美国通用投资者公司
US ˙ NYSE ˙ US3688021043

介绍

本页面提供了有关 Eugene S Stark 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言，基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是，他们必须通过Form 4向美国证券交易委员会（SEC）报告所有交易。尽管存在这些限制，学术研究表明，整体而言，内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易，排除了作为10b5-1交易计划的一部分的交易。然后，对每笔交易在3、6和12个月的表现进行平均，以生成该笔交易最终的表现指标。然后，将所有交易的表现指标进行平均，计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A"，则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易，或者他们进行的交易距离现在时间太近，无法计算出可靠的表现指标。

更新频率：每日

查看收益最高的的内幕交易者列表。

查看排名最高的内部人士。
报告内部持仓的公司

美国证券交易委员会（SEC）文件显示Eugene S Stark已报告在以下公司拥有持仓或进行了交易：

证券 职位 最新报告的持仓
US:GAM / General American Investors Company, Inc. VP Administration/CCO/PFO 10,000
US:PSEC / Prospect Capital Corporation Director 57,500
Director 0
Director 0
如何解读这些图表

以下图表显示了在Eugene S Stark进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如，如果一笔内部人士交易是在2019年1月1日进行的，该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元，则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%，而从10美元跌至5美元的价格变化将为-50%。

最终，我们将评估内部人士的交易与股价的超额回报（正向或负向）之间的相关性，以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为，我们预期看到（a）买入后的正回报，或者（b）卖出后的负回报。对于情况（a），买入图表将显示一系列向上倾斜的曲线，表示每次买入后都有正回报。对于情况（b），卖出图表将显示一系列向下倾斜的曲线，表示每次卖出后都有负回报。

然而，仅凭这一点还不足以得出结论。例如，如果公司的股价在多年内呈现非周期性上升，我们会预期所有买入后的图表都呈现向上倾斜。同样地，多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下，“买入”图表显示正向信号，而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易，以获得财务优势。

GAM / General American Investors Company, Inc.内部人士买入 - 短期收益分析

在这一部分，我们分析了在 GAM / General American Investors Company, Inc. 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报，以及是否值得跟踪。该分析基于每笔交易后一年的情况，结果仅为理论值。

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数		 报告
价格		 经调整
股数		 经调整
价格		 成本基础 达到最高利润的
天数		 达到最高利润时的
价格		 最高
利润($)		 最高回报率（%）
2025-07-30 GAM Stark Eugene S 177 56.9182 177 56.9182 10,075 43 61.3300 781 7.76
2024-05-29 GAM Stark Eugene S 235 47.7000 235 47.7000 11,210
2023-09-21 GAM Stark Eugene S 250 41.0000 250 41.0000 10,250
2023-08-16 GAM Stark Eugene S 262 41.1000 262 41.1000 10,768
2018-11-23 GAM Stark Eugene S 500 30.6900 500 30.6900 15,345
2017-12-15 GAM Stark Eugene S 700 33.8800 700 33.8800 23,716
2015-08-21 GAM Stark Eugene S 500 32.6700 500 32.6700 16,335
2015-07-02 GAM Stark Eugene S 440 34.7200 440 34.7200 15,277
2015-06-29 GAM Stark Eugene S 1,000 36.6400 1,000 36.6400 36,640

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

GAM / General American Investors Company, Inc. Insider Trades
GAM / General American Investors Company, Inc.内部人士卖出 - 短期亏损分析

在这一部分，我们分析了在 GAM / General American Investors Company, Inc. 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式，可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况，

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数		 报告
价格		 经调整
股数		 经调整
价格		 成本基础 达到最低利润的
天数		 达到最低利润时的
价格		 避免的
最高损失金额($)		 避免的
最高损失率($)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

GAM / General American Investors Company, Inc. Insider Trades
PSEC / Prospect Capital Corporation内部人士买入 - 短期收益分析

在这一部分，我们分析了在 GAM / General American Investors Company, Inc. 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报，以及是否值得跟踪。该分析基于每笔交易后一年的情况，结果仅为理论值。

