乌龟精华能量基金
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介绍

本页面提供了有关 Kenneth P Malvey 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言，基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是，他们必须通过Form 4向美国证券交易委员会（SEC）报告所有交易。尽管存在这些限制，学术研究表明，整体而言，内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易，排除了作为10b5-1交易计划的一部分的交易。然后，对每笔交易在3、6和12个月的表现进行平均，以生成该笔交易最终的表现指标。然后，将所有交易的表现指标进行平均，计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A"，则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易，或者他们进行的交易距离现在时间太近，无法计算出可靠的表现指标。

更新频率：每日

查看收益最高的的内幕交易者列表。

查看排名最高的内部人士。
报告内部持仓的公司

美国证券交易委员会（SEC）文件显示Kenneth P Malvey已报告在以下公司拥有持仓或进行了交易：

证券 职位 最新报告的持仓
US:NDP / Tortoise Energy Independence Fund, Inc. 616
US:TYG / Tortoise Energy Infrastructure Corporation 14,635
US:TPZ / Tortoise Essential Energy Fund 119
US:NTG / Tortoise Midstream Energy Fund, Inc. 308
US:TTP / Tortoise Pipeline & Energy Fund, Inc. 246
US:TYY / Senior VP and Treasurer 0
US:TYN / Senior VP and Treasurer 0
US:TTO / Senior VP 6,750
如何解读这些图表

以下图表显示了在Kenneth P Malvey进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如，如果一笔内部人士交易是在2019年1月1日进行的，该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元，则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%，而从10美元跌至5美元的价格变化将为-50%。

最终，我们将评估内部人士的交易与股价的超额回报（正向或负向）之间的相关性，以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为，我们预期看到（a）买入后的正回报，或者（b）卖出后的负回报。对于情况（a），买入图表将显示一系列向上倾斜的曲线，表示每次买入后都有正回报。对于情况（b），卖出图表将显示一系列向下倾斜的曲线，表示每次卖出后都有负回报。

然而，仅凭这一点还不足以得出结论。例如，如果公司的股价在多年内呈现非周期性上升，我们会预期所有买入后的图表都呈现向上倾斜。同样地，多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下，“买入”图表显示正向信号，而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易，以获得财务优势。

TPZ / Tortoise Essential Energy Fund内部人士买入 - 短期收益分析

在这一部分，我们分析了在 TPZ / Tortoise Essential Energy Fund 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报，以及是否值得跟踪。该分析基于每笔交易后一年的情况，结果仅为理论值。

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数		 报告
价格		 经调整
股数		 经调整
价格		 成本基础 达到最高利润的
天数		 达到最高利润时的
价格		 最高
利润($)		 最高回报率（%）
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

TPZ / Tortoise Essential Energy Fund Insider Trades
TPZ / Tortoise Essential Energy Fund内部人士卖出 - 短期亏损分析

在这一部分，我们分析了在 TPZ / Tortoise Essential Energy Fund 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式，可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况，

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数		 报告
价格		 经调整
股数		 经调整
价格		 成本基础 达到最低利润的
天数		 达到最低利润时的
价格		 避免的
最高损失金额($)		 避免的
最高损失率($)
2013-02-14 TPZ MALVEY KENNETH P 335 26.6200 335 26.6200 8,918 243 23.9900 -880 -9.87

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

TPZ / Tortoise Essential Energy Fund Insider Trades
TYG / Tortoise Energy Infrastructure Corporation内部人士买入 - 短期收益分析

在这一部分，我们分析了在 TPZ / Tortoise Essential Energy Fund 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报，以及是否值得跟踪。该分析基于每笔交易后一年的情况，结果仅为理论值。

