ClearBridge 能源中游机会基金公司
US ˙ NYSE ˙ US18469P2092

介绍

本页面提供了有关 Prudential Financial Inc 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言,基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是,他们必须通过Form 4向美国证券交易委员会(SEC)报告所有交易。尽管存在这些限制,学术研究表明,整体而言,内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易,排除了作为10b5-1交易计划的一部分的交易。然后,对每笔交易在3、6和12个月的表现进行平均,以生成该笔交易最终的表现指标。然后,将所有交易的表现指标进行平均,计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A",则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易,或者他们进行的交易距离现在时间太近,无法计算出可靠的表现指标。

更新频率:每日

查看收益最高的的内幕交易者列表。

如何解读这些图表

以下图表显示了在Prudential Financial Inc进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如,如果一笔内部人士交易是在2019年1月1日进行的,该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元,则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%,而从10美元跌至5美元的价格变化将为-50%。

最终,我们将评估内部人士的交易与股价的超额回报(正向或负向)之间的相关性,以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为,我们预期看到(a)买入后的正回报,或者(b)卖出后的负回报。对于情况(a),买入图表将显示一系列向上倾斜的曲线,表示每次买入后都有正回报。对于情况(b),卖出图表将显示一系列向下倾斜的曲线,表示每次卖出后都有负回报。

然而,仅凭这一点还不足以得出结论。例如,如果公司的股价在多年内呈现非周期性上升,我们会预期所有买入后的图表都呈现向上倾斜。同样地,多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下,“买入”图表显示正向信号,而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易,以获得财务优势。

EMO / ClearBridge Energy Midstream Opportunity Fund Inc内部人士买入 - 短期收益分析

在这一部分,我们分析了在 EMO / ClearBridge Energy Midstream Opportunity Fund Inc 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

EMO / ClearBridge Energy Midstream Opportunity Fund Inc Insider Trades
EMO / ClearBridge Energy Midstream Opportunity Fund Inc内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 EMO / ClearBridge Energy Midstream Opportunity Fund Inc 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

EMO / ClearBridge Energy Midstream Opportunity Fund Inc Insider Trades
GHY / PGIM Global High Yield Fund, Inc内部人士买入 - 短期收益分析

在这一部分,我们分析了在 EMO / ClearBridge Energy Midstream Opportunity Fund Inc 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

GHY / PGIM Global High Yield Fund, Inc Insider Trades
GHY / PGIM Global High Yield Fund, Inc内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 EMO / ClearBridge Energy Midstream Opportunity Fund Inc 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

GHY / PGIM Global High Yield Fund, Inc Insider Trades
ISD / PGIM High Yield Bond Fund, Inc.内部人士买入 - 短期收益分析

在这一部分,我们分析了在 EMO / ClearBridge Energy Midstream Opportunity Fund Inc 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

ISD / PGIM High Yield Bond Fund, Inc. Insider Trades
ISD / PGIM High Yield Bond Fund, Inc.内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 EMO / ClearBridge Energy Midstream Opportunity Fund Inc 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

ISD / PGIM High Yield Bond Fund, Inc. Insider Trades
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.内部人士买入 - 短期收益分析

在这一部分,我们分析了在 EMO / ClearBridge Energy Midstream Opportunity Fund Inc 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

KYN / Kayne Anderson Energy Infrastructure Fund, Inc. Insider Trades
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 EMO / ClearBridge Energy Midstream Opportunity Fund Inc 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

KYN / Kayne Anderson Energy Infrastructure Fund, Inc. Insider Trades
TYG / Tortoise Energy Infrastructure Corporation内部人士买入 - 短期收益分析

在这一部分,我们分析了在 EMO / ClearBridge Energy Midstream Opportunity Fund Inc 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

TYG / Tortoise Energy Infrastructure Corporation Insider Trades
TYG / Tortoise Energy Infrastructure Corporation内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 EMO / ClearBridge Energy Midstream Opportunity Fund Inc 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

TYG / Tortoise Energy Infrastructure Corporation Insider Trades
WELNF / Integrated Wellness Acquisition Corp内部人士买入 - 短期收益分析

在这一部分,我们分析了在 EMO / ClearBridge Energy Midstream Opportunity Fund Inc 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
2003-07-03 WEL PRUDENTIAL FINANCIAL INC 13,607,202 0.4400 13,607,202 0.4400 5,987,169 731

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

WELNF / Integrated Wellness Acquisition Corp Insider Trades
WELNF / Integrated Wellness Acquisition Corp内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 EMO / ClearBridge Energy Midstream Opportunity Fund Inc 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

