克索斯公司
US ˙ NasdaqCM ˙ US98423B1089

介绍

本页面提供了有关 Edward J Rapp 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言,基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是,他们必须通过Form 4向美国证券交易委员会(SEC)报告所有交易。尽管存在这些限制,学术研究表明,整体而言,内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易,排除了作为10b5-1交易计划的一部分的交易。然后,对每笔交易在3、6和12个月的表现进行平均,以生成该笔交易最终的表现指标。然后,将所有交易的表现指标进行平均,计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A",则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易,或者他们进行的交易距离现在时间太近,无法计算出可靠的表现指标。

更新频率:每日

查看收益最高的的内幕交易者列表。

报告内部持仓的公司

美国证券交易委员会(SEC)文件显示Edward J Rapp已报告在以下公司拥有持仓或进行了交易:

证券 职位 最新报告的持仓
US:XOS / Xos, Inc. Director 121,894
US:ABBV / AbbVie Inc. Director 34,458
US:CAT / Caterpillar Inc. Group President 114,049
如何解读这些图表

以下图表显示了在Edward J Rapp进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如,如果一笔内部人士交易是在2019年1月1日进行的,该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元,则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%,而从10美元跌至5美元的价格变化将为-50%。

最终,我们将评估内部人士的交易与股价的超额回报(正向或负向)之间的相关性,以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为,我们预期看到(a)买入后的正回报,或者(b)卖出后的负回报。对于情况(a),买入图表将显示一系列向上倾斜的曲线,表示每次买入后都有正回报。对于情况(b),卖出图表将显示一系列向下倾斜的曲线,表示每次卖出后都有负回报。

然而,仅凭这一点还不足以得出结论。例如,如果公司的股价在多年内呈现非周期性上升,我们会预期所有买入后的图表都呈现向上倾斜。同样地,多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下,“买入”图表显示正向信号,而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易,以获得财务优势。

XOS / Xos, Inc.内部人士买入 - 短期收益分析

在这一部分,我们分析了在 XOS / Xos, Inc. 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
2022-11-30 XOS RAPP EDWARD J 300,000 0.6900 10,000 20.7000 207,000 42 32.4 117,000 56.52
2021-11-18 XOS RAPP EDWARD J 100,000 4.2682 3,333 128.0460 426,820
2021-09-01 XOS RAPP EDWARD J 5,000 6.6500 167 199.5000 33,250

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

XOS / Xos, Inc. Insider Trades
XOS / Xos, Inc.内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 XOS / Xos, Inc. 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

