abrdn 中国以外新兴市场基金有限公司
US ˙ NYSEAM ˙ US00301W1053

介绍

本页面提供了有关 Steven N Rappaport 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言,基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是,他们必须通过Form 4向美国证券交易委员会(SEC)报告所有交易。尽管存在这些限制,学术研究表明,整体而言,内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易,排除了作为10b5-1交易计划的一部分的交易。然后,对每笔交易在3、6和12个月的表现进行平均,以生成该笔交易最终的表现指标。然后,将所有交易的表现指标进行平均,计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A",则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易,或者他们进行的交易距离现在时间太近,无法计算出可靠的表现指标。

更新频率:每日

查看收益最高的的内幕交易者列表。

报告内部持仓的公司

美国证券交易委员会(SEC)文件显示Steven N Rappaport已报告在以下公司拥有持仓或进行了交易:

证券 职位 最新报告的持仓
US:AEF / abrdn Emerging Markets ex-China Fund, Inc. Director 83,197
FR:FR0014007NF1 / ICADE Director 10,707
US:ABE / Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. Director 0
US:LAQ / Aberdeen Latin America Equity Fund, Inc. Director 0
US:ISL / Aberdeen Israel Fund, Inc. Director 0
US:IF / Aberdeen Indonesia Fund, Inc. Director 0
US:CIK / Credit Suisse Asset Management Income Fund, Inc. Chairman of the Board/, Director 69,829
US:DHY / Credit Suisse High Yield Bond Fund, Inc. Trustee/Chairman of the Board/ 301,734
Director 15,000
如何解读这些图表

以下图表显示了在Steven N Rappaport进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如,如果一笔内部人士交易是在2019年1月1日进行的,该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元,则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%,而从10美元跌至5美元的价格变化将为-50%。

最终,我们将评估内部人士的交易与股价的超额回报(正向或负向)之间的相关性,以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为,我们预期看到(a)买入后的正回报,或者(b)卖出后的负回报。对于情况(a),买入图表将显示一系列向上倾斜的曲线,表示每次买入后都有正回报。对于情况(b),卖出图表将显示一系列向下倾斜的曲线,表示每次卖出后都有负回报。

然而,仅凭这一点还不足以得出结论。例如,如果公司的股价在多年内呈现非周期性上升,我们会预期所有买入后的图表都呈现向上倾斜。同样地,多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下,“买入”图表显示正向信号,而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易,以获得财务优势。

AEF / abrdn Emerging Markets ex-China Fund, Inc.内部人士买入 - 短期收益分析

在这一部分,我们分析了在 AEF / abrdn Emerging Markets ex-China Fund, Inc. 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
2017-11-08 CH RAPPAPORT STEVEN N 450 8.8676 450 8.8676 3,986 79
2017-04-12 CH RAPPAPORT STEVEN N 548 7.2745 548 7.2745 3,984
2016-11-09 CH RAPPAPORT STEVEN N 621 6.4152 621 6.4152 3,983
2016-04-13 CH RAPPAPORT STEVEN N 653 6.0969 653 6.0969 3,982
2015-12-28 CH RAPPAPORT STEVEN N 689 5.7803 689 5.7803 3,981
2015-07-27 CH RAPPAPORT STEVEN N 1,252 6.3638 1,252 6.3638 7,970
2014-12-26 CH RAPPAPORT STEVEN N 1,053 7.5745 1,053 7.5745 7,974
2014-07-25 CH RAPPAPORT STEVEN N 798 9.9989 798 9.9989 7,979
2013-12-26 CH RAPPAPORT STEVEN N 673 11.2030 673 11.2030 7,539
2013-07-25 CH RAPPAPORT STEVEN N 536 13.9600 536 13.9600 7,482
2012-12-26 CH RAPPAPORT STEVEN N 406 15.3500 406 15.3500 6,237
2012-07-25 CH RAPPAPORT STEVEN N 405 15.4167 405 15.4167 6,237
2012-07-25 CH RAPPAPORT STEVEN N 405 15.4167 405 15.4167 6,237
2009-07-28 CH RAPPAPORT STEVEN N 349 16.8900 349 16.8900 5,895