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数		 报告
价格		 经调整
股数		 经调整
价格		 成本基础 达到最高利润的
天数		 达到最高利润时的
价格		 最高
利润($)		 最高回报率（%）
2024-09-17 PSEC Stark Eugene S 2,500 5.5000 2,500 5.5000 13,750 3 5.4900 -25 -0.18
2023-09-11 PSEC Stark Eugene S 3,000 6.0000 3,000 6.0000 18,000
2022-09-26 PSEC Stark Eugene S 2,000 6.5500 2,000 6.5500 13,100
2022-09-07 PSEC Stark Eugene S 2,000 7.3500 2,000 7.3500 14,700
2021-05-12 PSEC Stark Eugene S 1,000 7.9400 1,000 7.9400 7,940
2021-05-12 PSEC Stark Eugene S 1,000 7.6200 1,000 7.6200 7,620
2020-08-28 PSEC Stark Eugene S 2,500 5.1000 2,500 5.1000 12,750
2019-12-10 PSEC Stark Eugene S 1,000 6.5200 1,000 6.5200 6,520
2018-12-24 PSEC Stark Eugene S 2,500 5.7500 2,500 5.7500 14,375
2018-12-07 PSEC Stark Eugene S 1,000 6.7200 1,000 6.7200 6,720
2018-03-19 PSEC Stark Eugene S 1,000 6.5000 1,000 6.5000 6,500
2017-08-30 PSEC Stark Eugene S 1,000 6.7500 1,000 6.7500 6,750
2017-05-11 PSEC Stark Eugene S 2,000 8.1500 2,000 8.1500 16,300
2017-03-09 PSEC Stark Eugene S 1,000 8.9500 1,000 8.9500 8,950
2016-11-10 PSEC Stark Eugene S 1,000 7.6500 1,000 7.6500 7,650
2016-09-01 PSEC Stark Eugene S 2,000 8.4000 2,000 8.4000 16,800
2016-05-12 PSEC Stark Eugene S 1,000 7.4500 1,000 7.4500 7,450
2015-11-11 PSEC Stark Eugene S 1,000 7.3000 1,000 7.3000 7,300
2015-09-01 PSEC Stark Eugene S 1,000 7.4700 1,000 7.4700 7,470
2015-05-08 PSEC Stark Eugene S 2,000 8.0000 2,000 8.0000 16,000
2015-02-11 PSEC Stark Eugene S 1,000 8.5000 1,000 8.5000 8,500
2014-12-12 PSEC Stark Eugene S 4,000 8.2000 4,000 8.2000 32,800
2014-11-10 PSEC Stark Eugene S 1,512 9.4000 1,512 9.4000 14,213
2014-08-28 PSEC Stark Eugene S 2,000 10.2500 2,000 10.2500 20,500
2014-08-27 PSEC Stark Eugene S 2,000 10.3900 2,000 10.3900 20,780
2014-06-12 PSEC Stark Eugene S 1,000 10.2700 1,000 10.2700 10,270
2014-02-06 PSEC Stark Eugene S 1,000 11.1000 1,000 11.1000 11,100
2013-08-23 PSEC Stark Eugene S 500 11.2500 500 11.2500 5,625
2013-05-08 PSEC Stark Eugene S 500 10.8800 500 10.8800 5,440
2012-11-14 PSEC Stark Eugene S 500 10.0000 500 10.0000 5,000
2012-05-15 PSEC Stark Eugene S 500 10.8500 500 10.8500 5,425

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

PSEC / Prospect Capital Corporation Insider Trades
PSEC / Prospect Capital Corporation内部人士卖出 - 短期亏损分析

在这一部分，我们分析了在 GAM / General American Investors Company, Inc. 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式，可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况，

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数		 报告
价格		 经调整
股数		 经调整
价格		 成本基础 达到最低利润的
天数		 达到最低利润时的
价格		 避免的
最高损失金额($)		 避免的
最高损失率($)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