WELNF / Integrated Wellness Acquisition Corp Insider Trades
内幕交易历史

该表格显示了由 Prudential Financial Inc 进行的所有内幕交易的完整列表,这些交易已向美国证券交易委员会(SEC)披露。

备案日期 交易日期 表格 股票代码 证券 代码 10b5-1 股数 剩余股数 %
变化
每股
股价
交易
金额
剩余
金额
2025-08-25 2025-08-21 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Series J Mandatory Redeemable Preferred Stock
P - Purchase 1,500,000 1,500,000 10.00 15,000,000 15,000,000
2025-06-18 2025-06-16 4 NONE PGIM Private Real Estate Fund, Inc.
Class I Common Stock, par value $0.001 per share
P - Purchase 1,675,978 3,168,461 112.29 28.64 48,000,000 90,744,727
2025-03-28 2025-03-26 4 NONE PGIM Private Credit Fund
Class I common shares of beneficial interest, par val $0.001
P - Purchase 721,732 5,656,908 14.62 24.94 18,000,000 141,083,290
2025-03-27 2025-03-26 4 NONE PGIM Private Real Estate Fund, Inc.
Class I Common Stock, par value $0.001 per share
P - Purchase 1,340,694 1,480,681 957.73 28.53 38,250,000 42,243,835
2025-03-27 2025-03-25 4 NONE PGIM Private Real Estate Fund, Inc.
Class I Common Stock, par value $0.001 per share
P - Purchase 52,595 139,987 60.18 28.52 1,500,000 3,992,436
2025-03-14 2025-03-12 4 NONE PGIM Private Real Estate Fund, Inc.
Class I Common Stock, par value $0.001 per share
P - Purchase 87,047 87,047 28.72 2,500,000 2,500,000
2025-02-05 2025-02-03 4 NONE PGIM Private Real Estate Fund, Inc.
Class I Common Stock, par value $0.001 per share
P - Purchase 906,239 5,799,370 18.52 28.69 26,000,000 166,383,915
2024-12-26 2024-12-23 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Series I Mandatory Redeemable Preferred Stock
J - Other 300,000 300,000 25.00 7,500,000 7,500,000
2024-12-26 2024-12-23 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
2.50% Senior Note Series UU, due December 17, 2028
J - Other 15,000,000 15,000,000.00 225,000,000,000,000
2024-12-26 2024-12-23 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
2.50% Senior Note Series UU, due December 17, 2028
J - Other 5,000,000 5,000,000.00 25,000,000,000,000
2024-12-26 2024-12-23 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
2.50% Senior Note Series UU, due December 17, 2028
J - Other 5,000,000 5,000,000.00 25,000,000,000,000
2024-12-26 2024-12-23 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
4.02% Senior Note Series TT, due October 16, 2026
J - Other 744,764 744,763.81 554,673,132,686
2024-12-26 2024-12-23 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
4.02% Senior Note Series TT, due October 16, 2026
J - Other 1,191,622 1,191,622.10 1,419,963,229,208
2024-12-26 2024-12-23 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.97% Senior Note Series SS, due October 16, 2025
J - Other 1,111,146 1,111,145.72 1,234,644,811,074
2024-12-26 2024-12-23 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.97% Senior Note Series SS, due October 16, 2025
J - Other 1,111,146 1,111,145.72 1,234,644,811,074
2024-12-20 2024-12-18 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Series G Mandatory Redeemable Preferred Stock
P - Purchase 1,500,000 1,500,000 10.00 15,000,000 15,000,000
2024-12-20 2024-12-18 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
5.83% Senior Notes, Series RR, due December 18, 2031
P - Purchase 23,540,000 23,540,000.00 554,131,600,000,000
2024-12-20 2024-12-18 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
5.83% Senior Notes, Series RR, due December 18, 2031
P - Purchase 1,460,000 1,460,000.00 2,131,600,000,000
2024-12-17 2024-12-13 4 NONE PGIM Private Real Estate Fund, Inc.
Class I Common Stock, par value $0.001 per share
P - Purchase 71,633 4,851,926 1.50 27.92 2,000,000 135,465,777
2024-11-27 2024-11-25 4 NONE PGIM Private Real Estate Fund, Inc.
Class I Common Stock, par value $0.001 per share
P - Purchase 537,249 4,780,293 12.66 27.92 15,000,000 133,465,777
2024-10-10 2024-10-08 4 NONE PGIM Private Real Estate Fund, Inc.
Class I Common Stock, par value $0.001 per share
P - Purchase 261,059 4,208,549 6.61 27.58 7,200,000 116,071,775
2024-09-11 2024-09-09 4 CEM ClearBridge MLP & Midstream Fund Inc.
Series M Mandatory Redeemable Preferred Stock (CEM)
J - Other -285,715 0 -100.00 35.00 -10,000,025
2024-09-11 2024-09-09 4 CEM ClearBridge MLP & Midstream Fund Inc.
Series I Mandatory Redeemable Preferred Stock (CEM)
J - Other -160 0 -100.00 100,000.00 -16,000,000
2024-09-11 2024-09-09 4 CTR ClearBridge MLP & Midstream Total Return Fund Inc.
Series E Mandatory Redeemable Preferred Stock (CTR)
