主要房地产收入基金
US ˙ NYSE ˙ US74255X1046

介绍

本页面提供了有关 James P Mccaughan 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言,基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是,他们必须通过Form 4向美国证券交易委员会(SEC)报告所有交易。尽管存在这些限制,学术研究表明,整体而言,内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易,排除了作为10b5-1交易计划的一部分的交易。然后,对每笔交易在3、6和12个月的表现进行平均,以生成该笔交易最终的表现指标。然后,将所有交易的表现指标进行平均,计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A",则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易,或者他们进行的交易距离现在时间太近,无法计算出可靠的表现指标。

更新频率:每日

查看收益最高的的内幕交易者列表。

报告内部持仓的公司

美国证券交易委员会(SEC)文件显示James P Mccaughan已报告在以下公司拥有持仓或进行了交易:

证券 职位 最新报告的持仓
US:PFG / Principal Financial Group, Inc. President - Global Asset Mgmt. 43,630
US:PGZ / Principal Real Estate Income Fund 22,000
如何解读这些图表

以下图表显示了在James P Mccaughan进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如,如果一笔内部人士交易是在2019年1月1日进行的,该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元,则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%,而从10美元跌至5美元的价格变化将为-50%。

最终,我们将评估内部人士的交易与股价的超额回报(正向或负向)之间的相关性,以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为,我们预期看到(a)买入后的正回报,或者(b)卖出后的负回报。对于情况(a),买入图表将显示一系列向上倾斜的曲线,表示每次买入后都有正回报。对于情况(b),卖出图表将显示一系列向下倾斜的曲线,表示每次卖出后都有负回报。

然而,仅凭这一点还不足以得出结论。例如,如果公司的股价在多年内呈现非周期性上升,我们会预期所有买入后的图表都呈现向上倾斜。同样地,多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下,“买入”图表显示正向信号,而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易,以获得财务优势。

PGZ / Principal Real Estate Income Fund内部人士买入 - 短期收益分析

在这一部分,我们分析了在 PGZ / Principal Real Estate Income Fund 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
2013-10-24 PGZ MCCAUGHAN JAMES P 22,000 17.9500 22,000 17.9500 394,900 265 19.6900 38,280 9.69

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

PGZ / Principal Real Estate Income Fund Insider Trades
PGZ / Principal Real Estate Income Fund内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 PGZ / Principal Real Estate Income Fund 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

