017-12-19 APGI Spring Mountain Capital, LLC 1,947,370 1,947,370 115 0.0025
2017-12-19 APGI Spring Mountain Capital, LLC 4,123,095 4,123,095
2017-12-19 APGI Spring Mountain Capital, LLC 5,077,704 5,077,704
2017-12-19 APGI Spring Mountain Capital, LLC 954,209 954,209
2017-12-19 APGI Spring Mountain Capital, LLC 1,740,585 1,740,585

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

APGI / American Power Group Corporation Insider Trades
CICN / SMS Alternatives Inc.内部人士买入 - 短期收益分析

在这一部分,我们分析了在 APGI / American Power Group Corporation 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
2017-12-22 CICN Steffens John 8,000,000 0.0020 8,000,000 0.0020 16,000 202 0.0170 120,000 750.00
2015-07-15 CICN Steffens John 4,750,000 0.0400 4,750,000 0.0400 190,000

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

CICN / SMS Alternatives Inc. Insider Trades
CICN / SMS Alternatives Inc.内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 APGI / American Power Group Corporation 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

CICN / SMS Alternatives Inc. Insider Trades
GIGAQ / Gresham Worldwide, Inc.内部人士买入 - 短期收益分析

在这一部分,我们分析了在 APGI / American Power Group Corporation 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

GIGAQ / Gresham Worldwide, Inc. Insider Trades
GIGAQ / Gresham Worldwide, Inc.内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 APGI / American Power Group Corporation 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
2020-08-27 GIGA Spring Mountain Capital, LLC 62,715 3.8600 62,715 3.8600 242,080 343 0.0000 -242,079 -100.00

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

GIGAQ / Gresham Worldwide, Inc. Insider Trades
PNBK / Patriot National Bancorp, Inc.内部人士买入 - 短期收益分析

在这一部分,我们分析了在 APGI / American Power Group Corporation 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

PNBK / Patriot National Bancorp, Inc. Insider Trades
PNBK / Patriot National Bancorp, Inc.内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 APGI / American Power Group Corporation 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

