LendingClub公司
US ˙ NYSE ˙ US52603A2087

介绍

本页面提供了有关 Charles Moldow 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言,基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是,他们必须通过Form 4向美国证券交易委员会(SEC)报告所有交易。尽管存在这些限制,学术研究表明,整体而言,内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易,排除了作为10b5-1交易计划的一部分的交易。然后,对每笔交易在3、6和12个月的表现进行平均,以生成该笔交易最终的表现指标。然后,将所有交易的表现指标进行平均,计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A",则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易,或者他们进行的交易距离现在时间太近,无法计算出可靠的表现指标。

更新频率:每日

查看收益最高的的内幕交易者列表。

报告内部持仓的公司

美国证券交易委员会(SEC)文件显示Charles Moldow已报告在以下公司拥有持仓或进行了交易:

证券 职位 最新报告的持仓
US:DOMA / Doma Holdings Inc. Director 0
US:SSNI / Silver Spring Networks, Inc. 0
US:RUN / Sunrun Inc. 0
US:TUBE / TubeMogul, Inc. 0
US:CTRL / Control4 Corp 1,956,419
US:LC / LendingClub Corporation 10% Owner 0
如何解读这些图表

以下图表显示了在Charles Moldow进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如,如果一笔内部人士交易是在2019年1月1日进行的,该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元,则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%,而从10美元跌至5美元的价格变化将为-50%。

最终,我们将评估内部人士的交易与股价的超额回报(正向或负向)之间的相关性,以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为,我们预期看到(a)买入后的正回报,或者(b)卖出后的负回报。对于情况(a),买入图表将显示一系列向上倾斜的曲线,表示每次买入后都有正回报。对于情况(b),卖出图表将显示一系列向下倾斜的曲线,表示每次卖出后都有负回报。

然而,仅凭这一点还不足以得出结论。例如,如果公司的股价在多年内呈现非周期性上升,我们会预期所有买入后的图表都呈现向上倾斜。同样地,多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下,“买入”图表显示正向信号,而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易,以获得财务优势。

LC / LendingClub Corporation内部人士买入 - 短期收益分析

在这一部分,我们分析了在 LC / LendingClub Corporation 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

LC / LendingClub Corporation Insider Trades
LC / LendingClub Corporation内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 LC / LendingClub Corporation 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

LC / LendingClub Corporation Insider Trades
RUN / Sunrun Inc.内部人士买入 - 短期收益分析

在这一部分,我们分析了在 LC / LendingClub Corporation 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

RUN / Sunrun Inc. Insider Trades
RUN / Sunrun Inc.内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 LC / LendingClub Corporation 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
2016-08-16 RUN ELMORE WILLIAM B 23,511 6.0400 23,511 6.0400 142,006 78 4.6300 -33,150 -23.34
2016-08-15 RUN ELMORE WILLIAM B 3,873 6.2100 3,873 6.2100 24,051
2016-07-01 RUN ELMORE WILLIAM B 1,313 5.7396 1,313 5.7396 7,536
2016-07-01 RUN ELMORE WILLIAM B 1,313 5.7351 1,313 5.7351 7,530
2016-07-01 RUN ELMORE WILLIAM B 4,542 5.6558 4,542 5.6558 25,689
2016-07-01 RUN ELMORE WILLIAM B 37,439 5.4389 37,439 5.4389 203,627
2016-05-20 RUN ELMORE WILLIAM B 9,423 6.0500 9,423 6.0500 57,009
2016-05-20 RUN ELMORE WILLIAM B 2,395 6.0500 2,395 6.0500 14,490
2016-05-20 RUN ELMORE WILLIAM B 16,581 6.0300 16,581 6.0300 99,983
2016-05-19 RUN ELMORE WILLIAM B 9,423 6.0000 9,423 6.0000 56,538
2016-05-19 RUN ELMORE WILLIAM B 2,394 6.0000 2,394 6.0000 14,364

