第一手技术价值基金公司
US ˙ OTCPK ˙ US33766Y1001

介绍

本页面提供了有关 Mercury Partners L P 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言,基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是,他们必须通过Form 4向美国证券交易委员会(SEC)报告所有交易。尽管存在这些限制,学术研究表明,整体而言,内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易,排除了作为10b5-1交易计划的一部分的交易。然后,对每笔交易在3、6和12个月的表现进行平均,以生成该笔交易最终的表现指标。然后,将所有交易的表现指标进行平均,计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A",则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易,或者他们进行的交易距离现在时间太近,无法计算出可靠的表现指标。

更新频率:每日

查看收益最高的的内幕交易者列表。

报告内部持仓的公司

美国证券交易委员会(SEC)文件显示Mercury Partners L P已报告在以下公司拥有持仓或进行了交易:

证券 职位 最新报告的持仓
10% Owner 181,712
US:DCA / Virtus Total Return Fund 10% Owner 1,553,860
US:SVVC / Firsthand Technology Value Fund, Inc. 10% Owner 824,942
如何解读这些图表

以下图表显示了在Mercury Partners L P进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如,如果一笔内部人士交易是在2019年1月1日进行的,该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元,则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%,而从10美元跌至5美元的价格变化将为-50%。

最终,我们将评估内部人士的交易与股价的超额回报(正向或负向)之间的相关性,以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为,我们预期看到(a)买入后的正回报,或者(b)卖出后的负回报。对于情况(a),买入图表将显示一系列向上倾斜的曲线,表示每次买入后都有正回报。对于情况(b),卖出图表将显示一系列向下倾斜的曲线,表示每次卖出后都有负回报。

然而,仅凭这一点还不足以得出结论。例如,如果公司的股价在多年内呈现非周期性上升,我们会预期所有买入后的图表都呈现向上倾斜。同样地,多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下,“买入”图表显示正向信号,而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易,以获得财务优势。

SVVC / Firsthand Technology Value Fund, Inc.内部人士买入 - 短期收益分析

在这一部分,我们分析了在 SVVC / Firsthand Technology Value Fund, Inc. 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
2014-03-06 SVVC Bulldog Investors General Partnership 500 23.6400 500 23.6400 11,820 236 25.2200 790 6.68
2014-03-05 SVVC Bulldog Investors General Partnership 43,328 23.3088 43,328 23.3088 1,009,924
2014-03-04 SVVC Bulldog Investors General Partnership 12,146 23.6955 12,146 23.6955 287,806
2014-02-26 SVVC Bulldog Investors General Partnership 277 23.6889 277 23.6889 6,562

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

SVVC / Firsthand Technology Value Fund, Inc. Insider Trades
SVVC / Firsthand Technology Value Fund, Inc.内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 SVVC / Firsthand Technology Value Fund, Inc. 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
2014-12-04 SVVC Bulldog Investors General Partnership 2,290 19.6000 2,290 19.6000 44,884 364 7.5500 -27,594 -61.48
2014-12-04 SVVC Bulldog Investors General Partnership 144,754 19.6000 144,754 19.6000 2,837,178
2014-12-02 SVVC Bulldog Investors General Partnership 124 22.6609 124 22.6609 2,810
2014-12-02 SVVC Bulldog Investors General Partnership 7,825 22.6609 7,825 22.6609 177,322
2014-12-01 SVVC Bulldog Investors General Partnership 25 22.5310 25 22.5310 563
2014-12-01 SVVC Bulldog Investors General Partnership 1,565 22.5310 1,565 22.5310 35,261
2014-11-26 SVVC Bulldog Investors General Partnership 210 22.5413 210 22.5413 4,734
2014-11-26 SVVC Bulldog Investors General Partnership 13,302 22.5413 13,302 22.5413 299,844
2014-11-24 SVVC Bulldog Investors General Partnership 38 22.5976 38 22.5976 859
2014-11-24 SVVC Bulldog Investors General Partnership 2,381 22.5976 2,381 22.5976 53,805
2014-11-12 SVVC Bulldog Investors General Partnership 309 22.6600 309 22.6600 7,002
2014-11-12 SVVC Bulldog Investors General Partnership 255 22.7064 255 22.7064 5,790
2014-11-12 SVVC Bulldog Investors General Partnership 19,561 22.6600 19,561 22.6600 443,252
2014-11-12 SVVC Bulldog Investors General Partnership 16,101 22.7064 16,101 22.7064 365,596
2014-11-11 SVVC Bulldog Investors General Partnership 109 22.6504 109 22.6504 2,469
2014-11-11 SVVC Bulldog Investors General Partnership 7,412 22.6504 7,412 22.6504 167,885
2014-11-07 SVVC Bulldog Investors General Partnership 1,200 22.7083 1,200 22.7083 27,250

