介绍

本页面提供了有关 James Schuermann 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言,基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是,他们必须通过Form 4向美国证券交易委员会(SEC)报告所有交易。尽管存在这些限制,学术研究表明,整体而言,内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易,排除了作为10b5-1交易计划的一部分的交易。然后,对每笔交易在3、6和12个月的表现进行平均,以生成该笔交易最终的表现指标。然后,将所有交易的表现指标进行平均,计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A",则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易,或者他们进行的交易距离现在时间太近,无法计算出可靠的表现指标。

更新频率:每日

查看收益最高的的内幕交易者列表。

报告内部持仓的公司

美国证券交易委员会(SEC)文件显示James Schuermann已报告在以下公司拥有持仓或进行了交易:

证券 职位 最新报告的持仓
US:AVDR / New Age Alpha Trust - AVDR US LargeCap Leading ETF Chief Business Officer 0
US:HTWR / Heartware International Inc. SVP, Sales & Marketing 0
如何解读这些图表

以下图表显示了在James Schuermann进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如,如果一笔内部人士交易是在2019年1月1日进行的,该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元,则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%,而从10美元跌至5美元的价格变化将为-50%。

最终,我们将评估内部人士的交易与股价的超额回报(正向或负向)之间的相关性,以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为,我们预期看到(a)买入后的正回报,或者(b)卖出后的负回报。对于情况(a),买入图表将显示一系列向上倾斜的曲线,表示每次买入后都有正回报。对于情况(b),卖出图表将显示一系列向下倾斜的曲线,表示每次卖出后都有负回报。

然而,仅凭这一点还不足以得出结论。例如,如果公司的股价在多年内呈现非周期性上升,我们会预期所有买入后的图表都呈现向上倾斜。同样地,多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下,“买入”图表显示正向信号,而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易,以获得财务优势。