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

AEF / abrdn Emerging Markets ex-China Fund, Inc. Insider Trades
AEF / abrdn Emerging Markets ex-China Fund, Inc.内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 AEF / abrdn Emerging Markets ex-China Fund, Inc. 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

AEF / abrdn Emerging Markets ex-China Fund, Inc. Insider Trades
CIK / Credit Suisse Asset Management Income Fund, Inc.内部人士买入 - 短期收益分析

在这一部分,我们分析了在 AEF / abrdn Emerging Markets ex-China Fund, Inc. 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
2017-12-26 CIK RAPPAPORT STEVEN N 1,256 3.5800 1,256 3.5800 4,496 22 3.3300 -314 -6.97
2017-07-25 CIK RAPPAPORT STEVEN N 1,253 3.5900 1,253 3.5900 4,498
2016-12-27 CIK RAPPAPORT STEVEN N 1,293 3.4800 1,293 3.4800 4,500
2016-07-25 CIK RAPPAPORT STEVEN N 1,351 3.3300 1,351 3.3300 4,499
2015-12-28 CIK RAPPAPORT STEVEN N 2,812 3.2000 2,812 3.2000 8,998
2015-07-27 CIK RAPPAPORT STEVEN N 2,528 3.5600 2,528 3.5600 9,000
2015-07-27 CIK RAPPAPORT STEVEN N 2,528 3.5600 2,528 3.5600 9,000
2014-12-26 CIK RAPPAPORT STEVEN N 2,486 3.6200 2,486 3.6200 8,999
2014-07-25 CIK RAPPAPORT STEVEN N 4,437 3.8600 4,437 3.8600 17,127
2013-12-26 CIK RAPPAPORT STEVEN N 3,729 3.8400 3,729 3.8400 14,320
2013-07-25 CIK RAPPAPORT STEVEN N 2,073 3.8100 2,073 3.8100 7,898
2012-12-26 CIK RAPPAPORT STEVEN N 2,078 3.8000 2,078 3.8000 7,896
2012-07-25 CIK RAPPAPORT STEVEN N 2,135 3.7000 2,135 3.7000 7,900

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

CIK / Credit Suisse Asset Management Income Fund, Inc. Insider Trades
CIK / Credit Suisse Asset Management Income Fund, Inc.内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 AEF / abrdn Emerging Markets ex-China Fund, Inc. 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

CIK / Credit Suisse Asset Management Income Fund, Inc. Insider Trades
DHY / Credit Suisse High Yield Bond Fund, Inc.内部人士买入 - 短期收益分析

在这一部分,我们分析了在 AEF / abrdn Emerging Markets ex-China Fund, Inc. 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
2017-12-26 DHY RAPPAPORT STEVEN N 1,624 2.7700 1,624 2.7700 4,498 13 2.8500 130 2.90
2017-07-25 DHY RAPPAPORT STEVEN N 1,612 2.7900 1,612 2.7900 4,497
2016-12-27 DHY RAPPAPORT STEVEN N 1,679 2.6800 1,679 2.6800 4,500
2016-07-25 DHY RAPPAPORT STEVEN N 1,778 2.5300 1,778 2.5300 4,498
2015-12-28 DHY RAPPAPORT STEVEN N 3,750 2.4000 3,750 2.4000 9,000
2015-07-27 DHY RAPPAPORT STEVEN N 3,237 2.7800 3,237 2.7800 8,999
2015-07-27 DHY RAPPAPORT STEVEN N 3,237 2.7800 3,237 2.7800 8,999
2014-12-26 DHY RAPPAPORT STEVEN N 3,146 2.8600 3,146 2.8600 8,998
2014-07-25 DHY RAPPAPORT STEVEN N 15,389 3.1400 15,389 3.1400 48,322
2013-12-26 DHY RAPPAPORT STEVEN N 12,212 3.1000 12,212 3.1000 37,858
2013-07-25 DHY RAPPAPORT STEVEN N 2,564 3.0800 2,564 3.0800 7,897
2012-12-26 DHY RAPPAPORT STEVEN N 2,581 3.0600 2,581 3.0600 7,898
2012-07-25 DHY RAPPAPORT STEVEN N 2,696 2.9300 2,696 2.9300 7,899