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

SVVC / Firsthand Technology Value Fund, Inc. Insider Trades
内幕交易历史

该表格显示了由 Mercury Partners L P 进行的所有内幕交易的完整列表,这些交易已向美国证券交易委员会(SEC)披露。

备案日期 交易日期 表格 股票代码 证券 代码 10b5-1 股数 剩余股数 %
变化
每股
股价
交易
金额
剩余
金额
2017-06-22 2017-06-21 4 KEF KOREA EQUITY FUND INC
Common Stock
P - Purchase 4,000 181,712 2.25 9.53 38,118 1,731,606
2017-06-22 2017-06-21 4 KEF KOREA EQUITY FUND INC
Common Stock
P - Purchase 16,200 479,730 3.49 9.53 154,376 4,571,539
2017-06-22 2017-06-20 4 KEF KOREA EQUITY FUND INC
Common Stock
P - Purchase 5,000 177,712 2.89 9.54 47,698 1,695,319
2017-06-22 2017-06-20 4 KEF KOREA EQUITY FUND INC
Common Stock
P - Purchase 20,000 463,530 4.51 9.54 190,794 4,421,937
2017-06-19 2017-06-15 4 KEF KOREA EQUITY FUND INC
Common Stock
P - Purchase 3,700 172,712 2.19 9.51 35,196 1,642,906
2017-06-14 2017-06-12 4 KEF KOREA EQUITY FUND INC
Common Stock
P - Purchase 5,000 169,012 3.05 9.53 47,650 1,610,684
2017-06-14 2017-06-12 4 KEF KOREA EQUITY FUND INC
Common Stock
P - Purchase 450,000 443,530 -6,955.18 9.53 4,288,500 4,226,841
2017-06-09 2017-06-07 4 KEF KOREA EQUITY FUND INC
Common Stock
P - Purchase 50,000 164,012 43.86 9.53 476,500 1,563,034
2017-06-09 2017-06-07 4 KEF KOREA EQUITY FUND INC
Common Stock
P - Purchase 200,000 398,530 100.74 9.53 1,906,000 3,797,991
2017-06-07 2017-06-06 4 KEF KOREA EQUITY FUND INC
Common Stock
P - Purchase 500 114,012 0.44 9.52 4,760 1,085,394
2017-06-07 2017-06-05 4 KEF KOREA EQUITY FUND INC
Common Stock
P - Purchase 10,000 113,512 9.66 9.54 95,400 1,082,904
2017-06-07 2017-06-05 4 KEF KOREA EQUITY FUND INC
Common Stock
P - Purchase 90,000 198,530 82.93 9.54 858,600 1,893,976
2017-05-05 2017-05-03 4 KEF KOREA EQUITY FUND INC
Common Stock
P - Purchase 600 37,544 1.62 9.06 5,436 340,149
2017-05-05 2017-05-03 4 KEF KOREA EQUITY FUND INC
Common Stock
P - Purchase 820 36,944 2.27 9.08 7,446 335,452
2017-05-05 2017-05-03 4 KEF KOREA EQUITY FUND INC
Common Stock
P - Purchase 24,180 108,530 28.67 9.08 219,554 985,452
2017-05-02 2017-04-28 4 KEF KOREA EQUITY FUND INC
Common Stock
P - Purchase 210 36,124 0.58 8.96 1,882 323,671
2017-05-02 2017-04-28 4 KEF KOREA EQUITY FUND INC
Common Stock
P - Purchase 6,186 84,350 7.91 8.96 55,427 755,776
2017-04-26 2017-04-24 4 KEF KOREA EQUITY FUND INC
Common Stock
P - Purchase 328 35,914 0.92 8.78 2,880 315,325
2017-04-26 2017-04-24 4 KEF KOREA EQUITY FUND INC
Common Stock
P - Purchase 9,672 78,164 14.12 8.78 84,920 686,280
2017-04-20 2017-04-18 4 KEF KOREA EQUITY FUND INC
Common Stock
P - Purchase 328 35,586 0.93 8.61 2,824 306,399
2017-04-20 2017-04-18 4 KEF KOREA EQUITY FUND INC
Common Stock
P - Purchase 9,672 68,492 16.44 8.61 83,277 589,723
2017-04-14 2017-04-13 4 KEF KOREA EQUITY FUND INC
Common Stock
P - Purchase 345 35,258 0.99 8.63 2,977 304,241
2017-04-14 2017-04-13 4 KEF KOREA EQUITY FUND INC
Common Stock
P - Purchase 10,155 58,820 20.87 8.63 87,627 507,558
2017-04-14 2017-04-12 4 KEF KOREA EQUITY FUND INC
Common Stock
P - Purchase 328 34,913 0.95 8.52 2,795 297,459
2017-04-14 2017-04-12 4 KEF KOREA EQUITY FUND INC
Common Stock
P - Purchase 9,672 48,665 24.80 8.52 82,405 414,626
2017-04-12 2017-04-11 4 KEF KOREA EQUITY FUND INC
Common Stock
P - Purchase 432 38,993 1.12 8.47 3,659 330,271
2017-04-12 2017-04-10 4 KEF KOREA EQUITY FUND INC
Common Stock
P - Purchase 230 34,585 0.67 8.51 1,957 294,318
2017-04-12 2017-04-10 4 KEF KOREA EQUITY FUND INC
Common Stock
P - Purchase 6,770 38,561 21.30 8.51 57,613 328,154
2017-04-04 2017-04-03 4 KEF KOREA EQUITY FUND INC
Common Stock
P - Purchase 150 34,355 0.44 8.79 1,319 302,128
2017-04-04 2017-04-03 4 KEF KOREA EQUITY FUND INC
Common Stock
P - Purchase 4,409 31,791 16.10 8.79 38,774 279,580
2017-04-04 2017-03-31 4 KEF KOREA EQUITY FUND INC
Common Stock
P - Purchase 190 34,205 0.56 8.78 1,668 300,207
2017-04-04 2017-03-31 4 KEF KOREA EQUITY FUND INC
Common Stock
P - Purchase 5,613 27,382 25.78 8.78 49,264 240,324
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,450,551
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,283,336
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,219,689
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,469,230
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,375,498
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,308,924
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,208,653
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,228,548
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,220,899
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,290,396
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,450,551
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,283,336
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,219,689
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,469,230
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,375,498
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,308,924
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,208,653
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,228,548
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,220,899
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,290,396
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,450,551
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,283,336
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,219,689
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,469,230
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,375,498
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,308,924
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,208,653
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,228,548
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,220,899
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,290,396
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,450,551
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,283,336
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,219,689
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,469,230
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,375,498
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,308,924
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,208,653
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,228,548
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,220,899
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,290,396
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,450,551
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,283,336
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,219,689
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,469,230
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,375,498
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,308,924
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,208,653
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,228,548
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,220,899
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,290,396