PNBK / Patriot National Bancorp, Inc. Insider Trades
内幕交易历史

该表格显示了由 John Steffens 进行的所有内幕交易的完整列表,这些交易已向美国证券交易委员会(SEC)披露。

备案日期 交易日期 表格 股票代码 证券 代码 10b5-1 股数 剩余股数 %
变化
每股
股价
交易
金额
剩余
金额
2023-10-23 3 OSA ProSomnus, Inc.
Common Stock, par value $0.001
246,068
2022-05-10 2022-05-06 4 DBRG DigitalBridge Group, Inc.
Deferred Stock
A - Award 26,718 252,580 11.83
2022-04-19 2022-04-15 4 DBRG DigitalBridge Group, Inc.
Deferred Stock
A - Award 4,202 225,862 1.90 7.14 30,002 1,612,655
2021-11-09 2021-11-05 4 DBRG DigitalBridge Group, Inc.
Class A Common Stock
A - Award 34,938 96,628 56.63
2021-10-14 2021-10-12 4 ISO IsoPlexis Corp
Series C-2 Redeemable Convertible Preferred Stock
C - Conversion -51,522 0 -100.00
2021-10-14 2021-10-12 4 ISO IsoPlexis Corp
Series C-2 Redeemable Convertible Preferred Stock
C - Conversion -51,522 0 -100.00
2021-10-14 2021-10-12 4 ISO IsoPlexis Corp
Series C Redeemable Convertible Preferred Stock
C - Conversion -24,833 0 -100.00
2021-10-14 2021-10-12 4 ISO IsoPlexis Corp
Series C Redeemable Convertible Preferred Stock
C - Conversion -78,999 0 -100.00
2021-10-14 2021-10-12 4 ISO IsoPlexis Corp
Series B-2 Redeemable Convertible Preferred Stock
C - Conversion -47,403 0 -100.00
2021-10-14 2021-10-12 4 ISO IsoPlexis Corp
Series B-2 Redeemable Convertible Preferred Stock
C - Conversion -84,347 0 -100.00
2021-10-14 2021-10-12 4 ISO IsoPlexis Corp
Series B Redeemable Convertible Preferred Stock
C - Conversion -53,480 0 -100.00
2021-10-14 2021-10-12 4 ISO IsoPlexis Corp
Series B Redeemable Convertible Preferred Stock
C - Conversion -73,571 0 -100.00
2021-10-14 2021-10-12 4 ISO IsoPlexis Corp
Series A-2 Redeemable Convertible Preferred Stock
C - Conversion -7,945 0 -100.00
2021-10-14 2021-10-12 4 ISO IsoPlexis Corp
Series A-2 Redeemable Convertible Preferred Stock
C - Conversion -87,398 0 -100.00
2021-10-14 2021-10-12 4 ISO IsoPlexis Corp
Series A-2 Redeemable Convertible Preferred Stock
C - Conversion -39,726 0 -100.00
2021-10-14 2021-10-12 4 ISO IsoPlexis Corp
Series A Redeemable Convertible Preferred Stock
C - Conversion -107,604 0 -100.00
2021-10-14 2021-10-12 4 ISO IsoPlexis Corp
Common Stock
C - Conversion 67,642 67,642
2021-10-14 2021-10-12 4 ISO IsoPlexis Corp
Common Stock
C - Conversion 435,136 2,270,287 23.71
2021-10-14 2021-10-12 4 ISO IsoPlexis Corp
Common Stock
C - Conversion 435,136 2,270,287 23.71
2021-10-14 2021-10-12 4 ISO IsoPlexis Corp
Common Stock
C - Conversion 215,950 1,835,151 13.34
2021-10-14 2021-10-12 4 ISO IsoPlexis Corp
Common Stock
C - Conversion 415,337 1,619,201 34.50
2021-10-14 2021-10-12 4 ISO IsoPlexis Corp
Common Stock
C - Conversion 459,781 1,203,864 61.79
2021-10-14 2021-10-12 4 ISO IsoPlexis Corp
Common Stock
C - Conversion 744,083 744,083
2021-10-14 2021-10-12 4 ISO IsoPlexis Corp
Common Stock
C - Conversion 689,267 3,291,596 26.49
2021-10-14 2021-10-12 4 ISO IsoPlexis Corp
Common Stock
C - Conversion 739,033 2,602,329 39.66
2021-10-14 2021-10-12 4 ISO IsoPlexis Corp
Common Stock
C - Conversion 630,209 1,863,296 51.11
2021-10-14 2021-10-12 4 ISO IsoPlexis Corp
Common Stock
C - Conversion 338,959 1,233,087 37.91
2021-10-14 2021-10-12 4 ISO IsoPlexis Corp
Common Stock
C - Conversion 894,128 894,128
2021-05-11 2021-05-07 4 CLNY Colony Capital, Inc.
Deferred Stock
A - Award 25,437 297,656 9.34
2021-04-27 3 PNBK PATRIOT NATIONAL BANCORP INC
Common Stock
427,691
2021-04-16 2021-04-15 4 CLNY Colony Capital, Inc.
