独立酒吧娱乐公司
US ˙ OTCPK

介绍

本页面提供了有关 David E Smith 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言，基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是，他们必须通过Form 4向美国证券交易委员会（SEC）报告所有交易。尽管存在这些限制，学术研究表明，整体而言，内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易，排除了作为10b5-1交易计划的一部分的交易。然后，对每笔交易在3、6和12个月的表现进行平均，以生成该笔交易最终的表现指标。然后，将所有交易的表现指标进行平均，计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A"，则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易，或者他们进行的交易距离现在时间太近，无法计算出可靠的表现指标。

更新频率：每日

查看收益最高的的内幕交易者列表。

查看排名最高的内部人士。
报告内部持仓的公司

美国证券交易委员会（SEC）文件显示David E Smith已报告在以下公司拥有持仓或进行了交易：

证券 职位 最新报告的持仓
US:OTRKQ / Ontrak, Inc. 911,772
US:IPUB / indiePub Entertainment, Inc. 10% Owner 53,994,496
US:MOC / Command Security Corp. 10% Owner 934,285
如何解读这些图表

以下图表显示了在David E Smith进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如，如果一笔内部人士交易是在2019年1月1日进行的，该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元，则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%，而从10美元跌至5美元的价格变化将为-50%。

最终，我们将评估内部人士的交易与股价的超额回报（正向或负向）之间的相关性，以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为，我们预期看到（a）买入后的正回报，或者（b）卖出后的负回报。对于情况（a），买入图表将显示一系列向上倾斜的曲线，表示每次买入后都有正回报。对于情况（b），卖出图表将显示一系列向下倾斜的曲线，表示每次卖出后都有负回报。

然而，仅凭这一点还不足以得出结论。例如，如果公司的股价在多年内呈现非周期性上升，我们会预期所有买入后的图表都呈现向上倾斜。同样地，多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下，“买入”图表显示正向信号，而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易，以获得财务优势。

IPUB / indiePub Entertainment, Inc.内部人士买入 - 短期收益分析

在这一部分，我们分析了在 IPUB / indiePub Entertainment, Inc. 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报，以及是否值得跟踪。该分析基于每笔交易后一年的情况，结果仅为理论值。

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数		 报告
价格		 经调整
股数		 经调整
价格		 成本基础 达到最高利润的
天数		 达到最高利润时的
价格		 最高
利润($)		 最高回报率（%）
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

IPUB / indiePub Entertainment, Inc. Insider Trades
IPUB / indiePub Entertainment, Inc.内部人士卖出 - 短期亏损分析

在这一部分，我们分析了在 IPUB / indiePub Entertainment, Inc. 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式，可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况，

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数		 报告
价格		 经调整
股数		 经调整
价格		 成本基础 达到最低利润的
天数		 达到最低利润时的
价格		 避免的
最高损失金额($)		 避免的
最高损失率($)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

IPUB / indiePub Entertainment, Inc. Insider Trades
OTRKQ / Ontrak, Inc.内部人士买入 - 短期收益分析

在这一部分，我们分析了在 IPUB / indiePub Entertainment, Inc. 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报，以及是否值得跟踪。该分析基于每笔交易后一年的情况，结果仅为理论值。

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数		 报告
价格		 经调整
股数		 经调整
价格		 成本基础 达到最高利润的
天数		 达到最高利润时的
价格		 最高
利润($)		 最高回报率（%）
2015-10-16 CATS Smith David E 956,667 0.3000 956,667 0.3000 287,000 731
2014-05-27 CATS:OTC Smith David E 344,828 0.5800 344,828 0.5800 200,000
2013-10-15 CATS:OTC Smith David E 862,069 0.5800 862,069 0.5800 500,000
2013-04-10 CATS:OTC Smith David E 3,257,143 0.0700 3,257,143 0.0700 228,000

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

OTRKQ / Ontrak, Inc. Insider Trades
OTRKQ / Ontrak, Inc.内部人士卖出 - 短期亏损分析

在这一部分，我们分析了在 IPUB / indiePub Entertainment, Inc. 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式，可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况，