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

RUN / Sunrun Inc. Insider Trades
内幕交易历史

该表格显示了由 Charles Moldow 进行的所有内幕交易的完整列表,这些交易已向美国证券交易委员会(SEC)披露。

备案日期 交易日期 表格 股票代码 证券 代码 10b5-1 股数 剩余股数 %
变化
每股
股价
交易
金额
剩余
金额
2024-12-09 2024-09-27 4 DOMA Doma Holdings, Inc.
Common Stock
D - Sale to Issuer -420,838 0 -100.00 6.29 -2,647,071
2024-12-09 2024-09-27 4 DOMA Doma Holdings, Inc.
Common Stock
D - Sale to Issuer -28,891 0 -100.00 6.29 -181,724
2024-12-09 2024-09-27 4 DOMA Doma Holdings, Inc.
Common Stock
D - Sale to Issuer -1,341,357 0 -100.00 6.29 -8,437,136
2021-10-06 2021-10-05 4 DOMA Doma Holdings, Inc.
Common stock
A - Award 32,190 32,190
2021-07-30 2021-07-28 4 DOMA Doma Holdings, Inc.
Common Stock
A - Award 33,533,929 33,533,929
2021-07-30 2021-07-28 4 DOMA Doma Holdings, Inc.
Common Stock
A - Award 722,269 722,269
2021-07-30 2021-07-28 4 DOMA Doma Holdings, Inc.
Common Stock
A - Award 10,520,957 10,520,957
2018-01-09 2018-01-05 4 SSNI Itron Networked Solutions, Inc.
Common Stock
U - Other -91,204 0 -100.00 16.25 -1,482,065
2018-01-09 2018-01-05 4 SSNI Itron Networked Solutions, Inc.
Common Stock
U - Other -84,866 0 -100.00 16.25 -1,379,072
2018-01-09 2018-01-05 4 SSNI Itron Networked Solutions, Inc.
Common Stock
U - Other -4,422 0 -100.00 16.25 -71,858
2018-01-09 2018-01-05 4 SSNI Itron Networked Solutions, Inc.
Common Stock
U - Other -24,468 0 -100.00 16.25 -397,605
2018-01-09 2018-01-05 4 SSNI Itron Networked Solutions, Inc.
Common Stock
U - Other -3,305 0 -100.00 16.25 -53,706
2018-01-09 2018-01-05 4 SSNI Itron Networked Solutions, Inc.
Common Stock
U - Other -26,277 0 -100.00 16.25 -427,001
2018-01-09 2018-01-05 4 SSNI Itron Networked Solutions, Inc.
Common Stock
U - Other -23,745 0 -100.00 16.25 -385,856
2018-01-09 2018-01-05 4 SSNI Itron Networked Solutions, Inc.
Common Stock
U - Other -10,984 0 -100.00 16.25 -178,490
2018-01-09 2018-01-05 4 SSNI Itron Networked Solutions, Inc.
Common Stock
U - Other -3,700 0 -100.00 16.25 -60,125
2018-01-09 2018-01-05 4 SSNI Itron Networked Solutions, Inc.
Common Stock
U - Other -22,595 0 -100.00 16.25 -367,169
2018-01-09 2018-01-05 4 SSNI Itron Networked Solutions, Inc.
Common Stock
U - Other -6,077 0 -100.00 16.25 -98,751
2018-01-09 2018-01-05 4 SSNI Itron Networked Solutions, Inc.
Common Stock
U - Other -686 0 -100.00 16.25 -11,148
2018-01-09 2018-01-05 4 SSNI Itron Networked Solutions, Inc.
Common Stock
U - Other -10,307,012 0 -100.00 16.25 -167,488,945
2017-08-25 2017-08-24 4 RUN Sunrun Inc.
Common Stock
J - Other X -283,250 0 -100.00
2017-08-25 2017-08-24 4 RUN Sunrun Inc.
Common Stock
J - Other 283,250 283,250
2017-08-25 2017-08-24 4 RUN Sunrun Inc.
Common Stock
J - Other X -1,100,000 9,741,468 -10.15
2017-02-06 2016-05-25 5 RUN Sunrun Inc.
Common Stock
G - Gift -18,846 0 -100.00
2016-12-21 2016-12-19 4 TUBE TUBEMOGUL INC
Common Stock
U - Other -4,440 0 -100.00 14.00 -62,160
2016-12-21 2016-12-19 4 TUBE TUBEMOGUL INC
Common Stock
U - Other -12,975 0 -100.00 14.00 -181,650
2016-12-21 2016-12-19 4 TUBE TUBEMOGUL INC
Common Stock
U - Other -24,690 0 -100.00 14.00 -345,660
2016-12-21 2016-12-19 4 TUBE TUBEMOGUL INC
Common Stock
U - Other -13,749 0 -100.00 14.00 -192,486
2016-12-21 2016-12-19 4 TUBE TUBEMOGUL INC
Common Stock
U - Other -9,072 0 -100.00 14.00 -127,008
2016-12-21 2016-12-19 4 TUBE TUBEMOGUL INC
Common Stock
U - Other -14,905 0 -100.00 14.00 -208,670
2016-12-21 2016-12-19 4 TUBE TUBEMOGUL INC
Common Stock
U - Other -7,110 0 -100.00 14.00 -99,540
2016-12-21 2016-12-19 4 TUBE TUBEMOGUL INC
Common Stock
U - Other -4,435 0 -100.00 14.00 -62,090
2016-12-21 2016-12-19 4 TUBE TUBEMOGUL INC
Common Stock
U - Other -29,117 0 -100.00 14.00 -407,638
2016-12-21 2016-12-19 4 TUBE TUBEMOGUL INC
Common Stock
U - Other -5,848,097 0 -100.00 14.00 -81,873,358
2016-10-05 2016-10-04 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale X -268 0 -100.00 9.14 -2,450
2016-10-05 2016-10-04 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale X -13,228 4,440 -74.87 9.04 -119,581 40,138
2016-10-05 2016-10-04 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale X -1,582 0 -100.00 9.05 -14,317
2016-10-05 2016-10-04 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale -1,959 0 -100.00 9.04 -17,709
2016-10-05 2016-10-04 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale X -1,959 0 -100.00 9.04 -17,709
2016-10-05 2016-10-04 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale X -7,300 12,975 -36.00 9.07 -66,211 117,683
2016-10-05 2016-10-04 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale X -13,013 0 -100.00 9.06 -117,898
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 9,125 20,275 81.84
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 1,582 1,582
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 741 17,668 4.38
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 12,487 16,927 281.24
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 1,959 1,959
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 1,959 1,959
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 2,469 13,013 23.42
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 10,544 10,544
