赫尔默里奇和佩恩公司
US ˙ NYSE ˙ US4234521015

介绍

本页面提供了有关 Edward B Jr Rust 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言,基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是,他们必须通过Form 4向美国证券交易委员会(SEC)报告所有交易。尽管存在这些限制,学术研究表明,整体而言,内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易,排除了作为10b5-1交易计划的一部分的交易。然后,对每笔交易在3、6和12个月的表现进行平均,以生成该笔交易最终的表现指标。然后,将所有交易的表现指标进行平均,计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A",则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易,或者他们进行的交易距离现在时间太近,无法计算出可靠的表现指标。

更新频率:每日

查看收益最高的的内幕交易者列表。

报告内部持仓的公司

美国证券交易委员会(SEC)文件显示Edward B Jr Rust已报告在以下公司拥有持仓或进行了交易:

证券 职位 最新报告的持仓
US:CAT / Caterpillar Inc. Director 47,382
US:HP / Helmerich & Payne, Inc. Director 61,267
US:SPGI / S&P Global Inc. Director 76,014
如何解读这些图表

以下图表显示了在Edward B Jr Rust进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如,如果一笔内部人士交易是在2019年1月1日进行的,该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元,则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%,而从10美元跌至5美元的价格变化将为-50%。

最终,我们将评估内部人士的交易与股价的超额回报(正向或负向)之间的相关性,以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为,我们预期看到(a)买入后的正回报,或者(b)卖出后的负回报。对于情况(a),买入图表将显示一系列向上倾斜的曲线,表示每次买入后都有正回报。对于情况(b),卖出图表将显示一系列向下倾斜的曲线,表示每次卖出后都有负回报。

然而,仅凭这一点还不足以得出结论。例如,如果公司的股价在多年内呈现非周期性上升,我们会预期所有买入后的图表都呈现向上倾斜。同样地,多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下,“买入”图表显示正向信号,而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易,以获得财务优势。

HP / Helmerich & Payne, Inc.内部人士买入 - 短期收益分析

在这一部分,我们分析了在 HP / Helmerich & Payne, Inc. 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

HP / Helmerich & Payne, Inc. Insider Trades
HP / Helmerich & Payne, Inc.内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 HP / Helmerich & Payne, Inc. 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

