介绍

本页面提供了有关 Samantha Roady 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言,基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是,他们必须通过Form 4向美国证券交易委员会(SEC)报告所有交易。尽管存在这些限制,学术研究表明,整体而言,内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易,排除了作为10b5-1交易计划的一部分的交易。然后,对每笔交易在3、6和12个月的表现进行平均,以生成该笔交易最终的表现指标。然后,将所有交易的表现指标进行平均,计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A",则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易,或者他们进行的交易距离现在时间太近,无法计算出可靠的表现指标。

更新频率:每日

查看收益最高的的内幕交易者列表。

报告内部持仓的公司

美国证券交易委员会(SEC)文件显示Samantha Roady已报告在以下公司拥有持仓或进行了交易:

证券 职位 最新报告的持仓
US:ML / MoneyLion Inc. Chief Operating Officer 403,632
US:36268WAB6 / Gain Capital Holdings, Inc. Bond Chief Commercial Officer 230,275
如何解读这些图表

以下图表显示了在Samantha Roady进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如,如果一笔内部人士交易是在2019年1月1日进行的,该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元,则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%,而从10美元跌至5美元的价格变化将为-50%。

最终,我们将评估内部人士的交易与股价的超额回报(正向或负向)之间的相关性,以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为,我们预期看到(a)买入后的正回报,或者(b)卖出后的负回报。对于情况(a),买入图表将显示一系列向上倾斜的曲线,表示每次买入后都有正回报。对于情况(b),卖出图表将显示一系列向下倾斜的曲线,表示每次卖出后都有负回报。

然而,仅凭这一点还不足以得出结论。例如,如果公司的股价在多年内呈现非周期性上升,我们会预期所有买入后的图表都呈现向上倾斜。同样地,多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下,“买入”图表显示正向信号,而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易,以获得财务优势。