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 12,345 24,690 100.00
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 9,119 13,749 196.95
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 1,234 14,905 9.03
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 1,234 14,905 9.03
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 4,163 13,671 43.78
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 2,370 7,110 50.00
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 2,972 4,435 203.14
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 8,800 27,883 46.11
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 268 268
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X -41,366 0 -100.00
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X -100,425 0 -100.00
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 100,425 100,425
2016-10-05 2016-10-03 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X -390,000 5,848,097 -6.25
2016-10-05 2016-09-29 4 TUBE TUBEMOGUL INC
Common Stock
G - Gift 9,072 9,072
2016-09-13 2016-09-13 4 RUN Sunrun Inc.
Common Stock
S - Sale X -755 0 -100.00 5.73 -4,326
2016-09-13 2016-09-13 4 RUN Sunrun Inc.
Common Stock
S - Sale X -37,060 18,846 -66.29 5.82 -215,689 109,684
2016-09-13 2016-09-13 4 RUN Sunrun Inc.
Common Stock
S - Sale X -4,491 0 -100.00 5.82 -26,138
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other 4,491 4,491
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other 1,605 55,906 2.96
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other 35,455 54,301 188.13
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other 5,541 17,418 46.65
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other 5,541 17,418 46.65
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other 5,349 104,169 5.41
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other 29,814 98,820 43.20
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other 2,674 43,561 6.54
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other 2,674 43,561 6.54
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other 11,743 40,887 40.29
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other 6,685 21,879 44.00
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other 4,124 13,656 43.26
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other 24,798 57,315 76.26
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other 26,746 53,492 100.00
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other 25,654 67,660 61.07
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other X -89,619 0 -100.00
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other X 755 755
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other X -283,250 0 -100.00
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other 283,250 283,250
2016-09-13 2016-09-12 4 RUN Sunrun Inc.
Common Stock
J - Other X -1,100,000 10,841,468 -9.21
2016-08-17 2016-08-16 4 RUN Sunrun Inc.
Common Stock
S - Sale -23,511 32,517 -41.96 6.04 -142,006 196,403
2016-08-17 2016-08-15 4 RUN Sunrun Inc.
Common Stock
S - Sale -3,873 56,028 -6.47 6.21 -24,051 347,934
2016-08-09 2016-08-05 4 CTRL CONTROL4 CORP
Common Stock
J - Other -1,300,000 1,956,419 -39.92
2016-07-07 2016-07-06 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale X -7,275 11,150 -39.48 10.71 -77,915 119,416
2016-07-07 2016-07-06 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale X -1,599 0 -100.00 10.73 -17,157
2016-07-07 2016-07-06 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale X -13,358 4,440 -75.05 10.69 -142,797 47,464
2016-07-07 2016-07-06 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale X -1,978 0 -100.00 10.71 -21,184
2016-07-07 2016-07-06 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale X -1,978 0 -100.00 10.71 -21,184
2016-07-07 2016-07-06 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale X -13,106 0 -100.00 10.71 -140,365
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 1,978 1,978
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 1,978 1,978
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 2,469 13,106 23.21
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 10,637 10,637
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 12,345 12,345
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 9,072 13,702 195.94
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 1,599 1,599
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 741 17,798 4.34
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 12,617 17,057 284.17
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 9,094 18,425 97.46
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 1,234 9,508 14.91
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 1,234 9,508 14.91
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 4,163 8,274 101.26
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 2,370 4,740 100.00
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 1,463 2,972 96.95
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X 8,794 17,849 97.12
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X -41,366 41,366 -50.00