PSEC / Prospect Capital Corporation Insider Trades
内幕交易历史

该表格显示了由 Eugene S Stark 进行的所有内幕交易的完整列表，这些交易已向美国证券交易委员会（SEC）披露。

备案日期 交易日期 表格 股票代码 证券 代码 10b5-1 股数 剩余股数 %
变化		 每股
股价		 交易
金额		 剩余
金额
2025-07-30 2025-07-30 4 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		P - Purchase 177 10,000 1.80 56.92 10,075 569,182
2025-07-30 2025-03-07 4 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 48 9,823 0.49 50.98 2,447 500,777
2025-05-22 2025-05-22 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 500 12,000 4.35 24.80 12,400 297,600
2025-05-22 2025-05-22 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 500 12,000 4.35 24.80 12,400 297,600
2025-03-07 2025-03-07 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 5,000 19,500 34.48 24.70 123,500 481,650
2025-03-06 2025-03-06 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 2,500 14,500 20.83 25.00 62,500 362,500
2025-02-05 2024-12-31 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 8,648 89,637 10.68
2025-02-05 2024-12-27 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 775 9,775 8.61 52.26 40,502 510,842
2024-12-31 2024-12-30 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 250 4,000 6.67 25.00 6,250 100,000
2024-12-31 2024-12-30 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 250 4,000 6.67 25.00 6,250 100,000
2024-09-19 2024-09-17 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 2,500 57,500 4.55 5.50 13,750 316,252
2024-06-17 2024-06-14 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 147 12,000 1.24 24.70 3,631 296,400
2024-06-17 2024-06-14 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 1,826 11,853 18.21 24.76 45,212 293,480
2024-05-30 2024-05-29 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 27 10,027 0.27 24.65 666 247,166
2024-05-30 2024-05-29 4 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		P - Purchase 235 9,000 2.68 47.70 11,210 429,300
2024-04-10 2024-04-10 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 2,500 10,000 33.33 25.00 62,500 250,000
2024-01-31 2023-12-31 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 6,548 80,989 8.80
2024-01-31 2023-12-28 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 515 8,765 6.24 42.44 21,857 371,987
2023-09-28 2023-09-28 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 2,500 7,500 50.00 24.40 61,000 183,000
2023-09-22 2023-09-21 4 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		P - Purchase 250 8,250 3.12 41.00 10,250 338,250
2023-09-13 2023-09-11 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 3,000 55,000 5.77 6.00 18,000 330,002
2023-08-16 2023-08-16 4 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		P - Purchase 262 8,000 3.39 41.10 10,768 328,800
2023-02-08 2022-12-31 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 4,688 74,441 6.72
2023-02-08 2022-12-29 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 208 7,738 2.76 36.14 7,516 279,613
2023-02-08 2022-02-18 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 91 7,531 1.22 40.79 3,712 307,189
2022-09-28 2022-09-26 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 2,000 52,000 4.00 6.55 13,100 340,602
2022-09-09 2022-09-07 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 2,000 50,000 4.17 7.35 14,700 367,503
2022-01-21 2021-12-31 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 6,510 69,753 10.29
2022-01-21 2021-12-30 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 496 7,440 7.14 42.70 21,179 317,688
2022-01-21 2021-02-19 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 44 6,944 0.64 38.79 1,707 269,358
2021-08-13 2021-08-11 4 PRIFA Priority Income Fund, Inc.
6.375% Series A Term Preferred Stock Due 2025 		J - Other -4,000 0 -100.00 25.00 -100,000
2021-05-14 2021-05-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,000 48,000 2.13 7.62 7,620 365,763
2021-05-14 2021-05-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,000 47,000 2.17 7.94 7,940 373,183
2021-02-05 2020-12-31 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 5,988 63,243 10.46
2021-02-05 2020-12-30 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 439 6,900 6.79 36.82 16,166 254,092
2020-09-01 2020-08-28 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 2,500 46,000 5.75 5.10 12,750 234,602
2020-02-07 2019-12-31 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 4,349 57,255 8.22
2020-02-07 2019-12-30 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 404 6,461 6.67 36.78 14,859 237,636
2019-12-12 2019-12-10 4 PRIFA Priority Income Fund, Inc.
6.375% Series A Term Preferred Stock Due 2025 		P - Purchase 2,000 4,000 100.00 24.90 49,800 99,600
2019-12-12 2019-12-10 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,000 43,500 2.35 6.52 6,520 283,622