J - Other -366,667 0 -100.00 30.00 -11,000,010
2024-09-11 2024-09-09 4 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series L Mandatory Redeemable Preferred Stock (EMO)
J - Other 142,858 142,858 35.00 5,000,030 5,000,030
2024-09-11 2024-09-09 4 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series L Mandatory Redeemable Preferred Stock (EMO)
J - Other -166,667 0 -100.00 30.00 -5,000,010
2024-09-11 2024-09-09 4 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series R Mandatory Redeemable Preferred Stock (EMO)
J - Other 285,715 285,715 35.00 10,000,025 10,000,025
2024-09-11 2024-09-09 4 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series N Mandatory Redeemable Preferred Stock (EMO)
J - Other 457,143 457,143 35.00 16,000,005 16,000,005
2024-09-11 2024-09-09 4 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series M Mandatory Redeemable Preferred Stock (EMO)
J - Other 314,286 314,286 35.00 11,000,010 11,000,010
2024-08-05 2024-08-01 4 NONE PGIM Credit Income Fund
Class Z common shares of beneficial interest, par val $0.001
J - Other -4,179,821 0 -100.00
2024-06-24 2024-06-20 4 NONE PGIM Private Real Estate Fund, Inc.
Class I Common Stock, par value $0.001 per share
P - Purchase 652,884 3,883,390 20.21 27.57 18,000,000 107,065,075
2024-03-18 2024-01-02 4 NONE PGIM Credit Income Fund
Class Z common shares of beneficial interest, par val $0.001
P - Purchase 1,191,895 4,056,632 41.61 25.17 30,000,000 102,105,420
2024-03-14 2023-11-01 4 NONE PGIM Private Real Estate Fund, Inc.
Class I Common Stock, par value $0.001 per share
J - Other -3,133,275 0 -100.00
2024-03-14 2023-09-29 4 NONE PGIM Private Real Estate Fund, Inc.
Class I Common Stock, par value $0.001 per share
P - Purchase 1,135,115 3,133,275 56.81 27.31 31,000,000 85,569,729
2023-12-12 2023-12-11 4 NONE PGIM Credit Income Fund
Class Z common shares of beneficial interest, par val $0.001
P - Purchase 2,800,000 2,803,240 86,419.75 25.00 70,000,000 70,081,000
2023-12-06 3 NONE PGIM Credit Income Fund
Class Z common shares of beneficial interest, par val $0.001
3,240
2023-12-06 3 NONE PGIM Credit Income Fund
Class A common shares of beneficial interest, par val $0.001
400
2023-12-06 3 NONE PGIM Credit Income Fund
Class C common shares of beneficial interest, par val $0.001
400
2023-07-18 2023-07-14 4 NONE PGIM Private Credit Fund
Class D Common Stock, par value $0.001 per share
P - Purchase 382 382 26.20 10,000 10,000
2023-07-18 2023-07-14 4 NONE PGIM Private Credit Fund
Class S Common Stock, par value $0.001 per share
P - Purchase 382 382 26.20 10,000 10,000
2023-06-28 3/A NONE PGIM Private Credit Fund
Class I Common Shares of Beneficial Interest
4,285,940
2023-06-28 3 NONE PGIM Private Real Estate Fund, Inc.
Class I Common Stock, par value $0.001 per share
101,000
2023-06-28 3 NONE PGIM Private Real Estate Fund, Inc.
Class S Common Stock, par value $0.001 per share
1,000
2023-06-28 3 NONE PGIM Private Real Estate Fund, Inc.
Class D Common Stock, par value $0.001 per share
1,000
2023-06-28 3 NONE PGIM Private Real Estate Fund, Inc.
Class T Common Stock, par value $0.001 per share
1,000
2023-06-28 2022-11-30 4 NONE PGIM Private Real Estate Fund, Inc.
Class I Common Stock, par value $0.001 per share
P - Purchase 799,359 1,998,159 66.68 24.97 19,960,000 49,894,037
2023-06-28 2022-11-23 4 NONE PGIM Private Real Estate Fund, Inc.
Class I Common Stock, par value $0.001 per share
P - Purchase 53,871 1,198,800 4.71 25.06 1,350,000 30,041,929
2023-06-28 2022-10-27 4 NONE PGIM Private Real Estate Fund, Inc.
Class I Common Stock, par value $0.001 per share
P - Purchase 903,929 1,144,929 375.07 25.00 22,598,233 28,623,233
2023-06-28 2022-10-11 4 NONE PGIM Private Real Estate Fund, Inc.
Class I Common Stock, par value $0.001 per share
P - Purchase 80,000 241,000 49.69 25.00 2,000,000 6,025,000
2023-06-28 2022-09-28 4 NONE PGIM Private Real Estate Fund, Inc.
Class I Common Stock, par value $0.001 per share
P - Purchase 60,000 161,000 59.41 25.00 1,500,000 4,025,000
2022-11-28 3 CTR ClearBridge MLP & Midstream Total Return Fund Inc.
Series E Mandatory Redeemable Preferred Stock
366,667
2022-11-21 2022-11-17 4 CEM ClearBridge MLP & Midstream Fund Inc.
Series M Mandatory Redeemable Preferred Stock
P - Purchase 285,715 285,715 35.00 10,000,025 10,000,025
2022-11-21 2022-11-17 4 CEM ClearBridge MLP & Midstream Fund Inc.