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数		 报告
价格		 经调整
股数		 经调整
价格		 成本基础 达到最高利润的
天数		 达到最高利润时的
价格		 最高
利润($)		 最高回报率（%）
2017-12-01 TYG MALVEY KENNETH P 226 26.2200 56 104.8800 5,914 53 128.52 1,283 21.70
2017-12-01 TYG MALVEY KENNETH P 76 26.2200 19 104.8800 1,991
2017-09-01 TYG MALVEY KENNETH P 201 28.8200 50 115.2800 5,782
2017-09-01 TYG MALVEY KENNETH P 68 28.8200 17 115.2800 1,947
2016-12-01 TYG MALVEY KENNETH P 176 31.0100 44 124.0400 5,447
2016-12-01 TYG MALVEY KENNETH P 59 31.0100 15 124.0400 1,834
2016-09-01 TYG MALVEY KENNETH P 175 30.4600 44 121.8400 5,333
2016-09-01 TYG MALVEY KENNETH P 59 30.4600 15 121.8400 1,796
2016-06-01 TYG MALVEY KENNETH P 185 28.2500 46 113.0000 5,213
2016-06-01 TYG MALVEY KENNETH P 62 28.2500 16 113.0000 1,755
2016-03-01 TYG MALVEY KENNETH P 202 25.1000 51 100.4000 5,080
2016-03-01 TYG MALVEY KENNETH P 68 25.1000 17 100.4000 1,711
2015-12-07 TYG MALVEY KENNETH P 500 21.7200 125 86.8800 10,860
2015-12-04 TYG MALVEY KENNETH P 500 23.9500 125 95.8000 11,975
2015-12-04 TYG MALVEY KENNETH P 500 24.1400 125 96.5600 12,070
2015-12-03 TYG MALVEY KENNETH P 500 24.6100 125 98.4400 12,305
2015-12-01 TYG MALVEY KENNETH P 137 26.7800 34 107.1200 3,680
2015-12-01 TYG MALVEY KENNETH P 62 26.7800 16 107.1200 1,670

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

TYG / Tortoise Energy Infrastructure Corporation Insider Trades
TYG / Tortoise Energy Infrastructure Corporation内部人士卖出 - 短期亏损分析

在这一部分，我们分析了在 TPZ / Tortoise Essential Energy Fund 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式，可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况，

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数		 报告
价格		 经调整
股数		 经调整
价格		 成本基础 达到最低利润的
天数		 达到最低利润时的
价格		 避免的
最高损失金额($)		 避免的
最高损失率($)
2017-12-20 TYG MALVEY KENNETH P 1 25.8700 0 103.4800 21 365 77.32 -20 -100.00
2013-02-14 TYG MALVEY KENNETH P 100 44.3800 25 177.5200 4,438
2013-02-14 TYG MALVEY KENNETH P 23 44.3300 6 177.3200 1,020