Deferred Stock
A - Award 4,571 272,219 1.71 6.70 30,626 1,823,867
2021-01-20 2021-01-15 4 CLNY Colony Capital, Inc.
Deferred Stock
A - Award 6,225 267,648 2.38 4.92 30,627 1,316,828
2020-10-19 2020-10-15 4 CLNY Colony Capital, Inc.
Deferred Stock
A - Award 9,880 261,423 3.93 3.10 30,628 810,411
2020-08-31 2020-08-27 4 GIGA GIGA TRONICS INC
Series D Convertible Voting Perpetual Preferred Stock
S - Sale -5,112 0 -100.00 53.15 -271,695
2020-08-31 2020-08-27 4 GIGA GIGA TRONICS INC
Series C Convertible Voting Perpetual Preferred Stock
S - Sale -3,020 0 -100.00 54.26 -163,884
2020-08-31 2020-08-27 4 GIGA GIGA TRONICS INC
Series B Convertible Voting Perpetual Preferred Stock
S - Sale -8,704 0 -100.00 81.77 -711,762
2020-08-31 2020-08-27 4 GIGA GIGA TRONICS INC
Common Stock
S - Sale -62,715 0 -100.00 3.86 -242,080
2020-07-17 2020-07-15 4 CLNY Colony Capital, Inc.
Deferred Stock
A - Award 13,258 251,543 5.56 2.31 30,626 581,064
2020-05-11 2020-05-07 4 CLNY Colony Capital, Inc.
Deferred Stock
A - Award 81,219 238,285 51.71
2020-04-17 2020-04-15 4 CLNY Colony Capital, Inc.
Deferred Stock
J - Other 7,064 157,066 4.71 2.11 14,905 331,409
2020-04-17 2020-04-15 4 CLNY Colony Capital, Inc.
Deferred Stock
A - Award 14,515 150,002 10.71 2.11 30,627 316,504
2020-01-17 2020-01-15 4 CLNY Colony Capital, Inc.
Deferred Stock
J - Other 2,768 135,487 2.09 4.91 13,591 665,241
2020-01-17 2020-01-15 4 CLNY Colony Capital, Inc.
Deferred Stock
A - Award 9,207 132,719 7.45 4.91 45,206 651,650
2019-10-17 2019-10-15 4 CLNY Colony Capital, Inc.
Deferred Stock
J - Other 2,337 123,512 1.93 5.46 12,760 674,376
2019-10-17 2019-10-15 4 CLNY Colony Capital, Inc.
Deferred Stock
A - Award 5,266 121,175 4.54 5.46 28,752 661,616
2019-08-02 2019-07-31 4 GIGA GIGA TRONICS INC
Series C Convertible Voting Perpetual Preferred Stock
J - Other -404 3,020 -11.81
2019-08-02 2019-07-31 4 GIGA GIGA TRONICS INC
Series B Convertible Voting Perpetual Preferred Stock
J - Other -476 8,704 -5.19
2019-07-17 2019-07-15 4 CLNY Colony Capital, Inc.
Deferred Stock
J - Other 2,346 115,909 2.07 5.06 11,871 586,500
2019-07-17 2019-07-15 4 CLNY Colony Capital, Inc.
Deferred Stock
A - Award 5,682 113,563 5.27 5.06 28,751 574,629
2019-05-13 2019-05-09 4 CLNY Colony Capital, Inc.
Deferred Stock
A - Award 31,873 107,881 41.93
2019-04-17 2019-04-15 4 CLNY Colony Capital, Inc.
Deferred Stock
J - Other 1,410 76,008 1.89 5.41 7,628 411,203
2019-04-17 2019-04-15 4 CLNY Colony Capital, Inc.
Deferred Stock
A - Award 5,315 74,598 7.67 5.41 28,754 403,575
2019-03-29 2019-03-27 4 CICN CICERO INC
Series A Preferred Stock
P - Purchase 4,250 9,333 83.61
2019-03-29 2019-03-27 4 CICN CICERO INC
Warrant
P - Purchase 17,000,787 37,334,407 83.61
2019-01-17 2019-01-15 4 CLNY Colony Capital, Inc.
Deferred Stock
J - Other 1,243 69,283 1.83 5.57 6,924 385,906
2019-01-17 2019-01-15 4 CLNY Colony Capital, Inc.
Deferred Stock
A - Award 5,162 68,040 8.21 5.57 28,752 378,983
2019-01-09 3 GIGA GIGA TRONICS INC
Common Stock
1,881,468
2019-01-09 3 GIGA GIGA TRONICS INC
Common Stock
1,881,468
2019-01-09 3 GIGA GIGA TRONICS INC
Common Stock
1,881,468
2019-01-09 3 GIGA GIGA TRONICS INC
Common Stock
1,881,468
2019-01-09 3 GIGA GIGA TRONICS INC
Common Stock
1,881,468
2019-01-09 3 GIGA GIGA TRONICS INC
Common Stock
1,881,468
2019-01-09 3 GIGA GIGA TRONICS INC
Common Stock
1,881,468
2019-01-09 3 GIGA GIGA TRONICS INC
Common Stock
1,881,468
2019-01-09 3 GIGA GIGA TRONICS INC