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

DHY / Credit Suisse High Yield Bond Fund, Inc. Insider Trades
DHY / Credit Suisse High Yield Bond Fund, Inc.内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 AEF / abrdn Emerging Markets ex-China Fund, Inc. 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

DHY / Credit Suisse High Yield Bond Fund, Inc. Insider Trades
内幕交易历史

该表格显示了由 Steven N Rappaport 进行的所有内幕交易的完整列表,这些交易已向美国证券交易委员会(SEC)披露。

备案日期 交易日期 表格 股票代码 证券 代码 10b5-1 股数 剩余股数 %
变化
每股
股价
交易
金额
剩余
金额
2025-03-06 2025-02-27 4 AEF abrdn Emerging Markets ex-China Fund, Inc.
Common Stock
D - Sale to Issuer -31,757 83,197 -27.63 6.07 -192,765 505,006
2018-10-02 2018-09-28 4 icad ICAD INC
Director Stock Option (right to buy)
A - Award 10,707 10,707
2018-07-02 2018-06-29 4 icad ICAD INC
Director Stock Option (right to buy)
A - Award 10,217 10,217
2018-05-01 2018-04-27 4 ABE ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC.
Common Stock
J - Other -10,282 0 -100.00
2018-05-01 2018-04-27 4 LAQ ABERDEEN LATIN AMERICA EQUITY FUND, INC.
Common Stock
J - Other -9,052 0 -100.00
2018-05-01 2018-04-27 4 AEF ABERDEEN EMERGING MARKETS EQUITY INCOME FUND, INC.
Common Stock
J - Other 26,419 114,957 29.84
2018-05-01 2018-04-27 4 AEF ABERDEEN EMERGING MARKETS EQUITY INCOME FUND, INC.
Common Stock
J - Other 22,552 88,538 34.18
2018-05-01 2018-04-27 4 AEF ABERDEEN EMERGING MARKETS EQUITY INCOME FUND, INC.
Common Stock
J - Other 29,698 65,986 81.84
2018-05-01 2018-04-27 4 AEF ABERDEEN EMERGING MARKETS EQUITY INCOME FUND, INC.
Common Stock
J - Other 16,672 36,288 84.99
2018-05-01 2018-04-27 4 ISL ABERDEEN ISRAEL FUND, INC.
Common Stock
J - Other -14,395 0 -100.00
2018-05-01 2018-04-27 4 IF ABERDEEN INDONESIA FUND, INC.
Common Stock
J - Other -28,825 0 -100.00
2018-04-03 2018-03-30 4 icad ICAD INC
Director Stock Option (right to buy)
A - Award 10,275 10,275
2018-02-16 2018-02-14 4 icad ICAD INC
Common Stock
A - Award 4,000 81,870 5.14
2018-01-03 2017-12-29 4 icad ICAD INC
Director Stock (right to buy)
A - Award 8,846 8,846
2017-12-28 2017-12-26 4 CIK CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC
common stock
P - Purchase 1,256 69,829 1.83 3.58 4,496 249,990
2017-12-28 2017-12-26 4 DHY CREDIT SUISSE HIGH YIELD BOND FUND
common shares
P - Purchase 1,624 301,734 0.54 2.77 4,498 835,804
2017-11-13 2017-11-08 4 CH ABERDEEN CHILE FUND, INC.
Common Stock
P - Purchase 450 19,616 2.35 8.87 3,986 173,948
2017-11-13 2017-11-08 4 IF ABERDEEN INDONESIA FUND, INC.
Common Stock
P - Purchase 514 28,825 1.82 7.75 3,985 223,315
2017-11-13 2017-11-08 4 LAQ ABERDEEN LATIN AMERICA EQUITY FUND, INC.
Common Stock
P - Purchase 151 9,052 1.69 26.50 3,992 239,900
2017-11-13 2017-11-08 4 ISL ABERDEEN ISRAEL FUND, INC.
Common Stock
P - Purchase 199 14,395 1.40 20.08 3,991 289,088
2017-11-13 2017-11-08 4 ABE ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC.
Common Stock
P - Purchase 276 10,282 2.76 14.43 3,989 148,361