PGZ / Principal Real Estate Income Fund Insider Trades
内幕交易历史

该表格显示了由 James P Mccaughan 进行的所有内幕交易的完整列表,这些交易已向美国证券交易委员会(SEC)披露。

备案日期 交易日期 表格 股票代码 证券 代码 10b5-1 股数 剩余股数 %
变化
每股
股价
交易
金额
剩余
金额
2018-09-05 2018-09-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -10,000 43,630 -18.65
2018-09-05 2018-09-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -10,000 149,329 -6.28 55.42 -554,200 8,275,813
2018-09-05 2018-09-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -10,000 149,329 -6.28 55.42 -554,200 8,275,813
2018-09-05 2018-09-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 10,000 169,329 6.28 30.70 307,000 5,198,400
2018-08-03 2018-08-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -10,000 53,630 -15.72
2018-08-03 2018-08-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -10,000 159,329 -5.91 55.44 -554,400 8,833,200
2018-08-03 2018-08-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -10,000 159,329 -5.91 55.44 -554,400 8,833,200
2018-08-03 2018-08-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 10,000 179,329 5.91 30.70 307,000 5,505,400
2018-07-06 2018-07-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -10,000 63,630 -13.58
2018-07-06 2018-07-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -10,000 169,329 -5.58 52.72 -527,200 8,927,025
2018-07-06 2018-07-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -10,000 169,329 -5.58 52.72 -527,200 8,927,025
2018-07-06 2018-07-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 10,000 189,329 5.58 30.70 307,000 5,812,400
2018-07-06 2018-06-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award -202 20,770 -0.96 52.95 -10,696 1,099,782
2018-06-05 2018-06-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -10,000 73,630 -11.96
2018-06-05 2018-06-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -10,000 178,960 -5.29 56.31 -563,100 10,077,238
2018-06-05 2018-06-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -10,000 178,960 -5.29 56.31 -563,100 10,077,238
2018-06-05 2018-06-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 10,000 198,960 5.29 30.70 307,000 6,108,072
2018-04-02 2018-03-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phanton Stock Units
A - Award 171 20,568 0.84 60.91 10,403 1,252,809
2018-02-28 2018-02-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 81,665 81,665
2018-02-28 2018-02-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 15,120 188,951 8.70
2018-01-02 2017-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phanton Stock Units
A - Award 139 20,397 0.69 71.39 9,923 1,456,170
2017-11-28 2017-11-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
F - Taxes -22,725 173,823 -11.56 68.65 -1,560,071 11,932,949
2017-10-03 2017-09-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phanton Stock Units
A - Award 147 20,258 0.73 64.34 9,452 1,303,425
2017-10-03 2017-09-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 295 196,548 0.15
2017-09-12 2017-09-12 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -6,093 0 -100.00
2017-09-12 2017-09-12 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -6,093 195,819 -3.02 62.34 -379,838 12,207,356
2017-09-12 2017-09-12 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 6,093 201,912 3.11 60.10 366,189 12,134,911
2017-09-12 2017-09-11 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -100 6,093 -1.61
2017-09-12 2017-09-11 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -100 195,819 -0.05 62.00 -6,200 12,140,778
2017-09-12 2017-09-11 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 100 195,919 0.05 60.10 6,010 11,774,732
2017-09-08 2017-09-06 4/A PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -2,914 6,139 -32.19
2017-09-08 2017-09-06 4/A PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -2,914 195,819 -1.47 62.15 -181,105 12,170,151
2017-09-08 2017-09-06 4/A PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 2,914 198,733 1.49 60.10 175,131 11,943,853
2017-09-08 2017-09-05 4/A PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -6,039 9,107 -39.87
2017-09-08 2017-09-05 4/A PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -6,039 195,819 -2.99 62.10 -375,022 12,160,360
2017-09-08 2017-09-05 4/A PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 6,039 201,858 3.08 60.10 362,944 12,131,666
2017-09-06 2017-09-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -19,350 0 -100.00
2017-09-06 2017-09-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -12,589 0 -100.00
2017-09-06 2017-09-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -9,841 0 -100.00
2017-09-06 2017-09-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -3,888 0 -100.00
2017-09-06 2017-09-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -15,146 0 -100.00
2017-09-06 2017-09-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -19,350 195,819 -8.99 62.10 -1,201,635 12,160,360
2017-09-06 2017-09-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 19,350 215,169 9.88 27.46 531,351 5,908,541
