Iovance 生物治疗公司
US ˙ NasdaqGM ˙ US4622601007

介绍

本页面提供了有关 Merrill A Mcpeak 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言，基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是，他们必须通过Form 4向美国证券交易委员会（SEC）报告所有交易。尽管存在这些限制，学术研究表明，整体而言，内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易，排除了作为10b5-1交易计划的一部分的交易。然后，对每笔交易在3、6和12个月的表现进行平均，以生成该笔交易最终的表现指标。然后，将所有交易的表现指标进行平均，计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A"，则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易，或者他们进行的交易距离现在时间太近，无法计算出可靠的表现指标。

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查看收益最高的的内幕交易者列表。

查看排名最高的内部人士。
报告内部持仓的公司

美国证券交易委员会（SEC）文件显示Merrill A Mcpeak已报告在以下公司拥有持仓或进行了交易：

证券 职位 最新报告的持仓
US:RSSS / Research Solutions, Inc. Director 409,608
US:IOVA / Iovance Biotherapeutics, Inc. Director 320,150
US:AJRD / Aerojet Rocketdyne Holdings Inc Director 63,912
US:LLEX / Lilis Energy, Inc. Director 466,922
US:MILL / Director 40,000
如何解读这些图表

以下图表显示了在Merrill A Mcpeak进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如，如果一笔内部人士交易是在2019年1月1日进行的，该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元，则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%，而从10美元跌至5美元的价格变化将为-50%。

最终，我们将评估内部人士的交易与股价的超额回报（正向或负向）之间的相关性，以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为，我们预期看到（a）买入后的正回报，或者（b）卖出后的负回报。对于情况（a），买入图表将显示一系列向上倾斜的曲线，表示每次买入后都有正回报。对于情况（b），卖出图表将显示一系列向下倾斜的曲线，表示每次卖出后都有负回报。

然而，仅凭这一点还不足以得出结论。例如，如果公司的股价在多年内呈现非周期性上升，我们会预期所有买入后的图表都呈现向上倾斜。同样地，多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下，“买入”图表显示正向信号，而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易，以获得财务优势。

IOVA / Iovance Biotherapeutics, Inc.内部人士买入 - 短期收益分析

在这一部分，我们分析了在 IOVA / Iovance Biotherapeutics, Inc. 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报，以及是否值得跟踪。该分析基于每笔交易后一年的情况，结果仅为理论值。

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数		 报告
价格		 经调整
股数		 经调整
价格		 成本基础 达到最高利润的
天数		 达到最高利润时的
价格		 最高
利润($)		 最高回报率（%）
2024-02-20 IOVA MCPEAK MERRILL A 250,000 9.1500 250,000 9.1500 2,287,500 7 17.4700 2,080,000 90.93
2023-09-18 IOVA MCPEAK MERRILL A 10,000 5.5600 10,000 5.5600 55,600
2022-12-21 IOVA MCPEAK MERRILL A 10,000 6.1500 10,000 6.1500 61,500
2022-11-29 IOVA MCPEAK MERRILL A 10,000 6.3100 10,000 6.3100 63,100
2022-11-28 IOVA MCPEAK MERRILL A 10,000 6.1800 10,000 6.1800 61,800
2022-05-31 IOVA MCPEAK MERRILL A 10,000 6.8400 10,000 6.8400 68,400
2022-05-31 IOVA MCPEAK MERRILL A 10,000 6.8000 10,000 6.8000 68,000
2018-12-13 IOVA MCPEAK MERRILL A 10,000 9.6273 10,000 9.6273 96,273
2013-11-05 LBIO MCPEAK MERRILL A 50,000 2.0000 50,000 2.0000 100,000

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

IOVA / Iovance Biotherapeutics, Inc. Insider Trades
IOVA / Iovance Biotherapeutics, Inc.内部人士卖出 - 短期亏损分析

在这一部分，我们分析了在 IOVA / Iovance Biotherapeutics, Inc. 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式，可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况，

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数		 报告
价格		 经调整
股数		 经调整
价格		 成本基础 达到最低利润的
天数		 达到最低利润时的
价格		 避免的
最高损失金额($)		 避免的
最高损失率($)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