2017-10-04 2017-09-29 4 icad ICAD INC
Director Stock Option (right to buy)
A - Award 6,958 6,958
2017-07-27 2017-07-25 4 CIK CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC
common stock
P - Purchase 1,253 68,573 1.86 3.59 4,498 246,179
2017-07-27 2017-07-25 4 DHY CREDIT SUISSE HIGH YIELD BOND FUND
common shares
P - Purchase 1,612 300,110 0.54 2.79 4,497 837,307
2017-07-05 2017-06-30 4 icad ICAD INC
Director Stock Option (right to buy)
A - Award 7,286 7,286
2017-04-25 2017-04-07 4 ICAD ICAD INC
Option (right to buy)
M - Exercise -750 0 -100.00
2017-04-25 2017-04-07 4 ICAD ICAD INC
Option (right to buy)
M - Exercise -750 0 -100.00
2017-04-25 2017-04-07 4 ICAD ICAD INC
Option (right to buy)
M - Exercise -750 0 -100.00
2017-04-25 2017-04-07 4 ICAD ICAD INC
Option (right to buy)
M - Exercise -1,500 0 -100.00
2017-04-25 2017-04-07 4 ICAD ICAD INC
Option (right to buy)
M - Exercise -750 0 -100.00
2017-04-25 2017-04-07 4 ICAD ICAD INC
Common Stock
M - Exercise 750 77,870 0.97 2.00 1,500 155,740
2017-04-25 2017-04-07 4 ICAD ICAD INC
Common Stock
M - Exercise 750 77,870 0.97 2.00 1,500 155,740
2017-04-25 2017-04-07 4 ICAD ICAD INC
Common Stock
M - Exercise 750 77,870 0.97 2.00 1,500 155,740
2017-04-25 2017-04-07 4 ICAD ICAD INC
Common Stock
M - Exercise 1,500 76,370 2.00 2.15 3,225 164,196
2017-04-25 2017-04-07 4 ICAD ICAD INC
Common Stock
M - Exercise 750 74,120 1.02 2.25 1,688 166,770
2017-04-14 2017-04-12 4 ISL ABERDEEN ISRAEL FUND, INC.
Common Stock
P - Purchase 224 14,197 1.60 17.83 3,991 253,129
2017-04-14 2017-04-12 4 LAQ ABERDEEN LATIN AMERICA EQUITY FUND, INC.
Common Stock
P - Purchase 168 8,901 1.93 23.71 3,992 211,015
2017-04-14 2017-04-12 4 IF ABERDEEN INDONESIA FUND, INC.
Common Stock
P - Purchase 545 28,311 1.96 7.31 3,984 207,038
2017-04-14 2017-04-12 4 CH ABERDEEN CHILE FUND, INC.
Common Stock
P - Purchase 548 19,167 2.94 7.27 3,984 139,427
2017-04-14 2017-04-12 4 ABE ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC.
Common Stock
P - Purchase 295 10,006 3.04 13.51 3,989 135,160
2017-04-04 2017-03-31 4 ICAD ICAD INC
Option (right to buy)
A - Award 5,830 5,830
2017-01-04 2017-01-03 4 ICAD ICAD INC
Common Stock
A - Award 4,000 4,000
2017-01-04 2016-12-30 4 ICAD ICAD INC
Common Stock
A - Award 4,437 4,437
2016-12-29 2016-12-27 4 CIK CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC
common stock
P - Purchase 1,293 67,320 1.96 3.48 4,500 234,275
2016-12-29 2016-12-27 4 DHY CREDIT SUISSE HIGH YIELD BOND FUND
common shares
P - Purchase 1,679 298,498 0.57 2.68 4,500 799,975
2016-11-14 2016-11-09 4 ABE ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC.
Common Stock
P - Purchase 334 9,710 3.56 11.95 3,988 116,055
2016-11-14 2016-11-09 4 ISL ABERDEEN ISRAEL FUND, INC.
Common Stock
P - Purchase 245 13,973 1.78 16.30 3,990 227,788
2016-11-14 2016-11-09 4 LAQ ABERDEEN LATIN AMERICA EQUITY FUND, INC.
Common Stock
P - Purchase 184 8,733 2.15 21.75 3,991 189,899
2016-11-14 2016-11-09 4 IF ABERDEEN INDONESIA FUND, INC.