Common Stock
1,881,468
2019-01-09 3 GIGA GIGA TRONICS INC
Common Stock
1,881,468
2019-01-09 3 GIGA GIGA TRONICS INC
Common Stock
1,881,468
2018-10-17 2018-10-15 4 CLNY Colony Capital, Inc.
Deferred Stock
J - Other 1,139 62,878 1.84 5.46 6,219 343,314
2018-10-17 2018-10-15 4 CLNY Colony Capital, Inc.
Deferred Stock
A - Award 5,266 61,739 9.32 5.46 28,752 337,095
2018-07-18 2018-07-16 4 CLNY Colony Capital, Inc.
Deferred Stock
J - Other 906 56,473 1.63 6.19 5,608 349,568
2018-07-18 2018-07-16 4 CLNY Colony Capital, Inc.
Deferred Stock
A - Award 4,645 55,567 9.12 6.19 28,753 343,960
2018-05-14 2018-05-10 4 CLNS Colony NorthStar, Inc.
Deferred Stock
A - Award 25,197 50,922 97.95
2018-04-18 2018-04-16 4 CLNS Colony NorthStar, Inc.
Deferred Stock
J - Other 398 25,725 1.57 5.60 2,229 144,060
2018-04-18 2018-04-16 4 CLNS Colony NorthStar, Inc.
Deferred Stock
A - Award 5,134 25,327 25.42 5.60 28,750 141,831
2018-03-07 2018-03-06 4 CLNS Colony NorthStar, Inc.
Class A Common Stock
P - Purchase 10,000 61,690 19.35 5.94 59,392 366,389
2018-01-19 2018-01-16 4 CLNS Colony NorthStar, Inc.
Deferred Stock
J - Other 443 20,193 2.24 10.36 4,589 209,199
2018-01-19 2018-01-16 4 CLNS Colony NorthStar, Inc.
Deferred Stock
A - Award 2,776 19,750 16.35 10.36 28,759 204,610
2017-12-27 2017-12-22 4 CICN CICERO INC
Common Stock
P - Purchase 8,000,000 120,932,501 7.08 0.00 16,000 241,865
2017-12-21 2017-12-19 4 APGI AMERICAN POWER GROUP Corp
Common Stock Warrants (right to buy)
S - Sale -1,333,333 0 -100.00
2017-12-21 2017-12-19 4 APGI AMERICAN POWER GROUP Corp
Common Stock Warrants (right to buy)
S - Sale -4,000,000 0 -100.00
2017-12-21 2017-12-19 4 APGI AMERICAN POWER GROUP Corp
10% Convertible Preferred Stock
S - Sale -213 0 -100.00
2017-12-21 2017-12-19 4 APGI AMERICAN POWER GROUP Corp
Common Stock Warrants (right to buy)
S - Sale -2,596,575 0 -100.00
2017-12-21 2017-12-19 4 APGI AMERICAN POWER GROUP Corp
Common Stock Warrants (right to buy)
S - Sale -2,596,575 0 -100.00
2017-12-21 2017-12-19 4 APGI AMERICAN POWER GROUP Corp
Common Stock Warrants (right to buy)
S - Sale -408,333 0 -100.00
2017-12-21 2017-12-19 4 APGI AMERICAN POWER GROUP Corp
Common Stock Warrants (right to buy)
S - Sale -1,225,000 0 -100.00
2017-12-21 2017-12-19 4 APGI AMERICAN POWER GROUP Corp
Series C Convertible Preferred Stock
S - Sale -52 0 -100.00
2017-12-21 2017-12-19 4 APGI AMERICAN POWER GROUP Corp
Series C Convertible Preferred Stock
S - Sale -52 0 -100.00
2017-12-21 2017-12-19 4 APGI AMERICAN POWER GROUP Corp
10% Convertible Preferred Stock
S - Sale -65 0 -100.00
2017-12-21 2017-12-19 4 APGI AMERICAN POWER GROUP Corp
Common Stock Warrants (right to buy)
S - Sale -2,908,332 0 -100.00
2017-12-21 2017-12-19 4 APGI AMERICAN POWER GROUP Corp
Common Stock Warrants (right to buy)
S - Sale -8,725,000 0 -100.00
2017-12-21 2017-12-19 4 APGI AMERICAN POWER GROUP Corp
10% Convertible Preferred Stock
S - Sale -465 0 -100.00
2017-12-21 2017-12-19 4 APGI AMERICAN POWER GROUP Corp
Common Stock Warrants (right to buy)
S - Sale -2,499,999 0 -100.00
2017-12-21 2017-12-19 4 APGI AMERICAN POWER GROUP Corp
Common Stock Warrants (right to buy)
S - Sale -7,500,000 0 -100.00
2017-12-21 2017-12-19 4 APGI AMERICAN POWER GROUP Corp
10% Convertible Preferred Stock
S - Sale -400 0 -100.00
2017-12-21 2017-12-19 4 APGI AMERICAN POWER GROUP Corp
Common Stock Warrants (right to buy)
S - Sale -833,333 0 -100.00