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,450,551
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,283,336
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,219,689
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,469,230
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,375,498
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,308,924
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,208,653
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,228,548
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,220,899
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,290,396
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,450,551
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,283,336
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,219,689
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,469,230
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,375,498
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,308,924
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,208,653
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,228,548
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,220,899
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,290,396
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,450,551
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,283,336
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,219,689
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,469,230
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,375,498
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,308,924
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,208,653
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,228,548
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,220,899
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,290,396
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,450,551
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,283,336
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,219,689
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,469,230
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,375,498
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,308,924
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,208,653
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,228,548
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,220,899
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,290,396
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,450,551
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,283,336
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,219,689
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,469,230
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,375,498
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,308,924
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,208,653
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,228,548
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,220,899
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,290,396
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,450,551
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,283,336
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,219,689
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,469,230
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,375,498
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,308,924
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,208,653
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,228,548
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,220,899
2017-03-30 3 KEF KOREA EQUITY FUND INC
Common Stock
1,290,396
2017-03-27 2017-03-22 4 DCA Virtus Total Return Fund
Common Stock
S - Sale -2,636,634 1,553,860 -62.92 4.87 -12,842,253 7,568,386
2016-09-15 2016-09-14 4 DCA Virtus Total Return Fund
Common Stock
P - Purchase 31,477 654,246 5.05 4.51 142,109 2,953,724
2016-09-15 2016-09-13 4 DCA Virtus Total Return Fund
Common Stock
P - Purchase 40,693 622,769 6.99 4.54 184,742 2,827,309
2016-09-12 2016-09-09 4 DCA Virtus Total Return Fund
Common Stock
P - Purchase 35,276 582,076 6.45 4.59 162,090 2,674,581
2016-09-12 2016-09-08 4 DCA Virtus Total Return Fund
Common Stock
P - Purchase 98,223 546,800 21.90 4.66 457,454 2,546,612
2016-09-08 2016-09-06 4 DCA Virtus Total Return Fund
Common Stock
P - Purchase 54,780 448,577 13.91 4.67 256,014 2,096,425
2016-08-16 2016-08-15 4 DCA Virtus Total Return Fund
Common Stock
P - Purchase 17,653 393,797 4.69 4.61 81,426 1,816,428
2016-08-16 2016-08-12 4 DCA Virtus Total Return Fund
Common Stock
P - Purchase 14,608 376,144 4.04 4.61 67,324 1,733,535
2016-08-12 2016-08-11 4 DCA Virtus Total Return Fund
Common Stock
P - Purchase 4,089 361,536 1.14 4.60 18,800 1,662,198
2016-08-12 2016-08-10 4 DCA Virtus Total Return Fund
Common Stock
P - Purchase 12,220 357,447 3.54 4.57 55,860 1,633,962
2016-08-10 2016-08-09 4 DCA Virtus Total Return Fund
Common Stock
P - Purchase 31,394 345,227 10.00 4.57 143,417 1,577,101
2016-08-10 2016-08-08 4 DCA Virtus Total Return Fund
Common Stock
P - Purchase 30,614 313,833 10.81 4.56 139,496 1,430,011
2016-08-08 2016-08-05 4 DCA Virtus Total Return Fund
Common Stock
P - Purchase 41,899 283,219 17.36 4.55 190,795 1,289,694
2016-08-08 2016-08-04 4 DCA Virtus Total Return Fund
Common Stock
P - Purchase 31,327 241,320 14.92 4.57 143,164 1,102,832
2016-08-03 2016-08-01 4 DCA Virtus Total Return Fund
Common Stock
P - Purchase 17,105 209,993 8.87 4.60 78,604 965,002
2016-07-22 2016-07-20 4 DCA Virtus Total Return Fund
Common Stock
P - Purchase 17,070 192,888 9.71 4.60 78,595 888,114
2016-07-19 2016-07-15 4 DCA Virtus Total Return Fund
Common Stock
P - Purchase 17,821 175,818 11.28 4.56 81,264 801,730
2016-07-15 2016-07-14 4 DCA Virtus Total Return Fund
Common Stock
P - Purchase 18,933 157,997 13.61 4.56 86,340 720,514
2016-07-15 2016-07-13 4 DCA Virtus Total Return Fund
Common Stock
P - Purchase 33,906 139,064 32.24 4.55 154,340 633,019
2016-07-13 2016-07-12 4 DCA Virtus Total Return Fund
Common Stock
P - Purchase 18,541 105,158 21.41 4.56 84,547 479,520
2016-07-13 2016-07-11 4 DCA Virtus Total Return Fund
Common Stock
P - Purchase 37,053 86,617 74.76 4.54 168,335 393,510
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,915,228
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,427,641
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,209,600
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,948,206
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,706,196
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,495,922
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,177,170
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,268,491
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,915,228
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,427,641
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,209,600
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,948,206
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,706,196