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数		 报告
价格		 经调整
股数		 经调整
价格		 成本基础 达到最低利润的
天数		 达到最低利润时的
价格		 避免的
最高损失金额($)		 避免的
最高损失率($)
2020-02-19 CATS Smith David E 71,852 18.8023 71,852 18.8023 1,350,983 33
2020-02-06 CATS Smith David E 796 18.8437 796 18.8437 15,000
2020-02-05 CATS Smith David E 25,256 18.7992 25,256 18.7992 474,793
2019-05-15 CATS Smith David E 42,229 18.4450 42,229 18.4450 778,914
2019-05-14 CATS Smith David E 10,000 18.2700 10,000 18.2700 182,700
2019-05-13 CATS Smith David E 24,500 18.1441 24,500 18.1441 444,530
2019-05-10 CATS Smith David E 500 18.2400 500 18.2400 9,120
2019-05-09 CATS Smith David E 16,192 17.2600 16,192 17.2600 279,474
2019-05-08 CATS Smith David E 27,893 17.1642 27,893 17.1642 478,761
2019-05-07 CATS Smith David E 136,138 16.4175 136,138 16.4175 2,235,046
2019-04-29 CATS Smith David E 5,023 15.9800 5,023 15.9800 80,268
2019-04-26 CATS Smith David E 45,792 15.7588 45,792 15.7588 721,627
2019-04-25 CATS Smith David E 76,789 15.2755 76,789 15.2755 1,172,990
2019-04-24 CATS Smith David E 58,984 14.6091 58,984 14.6091 861,703
2019-04-11 CATS Smith David E 99 13.8800 99 13.8800 1,374
2019-04-02 CATS Smith David E 8,724 14.0500 8,724 14.0500 122,572
2019-04-02 CATS Smith David E 23,090 14.0900 23,090 14.0900 325,338
2019-03-26 CATS Smith David E 16,276 13.9200 16,276 13.9200 226,562
2019-03-26 CATS Smith David E 10,439 13.8400 10,439 13.8400 144,476
2019-03-25 CATS Smith David E 16,322 13.8000 16,322 13.8000 225,244
2019-03-22 CATS Smith David E 100 13.9500 100 13.9500 1,395
2019-03-21 CATS Smith David E 7,543 13.9500 7,543 13.9500 105,225
2019-03-19 CATS Smith David E 5,176 14.1900 5,176 14.1900 73,447
2019-03-19 CATS Smith David E 15,596 14.1915 15,596 14.1915 221,331
2019-03-19 CATS Smith David E 12,355 14.1000 12,355 14.1000 174,206
2019-03-19 CATS Smith David E 14,824 14.2346 14,824 14.2346 211,014
2019-03-18 CATS:OTC Smith David E 16,470 14.1100 16,470 14.1100 232,392
2019-03-15 CATS:OTC Smith David E 11,175 14.1900 11,175 14.1900 158,573