2017-12-21 2017-12-19 4 APGI AMERICAN POWER GROUP Corp
Common Stock Warrants (right to buy)
S - Sale -2,500,000 0 -100.00
2017-12-21 2017-12-19 4 APGI AMERICAN POWER GROUP Corp
10% Convertible Preferred Stock
S - Sale -133 0 -100.00
2017-12-21 2017-12-19 4 APGI AMERICAN POWER GROUP Corp
Common Stock
S - Sale -1,740,585 0 -100.00
2017-12-21 2017-12-19 4 APGI AMERICAN POWER GROUP Corp
Common Stock
S - Sale -954,209 0 -100.00
2017-12-21 2017-12-19 4 APGI AMERICAN POWER GROUP Corp
Common Stock
S - Sale -5,077,704 0 -100.00
2017-12-21 2017-12-19 4 APGI AMERICAN POWER GROUP Corp
Common Stock
S - Sale -4,123,095 0 -100.00
2017-12-21 2017-12-19 4 APGI AMERICAN POWER GROUP Corp
Common Stock
S - Sale -1,947,370 0 -100.00
2017-10-18 2017-10-16 4 CLNS Colony NorthStar, Inc.
Deferred Stock
J - Other 311 16,974 1.87 12.51 3,891 212,345
2017-10-18 2017-10-16 4 CLNS Colony NorthStar, Inc.
Deferred Stock
A - Award 2,299 16,663 16.01 12.51 28,760 208,454
2017-08-16 2017-08-14 4 CICN CICERO INC
Series A Preferred Stock
P - Purchase 5,083 5,083
2017-08-16 2017-08-14 4 CICN CICERO INC
Warrant
P - Purchase 20,333,620 20,333,620
2017-07-18 2017-07-17 4 CLNS Colony NorthStar, Inc.
Deferred Stock
A - Award 14,364 14,364
2017-07-03 2017-06-30 4 SFR Colony Starwood Homes
Shares of beneficial interest
A - Award 464 6,702 7.44
2017-05-16 2017-05-15 4 SFR Colony Starwood Homes
Common shares of beneficial interest
A - Award 1,490 6,238 31.38
2017-03-29 2017-03-27 4 SFR Colony Starwood Homes
Common shares of beneficial interest
A - Award 482 4,748 11.30
2017-01-13 2017-01-10 4 CLNY Colony Capital, Inc.
Class A Common Stock
D - Sale to Issuer -35,252 0 -100.00
2017-01-12 2017-01-10 4 CLNS Colony NorthStar, Inc.
Class A Common Stock
A - Award 51,690 51,690
2016-12-23 2016-12-22 4 SFR Colony Starwood Homes
Common Shares of Beneficial Interest
A - Award 559 4,536 14.06
2016-10-06 2016-10-05 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 81,138 954,609 9.29 0.20 16,333 192,163
2016-10-06 2016-10-05 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 577,901 5,077,704 12.84 0.20 116,331 1,022,142
2016-10-06 2016-10-05 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 496,763 4,123,095 13.70 0.20 99,998 829,979
2016-10-06 2016-10-05 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 165,589 1,947,370 9.29 0.20 33,333 392,006
2016-10-05 2016-09-29 4 SFR Colony Starwood Homes
Common Stock
A - Award 529 2,919 22.13
2016-07-12 2016-07-05 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 117,085 873,471 15.48 0.14 16,333 121,849
2016-07-12 2016-07-05 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 833,931 4,499,803 22.75 0.14 116,333 627,723
2016-07-12 2016-07-05 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 716,846 3,626,332 24.64 0.14 100,000 505,873
2016-07-12 2016-07-05 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 238,949 1,781,781 15.49 0.14 33,333 248,558
2016-06-28 2016-06-27 4 SFR Colony Starwood Homes
Common shares of beneficial interest
A - Award 544 3,448 18.73
2016-05-10 2016-05-09 4 CLNY Colony Capital, Inc.
Class A Common Stock
A - Award 7,581 35,252 27.40
2016-04-14 2016-04-06 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 120,809 756,386 19.01 0.14 16,333 102,263
2016-04-14 2016-04-06 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 860,453 3,665,872 30.67 0.14 116,333 495,626
2016-04-14 2016-04-06 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 739,644 2,909,486 34.09 0.14 100,000 393,363
