TetraLogic 制药公司
US ˙ OTCPK

介绍

本页面提供了有关 Nicholas Simon 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言,基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是,他们必须通过Form 4向美国证券交易委员会(SEC)报告所有交易。尽管存在这些限制,学术研究表明,整体而言,内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易,排除了作为10b5-1交易计划的一部分的交易。然后,对每笔交易在3、6和12个月的表现进行平均,以生成该笔交易最终的表现指标。然后,将所有交易的表现指标进行平均,计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A",则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易,或者他们进行的交易距离现在时间太近,无法计算出可靠的表现指标。

更新频率:每日

查看收益最高的的内幕交易者列表。

报告内部持仓的公司

美国证券交易委员会(SEC)文件显示Nicholas Simon已报告在以下公司拥有持仓或进行了交易:

证券 职位 最新报告的持仓
US:SIEN / Sientra, Inc. Director 101,569
US:GRTS / Gritstone bio, Inc. Director, 10% Owner 12,500
US:ETTX / Entasis Therapeutics Holdings Inc 10% Owner 0
US:FTSV / Forty Seven, Inc. 10% Owner 0
US:HAIR / Restoration Robotics, Inc. 10% Owner 0
US:TLOG / TetraLogic Pharmaceuticals Corporation 10% Owner 2,214,523
10% Owner 2,237,377
US:OPHT / Ophthotech Corp 10% Owner 0
US:AERI / Aerie Pharmaceuticals Inc 10% Owner 0
US:GMED / Globus Medical, Inc. 0
Director 22,078
US:ZGNX / Zogenix Inc 10% Owner 9,482,439
US:AVNR / Avanir Pharmaceuticals Inc 10% Owner 12
如何解读这些图表

以下图表显示了在Nicholas Simon进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如,如果一笔内部人士交易是在2019年1月1日进行的,该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元,则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%,而从10美元跌至5美元的价格变化将为-50%。

最终,我们将评估内部人士的交易与股价的超额回报(正向或负向)之间的相关性,以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为,我们预期看到(a)买入后的正回报,或者(b)卖出后的负回报。对于情况(a),买入图表将显示一系列向上倾斜的曲线,表示每次买入后都有正回报。对于情况(b),卖出图表将显示一系列向下倾斜的曲线,表示每次卖出后都有负回报。

然而,仅凭这一点还不足以得出结论。例如,如果公司的股价在多年内呈现非周期性上升,我们会预期所有买入后的图表都呈现向上倾斜。同样地,多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下,“买入”图表显示正向信号,而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易,以获得财务优势。

TLOG / TetraLogic Pharmaceuticals Corporation内部人士买入 - 短期收益分析

在这一部分,我们分析了在 TLOG / TetraLogic Pharmaceuticals Corporation 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
2013-12-17 TLOG Clarus Lifesciences II, L.P. 1,425,063 7.0000 1,425,063 7.0000 9,975,441 31 12.25 7,481,581 75.00

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

TLOG / TetraLogic Pharmaceuticals Corporation Insider Trades
TLOG / TetraLogic Pharmaceuticals Corporation内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 TLOG / TetraLogic Pharmaceuticals Corporation 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
2016-02-09 TLOG Clarus Lifesciences II, L.P. 230,507 0.1600 230,507 0.1600 36,881 317 0.0301 -29,943 -81.19
2016-02-08 TLOG Clarus Lifesciences II, L.P. 103,123 0.1900 103,123 0.1900 19,593
2016-02-05 TLOG Clarus Lifesciences II, L.P. 832,881 0.2000 832,881 0.2000 166,576
2016-02-04 TLOG Clarus Lifesciences II, L.P. 500,026 0.1400 500,026 0.1400 70,004
2016-02-03 TLOG Clarus Lifesciences II, L.P. 82,583 0.1500 82,583 0.1500 12,387
2016-02-02 TLOG Clarus Lifesciences II, L.P. 176,306 0.1700 176,306 0.1700 29,972
2016-02-01 TLOG Clarus Lifesciences II, L.P. 140,000 0.2000 140,000 0.2000 28,000
2016-01-29 TLOG Clarus Lifesciences II, L.P. 52,826 0.2600 52,826 0.2600 13,735
2016-01-28 TLOG Clarus Lifesciences II, L.P. 32,521 0.2600 32,521 0.2600 8,455
2016-01-27 TLOG Clarus Lifesciences II, L.P. 209,984 0.2700 209,984 0.2700 56,696
2016-01-26 TLOG Clarus Lifesciences II, L.P. 69,425 0.3000 69,425 0.3000 20,828