IOVA / Iovance Biotherapeutics, Inc. Insider Trades
RSSS / Research Solutions, Inc.内部人士买入 - 短期收益分析

在这一部分，我们分析了在 IOVA / Iovance Biotherapeutics, Inc. 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报，以及是否值得跟踪。该分析基于每笔交易后一年的情况，结果仅为理论值。

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数		 报告
价格		 经调整
股数		 经调整
价格		 成本基础 达到最高利润的
天数		 达到最高利润时的
价格		 最高
利润($)		 最高回报率（%）
2016-06-24 RSSS MCPEAK MERRILL A 25,000 1.0000 25,000 1.0000 25,000 238 1.2 5,000 20.00
2016-03-18 RSSS MCPEAK MERRILL A 10,000 0.7500 10,000 0.7500 7,500
2015-08-06 RSSS MCPEAK MERRILL A 10,000 0.8800 10,000 0.8800 8,800
2015-06-18 RSSS MCPEAK MERRILL A 5,000 0.9600 5,000 0.9600 4,800
2015-06-17 RSSS MCPEAK MERRILL A 5,000 0.9600 5,000 0.9600 4,800
2015-06-16 RSSS MCPEAK MERRILL A 5,000 0.9600 5,000 0.9600 4,800
2015-02-25 RSSS MCPEAK MERRILL A 1,400 0.8500 1,400 0.8500 1,190
2015-02-25 RSSS MCPEAK MERRILL A 6,964 0.8400 6,964 0.8400 5,850
2015-02-25 RSSS MCPEAK MERRILL A 6,964 0.8400 6,964 0.8400 5,850
2015-02-25 RSSS MCPEAK MERRILL A 1,400 0.8500 1,400 0.8500 1,190
2015-02-25 RSSS MCPEAK MERRILL A 5,000 0.8800 5,000 0.8800 4,400
2015-02-24 RSSS MCPEAK MERRILL A 4,516 0.8000 4,516 0.8000 3,613
2015-02-20 RSSS MCPEAK MERRILL A 1,000 0.7400 1,000 0.7400 740
2015-02-20 RSSS MCPEAK MERRILL A 8,600 0.7500 8,600 0.7500 6,450
2014-12-24 RSSS MCPEAK MERRILL A 4,600 0.8500 4,600 0.8500 3,910
2014-12-19 RSSS MCPEAK MERRILL A 1,380 0.9200 1,380 0.9200 1,270
2014-12-17 RSSS MCPEAK MERRILL A 2,248 0.9000 2,248 0.9000 2,023
2014-12-16 RSSS MCPEAK MERRILL A 5,000 0.9000 5,000 0.9000 4,500
2014-12-15 RSSS MCPEAK MERRILL A 5,000 0.9500 5,000 0.9500 4,750
2014-12-11 RSSS MCPEAK MERRILL A 2,500 0.8400 2,500 0.8400 2,100
2014-12-03 RSSS MCPEAK MERRILL A 8,600 0.8500 8,600 0.8500 7,310
2014-12-03 RSSS MCPEAK MERRILL A 1,400 0.8500 1,400 0.8500 1,190
2014-12-02 RSSS MCPEAK MERRILL A 3,200 0.8400 3,200 0.8400 2,688
2014-11-25 RSSS MCPEAK MERRILL A 700 0.7600 700 0.7600 532

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

RSSS / Research Solutions, Inc. Insider Trades
RSSS / Research Solutions, Inc.内部人士卖出 - 短期亏损分析

在这一部分，我们分析了在 IOVA / Iovance Biotherapeutics, Inc. 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式，可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况，

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数		 报告
价格		 经调整
股数		 经调整
价格		 成本基础 达到最低利润的
天数		 达到最低利润时的
价格		 避免的
最高损失金额($)		 避免的
最高损失率($)
2015-09-16 RSSS MCPEAK MERRILL A 6,900 0.8500 6,900 0.8500 5,865 141 0.4901 -2,483 -42.34
2015-09-16 RSSS MCPEAK MERRILL A 3,100 0.9800 3,100 0.9800 3,038