2016-04-14 2016-04-06 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 246,548 1,542,832 19.02 0.14 33,333 208,591
2016-03-14 2016-03-10 4 SFR Colony Starwood Homes
Common shares of beneficial interest
A - Award 712 2,904 32.48
2016-03-14 2016-03-10 4 SFR Colony Starwood Homes
Common shares of beneficial interest
A - Award 2,192 2,192
2016-01-08 2016-01-07 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 138,418 635,577 27.84 0.12 16,333 74,998
2016-01-08 2016-01-07 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 985,875 2,805,419 54.18 0.12 116,333 331,039
2016-01-08 2016-01-07 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 847,457 2,169,842 64.09 0.12 100,000 256,041
2016-01-08 2016-01-07 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 282,486 1,296,284 27.86 0.12 33,333 152,962
2015-11-02 2015-10-26 4 APGI AMERICAN POWER GROUP Corp
Common Stock Warrants (right to buy)
P - Purchase 2,596,575 2,596,575
2015-11-02 2015-10-26 4 APGI AMERICAN POWER GROUP Corp
Series C Convertible Preferred Stock
P - Purchase 52 52
2015-10-07 2015-10-07 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 167,397 1,819,544 10.13 0.30 49,667 539,859
2015-10-07 2015-10-07 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 112,347 1,322,385 9.28 0.30 33,333 392,352
2015-10-07 2015-10-07 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 112,347 1,322,385 9.28 0.30 33,333 392,352
2015-10-02 2015-09-11 4 CICN CICERO INC
Common Stock
C - Conversion 6,400,000 112,932,501 6.01 0.15 960,000 16,939,875
2015-10-02 2015-09-11 4 CICN CICERO INC
Common Stock
C - Conversion 14,832 106,532,501 0.01 0.04 593 4,261,300
2015-08-27 2015-08-24 4 APGI AMERICAN POWER GROUP Corp
Common Stock Purchase Warrant
A - Award 1,500,000 1,500,000
2015-07-17 2015-07-15 4 CICN CICERO INC
Warrant
P - Purchase 7,600,000 7,600,000
2015-07-17 2015-07-15 4 CICN CICERO INC
Warrant
P - Purchase 14,777,778 14,777,778
2015-07-17 2015-07-15 4 CICN CICERO INC
Warrant
P - Purchase 16,625,000 16,625,000
2015-07-17 2015-07-15 4 CICN CICERO INC
Common Stock
P - Purchase 4,750,000 106,517,669 4.67 0.04 190,000 4,260,707
2015-07-10 2015-07-08 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 324,826 1,652,147 24.47 0.15 49,666 252,613
2015-07-10 2015-07-08 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 218,005 1,210,038 21.98 0.15 33,333 185,015
2015-07-10 2015-07-08 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 218,005 1,210,038 21.98 0.15 33,333 185,015
2015-06-19 2015-06-17 4 OTC:CICN CICERO INC
Series B Convertible Preferred Stock
C - Conversion -6,400 0 -100.00 960,000.00 -6,144,000,000
2015-06-19 2015-06-17 4 OTC:CICN CICERO INC
Series A-1 Convertible Preferred Stock
C - Conversion -15 0 -100.00
2015-06-19 2015-06-17 4 OTC:CICN CICERO INC
Common Stock, $0.001 par value per share
C - Conversion 6,414,832 108,182,501 6.30
2015-05-08 2015-05-07 4 CLNY Colony Capital, Inc.
Class A Common Stock
A - Award 3,402 27,671 14.02
2015-04-10 2015-04-08 4 CICN CICERO INC
Common Stock, $0.001 par value per share
J - Other 69,505,140 101,767,669 215.44
2015-04-07 2015-04-03 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 208,908 1,327,321 18.68 0.24 49,762 316,168
2015-04-07 2015-04-03 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 139,938 992,033 16.42 0.24 33,333 236,302