2017-09-06 2017-09-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -12,589 195,819 -6.04 62.10 -781,777 12,160,360
2017-09-06 2017-09-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 12,589 208,407 6.43 34.26 431,299 7,140,024
2017-09-06 2017-09-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -9,841 195,819 -4.79 62.10 -611,126 12,160,360
2017-09-06 2017-09-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 9,841 205,660 5.03 22.21 218,569 4,567,709
2017-09-06 2017-09-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -3,888 195,819 -1.95 62.10 -241,445 12,160,360
2017-09-06 2017-09-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 3,888 199,707 1.99 11.07 43,040 2,210,756
2017-09-06 2017-09-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -15,146 195,819 -7.18 62.10 -940,567 12,160,360
2017-09-06 2017-09-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 15,146 210,965 7.73 60.10 910,275 12,678,996
2017-08-08 2017-08-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -19,350 19,350 -50.00
2017-08-08 2017-08-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -12,589 12,589 -50.00
2017-08-08 2017-08-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -9,841 9,841 -50.00
2017-08-08 2017-08-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -3,889 3,888 -50.01
2017-08-08 2017-08-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -15,148 15,146 -50.00
2017-08-08 2017-08-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -19,350 195,819 -8.99 66.98 -1,296,063 13,115,957
2017-08-08 2017-08-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 19,350 215,169 9.88 27.46 531,351 5,908,541
2017-08-08 2017-08-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -12,589 195,819 -6.04 66.98 -843,211 13,115,957
2017-08-08 2017-08-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 12,589 208,407 6.43 34.26 431,299 7,140,024
2017-08-08 2017-08-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -9,841 195,819 -4.79 66.98 -659,150 13,115,957
2017-08-08 2017-08-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 9,841 205,660 5.03 22.21 218,569 4,567,709
2017-08-08 2017-08-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -3,889 195,819 -1.95 66.98 -260,485 13,115,957
2017-08-08 2017-08-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 3,889 199,708 1.99 11.07 43,051 2,210,768
2017-08-08 2017-08-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -15,148 195,819 -7.18 66.98 -1,014,613 13,115,957
2017-08-08 2017-08-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 15,148 210,967 7.74 60.10 910,395 12,679,117
2017-07-07 2017-07-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -19,350 38,700 -33.33
2017-07-07 2017-07-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -12,588 25,178 -33.33
2017-07-07 2017-07-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -9,841 19,682 -33.33
2017-07-07 2017-07-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -3,889 7,777 -33.34
2017-07-07 2017-07-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -15,148 30,294 -33.33
2017-07-07 2017-07-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -19,350 195,819 -8.99 64.43 -1,246,720 12,616,618
2017-07-07 2017-07-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 19,350 215,169 9.88 27.46 531,351 5,908,541
2017-07-07 2017-07-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -12,588 195,819 -6.04 64.43 -811,045 12,616,618
2017-07-07 2017-07-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 12,588 208,407 6.43 34.26 431,265 7,140,024
2017-07-07 2017-07-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -9,841 195,819 -4.79 64.43 -634,056 12,616,618
2017-07-07 2017-07-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 9,841 205,660 5.03 22.21 218,569 4,567,709
2017-07-07 2017-07-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -3,889 195,819 -1.95 64.43 -250,568 12,616,618
2017-07-07 2017-07-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 3,889 199,708 1.99 11.07 43,051 2,210,768
2017-07-07 2017-07-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -15,148 195,819 -7.18 64.43 -975,986 12,616,618
2017-07-07 2017-07-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 15,148 210,967 7.74 60.10 910,395 12,679,117
2017-07-05 2017-06-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 143 20,111 0.72 64.07 9,188 1,288,537
2017-07-05 2017-06-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 288 195,819 0.15
2017-06-07 2017-06-06 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -5,000 195,527 -2.49 62.61 -313,050 12,241,945
2017-06-07 2017-06-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -19,350 58,050 -25.00
2017-06-07 2017-06-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -12,589 37,766 -25.00
2017-06-07 2017-06-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -9,842 29,523 -25.00