XOS / Xos, Inc. Insider Trades
内幕交易历史

该表格显示了由 Edward J Rapp 进行的所有内幕交易的完整列表,这些交易已向美国证券交易委员会(SEC)披露。

备案日期 交易日期 表格 股票代码 证券 代码 10b5-1 股数 剩余股数 %
变化
每股
股价
交易
金额
剩余
金额
2025-07-14 2025-07-10 4 XOS Xos, Inc.
Common Stock
A - Award 1,601 121,894 1.33
2025-07-14 2025-07-10 4 XOS Xos, Inc.
Common Stock
A - Award 62,377 120,293 107.70
2025-05-13 2025-05-09 4 ABBV AbbVie Inc.
Common Stock, $0.01 par value
A - Award 1,203 34,458 3.62
2025-04-30 2025-04-10 4 XOS Xos, Inc.
Common Stock
A - Award 1,407 57,916 2.49
2025-02-26 2025-01-10 4/A XOS Xos, Inc.
Common Stock
A - Award 1,475 56,509 2.68
2025-01-14 2025-01-10 4 XOS Xos, Inc.
Common Stock
A - Award 1,065 56,099 1.94
2024-12-17 2024-10-10 4 XOS Xos, Inc.
Common Stock
A - Award 1,065 55,034 1.97
2024-07-12 2024-07-10 4 XOS Xos, Inc.
Common Stock
A - Award 717 53,969 1.35
2024-07-12 2024-07-10 4 XOS Xos, Inc.
Common Stock
A - Award 28,694 53,252 116.84
2024-05-07 2024-05-03 4 ABBV AbbVie Inc.
Common Stock, $0.01 par value
A - Award 1,322 31,356 4.40
2024-04-12 2024-04-10 4 XOS Xos, Inc.
Common Stock
A - Award 445 24,558 1.85
2024-01-17 2024-01-15 4 XOS Xos, Inc.
Common Stock
A - Award 650 24,113 2.77
2023-10-12 2023-10-10 4 XOS Xos, Inc.
Common Stock
A - Award 15,151 703,915 2.20
2023-07-13 2023-07-12 4 XOS Xos, Inc.
Common Stock
A - Award 15,151 688,764 2.25
2023-06-14 2023-06-12 4 XOS Xos, Inc.
Common Stock
A - Award 444,444 673,613 193.94
2023-05-09 2023-05-05 4 ABBV AbbVie Inc.
Common Stock, $0.01 par value
A - Award 1,450 30,034 5.07
2023-04-04 2023-04-03 4 XOS Xos, Inc.
Common Stock
A - Award 7,936 229,169 3.59
2023-01-12 2023-01-10 4 XOS Xos, Inc.
Common Stock
A - Award 7,936 521,233 1.55
2022-12-02 2022-11-30 4 XOS Xos, Inc.
Common Stock
P - Purchase 300,000 513,297 140.65 0.69 207,000 354,175
2022-10-04 2022-09-30 4 XOS Xos, Inc.
Common Stock
A - Award 3,378 213,297 1.61
2022-09-14 2022-09-12 4 XOS Xos, Inc.
Common Stock
A - Award 115,606 209,919 122.58
2022-08-05 2022-08-03 4 XOS Xos, Inc.
Common Stock
A - Award 3,816 94,313 4.22
2022-05-09 2022-05-06 4 ABBV AbbVie Inc.
Common Stock, $0.01 par value
A - Award 1,421 28,584 5.23
2022-04-04 2022-03-31 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 217 21,860 1.00 162.11 35,178 3,543,725
2022-01-04 2021-12-31 4 XOS Xos, Inc.
Common Stock
A - Award 1,474 1,474
2022-01-04 2021-12-31 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 260 21,434 1.23 135.40 35,204 2,902,164
2021-11-22 2021-11-18 4 XOS Xos, Inc.
Common Stock
P - Purchase 100,000 335,169 42.52 4.27 426,820 1,430,568
2021-11-15 2021-11-10 4 XOS Xos, Inc.
Restricted Stock Unit
A - Award 31,794 31,794
2021-11-15 2021-11-10 4 XOS Xos, Inc.
Restricted Stock Unit
A - Award 57,229 57,229
2021-10-04 2021-09-30 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 326 20,941 1.58 107.87 35,166 2,258,906
2021-09-02 2021-09-01 4 XOS Xos, Inc.
Common Stock
P - Purchase 5,000 235,169 2.17 6.65 33,250 1,563,874
2021-08-24 3 XOS Xos, Inc.
No securities owned.
0
2021-08-24 2021-08-20 4 XOS Xos, Inc.
Common Stock
A - Award 230,169 230,169
2021-07-02 2021-06-30 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 312 20,390 1.55 112.67 35,153 2,297,341
2021-05-11 2021-05-07 4 ABBV AbbVie Inc.
Common Stock, $0.01 par value
A - Award 1,681 27,163 6.60
2021-04-01 2021-03-31 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 325 19,855 1.66 108.22 35,172 2,148,708