内幕交易历史

该表格显示了由 James Schuermann 进行的所有内幕交易的完整列表,这些交易已向美国证券交易委员会(SEC)披露。

备案日期 交易日期 表格 股票代码 证券 代码 10b5-1 股数 剩余股数 %
变化
每股
股价
交易
金额
剩余
金额
2019-11-25 2019-11-21 4 AVDR AVEDRO INC
Restricted Stock Units
D - Sale to Issuer -14,130 0 -100.00
2019-11-25 2019-11-21 4 AVDR AVEDRO INC
Employee Stock Option (right to buy)
D - Sale to Issuer -148,699 0 -100.00
2019-11-25 2019-11-21 4 AVDR AVEDRO INC
Employee Stock Option (right to buy)
D - Sale to Issuer -49,438 0 -100.00
2019-11-25 2019-11-21 4 AVDR AVEDRO INC
Common Stock
D - Sale to Issuer -942 0 -100.00
2019-09-05 2019-09-03 4 AVDR AVEDRO INC
Restricted Stock Units
M - Exercise -942 14,130 -6.25
2019-09-05 2019-09-03 4 AVDR AVEDRO INC
Common Stock
M - Exercise 942 942
2019-06-18 2019-06-14 4 AVDR AVEDRO INC
Restricted Stock Units
A - Award 15,072 15,072
2019-02-19 2019-02-19 4 AVDR AVEDRO INC
Employee Stock Option (right to buy)
A - Award 49,438 49,438
2016-08-24 2016-08-23 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
D - Sale to Issuer -5,000 0 -100.00
2016-08-24 2016-08-23 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
D - Sale to Issuer -4,000 0 -100.00
2016-08-24 2016-08-23 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
D - Sale to Issuer -4,000 0 -100.00
2016-08-24 2016-08-23 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
D - Sale to Issuer -3,500 0 -100.00
2016-08-24 2016-08-23 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
D - Sale to Issuer -1,711 0 -100.00
2016-08-24 2016-08-23 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
D - Sale to Issuer -1,600 0 -100.00
2016-08-24 2016-08-23 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
D - Sale to Issuer -1,600 0 -100.00
2016-08-24 2016-08-23 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
D - Sale to Issuer -2,625 0 -100.00
2016-08-24 2016-08-23 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
D - Sale to Issuer -3,423 0 -100.00
2016-08-24 2016-08-23 4 HTWR HeartWare International, Inc.
Common Stock
U - Other -12,043 0 -100.00 58.00 -698,494
2016-07-05 2016-07-01 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -1,000 12,043 -7.67 57.77 -57,770 695,724
2016-04-04 2016-04-01 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -1,000 13,043 -7.12 31.36 -31,360 409,028
2016-02-26 2016-02-25 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -200 14,043 -1.40 30.20 -6,040 424,099
2016-02-26 2016-02-25 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -401 14,243 -2.74 28.76 -11,533 409,629
2016-02-26 2016-02-24 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -1,712 11,648 -12.81
2016-02-26 2016-02-24 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 1,712 14,644 13.24
2016-02-25 2016-02-24 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -287 12,932 -2.17 32.23 -9,250 416,798
2016-02-25 2016-02-23 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -875 13,360 -6.15
2016-02-25 2016-02-23 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 875 13,219 7.09
2016-02-23 2016-02-19 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
A - Award 5,000 5,000
2016-02-23 2016-02-19 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
A - Award 4,000 14,235 39.08
2016-02-09 2016-02-08 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -200 12,344 -1.59 38.30 -7,660 472,775
2016-02-09 2016-02-08 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -249 12,544 -1.95 36.89 -9,186 462,748
2016-02-09 2016-02-08 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -198 12,793 -1.52 35.07 -6,944 448,651
2016-02-09 2016-02-07 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -1,600 10,235 -13.52
2016-02-09 2016-02-07 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 1,600 12,991 14.05
2016-01-05 2016-01-04 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -1,000 11,391 -8.07 48.51 -48,510 552,577
2015-12-23 2015-12-22 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -100 12,391 -0.80 47.55 -4,755 589,192
2015-12-23 2015-12-22 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -1,102 12,491 -8.11 46.29 -51,012 578,208
2015-12-23 2015-12-21 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -2,500 11,835 -17.44
2015-12-23 2015-12-21 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 2,500 13,593 22.54
2015-12-22 2015-12-21 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -553 11,093 -4.75 46.54 -25,737 516,268
2015-12-22 2015-12-20 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -1,666 14,335 -10.41
2015-12-22 2015-12-20 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 1,666 11,646 16.69
2015-10-02 2015-10-01 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -350 9,980 -3.39 53.48 -18,718 533,730
2015-10-02 2015-10-01 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -650 10,330 -5.92 52.76 -34,294 545,011
2015-07-02 2015-07-01 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -1,000 10,980 -8.35 72.78 -72,780 799,124
2015-04-02 2015-04-01 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -100 11,980 -0.83 86.87 -8,687 1,040,703
2015-04-02 2015-04-01 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -900 12,080 -6.93 86.28 -77,652 1,042,262
2015-02-26 2015-02-25 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -574 12,980 -4.23 89.56 -51,407 1,162,489
2015-02-26 2015-02-24 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -1,712 16,001 -9.67
2015-02-26 2015-02-24 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 1,712 13,554 14.46
2015-02-25 2015-02-23 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
A - Award 3,500 17,713 24.63
2015-02-10 2015-02-09 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -523 11,842 -4.23 86.45 -45,213 1,023,741
2015-02-10 2015-02-07 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -1,600 14,213 -10.12
2015-02-10 2015-02-07 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 1,600 12,365 14.86
2015-01-05 2015-01-02 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
M - Exercise -1,429 0 -100.00
2015-01-05 2015-01-02 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -800 10,765 -6.92 73.32 -58,656 789,290
2015-01-05 2015-01-02 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -629 11,565 -5.16 71.88 -45,213 831,292
2015-01-05 2015-01-02 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 1,429 12,194 13.27 21.42 30,609 261,195
2014-12-23 2014-12-22 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -1,100 10,765 -9.27 73.22 -80,542 788,213
2014-12-23 2014-12-22 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -1,321 11,865 -10.02 72.81 -96,182 863,891
2014-12-23 2014-12-21 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -2,500 15,813 -13.65
2014-12-23 2014-12-21 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 2,500 13,186 23.40
2014-12-23 2014-12-20 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -1,667 18,313 -8.34
2014-12-23 2014-12-20 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -1,250 19,980 -5.89
2014-12-23 2014-12-20 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 1,667 10,686 18.48
2014-12-23 2014-12-20 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 1,250 9,019 16.09
2014-12-02 2014-12-01 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
M - Exercise -1,500 1,429 -51.21