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,495,922
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,177,170
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,268,491
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,915,228
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,427,641
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,209,600
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,948,206
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,706,196
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,495,922
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,177,170
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,268,491
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,915,228
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,427,641
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,209,600
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,948,206
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,706,196
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,495,922
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,177,170
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,268,491
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,915,228
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,427,641
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,209,600
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,948,206
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,706,196
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,495,922
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,177,170
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,268,491
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,915,228
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,427,641
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,209,600
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,948,206
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,706,196
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,495,922
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,177,170
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,268,491
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,915,228
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,427,641
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,209,600
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,948,206
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,706,196
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,495,922
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,177,170
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,268,491
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,915,228
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,427,641
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,209,600
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,948,206
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,706,196
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,495,922
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,177,170
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,268,491
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,915,228
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,427,641
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,209,600
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,948,206
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,706,196
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,495,922
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,177,170
2016-05-23 3 DCA Virtus Total Return Fund
Common Stock
3,268,491
2014-12-05 2014-12-04 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
S - Sale -144,754 824,942 -14.93 19.60 -2,837,178 16,168,863
2014-12-05 2014-12-04 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
S - Sale -2,290 11,860 -16.18 19.60 -44,884 232,456
2014-12-03 2014-12-02 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
S - Sale -7,825 969,696 -0.80 22.66 -177,322 21,974,184
2014-12-03 2014-12-02 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
S - Sale -124 14,150 -0.87 22.66 -2,810 320,652
2014-12-02 2014-12-01 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
S - Sale -1,565 977,521 -0.16 22.53 -35,261 22,024,526
2014-12-02 2014-12-01 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
S - Sale -25 14,274 -0.17 22.53 -563 321,607
2014-12-02 2014-11-26 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
S - Sale -13,302 979,086 -1.34 22.54 -299,844 22,069,871
2014-12-02 2014-11-26 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
S - Sale -210 14,299 -1.45 22.54 -4,734 322,318
2014-12-02 2014-11-24 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
S - Sale -2,381 992,388 -0.24 22.60 -53,805 22,425,587
2014-12-02 2014-11-24 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
S - Sale -38 14,509 -0.26 22.60 -859 327,869
2014-11-14 2014-11-12 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
S - Sale -16,101 994,769 -1.59 22.71 -365,596 22,587,623
2014-11-14 2014-11-12 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
S - Sale -19,561 1,010,870 -1.90 22.66 -443,252 22,906,314
2014-11-14 2014-11-12 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
S - Sale -255 14,547 -1.72 22.71 -5,790 330,310
2014-11-14 2014-11-12 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
S - Sale -309 14,802 -2.04 22.66 -7,002 335,413
2014-11-14 2014-11-11 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
S - Sale -7,412 1,030,431 -0.71 22.65 -167,885 23,339,674
2014-11-14 2014-11-11 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
S - Sale -109 15,111 -0.72 22.65 -2,469 342,270
2014-11-14 2014-11-07 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
S - Sale -1,200 15,220 -7.31 22.71 -27,250 345,620
2014-03-10 2014-03-06 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
P - Purchase 500 1,037,843 0.05 23.64 11,820 24,534,609
2014-03-06 2014-03-05 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
P - Purchase 43,328 1,037,343 4.36 23.31 1,009,924 24,179,221
2014-03-06 2014-03-04 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
P - Purchase 12,146 994,015 1.24 23.70 287,806 23,553,682
2014-03-06 2014-02-26 4 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
P - Purchase 277 981,869 0.03 23.69 6,562 23,259,397
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,961,396
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
1,996,224
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,262,633
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,068,653
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,019,826
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,011,949
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,235,582
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
1,980,004
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,008,494
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,134,149
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,078,738