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X -100,425 0 -100.00
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 100,425 100,425
2016-07-07 2016-07-05 4 TUBE TUBEMOGUL INC
Common Stock
J - Other X -390,000 6,238,097 -5.88
2016-07-05 2016-07-01 4 RUN Sunrun Inc.
Common Stock
S - Sale X -755 0 -100.00 5.47 -4,130
2016-07-05 2016-07-01 4 RUN Sunrun Inc.
Common Stock
S - Sale X -7,169 69,006 -9.41 5.56 -39,892 383,984
2016-07-05 2016-07-01 4 RUN Sunrun Inc.
Common Stock
S - Sale -37,439 18,846 -66.52 5.44 -203,627 102,502
2016-07-05 2016-07-01 4 RUN Sunrun Inc.
Common Stock
S - Sale -4,542 0 -100.00 5.66 -25,689
2016-07-05 2016-07-01 4 RUN Sunrun Inc.
Common Stock
S - Sale -1,313 11,877 -9.95 5.74 -7,530 68,116
2016-07-05 2016-07-01 4 RUN Sunrun Inc.
Common Stock
S - Sale -1,313 11,877 -9.95 5.74 -7,536 68,169
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other 26,746 26,746
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other 755 755
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other 2,674 29,144 10.10
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other 2,674 29,144 10.10
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other 11,711 26,470 79.35
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other 6,685 15,194 78.56
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other 5,588 13,190 73.51
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other 5,588 13,190 73.51
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other 5,349 76,175 7.55
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other 30,041 70,826 73.66
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other 25,513 25,513
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other 4,542 4,542
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other 1,605 56,285 2.94
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other 35,834 54,680 190.14
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other 4,113 9,532 75.90
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other 24,710 57,227 75.99
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other 25,425 42,006 153.34
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other X -89,619 89,619 -50.00
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other X -283,250 0 -100.00
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other 283,250 283,250
2016-07-05 2016-06-30 4 RUN Sunrun Inc.
Common Stock
J - Other X -1,100,000 11,941,468 -8.43
2016-06-01 2016-05-31 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale -1,931 4,630 -29.43 12.42 -23,983 57,505
2016-06-01 2016-05-27 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale -2,700 6,561 -29.15 12.25 -33,075 80,372
2016-05-27 2016-05-26 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale -2,104 0 -100.00 12.31 -25,900
2016-05-27 2016-05-26 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale -2,104 0 -100.00 12.31 -25,900
2016-05-27 2016-05-26 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale -1,328 0 -100.00 12.58 -16,706
2016-05-27 2016-05-26 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale -6,015 4,440 -57.53 12.51 -75,248 55,544
2016-05-27 2016-05-25 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale -11,291 0 -100.00 12.64 -142,718
2016-05-24 2016-05-24 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale -268 0 -100.00 12.56 -3,366
2016-05-24 2016-05-23 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 268 268
2016-05-24 2016-05-23 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 4,111 4,111
2016-05-24 2016-05-23 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 2,370 2,370
2016-05-24 2016-05-23 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 2,104 2,104
2016-05-24 2016-05-23 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 2,104 2,104
2016-05-24 2016-05-23 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 11,291 11,291
2016-05-24 2016-05-23 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 9,331 9,331
2016-05-24 2016-05-23 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 1,328 1,328
2016-05-24 2016-05-23 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 10,455 10,455
2016-05-24 2016-05-23 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 1,509 1,509
2016-05-24 2016-05-23 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 9,055 9,055
2016-05-24 2016-05-23 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 9,261 9,261
2016-05-24 2016-05-23 4 TUBE TUBEMOGUL INC
Common Stock
J - Other -100,425 0 -100.00
2016-05-24 2016-05-23 4 TUBE TUBEMOGUL INC
Common Stock
J - Other 100,425 100,425
2016-05-24 2016-05-23 4 TUBE TUBEMOGUL INC
Common Stock
J - Other -390,000 6,628,097 -5.56
2016-05-23 2016-05-20 4 RUN Sunrun Inc.
Common Stock
S - Sale -16,581 16,581 -50.00 6.03 -99,983 99,983
2016-05-23 2016-05-20 4 RUN Sunrun Inc.
Common Stock
S - Sale -2,395 0 -100.00 6.05 -14,490
2016-05-23 2016-05-20 4 RUN Sunrun Inc.
Common Stock
S - Sale -9,423 18,846 -33.33 6.05 -57,009 114,018
2016-05-23 2016-05-19 4 RUN Sunrun Inc.
Common Stock
S - Sale -2,394 2,395 -49.99 6.00 -14,364 14,370
2016-05-23 2016-05-19 4 RUN Sunrun Inc.
Common Stock