Series I Mandatory Redeemable Preferred Stock
J - Other 160 160 100,000.00 16,000,000 16,000,000
2022-11-21 2022-11-17 4 CEM ClearBridge MLP & Midstream Fund Inc.
Series D Mandatory Redeemable Preferred Stock
J - Other -160 0 -100.00 100,000.00 -16,000,000
2022-11-21 2022-11-17 4 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series L Mandatory Redeemable Preferred Stock
P - Purchase 166,667 166,667 30.00 5,000,010 5,000,010
2022-11-21 2022-11-17 4 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series K Mandatory Redeemable Preferred Stock
J - Other 85 85 100,000.00 8,500,000 8,500,000
2022-11-21 2022-11-17 4 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series G Mandatory Redeemable Preferred Stock
J - Other -85 0 -100.00 100,000.00 -8,500,000
2022-11-21 2022-11-17 4 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series K Mandatory Redeemable Preferred Stock
J - Other 24 24 100,000.00 2,400,000 2,400,000
2022-11-21 2022-11-17 4 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series G Mandatory Redeemable Preferred Stock
J - Other -24 0 -100.00 100,000.00 -2,400,000
2021-12-21 2021-12-17 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Series F Mandatory Redeemable Preferred Stock
P - Purchase 2,000,000 2,000,000 10.00 20,000,000 20,000,000
2021-12-21 2021-12-17 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
2.50% Senior Notes, Series QQ, due December 17, 2028
P - Purchase 4,500,000 4,500,000.00 20,250,000,000,000
2021-12-21 2021-12-17 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
2.50% Senior Notes, Series QQ, due December 17, 2028
P - Purchase 4,500,000 4,500,000.00 20,250,000,000,000
2021-12-21 2021-12-17 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
2.50% Senior Notes, Series QQ, due December 17, 2028
P - Purchase 1,000,000 1,000,000.00 1,000,000,000,000
2021-12-21 2021-12-17 4 NTG Tortoise Midstream Energy Fund, Inc.
Series H Mandatory Redeemable Preferred Stock
P - Purchase 300,000 300,000 25.00 7,500,000 7,500,000
2021-12-21 2021-12-17 4 NTG Tortoise Midstream Energy Fund, Inc.
2.50% Senior Notes, Series S, due December 17, 2028
P - Purchase 20,000,000 20,000,000.00 400,000,000,000,000
2021-12-21 2021-12-17 4 NTG Tortoise Midstream Energy Fund, Inc.
2.50% Senior Notes, Series S, due December 17, 2028
P - Purchase 5,000,000 5,000,000.00 25,000,000,000,000
2020-04-16 2020-04-14 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
3.97% Senior Notes, Series H, due December 13, 2024
J - Other -342,857 0 -100.00 342,857.00 -117,550,922,449
2020-04-16 2020-04-14 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
3.97% Senior Notes, Series H, due December 13, 2024
J - Other -1,714,286 0 -100.00 1,714,286.00 -2,938,776,489,796
2020-04-15 2020-04-13 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.33% Senior Notes, Series PP, due September 25, 2027
J - Other -677,333 0 -100.00 677,333.00 -458,779,992,889
2020-04-15 2020-04-13 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.33% Senior Notes, Series PP, due September 25, 2027
J - Other -8,128,000 0 -100.00 8,128,000.00 -66,064,384,000,000
2020-04-15 2020-04-13 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.33% Senior Notes, Series PP, due September 25, 2027
J - Other -8,128,000 0 -100.00 8,128,000.00 -66,064,384,000,000
2020-04-15 2020-04-13 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.27% Senior Notes, Series OO, due April 9, 2026
J - Other -5,181,600 0 -100.00 5,181,600.00 -26,848,978,560,000
2020-04-15 2020-04-13 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.27% Senior Notes, Series OO, due April 9, 2026
J - Other -5,317,067 0 -100.00 5,317,067.00 -28,271,201,482,489
2020-04-15 2020-04-13 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.20% Senior Notes, Series NN, due June 14, 2025
J - Other -9,821,333 0 -100.00 9,821,333.00 -96,458,581,896,889
2020-04-15 2020-04-13 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.27% Senior Notes, Series OO, due April 9, 2026
J - Other -9,821,333 0 -100.00 9,821,333.00 -96,458,581,896,889
2020-04-15 2020-04-13 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.20% Senior Notes, Series NN, due June 14, 2025
J - Other -10,498,667 0 -100.00 10,498,667.00 -110,222,008,776,889
2020-04-15 2020-04-13 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.22% Senior Notes, Series II, due December 18, 2022
J - Other -6,773,333 0 -100.00 6,773,333.00 -45,878,039,928,889