HP / Helmerich & Payne, Inc. Insider Trades
内幕交易历史

该表格显示了由 Edward B Jr Rust 进行的所有内幕交易的完整列表,这些交易已向美国证券交易委员会(SEC)披露。

备案日期 交易日期 表格 股票代码 证券 代码 10b5-1 股数 剩余股数 %
变化
每股
股价
交易
金额
剩余
金额
2022-06-10 2022-06-08 4 CAT CATERPILLAR INC
Common Stock
A - Award 816 47,382 1.75 229.80 187,517 10,888,384
2022-03-31 2021-03-01 4/A CAT CATERPILLAR INC
Common Stock
A - Award 683 46,518 1.49
2022-03-31 2016-03-07 4/A CAT CATERPILLAR INC
Common Stock
A - Award 1,672 38,127 4.59
2022-03-04 2022-03-02 4 HP Helmerich & Payne, Inc.
Common Stock
A - Award 4,733 61,267 8.37
2022-01-05 2022-01-03 4 SPGI S&P Global Inc.
Phantom Stock Units
A - Award 851 76,014 1.13 461.10 392,571 35,050,148
2021-03-05 2021-03-03 4 HP Helmerich & Payne, Inc.
Common Stock
A - Award 6,302 56,534 12.55
2021-03-03 2021-03-01 4 CAT CATERPILLAR INC
Common Stock
A - Award 683 35,151 1.98
2021-01-06 2021-01-04 4 SPGI S&P Global Inc.
Phantom Stock Units
A - Award 1,080 75,163 1.46 333.25 359,827 25,048,010
2020-03-17 2020-03-16 4 HP Helmerich & Payne, Inc.
Common Stock
A - Award 5,154 50,232 11.43 34.92 179,978 1,754,101
2020-03-03 2020-03-02 4 HP Helmerich & Payne, Inc.
Phantom Stock
A - Award 376 19,841 1.93 36.76 13,820 729,356
2020-03-03 2020-03-02 4 CAT CATERPILLAR INC
Common Stock
A - Award 1,176 34,402 3.54
2020-01-06 2020-01-02 4 SPGI S&P Global Inc.
Phantom Stock Units
A - Award 1,179 74,083 1.62 277.84 327,537 20,583,240
2019-12-03 2019-12-02 4 HP Helmerich & Payne, Inc.
Phantom Stock
A - Award 340 19,465 1.78 39.96 13,579 777,824
2019-09-05 2019-09-03 4 HP Helmerich & Payne, Inc.
Phantom Stock
A - Award 365 19,125 1.95 36.50 13,320 698,072
2019-06-07 2019-06-03 4 HP Helmerich & Payne, Inc.
Phantom Stock
A - Award 266 18,760 1.44 49.41 13,131 926,948
2019-03-27 2019-03-26 4 HP Helmerich & Payne, Inc.
Stock Option (right to buy)
M - Exercise -2,349 0 -100.00
2019-03-27 2019-03-26 4 HP Helmerich & Payne, Inc.
Common Stock
M - Exercise 2,349 45,078 5.50 38.02 89,297 1,713,640
2019-03-06 2019-03-04 4 CAT CATERPILLAR INC
Common Stock
A - Award 1,084 33,181 3.38
2019-03-05 2019-03-01 4 HP Helmerich & Payne, Inc.
Phantom Stock
A - Award 238 18,495 1.30 54.52 12,962 1,008,324
2019-03-05 2018-12-03 4/A HP Helmerich & Payne, Inc.
Phantom Stock
A - Award 205 18,257 1.14 62.40 12,817 1,139,226
2019-01-04 2019-01-02 4 SPGI S&P Global Inc.
Phantom Stock Units
A - Award 1,732 72,904 2.43 169.85 294,111 12,382,778
2018-12-17 2018-12-14 4 HP Helmerich & Payne, Inc.
Common Stock
A - Award 2,963 42,729 7.45
2018-12-06 2018-12-03 4 HP Helmerich & Payne, Inc.
Phantom Stock
A - Award 229 20,315 1.14 62.40 14,262 1,267,682
2018-10-03 2018-10-02 4 HP Helmerich & Payne, Inc.
Stock Option (right to buy)
M - Exercise -4,122 0 -100.00
2018-10-03 2018-10-02 4 HP Helmerich & Payne, Inc.
Common Stock
M - Exercise 4,122 39,766 11.56 21.06 86,830 837,671
2018-09-05 2018-08-31 4 HP Helmerich & Payne, Inc.
Phantom Stock
A - Award 193 18,051 1.08 65.58 12,679 1,183,813
2018-06-05 2018-06-01 4 HP Helmerich & Payne, Inc.
Phantom Stock
A - Award 189 17,858 1.07 65.53 12,369 1,170,240
2018-03-09 2018-03-01 4 HP Helmerich & Payne, Inc.
Phantom Stock
A - Award 188 17,669 1.08 64.98 12,237 1,148,154
2018-03-07 2018-03-05 4 CAT CATERPILLAR INC
Common Stock
A - Award 993 32,032 3.20
2018-01-04 2018-01-02 4 SPGI S&P Global Inc.
Phantom Stock Units
A - Award 1,580 71,173 2.27 168.12 265,596 11,965,539
2018-01-03 2017-12-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 261 34,789 0.76 158.00 41,238 5,496,662
2017-12-06 2017-12-04 4 HP Helmerich & Payne, Inc.
Stock Option (right to buy)
A - Award 7,371 7,371