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

RSSS / Research Solutions, Inc. Insider Trades
内幕交易历史

该表格显示了由 Merrill A Mcpeak 进行的所有内幕交易的完整列表，这些交易已向美国证券交易委员会（SEC）披露。

备案日期 交易日期 表格 股票代码 证券 代码 10b5-1 股数 剩余股数 %
变化		 每股
股价		 交易
金额		 剩余
金额
2025-06-18 2025-06-18 4 RSSS Research Solutions, Inc.
Common Stock 		M - Exercise 75,000 409,608 22.41 1.10 82,500 450,569
2025-06-04 2025-05-02 4 RSSS Research Solutions, Inc.
Common Stock 		M - Exercise 50,000 334,608 17.57 1.05 52,500 351,338
2024-02-20 2024-02-20 4 IOVA IOVANCE BIOTHERAPEUTICS, INC.
Common Stock 		P - Purchase 250,000 320,150 356.38 9.15 2,287,500 2,929,372
2023-09-19 2023-09-18 4 IOVA IOVANCE BIOTHERAPEUTICS, INC.
Common Stock 		P - Purchase 10,000 248,633 4.19 5.56 55,600 1,382,399
2023-01-17 2023-01-16 4 RSSS Research Solutions, Inc.
Common Stock 		M - Exercise 50,000 284,608 21.31 1.15 57,500 327,299
2022-12-22 2022-12-21 4 IOVA IOVANCE BIOTHERAPEUTICS, INC.
Common Stock 		P - Purchase 10,000 70,150 16.63 6.15 61,500 431,422
2022-11-30 2022-11-29 4 IOVA IOVANCE BIOTHERAPEUTICS, INC.
Common Stock 		P - Purchase 10,000 238,633 4.37 6.31 63,100 1,505,774
2022-11-28 2022-11-28 4 IOVA IOVANCE BIOTHERAPEUTICS, INC.
Common Stock 		P - Purchase 10,000 228,633 4.57 6.18 61,800 1,412,952
2022-08-25 2022-08-23 4 IOVA IOVANCE BIOTHERAPEUTICS, INC.
Common Stock 		M - Exercise 40,000 60,150 198.51 5.65 226,000 339,848
2022-08-10 2021-11-05 4 RSSS Research Solutions, Inc.
Common Stock 		M - Exercise 50,000 234,608 27.08 1.19 59,500 279,184
2022-06-02 2022-05-31 4 IOVA IOVANCE BIOTHERAPEUTICS, INC.
Common Stock 		P - Purchase 10,000 218,633 4.79 6.80 68,000 1,486,704
2022-06-02 2022-05-31 4 IOVA IOVANCE BIOTHERAPEUTICS, INC.
Common Stock 		P - Purchase 10,000 20,150 98.52 6.84 68,400 137,826
2022-02-10 2022-02-08 4 RSSS Research Solutions, Inc.
Option to purchase common stock 		A - Award 50,000 50,000
2022-01-19 2021-01-08 5 IOVA IOVANCE BIOTHERAPEUTICS, INC.
Common Stock 		G - Gift -37,800 418,783 -8.28
2021-07-01 2021-06-29 4 IOVA IOVANCE BIOTHERAPEUTICS, INC.
Stock Option (right to buy) 		A - Award 35,000 35,000
2021-06-10 2021-06-07 4 RSSS Research Solutions, Inc.
Common Stock Warrants (right to buy) 		M - Exercise -7,500 0 -100.00 1.00 -7,500
2021-06-10 2021-06-07 4 RSSS Research Solutions, Inc.
Common Stock 		M - Exercise 7,500 184,608 4.23 1.25 9,375 230,760
2020-11-18 2020-11-17 4 RSSS Research Solutions, Inc.
Option to purchase common stock 		A - Award 50,000 50,000
2020-10-13 2020-10-09 4 RSSS Research Solutions, Inc.
Warrant to purchase common stock 		M - Exercise -50,000 0 -100.00
2020-10-13 2020-10-09 4 RSSS Research Solutions, Inc.
Common Stock 		M - Exercise 50,000 177,108 39.34 1.25 62,500 221,385
2020-06-10 2020-06-08 4 IOVA IOVANCE BIOTHERAPEUTICS, INC.
Stock Option (right to buy) 		A - Award 35,000 35,000
2019-11-14 2019-11-12 4 RSSS Research Solutions, Inc.
Option to purchase common stock 		A - Award 50,000 50,000
2019-06-11 2019-06-10 4 IOVA IOVANCE BIOTHERAPEUTICS, INC.
Stock Option (right to buy) 		A - Award 35,000 35,000