内幕交易历史

该表格显示了由 Samantha Roady 进行的所有内幕交易的完整列表,这些交易已向美国证券交易委员会(SEC)披露。

备案日期 交易日期 表格 股票代码 证券 代码 10b5-1 股数 剩余股数 %
变化
每股
股价
交易
金额
剩余
金额
2021-09-24 2021-09-22 4 ML Fusion Acquisition Corp.
Stock Options (Right to Buy)
A - Award 403,632 403,632
2021-09-24 2021-09-22 4 ML Fusion Acquisition Corp.
Stock Options (Right to Buy)
A - Award 164,078 164,078
2021-09-24 2021-09-22 4 ML Fusion Acquisition Corp.
Stock Options (Right to Buy)
A - Award 3,379,496 3,379,496
2021-09-24 2021-09-22 4 ML Fusion Acquisition Corp.
Stock Options (Right to Buy)
M - Exercise -117,587 72,300 -61.92
2021-09-24 2021-09-22 4 ML Fusion Acquisition Corp.
Stock Options (Right to Buy)
A - Award 189,887 189,887
2021-09-24 2021-09-22 4 ML Fusion Acquisition Corp.
Class A Common Stock
D - Sale to Issuer -117,587 0 -100.00 10.00 -1,175,870
2021-09-24 2021-09-22 4 ML Fusion Acquisition Corp.
Class A Common Stock
M - Exercise 117,587 117,587 0.22 25,869 25,869
2019-05-31 2019-05-29 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -5,959 230,275 -2.52 3.97 -23,639 913,501
2019-05-09 2019-05-07 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -5,023 236,234 -2.08 4.95 -24,875 1,169,902
2019-03-20 2019-03-18 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -4,893 241,257 -1.99 6.57 -32,147 1,585,058
2019-03-18 2019-03-14 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
A - Award 20,642 246,150 9.15
2018-11-16 2018-11-14 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -5,000 225,508 -2.17 7.77 -38,874 1,753,302
2018-06-19 2018-06-18 4 GCAP GAIN Capital Holdings, Inc.
Stock Option
M - Exercise -2,626 22,874 -10.30 5.30 -13,918 121,232
2018-06-19 2018-06-18 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -2,626 230,508 -1.13 8.25 -21,664 1,901,691
2018-06-19 2018-06-18 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise 2,626 233,134 1.14 5.30 13,918 1,235,610
2018-06-19 2018-06-15 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -5,000 230,508 -2.12 8.24 -41,194 1,899,086
2018-06-01 2018-05-30 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -2,558 235,508 -1.07 8.23 -21,049 1,937,901
2018-05-29 2018-05-24 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
A - Award 16,875 238,066 7.63
2018-05-08 2018-05-07 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -4,826 221,191 -2.14 8.23 -39,706 1,819,849
2018-04-30 2018-04-26 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -22,874 226,017 -9.19 8.50 -194,429 1,921,144
2018-04-18 2018-04-16 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -5,000 248,891 -1.97 8.00 -40,000 1,991,128
2018-03-20 2018-03-16 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -4,871 253,891 -1.88 7.19 -35,013 1,824,994
2018-03-08 2018-03-06 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -2,592 258,762 -0.99 7.41 -19,209 1,917,659
2018-01-18 2018-01-16 4 GCAP GAIN Capital Holdings, Inc.
Stock Option
M - Exercise -36,000 0 -100.00 8.02 -288,720
2018-01-18 2018-01-16 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -36,000 261,354 -12.11 8.37 -301,356 2,187,794
2018-01-18 2018-01-16 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise X 36,000 297,354 13.77 8.02 288,720 2,384,779
2017-07-19 2017-07-19 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -1,403 261,354 -0.53 6.52 -9,152 1,704,812
2017-07-19 2017-07-18 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -3,597 262,757 -1.35 6.50 -23,386 1,708,288
2017-06-01 2017-05-30 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -2,701 266,354 -1.00 5.97 -16,114 1,589,068
2017-05-09 2017-05-08 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -4,933 269,055 -1.80 6.02 -29,676 1,618,581
2017-04-05 2017-04-04 4 GCAP GAIN Capital Holdings, Inc.
Option to Purchase (Right to Buy)
M - Exercise -30,750 0 -100.00
2017-04-05 2017-04-04 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -30,750 273,988 -10.09 8.52 -262,042 2,334,844
2017-04-05 2017-04-04 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise X 30,750 304,738 11.22 4.40 135,300 1,340,847
2017-03-28 2017-03-27 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -6 273,988 0.00 8.31 -50 2,276,840
2017-03-28 2017-03-24 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -4,364 273,994 -1.57 8.14 -35,536 2,231,106
2017-03-17 2017-03-15 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
A - Award 39,298 278,358 16.44
2017-03-17 2017-03-15 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -15,000 239,060 -5.90 8.18 -122,710 1,955,678
2017-03-08 2017-03-06 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -2,572 254,060 -1.00 7.79 -20,046 1,980,144
2016-06-02 2016-05-31 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -2,624 256,632 -1.01 6.89 -18,086 1,768,862
2016-05-09 2016-05-05 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
A - Award 29,816 29,816
2016-05-09 2016-05-05 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
A - Award 38,461 259,256 17.42
2016-04-22 2016-04-20 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -20,000 220,795 -8.31 7.00 -140,000 1,545,565
2016-03-25 2016-03-23 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -3,078 240,795 -1.26 6.28 -19,326 1,511,855
2016-03-09 2016-03-07 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -1,634 243,873 -0.67 7.42 -12,126 1,809,757
2016-03-04 2016-03-03 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -19 245,507 -0.01 7.42 -141 1,821,367
2016-03-04 2016-03-02 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -2,702 245,526 -1.09 7.31 -19,761 1,795,630