2017-12-06 2017-12-04 4 HP Helmerich & Payne, Inc.
Common Stock
A - Award 1,511 35,644 4.43
2017-12-05 2017-12-01 4 HP Helmerich & Payne, Inc.
Phantom Stock
A - Award 205 17,481 1.18 59.13 12,094 1,033,653
2017-10-02 2017-09-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 330 34,333 0.97 125.03 41,260 4,292,655
2017-09-06 2017-09-01 4 HP Helmerich & Payne, Inc.
Phantom Stock
A - Award 279 17,277 1.64 42.68 11,898 737,361
2017-07-05 2017-06-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 386 33,771 1.16 106.94 41,279 3,611,471
2017-06-05 2017-06-01 4 HP Helmerich & Payne, Inc.
Phantom Stock
A - Award 219 16,998 1.30 53.67 11,745 912,268
2017-05-12 2017-05-10 4 HP Helmerich & Payne, Inc.
Stock Option (right to buy)
M - Exercise 3,823 0 -100.00
2017-05-12 2017-05-10 4 HP Helmerich & Payne, Inc.
Common Stock
M - Exercise 3,823 34,133 12.61 35.10 134,206 1,198,239
2017-04-03 2017-03-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 472 33,137 1.44 92.63 43,721 3,069,480
2017-03-08 2017-03-06 4 CAT CATERPILLAR INC
Common Stock
A - Award 1,307 31,039 4.40
2017-03-02 2017-03-01 4 HP Helmerich & Payne, Inc.
Phantom Stock
A - Award 167 16,779 1.01 69.49 11,628 1,165,964
2017-01-04 2017-01-03 4 SPGI S&P Global Inc.
Phantom Stock Units
A - Award 3,021 69,593 4.54 108.39 327,398 7,543,165
2017-01-04 2016-12-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 471 32,411 1.47 92.79 43,704 3,007,417
2016-12-07 2016-12-06 4 HP Helmerich & Payne, Inc.
Phantom Stock
A - Award 331 16,612 2.03 79.37 26,250 1,318,458
2016-12-07 2016-12-05 4 HP Helmerich & Payne, Inc.
Stock Option (right to buy)
A - Award 4,790 4,790
2016-12-07 2016-12-05 4 HP Helmerich & Payne, Inc.
Common Stock
A - Award 1,133 30,310 3.88
2016-12-02 2016-12-01 4 HP Helmerich & Payne, Inc.
Phantom Stock
A - Award 145 16,281 0.90 77.74 11,295 1,265,670
2016-11-22 2016-11-18 4 CAT CATERPILLAR INC
Stock Appreciation Right
M - Exercise -5,833 0 -100.00
2016-11-22 2016-11-18 4 CAT CATERPILLAR INC
Common Stock
D - Sale to Issuer -3,968 29,693 -11.79 92.65 -367,635 2,751,056
2016-11-22 2016-11-18 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 5,833 33,661 20.96 63.04 367,712 2,121,989
2016-10-04 2016-09-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 495 31,659 1.59 88.40 43,758 2,798,656
2016-09-08 2016-09-07 4 HP Helmerich & Payne, Inc.
Phantom Stock
A - Award 339 16,136 2.15 62.68 21,250 1,011,375
2016-09-06 2016-09-01 4 HP Helmerich & Payne, Inc.
Phantom Stock
A - Award 182 15,796 1.17 59.97 10,930 947,316
2016-07-05 2016-06-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 584 30,879 1.93 74.91 43,747 2,313,146
2016-06-02 2016-06-01 4 HP Helmerich & Payne, Inc.
Phantom Stock
A - Award 534 15,614 3.54 59.18 31,617 924,051
2016-05-06 2016-05-04 4 HP Helmerich & Payne, Inc.
Stock Option (right to buy)
M - Exercise -4,405 0 -100.00
2016-05-06 2016-05-04 4 HP Helmerich & Payne, Inc.
Common Stock
M - Exercise 4,405 29,177 17.78 26.90 118,472 784,715
2016-04-28 2016-04-27 4 CAT CATERPILLAR INC
Stock Appreciation Right
M - Exercise -7,000 0 -100.00
2016-04-28 2016-04-27 4 CAT CATERPILLAR INC
Common Stock
D - Sale to Issuer -5,972 27,828 -17.67 78.25 -467,309 2,177,541
2016-04-28 2016-04-27 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 7,000 33,800 26.12 66.77 467,390 2,256,826
2016-04-04 2016-03-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 571 29,967 1.94 76.69 43,790 2,298,169
2016-03-09 2016-03-07 4 CAT CATERPILLAR INC
Common Stock
A - Award 1,672 26,800 6.65
2016-03-03 2016-03-02 4 HP Helmerich & Payne, Inc.
Phantom Stock