2019-02-19 2019-02-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock 		A - Award 217 63,912 0.34
2019-02-19 2019-02-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock 		A - Award 435 63,695 0.69
2018-12-14 2018-12-13 4 IOVA IOVANCE BIOTHERAPEUTICS, INC.
Common Stock 		P - Purchase 10,000 456,583 2.24 9.63 96,273 4,395,662
2018-11-19 2018-11-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock 		A - Award 243 63,260 0.39
2018-11-19 2018-11-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock 		A - Award 486 63,017 0.78
2018-11-15 2018-11-13 4 RSSS Research Solutions, Inc.
Option to purchase common stock 		A - Award 50,000 50,000
2018-08-17 2018-08-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock 		A - Award 241 62,531 0.39
2018-08-17 2018-08-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock 		A - Award 483 62,290 0.78
2018-07-19 2018-07-17 4 IOVA IOVANCE BIOTHERAPEUTICS, INC.
Stock Option (right to buy) 		A - Award 35,000 35,000
2018-05-17 2018-05-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock 		A - Award 3,588 61,807 6.16
2018-05-17 2018-05-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock 		A - Award 762 58,219 1.33
2018-05-17 2018-05-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock 		A - Award 1,524 57,457 2.72
2018-02-20 2018-02-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock 		A - Award 317 55,933 0.57
2018-02-20 2018-02-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock 		A - Award 634 55,616 1.15
2018-02-02 2018-01-31 4 LLEX LILIS ENERGY, INC.
Common Stock 		A - Award 38,217 466,922 8.91
2017-12-01 2017-11-21 4 RSSS Research Solutions, Inc.
Option to purchase common stock 		A - Award 75,000 75,000
2017-11-16 2017-11-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock 		A - Award 303 54,982 0.55
2017-11-16 2017-11-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock 		A - Award 606 54,679 1.12
2017-10-19 2017-10-17 4 LLEX LILIS ENERGY, INC.
Common Stock 		A - Award 22,500 428,705 5.54
2017-08-16 2017-08-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock 		A - Award 252 54,073 0.47
2017-08-16 2017-08-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock 		A - Award 504 53,821 0.95
2017-06-05 2017-06-01 4 LBIO Lion Biotechnologies, Inc.
Stock Option (right to buy) 		A - Award 35,000 35,000
2017-05-17 2017-05-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock 		A - Award 1,062 53,317 2.03
2017-05-17 2017-05-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock 		A - Award 2,124 52,255 4.24
2017-05-08 2017-05-04 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock 		A - Award 4,085 50,131 8.87 22.03 89,993 1,104,386
2017-02-16 2017-02-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock 		A - Award 356 46,046 0.78
2017-02-16 2017-02-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock 		A - Award 712 45,690 1.58
2017-02-02 2017-01-31 4 LLEX LILIS ENERGY, INC.
Common Stock 		A - Award 18,333 406,205 4.73
2016-11-23 2016-11-21 4 RSSS Research Solutions, Inc.