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

TLOG / TetraLogic Pharmaceuticals Corporation Insider Trades
VERO / Venus Concept Inc.内部人士买入 - 短期收益分析

在这一部分,我们分析了在 TLOG / TetraLogic Pharmaceuticals Corporation 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

VERO / Venus Concept Inc. Insider Trades
VERO / Venus Concept Inc.内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 TLOG / TetraLogic Pharmaceuticals Corporation 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

VERO / Venus Concept Inc. Insider Trades
内幕交易历史

该表格显示了由 Nicholas Simon 进行的所有内幕交易的完整列表,这些交易已向美国证券交易委员会(SEC)披露。

备案日期 交易日期 表格 股票代码 证券 代码 10b5-1 股数 剩余股数 %
变化
每股
股价
交易
金额
剩余
金额
2021-06-15 2021-06-10 4 SIEN Sientra, Inc.
Common Stock
A - Award 16,870 101,569 19.92
2020-06-22 2020-06-18 4 GRTS Gritstone Oncology, Inc.
Stock Option (Right to Buy)
A - Award 12,500 12,500
2020-06-09 2020-06-05 4 SIEN Sientra, Inc.
Common Stock (RSUs)
A - Award 27,717 84,699 48.64
2019-06-20 2019-06-19 4 GRTS Gritstone Oncology, Inc.
Stock Option (Right to Buy)
A - Award 8,570 8,570
2019-06-18 2019-06-14 4 SIEN Sientra, Inc.
Common Stock (RSUs)
A - Award 19,320 56,982 51.30
2018-10-02 2018-10-02 4 GRTS Gritstone Oncology, Inc.
Series B Convertible Preferred Stock
C - Conversion -668,896 0 -100.00
2018-10-02 2018-10-02 4 GRTS Gritstone Oncology, Inc.
Series A Convertible Preferred Stock
C - Conversion -1,565,216 0 -100.00
2018-10-02 2018-10-02 4 GRTS Gritstone Oncology, Inc.
Common Stock
C - Conversion 2,234,112 2,567,445 670.23
2018-10-02 2018-09-28 4 GRTS Gritstone Oncology, Inc.
Common Stock
P - Purchase 333,333 333,333 15.00 4,999,995 4,999,995
2018-10-02 2018-09-28 4 ETTX Entasis Therapeutics Holdings Inc.
Series B-1 Tranche B Convertible Preferred Stock
C - Conversion -8,552,024 0 -100.00
2018-10-02 2018-09-28 4 ETTX Entasis Therapeutics Holdings Inc.
Series B-1 Tranche A Convertible Preferred Stock
C - Conversion -6,702,213 0 -100.00
2018-10-02 2018-09-28 4 ETTX Entasis Therapeutics Holdings Inc.
Series B Convertible Preferred Stock
C - Conversion -7,500,000 0 -100.00
2018-10-02 2018-09-28 4 ETTX Entasis Therapeutics Holdings Inc.
Common Stock
P - Purchase 453,395 1,623,405 38.75 15.00 6,800,925 24,351,075
2018-10-02 2018-09-28 4 ETTX Entasis Therapeutics Holdings Inc.
Common Stock
C - Conversion 412,583 1,170,010 54.47
2018-10-02 2018-09-28 4 ETTX Entasis Therapeutics Holdings Inc.
Common Stock
C - Conversion 323,341 685,170 89.36
2018-10-02 2018-09-28 4 ETTX Entasis Therapeutics Holdings Inc.
Common Stock
C - Conversion 361,829 361,829
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Series B Preferred Stock
C - Conversion -1,922,682 0 -100.00
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Series A-2 Preferred Stock
C - Conversion -755,780 0 -100.00
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Series A-1 Preferred Stock
C - Conversion -938,489 0 -100.00
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
P - Purchase 200,000 3,816,951 5.53 16.00 3,200,000 61,071,216
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
C - Conversion 1,922,682 3,616,951 113.48
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
C - Conversion 755,780 1,694,269 80.53
2018-07-02 2018-07-02 4 FTSV Forty Seven, Inc.
Common Stock
C - Conversion 938,489 938,489
2018-06-07 2018-06-05 4 SIEN Sientra, Inc.
Common Stock (RSUs)