2020-04-15 2020-04-13 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.53% Senior Notes, Series KK, due December 18, 2025
J - Other -6,773,333 0 -100.00 6,773,333.00 -45,878,039,928,889
2020-04-15 2020-04-13 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.34% Senior Notes, Series JJ, due December 18, 2023
J - Other -13,546,667 0 -100.00 13,546,667.00 -183,512,186,808,889
2020-04-15 2020-04-14 4 NTG Tortoise Midstream Energy Fund, Inc.
4.02% Senior Notes, Series R, due October 16, 2026
J - Other -2,901,070 0 -100.00 2,901,070.00 -8,416,207,144,900
2020-04-15 2020-04-14 4 NTG Tortoise Midstream Energy Fund, Inc.
4.02% Senior Notes, Series R, due October 16, 2026
J - Other -4,641,711 1,191,623 -79.57 4,641,711.00 -21,545,481,007,521 5,531,169,586,953
2020-04-15 2020-04-14 4 NTG Tortoise Midstream Energy Fund, Inc.
3.97% Senior Notes, Series Q, due October 16, 2025
J - Other -4,351,604 0 -100.00 4,351,604.00 -18,936,457,372,816
2020-04-15 2020-04-14 4 NTG Tortoise Midstream Energy Fund, Inc.
3.97% Senior Notes, Series Q, due October 16, 2025
J - Other -4,351,605 0 -100.00 4,351,605.00 -18,936,466,076,025
2020-04-15 2020-04-14 4 NTG Tortoise Midstream Energy Fund, Inc.
3.79% Senior Notes, Series P, due October 16, 2023
J - Other -5,512,032 0 -100.00 5,512,032.00 -30,382,496,769,024
2020-04-15 2020-04-14 4 NTG Tortoise Midstream Energy Fund, Inc.
3.79% Senior Notes, Series P, due October 16, 2023
J - Other -6,092,246 0 -100.00 6,092,246.00 -37,115,461,324,516
2020-04-15 2020-04-13 4 NTG Tortoise Midstream Energy Fund, Inc.
4.02% Senior Notes, Series R, due October 16, 2026
J - Other -1,354,167 0 -100.00 1,354,167.00 -1,833,768,263,889
2020-04-15 2020-04-13 4 NTG Tortoise Midstream Energy Fund, Inc.
4.02% Senior Notes, Series R, due October 16, 2026
J - Other -2,166,666 5,833,334 -27.08 2,166,666.00 -4,694,441,555,556 12,638,886,444,444
2020-04-15 2020-04-13 4 NTG Tortoise Midstream Energy Fund, Inc.
3.97% Senior Notes, Series Q, due October 16, 2025
J - Other -2,031,250 0 -100.00 2,031,250.00 -4,125,976,562,500
2020-04-15 2020-04-13 4 NTG Tortoise Midstream Energy Fund, Inc.
3.97% Senior Notes, Series Q, due October 16, 2025
J - Other -2,031,250 0 -100.00 2,031,250.00 -4,125,976,562,500
2020-04-15 2020-04-13 4 NTG Tortoise Midstream Energy Fund, Inc.
3.79% Senior Notes, Series P, due October 16, 2023
J - Other -2,572,917 0 -100.00 2,572,917.00 -6,619,901,888,889
2020-04-15 2020-04-13 4 NTG Tortoise Midstream Energy Fund, Inc.
3.79% Senior Notes, Series P, due October 16, 2023
J - Other -2,843,750 0 -100.00 2,843,750.00 -8,086,914,062,500
2020-04-15 2020-04-13 4 NTG Tortoise Midstream Energy Fund, Inc.
3.18% Senior Notes, Series N, due December 13, 2024
J - Other -3,000,000 0 -100.00 3,000,000.00 -9,000,000,000,000
2020-04-15 2020-04-13 4 NTG Tortoise Midstream Energy Fund, Inc.
3.18% Senior Notes, Series N, due December 13, 2024
J - Other -29,000,000 0 -100.00 29,000,000.00 -841,000,000,000,000
2020-04-14 2020-04-10 4 NTG Tortoise Midstream Energy Fund, Inc.
Series G Mandatory Redeemable Preferred Stock
J - Other -795,333 84,667 -90.38 25.00 -19,883,325 2,116,675
2020-04-14 2020-04-10 4 NTG Tortoise Midstream Energy Fund, Inc.
Series E Mandatory Redeemable Preferred Stock
J - Other -1,446,061 153,939 -90.38 25.00 -36,151,525 3,848,475
2020-04-14 2020-04-10 4 NTG Tortoise Midstream Energy Fund, Inc.
Series D Mandatory Redeemable Preferred Stock
J - Other -903,788 96,212 -90.38 25.00 -22,594,700 2,405,300
2020-04-14 2020-04-10 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Series B Mandatory Redeemable Preferred Stock
J - Other -396,000 244,000 -61.88 25.00 -9,900,000 6,100,000
2020-02-18 2020-02-13 4 KYN Kayne Anderson MLP/Midstream Investment Co
Series K Mandatory Redeemable Preferred Stock
J - Other -1,000,000 0 -100.00 25.00 -25,000,000
2020-02-13 3 KYN Kayne Anderson MLP/Midstream Investment Co
Series K Mandatory Redeemable Preferred Shares
3,200,000
2020-02-13 3 KYN Kayne Anderson MLP/Midstream Investment Co
Series L Mandatory Redeemable Preferred Shares
3,400,000
2020-02-13 3 KYN Kayne Anderson MLP/Midstream Investment Co
3.26% Series MM Senior Unsecured Notes due October 29, 2022
2,200,000
2020-02-13 3 KYN Kayne Anderson MLP/Midstream Investment Co
3.26% Series MM Senior Unsecured Notes due October 29, 2022
2,200,000
2020-02-13 3 KYN Kayne Anderson MLP/Midstream Investment Co