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

OTRKQ / Ontrak, Inc. Insider Trades
内幕交易历史

该表格显示了由 David E Smith 进行的所有内幕交易的完整列表，这些交易已向美国证券交易委员会（SEC）披露。

备案日期 交易日期 表格 股票代码 证券 代码 10b5-1 股数 剩余股数 %
变化		 每股
股价		 交易
金额		 剩余
金额
2020-02-21 2020-02-19 4 CATS CATASYS, INC.
Common Stock, par value $0.0001 per share 		S - Sale -71,852 911,772 -7.30 18.80 -1,350,983 17,143,411
2020-02-21 2020-02-06 4 CATS CATASYS, INC.
Common Stock, par value $0.0001 per share 		S - Sale -796 983,624 -0.08 18.84 -15,000 18,535,116
2020-02-10 2020-02-06 4 CATS CATASYS, INC.
Common Stock, par value $0.0001 per share 		S - Sale -796 983,624 -0.08 18.84 -15,000 18,535,116
2020-02-07 2020-02-05 4 CATS CATASYS, INC.
Common Stock, par value $0.0001 per share 		S - Sale -25,256 984,420 -2.50 18.80 -474,793 18,506,308
2019-05-16 2019-05-15 4 CATS CATASYS, INC.
Common Stock, par value $0.0001 per share 		S - Sale -42,229 1,350,154 -3.03 18.44 -778,914 24,903,591
2019-05-15 2019-05-14 4 CATS CATASYS, INC.
Common Stock, par value $0.0001 per share 		S - Sale -10,000 1,402,383 -0.71 18.27 -182,700 25,621,537
2019-05-15 2019-05-13 4 CATS CATASYS, INC.
Common Stock, par value $0.0001 per share 		S - Sale -24,500 1,402,383 -1.72 18.14 -444,530 25,444,977
2019-05-10 2019-05-10 4 CATS CATASYS, INC.
Common Stock, par value $0.0001 per share 		S - Sale -500 1,426,883 -0.04 18.24 -9,120 26,026,346
2019-05-10 2019-05-09 4 CATS CATASYS, INC.
Common Stock, par value $0.0001 per share 		S - Sale -16,192 1,427,383 -1.12 17.26 -279,474 24,636,631
2019-05-08 2019-05-08 4 CATS CATASYS, INC.
Common Stock, par value $0.0001 per share 		S - Sale -27,893 1,443,575 -1.90 17.16 -478,761 24,777,810
2019-05-08 2019-05-07 4 CATS CATASYS, INC.
Common Stock, par value $0.0001 per share 		S - Sale -136,138 1,471,468 -8.47 16.42 -2,235,046 24,157,826
2019-04-29 2019-04-29 4 CATS CATASYS, INC.
Common Stock, par value $0.0001 per share 		S - Sale -5,023 1,607,606 -0.31 15.98 -80,268 25,689,544
2019-04-29 2019-04-26 4 CATS CATASYS, INC.
Common Stock, par value $0.0001 per share 		S - Sale -45,792 1,612,629 -2.76 15.76 -721,627 25,413,098
2019-04-25 2019-04-25 4 CATS CATASYS, INC.
Common Stock, par value $0.0001 per share 		S - Sale -76,789 1,658,421 -4.43 15.28 -1,172,990 25,333,210
2019-04-25 2019-04-24 4 CATS CATASYS, INC.
Common Stock, par value $0.0001 per share 		S - Sale -58,984 1,735,210 -3.29 14.61 -861,703 25,349,856
2019-04-11 2019-04-11 4 CATS CATASYS, INC.
Common Stock, par value $0.0001 per share 		S - Sale -99 1,794,194 -0.01 13.88 -1,374 24,903,413
2019-04-03 2019-04-02 4 CATS CATASYS, INC.
Common Stock, par value $0.0001 per share 		S - Sale -23,090 1,794,293 -1.27 14.09 -325,338 25,281,588
2019-04-03 2019-04-02 4 CATS CATASYS, INC.
Common Stock, par value $0.0001 per share 		S - Sale -8,724 1,817,383 -0.48 14.05 -122,572 25,534,231
2019-03-26 2019-03-26 4 CATS CATASYS, INC.
Common Stock, par value $0.0001 per share 		S - Sale -10,439 1,826,107 -0.57 13.84 -144,476 25,273,321