2015-04-07 2015-04-03 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 139,938 992,033 16.42 0.24 33,333 236,302
2015-02-24 2015-02-23 4 CLNY Colony Financial, Inc.
Common Stock
A - Award 3,482 24,269 16.75
2015-01-07 2015-01-06 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 166,330 1,118,413 17.47 0.30 49,666 333,958
2015-01-07 2015-01-06 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 111,631 852,095 15.08 0.30 33,333 254,436
2015-01-07 2015-01-06 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 111,631 543,508 25.85 0.30 33,333 162,291
2014-10-08 2014-10-08 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 82,860 952,083 9.53 0.60 49,666 570,679
2014-10-08 2014-10-08 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 55,611 740,464 8.12 0.60 33,333 443,834
2014-10-08 2014-10-08 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 55,611 740,464 8.12 0.60 33,333 443,834
2014-07-03 2014-07-01 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 71,043 869,223 8.90 1.43 101,620 1,243,337
2014-07-03 2014-07-01 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 47,680 684,853 7.48 1.43 68,201 979,614
2014-07-03 2014-07-01 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 47,680 376,266 14.51 1.43 68,201 538,211
2014-04-03 2014-04-01 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 41,768 798,180 5.52 1.19 49,666 949,116
2014-04-03 2014-04-01 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 28,032 637,173 4.60 1.19 33,333 757,662
2014-04-03 2014-04-01 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 28,032 637,173 4.60 1.19 33,333 757,662
2014-03-20 2014-02-21 4 CLNY Colony Financial, Inc.
Common Stock
A - Award 3,750 20,787 22.01
2014-01-07 2014-01-02 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 75,665 756,412 11.11 0.66 49,939 499,232
2014-01-07 2014-01-02 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 50,782 609,141 9.09 0.66 33,516 402,033
2014-01-07 2014-01-02 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 50,782 609,141 9.09 0.66 33,516 402,033
2013-10-04 2013-10-01 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 66,542 680,747 10.83 0.75 49,667 508,110
2013-10-04 2013-10-01 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 44,659 558,359 8.69 0.75 33,333 416,759
2013-10-04 2013-10-01 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 44,659 558,359 8.69 0.75 33,333 416,759
2013-07-16 2013-07-10 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 75,723 614,205 14.06 0.66 49,667 402,857
2013-07-16 2013-07-10 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 50,821 513,700 10.98 0.66 33,333 336,936
2013-07-16 2013-07-10 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 50,821 513,700 10.98 0.66 33,333 336,936
2013-04-25 2013-03-21 4 OTC:CICN CICERO INC
Common Stock Purchase Warrants (right to buy)
J - Other 1,200,000 1,200,000
2013-04-25 2013-03-21 4 OTC:CICN CICERO INC
Common Stock, $0.001 par value per share
J - Other 6,000,000 32,262,529 22.85 0.05 300,000 1,613,126
2013-04-11 2013-03-31 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 130,573 538,482 32.01 0.68 88,542 365,145
2013-04-11 2013-03-31 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 112,241 462,879 32.01 0.68 76,111 313,878
2013-04-11 2013-03-31 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 37,413 154,292 32.01 0.68 25,370 104,625
2013-04-11 2013-03-31 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 59,863 246,870 32.01 0.68 40,593 167,403