Option to purchase common stock 		A - Award 75,000 75,000
2016-11-17 2016-11-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock 		A - Award 340 40,066 0.86
2016-11-17 2016-11-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock 		A - Award 681 39,726 1.74
2016-08-18 2016-08-16 4 LBIO Lion Biotechnologies, Inc.
Stock Option (right to buy) 		A - Award 35,000 35,000
2016-08-17 2016-08-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock 		A - Award 568 39,045 1.48
2016-08-17 2016-08-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock 		A - Award 1,136 38,477 3.04
2016-07-11 2016-07-07 4 LLEX LILIS ENERGY, INC.
Common Stock 		A - Award 50,000 387,872 14.80
2016-06-27 2016-06-23 4 LLEX LILIS ENERGY, INC.
Series A 8% Convertible Preferred Stock 		C - Conversion -250 0 -100.00
2016-06-27 2016-06-23 4 LLEX LILIS ENERGY, INC.
Subordinated Convertible Note 		C - Conversion 0
2016-06-27 2016-06-23 4 LLEX LILIS ENERGY, INC.
Common Stock 		C - Conversion 227,275 337,962 205.33
2016-06-27 2016-06-23 4 LLEX LILIS ENERGY, INC.
Common Stock 		C - Conversion 50,000 110,687 82.39
2016-06-27 2016-06-24 4 RSSS Research Solutions, Inc.
Common Stock Warrants (right to buy) 		P - Purchase 7,500 7,500 1.00 7,500 7,500
2016-06-27 2016-06-24 4 RSSS Research Solutions, Inc.
Common Stock 		P - Purchase 25,000 127,108 24.48 1.00 25,000 127,108
2016-05-17 2016-05-16 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock 		A - Award 1,841 37,341 5.19
2016-05-17 2016-05-16 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock 		A - Award 3,683 35,500 11.58
2016-05-03 2016-05-02 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock 		A - Award 4,912 4,912
2016-03-21 2016-03-18 4 RSSS Research Solutions, Inc.
Common Stock 		P - Purchase 10,000 102,108 10.86 0.75 7,500 76,581
2016-02-02 2016-01-29 4 LLEX LILIS ENERGY, INC.
Common Stock 		A - Award 400,000 672,629 146.72 0.15 60,000 100,894
2016-01-20 2016-01-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock 		A - Award 457 31,817 1.46 15.03 6,869 478,210
2016-01-20 2016-01-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock 		A - Award 914 31,360 3.00 15.03 13,737 471,341
2016-01-07 2016-01-05 4 LLEX LILIS ENERGY, INC.
Subordinated Convertible Note 		P - Purchase 1,000,008
2016-01-07 2016-01-05 4 LLEX LILIS ENERGY, INC.
Warrant (Right to Buy) 		P - Purchase 1,000,008 1,000,008
2016-01-06 2016-01-04 4 LLEX LILIS ENERGY, INC.
Common Stock 		A - Award 106,250 272,629 63.86 0.20 21,250 54,526
2015-12-23 2015-12-04 4 RSSS Research Solutions, Inc.
Option to purchase common stock 		A - Award 75,000 75,000
2015-10-19 2015-10-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock 		A - Award 411 30,446 1.37
2015-10-19 2015-10-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock 		A - Award 822 30,035 2.81
2015-10-02 2015-10-01 4 LLEX LILIS ENERGY, INC.
Common Stock 		A - Award 34,837 166,379 26.48 0.61 21,251 101,491
2015-09-17 2015-09-16 4 RSSS Research Solutions, Inc.
Common Stock 		S - Sale -3,100 92,102 -3.26 0.98 -3,038 90,260