2019-03-26 2019-03-26 4 CATS CATASYS, INC.
Common Stock, par value $0.0001 per share 		S - Sale -16,276 1,836,546 -0.88 13.92 -226,562 25,564,720
2019-03-26 2019-03-25 4 CATS CATASYS, INC.
Common Stock, par value $0.0001 per share 		S - Sale -16,322 1,852,822 -0.87 13.80 -225,244 25,568,944
2019-03-22 2019-03-22 4 CATS CATASYS, INC.
Common Stock, par value $0.0001 per share 		S - Sale -100 1,869,144 -0.01 13.95 -1,395 26,074,559
2019-03-22 2019-03-21 4 CATS CATASYS, INC.
Common Stock, par value $0.0001 per share 		S - Sale -7,543 1,869,244 -0.40 13.95 -105,225 26,075,954
2019-03-21 2019-03-19 4 CATS CATASYS, INC.
Common Stock, par value $0.0001 per share 		S - Sale -14,824 1,876,787 -0.78 14.23 -211,014 26,715,312
2019-03-21 2019-03-19 4 CATS CATASYS, INC.
Common Stock, par value $0.0001 per share 		S - Sale -12,355 1,891,611 -0.65 14.10 -174,206 26,671,715
2019-03-21 2019-03-19 4 CATS CATASYS, INC.
Common Stock, par value $0.0001 per share 		S - Sale -15,596 1,903,966 -0.81 14.19 -221,331 27,020,133
2019-03-21 2019-03-19 4 CATS CATASYS, INC.
Common Stock, par value $0.0001 per share 		S - Sale -5,176 1,919,562 -0.27 14.19 -73,447 27,238,585
2019-03-19 2019-03-18 4 CATS:OTC CATASYS, INC.
Common Stock, par value $0.0001 per share 		S - Sale -16,470 1,924,738 -0.85 14.11 -232,392 27,158,053
2019-03-19 2019-03-15 4 CATS:OTC CATASYS, INC.
Common Stock, par value $0.0001 per share 		S - Sale -11,175 1,941,208 -0.57 14.19 -158,573 27,545,742
2018-08-03 2018-08-02 4 CATS CATASYS, INC.
Stock Option to purchase Common Stock 		A - Award 32,715 32,715
2017-12-21 2017-12-19 4 CATS CATASYS, INC.
Stock Option to purchase Common Stock 		A - Award 52,836 52,836
2017-05-02 2017-04-28 4 CATS:OTC CATASYS, INC.
Common Stock, par value $0.0001 per share 		J - Other 61,690 1,952,383 3.26 0.80 49,352 1,561,906
2017-03-31 2017-03-31 4 CATS:OTC CATASYS, INC.
Convertible Debenture 		C - Conversion 0
2017-03-31 2017-03-31 4 CATS:OTC CATASYS, INC.
Common Stock, par value $0.0001 per share 		C - Conversion 360,058 11,344,156 3.28 0.85 306,049 9,642,533
2017-03-16 2017-03-15 4 CATS:OTC CATASYS, INC.
Convertible Debenture 		C - Conversion 0
2017-03-16 2017-03-15 4 CATS:OTC CATASYS, INC.
Common Stock, par value $0.0001 per share 		C - Conversion 927,024 10,984,098 9.22 1.10 1,019,726 12,082,508
2017-02-09 2017-01-31 4 CATS:OTC CATASYS, INC.
Warrant 		J - Other 88,235 88,235
2017-01-04 2016-12-29 4 CATS:OTC CATASYS, INC.
Convertible Debenture 		J - Other 352,942 352,942
2017-01-04 2016-12-29 4 CATS:OTC CATASYS, INC.
Warrant 		J - Other 264,706 264,706
2016-12-20 2016-12-15 4 CATS:OTC CATASYS, INC.
Convertible Debenture 		J - Other 909,091 909,091
2016-12-20 2016-12-15 4 CATS:OTC CATASYS, INC.
Warrant 		J - Other 363,636 363,636
2016-08-17 2016-08-15 4 CATS:OTC CATASYS, INC.
Warrant 		J - Other 318,182 318,182
2015-10-20 2015-10-16 4 CATS CATASYS, INC.