2017-06-07 2017-06-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -3,889 11,666 -25.00
2017-06-07 2017-06-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -15,148 45,442 -25.00
2017-06-07 2017-06-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -19,350 200,527 -8.80 63.61 -1,230,854 12,755,522
2017-06-07 2017-06-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 19,350 219,877 9.65 27.46 531,351 6,037,822
2017-06-07 2017-06-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -12,589 200,527 -5.91 63.61 -800,786 12,755,522
2017-06-07 2017-06-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 12,589 213,116 6.28 34.26 431,299 7,301,354
2017-06-07 2017-06-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -9,842 200,527 -4.68 63.61 -626,050 12,755,522
2017-06-07 2017-06-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 9,842 210,369 4.91 22.21 218,591 4,672,295
2017-06-07 2017-06-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -3,889 200,527 -1.90 63.61 -247,379 12,755,522
2017-06-07 2017-06-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 3,889 204,416 1.94 11.07 43,051 2,262,885
2017-06-07 2017-06-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -15,148 200,527 -7.02 63.61 -963,564 12,755,522
2017-06-07 2017-06-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 15,148 215,675 7.55 60.10 910,395 12,962,068
2017-05-10 2017-05-08 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -5,000 200,527 -2.43 64.01 -320,050 12,835,733
2017-04-06 2017-04-06 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -5,000 205,527 -2.37 62.65 -313,250 12,876,267
2017-04-04 2017-03-31 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 141 19,968 0.71 63.11 8,924 1,260,187
2017-04-04 2017-03-31 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 284 210,527 0.14
2017-03-07 2017-03-06 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -5,000 205,238 -2.38 63.18 -315,900 12,966,937
2017-03-01 2017-02-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 77,670 77,670
2017-03-01 2017-02-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 13,083 210,238 6.64
2016-12-29 2016-12-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 144 19,827 0.73 58.73 8,463 1,164,422
2016-12-29 2016-12-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 290 197,155 0.15
2016-10-04 2016-09-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 155 19,683 0.80 51.51 8,005 1,013,851
2016-10-04 2016-09-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 312 196,861 0.16
2016-06-28 2016-06-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 189 19,527 0.98 39.96 7,540 780,307
2016-06-28 2016-06-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 379 195,977 0.19
2016-05-24 2016-05-23 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -10,000 195,598 -4.86 43.13 -431,300 8,436,142
2016-04-22 2016-04-21 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -10,000 205,598 -4.64 43.40 -434,000 8,922,953
2016-04-15 2016-04-14 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -10,000 39,365 -20.26
2016-04-15 2016-04-14 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -10,000 215,598 -4.43 41.48 -414,800 8,943,005
2016-04-15 2016-04-14 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 10,000 225,598 4.64 22.21 222,100 5,010,532
2016-03-29 2016-03-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 187 19,338 0.98 38.90 7,278 752,264
2016-03-29 2016-03-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 376 215,598 0.17
2016-03-22 2016-03-21 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -10,000 215,222 -4.44 41.15 -411,500 8,856,385
2016-03-16 2016-03-14 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -10,000 49,365 -16.84
2016-03-16 2016-03-14 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -10,000 225,222 -4.25 39.83 -398,300 8,970,592
2016-03-16 2016-03-14 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 10,000 235,222 4.44 22.21 222,100 5,224,281
2016-03-16 2016-03-14 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -10,000 225,222 -4.25 39.85 -398,500 8,975,097
2016-02-24 2016-02-22 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 121,465 121,465
2016-02-24 2016-02-22 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 17,773 252,995 7.56
2016-02-17 2016-02-16 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -10,000 59,365 -14.42
2016-02-17 2016-02-16 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -10,000 235,222 -4.08 36.14 -361,400 8,500,923
2016-02-17 2016-02-16 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 10,000 245,222 4.25 22.21 222,100 5,446,381
2016-02-17 2016-02-16 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -10,000 235,222 -4.08 35.75 -357,500 8,409,186
2016-01-15 2016-01-14 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -10,000 69,365 -12.60
2016-01-15 2016-01-14 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -10,000 245,222 -3.92 38.78 -387,800 9,509,709