S - Sale -9,423 28,269 -25.00 6.00 -56,538 169,614
2016-05-17 2016-05-17 4 RUN Sunrun Inc.
Common Stock
S - Sale -961 0 -100.00 6.21 -5,968
2016-05-17 2016-05-16 4 RUN Sunrun Inc.
Common Stock
J - Other 7,602 13,775,003 0.06
2016-05-17 2016-05-16 4 RUN Sunrun Inc.
Common Stock
J - Other 961 961
2016-05-17 2016-05-16 4 RUN Sunrun Inc.
Common Stock
J - Other 14,759 14,759
2016-05-17 2016-05-16 4 RUN Sunrun Inc.
Common Stock
J - Other 8,509 8,509
2016-05-17 2016-05-16 4 RUN Sunrun Inc.
Common Stock
J - Other 7,602 7,602
2016-05-17 2016-05-16 4 RUN Sunrun Inc.
Common Stock
J - Other 40,785 40,785
2016-05-17 2016-05-16 4 RUN Sunrun Inc.
Common Stock
J - Other 4,789 4,789
2016-05-17 2016-05-16 4 RUN Sunrun Inc.
Common Stock
J - Other 37,692 37,692
2016-05-17 2016-05-16 4 RUN Sunrun Inc.
Common Stock
J - Other 5,419 5,419
2016-05-17 2016-05-16 4 RUN Sunrun Inc.
Common Stock
J - Other 32,517 32,517
2016-05-17 2016-05-16 4 RUN Sunrun Inc.
Common Stock
J - Other 33,162 33,162
2016-05-17 2016-05-16 4 RUN Sunrun Inc.
Common Stock
J - Other -360,500 0 -100.00
2016-05-17 2016-05-16 4 RUN Sunrun Inc.
Common Stock
J - Other 360,500 360,500
2016-05-17 2016-05-16 4 RUN Sunrun Inc.
Common Stock
J - Other -3,000,000 13,041,468 -18.70
2016-04-22 2016-04-21 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 4,422 4,422
2016-04-22 2016-04-21 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 15,958 24,468 187.52
2016-04-22 2016-04-21 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 2,285 3,305 224.02
2016-04-22 2016-04-21 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 18,251 26,277 227.40
2016-04-22 2016-04-21 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 15,413 23,745 184.99
2016-04-22 2016-04-21 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 7,433 10,984 209.32
2016-04-22 2016-04-21 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 2,406 3,700 185.94
2016-04-22 2016-04-21 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 14,843 22,595 191.47
2016-04-22 2016-04-21 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 4,030 6,077 196.87
2016-04-22 2016-04-21 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 231 686 50.77
2016-04-22 2016-04-21 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other -14,818 0 -100.00
2016-04-22 2016-04-21 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other -170,768 0 -100.00
2016-04-22 2016-04-21 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 170,768 170,768
2016-04-22 2016-04-21 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other -663,178 0 -100.00
2016-04-22 2016-04-21 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other -219,926 10,307,012 -2.09
2016-04-07 2016-04-06 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 8,510 8,510
2016-04-07 2016-04-06 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 1,020 1,020
2016-04-07 2016-04-06 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 8,026 8,026
2016-04-07 2016-04-06 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 8,332 8,332
2016-04-07 2016-04-06 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 3,551 3,551
2016-04-07 2016-04-06 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 1,294 1,294
2016-04-07 2016-04-06 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 7,752 7,752
2016-04-07 2016-04-06 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 2,047 2,047
2016-04-07 2016-04-06 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 231 231
2016-04-07 2016-04-06 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other -86,732 0 -100.00
2016-04-07 2016-04-06 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other 86,732 86,732
2016-04-07 2016-04-06 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other -663,179 663,178 -50.00
2016-04-07 2016-04-06 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
J - Other -219,925 10,526,938 -2.05
2016-03-14 2016-03-10 4 TUBE TUBEMOGUL INC
Common Stock
J - Other -390,000 7,018,097 -5.26 12.44 -4,851,600 87,305,127
2015-10-01 2015-09-30 4 RUN Sunrun Inc.
Warrants (right to buy)
A - Award 295 295
2015-10-01 2015-09-30 4 RUN Sunrun Inc.
Warrants (right to buy)
A - Award 26,373 26,373
2015-08-10 2015-08-10 4 RUN Sunrun Inc.
Series E Preferred Stock (Convertible)
C - Conversion -2,221 0 -100.00
2015-08-10 2015-08-10 4 RUN Sunrun Inc.
Series E Preferred Stock (Convertible)
C - Conversion -198,809 0 -100.00
2015-08-10 2015-08-10 4 RUN Sunrun Inc.
Series D Preferred Stock (Convertible)
C - Conversion -3,991 0 -100.00
2015-08-10 2015-08-10 4 RUN Sunrun Inc.
Series D Preferred Stock (Convertible)
C - Conversion -357,150 0 -100.00
2015-08-10 2015-08-10 4 RUN Sunrun Inc.
Series C Preferred Stock (Convertible)
C - Conversion -43,757 0 -100.00
2015-08-10 2015-08-10 4 RUN Sunrun Inc.
Series C Preferred Stock (Convertible)
C - Conversion -3,916,208 0 -100.00
2015-08-10 2015-08-10 4 RUN Sunrun Inc.
Series B Preferred Stock (Convertible)
C - Conversion -30,798 0 -100.00
2015-08-10 2015-08-10 4 RUN Sunrun Inc.
Series B Preferred Stock (Convertible)
C - Conversion -2,756,383 0 -100.00
2015-08-10 2015-08-10 4 RUN Sunrun Inc.
Series A Preferred Stock (Convertible)