Common Stock, par value $0.0001 per share 		P - Purchase 956,667 10,057,072 10.51 0.30 287,000 3,017,122
2015-05-20 2015-05-18 4 CATS CATASYS, INC.
Warrant 		J - Other -344,828 0 -100.00
2015-05-20 2015-05-18 4 CATS CATASYS, INC.
Warrant 		J - Other -862,069 0 -100.00
2015-05-20 2015-05-18 4 CATS CATASYS, INC.
Warrant 		J - Other -325,715 0 -100.00
2015-05-20 2015-05-18 4 CATS CATASYS, INC.
Warrant 		J - Other -714,286 0 -100.00
2015-05-20 2015-05-18 4 CATS CATASYS, INC.
Warrant 		J - Other -665,000 0 -100.00
2015-05-20 2015-05-18 4 CATS CATASYS, INC.
Warrant 		J - Other -690,000 0 -100.00
2015-05-20 2015-05-18 4 CATS CATASYS, INC.
Warrant 		J - Other -831,250 0 -100.00
2015-05-20 2015-05-18 4 CATS CATASYS, INC.
Common Stock, par value $0.0001 per share 		J - Other 344,828 9,105,407 3.94
2015-05-20 2015-05-18 4 CATS CATASYS, INC.
Common Stock, par value $0.0001 per share 		J - Other 862,069 8,760,579 10.91
2015-05-20 2015-05-18 4 CATS CATASYS, INC.
Common Stock, par value $0.0001 per share 		J - Other 325,715 7,898,510 4.30
2015-05-20 2015-05-18 4 CATS CATASYS, INC.
Common Stock, par value $0.0001 per share 		J - Other 714,286 7,572,795 10.41
2015-05-20 2015-05-18 4 CATS CATASYS, INC.
Common Stock, par value $0.0001 per share 		J - Other 665,000 6,858,509 10.74
2015-05-20 2015-05-18 4 CATS CATASYS, INC.
Common Stock, par value $0.0001 per share 		J - Other 690,000 6,193,509 12.54
2015-05-20 2015-05-18 4 CATS CATASYS, INC.
Common Stock, par value $0.0001 per share 		J - Other 831,250 5,503,509 17.79
2015-04-28 2015-02-17 4 CATS CATASYS, INC.
Stock Option to purchase Common Stock 		A - Award 200,000 200,000
2014-05-29 2014-05-27 4 CATS:OTC CATASYS, INC.
Warrant 		P - Purchase 344,828 344,828
2014-05-29 2014-05-27 4 CATS:OTC CATASYS, INC.
Common Stock 		P - Purchase 344,828 3,287,973 11.72 0.58 200,000 1,907,024
2013-10-17 2013-10-15 4 CATS:OTC CATASYS, INC.
Warrant 		P - Purchase 862,069 862,069
2013-10-17 2013-10-15 4 CATS:OTC CATASYS, INC.
Common Stock 		P - Purchase 862,069 1,187,783 264.67 0.58 500,000 688,914
2013-04-25 2013-04-23 4 IPUB IndiePub Entertainment, Inc.
Convertible Loan 		J - Other 666,667 53,994,496 1.25 100,000.00 66,666,700,000 5,399,449,600,000
2013-04-16 2013-04-12 4 IPUB IndiePub Entertainment, Inc.
Convertible Loan 		J - Other 666,667 53,327,829 1.27 100,000.00 66,666,700,000 5,332,782,900,000
2013-04-12 2013-04-10 4 CATS:OTC CATASYS, INC.
Warrant 		P - Purchase 3,257,143 3,257,143
2013-04-12 2013-04-10 4 CATS:OTC CATASYS, INC.
Common Stock 		P - Purchase 3,257,143 3,257,143 0.07 228,000 228,000
2013-03-13 2013-03-11 4 IPUB IndiePub Entertainment, Inc.
Convertible Loan 		J - Other 1,166,667 52,661,163 2.27 175,000.00 204,166,725,000 9,215,703,525,000
2013-02-28 2013-02-26 4 IPUB IndiePub Entertainment, Inc.
Convertible Loan 		J - Other 1,433,333 51,494,496 2.86 215,000.00 308,166,595,000 11,071,316,640,000
2013-02-19 2013-02-15 4 IPUB IndiePub Entertainment, Inc.