2021-01-05 2020-12-31 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 328 19,289 1.73 107.05 35,112 2,064,887
2020-10-02 2020-09-30 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 402 18,735 2.19 87.59 35,211 1,640,999
2020-10-02 2020-09-03 4 ABBV AbbVie Inc.
Common Stock, $0.01 par value
G - Gift 7,513 10,388 261.32
2020-10-02 2020-09-03 4 ABBV AbbVie Inc.
Common Stock, $0.01 par value
G - Gift -7,513 25,482 -22.77
2020-07-02 2020-06-30 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 350 18,108 1.97 98.18 34,363 1,777,843
2020-05-12 2020-05-08 4 ABBV AbbVie Inc.
Common Stock, $0.01 par value
A - Award 2,333 32,995 7.61
2020-04-02 2020-03-31 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 446 17,530 2.61 76.19 33,981 1,335,611
2020-03-04 2020-03-03 4 ABBV AbbVie Inc.
Common Stock, $0.01 par value
P - Purchase 2,875 2,875 87.87 252,617 252,617
2020-01-03 2019-12-31 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 384 16,872 2.33 88.54 33,999 1,493,847
2019-10-01 2019-09-30 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 449 16,291 2.83 75.72 33,998 1,233,555
2019-07-02 2019-06-30 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 467 15,577 3.09 72.72 33,960 1,132,759
2019-06-28 2019-06-26 4 ABBV AbbVie Inc.
Common Stock, $0.01 par value
P - Purchase 7,500 30,662 32.38 67.30 504,750 2,063,553
2019-05-07 2019-05-03 4 ABBV AbbVie Inc.
Common Stock, $0.01 par value
A - Award 2,419 23,162 11.66
2019-04-02 2019-03-31 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 421 14,907 2.91 80.59 33,928 1,201,355
2019-01-03 2018-12-31 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 368 14,296 2.64 92.19 33,926 1,317,948
2018-10-02 2018-09-30 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 359 13,780 2.67 94.58 33,954 1,303,312
2018-07-02 2018-06-30 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 357 13,290 2.76 92.65 33,076 1,231,318
2018-06-22 2018-06-20 4 ABBV AbbVie Inc.
Common stock, $0.01 par value
P - Purchase 1,013 20,743 5.13 98.63 99,909 2,045,812
2018-05-07 2018-05-04 4 ABBV AbbVie Inc.
Common stock, $0.01 par value
A - Award 1,899 17,629 12.07
2018-04-02 2018-03-31 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 346 12,814 2.78 94.65 32,749 1,212,845
2018-01-03 2017-12-31 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 338 12,391 2.80 96.71 32,688 1,198,334
2017-10-03 2017-09-30 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 368 11,971 3.17 88.86 32,700 1,063,743
2017-08-02 2017-07-31 4 ABBV AbbVie Inc.
Common Stock, $0.01 par value
P - Purchase 4,000 15,498 34.79 70.45 281,782 1,091,764
2017-07-05 2017-06-30 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 451 11,498 4.08 72.51 32,702 833,720
2017-05-09 2017-05-05 4 ABBV AbbVie Inc.
Common stock, $0.01 par value
A - Award 2,770 15,730 21.37
2017-04-04 2017-03-31 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 502 10,941 4.81 65.16 32,710 712,916
2017-01-04 2016-12-31 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 523 10,331 5.33 62.62 32,750 646,927
2016-10-04 2016-09-30 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 519 9,720 5.64 63.07 32,733 613,040
2016-07-15 2016-06-30 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 531 9,124 6.18 61.91 32,874 564,867
2016-05-10 2016-05-06 4 ABBV AbbVie Inc.
Common stock, $0.01 par value