C - Conversion -92,255 0 -100.00
2015-08-10 2015-08-10 4 RUN Sunrun Inc.
Series A Preferred Stock (Convertible)
C - Conversion -8,256,563 0 -100.00
2015-08-10 2015-08-10 4 RUN Sunrun Inc.
Common Stock
C - Conversion 173,022 179,238 2,783.49
2015-08-10 2015-08-10 4 RUN Sunrun Inc.
Common Stock
A - Award 393 6,216 6.75
2015-08-10 2015-08-10 4 RUN Sunrun Inc.
Common Stock
C - Conversion 15,485,113 16,041,468 2,783.32
2015-08-10 2015-08-10 4 RUN Sunrun Inc.
Common Stock
A - Award 35,164 556,355 6.75
2015-08-06 3/A RUN Sunrun Inc.
Common Stock
521,191
2015-08-06 3/A RUN Sunrun Inc.
Common Stock
5,823
2015-08-04 3 RUN Sunrun Inc.
Common Stock
1,118,926
2015-08-04 3 RUN Sunrun Inc.
Common Stock
568,787
2015-08-04 3 RUN Sunrun Inc.
Common Stock
1,118,926
2015-08-04 3 RUN Sunrun Inc.
Common Stock
568,787
2015-08-04 3 RUN Sunrun Inc.
Common Stock
1,118,926
2015-08-04 3 RUN Sunrun Inc.
Common Stock
568,787
2015-08-04 3 RUN Sunrun Inc.
Common Stock
1,118,926
2015-08-04 3 RUN Sunrun Inc.
Common Stock
568,787
2015-08-04 3 RUN Sunrun Inc.
Common Stock
1,118,926
2015-08-04 3 RUN Sunrun Inc.
Common Stock
568,787
2015-08-04 3 RUN Sunrun Inc.
Common Stock
1,118,926
2015-08-04 3 RUN Sunrun Inc.
Common Stock
568,787
2015-08-04 3 RUN Sunrun Inc.
Common Stock
1,118,926
2015-08-04 3 RUN Sunrun Inc.
Common Stock
568,787
2015-08-04 3 RUN Sunrun Inc.
Common Stock
1,118,926
2015-08-04 3 RUN Sunrun Inc.
Common Stock
568,787
2015-06-17 2015-06-16 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale -4,400 82,732 -5.05 14.92 -65,648 1,234,361
2015-06-17 2015-06-16 4 TUBE TUBEMOGUL INC
Common Stock
S - Sale -390,000 7,408,097 -5.00 14.92 -5,818,800 110,528,807
2014-12-16 2014-12-16 4 LC LendingClub Corp
Series D Convertible Preferred Stock
C - Conversion -33,204 0 -100.00
2014-12-16 2014-12-16 4 LC LendingClub Corp
Series D Convertible Preferred Stock
C - Conversion -2,971,588 0 -100.00
2014-12-16 2014-12-16 4 LC LendingClub Corp
Series C Convertible Preferred Stock
C - Conversion -294,628 0 -100.00
2014-12-16 2014-12-16 4 LC LendingClub Corp
Series C Convertible Preferred Stock
C - Conversion -26,368,636 0 -100.00
2014-12-16 2014-12-16 4 LC LendingClub Corp
Series B Convertible Preferred Stock
C - Conversion -94,544 0 -100.00
2014-12-16 2014-12-16 4 LC LendingClub Corp
Series B Convertible Preferred Stock
C - Conversion -8,461,564 0 -100.00
2014-12-16 2014-12-16 4 LC LendingClub Corp
Series A Convertible Preferred Stock
C - Conversion -7,264 0 -100.00
2014-12-16 2014-12-16 4 LC LendingClub Corp
Series A Convertible Preferred Stock
C - Conversion -650,012 0 -100.00
2014-12-16 2014-12-16 4 LC LendingClub Corp
Common Stock
C - Conversion 33,204 435,008 8.26
2014-12-16 2014-12-16 4 LC LendingClub Corp
Common Stock
C - Conversion 294,628 401,804 274.90
2014-12-16 2014-12-16 4 LC LendingClub Corp
Common Stock
C - Conversion 94,544 107,176 748.45
2014-12-16 2014-12-16 4 LC LendingClub Corp
Common Stock
C - Conversion 7,264 12,632 135.32
2014-12-16 2014-12-16 4 LC LendingClub Corp
Common Stock
C - Conversion 2,971,588 38,932,144 8.26
2014-12-16 2014-12-16 4 LC LendingClub Corp
Common Stock
C - Conversion 26,368,636 35,960,556 274.90
2014-12-16 2014-12-16 4 LC LendingClub Corp
Common Stock
C - Conversion 8,461,564 9,591,920 748.58
2014-12-16 2014-12-16 4 LC LendingClub Corp
Common Stock
C - Conversion 650,012 1,130,356 135.32
2014-12-10 3 LC LendingClub Corp
Common Stock
966,056
2014-12-10 3 LC LendingClub Corp
Common Stock
491,080
2014-12-10 3 LC LendingClub Corp
Common Stock
966,056
2014-12-10 3 LC LendingClub Corp
Common Stock
491,080
2014-12-10 3 LC LendingClub Corp
Common Stock
966,056
2014-12-10 3 LC LendingClub Corp
Common Stock
491,080
2014-12-10 3 LC LendingClub Corp
Common Stock
966,056
2014-12-10 3 LC LendingClub Corp
Common Stock
491,080
2014-12-10 3 LC LendingClub Corp
Common Stock
966,056
2014-12-10 3 LC LendingClub Corp
Common Stock
491,080
2014-12-10 3 LC LendingClub Corp
Common Stock
966,056
2014-12-10 3 LC LendingClub Corp
Common Stock
491,080
2014-12-10 3 LC LendingClub Corp
Common Stock
966,056
2014-12-10 3 LC LendingClub Corp
Common Stock
491,080
2014-12-10 3 LC LendingClub Corp
Common Stock
966,056
2014-12-10 3 LC LendingClub Corp
Common Stock
491,080
2014-12-10 3 LC LendingClub Corp
Common Stock
966,056
2014-12-10 3 LC LendingClub Corp
Common Stock
491,080
2014-07-25 2014-07-23 4 TUBE TUBEMOGUL INC
Series C Preferred Stock (Convertible)
C - Conversion -9,165 0 -100.00
2014-07-25 2014-07-23 4 TUBE TUBEMOGUL INC
Series C Preferred Stock (Convertible)
C - Conversion -820,260 0 -100.00
2014-07-25 2014-07-23 4 TUBE TUBEMOGUL INC
Series B Preferred Stock (Convertible)
C - Conversion -42,106 0 -100.00
2014-07-25 2014-07-23 4 TUBE TUBEMOGUL INC
Series B Preferred Stock (Convertible)
C - Conversion -3,768,399 0 -100.00
2014-07-25 2014-07-23 4 TUBE TUBEMOGUL INC
Series A Preferred Stock (Convertible)
C - Conversion -934 0 -100.00
2014-07-25 2014-07-23 4 TUBE TUBEMOGUL INC
Series A Preferred Stock (Convertible)
C - Conversion -83,537 0 -100.00
2014-07-25 2014-07-23 4 TUBE TUBEMOGUL INC
Common Stock
P - Purchase 31,571 87,132 56.82 7.00 220,997 609,924