Convertible Loan 		J - Other 277,780 50,061,163 0.56 41,667.00 11,574,259,260 2,085,898,478,721
2013-02-19 2013-02-14 4 IPUB IndiePub Entertainment, Inc.
Convertible Loan 		J - Other 555,553 49,783,383 1.13 83,333.00 46,295,898,149 4,148,598,655,539
2013-02-19 2013-01-29 4 IPUB IndiePub Entertainment, Inc.
Convertible Loan 		J - Other 666,667 49,227,830 1.37 100,000.00 66,666,700,000 4,922,783,000,000
2013-01-28 2013-01-28 4 IPUB IndiePub Entertainment, Inc.
Convertible Loan 		J - Other 1,923,898 48,561,163 4.13 288,585.00 555,208,104,330 14,014,023,224,355
2013-01-28 2013-01-24 4 IPUB IndiePub Entertainment, Inc.
Convertible Loan 		J - Other 444,447 46,637,265 0.96 66,667.00 29,629,948,149 3,109,166,545,755
2013-01-15 2013-01-11 4 IPUB IndiePub Entertainment, Inc.
Convertible Loan 		J - Other 888,887 46,192,818 1.96 133,333.00 118,517,970,371 6,159,027,002,394
2012-12-31 2012-12-27 4 IPUB IndiePub Entertainment, Inc.
Convertible Loan 		J - Other 1,333,334 45,303,931 3.03 100,000.00 133,333,400,000 4,530,393,100,000
2012-12-17 2012-12-13 4 IPUB IndiePub Entertainment, Inc.
Convertible Loan 		J - Other 1,333,334 44,637,265 3.08 200,000.00 266,666,800,000 8,927,453,000,000
2012-12-06 2012-12-05 4 MOC COMMAND SECURITY CORP
Common Stock 		S - Sale -600,000 934,285 -39.11 1.60 -960,000 1,494,856
2012-12-06 2012-12-04 4 CATS:OTC CATASYS, INC.
Warrant 		P - Purchase 7,142,858 7,142,858
2012-12-06 2012-12-04 4 CATS:OTC CATASYS, INC.
Common Stock 		A - Award 7,142,858 31,440,709 29.40 0.07 500,000 2,200,850
2012-11-30 2012-11-28 4 IPUB IndiePub Entertainment, Inc.
Warrant 		J - Other -4,000,000 0 -100.00
2012-11-30 2012-11-28 4 IPUB IndiePub Entertainment, Inc.
Warrant 		J - Other -10,952,775 0 -100.00
2012-11-30 2012-11-28 4 IPUB IndiePub Entertainment, Inc.
Convertible Loan 		J - Other 1,681,200 43,303,931 4.04 252,180.00 423,965,016,000 10,920,385,319,580
2012-11-14 2012-11-13 4 IPUB IndiePub Entertainment, Inc.
Convertible Loan 		J - Other 122,833 15,608,524 0.79 49,133.00 6,035,153,789 766,893,609,692
2012-11-14 2012-11-09 4 IPUB IndiePub Entertainment, Inc.
Convertible Loan 		J - Other 246,717 15,485,691 1.62 98,687.00 24,347,760,579 1,528,236,387,717
2012-11-14 2012-09-01 4 IPUB IndiePub Entertainment, Inc.
Convertible Loan 		J - Other 25,000 13,588,974 0.18 10,000.00 250,000,000 135,889,740,000
2012-11-14 2012-07-23 4 IPUB IndiePub Entertainment, Inc.
Convertible Loan 		J - Other 25,000 10,977,775 0.23 10,000.00 250,000,000 109,777,750,000
2012-10-16 2012-10-16 4 IPUB IndiePub Entertainment, Inc.
Convertible Loan 		J - Other 234,412 15,188,974 1.57 93,765.00 21,979,641,180 1,424,194,147,110
2012-10-16 2012-10-12 4 IPUB IndiePub Entertainment, Inc.
Convertible Loan 		J - Other 353,088 14,954,562 2.42 141,235.00 49,868,383,680 2,112,107,564,070
2012-10-01 2012-09-28 4 IPUB IndiePub Entertainment, Inc.
Convertible Loan 		J - Other 50,000 14,601,474 0.34 20,000.00 1,000,000,000 292,029,480,000
2012-10-01 2012-09-27 4 IPUB IndiePub Entertainment, Inc.