2015-09-17 2015-09-16 4 RSSS Research Solutions, Inc.
Common Stock 		S - Sale -6,900 95,208 -6.76 0.85 -5,865 80,927
2015-08-07 2015-08-06 4 RSSS Research Solutions, Inc.
Common Stock 		P - Purchase 10,000 102,108 10.86 0.88 8,800 89,855
2015-07-31 2015-07-30 4 LLEX LILIS ENERGY, INC.
Common Stock 		A - Award 18,641 131,542 16.51 1.14 21,251 149,958
2015-07-16 2015-07-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock 		A - Award 285 29,213 0.99
2015-07-16 2015-07-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock 		A - Award 571 28,928 2.01
2015-07-02 2015-06-30 4 RSSS Research Solutions, Inc.
Option to purchase common stock 		A - Award 75,000 75,000
2015-06-22 2015-06-18 4 RSSS Research Solutions, Inc.
Common Stock 		P - Purchase 5,000 92,108 5.74 0.96 4,800 88,424
2015-06-18 2015-06-17 4 RSSS Research Solutions, Inc.
Common Stock 		P - Purchase 5,000 87,108 6.09 0.96 4,800 83,624
2015-06-18 2015-06-16 4 RSSS Research Solutions, Inc.
Common Stock 		P - Purchase 5,000 82,108 6.48 0.96 4,800 78,824
2015-06-15 2015-06-12 4 LBIO Lion Biotechnologies, Inc.
Common Stock 		A - Award 35,000 35,000
2015-05-27 2015-05-22 4 RSSS Research Solutions, Inc.
Warrant to purchase common stock 		A - Award 50,000 50,000
2015-05-27 2015-05-22 4 RSSS Research Solutions, Inc.
Warrant to purchase common stock 		D - Sale to Issuer -50,000 0 -100.00
2015-05-27 2015-05-22 4 RSSS Research Solutions, Inc.
Option to purchase common stock 		A - Award 50,000 50,000
2015-05-21 2015-05-20 4 LLEX LILIS ENERGY, INC.
Common Stock 		P - Purchase 5,190 12,901 67.31 1.70 8,823 21,932
2015-05-21 2015-05-20 4 LLEX LILIS ENERGY, INC.
Common Stock 		P - Purchase 3,390 7,711 78.45 1.69 5,729 13,032
2015-05-21 2015-05-20 4 LLEX LILIS ENERGY, INC.
Common Stock 		P - Purchase 100 4,321 2.37 1.68 168 7,259
2015-05-21 2015-05-20 4 LLEX LILIS ENERGY, INC.
Common Stock 		P - Purchase 920 4,221 27.87 1.67 1,536 7,049
2015-05-21 2015-05-20 4 LLEX LILIS ENERGY, INC.
Common Stock 		P - Purchase 100 3,301 3.12 1.66 166 5,480
2015-05-21 2015-05-20 4 LLEX LILIS ENERGY, INC.
Common Stock 		P - Purchase 300 3,201 10.34 1.64 492 5,250
2015-04-22 2015-04-20 4 LLEX LILIS ENERGY, INC.
Stock Option (Right to Buy) 		A - Award 450,000 450,000
2015-04-22 2015-04-20 4 LLEX LILIS ENERGY, INC.
Common Stock 		A - Award 100,000 103,803 2,629.50
2015-04-17 2015-04-15 4 GY GENCORP INC
Common Stock 		A - Award 1,251 28,357 4.62
2015-04-17 2015-04-15 4 GY GENCORP INC
Common Stock 		A - Award 2,502 27,106 10.17
2015-04-02 2015-03-31 4 GY GENCORP INC
Common Stock 		A - Award 3,880 24,604 18.72
2015-03-04 2015-03-03 4 RSSS Research Solutions, Inc.
Common Stock 		P - Purchase 6,000 77,108 8.44 0.98 5,880 75,566
2015-03-04 2015-03-03 4 RSSS Research Solutions, Inc.
Common Stock 		P - Purchase 4,000 71,108 5.96 0.95 3,800 67,553
2015-03-04 2015-03-02 4 RSSS Research Solutions, Inc.
Common Stock 		P - Purchase 5,000 67,108 8.05 0.95 4,750 63,753
2015-03-04 2015-02-25 4/A RSSS Research Solutions, Inc.
Common Stock 		P - Purchase 5,000 62,108 8.76 0.88 4,400 54,655