A - Award 2,974 12,960 29.78
2016-04-04 2016-03-31 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 577 8,514 7.27 57.12 32,958 486,320
2016-03-09 2016-03-07 4 CAT CATERPILLAR INC
Employee Stock Option
A - Award 114,049 114,049
2016-01-05 2015-12-31 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 557 7,853 7.63 59.24 32,997 465,212
2015-10-02 2015-09-30 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 606 7,234 9.14 54.41 32,972 393,602
2015-07-02 2015-06-30 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 491 6,579 8.07 67.19 32,990 442,043
2015-05-12 2015-05-08 4 ABBV AbbVie Inc.
Common stock, $0.01 par value
A - Award 2,187 9,986 28.04
2015-05-05 2015-05-02 4 CAT CATERPILLAR INC
Restricted Stock Units
M - Exercise -334 332 -50.15
2015-05-05 2015-05-02 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -153 70,315 -0.22 87.56 -13,397 6,157,133
2015-05-05 2015-05-02 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 334 70,850 0.47
2015-05-05 2015-05-01 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -382 70,468 -0.54 87.52 -33,433 6,167,359
2015-04-02 2015-04-01 4 CAT CATERPILLAR INC
Restricted Stock Units
M - Exercise -391 0 -100.00
2015-04-02 2015-04-01 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -179 72,892 -0.24 79.96 -14,312 5,828,080
2015-04-02 2015-04-01 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 391 73,071 0.54
2015-04-02 2015-03-31 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 563 6,041 10.28 58.54 32,958 353,640
2015-03-04 2015-03-02 4 CAT CATERPILLAR INC
Employee Stock Option
A - Award 172,621 172,621
2015-01-05 2014-12-31 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 504 5,432 10.23 65.44 32,982 355,470
2014-10-02 2014-09-30 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 571 4,896 13.20 57.76 32,981 282,793
2014-08-07 2014-08-05 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -30,000 0 -100.00
2014-08-07 2014-08-05 4 CAT CATERPILLAR INC
Common Stock
S - Sale -15,000 74,180 -16.82 101.01 -1,515,150 7,492,922
2014-08-07 2014-08-05 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -10,614 89,180 -10.64 101.70 -1,079,497 9,070,052
2014-08-07 2014-08-05 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 30,000 99,794 42.98 45.64 1,369,275 4,554,848
2014-08-07 2014-06-26 4 CAT CATERPILLAR INC
Common Stock
G - Gift -1,500 72,680 -2.02
2014-08-07 2014-05-06 4/A CAT CATERPILLAR INC
Common Stock
S - Sale -15,000 69,794 -17.69 103.99 -1,559,790 7,257,599
2014-08-07 2014-05-06 4/A CAT CATERPILLAR INC
Common Stock
M - Exercise 15,000 84,794 21.49 45.64 684,638 3,870,210
2014-08-07 2014-05-06 4/A CAT CATERPILLAR INC
Common Stock
F - Taxes -10,534 69,794 -13.11 104.04 -1,095,905 7,261,019
2014-08-07 2014-05-06 4/A CAT CATERPILLAR INC
Common Stock
M - Exercise 15,000 80,328 22.96 45.64 684,638 3,666,371
2014-07-02 2014-06-30 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 584 4,291 15.75 56.44 32,961 242,184
2014-05-13 2014-05-09 4 ABBV AbbVie Inc.
Common stock, $0.01 par value
A - Award 2,764 7,799 54.90
2014-05-07 2014-05-06 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -30,000 30,000 -50.00
2014-05-07 2014-05-06 4 CAT CATERPILLAR INC
Common Stock
S - Sale -15,000 65,485 -18.64 103.99 -1,559,790 6,809,523
2014-05-07 2014-05-06 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 15,000 80,485 22.91 45.64 684,638 3,673,537