Common Stock
P - Purchase 611 27,766 2.25 6.52 3,983 181,072
2016-11-14 2016-11-09 4 CH ABERDEEN CHILE FUND, INC.
Common Stock
P - Purchase 621 18,619 3.45 6.42 3,983 119,444
2016-10-12 2016-10-10 4 ICAD ICAD INC
Option (right to buy)
M - Exercise -750 0 -100.00
2016-10-12 2016-10-10 4 ICAD ICAD INC
Common Stock
M - Exercise 750 64,933 1.17 3.10 2,325 201,292
2016-07-27 2016-07-25 4 CIK CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC
common stock
P - Purchase 1,351 66,027 2.09 3.33 4,499 219,871
2016-07-27 2016-07-25 4 DHY CREDIT SUISSE HIGH YIELD BOND FUND
common shares
P - Purchase 1,778 296,819 0.60 2.53 4,498 750,953
2016-04-15 2016-04-13 4 ABE ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC.
Common Stock
P - Purchase 331 9,377 3.66 12.04 3,988 112,924
2016-04-15 2016-04-13 4 ISL ABERDEEN ISRAEL FUND, INC.
Common Stock
P - Purchase 232 13,728 1.72 17.19 3,990 236,017
2016-04-15 2016-04-13 4 LAQ ABERDEEN LATIN AMERICA EQUITY FUND, INC.
Common Stock
P - Purchase 207 8,549 2.48 19.31 3,991 165,115
2016-04-15 2016-04-13 4 IF ABERDEEN INDONESIA FUND, INC.
Common Stock
P - Purchase 647 27,155 2.44 6.16 3,982 167,161
2016-04-15 2016-04-13 4 CH ABERDEEN CHILE FUND, INC.
Common Stock
P - Purchase 653 17,998 3.77 6.10 3,982 109,733
2016-01-06 2016-01-04 4 ICAD ICAD INC
Common Stock
A - Award 4,000 64,183 6.65 5.16 20,640 331,184
2015-12-30 2015-12-28 4 LAQ ABERDEEN LATIN AMERICA EQUITY FUND, INC.
Common Stock
P - Purchase 250 8,342 3.09 15.98 3,990 133,324
2015-12-30 2015-12-28 4 ISL ABERDEEN ISRAEL FUND, INC.
Common Stock
P - Purchase 229 13,496 1.72 17.46 3,990 235,626
2015-12-30 2015-12-28 4 IF ABERDEEN INDONESIA FUND, INC.
Common Stock
P - Purchase 690 26,508 2.67 5.77 3,981 152,857
2015-12-30 2015-12-28 4 CH ABERDEEN CHILE FUND, INC.
Common Stock
P - Purchase 689 17,345 4.14 5.78 3,981 100,259
2015-12-30 2015-12-28 4 ABE ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC.
Common Stock
P - Purchase 365 9,045 4.20 10.94 3,988 98,926
2015-12-30 2015-12-28 4 CIK CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC
common stock
P - Purchase 2,812 64,676 4.55 3.20 8,998 206,965
2015-12-30 2015-12-28 4 DHY CREDIT SUISSE HIGH YIELD BOND FUND
common shares
P - Purchase 3,750 295,041 1.29 2.40 9,000 708,099
2015-08-20 2015-07-27 4/A DHY CREDIT SUISSE HIGH YIELD BOND FUND
common shares
P - Purchase 3,237 276,932 1.18 2.78 8,999 769,871
2015-08-20 2015-07-27 4/A CIK CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC
common stock
P - Purchase 2,528 59,568 4.43 3.56 9,000 212,064
2015-07-29 2015-07-27 4 ETF ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC.
Common Stock
P - Purchase 631 8,681 7.83 12.66 7,982 109,883
2015-07-29 2015-07-27 4 DHY CREDIT SUISSE HIGH YIELD BOND FUND
common shares
P - Purchase 3,237 276,154 1.19 2.78 8,999 767,709
2015-07-29 2015-07-27 4 LAQ ABERDEEN LATIN AMERICA EQUITY FUND, INC.
Common Stock
P - Purchase 419 8,093 5.46 19.06 7,987 154,289