2015-03-04 2015-02-25 4/A RSSS Research Solutions, Inc.
Common Stock 		P - Purchase 1,400 57,108 2.51 0.85 1,190 48,542
2015-03-04 2015-02-25 4/A RSSS Research Solutions, Inc.
Common Stock 		P - Purchase 6,964 55,708 14.29 0.84 5,850 46,795
2015-03-04 2015-02-24 4/A RSSS Research Solutions, Inc.
Common Stock 		P - Purchase 4,516 48,744 10.21 0.80 3,613 38,995
2015-02-25 2015-02-25 4 RSSS Research Solutions, Inc.
Common Stock 		P - Purchase 6,964 57,108 13.89 0.84 5,850 47,971
2015-02-25 2015-02-25 4 RSSS Research Solutions, Inc.
Common Stock 		P - Purchase 1,400 50,144 2.87 0.85 1,190 42,622
2015-02-25 2015-02-24 4 RSSS Research Solutions, Inc.
Common Stock 		P - Purchase 4,516 48,744 10.21 0.80 3,613 38,995
2015-02-24 2015-02-20 4 RSSS Research Solutions, Inc.
Common Stock 		P - Purchase 8,600 44,228 24.14 0.75 6,450 33,171
2015-02-24 2015-02-20 4 RSSS Research Solutions, Inc.
Common Stock 		P - Purchase 1,000 35,628 2.89 0.74 740 26,365
2015-02-24 2014-12-24 4 RSSS Research Solutions, Inc.
Common Stock 		P - Purchase 4,600 34,628 15.32 0.85 3,910 29,434
2015-02-09 2015-01-29 4 LLEX LILIS ENERGY, INC.
Common Stock 		P - Purchase 2,000 2,901 221.98 1.00 2,000 2,901
2015-02-09 2015-01-29 4 LLEX LILIS ENERGY, INC.
Common Stock 		P - Purchase 900 901 90,000.00 1.00 900 901
2015-02-09 2015-01-29 4 LLEX LILIS ENERGY, INC.
Common Stock 		P - Purchase 1 1 0.98 1 1
2015-01-20 2015-01-15 4 GY GENCORP INC
Common Stock 		A - Award 400 20,724 1.97
2015-01-20 2015-01-15 4 GY GENCORP INC
Common Stock 		A - Award 800 20,324 4.10
2014-12-24 2014-12-19 4 RSSS Research Solutions, Inc.
Common Stock 		P - Purchase 1,380 30,028 4.82 0.92 1,270 27,626
2014-12-19 2014-12-17 4 RSSS Research Solutions, Inc.
Common Stock 		P - Purchase 2,248 28,648 8.52 0.90 2,023 25,783
2014-12-17 2014-12-16 4 RSSS Research Solutions, Inc.
Common Stock 		P - Purchase 5,000 26,400 23.36 0.90 4,500 23,760
2014-12-17 2014-12-15 4 RSSS Research Solutions, Inc.
Common Stock 		P - Purchase 5,000 21,400 30.49 0.95 4,750 20,330
2014-12-15 2014-12-11 4 RSSS Research Solutions, Inc.
Common Stock 		P - Purchase 2,500 16,400 17.99 0.84 2,100 13,776
2014-12-09 2014-12-05 4 LBIO Lion Biotechnologies, Inc.
Stock Option (right to buy) 		A - Award 50,000 50,000
2014-12-05 2014-12-03 4 RSSS Research Solutions, Inc.
Common Stock 		P - Purchase 8,600 13,900 162.26 0.85 7,310 11,815
2014-12-03 2014-12-03 4 RSSS Research Solutions, Inc.
Common Stock 		P - Purchase 1,400 5,300 35.90 0.85 1,190 4,505
2014-12-03 2014-12-02 4 RSSS Research Solutions, Inc.
Common Stock 		P - Purchase 3,200 3,900 457.14 0.84 2,688 3,276
2014-11-28 2014-11-25 4 RSSS Research Solutions, Inc.
Common Stock 		P - Purchase 700 700 0.76 532 532
2014-10-17 2014-10-15 4 GY GENCORP INC
Common Stock 		A - Award 431 19,524 2.26
2014-10-17 2014-10-15 4 GY GENCORP INC
Common Stock 		A - Award 862 19,093 4.73
2014-07-16 2014-07-15 4 GY GENCORP INC
Common Stock 		A - Award 376 18,231 2.11
2014-07-16 2014-07-15 4 GY GENCORP INC
Common Stock 		A - Award 753 17,855 4.40