2016-01-06 2016-01-04 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -25,000 248,228 -9.15 7.59 -189,712 1,883,678
2015-07-06 2015-07-01 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -2,500 273,228 -0.91 9.55 -23,884 2,610,366
2015-06-15 2015-06-11 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -2,500 275,728 -0.90 10.00 -25,000 2,757,280
2015-06-03 2015-06-01 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -2,500 278,228 -0.89 9.29 -23,230 2,585,295
2015-05-28 2015-05-26 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
A - Award 14,577 14,577
2015-05-28 2015-05-26 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
A - Award 21,030 280,728 8.10
2015-05-05 2015-05-01 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
M - Exercise -16,960 0 -100.00
2015-05-05 2015-05-01 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -16,960 259,698 -6.13 10.00 -169,600 2,596,980
2015-05-05 2015-05-01 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise X 16,960 276,658 6.53 3.83 64,957 1,059,600
2015-03-25 2015-03-24 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -1,044 221,698 -0.47 9.60 -10,024 2,128,633
2015-03-25 2015-03-23 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -3,085 222,742 -1.37 9.61 -29,632 2,139,504
2015-03-16 2015-03-13 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale -22,020 225,827 -8.88 10.09 -222,180 2,278,572
2015-03-10 2015-03-06 4 GCAP GAIN Capital Holdings, Inc.
Stock Option
M - Exercise -9,500 25,500 -27.14
2015-03-10 2015-03-06 4 GCAP GAIN Capital Holdings, Inc.
Option to Purchase (Right to Buy)
M - Exercise -10,250 17,750 -36.61
2015-03-10 2015-03-06 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
M - Exercise -11,444 16,960 -40.29
2015-03-10 2015-03-06 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale -1,554 247,847 -0.62 10.01 -15,556 2,480,973
2015-03-10 2015-03-06 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -31,194 249,401 -11.12 10.00 -311,940 2,494,010
2015-03-10 2015-03-06 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise X 9,500 280,595 3.50 5.30 50,350 1,487,154
2015-03-10 2015-03-06 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise X 10,250 271,095 3.93 4.40 45,100 1,192,818
2015-03-10 2015-03-06 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise X 11,444 260,845 4.59 3.83 43,831 999,036
2015-03-03 2015-03-02 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -2,372 249,401 -0.94 9.34 -22,164 2,330,453
2015-02-13 2015-02-11 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
M - Exercise -8,000 28,404 -21.98 3.83 -30,640 108,787
2015-02-13 2015-02-11 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -8,000 251,773 -3.08 8.56 -68,514 2,156,234
2015-02-13 2015-02-11 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise X 8,000 259,773 3.18 3.83 30,640 994,931
2015-01-14 2015-01-12 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
M - Exercise -8,000 36,404 -18.02 9.14 -73,147 332,856
2015-01-14 2015-01-12 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -8,000 251,773 -3.08 9.14 -73,147 2,302,061
2015-01-14 2015-01-12 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise X 8,000 259,773 3.18 3.83 30,640 994,931
2015-01-07 2015-01-06 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -16,025 251,773 -5.98 8.94 -143,326 2,251,833
2015-01-07 2015-01-05 4 GCAP GAIN Capital Holdings, Inc.
Restricted Stock Unit
M - Exercise -18,091 0 -100.00
2015-01-07 2015-01-05 4 GCAP GAIN Capital Holdings, Inc.
Restricted Stock Unit
M - Exercise -22,613 0 -100.00
2015-01-07 2015-01-05 4 GCAP GAIN Capital Holdings, Inc.
Restricted Stock Unit
M - Exercise -45,226 0 -100.00
2015-01-07 2015-01-05 4 GCAP GAIN Capital Holdings, Inc.
Restricted Stock Unit
M - Exercise -45,226 0 -100.00
2015-01-07 2015-01-05 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -26,001 267,798 -8.85 9.13 -237,387 2,444,969
2015-01-07 2015-01-05 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise 18,091 293,799 6.56
2015-01-07 2015-01-05 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise 22,613 275,708 8.93
2015-01-07 2015-01-05 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise 45,226 253,095 21.76
2015-01-07 2015-01-05 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise 45,226 253,095 21.76
2014-12-15 2014-12-11 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
M - Exercise -8,000 44,404 -15.27 3.83 -30,640 170,067
2014-12-15 2014-12-11 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -8,000 162,643 -4.69 8.44 -67,537 1,373,048
2014-12-15 2014-12-11 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise X 8,000 170,643 4.92 3.83 30,640 653,563
2014-11-13 2014-11-11 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
M - Exercise -8,000 52,404 -13.24 3.83 -30,640 200,707
2014-11-13 2014-11-11 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -8,000 162,643 -4.69 8.91 -71,303 1,449,621
2014-11-13 2014-11-11 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise X 8,000 170,643 4.92 3.83 30,640 653,563
2014-10-16 2014-10-14 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -8,000 162,643 -4.69 7.00 -56,000 1,138,501
2014-10-09 2014-10-02 4 GCAP GAIN Capital Holdings, Inc.
Option to Purchase (Right to Buy)
M - Exercise -89,993 7,999 -91.84 1.99 -179,086 15,918
2014-10-09 2014-10-02 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise 89,993 170,643 111.58 1.99 179,086 339,580
2014-09-12 2014-09-11 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
M - Exercise -8,000 22,565 -26.17 2.43 -19,440 54,833