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

TYG / Tortoise Energy Infrastructure Corporation Insider Trades
内幕交易历史

该表格显示了由 Kenneth P Malvey 进行的所有内幕交易的完整列表，这些交易已向美国证券交易委员会（SEC）披露。

备案日期 交易日期 表格 股票代码 证券 代码 10b5-1 股数 剩余股数 %
变化		 每股
股价		 交易
金额		 剩余
金额
2018-01-08 2017-12-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 21 616 3.45 12.69 261 7,820
2018-01-08 2017-12-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 220 6,596 3.45 12.69 2,790 83,705
2018-01-08 2017-12-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 242 7,259 3.45 12.69 3,071 92,114
2018-01-08 2017-09-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 20 596 3.42 12.81 252 7,631
2018-01-08 2017-09-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 211 6,376 3.42 12.81 2,698 81,679
2018-01-08 2017-09-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 232 7,017 3.42 12.81 2,969 89,885
2018-01-08 2017-12-20 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		S - Sale -1 14,635 -0.01 25.87 -21 378,600
2018-01-08 2017-12-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		P - Purchase 76 3,116 2.50 26.22 1,991 81,714
2018-01-08 2017-12-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		P - Purchase 226 14,636 1.57 26.22 5,914 383,743
2018-01-08 2017-09-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		P - Purchase 68 3,041 2.27 28.82 1,947 87,629
2018-01-08 2017-09-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		P - Purchase 201 14,270 1.43 28.82 5,782 411,269
2018-01-08 2017-11-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 1 119 0.62 20.28 15 2,412
2018-01-08 2017-11-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 892 0.62 20.28 111 18,087
2018-01-08 2017-11-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 892 0.62 20.28 111 18,087
2018-01-08 2017-10-02 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 1 119 0.58 21.30 15 2,533
2018-01-08 2017-10-02 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 892 0.58 21.30 110 18,997
2018-01-08 2017-10-02 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 892 0.58 21.30 110 18,997
2018-01-08 2017-09-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 1 119 0.61 20.25 15 2,408
2018-01-08 2017-09-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 892 0.61 20.25 109 18,060
2018-01-08 2017-09-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 892 0.61 20.25 109 18,060
2018-01-08 2017-08-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 1 119 0.58 21.31 15 2,534
2018-01-08 2017-08-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 892 0.58 21.31 109 19,006
2018-01-08 2017-08-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 892 0.58 21.31 109 19,006
2018-01-08 2017-07-03 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 1 119 0.58 21.02 14 2,500
2018-01-08 2017-07-03 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 892 0.58 21.02 108 18,747
2018-01-08 2017-07-03 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 892 0.58 21.02 108 18,747
2018-01-08 2017-09-01 5 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 7 308 2.33 18.13 127 5,591
2018-01-08 2017-09-01 5 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 28 1,225 2.33 18.13 506 22,211
2018-01-08 2017-09-01 5 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 28 1,225 2.33 18.13 506 22,211
2018-01-08 2017-09-01 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 5 246 2.21 18.42 98 4,536
2018-01-08 2017-09-01 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 16 762 2.21 18.42 304 14,027
2018-01-08 2017-09-01 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 33 1,502 2.21 18.42 599 27,676
2017-08-29 2017-06-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		L - Other 60 2,973 2.05 31.98 1,908 95,076
2017-08-29 2017-06-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		L - Other 177 13,946 1.29 31.98 5,667 445,984
2017-08-29 2017-06-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 17 576 3.00 14.59 245 8,404
2017-08-29 2017-06-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 179 6,166 3.00 14.59 2,618 89,956
2017-08-29 2017-06-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 197 6,785 3.00 14.59 2,881 98,994
2017-08-29 2017-06-01 4 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 1 115 0.57 22.18 14 2,546
2017-08-29 2017-06-01 4 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 866 0.56 22.18 108 19,198
2017-08-29 2017-06-01 4 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 866 0.56 22.18 108 19,198
2017-08-29 2017-05-01 4 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 861 0.56 22.33 107 19,220
2017-08-29 2017-05-01 4 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 861 0.56 22.33 107 19,220
2017-08-29 2017-04-01 4 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 856 0.57 22.11 106 18,925
2017-08-29 2017-04-01 4 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 856 0.57 22.11 106 18,925
2017-08-29 2017-03-01 4 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 851 0.55 22.71 106 19,329
2017-08-29 2017-03-01 4 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 851 0.55 22.71 106 19,329