A - Award 6,116 37,662 19.39 20.44 125,011 769,811
2017-10-17 2017-10-16 4 HAIR Restoration Robotics Inc
Series C Preferred Stock
C - Conversion -3,389,105 0 -100.00
2017-10-17 2017-10-16 4 HAIR Restoration Robotics Inc
Convertible Promissory Note
C - Conversion 0
2017-10-17 2017-10-16 4 HAIR Restoration Robotics Inc
Common Stock
C - Conversion 180,881 3,569,986 5.34 7.00 1,266,167 24,989,902
2017-10-17 2017-10-16 4 HAIR Restoration Robotics Inc
Common Stock
C - Conversion 3,389,105 3,389,105
2017-10-13 2017-10-11 4 HAIR Restoration Robotics Inc
Convertible Promissory Note
J - Other 1,259,269.79
2017-06-26 2017-06-22 4 SIEN Sientra, Inc.
Common Stock
A - Award 12,861 31,546 68.83 9.72 125,009 306,627
2016-06-27 2016-06-23 4 SIEN Sientra, Inc.
Common Stock
A - Award 18,685 18,685 6.69 125,003 125,003
2016-02-10 2016-02-09 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
Common Stock
S - Sale -230,507 2,214,523 -9.43 0.16 -36,881 354,324
2016-02-10 2016-02-08 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
Common Stock
S - Sale -103,123 2,445,030 -4.05 0.19 -19,593 464,556
2016-02-05 2016-02-05 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
Common Stock
S - Sale -832,881 2,548,153 -24.63 0.20 -166,576 509,631
2016-02-05 2016-02-04 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
Common Stock
S - Sale -500,026 3,381,034 -12.88 0.14 -70,004 473,345
2016-02-05 2016-02-03 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
Common Stock
S - Sale -82,583 3,881,060 -2.08 0.15 -12,387 582,159
2016-02-02 2016-02-02 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
Common Stock
S - Sale -176,306 3,963,643 -4.26 0.17 -29,972 673,819
2016-02-02 2016-02-01 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
Common Stock
S - Sale -140,000 4,139,949 -3.27 0.20 -28,000 827,990
2016-02-02 2016-01-29 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
Common Stock
S - Sale -52,826 4,279,949 -1.22 0.26 -13,735 1,112,787
2016-01-28 2016-01-28 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
Common Stock
S - Sale -32,521 4,332,775 -0.74 0.26 -8,455 1,126,522
2016-01-28 2016-01-27 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
Common Stock
S - Sale -209,984 4,365,296 -4.59 0.27 -56,696 1,178,630
2016-01-28 2016-01-26 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
Common Stock
S - Sale -69,425 4,575,280 -1.49 0.30 -20,828 1,372,584
2015-08-17 2015-06-26 4 SIEN Sientra, Inc.
Stock Option (right to buy)
A - Award 7,037 7,037
2015-06-17 2015-06-16 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
S - Sale -39,701 2,237,377 -1.74 14.30 -567,724 31,994,491
2015-06-17 2015-06-15 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
S - Sale -1,529 2,277,078 -0.07 14.27 -21,819 32,493,903
2015-06-12 2015-06-12 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
S - Sale -6,430 2,278,607 -0.28 14.25 -91,628 32,470,150
2015-06-12 2015-06-11 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
S - Sale -25,168 2,285,037 -1.09 14.27 -359,147 32,607,478
2015-06-10 2015-06-10 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
S - Sale -8,987 2,310,205 -0.39 14.32 -128,694 33,082,136
2015-06-10 2015-06-09 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
S - Sale -13,000 2,319,192 -0.56 14.26 -185,380 33,071,678
2015-06-10 2015-06-08 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