2014-09-12 2014-09-11 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -8,000 80,650 -9.02 7.25 -57,990 584,616
2014-09-12 2014-09-11 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise 8,000 104,650 8.28 2.43 19,440 254,300
2014-09-12 2014-09-10 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
M - Exercise -16,000 30,565 -34.36 2.43 -38,880 74,273
2014-09-12 2014-09-10 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -16,000 88,650 -15.29 7.00 -112,000 620,550
2014-09-12 2014-09-10 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise 16,000 96,650 19.84 2.43 38,880 234,860
2014-06-13 2014-06-11 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
M - Exercise -8,000 46,565 -14.66 2.43 -19,440 113,153
2014-06-13 2014-06-11 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -8,000 80,650 -9.02 7.67 -61,398 618,973
2014-06-13 2014-06-11 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise X 8,000 88,650 9.92 2.43 19,440 215,420
2014-05-14 2014-05-12 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
M - Exercise -8,000 54,565 -12.79 2.43 -19,440 132,593
2014-05-14 2014-05-12 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -8,000 80,650 -9.02 7.70 -61,600 621,005
2014-05-14 2014-05-12 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise X 8,000 88,650 9.92 2.43 19,440 215,420
2014-04-18 2014-04-16 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
M - Exercise -8,000 62,565 -11.34 2.43 -19,440 152,033
2014-04-18 2014-04-16 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -38,000 80,650 -32.03 10.01 -380,338 807,218
2014-04-18 2014-04-16 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise X 8,000 118,650 7.23 2.43 19,440 288,320
2014-03-25 2014-03-24 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -4,140 110,650 -3.61 11.58 -47,958 1,281,770
2014-03-07 2014-03-05 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
A - Award 11,881 11,881
2014-03-07 2014-03-05 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
A - Award 18,090 114,790 18.71
2014-03-05 2014-03-03 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -2,380 96,700 -2.40 10.14 -24,134 980,557
2014-02-05 2014-02-03 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
M - Exercise -2,500 70,565 -3.42 2.43 -6,075 171,473
2014-02-05 2014-02-03 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -2,500 99,080 -2.46 8.71 -21,787 863,462
2014-02-05 2014-02-03 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise X 2,500 101,580 2.52 2.43 6,075 246,839
2014-01-06 2014-01-02 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
M - Exercise -2,500 73,065 -3.31 2.43 -6,075 177,548
2014-01-06 2014-01-02 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -2,500 99,080 -2.46 7.44 -18,604 737,304
2014-01-06 2014-01-02 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise X 2,500 101,580 2.52 2.43 6,075 246,839
2013-12-04 2013-12-02 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
M - Exercise -2,500 75,565 -3.20 2.43 -6,075 183,623
2013-12-04 2013-12-02 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -2,500 99,080 -2.46 9.14 -22,855 905,799
2013-12-04 2013-12-02 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise X 2,500 101,580 2.52 2.43 6,075 246,839
2013-11-05 2013-11-01 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
M - Exercise -2,500 78,065 -3.10 2.43 -6,075 189,698
2013-11-05 2013-11-01 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -2,500 99,080 -2.46 10.68 -26,702 1,058,234
2013-11-05 2013-11-01 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise X 2,500 101,580 2.52 2.43 6,075 246,839
2013-10-03 2013-10-01 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
M - Exercise -2,500 80,565 -3.01 2.43 -6,075 195,773
2013-10-03 2013-10-01 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -2,500 99,080 -2.46 12.37 -30,931 1,225,857
2013-10-03 2013-10-01 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise X 2,500 101,580 2.52 2.43 6,075 246,839
2013-09-05 2013-09-03 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
M - Exercise -2,500 83,065 -2.92 2.43 -6,075 201,848
2013-09-05 2013-09-03 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -2,500 99,080 -2.46 7.37 -18,419 729,982
2013-09-05 2013-09-03 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise X 2,500 101,580 2.52 2.43 6,075 246,839
2013-08-12 2013-08-08 4 GCAP GAIN Capital Holdings, Inc.
Stock Option (Right to Buy)
M - Exercise -15,000 85,565 -14.92 2.43 -36,450 207,923
2013-08-12 2013-08-08 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -15,000 99,080 -13.15 7.00 -105,000 693,560
2013-08-12 2013-08-08 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
M - Exercise 15,000 114,080 15.14 2.43 36,450 277,214
2013-03-26 2013-03-26 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
S - Sale X -1,016 99,080 -1.02 4.46 -4,531 441,887
2013-03-26 2013-03-22 4 GCAP GAIN Capital Holdings, Inc.
Option to Purchase (Right to Buy)
A - Award 28,000 28,000
2013-03-26 2013-03-22 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
A - Award 35,000 100,096 53.77
2012-03-28 2012-03-26 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
D - Sale to Issuer -1,040 65,096 -1.57 5.19 -5,398 337,887
2012-03-05 2012-03-01 4 GCAP GAIN Capital Holdings, Inc.
Stock Option
A - Award 35,000 35,000
2012-03-05 2012-03-01 4 GCAP GAIN Capital Holdings, Inc.
Common Stock
A - Award 27,000 66,136 68.99
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券(例如股票期权)
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券(例如期权)
V
内部人士通过Form 4自愿报告的一笔交易
J
其他(附有交易描述的脚注)