2017-08-29 2017-02-01 4 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 846 0.55 22.92 105 19,401
2017-08-29 2017-02-01 4 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 846 0.55 22.92 105 19,401
2017-08-29 2017-01-03 4 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 842 0.55 22.69 105 19,102
2017-08-29 2017-01-03 4 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 842 0.55 22.69 105 19,102
2017-08-29 2016-12-01 4 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 837 0.58 21.52 104 18,018
2017-08-29 2016-12-01 4 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 837 0.58 21.52 104 18,018
2017-08-29 2017-06-01 4 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 6 301 2.19 19.29 125 5,813
2017-08-29 2017-06-01 4 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 26 1,197 2.19 19.29 495 23,094
2017-08-29 2017-06-01 4 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 26 1,197 2.19 19.29 495 23,094
2017-08-29 2017-03-01 4 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 23 1,172 2.04 20.75 485 24,309
2017-08-29 2017-03-01 4 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 23 1,172 2.04 20.75 485 24,309
2017-08-29 2016-12-01 4 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 25 1,148 2.18 19.35 475 22,217
2017-08-29 2016-12-01 4 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 25 1,148 2.18 19.35 475 22,217
2017-08-29 2017-06-01 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 5 241 2.03 20.07 96 4,836
2017-08-29 2017-06-01 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 15 745 2.03 20.07 298 14,953
2017-08-29 2017-06-01 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 29 1,470 2.03 20.07 587 29,502
2017-08-29 2017-03-01 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 14 730 1.89 21.58 292 15,758
2017-08-29 2017-03-01 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 27 1,441 1.89 21.58 576 31,091
2017-08-29 2016-12-01 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 13 717 1.86 21.93 287 15,717
2017-08-29 2016-12-01 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 26 1,414 1.86 21.93 566 31,009
2017-05-02 2017-03-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		L - Other 54 2,913 1.87 34.94 1,873 101,791
2017-05-02 2017-03-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		L - Other 159 13,660 1.18 34.94 5,562 477,274
2017-05-02 2017-03-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 154 5,986 2.64 16.59 2,551 99,310
2017-05-02 2017-03-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 169 6,588 2.64 16.59 2,808 109,288
2017-01-13 2016-12-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 155 5,832 2.74 15.99 2,484 93,259
2017-01-13 2016-12-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 171 6,418 2.74 15.99 2,733 102,629
2017-01-13 2016-09-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 156 5,677 2.82 15.51 2,415 88,051
2017-01-13 2016-09-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 171 6,247 2.82 15.51 2,658 96,897
2017-01-13 2016-06-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 173 5,521 3.23 13.55 2,339 74,814
2017-01-13 2016-06-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 190 6,076 3.23 13.55 2,574 82,330
2017-01-13 2016-03-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 229 5,349 4.47 9.79 2,240 52,363
2017-01-13 2016-03-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 252 5,886 4.47 9.79 2,465 57,624
2017-01-13 2015-12-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 2 59 3.29 13.30 25 783
2017-01-13 2015-12-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 163 5,120 3.29 13.30 2,169 68,094
2017-01-13 2015-12-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 179 5,634 3.29 13.30 2,387 74,935
2017-01-13 2016-12-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		P - Purchase 59 2,860 2.11 31.01 1,834 88,680
2017-01-13 2016-12-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		P - Purchase 176 13,403 1.33 31.01 5,447 415,623
2017-01-13 2016-09-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		P - Purchase 59 2,801 2.15 30.46 1,796 85,305
2017-01-13 2016-09-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		P - Purchase 175 13,119 1.35 30.46 5,333 399,608
2017-01-13 2016-06-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		P - Purchase 62 2,742 2.32 28.25 1,755 77,451
2017-01-13 2016-06-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		P - Purchase 185 12,740 1.47 28.25 5,213 359,915
2017-01-13 2016-03-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		P - Purchase 68 2,679 2.61 25.10 1,711 67,255
2017-01-13 2016-03-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		P - Purchase 202 12,556 1.64 25.10 5,080 315,151
2017-01-13 2015-12-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		P - Purchase 62 2,611 2.45 26.78 1,670 69,932
2017-01-13 2015-12-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		P - Purchase 137 12,240 1.14 26.78 3,680 327,794
2017-01-13 2016-11-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 832 0.60 20.84 103 17,348
2017-01-13 2016-11-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 832 0.60 20.84 103 17,348