2015-07-29 2015-07-27 4 ISL ABERDEEN ISRAEL FUND, INC.
Common Stock
P - Purchase 422 13,267 3.28 18.93 7,987 251,156
2015-07-29 2015-07-27 4 CH ABERDEEN CHILE FUND, INC.
Common Stock
P - Purchase 1,252 16,219 8.37 6.36 7,970 103,213
2015-07-29 2015-07-27 4 IF ABERDEEN INDONESIA FUND, INC.
Common Stock
P - Purchase 1,180 25,478 4.86 6.75 7,971 172,075
2015-07-29 2015-07-27 4 CIK CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC
common stock
P - Purchase 2,528 49,569 5.37 3.56 9,000 176,465
2015-04-07 2014-12-26 4/A LAQ ABERDEEN LATIN AMERICA EQUITY FUND, INC.
Common Stock
P - Purchase 338 7,277 4.87 23.63 7,988 171,969
2015-02-19 2015-02-18 4 ICAD ICAD INC
Common Stock
A - Award 2,000 60,183 3.44
2015-01-22 2015-01-20 4 ICAD ICAD INC
Option (right to buy)
A - Award 4,300 4,300
2015-01-21 2015-01-15 4 icad ICAD INC
Director Stock Option (right to buy)
M - Exercise -4,123 0 -100.00
2015-01-21 2015-01-15 4 icad ICAD INC
Common Stock
M - Exercise 4,123 58,183 7.63 7.45 30,716 433,463
2014-12-30 2014-12-26 4 CH ABERDEEN CHILE FUND, INC.
Common Stock
P - Purchase 1,053 13,848 8.23 7.57 7,974 104,889
2014-12-30 2014-12-26 4 ETF ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC.
Common Stock
P - Purchase 599 7,925 8.17 13.33 7,983 105,651
2014-12-30 2014-12-26 4 DHY CREDIT SUISSE HIGH YIELD BOND FUND
common shares
P - Purchase 3,146 256,833 1.24 2.86 8,998 734,544
2014-12-30 2014-12-26 4 CIK CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC
common stock
P - Purchase 2,486 44,396 5.93 3.62 8,999 160,714
2014-12-30 2014-12-26 4 LAQ ABERDEEN LATIN AMERICA EQUITY FUND, INC.
Common Stock
P - Purchase 338 7,251 4.89 23.63 7,988 171,351
2014-12-30 2014-12-26 4 ISL ABERDEEN ISRAEL FUND, INC.
Common Stock
P - Purchase 468 12,406 3.92 17.07 7,986 211,831
2014-12-30 2014-12-26 4 IF ABERDEEN INDONESIA FUND, INC.
Common Stock
P - Purchase 872 22,786 3.98 9.15 7,978 208,471
2014-07-29 2014-07-25 4 ETF ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC.
Common Stock
P - Purchase 541 7,323 7.97 14.76 7,984 108,115
2014-07-29 2014-07-25 4 ISL ABERDEEN ISRAEL FUND, INC.
common stock
P - Purchase 444 11,938 3.87 17.97 7,986 214,523
2014-07-29 2014-07-25 4 LAQ ABERDEEN LATIN AMERICA EQUITY FUND, INC.
common stock
P - Purchase 257 6,913 3.87 31.05 7,990 214,665
2014-07-29 2014-07-25 4 IF ABERDEEN INDONESIA FUND, INC.
Common Stock
P - Purchase 786 21,914 3.72 10.15 7,979 222,374
2014-07-29 2014-07-25 4 CH ABERDEEN CHILE FUND, INC.
Common Stock
P - Purchase 798 12,419 6.87 10.00 7,979 124,180
2014-07-29 2014-07-25 4 CIK CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC
common stock
P - Purchase 4,437 40,255 12.39 3.86 17,127 155,384
2014-07-29 2014-07-25 4 DHY CREDIT SUISSE HIGH YIELD BOND FUND
common shares
P - Purchase 15,389 243,789 6.74 3.14 48,322 765,498
2014-01-23 2014-01-21 4 icad ICAD INC
Director Stock Option (right to buy)
A - Award 4,300 4,300
2014-01-13 2014-01-09 4 icad ICAD INC
Director Stock Option (right to buy)