2016-01-15 2016-01-14 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 10,000 255,222 4.08 22.21 222,100 5,668,481
2016-01-15 2016-01-14 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -10,000 245,222 -3.92 38.79 -387,900 9,512,161
2016-01-05 2016-01-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -12,000 15,555 -43.55
2016-01-05 2016-01-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -12,000 255,222 -4.49 43.70 -524,400 11,153,201
2016-01-05 2016-01-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 12,000 267,222 4.70 11.07 132,840 2,958,148
2015-12-30 2015-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 158 19,151 0.83 45.57 7,218 872,725
2015-12-30 2015-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 318 255,222 0.12
2015-12-15 2015-12-14 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -10,000 254,825 -3.78 44.97 -449,700 11,459,480
2015-12-02 2015-12-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -15,940 15,940 -50.00
2015-12-02 2015-12-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -12,000 27,555 -30.34
2015-12-02 2015-12-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -15,940 264,825 -5.68 51.75 -824,895 13,704,694
2015-12-02 2015-12-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 15,940 280,765 6.02 49.25 785,045 13,827,676
2015-12-02 2015-12-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -12,000 264,825 -4.33 51.91 -622,920 13,747,066
2015-12-02 2015-12-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 12,000 276,825 4.53 11.07 132,840 3,064,453
2015-11-03 2015-11-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -15,940 31,880 -33.33
2015-11-03 2015-11-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -12,000 39,555 -23.28
2015-11-03 2015-11-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -15,940 264,825 -5.68 50.37 -802,898 13,339,235
2015-11-03 2015-11-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 15,940 280,765 6.02 49.25 785,045 13,827,676
2015-11-03 2015-11-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -12,000 264,825 -4.33 50.98 -611,760 13,500,778
2015-11-03 2015-11-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 12,000 276,825 4.53 11.07 132,840 3,064,453
2015-10-09 2015-10-07 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
M - Exercise X -15,940 47,820 -25.00
2015-10-09 2015-10-07 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -15,940 264,825 -5.68 49.75 -793,015 13,175,044
2015-10-09 2015-10-07 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 15,940 280,765 6.02 49.25 785,045 13,827,676
2015-10-02 2015-10-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
M - Exercise X -12,000 51,555 -18.88
2015-10-02 2015-10-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -12,000 264,825 -4.33 11.07 -132,840 2,931,613
2015-10-02 2015-10-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 12,000 276,825 4.53 47.21 566,520 13,068,908
2015-09-29 2015-09-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 149 18,993 0.79 48.05 7,159 912,614
2015-09-29 2015-09-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 299 264,825 0.11
2015-06-30 2015-06-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 136 18,844 0.72 52.44 7,111 988,174
2015-06-30 2015-06-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 539 263,967 0.20
2015-03-31 2015-03-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 132 18,708 0.71 50.49 6,685 944,587
2015-02-25 2015-02-23 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 51,940 51,940
2015-02-25 2015-02-23 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 19,740 263,299 8.10
2015-02-03 2015-02-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -6,569 0 -100.00
2015-02-03 2015-02-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -6,569 243,559 -2.63 47.11 -309,466 11,474,064
2015-02-03 2015-02-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 6,569 250,128 2.70 39.02 256,322 9,759,995
2015-01-05 2015-01-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -6,569 6,569 -50.00
2015-01-05 2015-01-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -6,569 243,559 -2.63 51.90 -340,931 12,640,712
2015-01-05 2015-01-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 6,569 250,128 2.70 39.02 256,322 9,759,995
2014-12-30 2014-12-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 118 18,576 0.64 53.06 6,277 985,637
2014-12-03 2014-12-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -6,569 13,138 -33.33
2014-12-03 2014-12-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -6,569 243,502 -2.63 52.61 -345,595 12,810,640
2014-12-03 2014-12-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 6,569 250,071 2.70 39.02 256,322 9,757,770
2014-11-26 2014-11-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 37,092 243,502 17.97
2014-11-04 2014-11-03 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -12,000 63,555 -15.88
2014-11-04 2014-11-03 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -6,568 19,707 -25.00