2017-01-13 2016-10-03 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 832 0.56 22.31 103 18,571
2017-01-13 2016-10-03 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 832 0.56 22.31 103 18,571
2017-01-13 2016-09-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 832 0.57 21.60 102 17,980
2017-01-13 2016-09-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 832 0.57 21.60 102 17,980
2017-01-13 2016-08-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 832 0.62 19.91 102 16,573
2017-01-13 2016-08-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 832 0.62 19.91 102 16,573
2017-01-13 2016-07-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 832 0.62 19.60 101 16,315
2017-01-13 2016-07-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 832 0.62 19.60 101 16,315
2017-01-13 2016-06-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 832 0.64 18.85 100 15,691
2017-01-13 2016-06-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 832 0.64 18.85 100 15,691
2017-01-13 2016-05-02 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 832 0.64 18.88 100 15,716
2017-01-13 2016-05-02 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 832 0.64 18.88 100 15,716
2017-01-13 2016-04-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 6 832 0.70 17.10 99 14,234
2017-01-13 2016-04-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 6 832 0.70 17.10 99 14,234
2017-01-13 2016-03-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 7 832 0.85 15.39 108 12,811
2017-01-13 2016-03-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 7 832 0.85 15.39 108 12,811
2017-01-13 2016-02-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 7 832 0.86 15.02 107 12,503
2017-01-13 2016-02-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 7 832 0.86 15.02 107 12,503
2017-01-13 2016-01-04 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 6 832 0.77 16.73 106 13,926
2017-01-13 2016-01-04 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 6 832 0.77 16.73 106 13,926
2017-01-13 2015-12-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 6 832 0.69 18.55 105 15,441
2017-01-13 2015-12-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 6 832 0.69 18.55 105 15,441
2017-01-13 2016-09-01 5 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 23 1,124 2.12 19.89 465 22,349
2017-01-13 2016-09-01 5 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 23 1,124 2.12 19.89 465 22,349
2017-01-13 2016-06-01 5 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 25 1,124 2.29 18.10 454 20,337
2017-01-13 2016-06-01 5 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 25 1,124 2.29 18.10 454 20,337
2017-01-13 2016-03-01 5 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 27 1,124 2.47 16.33 443 18,348
2017-01-13 2016-03-01 5 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 27 1,124 2.47 16.33 443 18,348
2017-01-13 2015-12-01 5 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 1 0 -100.00 16.31 23
2017-01-13 2015-12-01 5 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 26 1,124 2.41 16.31 432 18,326
2017-01-13 2015-12-01 5 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 26 1,124 2.41 16.31 432 18,326
2017-01-13 2016-09-01 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 14 704 2.07 19.68 281 13,847
2017-01-13 2016-09-01 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 28 1,388 2.07 19.68 554 27,320
2017-01-13 2016-06-01 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 16 704 2.30 17.37 274 12,221
2017-01-13 2016-06-01 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 31 1,388 2.30 17.37 541 24,114
2017-01-13 2016-03-01 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 21 704 3.07 12.67 266 8,915
2017-01-13 2016-03-01 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 41 1,388 3.07 12.67 525 17,589
2017-01-13 2015-12-01 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 16 704 2.38 17.47 286 12,292
2017-01-13 2015-12-01 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 32 1,388 2.38 17.47 565 24,252
2016-01-07 2015-11-02 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 765 0.66 20.94 105 16,026
2016-01-07 2015-11-02 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 1 102 0.66 20.94 14 2,137
2016-01-07 2015-11-02 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 765 0.66 20.94 105 16,026
2016-01-07 2015-10-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 765 0.72 18.96 104 14,511
2016-01-07 2015-10-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 1 102 0.72 18.96 14 1,935
2016-01-07 2015-10-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 765 0.72 18.96 104 14,511
2016-01-07 2015-09-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 765 0.64 21.20 103 16,225
2016-01-07 2015-09-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 1 102 0.64 21.20 14 2,163
2016-01-07 2015-09-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 5 765 0.64 21.20 103 16,225
2016-01-07 2015-09-01 5 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 22 1,022 2.16 19.60 422 20,022
2016-01-07 2015-09-01 5 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 2 257 0.85 19.60 42 5,040