3.26% Series MM Senior Unsecured Notes due October 29, 2022
2,200,000
2020-02-13 3 KYN Kayne Anderson MLP/Midstream Investment Co
3.26% Series MM Senior Unsecured Notes due October 29, 2022
28,600,000
2020-02-13 3 KYN Kayne Anderson MLP/Midstream Investment Co
Series K Mandatory Redeemable Preferred Shares
3,200,000
2020-02-13 3 KYN Kayne Anderson MLP/Midstream Investment Co
Series L Mandatory Redeemable Preferred Shares
3,400,000
2020-02-13 3 KYN Kayne Anderson MLP/Midstream Investment Co
Series K Mandatory Redeemable Preferred Shares
3,200,000
2020-02-13 3 KYN Kayne Anderson MLP/Midstream Investment Co
Series L Mandatory Redeemable Preferred Shares
3,400,000
2020-02-13 3 KYN Kayne Anderson MLP/Midstream Investment Co
Series K Mandatory Redeemable Preferred Shares
3,200,000
2020-02-13 3 KYN Kayne Anderson MLP/Midstream Investment Co
Series L Mandatory Redeemable Preferred Shares
3,400,000
2018-12-17 3 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Series B Mandatory Redeemable Preferred Stock
1,280,000
2018-12-17 3 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
3.97% Senior Notes, Series H, due December 13, 2024
640,000
2018-12-17 3 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
3.97% Senior Notes, Series H, due December 13, 2024
4,480,000
2018-12-17 3 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Series B Mandatory Redeemable Preferred Stock
1,280,000
2018-12-17 3 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Series B Mandatory Redeemable Preferred Stock
1,280,000
2018-12-17 3 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Series B Mandatory Redeemable Preferred Stock
1,280,000
2018-11-21 3 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series F Mandatory Redeemable Preferred Stock
191
2018-11-21 3 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series G Mandatory Redeemable Preferred Stock
174
2018-11-21 3 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series G Mandatory Redeemable Preferred Stock
235
2018-11-21 3 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series F Mandatory Redeemable Preferred Stock
191
2018-11-21 3 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series G Mandatory Redeemable Preferred Stock
174
2018-11-21 3 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series G Mandatory Redeemable Preferred Stock
235
2018-11-21 3 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series F Mandatory Redeemable Preferred Stock
191
2018-11-21 3 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series G Mandatory Redeemable Preferred Stock
174
2018-11-21 3 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series G Mandatory Redeemable Preferred Stock
235
2018-11-21 3 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series F Mandatory Redeemable Preferred Stock
191
2018-11-21 3 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series G Mandatory Redeemable Preferred Stock
174
2018-11-21 3 EMO ClearBridge Energy Midstream Opportunity Fund Inc.
Series G Mandatory Redeemable Preferred Stock
235
2018-11-20 2018-11-16 4 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series D Mandatory Redeemable Preferred Stock
J - Other -24 0 -100.00
2018-11-20 2018-11-16 4 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series D Mandatory Redeemable Preferred Stock
J - Other -85 0 -100.00
2018-11-20 2018-11-16 4 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series C Mandatory Redeemable Preferred Stock
J - Other -41 0 -100.00
2018-10-18 2018-10-16 4 NTG TORTOISE MLP FUND, INC.
4.02% Senior Notes, Series R, due October 16, 2026
P - Purchase 5,000,000 0 -100.00 5,000,000.00 25,000,000,000,000
2018-10-18 2018-10-16 4 NTG TORTOISE MLP FUND, INC.
4.02% Senior Notes, Series R, due October 16, 2026
P - Purchase 8,000,000 0 -100.00 8,000,000.00 64,000,000,000,000
2018-10-18 2018-10-16 4 NTG TORTOISE MLP FUND, INC.
3.97% Senior Notes, Series Q, due October 16, 2025
P - Purchase 7,500,000 0 -100.00 7,500,000.00 56,250,000,000,000
2018-10-18 2018-10-16 4 NTG TORTOISE MLP FUND, INC.
3.97% Senior Notes, Series Q, due October 16, 2025
P - Purchase 7,500,000 0 -100.00 7,500,000.00 56,250,000,000,000
2018-10-18 2018-10-16 4 NTG TORTOISE MLP FUND, INC.
3.79% Senior Notes, Series P, due October 16, 2023
P - Purchase 9,500,000 0 -100.00 9,500,000.00 90,250,000,000,000
2018-10-18 2018-10-16 4 NTG TORTOISE MLP FUND, INC.
3.79% Senior Notes, Series P, due October 16, 2023