Convertible Loan 		J - Other 462,500 14,551,474 3.28 185,000.00 85,562,500,000 2,692,022,690,000
2012-09-24 2012-09-24 4 IPUB IndiePub Entertainment, Inc.
Convertible Loan 		J - Other 5,000 14,088,974 0.04 2,000.00 10,000,000 28,177,948,000
2012-09-24 2012-09-20 4 IPUB IndiePub Entertainment, Inc.
Convertible Loan 		J - Other 170,000 14,083,974 1.22 68,000.00 11,560,000,000 957,710,232,000
2012-09-17 2012-09-17 4 IPUB IndiePub Entertainment, Inc.
Convertible Loan 		J - Other 62,500 13,913,974 0.45 25,000.00 1,562,500,000 347,849,350,000
2012-09-17 2012-09-13 4 IPUB IndiePub Entertainment, Inc.
Convertible Loan 		J - Other 112,500 13,851,474 0.82 45,000.00 5,062,500,000 623,316,330,000
2012-09-13 2012-09-13 4 CATS:OTC CATASYS, INC.
Common Stock 		A - Award 6,650,000 24,297,851 37.68 0.10 665,000 2,429,785
2012-09-13 2012-09-12 4 CATS:OTC CATASYS, INC.
Warrant 		A - Award 6,650,000 6,650,000
2012-09-12 2012-09-11 4 IPUB IndiePub Entertainment, Inc.
Convertible Loan 		J - Other 175,000 13,738,974 1.29 70,000.00 12,250,000,000 961,728,180,000
2012-08-30 2012-08-30 4 IPUB IndiePub Entertainment, Inc.
Convertible Loan 		J - Other 362,500 13,563,974 2.75 145,000.00 52,562,500,000 1,966,776,230,000
2012-08-23 2012-08-23 4 IPUB IndiePub Entertainment, Inc.
Convertible Loan 		J - Other 150,000 13,201,474 1.15 60,000.00 9,000,000,000 792,088,440,000
2012-08-15 2012-08-13 4 IPUB IndiePub Entertainment, Inc.
Convertible Loan 		J - Other 1,312,500 13,051,474 11.18 525,000.00 689,062,500,000 6,852,023,850,000
2012-08-01 2012-07-30 4 IPUB Zoo Entertainment, Inc
Warrant 		J - Other 4,000,000 4,000,000
2012-08-01 2012-07-30 4 IPUB Zoo Entertainment, Inc
Convertible Loan 		J - Other 786,199 11,738,974 7.18 314,480.00 247,243,861,520 3,691,672,543,520
2012-06-14 2012-06-14 4 IPUB Zoo Entertainment, Inc
Convertible Loan 		J - Other 307,300 10,952,775 2.89 122,920.00 37,773,316,000 1,346,315,103,000
2012-06-14 2012-06-12 4 IPUB Zoo Entertainment, Inc
Convertible Loan 		J - Other 563,380 10,645,475 5.59 225,352.00 126,958,809,760 2,398,979,082,200
2012-05-23 2012-05-21 4 ZOOG Zoo Entertainment, Inc
Convertible Loan 		J - Other 687,500 10,082,095 7.32 275,000.00 189,062,500,000 2,772,576,125,000
2012-05-10 2012-05-08 4 ZOOG Zoo Entertainment, Inc
Convertible Loan 		J - Other 625,000 9,394,595 7.13 250,000.00 156,250,000,000 2,348,648,750,000
2012-05-10 2012-05-07 4 ZOOG Zoo Entertainment, Inc
Warrant 		J - Other 359,712 359,712
2012-05-10 2012-05-07 4 ZOOG Zoo Entertainment, Inc
Warrant 		J - Other -359,712 0 -100.00
2012-05-10 2012-05-07 4 ZOOG Zoo Entertainment, Inc
Common Stock 		J - Other 1,839,706 1,839,706
2012-05-10 2012-05-07 4 ZOOG Zoo Entertainment, Inc
Common Stock 		J - Other -1,839,706 0 -100.00
2012-05-09 2012-05-07 4 MOC COMMAND SECURITY CORP
Common Stock 		J - Other 1,534,285 1,534,285
2012-05-09 2012-05-07 4 MOC COMMAND SECURITY CORP
Common Stock 		J - Other -1,534,285 0 -100.00