M - Exercise -4,340 0 -100.00
2014-01-13 2014-01-09 4 icad ICAD INC
Director Stock Option (right to buy)
M - Exercise -5,135 0 -100.00
2014-01-13 2014-01-09 4 icad ICAD INC
Director Stock Option (right to buy)
M - Exercise -4,173 0 -100.00
2014-01-13 2014-01-09 4 icad ICAD INC
Common Stock
M - Exercise 4,340 54,060 8.73 6.10 26,474 329,766
2014-01-13 2014-01-09 4 icad ICAD INC
Common Stock
M - Exercise 5,135 49,720 11.52 5.05 25,932 251,086
2014-01-13 2014-01-09 4 icad ICAD INC
Common Stock
M - Exercise 4,173 44,585 10.33 6.95 29,002 309,866
2013-12-30 2013-12-26 4 ETF ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC.
Common stock
P - Purchase 546 6,084 9.86 13.81 7,541 84,015
2013-12-30 2013-12-26 4 ISL ABERDEEN ISRAEL FUND, INC.
Common stock
P - Purchase 449 11,323 4.13 16.81 7,543 190,334
2013-12-30 2013-12-26 4 LAQ ABERDEEN LATIN AMERICA EQUITY FUND, INC.
Common stock
P - Purchase 249 6,195 4.19 30.29 7,547 187,677
2013-12-30 2013-12-26 4 IF ABERDEEN INDONESIA FUND, INC.
Common stock
P - Purchase 799 18,505 4.51 9.44 7,536 174,610
2013-12-30 2013-12-26 4 CH ABERDEEN CHILE FUND, INC.
Common stock
P - Purchase 673 10,713 6.70 11.20 7,539 120,022
2013-12-30 2013-12-26 4 CIK CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC
common stock
P - Purchase 3,729 35,818 11.62 3.84 14,320 137,541
2013-12-30 2013-12-26 4 DHY CREDIT SUISSE HIGH YIELD BOND FUND
common shares
P - Purchase 12,212 228,400 5.65 3.10 37,858 708,040
2013-07-30 2013-07-25 4 CIK CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC
common stock
P - Purchase 2,073 32,089 6.91 3.81 7,898 122,258
2013-07-30 2013-07-25 4 DHY CREDIT SUISSE HIGH YIELD BOND FUND
common shares
P - Purchase 2,564 216,188 1.20 3.08 7,897 665,858
2013-07-29 2013-07-25 4 ETF ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC.
Common stock
P - Purchase 368 5,464 7.23 20.32 7,487 111,024
2013-07-29 2013-07-25 4 ISL ABERDEEN ISRAEL FUND, INC.
Common stock
P - Purchase 492 10,875 4.74 15.22 7,484 165,510
2013-07-29 2013-07-25 4 LAQ ABERDEEN LATIN AMERICA EQUITY FUND, INC.
Common stock
P - Purchase 233 5,708 4.26 32.12 7,490 183,344
2013-07-29 2013-07-25 4 IF ABERDEEN INDONESIA FUND, INC.
Common stock
P - Purchase 654 17,333 3.92 11.45 7,483 198,463
2013-07-29 2013-07-25 4 CH ABERDEEN CHILE FUND, INC.
Common stock
P - Purchase 536 9,510 5.97 13.96 7,482 132,759
2013-01-24 2013-01-22 4 icad ICAD INC
Director Stock Option (right to buy)
A - Award 4,300 4,300
2012-12-28 2012-12-26 4 ETF ABERDEEN EMERGING MARKETS TELECOMMUNICATIONS & INFRASTRUCTURE FUND, INC.
Common Stock
P - Purchase 295 5,067 6.18 21.15 6,239 107,173
2012-12-28 2012-12-26 4 ISL ABERDEEN ISRAEL FUND, INC.
Common Stock
P - Purchase 468 10,081 4.87 13.32 6,237 134,279
2012-12-28 2012-12-26 4 LAQ ABERDEEN LATIN AMERICA EQUITY FUND, INC.
Common Stock
P - Purchase 167 5,255 3.27 37.47 6,242 196,887
2012-12-28 2012-12-26 4 IF ABERDEEN INDONESIA FUND, INC.
Common Stock
P - Purchase 537 14,178 3.94 11.60 6,235 164,541