P - Purchase 10,500,000 0 -100.00 10,500,000.00 110,250,000,000,000
2018-10-18 2018-10-16 4 NTG TORTOISE MLP FUND, INC.
Series G Mandatory Redeemable Preferred Stock
P - Purchase 880,000 880,000 25.00 22,000,000 22,000,000
2018-08-08 2018-08-06 4 KED KAYNE ANDERSON ENERGY DEVELOPMENT CO
Series A Mandatory Redeemable Preferred Shares
J - Other -1,000,000 0 -100.00 25.00 -25,000,000
2018-08-08 2018-08-06 4 KYE Kayne Anderson Energy Total Return Fund, Inc.
3.36% Series M Senior Unsecured Notes due 2021
J - Other -1,059,686 0 -100.00 1.00 -1,059,686
2018-08-08 2018-08-06 4 KYE Kayne Anderson Energy Total Return Fund, Inc.
3.36% Series M Senior Unsecured Notes due 2021
J - Other -2,428,571 0 -100.00 1.00 -2,428,571
2017-12-14 2017-12-13 4 NTG TORTOISE MLP FUND, INC.
3.18% Senior Notes, Series N, due December 13, 2024
P - Purchase 3,000,000 0 -100.00 3,000,000.00 9,000,000,000,000
2017-12-14 2017-12-13 4 NTG TORTOISE MLP FUND, INC.
3.18% Senior Notes, Series N, due December 13, 2024
P - Purchase 29,000,000 0 -100.00 29,000,000.00 841,000,000,000,000
2017-12-14 2017-12-13 4 NTG TORTOISE MLP FUND, INC.
Series E Mandatory Redeemable Preferred Stock
P - Purchase 1,600,000 0 -100.00 25.00 40,000,000
2017-09-26 2017-09-25 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.33% Senior Notes, Series PP, due September 25, 2027
P - Purchase 1,000,000 0 -100.00 1,000,000.00 1,000,000,000,000
2017-09-26 2017-09-25 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.33% Senior Notes, Series PP, due September 25, 2027
P - Purchase 12,000,000 0 -100.00 12,000,000.00 144,000,000,000,000
2017-09-26 2017-09-25 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.33% Senior Notes, Series PP, due September 25, 2027
P - Purchase 12,000,000 0 -100.00 12,000,000.00 144,000,000,000,000
2016-02-26 2016-02-24 4 CEM ClearBridge Energy MLP Fund Inc.
Series D Mandatory Redeemable Preferred Stock
J - Other -420 160 -72.41 103,132.00 -43,315,440 16,501,120
2016-02-26 2016-02-24 4 CEM ClearBridge Energy MLP Fund Inc.
Series C Mandatory Redeemable Preferred Stock
J - Other -152 58 -72.38 102,958.00 -15,649,616 5,971,564
2016-02-25 2016-02-23 4 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series D Mandatory Redeemable Preferred Stock
J - Other -32 24 -57.14 103,159.00 -3,301,088 2,475,816
2016-02-25 2016-02-23 4 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series D Mandatory Redeemable Preferred Stock
J - Other -120 85 -58.54 103,159.00 -12,379,080 8,768,515
2016-02-25 2016-02-23 4 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series C Mandatory Redeemable Preferred Stock
J - Other -58 41 -58.59 103,080.00 -5,978,640 4,226,280
2016-02-19 2016-02-17 4 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series D Mandatory Redeemable Preferred Stock
J - Other -85 205 -29.31 103,087.00 -8,762,395 21,132,835
2016-02-19 2016-02-17 4 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series D Mandatory Redeemable Preferred Stock
J - Other -24 56 -30.00 103,087.00 -2,474,088 5,772,872
2016-02-19 2016-02-17 4 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series C Mandatory Redeemable Preferred Stock
J - Other -41 99 -29.29 103,014.00 -4,223,574 10,198,386
2016-01-04 2015-12-30 4 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series C Mandatory Redeemable Preferred Stock
J - Other -55 140 -28.21 102,490.00 -5,636,950 14,348,600
2016-01-04 2015-12-30 4 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series C Mandatory Redeemable Preferred Stock
J - Other -185 0 -100.00 102,490.00 -18,960,650
2015-12-17 3 NTG TORTOISE MLP FUND, INC.
Series D Mandatory Redeemable Preferred Stock
2,000,000
2015-12-17 3 NTG TORTOISE MLP FUND, INC.
Series D Mandatory Redeemable Preferred Stock
2,000,000
2015-12-17 3 NTG TORTOISE MLP FUND, INC.
Series D Mandatory Redeemable Preferred Stock
2,000,000
2015-08-14 3 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series C Mandatory Redeemable Preferred Stock
935
2015-08-14 3 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series C Mandatory Redeemable Preferred Stock
945
2015-08-14 3 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series D Mandatory Redeemable Preferred Stock
830
2015-08-14 3 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series D Mandatory Redeemable Preferred Stock
1,040
2015-08-14 3 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series C Mandatory Redeemable Preferred Stock