2016-01-07 2015-09-01 5 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 22 1,022 2.16 19.60 422 20,022
2016-01-07 2015-09-01 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 4 206 2.13 21.15 91 4,351
2016-01-07 2015-09-01 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 13 636 2.13 21.15 280 13,455
2016-01-07 2015-09-01 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 26 1,255 2.13 21.15 553 26,547
2015-12-08 2015-12-07 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		P - Purchase 500 11,983 4.35 21.72 10,860 260,279
2015-12-04 2015-12-03 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		P - Purchase 500 10,483 5.01 24.61 12,305 257,996
2015-12-04 2015-09-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		L - Other 5 265 1.82 35.76 169 9,467
2015-12-04 2015-09-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		L - Other 46 2,549 1.82 35.76 1,627 91,152
2015-12-04 2015-09-01 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		L - Other 100 9,983 1.01 35.76 3,587 357,006
2015-12-04 2015-12-04 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		P - Purchase 500 11,483 4.55 24.14 12,070 277,209
2015-12-04 2015-12-04 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		P - Purchase 500 10,983 4.77 23.95 11,975 263,052
2015-10-05 2015-10-02 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 200 463 76.02 12.56 2,512 5,816
2015-10-05 2015-10-02 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 1,325 5,455 32.08 12.57 16,655 68,566
2015-10-05 2015-09-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 122 4,130 3.05 14.36 1,753 59,303
2015-10-05 2015-09-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 147 4,957 3.05 14.36 2,104 71,179
2015-10-05 2015-09-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 8 263 3.05 14.36 112 3,778
2015-08-27 2015-08-25 4 NTG TORTOISE MLP FUND, INC.
Common Shares 		P - Purchase 55 255 27.50 18.55 1,020 4,730
2015-08-27 2015-08-25 4 NTG TORTOISE MLP FUND, INC.
Common Shares 		P - Purchase 100 200 100.00 18.54 1,854 3,708
2015-08-04 2015-08-04 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		P - Purchase 500 623 406.83 22.63 11,315 14,096
2015-08-04 2015-08-04 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		P - Purchase 140 201 227.83 22.62 3,167 4,557
2015-08-04 2015-06-01 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 20 1,229 1.63 27.65 544 33,982
2015-08-04 2015-06-01 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 1 61 1.63 27.65 27 1,699
2015-08-04 2015-06-01 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 2 123 1.63 27.65 54 3,398
2015-08-04 2015-03-02 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 1 60 1.54 29.19 27 1,765
2015-08-04 2015-03-02 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 2 121 1.54 29.19 54 3,530
2015-08-04 2015-03-02 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 18 1,209 1.54 29.19 536 35,300
2015-08-04 2014-12-01 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 1 60 1.29 31.64 24 1,884
2015-08-04 2014-12-01 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 2 119 1.29 31.64 48 3,768
2015-08-04 2014-12-01 4 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 15 1,191 1.29 31.64 479 37,682
2015-08-04 2015-08-04 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 400 4,008 11.09 16.23 6,492 65,045
2015-08-04 2015-08-04 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 200 255 361.55 16.24 3,248 4,146
2015-08-04 2015-06-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 1 55 2.25 19.47 24 1,077
2015-08-04 2015-06-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 106 4,810 2.25 19.47 2,059 93,655
2015-08-04 2015-06-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 79 3,608 2.25 19.47 1,544 70,241
2015-08-04 2015-03-02 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 1 54 2.07 21.12 23 1,143
2015-08-04 2015-03-02 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 95 4,704 2.07 21.12 2,016 99,359
2015-08-04 2015-03-02 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 72 3,528 2.07 21.12 1,512 74,519
2015-08-04 2014-12-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 1 53 2.08 21.02 23 1,114
2015-08-04 2014-12-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 94 4,609 2.08 21.02 1,975 96,882
2015-08-04 2014-12-01 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 70 3,457 2.08 21.02 1,482 72,662
2015-01-13 2014-06-23 5 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		J - Other 924 9,678 10.56
2015-01-13 2014-06-23 5 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		J - Other 1,420 9,678 17.20
2015-01-13 2014-06-23 5 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		J - Other 65 260 33.33
2015-01-13 2014-06-23 5 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		J - Other 74 260 39.78
2015-01-13 2014-06-23 5 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		J - Other 374 2,503 17.56
2015-01-13 2014-09-02 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 53 3,386 1.60 27.33 1,458 92,547
2015-01-13 2014-09-02 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 1 52 1.60 27.33 22 1,419
2015-01-13 2014-09-02 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 71 4,515 1.60 27.33 1,945 123,397