2019-06-24 2019-06-20 4 PRIFA Priority Income Fund, Inc.
6.375% Series A Term Preferred Stock Due 2025 		P - Purchase 625 2,000 45.45 24.95 15,594 49,900
2019-06-20 2019-06-18 4 PRIFA Priority Income Fund, Inc.
6.375% Series A Term Preferred Stock Due 2025 		P - Purchase 500 1,375 57.14 24.95 12,475 34,306
2019-06-19 2019-06-17 4 PRIFA Priority Income Fund, Inc.
6.375% Series A Term Preferred Stock Due 2025 		P - Purchase 500 875 133.33 24.95 12,475 21,831
2019-06-18 2019-06-14 4 PRIFA Priority Income Fund, Inc.
6.375% Series A Term Preferred Stock Due 2025 		P - Purchase 375 375 24.90 9,338 9,338
2019-04-11 3 N/A TP Flexible Income Fund, Inc.
Common Stock 		0
2019-02-11 2018-12-31 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 6,321 52,906 13.57
2019-02-11 2018-12-28 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 386 6,058 6.81 30.16 11,640 182,679
2018-12-27 2018-12-24 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 2,500 42,500 6.25 5.75 14,375 244,377
2018-12-11 2018-12-07 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,000 40,000 2.56 6.72 6,720 268,802
2018-11-26 2018-11-23 4 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		P - Purchase 500 5,672 9.67 30.69 15,345 174,074
2018-03-21 2018-03-19 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,000 39,000 2.63 6.50 6,500 253,502
2018-02-01 2017-12-29 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 5,972 46,585 14.70
2018-02-01 2017-12-29 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 395 5,098 8.40 33.58 13,262 171,165
2017-12-26 2017-12-26 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 600 11,250 5.63 26.35 15,810 296,438
2017-12-22 2017-12-22 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 900 10,650 9.23 26.35 23,715 280,628
2017-12-21 2017-12-21 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 500 3,750 15.38 26.31 13,153 98,648
2017-12-18 2017-12-15 4 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		P - Purchase 700 4,703 17.49 33.88 23,716 159,338
2017-09-01 2017-08-30 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,000 38,000 2.70 6.75 6,750 256,502
2017-08-07 2017-08-07 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 250 3,250 8.33 26.35 6,588 85,638
2017-08-07 2017-08-07 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 750 9,750 8.33 26.35 19,762 256,912
2017-07-03 2017-06-30 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 250 3,000 9.09 26.60 6,650 79,800
2017-07-03 2017-06-30 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 750 9,000 9.09 26.60 19,950 239,400
2017-05-15 2017-05-11 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 2,000 37,000 5.71 8.15 16,300 301,553
2017-03-13 2017-03-09 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,000 35,000 2.94 8.95 8,950 313,253
2017-03-03 2017-03-03 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 250 2,750 10.00 25.79 6,448 70,922
2017-03-03 2017-03-03 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 750 8,250 10.00 25.79 19,342 212,768
2017-02-10 2016-12-30 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 5,662 40,613 16.20
2017-02-10 2016-12-30 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 357 4,003 9.79 31.38 11,201 125,594
2017-02-10 2016-02-01 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 13 3,646 0.36 27.75 361 101,176
2016-11-14 2016-11-10 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,000 34,000 3.03 7.65 7,650 260,103
2016-09-22 2016-09-22 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 750 7,500 11.11 26.50 19,875 198,750
2016-09-22 2016-09-21 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 250 2,500 11.11 26.50 6,625 66,250
2016-09-07 2016-09-06 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 750 6,750 12.50 26.80 20,100 180,900
2016-09-06 2016-09-01 4 PSEC PROSPECT CAPITAL CORP
Common Stock 		P - Purchase 2,000 33,000 6.45 8.40 16,800 277,203
2016-06-22 2016-06-22 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 250 2,250 12.50 26.32 6,579 59,209
2016-05-18 2016-05-18 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 750 6,000 14.29 26.73 20,048 160,380
2016-05-18 2016-05-17 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 250 2,000 14.29 26.75 6,688 53,500
2016-05-16 2016-05-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,000 31,000 3.33 7.45 7,450 230,953
2016-03-15 2016-03-14 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		A - Award 250 1,750 16.67 27.10 6,775 47,425
2016-03-15 2016-03-14 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		A - Award 750 5,250 16.67 27.15 20,362 142,538
2016-02-10 2015-12-31 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 2,959 34,951 9.25