A - Award 383 15,080 2.61 55.47 21,250 836,487
2016-03-03 2016-03-01 4 HP Helmerich & Payne, Inc.
Phantom Stock
A - Award 185 14,697 1.28 53.86 9,977 791,575
2016-01-05 2015-12-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 638 29,062 2.24 68.52 43,716 1,991,328
2016-01-05 2016-01-04 4 MHFI MCGRAW HILL FINANCIAL INC
Phantom Stock Units
A - Award 3,423 66,572 5.42 94.80 324,502 6,311,049
2015-12-02 2015-12-01 4 HP Helmerich & Payne, Inc.
Phantom Stock
A - Award 367 14,512 2.59 57.97 21,250 841,241
2015-12-02 2015-12-01 4 HP Helmerich & Payne, Inc.
Phantom Stock
A - Award 166 14,145 1.19 57.97 9,611 819,991
2015-12-02 2015-11-30 4 HP Helmerich & Payne, Inc.
Stock Option (right to buy)
A - Award 12,561 12,561
2015-10-02 2015-09-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 674 28,117 2.46 64.90 43,743 1,824,793
2015-09-03 2015-09-02 4 HP Helmerich & Payne, Inc.
Phantom Stock
A - Award 388 13,979 2.85 54.77 21,250 765,646
2015-09-03 2015-09-01 4 HP Helmerich & Payne, Inc.
Phantom Stock
A - Award 162 13,591 1.21 56.95 9,233 774,025
2015-07-02 2015-06-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 512 27,171 1.92 85.53 43,791 2,323,936
2015-06-04 2015-06-03 4 HP HELMERICH & PAYNE INC
Phantom Stock
A - Award 288 13,429 2.19 73.82 21,250 991,343
2015-06-02 2015-06-01 4 HP HELMERICH & PAYNE INC
Phantom Stock
A - Award 124 13,141 0.95 72.41 8,950 951,564
2015-04-01 2015-03-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 363 26,449 1.39 80.23 29,123 2,122,003
2015-03-17 2015-03-16 4 HP HELMERICH & PAYNE INC
Stock Option (right to buy)
M - Exercise -2,290 0 -100.00
2015-03-17 2015-03-16 4 HP HELMERICH & PAYNE INC
Common Stock
M - Exercise 2,290 24,772 10.19 30.24 69,244 749,043
2015-03-05 2015-03-04 4 HP HELMERICH & PAYNE INC
Phantom Stock
A - Award 321 13,018 2.53 66.16 21,250 861,253
2015-03-04 2015-03-02 4 CAT CATERPILLAR INC
Common Stock
A - Award 1,506 35,065 4.49
2015-03-04 2015-03-02 4 HP HELMERICH & PAYNE INC
Phantom Stock
A - Award 131 12,697 1.04 65.99 8,639 837,845
2015-02-03 2015-01-30 4 CAT CATERPILLAR INC
Common Stock
A - Award 182 25,870 0.71 80.12 14,582 2,072,704
2015-01-06 2015-01-05 4 MHFI MCGRAW HILL FINANCIAL INC
Phantom Stock Units
A - Award 3,804 63,149 6.41 87.09 331,249 5,499,666
2015-01-05 2014-12-31 4 CAT CATERPILLAR INC
Common Stock
A - Award 158 25,688 0.62 92.51 14,617 2,376,397
2014-12-03 2014-12-02 4 HP HELMERICH & PAYNE INC
Stock Option (right to buy)
A - Award 7,851 7,851
2014-12-03 2014-12-02 4 HP HELMERICH & PAYNE INC
Phantom Stock
A - Award 305 12,566 2.49 69.73 21,250 876,202
2014-12-03 2014-12-01 4 HP HELMERICH & PAYNE INC
Phantom Stock
A - Award 122 12,261 1.01 68.38 8,345 838,399
2014-12-02 2014-11-28 4 CAT CATERPILLAR INC
Common Stock
A - Award 142 25,530 0.56 102.36 14,536 2,613,378
2014-11-12 2014-11-07 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -8,000 0 -100.00
2014-11-12 2014-11-07 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 8,000 33,559 31.30 44.90 359,160 1,506,631
2014-11-03 2014-10-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 143 25,214 0.57 101.60 14,530 2,561,868
2014-10-01 2014-09-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 147 25,071 0.59 99.45 14,619 2,493,311
2014-09-04 2014-09-03 4 HP HELMERICH & PAYNE INC
Phantom Stock
A - Award 203 12,139 1.70 104.67 21,250 1,270,573
2014-09-04 2014-09-02 4 HP HELMERICH & PAYNE INC
Phantom Stock
A - Award 78 11,936 0.66 103.89 8,152 1,240,013
2014-09-03 2014-08-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 134 24,924 0.54 108.68 14,562 2,708,616