2014-05-07 2014-05-06 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 15,000 80,485 22.91 45.64 684,638 3,673,537
2014-05-07 2014-05-06 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -10,534 65,485 -13.86 104.04 -1,095,905 6,812,732
2014-05-06 2014-05-02 4 CAT CATERPILLAR INC
Restricted Stock Units
M - Exercise -334 666 -33.40
2014-05-06 2014-05-02 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -157 65,328 -0.24 105.16 -16,509 6,869,566
2014-05-06 2014-05-02 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 334 65,485 0.51
2014-04-02 2014-04-01 4 CAT CATERPILLAR INC
Restricted Stock Units
M - Exercise -392 391 -50.06
2014-04-02 2014-04-01 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -185 65,151 -0.28 99.51 -18,409 6,483,176
2014-04-02 2014-04-01 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 392 65,336 0.60
2014-04-02 2014-03-31 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 642 3,677 21.15 51.40 32,999 188,998
2014-03-05 2014-03-03 4 CAT CATERPILLAR INC
Employee Stock Option
A - Award 86,742 86,742
2014-02-27 2014-01-31 4/A CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -60,000 0 -100.00
2014-02-27 2014-01-31 4/A CAT CATERPILLAR INC
Common Stock
S - Sale -30,000 64,944 -31.60 94.24 -2,827,098 6,120,102
2014-02-27 2014-01-31 4/A CAT CATERPILLAR INC
Common Stock
M - Exercise 30,000 94,944 46.19 38.63 1,158,825 3,667,449
2014-02-27 2014-01-31 4/A CAT CATERPILLAR INC
Common Stock
F - Taxes -20,671 64,944 -24.14 93.35 -1,929,638 6,062,522
2014-02-27 2014-01-31 4/A CAT CATERPILLAR INC
Common Stock
M - Exercise 30,000 85,615 53.94 38.63 1,158,825 3,307,093
2014-02-04 2014-01-31 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -60,000 0 -100.00
2014-02-04 2014-01-31 4 CAT CATERPILLAR INC
Common Stock
S - Sale -30,000 65,824 -31.31 94.24 -2,827,098 6,203,030
2014-02-04 2014-01-31 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 30,000 95,824 45.58 38.63 1,158,825 3,701,442
2014-02-04 2014-01-31 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 30,000 95,824 45.58 38.63 1,158,825 3,701,442
2014-02-04 2014-01-31 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -19,791 65,824 -23.12 93.35 -1,847,490 6,144,670
2014-01-03 2013-12-31 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 624 3,011 26.14 52.81 32,953 159,011
2013-10-02 2013-09-30 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 737 2,367 45.21 44.73 32,966 105,876
2013-07-01 2013-06-30 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 798 1,614 97.79 41.34 32,989 66,723
2013-05-08 2013-05-06 4 ABBV AbbVie Inc.
Common stock, $0.01 par value
A - Award 2,535 5,035 101.40
2013-04-03 2013-04-01 4 CAT CATERPILLAR INC
Restricted Stock Units
M - Exercise -392 783 -33.36
2013-04-03 2013-04-01 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -185 55,570 -0.33 86.18 -15,942 4,788,745
2013-04-03 2013-04-01 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 392 55,755 0.71
2013-04-03 2013-04-01 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -78 55,363 -0.14 86.18 -6,722 4,770,907
2013-04-02 2013-03-31 4 ABBV AbbVie Inc.
Stock Equivalent Units
A - Award 809 809 40.78 32,991 32,991
2013-03-12 2013-03-11 4 ABBV AbbVie Inc.
Common stock, $0.01 par value
P - Purchase 600 2,500 31.58 37.67 22,600 94,168
2013-03-12 2013-03-11 4 ABBV AbbVie Inc.