2013-04-11 2013-03-28 4 APGI AMERICAN POWER GROUP Corp
Common Stock Warrants (right to buy)
C - Conversion 2,908,332 11,633,332 33.33
2013-04-11 2013-03-28 4 APGI AMERICAN POWER GROUP Corp
10% Convertible Preferred Stock
C - Conversion 116 465 33.33
2013-04-11 2013-03-28 4 APGI AMERICAN POWER GROUP Corp
Additional Investment Right (right to buy)
C - Conversion -116 0 -100.00
2013-04-11 2013-03-28 4 APGI AMERICAN POWER GROUP Corp
Common Stock Warrants (right to buy)
C - Conversion 2,499,999 9,999,999 33.33
2013-04-11 2013-03-28 4 APGI AMERICAN POWER GROUP Corp
10% Convertible Preferred Stock
C - Conversion 100 400 33.33
2013-04-11 2013-03-28 4 APGI AMERICAN POWER GROUP Corp
Additional Investment Right (right to buy)
C - Conversion -100 0 -100.00
2013-04-11 2013-03-28 4 APGI AMERICAN POWER GROUP Corp
Common Stock Warrants (right to buy)
C - Conversion 833,333 3,333,333 33.33
2013-04-11 2013-03-28 4 APGI AMERICAN POWER GROUP Corp
10% Convertible Preferred Stock
C - Conversion 33 133 33.33
2013-04-11 2013-03-28 4 APGI AMERICAN POWER GROUP Corp
Additional Investment Right (right to buy)
C - Conversion -33 0 -100.00
2013-04-11 2013-03-28 4 APGI AMERICAN POWER GROUP Corp
Common Stock Warrants (right to buy)
C - Conversion 1,333,333 5,333,333 33.33
2013-04-11 2013-03-28 4 APGI AMERICAN POWER GROUP Corp
10% Convertible Preferred Stock
C - Conversion 53 213 33.33
2013-04-11 2013-03-28 4 APGI AMERICAN POWER GROUP Corp
Additional Investment Right (right to buy)
C - Conversion -53 0 -100.00
2013-03-11 2013-03-08 4 CLNY Colony Financial, Inc.
Common Stock
A - Award 2,279 17,037 15.44
2013-01-03 2012-12-31 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 164,035 407,909 67.26 0.53 87,250 216,967
2013-01-03 2012-12-31 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 141,004 350,638 67.26 0.53 75,000 186,504
2013-01-03 2012-12-31 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 47,001 116,879 67.26 0.53 25,000 62,168
2013-01-03 2012-12-31 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 75,202 187,007 67.26 0.53 40,000 99,469
2012-10-02 2012-09-30 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 161,216 243,874 195.04 0.54 87,250 131,985
2012-10-02 2012-09-30 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 138,581 209,634 195.04 0.54 75,000 113,454
2012-10-02 2012-09-30 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 46,194 69,878 195.04 0.54 25,000 37,818
2012-10-02 2012-09-30 4 APGI AMERICAN POWER GROUP Corp
Common Stock
J - Other 73,910 111,805 195.04 0.54 40,000 60,509
2012-07-03 2012-06-30 4 GMTI GREENMAN TECHNOLOGIES INC
Common Stock
J - Other 87,495 87,495 0.71 62,121 62,121
2012-07-03 2012-06-30 4 GMTI GREENMAN TECHNOLOGIES INC
Common Stock
J - Other 75,211 75,211 0.71 53,400 53,400
2012-07-03 2012-06-30 4 GMTI GREENMAN TECHNOLOGIES INC
Common Stock
J - Other 25,070 25,070 0.71 17,800 17,800
2012-07-03 2012-06-30 4 GMTI GREENMAN TECHNOLOGIES INC
Common Stock
J - Other 40,113 40,113 0.71 28,480 28,480
2012-04-18 2012-03-20 4 CICN CICERO INC
Common shares, $.001 par value
J - Other 21,102,222 26,262,529 408.93 0.15 3,165,333 3,939,379
2012-03-08 2012-03-06 4 CLNY Colony Financial, Inc.
Common Stock
A - Award 2,758 14,758 22.98
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券(例如股票期权)
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券(例如期权)
V
内部人士通过Form 4自愿报告的一笔交易
J
其他(附有交易描述的脚注)