S - Sale -2,662 2,332,192 -0.11 14.25 -37,934 33,233,736
2015-06-03 2015-06-03 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
S - Sale -10,450 2,334,854 -0.45 14.32 -149,644 33,435,109
2015-06-03 2015-06-02 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
S - Sale -11,014 2,345,304 -0.47 14.25 -156,950 33,420,582
2015-06-03 2015-06-01 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
S - Sale -15,010 2,356,318 -0.63 14.29 -214,493 33,671,784
2015-05-28 2015-05-26 4 OPHT Ophthotech Corp.
Common Stock
J - Other -1,554,744 0 -100.00
2015-03-24 2015-03-23 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
S - Sale -26,300 2,371,328 -1.10 14.44 -379,772 34,241,976
2015-03-24 2015-03-20 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
S - Sale -27,115 2,397,628 -1.12 14.53 -393,981 34,837,535
2015-03-19 2015-03-19 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
S - Sale -50,012 2,424,743 -2.02 14.61 -730,675 35,425,495
2015-03-19 2015-03-18 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
S - Sale -25,000 2,474,755 -1.00 14.68 -367,000 36,329,403
2015-03-19 2015-03-17 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
S - Sale -79,307 2,499,755 -3.08 14.67 -1,163,434 36,671,406
2015-01-30 2015-01-28 4 AERI AERIE PHARMACEUTICALS INC
Common Stock
J - Other -3,139,447 0 -100.00
2015-01-30 2013-10-25 4/A AERI AERIE PHARMACEUTICALS INC
Common Stock Warrant
C - Conversion 184,812 0 -100.00
2015-01-30 2013-10-25 4/A AERI AERIE PHARMACEUTICALS INC
Series B Preferred Warrant
C - Conversion -184,812 0 -100.00
2015-01-30 2013-10-25 4/A AERI AERIE PHARMACEUTICALS INC
Common Stock
P - Purchase 321,000 3,468,494 10.20 10.00 3,210,000 34,684,940
2015-01-12 2015-01-08 4 AERI AERIE PHARMACEUTICALS INC
Common Stock
S - Sale -175,000 3,324,259 -5.00 31.11 -5,444,250 103,417,697
2015-01-06 2015-01-05 4 AERI AERIE PHARMACEUTICALS INC
Common Stock
S - Sale -10,200 3,499,259 -0.29 31.11 -317,322 108,861,947
2015-01-06 2015-01-05 4 AERI AERIE PHARMACEUTICALS INC
Common Stock
S - Sale -13,420 3,509,459 -0.38 30.67 -411,591 107,635,108
2014-12-30 2014-12-29 4 AERI AERIE PHARMACEUTICALS INC
Common Stock
S - Sale -6,214 3,522,879 -0.18 30.03 -186,606 105,792,056
2014-12-30 2014-12-26 4 AERI AERIE PHARMACEUTICALS INC
Common Stock
S - Sale -74,510 3,529,093 -2.07 30.05 -2,239,026 106,049,245
2014-12-24 2014-12-23 4 AERI AERIE PHARMACEUTICALS INC
Common Stock
S - Sale -263 3,603,603 -0.01 30.00 -7,890 108,108,090
2014-12-24 2014-12-22 4 AERI AERIE PHARMACEUTICALS INC
Common Stock
S - Sale -49,441 3,603,866 -1.35 30.36 -1,501,029 109,413,372
2014-10-28 3 SIEN Sientra, Inc.
Common Stock
5,461,530
2014-10-28 3 SIEN Sientra, Inc.
Common Stock
5,461,530
2014-06-16 2014-06-11 4 AERI AERIE PHARMACEUTICALS INC
Option (right to buy)
A - Award 13,500 13,500
2014-06-11 2014-06-11 4 OPHT Ophthotech Corp.
Common Stock
S - Sale -500 4,500 -10.00 44.32 -22,160 199,440
2014-06-11 2014-06-11 4 OPHT Ophthotech Corp.
Common Stock
S - Sale -29,217 2,843,564 -1.02 44.53 -1,301,074 126,627,886
2014-06-11 2014-06-10 4 OPHT Ophthotech Corp.
Common Stock
S - Sale -200 2,872,781 -0.01 46.80 -9,360 134,446,151
2014-06-11 2014-06-10 4 OPHT Ophthotech Corp.
Common Stock
S - Sale -36,880 2,872,981 -1.27 45.90 -1,692,630 131,857,187
2014-06-11 2014-06-10 4 OPHT Ophthotech Corp.
Common Stock
S - Sale -79,824 2,909,861 -2.67 44.66 -3,564,988 129,956,138