2012-04-20 2012-04-12 4 ZOOG Zoo Entertainment, Inc
Common Stock 		J - Other 4,661 4,661
2012-04-20 2012-04-12 4 ZOOG Zoo Entertainment, Inc
Common Stock 		J - Other -10,803 0 -100.00
2012-04-20 2012-04-18 4 CATS:OTC CATASYS, INC.
Warrant 		A - Award 8,312,500 8,312,500
2012-04-20 2012-04-18 4 CATS:OTC CATASYS, INC.
Common Stock 		A - Award 8,312,500 17,647,851 89.04 0.16 1,330,000 2,823,656
2012-03-28 2012-03-26 4 ZOOG Zoo Entertainment, Inc
Convertible Loan 		J - Other 700,000 8,769,595 8.67 280,000.00 196,000,000,000 2,455,486,600,000
2012-03-21 2012-03-19 4 ZOOG Zoo Entertainment, Inc
Convertible Loan 		J - Other 312,500 8,069,595 4.03 125,000.00 39,062,500,000 1,008,699,375,000
2012-03-14 2012-03-13 4 ZOOG Zoo Entertainment, Inc
Convertible Loan 		J - Other 1,721,700 7,757,095 28.53 688,680.00 1,185,700,356,000 5,342,156,184,600
2012-03-13 2012-03-09 4 ZOOG Zoo Entertainment, Inc
Warrant 		J - Other 10,952,775 10,952,775
2012-03-13 2012-03-09 4 ZOOG Zoo Entertainment, Inc
Convertible Loan 		J - Other 6,035,395 6,035,395 2,414,158.00 14,570,397,122,410 14,570,397,122,410
2012-02-13 2012-02-10 4 MOC COMMAND SECURITY CORP
Common Stock 		P - Purchase 65,000 1,534,285 4.42 1.59 103,337 2,439,206
2012-02-09 2012-02-07 4 MOC COMMAND SECURITY CORP
Common Stock 		P - Purchase 19,082 1,469,285 1.32 1.61 30,665 2,361,141
2012-02-09 2012-02-02 4 MOC COMMAND SECURITY CORP
Common Stock 		P - Purchase 4,201 1,450,203 0.29 1.61 6,764 2,334,827
2012-02-09 2012-01-30 4 MOC COMMAND SECURITY CORP
Common Stock 		P - Purchase 1,817 1,446,002 0.13 1.61 2,925 2,328,063
2012-02-01 2011-12-27 4 CATS CATASYS, INC.
Warrant 		J - Other 1 1
2012-02-01 2011-12-27 4 CATS CATASYS, INC.
Warrant 		J - Other -1 0 -100.00
2012-02-01 2011-12-27 4 CATS CATASYS, INC.
Senior Secured Convertible Note 		C - Conversion -1 0 -100.00
2012-02-01 2011-12-27 4 CATS CATASYS, INC.
Common Stock, par value $0.0001 per share 		C - Conversion 4,069,435 9,335,351 77.28
2012-01-27 2012-01-26 4 MOC COMMAND SECURITY CORP
Common Stock 		P - Purchase 2,200 1,444,185 0.15 1.61 3,540 2,323,694
2012-01-27 2012-01-25 4 MOC COMMAND SECURITY CORP
Common Stock 		P - Purchase 4,800 1,441,985 0.33 1.60 7,670 2,304,292
2012-01-27 2012-01-24 4 MOC COMMAND SECURITY CORP
Common Stock 		P - Purchase 1,800 1,437,185 0.13 1.61 2,898 2,313,868
2012-01-20 2012-01-19 4 MOC COMMAND SECURITY CORP
Common Stock 		P - Purchase 6,100 1,435,385 0.43 1.61 9,821 2,310,970
2012-01-20 2012-01-18 4 MOC COMMAND SECURITY CORP
Common Stock 		P - Purchase 9,000 1,429,285 0.63 1.61 14,490 2,301,149
2012-01-20 2012-01-17 4 MOC COMMAND SECURITY CORP
Common Stock 		P - Purchase 2,900 1,420,285 0.20 1.60 4,640 2,272,456
2012-01-13 2012-01-11 4 MOC COMMAND SECURITY CORP
Common Stock 		P - Purchase 9,900 1,417,385 0.70 1.61 15,899 2,276,320
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券（例如股票期权）
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券（例如期权）
V
内部人士通过Form 4自愿报告的一笔交易
J
其他（附有交易描述的脚注）