2014-11-04 2014-11-03 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -12,000 206,410 -5.49 51.95 -623,400 10,723,000
2014-11-04 2014-11-03 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 12,000 218,410 5.81 11.07 132,840 2,417,799
2014-11-04 2014-11-03 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -6,568 206,410 -3.08 51.95 -341,208 10,723,000
2014-11-04 2014-11-03 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 6,568 212,978 3.18 39.02 256,283 8,310,402
2014-10-03 2014-10-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -12,000 75,555 -13.71
2014-10-03 2014-10-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -6,568 26,275 -20.00
2014-10-03 2014-10-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -12,000 206,410 -5.49 51.89 -622,680 10,710,615
2014-10-03 2014-10-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 12,000 218,410 5.81 11.07 132,840 2,417,799
2014-10-03 2014-10-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -6,568 206,410 -3.08 51.89 -340,814 10,710,615
2014-10-03 2014-10-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 6,568 212,978 3.18 39.02 256,283 8,310,402
2014-09-30 2014-09-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 117 18,458 0.64 53.40 6,237 985,641
2014-09-04 2014-09-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -12,000 87,555 -12.05
2014-09-04 2014-09-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -6,568 32,843 -16.67
2014-09-04 2014-09-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -12,000 205,840 -5.51 54.50 -654,000 11,218,280
2014-09-04 2014-09-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 12,000 217,840 5.83 11.07 132,840 2,411,489
2014-09-04 2014-09-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -6,568 205,840 -3.09 54.50 -357,956 11,218,280
2014-09-04 2014-09-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 6,568 212,408 3.19 39.02 256,283 8,288,160
2014-08-04 2014-08-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -12,000 99,555 -10.76
2014-08-04 2014-08-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -6,568 39,411 -14.28
2014-08-04 2014-08-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -12,000 205,840 -5.51 49.40 -592,800 10,168,496
2014-08-04 2014-08-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 12,000 217,840 5.83 11.07 132,840 2,411,489
2014-08-04 2014-08-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -6,568 205,840 -3.09 49.40 -324,459 10,168,496
2014-08-04 2014-08-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 6,568 212,408 3.19 39.02 256,283 8,288,160
2014-07-02 2014-07-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -12,000 111,555 -9.71
2014-07-02 2014-07-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -6,568 45,979 -12.50
2014-07-02 2014-07-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -12,000 205,840 -5.51 50.79 -609,480 10,454,614
2014-07-02 2014-07-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 12,000 217,840 5.83 11.07 132,840 2,411,489
2014-07-02 2014-07-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -6,568 205,840 -3.09 50.79 -333,589 10,454,614
2014-07-02 2014-07-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 6,568 212,408 3.19 39.02 256,283 8,288,160
2014-07-01 2014-06-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 116 18,341 0.64 50.27 5,831 921,997
2014-06-03 2014-06-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -6,568 52,547 -11.11
2014-06-03 2014-06-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -6,568 205,788 -3.09 46.76 -307,120 9,622,647
2014-06-03 2014-06-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 6,568 212,356 3.19 39.02 256,283 8,286,131
2014-05-05 2014-05-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -5,000 123,555 -3.89
2014-05-05 2014-05-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -6,568 59,115 -10.00
2014-05-05 2014-05-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -5,000 205,788 -2.37 46.65 -233,250 9,600,010
2014-05-05 2014-05-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 5,000 210,788 2.43 11.07 55,350 2,333,423
2014-05-05 2014-05-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -6,568 205,788 -3.09 46.65 -306,397 9,600,010
2014-05-05 2014-05-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 6,568 212,356 3.19 39.02 256,283 8,286,131
2014-04-03 2014-04-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -5,000 128,555 -3.74
2014-04-03 2014-04-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -6,568 65,683 -9.09
2014-04-03 2014-04-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -5,000 205,738 -2.37 46.54 -232,700 9,575,047
2014-04-03 2014-04-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 5,000 210,738 2.43 11.07 55,350 2,332,870
2014-04-03 2014-04-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -6,568 205,788 -3.09 46.54 -305,675 9,577,374