Common stock, $0.01 par value
P - Purchase 100 1,900 5.56 37.66 3,766 71,561
2013-03-12 2013-03-11 4 ABBV AbbVie Inc.
Common stock, $0.01 par value
P - Purchase 100 1,800 5.88 37.67 3,767 67,798
2013-03-12 2013-03-11 4 ABBV AbbVie Inc.
Common stock, $0.01 par value
P - Purchase 100 1,700 6.25 37.66 3,766 64,030
2013-03-12 2013-03-11 4 ABBV AbbVie Inc.
Common stock, $0.01 par value
P - Purchase 100 1,600 6.67 37.66 3,766 60,256
2013-03-12 2013-03-11 4 ABBV AbbVie Inc.
Common stock, $0.01 par value
P - Purchase 100 1,500 7.14 37.66 3,766 56,492
2013-03-12 2013-03-11 4 ABBV AbbVie Inc.
Common stock, $0.01 par value
P - Purchase 200 1,400 16.67 37.66 7,533 52,730
2013-03-12 2013-03-11 4 ABBV AbbVie Inc.
Common stock, $0.01 par value
P - Purchase 1,200 1,200 37.67 45,204 45,204
2013-03-06 2013-03-04 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -1,530 55,441 -2.69 91.04 -139,299 5,047,626
2013-03-06 2013-03-01 4 CAT CATERPILLAR INC
Restricted Stock Units
M - Exercise -3,257 0 -100.00
2013-03-06 2013-03-01 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 3,257 56,971 6.06
2013-03-05 2013-03-04 4 CAT CATERPILLAR INC
Employee Stock Option (right to buy)
A - Award 79,976 79,976
2012-12-20 2012-12-12 4 CAT CATERPILLAR INC
Common
G - Gift 294 294
2012-12-20 2012-12-12 4 CAT CATERPILLAR INC
Common
G - Gift -294 53,688 -0.54
2012-12-20 2012-12-12 4 CAT CATERPILLAR INC
Common
G - Gift -125 53,982 -0.23
2012-12-20 2012-11-30 4 CAT CATERPILLAR INC
Common
G - Gift -1,000 54,107 -1.81
2012-12-14 3 ABBV AbbVie Inc.
Common stock, $0.01 par value
0
2012-11-28 2012-11-26 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -13,500 0 -100.00
2012-11-28 2012-11-26 4 CAT CATERPILLAR INC
Common
F - Taxes -8,137 55,107 -12.87 84.40 -686,722 4,650,755
2012-11-28 2012-11-26 4 CAT CATERPILLAR INC
Common
M - Exercise 13,500 63,244 27.14 27.14 366,424 1,716,600
2012-08-01 2012-07-30 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -13,500 0 -100.00
2012-08-01 2012-07-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 5,585 26,789 26.34
2012-08-01 2012-07-30 4 CAT CATERPILLAR INC
Common
S - Sale -13,500 49,732 -21.35 85.78 -1,157,976 4,265,812
2012-08-01 2012-07-30 4 CAT CATERPILLAR INC
Common
M - Exercise 13,500 63,232 27.15 27.14 366,424 1,716,275
2012-05-03 2012-05-01 4 CAT CATERPILLAR INC
Common
A - Award 2,500 49,714 5.30
2012-04-04 2012-04-02 4 CAT CATERPILLAR INC
Common
F - Taxes -208 47,214 -0.44 106.49 -22,150 5,027,819
2012-03-07 2012-03-05 4 CAT CATERPILLAR INC
Employee Stock Option (right to buy)
A - Award 60,515 60,515
2012-03-06 2012-03-02 4 CAT CATERPILLAR INC
Restricted Stock Units
M - Exercise -6,561 0 -100.00
2012-03-06 2012-03-02 4 CAT CATERPILLAR INC
Common
F - Taxes -2,720 45,134 -5.68 112.87 -307,006 5,094,275
2012-03-06 2012-03-02 4 CAT CATERPILLAR INC
Common
M - Exercise 6,561 47,854 15.89
2012-02-23 2012-02-21 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -27,000 27,000 -50.00 115.00 -3,105,000 3,105,000
2012-02-23 2012-02-21 4 CAT CATERPILLAR INC
Common
S - Sale -27,000 41,293 -39.54 115.00 -3,105,000 4,748,695
2012-02-23 2012-02-21 4 CAT CATERPILLAR INC
Common
M - Exercise 27,000 68,293 65.39 27.14 732,848 1,853,643
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券(例如股票期权)
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券(例如期权)
V
内部人士通过Form 4自愿报告的一笔交易
J
其他(附有交易描述的脚注)