2015-01-13 2014-06-02 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 54 3,386 1.61 26.80 1,435 90,753
2015-01-13 2014-06-02 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 1 52 1.61 26.80 22 1,392
2015-01-13 2014-06-02 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 71 4,515 1.61 26.80 1,913 121,004
2015-01-13 2014-03-03 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 57 3,386 1.72 24.60 1,410 83,303
2015-01-13 2014-03-03 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 1 52 1.72 24.60 22 1,277
2015-01-13 2014-03-03 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 76 4,515 1.72 24.60 1,880 111,071
2015-01-13 2013-12-02 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 57 3,386 1.73 24.11 1,385 81,644
2015-01-13 2013-12-02 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 1 52 1.73 24.11 21 1,252
2015-01-13 2013-12-02 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 77 4,515 1.73 24.11 1,846 108,858
2015-01-13 2014-09-02 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 13 1,176 1.11 36.66 474 43,106
2015-01-13 2014-09-02 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 1 59 1.11 36.66 24 2,155
2015-01-13 2014-09-02 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 1 118 1.11 36.66 47 4,311
2015-01-13 2014-06-02 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 14 1,176 1.22 33.16 468 38,991
2015-01-13 2014-06-02 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 1 59 1.22 33.16 23 1,950
2015-01-13 2014-06-02 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 1 118 1.22 33.16 47 3,899
2015-01-13 2014-03-03 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 16 1,176 1.37 29.15 462 34,275
2015-01-13 2014-03-03 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 1 59 1.37 29.15 23 1,714
2015-01-13 2014-03-03 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 2 118 1.37 29.15 46 3,428
2015-01-13 2013-12-02 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 16 1,176 1.41 27.86 455 32,759
2015-01-13 2013-12-02 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 1 59 1.41 27.86 23 1,638
2015-01-13 2013-12-02 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 2 118 1.41 27.86 45 3,276
2014-12-19 2014-06-23 4 TYY TORTOISE ENERGY CAPITAL CORP
Common Shares 		J - Other -1,235 0 -100.00
2014-12-19 2014-06-23 4 TYY TORTOISE ENERGY CAPITAL CORP
Common Shares 		J - Other -100 0 -100.00
2014-12-19 2014-06-23 4 TYY TORTOISE ENERGY CAPITAL CORP
Common Shares 		J - Other -500 0 -100.00
2014-12-19 2014-06-23 4 TYN TORTOISE NORTH AMERICAN ENERGY CORP
Common Shares 		J - Other -2,175 0 -100.00
2014-12-19 2014-06-23 4 TYN TORTOISE NORTH AMERICAN ENERGY CORP
Common Shares 		J - Other -100 0 -100.00
2014-01-09 2013-09-04 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 57 3,165 1.82 24.07 1,360 76,173
2014-01-09 2013-09-04 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 75 4,220 1.82 24.07 1,813 101,565
2014-01-09 2013-09-04 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 1 49 1.82 24.07 21 1,168
2014-01-09 2013-06-04 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 53 3,165 1.72 24.99 1,337 79,085
2014-01-09 2013-06-04 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 71 4,220 1.72 24.99 1,782 105,447
2014-01-09 2013-06-04 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 1 49 1.72 24.99 20 1,213
2014-01-09 2013-03-04 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 55 3,165 1.76 24.01 1,313 75,984
2014-01-09 2013-03-04 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 73 4,220 1.76 24.01 1,750 101,311
2014-01-09 2013-03-04 5 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		L - Other 1 49 1.76 24.01 20 1,165
2014-01-09 2013-09-04 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 1 56 1.49 27.46 22 1,533
2014-01-09 2013-09-04 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 2 112 1.48 27.46 45 3,066
2014-01-09 2013-09-04 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 16 1,117 1.48 27.46 448 30,662
2014-01-09 2013-06-04 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 1 56 1.37 29.23 22 1,632
2014-01-09 2013-06-04 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 2 112 1.37 29.23 44 3,264
2014-01-09 2013-06-04 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 15 1,117 1.37 29.23 442 32,639
2014-01-09 2013-03-04 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 1 56 1.45 27.23 22 1,520
2014-01-09 2013-03-04 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 2 112 1.45 27.23 44 3,041
2014-01-09 2013-03-04 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 16 1,117 1.45 27.23 436 30,405
2014-01-09 2012-12-03 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 1 56 1.60 24.35 21 1,359
2014-01-09 2012-12-03 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 2 112 1.60 24.35 43 2,719
2014-01-09 2012-12-03 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 18 1,117 1.60 24.35 428 27,190
2013-02-15 2013-02-14 4 NTG TORTOISE MLP FUND, INC.
Common Shares 		S - Sale -200 0 -100.00 27.50 -5,500
2013-02-15 2013-02-14 4 NTG TORTOISE MLP FUND, INC.
Common Shares 		S - Sale -2,701 200 -93.11 27.44 -74,115 5,488