2014-04-03 2014-04-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 6,568 212,356 3.19 39.02 256,283 8,286,131
2014-04-01 2014-03-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 111 18,225 0.61 45.81 5,071 834,883
2014-03-04 2014-03-03 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -5,000 133,555 -3.61
2014-03-04 2014-03-03 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -6,568 72,251 -8.33
2014-03-04 2014-03-03 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -5,000 205,738 -2.37 44.71 -223,550 9,198,546
2014-03-04 2014-03-03 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 5,000 210,738 2.43 11.07 55,350 2,332,870
2014-03-04 2014-03-03 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -6,568 205,738 -3.09 44.70 -293,590 9,196,489
2014-03-04 2014-03-03 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 6,568 212,306 3.19 39.02 256,283 8,284,180
2014-02-26 2014-02-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 54,540 54,540
2014-02-26 2014-02-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 13,069 205,738 6.78
2014-02-04 2014-02-03 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -10,000 138,555 -6.73
2014-02-04 2014-02-03 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -6,568 78,819 -7.69
2014-02-04 2014-02-03 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -14,992 0 -100.00
2014-02-04 2014-02-03 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -5,000 192,669 -2.53 42.91 -214,550 8,267,427
2014-02-04 2014-02-03 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -5,000 192,669 -2.53 42.91 -214,550 8,267,427
2014-02-04 2014-02-03 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 5,000 197,669 2.60 11.07 55,350 2,188,196
2014-02-04 2014-02-03 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 5,000 197,669 2.60 11.07 55,350 2,188,196
2014-02-04 2014-02-03 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -6,568 192,669 -3.30 42.90 -281,767 8,265,500
2014-02-04 2014-02-03 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 6,568 199,237 3.41 39.02 256,283 7,774,228
2014-02-04 2014-02-03 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -14,992 192,669 -7.22 42.91 -643,307 8,267,427
2014-02-04 2014-02-03 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 14,992 207,661 7.78 36.30 544,210 7,538,094
2014-01-03 2014-01-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -10,000 148,555 -6.31
2014-01-03 2014-01-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -6,568 85,387 -7.14
2014-01-03 2014-01-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -14,992 14,992 -50.00
2014-01-03 2014-01-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -5,000 192,669 -2.53 48.60 -243,000 9,363,713
2014-01-03 2014-01-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -5,000 192,669 -2.53 48.60 -243,000 9,363,713
2014-01-03 2014-01-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 5,000 197,669 2.60 11.07 55,350 2,188,196
2014-01-03 2014-01-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 5,000 197,669 2.60 11.07 55,350 2,188,196
2014-01-03 2014-01-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -6,568 192,669 -3.30 48.60 -319,205 9,363,713
2014-01-03 2014-01-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 6,568 199,237 3.41 39.02 256,283 7,774,228
2014-01-03 2014-01-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -14,992 192,669 -7.22 48.60 -728,611 9,363,713
2014-01-03 2014-01-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 14,992 207,661 7.78 36.30 544,210 7,538,094
2013-12-31 2013-12-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 95 18,114 0.53 49.38 4,686 894,474
2013-12-03 2013-12-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -5,000 10,000 -33.33
2013-12-03 2013-12-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -14,992 29,984 -33.33
2013-12-03 2013-12-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -5,000 192,625 -2.53 50.48 -252,400 9,723,710
2013-12-03 2013-12-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 5,000 197,625 2.60 11.07 55,350 2,187,709
2013-12-03 2013-12-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -14,992 192,625 -7.22 50.53 -757,546 9,733,341
2013-12-03 2013-12-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 14,992 207,617 7.78 36.30 544,210 7,536,497
2013-11-01 2013-11-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -5,000 15,000 -25.00
2013-11-01 2013-11-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -14,992 44,976 -25.00
2013-11-01 2013-11-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -5,000 192,625 -2.53 47.35 -236,750 9,120,794
2013-11-01 2013-11-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 5,000 197,625 2.60 11.07 55,350 2,187,709
2013-11-01 2013-11-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -14,992 192,625 -7.22 47.36 -710,021 9,122,720
2013-11-01 2013-11-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 14,992 207,617 7.78 36.30 544,210 7,536,497
2013-10-28 2013-10-24 4 PGZ Principal Real Estate Income Fund