2014-08-04 2014-07-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 143 24,630 0.58
2014-07-02 2014-06-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 134 24,487 0.55
2014-06-30 2014-06-18 4 HP HELMERICH & PAYNE INC
Stock Option (right to buy)
M - Exercise -4,208 0 -100.00
2014-06-30 2014-06-18 4 HP HELMERICH & PAYNE INC
Common Stock
M - Exercise 4,208 22,482 23.03 16.01 67,370 359,937
2014-06-05 2014-06-04 4 HP HELMERICH & PAYNE INC
Phantom Stock
A - Award 195 11,857 1.67 109.08 21,250 1,293,400
2014-06-04 2014-06-02 4 HP HELMERICH & PAYNE INC
Phantom Stock
A - Award 66 11,663 0.57 109.67 7,248 1,279,031
2014-06-03 2014-05-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 142 24,353 0.59
2014-05-02 2014-04-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 138 24,071 0.58
2014-04-02 2014-03-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 146 23,933 0.61
2014-03-24 2014-03-24 4 HP HELMERICH & PAYNE INC
Stock Option (right to buy)
M - Exercise -1,316 0 -100.00
2014-03-24 2014-03-24 4 HP HELMERICH & PAYNE INC
Common Stock
M - Exercise 1,316 18,274 7.76 13.06 17,180 238,567
2014-03-06 2014-03-05 4 HP HELMERICH & PAYNE INC
Phantom Stock
A - Award 214 11,596 1.88 99.26 21,250 1,151,064
2014-03-04 2014-03-03 4 HP HELMERICH & PAYNE INC
Phantom Stock
A - Award 73 11,382 0.64 97.10 7,068 1,105,228
2014-03-04 2014-03-03 4 CAT CATERPILLAR INC
Common Stock
A - Award 1,298 26,857 5.08
2014-03-04 2014-02-28 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 150 23,786 0.63
2014-02-04 2014-01-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 147 23,490 0.63
2014-01-03 2014-01-02 4 MHFI MCGRAW HILL FINANCIAL INC
Phantom Stock Units
A - Award 3,756 59,346 6.76 77.75 292,024 4,614,128
2014-01-02 2013-12-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 151 23,343 0.65
2013-12-04 2013-12-03 4 HP HELMERICH & PAYNE INC
Stock Option (right to buy)
A - Award 5,086 5,086 79.67 405,202 405,202
2013-12-04 2013-12-03 4 HP HELMERICH & PAYNE INC
Phantom Stock
A - Award 270 11,310 2.44 78.77 21,250 890,855
2013-12-04 2013-12-02 4 HP HELMERICH & PAYNE INC
Phantom Stock
A - Award 71 11,040 0.64 77.67 5,478 857,462
2013-12-02 2013-11-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 162 23,192 0.70
2013-11-04 2013-10-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 164 22,866 0.72
2013-10-02 2013-09-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 165 22,702 0.73
2013-09-23 2013-09-20 4 HP HELMERICH & PAYNE INC
Stock Option (right to buy)
M - Exercise -2,800 0 -100.00
2013-09-23 2013-09-20 4 HP HELMERICH & PAYNE INC
Common Stock
M - Exercise 2,800 16,958 19.78 12.08 33,824 204,853
2013-09-05 2013-09-04 4 HP HELMERICH & PAYNE INC
Phantom Stock
A - Award 295 10,969 2.76 63.65 18,750 698,194
2013-09-03 2013-08-30 4 HP HELMERICH & PAYNE INC
Phantom Stock
A - Award 84 10,675 0.79 63.18 5,295 674,427
2013-09-03 2013-08-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 167 22,537 0.75
2013-08-02 2013-07-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 165 22,212 0.75
2013-07-02 2013-06-28 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 166 22,047 0.76
2013-06-07 2013-06-05 4 HP HELMERICH & PAYNE INC
Phantom Stock
A - Award 356 10,591 3.48 63.25 22,496 669,873
2013-06-03 2013-05-31 4 HP HELMERICH & PAYNE INC
Phantom Stock
A - Award 24 10,235 0.24 62.60 1,532 640,724
2013-06-03 2013-05-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 159 21,881 0.73
2013-05-02 2013-04-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 163 21,595 0.76
2013-04-01 2013-03-28 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 157 21,432 0.74