2014-07-25 2014-07-23 4 TUBE TUBEMOGUL INC
Common Stock
C - Conversion 9,165 55,561 19.75
2014-07-25 2014-07-23 4 TUBE TUBEMOGUL INC
Common Stock
C - Conversion 42,106 46,396 981.49
2014-07-25 2014-07-23 4 TUBE TUBEMOGUL INC
Common Stock
C - Conversion 934 4,290 27.83
2014-07-25 2014-07-23 4 TUBE TUBEMOGUL INC
Common Stock
P - Purchase 2,825,571 7,798,097 56.82 7.00 19,778,997 54,586,679
2014-07-25 2014-07-23 4 TUBE TUBEMOGUL INC
Common Stock
C - Conversion 820,260 4,972,526 19.75
2014-07-25 2014-07-23 4 TUBE TUBEMOGUL INC
Common Stock
C - Conversion 3,768,399 4,152,266 981.69
2014-07-25 2014-07-23 4 TUBE TUBEMOGUL INC
Common Stock
C - Conversion 83,537 383,867 27.82
2014-07-17 3 TUBE TUBEMOGUL INC
Common Stock
604,016
2014-07-17 3 TUBE TUBEMOGUL INC
Common Stock
307,042
2014-07-17 3 TUBE TUBEMOGUL INC
Common Stock
604,016
2014-07-17 3 TUBE TUBEMOGUL INC
Common Stock
307,042
2014-07-17 3 TUBE TUBEMOGUL INC
Common Stock
604,016
2014-07-17 3 TUBE TUBEMOGUL INC
Common Stock
307,042
2014-07-17 3 TUBE TUBEMOGUL INC
Common Stock
604,016
2014-07-17 3 TUBE TUBEMOGUL INC
Common Stock
307,042
2014-07-17 3 TUBE TUBEMOGUL INC
Common Stock
604,016
2014-07-17 3 TUBE TUBEMOGUL INC
Common Stock
307,042
2014-07-17 3 TUBE TUBEMOGUL INC
Common Stock
604,016
2014-07-17 3 TUBE TUBEMOGUL INC
Common Stock
307,042
2014-07-17 3 TUBE TUBEMOGUL INC
Common Stock
604,016
2014-07-17 3 TUBE TUBEMOGUL INC
Common Stock
307,042
2014-07-17 3 TUBE TUBEMOGUL INC
Common Stock
604,016
2014-07-17 3 TUBE TUBEMOGUL INC
Common Stock
307,042
2014-07-17 3 TUBE TUBEMOGUL INC
Common Stock
604,016
2014-07-17 3 TUBE TUBEMOGUL INC
Common Stock
307,042
2014-03-03 2014-02-27 4 CTRL CONTROL4 CORP
Common Stock
J - Other -750,000 3,256,419 -18.72
2014-02-21 2014-02-19 4 CTRL CONTROL4 CORP
Common Stock
J - Other -750,000 4,006,419 -15.77
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Series G Convertible Preferred Stock
C - Conversion -2,684 0 -100.00
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Series G Convertible Preferred Stock
C - Conversion -240,332 0 -100.00
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Series G Convertible Preferred Stock
C - Conversion -676 0 -100.00
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Series G Convertible Preferred Stock
C - Conversion -629 0 -100.00
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Series G Convertible Preferred Stock
C - Conversion -79,699 0 -100.00
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Series F Convertible Preferred Stock
C - Conversion -9,615 0 -100.00
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Series F Convertible Preferred Stock
C - Conversion -8,947 0 -100.00
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Series F Convertible Preferred Stock
C - Conversion -1,132,980 0 -100.00
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Series E Convertible Preferred Stock
C - Conversion -7,332 0 -100.00
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Series E Convertible Preferred Stock
C - Conversion -6,822 0 -100.00
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Series E Convertible Preferred Stock
C - Conversion -863,962 0 -100.00
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Series D Convertible Preferred Stock
C - Conversion -7,556 0 -100.00
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Series D Convertible Preferred Stock
C - Conversion -7,031 0 -100.00
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Series D Convertible Preferred Stock
C - Conversion -890,389 0 -100.00
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Series C Convertible Preferred Stock
C - Conversion -15,025 0 -100.00
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Series C Convertible Preferred Stock
C - Conversion -13,981 0 -100.00
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Series C Convertible Preferred Stock
C - Conversion -1,770,469 0 -100.00
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Common Stock
C - Conversion 2,684 2,684
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Common Stock
C - Conversion 240,332 240,332
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Common Stock
C - Conversion 676 40,364 1.70
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Common Stock
C - Conversion 9,615 39,688 31.97
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Common Stock
C - Conversion 7,332 30,073 32.24
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Common Stock
C - Conversion 7,556 22,741 49.76
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Common Stock
C - Conversion 15,025 15,185 9,390.62
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Common Stock
C - Conversion 629 37,559 1.70
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Common Stock
C - Conversion 8,947 36,930 31.97
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Common Stock
C - Conversion 6,822 27,983 32.24
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Common Stock
C - Conversion 7,031 21,161 49.76
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Common Stock
C - Conversion 13,981 14,130 9,383.22
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Common Stock