2013-02-15 2013-02-14 4 NTG TORTOISE MLP FUND, INC.
Common Shares 		S - Sale -100 2,901 -3.33 27.48 -2,748 79,719
2013-02-15 2013-02-14 4 NTG TORTOISE MLP FUND, INC.
Common Shares 		S - Sale -100 3,001 -3.22 27.46 -2,746 82,407
2013-02-15 2013-02-14 4 NTG TORTOISE MLP FUND, INC.
Common Shares 		S - Sale -300 3,101 -8.82 27.45 -8,235 85,122
2013-02-15 2013-02-14 4 NTG TORTOISE MLP FUND, INC.
Common Shares 		S - Sale -440 3,401 -11.46 27.49 -12,096 93,493
2013-02-15 2013-02-14 4 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		S - Sale -335 0 -100.00 26.62 -8,918
2013-02-15 2013-01-31 4 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 1 335 0.30 26.76 27 8,965
2013-02-15 2013-02-14 4 TYN TORTOISE NORTH AMERICAN ENERGY CORP
Common Shares 		S - Sale -124 0 -100.00 28.97 -3,592
2013-02-15 2013-02-14 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		S - Sale -23 0 -100.00 44.33 -1,020
2013-02-15 2013-02-14 4 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		S - Sale -100 23 -81.30 44.38 -4,438 1,021
2013-01-08 2012-09-04 5 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		L - Other 1 123 0.82 40.44 40 4,974
2013-01-08 2012-06-01 5 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		L - Other 1 123 0.82 37.01 37 4,552
2013-01-08 2012-03-01 5 TYG TORTOISE ENERGY INFRASTRUCTURE CORP
Common Shares 		L - Other 1 123 0.82 41.94 42 5,159
2013-01-08 2012-08-31 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 1 334 0.30 25.55 26 8,534
2013-01-08 2012-07-31 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 1 334 0.30 25.62 26 8,557
2013-01-08 2012-06-29 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 1 334 0.30 25.20 25 8,417
2013-01-08 2012-05-31 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 1 334 0.30 24.02 24 8,023
2013-01-08 2012-04-30 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 1 334 0.30 25.04 25 8,363
2013-01-08 2012-03-30 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 1 334 0.30 25.38 25 8,477
2013-01-08 2012-02-29 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 1 334 0.30 26.08 26 8,711
2013-01-08 2012-02-01 5 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		L - Other 1 334 0.30 25.73 26 8,594
2013-01-08 2012-09-04 5 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 59 3,841 1.56 26.42 1,559 101,479
2013-01-08 2012-06-01 5 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 61 3,841 1.61 25.00 1,525 96,025
2013-01-08 2012-03-01 5 NTG TORTOISE MLP FUND, INC.
Common Shares 		L - Other 55 3,841 1.45 27.11 1,491 104,130
2013-01-08 2012-09-05 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 17 1,052 1.64 24.90 422 26,184
2013-01-08 2012-09-05 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 1 53 1.64 24.90 21 1,309
2013-01-08 2012-09-05 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 2 105 1.64 24.90 42 2,618
2013-01-08 2012-06-04 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 18 1,052 1.78 22.47 413 23,629
2013-01-08 2012-06-04 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 1 53 1.78 22.47 21 1,181
2013-01-08 2012-06-04 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 2 105 1.78 22.47 41 2,363
2013-01-08 2012-03-02 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 16 1,052 1.57 24.99 406 26,279
2013-01-08 2012-03-02 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 1 53 1.57 24.99 20 1,314
2013-01-08 2012-03-02 5 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		L - Other 2 105 1.57 24.99 41 2,628
2012-12-28 2012-12-28 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 1,000 3,000 50.00 21.40 21,400 64,200
2012-12-28 2012-12-28 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 2,000 4,000 100.00 21.46 42,920 85,840
2012-12-28 2012-12-27 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 2,000 2,000 21.50 43,000 43,000
2012-12-28 2012-12-27 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 46 46 21.60 994 994
2012-12-28 2012-12-27 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 1,000 2,000 100.00 21.45 21,450 42,900
2012-07-31 2012-07-31 4 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		P - Purchase 1,000 1,000 25.00 25,000 25,000
2012-07-30 3 NDP TORTOISE ENERGY INDEPENDENCE FUND, INC.
Common Shares 		0
2012-01-13 2011-09-02 5 TTO TORTOISE CAPITAL RESOURCES CORP
Common Shares 		L - Other 20 6,750 0.29 8.17 160 55,149
2012-01-13 2011-06-02 5 TTO TORTOISE CAPITAL RESOURCES CORP
Common Shares 		L - Other 18 6,750 0.27 8.55 158 57,714
2012-01-13 2011-03-02 5 TTO TORTOISE CAPITAL RESOURCES CORP
Common Shares 		L - Other 18 6,750 0.27 8.49 156 57,309
2012-01-13 2010-12-01 5 TTO TORTOISE CAPITAL RESOURCES CORP
Common Shares 		L - Other 21 6,750 0.31 7.33 154 49,479
2011-10-27 3 TTP TORTOISE PIPELINE & ENERGY FUND, INC.
Common Shares 		0
2010-08-02 3 NTG TORTOISE MLP FUND, INC.
Common Shares 		0
2009-07-28 3 TPZ TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Common Shares 		0
2007-02-06 3 TTO TORTOISE CAPITAL RESOURCES CORP
Common Shares 		1,392
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券（例如股票期权）
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券（例如期权）
V
内部人士通过Form 4自愿报告的一笔交易
J
其他（附有交易描述的脚注）