935
2015-08-14 3 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series C Mandatory Redeemable Preferred Stock
945
2015-08-14 3 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series D Mandatory Redeemable Preferred Stock
830
2015-08-14 3 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series D Mandatory Redeemable Preferred Stock
1,040
2015-08-14 3 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series C Mandatory Redeemable Preferred Stock
935
2015-08-14 3 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series C Mandatory Redeemable Preferred Stock
945
2015-08-14 3 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series D Mandatory Redeemable Preferred Stock
830
2015-08-14 3 CBA CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Series D Mandatory Redeemable Preferred Stock
1,040
2015-06-22 3 CEM ClearBridge Energy MLP Fund Inc.
Series C Mandatory Redeemable Preferred Stock
1,000
2015-06-22 3 CEM ClearBridge Energy MLP Fund Inc.
Series D Mandatory Redeemable Preferred Stock
1,370
2015-06-22 3 CEM ClearBridge Energy MLP Fund Inc.
Series C Mandatory Redeemable Preferred Stock
1,000
2015-06-22 3 CEM ClearBridge Energy MLP Fund Inc.
Series D Mandatory Redeemable Preferred Stock
1,370
2015-06-22 3 CEM ClearBridge Energy MLP Fund Inc.
Series C Mandatory Redeemable Preferred Stock
1,000
2015-06-22 3 CEM ClearBridge Energy MLP Fund Inc.
Series D Mandatory Redeemable Preferred Stock
1,370
2015-06-22 3 CEM ClearBridge Energy MLP Fund Inc.
Series C Mandatory Redeemable Preferred Stock
1,000
2015-06-22 3 CEM ClearBridge Energy MLP Fund Inc.
Series D Mandatory Redeemable Preferred Stock
1,370
2015-04-17 3 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.20% Senior Notes, Series NN, due June 14, 2025
0
2015-04-17 3 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.20% Senior Notes, Series NN, due June 14, 2025
0
2015-04-17 3 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.27% Senior Notes, Series OO, due April 9, 2026
0
2015-04-17 3 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.27% Senior Notes, Series OO, due April 9, 2026
0
2015-04-17 3 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.27% Senior Notes, Series OO, due April 9, 2026
0
2015-04-17 3 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.22% Senior Notes, Series II, due December 18, 2022
0
2015-04-17 3 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.34% Senior Notes, Series JJ, due December 18, 2023
0
2015-04-17 3 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
3.53% Senior Notes, Series KK, due December 18, 2025
0
2015-04-17 3 KED KAYNE ANDERSON ENERGY DEVELOPMENT CO
Series A Mandatory Redeemable Preferred Shares
2,000,000
2015-04-17 3 KED KAYNE ANDERSON ENERGY DEVELOPMENT CO
Series A Mandatory Redeemable Preferred Shares
2,000,000
2015-04-17 3 KED KAYNE ANDERSON ENERGY DEVELOPMENT CO
Series A Mandatory Redeemable Preferred Shares
2,000,000
2014-10-17 3 (KYE) Kayne Anderson Energy Total Return Fund, Inc.
3.36% Series M Senior Unsecured Notes due 2021
82,835,600
2014-10-17 3 (KYE) Kayne Anderson Energy Total Return Fund, Inc.
3.36% Series M Senior Unsecured Notes due 2021
63,671,200
2014-10-17 3 (KYE) Kayne Anderson Energy Total Return Fund, Inc.
3.36% Series M Senior Unsecured Notes due 2021
82,835,600
2014-10-17 3 (KYE) Kayne Anderson Energy Total Return Fund, Inc.
3.36% Series M Senior Unsecured Notes due 2021
63,671,200
2012-12-20 3 [GHY] Prudential Global Short Duration High Yield Fund, Inc.
Common Stock
5,240
2012-10-09 3 [ISD] Prudential Short Duration High Yield Fund, Inc.
Common Stock
5,240
2003-08-08 2003-07-03 4/A WEL BOOTS & COOTS INTERNATIONAL WELL CONTROL INC
Common Stock
O - Other 2,292,798 15,900,000 16.85 0.62 1,432,999 9,937,500
2003-08-08 2003-07-03 4/A WEL BOOTS & COOTS INTERNATIONAL WELL CONTROL INC
Common Stock
P - Purchase 13,607,202 13,607,202 0.44 5,987,169 5,987,169
2003-08-08 2003-07-03 4/A WEL BOOTS & COOTS INTERNATIONAL WELL CONTROL INC
Series F Convertible Senior Preferred Stock
S - Sale -59,872 0 -100.00
2003-08-08 2003-07-03 4/A WEL BOOTS & COOTS INTERNATIONAL WELL CONTROL INC
Series F Convertible Senior Preferred Stock
C - Conversion 59,872 59,872
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券(例如股票期权)
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券(例如期权)
V
内部人士通过Form 4自愿报告的一笔交易
J
其他(附有交易描述的脚注)