2014-04-17 2014-04-15 4 GY GENCORP INC
Common Stock 		A - Award 1,185 17,102 7.44
2014-04-17 2014-04-15 4 GY GENCORP INC
Common Stock 		A - Award 2,371 15,917 17.50
2014-04-09 2014-04-07 4 GY GENCORP INC
Common Stock 		A - Award 5,211 13,546 62.52
2014-03-05 2013-11-18 4 LBIO Lion Biotechnologies, Inc.
Stock Option (right to buy) 		A - Award 40,000 40,000
2014-01-16 2014-01-15 4 GY GENCORP INC
Common Stock 		A - Award 378 8,335 4.75
2014-01-16 2014-01-15 4 GY GENCORP INC
Common Stock 		A - Award 756 7,957 10.50
2013-11-12 2013-11-05 4 LBIO Lion Biotechnologies, Inc.
Warrants 		A - Award 50,000 50,000
2013-11-12 2013-11-05 4 LBIO Lion Biotechnologies, Inc.
Common Stock 		P - Purchase 50,000 396,432 14.43 2.00 100,000 792,864
2013-10-17 2013-10-15 4 GY GENCORP INC
Common Stock 		A - Award 413 7,201 6.08
2013-10-17 2013-10-15 4 GY GENCORP INC
Common Stock 		A - Award 826 6,788 13.85
2013-07-26 2013-07-24 4 GNBP Genesis Biopharma, Inc
Common Stock 		A - Award 13,353,215 34,643,215 62.72
2013-07-18 2013-07-17 4 MILL MILLER ENERGY RESOURCES, INC.
Option 		A - Award 40,000 40,000
2013-07-17 2013-07-15 4 GY GENCORP INC
Common Stock 		A - Award 404 5,962 7.27
2013-07-17 2013-07-15 4 GY GENCORP INC
Common Stock 		A - Award 808 5,558 17.01
2013-05-30 2013-05-22 4 GNBP Genesis Biopharma, Inc
Common Stock 		J - Other 21,280,000 21,290,000 212,800.00 0.01 212,800 212,900
2013-04-16 2013-04-15 4 GY GENCORP INC
Common Stock 		A - Award 944 4,750 24.80
2013-04-16 2013-04-15 4 GY GENCORP INC
Common Stock 		A - Award 1,889 3,806 98.54
2013-04-15 2013-04-11 4 GY GENCORP INC
Stock Appreciation Right 		A - Award 7,355 7,355
2013-04-15 2013-04-11 4 GY GENCORP INC
Common Stock 		A - Award 1,417 1,917 283.40
2013-04-15 2013-04-11 4 GY GENCORP INC
Common Stock 		A - Award 500 500
2013-02-26 2013-02-22 4 MILL MILLER ENERGY RESOURCES, INC.
Common Stock 		P - Purchase 5,000 30,000 20.00 3.94 19,700 118,200
2013-02-22 2013-02-06 4 DYSC Derycz Scientific Inc
Option to purchase common stock 		A - Award 50,000 50,000
2012-07-31 2012-07-26 4 MILL MILLER ENERGY RESOURCES, INC.
Option 		A - Award 40,000 40,000
2012-07-06 2012-07-03 4 MILL MILLER ENERGY RESOURCES, INC.
Common Stock 		A - Award 10,120 40,120 33.73 4.99 50,499 200,199
2012-04-25 2011-12-21 4 DYSC Derycz Scientific Inc
Warrant to purchase common stock 		A - Award 50,000 50,000
2012-02-23 2012-01-27 4/A MILL MILLER ENERGY RESOURCES, INC.
Common Stock 		P - Purchase 5,000 25,000 25.00 3.37 16,850 84,250
2012-02-23 2012-01-27 4/A MILL MILLER ENERGY RESOURCES, INC.
Common Stock 		P - Purchase 5,000 20,000 33.33 3.37 16,850 67,400
2012-01-31 2012-01-27 4 MILL MILLER ENERGY RESOURCES, INC.
Common Stock 		P - Purchase 5,000 15,000 50.00 3.37 16,850 50,550
2012-01-31 2012-01-27 4 MILL MILLER ENERGY RESOURCES, INC.
Common Stock 		P - Purchase 5,000 15,000 50.00 3.37 16,850 50,550
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券（例如股票期权）
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券（例如期权）
V
内部人士通过Form 4自愿报告的一笔交易
J
其他（附有交易描述的脚注）