2014-06-11 2014-06-09 4 OPHT Ophthotech Corp.
Common Stock
S - Sale -39,362 2,989,685 -1.30 46.78 -1,841,500 139,868,526
2014-06-11 2014-06-09 4 OPHT Ophthotech Corp.
Common Stock
S - Sale -25,697 3,029,047 -0.84 46.02 -1,182,463 139,383,415
2013-12-19 2013-12-17 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
Warrants
X - Other -23,282 0 -100.00 6.40 -149,056
2013-12-19 2013-12-17 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
Convertible Notes
C - Conversion -853,416 0 -100.00
2013-12-19 2013-12-17 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
Series C Convertible Preferred Stock
C - Conversion -2,342,944 0 -100.00
2013-12-19 2013-12-17 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
Common Stock
X - Other 23,282 4,644,705 0.50 6.40 149,056 29,736,330
2013-12-19 2013-12-17 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
Common Stock
C - Conversion 853,416 4,621,423 22.65 7.00 5,973,912 32,349,961
2013-12-19 2013-12-17 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
Common Stock
C - Conversion 2,342,944 3,768,007 164.41
2013-12-19 2013-12-17 4 TLOG TETRALOGIC PHARMACEUTICALS CORP
Common Stock
P - Purchase 1,425,063 1,425,063 7.00 9,975,441 9,975,441
2013-11-25 2013-11-22 4 OXFD Oxford Immunotec Global PLC
Series G Preferred Ordinary Shares
C - Conversion -203,439 0 -100.00
2013-11-25 2013-11-22 4 OXFD Oxford Immunotec Global PLC
Series F Preferred Ordinary Shares
C - Conversion -553,859 0 -100.00
2013-11-25 2013-11-22 4 OXFD Oxford Immunotec Global PLC
Series E Preferred Ordinary Shares
C - Conversion -1,239,308 0 -100.00
2013-11-25 2013-11-22 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
C - Conversion -582,456 0 -100.00
2013-11-25 2013-11-22 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
C - Conversion 203,439 2,579,062 8.56
2013-11-25 2013-11-22 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
C - Conversion 553,859 2,375,623 30.40
2013-11-25 2013-11-22 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
C - Conversion 1,239,308 1,821,764 212.77
2013-11-25 2013-11-22 4 OXFD Oxford Immunotec Global PLC
Ordinary Shares
C - Conversion 582,456 582,456
2013-10-28 2013-10-25 4 AERI AERIE PHARMACEUTICALS INC
Convertible Notes
C - Conversion -420,222 0 -100.00
2013-10-28 2013-10-25 4 AERI AERIE PHARMACEUTICALS INC
Series B Warrants
C - Conversion -184,812 0 -100.00
2013-10-28 2013-10-25 4 AERI AERIE PHARMACEUTICALS INC
Series B Convertible Preferred Stock
C - Conversion -2,727,272 0 -100.00
2013-10-28 2013-10-25 4 AERI AERIE PHARMACEUTICALS INC
Common Stock
P - Purchase 321,000 3,653,306 9.63 10.00 3,210,000 36,533,060
2013-10-28 2013-10-25 4 AERI AERIE PHARMACEUTICALS INC
Common Stock
C - Conversion 184,812 3,332,306 5.87 0.05 9,241 166,615
2013-10-28 2013-10-25 4 AERI AERIE PHARMACEUTICALS INC
Common Stock
C - Conversion 420,222 3,147,494 15.41
2013-10-28 2013-10-25 4 AERI AERIE PHARMACEUTICALS INC
Common Stock
C - Conversion 2,727,272 2,727,272
2013-10-02 2013-09-30 4 OPHT Ophthotech Corp.
Series C Preferred Stock
C - Conversion -186,027 0 -100.00
2013-10-02 2013-09-30 4 OPHT Ophthotech Corp.
Series B Preferred Stock
C - Conversion -2,542,373 0 -100.00
2013-10-02 2013-09-30 4 OPHT Ophthotech Corp.
Common Stock
C - Conversion 186,027 2,728,390 7.32
2013-10-02 2013-09-30 4 OPHT Ophthotech Corp.
Common Stock