2016-02-10 2015-12-30 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 132 3,633 3.77 30.81 4,067 111,933
2015-12-07 2015-12-04 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 250 1,500 20.00 26.25 6,562 39,375
2015-12-07 2015-12-04 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 750 4,500 20.00 26.25 19,688 118,125
2015-11-13 2015-11-11 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,000 30,000 3.45 7.30 7,300 219,003
2015-09-03 2015-09-01 4 PSEC PROSPECT CAPITAL CORP
Common Stock 		P - Purchase 1,000 29,000 3.57 7.47 7,470 216,633
2015-08-21 2015-08-21 4 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		P - Purchase 500 3,501 16.66 32.67 16,335 114,378
2015-07-02 2015-07-02 4 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		P - Purchase 440 3,001 17.18 34.72 15,277 104,195
2015-06-30 2015-06-29 4 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		P - Purchase 1,000 2,561 64.06 36.64 36,640 93,835
2015-06-10 2015-06-10 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 250 1,250 25.00 26.14 6,535 32,675
2015-06-10 2015-06-10 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 750 3,750 25.00 26.14 19,605 98,025
2015-05-12 2015-05-08 4 PSEC PROSPECT CAPITAL CORP
Common Stock 		P - Purchase 2,000 28,000 7.69 8.00 16,000 224,003
2015-03-10 2015-03-10 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 900 3,000 42.86 26.15 23,535 78,450
2015-02-13 2015-02-11 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,000 26,000 4.00 8.50 8,500 221,003
2015-01-22 2014-12-31 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 4,505 31,992 16.39
2015-01-22 2014-12-30 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 142 1,561 10.01 35.21 5,000 54,963
2014-12-15 2014-12-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 4,000 25,000 19.05 8.20 32,800 205,003
2014-12-11 2014-12-09 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 300 1,000 42.86 25.75 7,725 25,750
2014-11-12 2014-11-10 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,512 21,000 7.76 9.40 14,213 197,403
2014-08-29 2014-08-28 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 2,000 19,488 11.44 10.25 20,500 199,756
2014-08-29 2014-08-27 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 2,000 17,488 12.91 10.39 20,780 181,704
2014-06-16 2014-06-12 4 PSEC PROSPECT CAPITAL CORP
Common Stock 		P - Purchase 1,000 15,488 6.90 10.27 10,270 159,065
2014-02-10 2014-02-06 4 PSEC PROSPECT CAPITAL CORP
Common Stock 		P - Purchase 1,000 14,488 7.41 11.10 11,100 160,821
2014-01-10 2013-12-31 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 3,375 27,487 14.00
2014-01-10 2013-12-30 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 81 1,419 6.05 34.48 2,792 48,920
2014-01-10 2013-01-31 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 26 1,338 1.98 29.06 756 38,882
2013-10-10 2013-10-10 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 300 700 75.00 25.25 7,575 17,675
2013-10-10 2013-10-10 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 900 2,100 75.00 25.25 22,725 53,025
2013-08-27 2013-08-23 4 PSEC PROSPECT CAPITAL CORP
Common Stock 		P - Purchase 500 13,488 3.85 11.25 5,625 151,744
2013-08-23 2013-08-22 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 600 1,200 100.00 25.40 15,240 30,480
2013-05-09 2013-05-08 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 500 12,988 4.00 10.88 5,440 141,313
2013-02-06 2012-12-31 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 3,607 24,112 17.59
2013-02-06 2012-12-28 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 62 1,312 4.96 28.14 1,744 36,913
2012-12-21 2012-12-20 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		W - Other 5,000 5,000 25.44 127,195 127,195
2012-11-16 2012-11-14 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 500 12,488 4.17 10.00 5,000 124,883
2012-08-14 2012-08-14 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		S - Sale -1,000 0 -100.00 26.01 -26,010
2012-08-08 2012-08-07 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		S - Sale -1,000 1,000 -50.00 26.05 -26,050 26,050
2012-05-17 2012-05-15 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 500 11,988 4.35 10.85 5,425 130,074
2012-03-19 2012-03-16 4 GAM GENERAL AMERICAN INVESTORS CO INC
5.95% Preferred Stock 		P - Purchase 200 600 50.00 25.40 5,080 15,240
2012-01-23 2011-12-31 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 2,365 20,505 13.04
2012-01-23 2011-12-23 5 GAM GENERAL AMERICAN INVESTORS CO INC
Common Stock 		J - Other 24 1,250 1.96 25.48 612 31,850
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券（例如股票期权）
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券（例如期权）
V
内部人士通过Form 4自愿报告的一笔交易
J
其他（附有交易描述的脚注）