Common Shares
P - Purchase 22,000 22,000 17.95 394,900 394,900
2013-10-03 2013-10-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -5,000 20,000 -20.00
2013-10-03 2013-10-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -14,992 59,968 -20.00
2013-10-03 2013-10-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -5,000 192,625 -2.53 42.90 -214,500 8,263,612
2013-10-03 2013-10-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 5,000 197,625 2.60 11.07 55,350 2,187,709
2013-10-03 2013-10-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -14,992 192,625 -7.22 42.88 -642,857 8,259,760
2013-10-03 2013-10-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 14,992 207,617 7.78 36.30 544,210 7,536,497
2013-10-01 2013-09-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 108 18,019 0.60 43.19 4,656 778,254
2013-07-02 2013-06-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 109 17,911 0.61 37.45 4,093 670,782
2013-04-02 2013-03-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 121 17,802 0.68 33.64 4,067 598,863
2013-04-02 2013-03-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 121 17,802 0.68 33.64 4,067 598,863
2013-02-27 2013-02-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 83,630 83,630
2013-02-27 2013-02-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 43,518 191,625 29.38
2013-02-26 2013-02-23 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
F - Taxes -4,368 148,107 -2.86 31.61 -138,072 4,681,662
2013-01-04 2013-01-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -40,475 0 -100.00
2013-01-04 2013-01-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -40,475 152,475 -20.98 28.95 -1,171,751 4,414,151
2013-01-04 2013-01-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 40,475 192,950 26.55 27.57 1,115,896 5,319,632
2013-01-02 2012-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 131 17,681 0.75 28.08 3,687 496,488
2013-01-02 2012-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 91 152,475 0.06
2012-12-06 2012-12-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -40,475 40,475 -50.00
2012-12-06 2012-12-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Comon Stock
S - Sale X -40,475 152,331 -20.99 27.72 -1,121,967 4,222,615
2012-12-06 2012-12-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 40,475 192,806 26.57 27.57 1,115,896 5,315,661
2012-10-02 2012-09-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 136 17,550 0.78 26.94 3,656 472,797
2012-10-02 2012-09-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 95 152,331 0.06
2012-07-03 2012-06-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 119 17,414 0.69 26.23 3,114 456,774
2012-07-03 2012-06-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 83 151,191 0.05
2012-04-10 2012-04-09 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (right to buy)
M - Exercise X 6,585 26,344 33.33
2012-04-10 2012-04-09 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -6,585 150,905 -4.18 28.56 -188,068 4,309,847
2012-04-10 2012-04-09 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 6,585 157,490 4.36 27.48 180,956 4,327,825
2012-04-03 2012-03-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 105 17,296 0.61 29.51 3,096 510,390
2012-04-03 2012-03-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 73 150,978 0.05
2012-03-14 2012-03-13 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (right to buy)
M - Exercise X 6,585 32,929 25.00
2012-03-14 2012-03-13 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -6,585 150,869 -4.18 27.49 -181,022 4,147,389
2012-03-14 2012-03-13 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 6,585 157,454 4.36 27.48 180,956 4,326,836
2012-02-29 2012-02-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 77,400 77,400
2012-02-29 2012-02-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
F - Taxes -21,245 111,744 -15.98 27.46 -583,388 3,068,490
2012-02-28 2012-02-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
F - Taxes -23,857 127,012 -15.81 27.85 -664,417 3,537,284
2012-02-21 2012-02-17 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (right to buy)
M - Exercise X 6,586 39,514 20.00
2012-02-21 2012-02-17 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -6,586 150,869 -4.18 27.52 -181,247 4,151,915
2012-02-21 2012-02-17 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 6,586 157,455 4.37 27.48 180,983 4,326,863
2012-01-24 2012-01-23 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (right to buy)
M - Exercise X 6,586 46,100 16.67
2012-01-24 2012-01-23 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -6,586 150,869 -4.18 27.49 -181,049 4,147,389
2012-01-24 2012-01-23 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 6,586 157,455 4.37 27.48 180,983 4,326,863
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券(例如股票期权)
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券(例如期权)
V
内部人士通过Form 4自愿报告的一笔交易
J
其他(附有交易描述的脚注)