C - Conversion 2,542,373 2,542,373
2013-09-04 2013-09-03 4 GMED GLOBUS MEDICAL INC
Class A Common Stock
J - Other -7,244,201 0 -100.00
2012-08-10 2012-08-08 4 GMED GLOBUS MEDICAL INC
Series E Preferred Stock
C - Conversion -7,444,168 0 -100.00
2012-08-10 2012-08-08 4 GMED GLOBUS MEDICAL INC
Class A Common Stock
S - Sale -804,232 7,244,201 -9.99 11.16 -8,975,229 80,845,283
2012-08-10 2012-08-08 4 GMED GLOBUS MEDICAL INC
Class A Common Stock
C - Conversion 7,444,168 8,048,433 1,231.94
2012-08-02 3 GMED GLOBUS MEDICAL INC
Class A Common Stock
604,265
2012-06-06 2012-06-04 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
J - Other 22,078 22,078
2012-06-06 2012-06-04 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
J - Other 51,515 51,515
2012-06-04 2012-05-31 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock Warrant (right to buy)
X - Other -1,290,922 0 -100.00
2012-06-04 2012-05-31 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock Warrant (right to buy)
X - Other -1,706,426 0 -100.00
2012-06-04 2012-05-31 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
S - Sale -708,810 10,942,471 -6.08 7.49 -5,311,255 81,994,124
2012-06-04 2012-05-31 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
S - Sale -608,146 11,651,281 -4.96 7.49 -4,556,960 87,305,379
2012-06-04 2012-05-31 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
X - Other 1,706,426 12,259,427 16.17 3.11 5,311,251 38,157,467
2012-06-04 2012-05-31 4 ACHN ACHILLION PHARMACEUTICALS INC
Common Stock
X - Other 1,290,922 10,553,001 13.94 3.53 4,556,955 37,252,094
2011-09-20 2011-09-16 4 ZGNX ZOGENIX, INC.
Common Stock
P - Purchase 3,500,000 9,482,439 58.50 2.00 7,000,000 18,964,878
2010-12-07 2010-12-03 4 AVNR AVANIR PHARMACEUTICALS, INC.
Common Stock
J - Other -6,669,204 12 -100.00
2010-11-10 2010-11-09 4 AVNR AVANIR PHARMACEUTICALS, INC.
Common Stock
S - Sale -1,200,000 6,669,216 -15.25 4.81 -5,773,920 32,089,600
2010-11-10 2010-11-08 4 AVNR AVANIR PHARMACEUTICALS, INC.
Common Stock
S - Sale -44,626 7,869,216 -0.56 5.10 -227,593 40,133,002
2010-11-05 2010-11-05 4 AVNR AVANIR PHARMACEUTICALS, INC.
Common Stock
S - Sale -332,572 7,913,842 -4.03 4.80 -1,597,377 38,010,975
2010-11-05 2010-11-03 4 AVNR AVANIR PHARMACEUTICALS, INC.
Common Stock
S - Sale -1,400,106 8,246,414 -14.51 4.52 -6,332,539 37,297,706
2010-11-02 2010-11-02 4 AVNR AVANIR PHARMACEUTICALS, INC.
Common Stock
S - Sale -1,290,871 9,646,520 -11.80 4.49 -5,800,400 43,345,673
2010-11-02 2010-11-01 4 AVNR AVANIR PHARMACEUTICALS, INC.
Common Stock
S - Sale -2,478,142 10,937,391 -18.47 5.36 -13,273,424 58,582,854
2010-11-02 2010-10-29 4 AVNR AVANIR PHARMACEUTICALS, INC.
Common Stock
S - Sale -1,424,947 13,415,533 -9.60 5.06 -7,215,647 67,933,576
2010-10-12 2010-10-11 4 AVNR AVANIR PHARMACEUTICALS, INC.
Common Stock
S - Sale -311,000 14,840,480 -2.05 3.52 -1,093,445 52,177,644
2010-10-12 2010-10-08 4 AVNR AVANIR PHARMACEUTICALS, INC.
Common Stock
S - Sale -240,838 15,151,480 -1.56 3.47 -836,792 52,643,817
2010-07-15 2010-07-13 4 AVNR AVANIR PHARMACEUTICALS, INC.
Common Stock
S - Sale -165,000 15,392,318 -1.06 3.53 -583,143 54,399,530
2008-04-11 3 AVNR AVANIR PHARMACEUTICALS
Class A Common Stock
15,557,318
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券(例如股票期权)
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券(例如期权)
V
内部人士通过Form 4自愿报告的一笔交易
J
其他(附有交易描述的脚注)