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,961,396
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
1,996,224
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,262,633
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,068,653
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,019,826
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,011,949
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,235,582
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
1,980,004
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,008,494
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,134,149
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,078,738
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,961,396
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
1,996,224
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,262,633
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,068,653
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,019,826
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,011,949
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,235,582
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
1,980,004
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,008,494
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,134,149
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,078,738
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,961,396
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
1,996,224
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,262,633
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,068,653
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,019,826
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,011,949
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,235,582
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
1,980,004
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,008,494
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,134,149
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,078,738
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,961,396
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
1,996,224
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,262,633
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,068,653
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,019,826
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,011,949
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,235,582
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
1,980,004
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,008,494
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,134,149
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,078,738
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,961,396
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
1,996,224
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,262,633
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,068,653
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,019,826
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,011,949
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,235,582
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
1,980,004
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,008,494
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,134,149
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,078,738
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,961,396
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
1,996,224
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,262,633
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,068,653
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,019,826
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,011,949
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,235,582
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
1,980,004
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,008,494
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,134,149
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,078,738
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,961,396
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
1,996,224
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,262,633
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,068,653
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,019,826
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,011,949
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,235,582
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
1,980,004
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,008,494
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,134,149
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,078,738
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,961,396
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
1,996,224
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,262,633
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,068,653
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,019,826
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,011,949
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,235,582
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
1,980,004
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,008,494
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,134,149
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,078,738
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,961,396
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
1,996,224
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,262,633
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,068,653
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,019,826
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,011,949
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,235,582
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
1,980,004
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,008,494
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,134,149
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,078,738
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,961,396
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
1,996,224
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,262,633
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,068,653
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,019,826
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,011,949
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,235,582
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
1,980,004
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,008,494
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,134,149
2014-02-26 3 SVVC Firsthand Technology Value Fund, Inc.
Common Stock
2,078,738
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券(例如股票期权)
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券(例如期权)
V
内部人士通过Form 4自愿报告的一笔交易
J
其他(附有交易描述的脚注)