C - Conversion 79,699 4,756,419 1.70
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Common Stock
C - Conversion 1,132,980 4,676,720 31.97
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Common Stock
C - Conversion 863,962 3,543,740 32.24
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Common Stock
C - Conversion 890,389 2,679,778 49.76
2013-08-09 2013-08-07 4 CTRL CONTROL4 CORP
Common Stock
C - Conversion 1,770,469 1,789,389 9,357.66
2013-08-01 3 CTRL CONTROL4 CORP
Common Stock
18,920
2013-08-01 3 CTRL CONTROL4 CORP
Common Stock
149
2013-08-01 3 CTRL CONTROL4 CORP
Common Stock
160
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Series E Convertible Preferred Stock
C - Conversion -828 0 -100.00
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Series E Convertible Preferred Stock
C - Conversion -74,172 0 -100.00
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Series E Convertible Preferred Stock
C - Conversion -209 0 -100.00
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Series E Convertible Preferred Stock
C - Conversion -194 0 -100.00
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Series E Convertible Preferred Stock
C - Conversion -24,597 0 -100.00
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Series D Convertible Preferred Stock
C - Conversion -5,408 0 -100.00
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Series D Convertible Preferred Stock
C - Conversion -483,970 0 -100.00
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Series D Convertible Preferred Stock
C - Conversion -1,362 0 -100.00
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Series D Convertible Preferred Stock
C - Conversion -1,267 0 -100.00
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Series D Convertible Preferred Stock
C - Conversion -160,496 0 -100.00
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Series C Convertible Preferred Stock
C - Conversion -14,804 0 -100.00
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Series C Convertible Preferred Stock
C - Conversion -13,776 0 -100.00
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Series C Convertible Preferred Stock
C - Conversion -1,744,438 0 -100.00
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Series B Convertible Preferred Stock
C - Conversion -33,462 0 -100.00
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Series B Convertible Preferred Stock
C - Conversion -31,137 0 -100.00
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Series B Convertible Preferred Stock
C - Conversion -3,942,880 0 -100.00
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Series A Convertible Preferred Stock
C - Conversion -33,312 0 -100.00
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Series A Convertible Preferred Stock
C - Conversion -30,998 0 -100.00
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Series A Convertible Preferred Stock
C - Conversion -3,925,191 0 -100.00
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
C - Conversion 2,435 14,818 19.66
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
C - Conversion 12,383 12,383
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
C - Conversion 218,152 1,326,357 19.69
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
C - Conversion 1,108,205 1,108,205
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
A - Award 5,894 91,204 6.91 17.00 100,198 1,550,468
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
C - Conversion 614 85,310 0.72
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
C - Conversion 3,118 84,696 3.82
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
C - Conversion 14,804 81,578 22.17
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
C - Conversion 33,462 66,774 100.45
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
C - Conversion 33,312 33,312
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
A - Award 5,484 84,866 6.91 17.00 93,228 1,442,722
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
C - Conversion 570 79,382 0.72
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
C - Conversion 2,901 78,812 3.82
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
C - Conversion 13,776 75,911 22.17
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
C - Conversion 31,137 62,135 100.45
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
C - Conversion 30,998 30,998
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
A - Award 694,503 10,746,863 6.91 17.00 11,806,551 182,696,671
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
C - Conversion 72,344 10,052,360 0.72
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
C - Conversion 367,507 9,980,016 3.82
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
C - Conversion 1,744,438 9,612,509 22.17
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
C - Conversion 3,942,880 7,868,071 100.45
2013-03-20 2013-03-18 4 SSNI SILVER SPRING NETWORKS INC
Common Stock
C - Conversion 3,925,191 3,925,191
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券(例如股票期权)
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券(例如期权)
V
内部人士通过Form 4自愿报告的一笔交易
J
其他(附有交易描述的脚注)