2012-12-28 2012-12-26 4 CH ABERDEEN CHILE FUND, INC.
Common Stock
P - Purchase 406 8,539 5.00 15.35 6,237 131,067
2012-12-28 2012-12-26 4 CIK CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC
common stock
P - Purchase 2,078 183,209 1.15 3.80 7,896 696,194
2012-12-28 2012-12-26 4 DHY CREDIT SUISSE HIGH YIELD BOND FUND
common shares
P - Purchase 2,581 201,268 1.30 3.06 7,898 615,881
2012-12-28 2012-12-26 4/A CIK CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC
common stock
P - Purchase 2,078 28,213 7.95 3.80 7,896 107,210
2012-10-23 2012-10-22 4 icad ICAD INC
Director Stock Option (right to buy)
A - Award 1,500 1,500
2012-08-15 2012-08-13 4 icad ICAD INC
Director Stock Option (right to buy)
A - Award 7,500 7,500
2012-08-10 2012-07-25 4/A ETF ABERDEEN EMERGING MARKETS TELECOMMUNICATIONS & INFRASTRUCTURE FUND, INC.
Common Stock
P - Purchase 329 4,698 7.53 18.97 6,238 89,109
2012-08-10 2012-07-25 4/A CH ABERDEEN CHILE FUND, INC.
Common Stock
P - Purchase 405 7,932 5.37 15.42 6,237 122,289
2012-08-10 2012-07-25 4/A LAQ ABERDEEN LATIN AMERICA EQUITY FUND, INC.
Common Stock
P - Purchase 198 5,088 4.05 31.53 6,241 160,464
2012-07-27 2012-07-25 4 ETF ABERDEEN EMERGING MARKETS TELECOMMUNICATIONS & INFRASTRUCTURE FUND, INC.
Common Stock
P - Purchase 329 4,690 7.54 18.97 6,238 88,957
2012-07-27 2012-07-25 4 ISL ABERDEEN ISRAEL FUND, INC.
Common Stock
P - Purchase 528 8,941 6.27 11.81 6,234 105,597
2012-07-27 2012-07-25 4 LAQ ABERDEEN LATIN AMERICA EQUITY FUND, INC.
Common Stock
P - Purchase 198 4,809 4.29 31.53 6,241 151,645
2012-07-27 2012-07-25 4 IF ABERDEEN INDONESIA FUND, INC.
Common Stock
P - Purchase 490 12,525 4.08 12.71 6,236 159,239
2012-07-27 2012-07-25 4 CH ABERDEEN CHILE FUND, INC.
Common Stock
P - Purchase 405 6,878 6.25 15.42 6,237 106,039
2012-07-27 2012-07-25 4 CIK CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC
common stock
P - Purchase 2,135 179,886 1.20 3.70 7,900 665,577
2012-07-27 2012-07-25 4 DHY CREDIT SUISSE HIGH YIELD BOND FUND
common shares
P - Purchase 2,696 190,283 1.44 2.93 7,899 557,529
2012-07-27 2012-07-25 4/A CIK CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC
common stock
P - Purchase 2,135 34,890 6.52 3.70 7,900 129,094
2012-07-23 2012-07-20 4 icad ICAD INC
Director Stock Option (right to buy)
A - Award 3,750 3,750
2012-07-18 2012-07-16 4 PRST PRESSTEK INC /DE/
Stock Option (right to buy)
A - Award 15,000 15,000
2012-07-18 2012-07-16 4 PRST PRESSTEK INC /DE/
Common Stock
A - Award 30,000 69,316 76.30
2012-05-07 2012-04-20 4 icad ICAD INC
Director Stock Option (right to buy)
A - Award 3,750 3,750
2012-01-24 2012-01-20 4 icad ICAD INC
Director Stock Option (right to buy)
A - Award 3,750 3,750
2009-07-30 2009-07-28 4 CH CHILE FUND INC
Common Stock
P - Purchase 349 3,646 10.58 16.89 5,895 61,585
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券(例如股票期权)
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券(例如期权)
V
内部人士通过Form 4自愿报告的一笔交易
J
其他(附有交易描述的脚注)