2013-03-07 2013-03-06 4 HP HELMERICH & PAYNE INC
Phantom Stock
A - Award 346 10,211 3.50 65.11 22,500 664,821
2013-03-06 2013-03-04 4 CAT CATERPILLAR INC
Common Stock
A - Award 1,115 25,559 4.56
2013-03-04 2013-03-01 4 HP HELMERICH & PAYNE INC
Phantom Stock
A - Award 22 9,865 0.23 65.67 1,476 647,845
2013-03-04 2013-02-28 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 148 21,275 0.70
2013-02-04 2013-01-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 140 21,127 0.67
2013-01-18 2011-12-06 4/A HP HELMERICH & PAYNE INC
Stock Option (right to buy)
A - Award 2,980 2,980
2013-01-03 2013-01-02 4 MHP MCGRAW-HILL COMPANIES INC
Phantom Stock Units
A - Award 7,287 55,590 15.09 55.72 406,049 3,097,462
2013-01-03 2012-12-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 156 20,987 0.75
2012-12-05 2012-12-04 4 HP HELMERICH & PAYNE INC
Stock Option (right to buy)
A - Award 4,078 4,078
2012-12-05 2012-12-04 4 HP HELMERICH & PAYNE INC
Phantom Stock
A - Award 422 9,843 4.48 53.35 22,500 525,107
2012-12-04 2012-11-30 4 HP HELMERICH & PAYNE INC
Phantom Stock
A - Award 13 9,421 0.13 52.00 659 489,889
2012-12-04 2012-11-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 273 20,709 1.34
2012-11-01 2012-10-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 147 20,436 0.72
2012-10-02 2012-09-28 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 145 20,289 0.72
2012-10-02 2012-09-28 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 145 20,289 0.72
2012-09-06 2012-09-05 4 HP HELMERICH & PAYNE INC
Phantom Stock
A - Award 510 9,408 5.73 44.11 22,500 414,999
2012-09-05 2012-08-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 261 20,144 1.31
2012-09-04 2012-08-31 4 HP HELMERICH & PAYNE INC
Phantom Stock
A - Award 14 8,898 0.15 45.31 622 403,177
2012-08-02 2012-07-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 147 19,883 0.74
2012-07-03 2012-06-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 148 19,736 0.76
2012-06-07 2012-06-06 4 HP HELMERICH & PAYNE INC
Phantom Stock
A - Award 479 8,884 5.69 47.01 22,500 417,659
2012-06-04 2012-06-01 4 HP HELMERICH & PAYNE INC
Phantom Stock
A - Award 13 8,406 0.16 44.81 587 376,666
2012-06-04 2012-05-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 240 19,588 1.24
2012-05-07 2012-05-04 4 HP HELMERICH & PAYNE INC
Stock Option (right to buy)
M - Exercise -7,358 0 -100.00
2012-05-07 2012-05-04 4 HP HELMERICH & PAYNE INC
Common Stock
M - Exercise 7,358 14,158 108.21 13.38 98,415 189,366
2012-05-02 2012-04-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 121 19,348 0.63
2012-04-03 2012-03-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 118 19,227 0.62
2012-03-08 2012-03-07 4 HP HELMERICH & PAYNE INC
Phantom Stock
A - Award 386 8,393 4.82 58.33 22,500 489,548
2012-03-07 2012-03-05 4 CAT CATERPILLAR INC
Common
A - Award 909 24,428 3.86
2012-03-02 2012-03-01 4 HP HELMERICH & PAYNE INC
Phantom Stock
A - Award 9 8,007 0.11 62.12 560 497,394
2012-03-02 2012-02-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 184 19,109 0.97
2012-02-01 2012-01-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 113 18,925 0.60
2012-01-04 2012-01-03 4 MHP MCGRAW-HILL COMPANIES INC
Phantom Stock Units
A - Award 5,830 48,302 13.73
2012-01-03 2011-12-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 138 18,812 0.74
2007-03-08 2007-03-07 4 HP HELMERICH & PAYNE INC
Phantom Stock
A - Award 250 1,872 15.45 27.45 6,875 51,382
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券(例如股票期权)
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券(例如期权)
V
内部人士通过Form 4自愿报告的一笔交易
J
其他(附有交易描述的脚注)