2014-12-02 2014-12-01 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -1,500 7,769 -16.18 73.06 -109,590 567,603
2014-12-02 2014-12-01 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 1,500 9,269 19.31 22.31 33,465 206,791
2014-11-05 2014-11-03 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
M - Exercise -1,500 2,929 -33.87
2014-11-05 2014-11-03 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -1,500 7,769 -16.18 76.36 -114,540 593,241
2014-11-05 2014-11-03 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 1,500 9,269 19.31 23.08 34,620 213,929
2014-03-12 2014-03-10 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
M - Exercise -2,000 4,429 -31.11
2014-03-12 2014-03-10 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale -2,000 7,769 -20.47 94.22 -188,440 731,995
2014-03-12 2014-03-10 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 2,000 9,769 25.74 23.79 47,580 232,405
2014-02-26 2014-02-24 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
A - Award 6,847 21,230 47.60
2014-02-11 2014-02-10 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -810 7,769 -9.44 94.72 -76,723 735,880
2014-02-11 2014-02-07 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -1,600 14,383 -10.01
2014-02-11 2014-02-07 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 1,600 8,579 22.93
2013-12-24 2013-12-23 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -1 6,979 -0.01 91.66 -92 639,695
2013-12-24 2013-12-23 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -1,203 6,980 -14.70 91.06 -109,545 635,599
2013-12-24 2013-12-21 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -2,500 15,983 -13.53
2013-12-24 2013-12-21 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 2,500 8,183 43.99
2013-12-24 2013-12-20 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -1,667 18,483 -8.27
2013-12-24 2013-12-20 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -1,250 20,150 -5.84
2013-12-24 2013-12-20 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -200 5,683 -3.40 92.41 -18,482 525,166
2013-12-24 2013-12-20 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -1,205 5,883 -17.00 91.59 -110,366 538,824
2013-12-24 2013-12-20 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 1,667 7,088 30.75
2013-12-24 2013-12-20 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 1,250 5,421 29.97
2013-08-02 2013-08-01 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -1,000 4,171 -19.34 93.07 -93,070 388,195
2013-05-03 2013-05-01 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -1,000 5,171 -16.20 97.20 -97,200 502,621
2013-02-12 2013-02-07 4/A HTWR HeartWare International, Inc.
Restricted Stock Unit
A - Award 6,400 21,400 42.67
2013-02-11 2013-02-07 4 HTWR HeartWare International, Inc.
Common Stock
A - Award 6,400 21,400 42.67
2013-02-01 2013-02-01 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -500 6,171 -7.50 90.85 -45,425 560,635
2013-02-01 2013-02-01 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -500 6,671 -6.97 90.33 -45,165 602,591
2012-12-26 2012-12-21 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -2,500 15,000 -14.29
2012-12-26 2012-12-21 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -658 7,171 -8.40 82.27 -54,134 589,958
2012-12-26 2012-12-21 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -406 7,829 -4.93 81.69 -33,166 639,551
2012-12-26 2012-12-21 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 2,500 8,235 43.59
2012-12-26 2012-12-20 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
A - Award 5,000 17,500 40.00
2012-12-26 2012-12-20 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -1,250 12,500 -9.09
2012-12-26 2012-12-20 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -532 5,735 -8.49 82.09 -43,672 470,786
2012-12-26 2012-12-20 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 1,250 6,267 24.92
2012-12-04 2012-12-03 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -1,500 5,017 -23.02 82.07 -123,105 411,745
2012-12-04 2012-12-03 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -1,000 6,517 -13.30 81.21 -81,210 529,246
2012-11-23 2012-11-21 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -8 7,517 -0.11 87.00 -696 653,979
2012-11-23 2012-11-21 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -16 7,525 -0.21 85.79 -1,373 645,570
2012-11-23 2012-11-21 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -352 7,541 -4.46 84.85 -29,867 639,854
2012-11-23 2012-11-21 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -144 7,893 -1.79 83.91 -12,083 662,302
2012-11-23 2012-11-21 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -233 8,037 -2.82 82.89 -19,313 666,187
2012-11-23 2012-11-21 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -47 8,270 -0.57 81.77 -3,843 676,238
2012-11-23 2012-11-20 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 1,786 8,317 27.35
2012-11-02 2012-11-01 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -1,000 6,531 -13.28 84.01 -84,010 548,669
2012-09-18 2012-09-18 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -510 7,531 -6.34 92.84 -47,348 699,178
2012-09-18 2012-09-18 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -405 8,041 -4.80 91.94 -37,236 739,290
2012-09-18 2012-09-17 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -2,879 8,446 -25.42 92.49 -266,279 781,171
2012-09-18 2012-09-17 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -460 11,325 -3.90 91.70 -42,182 1,038,502
2012-09-18 2012-09-16 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -10,000 13,750 -42.11
2012-09-18 2012-09-16 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 10,000 11,785 560.22
2012-08-02 2012-08-01 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -1,000 1,785 -35.91 89.04 -89,040 158,936
2012-07-03 2012-07-02 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -1,000 2,785 -26.42 90.00 -90,000 250,650
2012-06-11 2012-06-08 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -1,000 3,785 -20.90 85.00 -85,000 321,725
2012-05-10 2012-05-09 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -104 4,785 -2.13 77.37 -8,046 370,215
2012-05-10 2012-05-09 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -209 4,889 -4.10 76.99 -16,091 376,404
2012-05-10 2012-05-08 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
A - Award 6,428 6,428
2012-05-10 2012-05-08 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 714 5,098 16.29
2012-05-01 2012-05-01 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -1,500 4,384 -25.49 80.00 -120,000 350,720
2012-05-01 2012-05-01 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -300 5,884 -4.85 78.22 -23,466 460,246
2012-05-01 2012-05-01 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -700 6,184 -10.17 77.58 -54,306 479,755
2012-02-01 2012-02-01 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -1,000 6,884 -12.68 69.13 -69,130 475,891
2012-01-05 2012-01-05 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -808 7,884 -9.30 70.00 -56,560 551,880
2012-01-05 2012-01-03 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -192 8,692 -2.16 70.00 -13,440 608,440
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券(例如股票期权)
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券(例如期权)
V
内部人士通过Form 4自愿报告的一笔交易
J
其他(附有交易描述的脚注)