介绍

本页面提供了有关 Lindquist Shawn J. 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言,基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是,他们必须通过Form 4向美国证券交易委员会(SEC)报告所有交易。尽管存在这些限制,学术研究表明,整体而言,内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易,排除了作为10b5-1交易计划的一部分的交易。然后,对每笔交易在3、6和12个月的表现进行平均,以生成该笔交易最终的表现指标。然后,将所有交易的表现指标进行平均,计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A",则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易,或者他们进行的交易距离现在时间太近,无法计算出可靠的表现指标。

更新频率:每日

查看收益最高的的内幕交易者列表。

报告内部持仓的公司

美国证券交易委员会(SEC)文件显示Lindquist Shawn J.已报告在以下公司拥有持仓或进行了交易:

证券 职位 最新报告的持仓
US:VVNT / Vivint Smart Home Inc - Class A Chief Legal Officer 36,337
US:US92854VAB18 / Vivint Colar Financing V LLC See Remarks 606,617
US:FIO / Franklin Income Opportunities Fund Chief Legal Officer 56,250
如何解读这些图表

以下图表显示了在Lindquist Shawn J.进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如,如果一笔内部人士交易是在2019年1月1日进行的,该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元,则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%,而从10美元跌至5美元的价格变化将为-50%。

最终,我们将评估内部人士的交易与股价的超额回报(正向或负向)之间的相关性,以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为,我们预期看到(a)买入后的正回报,或者(b)卖出后的负回报。对于情况(a),买入图表将显示一系列向上倾斜的曲线,表示每次买入后都有正回报。对于情况(b),卖出图表将显示一系列向下倾斜的曲线,表示每次卖出后都有负回报。

然而,仅凭这一点还不足以得出结论。例如,如果公司的股价在多年内呈现非周期性上升,我们会预期所有买入后的图表都呈现向上倾斜。同样地,多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下,“买入”图表显示正向信号,而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易,以获得财务优势。

内幕交易历史

该表格显示了由 Lindquist Shawn J. 进行的所有内幕交易的完整列表,这些交易已向美国证券交易委员会(SEC)披露。

备案日期 交易日期 表格 股票代码 证券 代码 10b5-1 股数 剩余股数 %
变化
每股
股价
交易
金额
剩余
金额
2021-03-30 2021-03-26 4 VVNT Vivint Smart Home, Inc.
Restricted Stock Units
A - Award 36,337 36,337
2021-03-03 2021-03-01 4 VVNT Vivint Smart Home, Inc.
Restricted Stock Units
A - Award 115,244 115,244
2021-03-03 2021-03-01 4 VVNT Vivint Smart Home, Inc.
Class A Common Stock
F - Taxes -51,054 139,020 -26.86 16.95 -865,365 2,356,389
2021-03-03 2021-03-01 4 VVNT Vivint Smart Home, Inc.
Class A Common Stock
A - Award 115,244 190,074 154.01
2021-03-01 2021-02-25 4 VVNT Vivint Smart Home, Inc.
Restricted Stock Units
M - Exercise -107,012 321,037 -25.00
2021-03-01 2021-02-25 4 VVNT Vivint Smart Home, Inc.
Class A Common Stock
F - Taxes -52,159 74,830 -41.07 17.37 -906,002 1,299,797
2021-03-01 2021-02-25 4 VVNT Vivint Smart Home, Inc.
Class A Common Stock
M - Exercise 107,012 126,989 535.68
2020-11-18 2020-11-16 4 VVNT Vivint Smart Home, Inc.
Class A Common Stock
F - Taxes -3,962 19,977 -16.55 20.40 -80,825 407,531
2020-09-21 2020-09-17 4 VVNT Vivint Smart Home, Inc.
Earnout Rights
C - Conversion -8,996 0 -100.00
2020-09-21 2020-09-17 4 VVNT Vivint Smart Home, Inc.
Class A Common Stock
F - Taxes -1,063 23,939 -4.25 17.82 -18,943 426,593
2020-09-21 2020-09-17 4 VVNT Vivint Smart Home, Inc.
Class A Common Stock
C - Conversion 8,996 25,002 56.20
2020-06-16 2020-06-12 4 VVNT Vivint Smart Home, Inc.
Class A Common Stock
F - Taxes -1,053 16,006 -6.17 14.72 -15,500 235,608
2020-03-26 2020-03-24 4 VVNT Vivint Smart Home, Inc.
Restricted Stock Units
A - Award 428,049 428,049
2020-03-13 2020-03-11 4 VVNT Vivint Smart Home, Inc.
Earnout Rights
C - Conversion -8,911 8,911 -50.00
2020-03-13 2020-03-11 4 VVNT Vivint Smart Home, Inc.
Class A Common Stock
F - Taxes -348 17,059 -2.00 27.98 -9,737 477,311
2020-03-13 2020-03-11 4 VVNT Vivint Smart Home, Inc.
Class A Common Stock
C - Conversion 8,911 17,407 104.88
2020-02-28 2020-02-26 4 VVNT Vivint Smart Home, Inc.
Earnout Rights
C - Conversion -8,907 17,814 -33.33
2020-02-28 2020-02-26 4 VVNT Vivint Smart Home, Inc.
Class A Common Stock
F - Taxes -392 8,515 -4.40 20.07 -7,867 170,896
2020-02-28 2020-02-26 4 VVNT Vivint Smart Home, Inc.
Class A Common Stock
C - Conversion 8,907 8,907
2020-01-22 2020-01-17 4 VVNT Vivint Smart Home, Inc.
Stock Appreciation Rights
A - Award 73,452 73,452
2020-01-22 2020-01-17 4 VVNT Vivint Smart Home, Inc.
Earnout Rights
A - Award 26,724 26,724
2015-06-04 2015-06-02 4 VSLR Vivint Solar, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -55,148 606,617 -8.33
2015-06-04 2015-06-02 4 VSLR Vivint Solar, Inc.
Common Stock
S - Sale -55,148 0 -100.00 13.93 -768,162
2015-06-04 2015-06-02 4 VSLR Vivint Solar, Inc.
Common Stock
M - Exercise 55,148 55,148 1.30 71,692 71,692
2013-11-19 2013-11-15 4 FIO FUSION-IO, INC.
Restricted Stock Unit
M - Exercise -3,750 56,250 -6.25
2013-11-19 2013-11-15 4 FIO FUSION-IO, INC.
Common Stock
F - Taxes -1,214 26,789 -4.34 10.63 -12,905 284,767
2013-11-19 2013-11-15 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise 3,750 28,003 15.46
2013-10-28 2013-10-25 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise -10,000 73,959 -11.91
2013-10-28 2013-10-25 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise 10,000 24,253 70.16 0.65 6,500 15,764
2013-10-28 2013-10-25 4 FIO FUSION-IO, INC.
Common Stock
P - Purchase 11,000 14,253 338.15 9.50 104,445 135,332
2013-08-13 2013-08-09 4 FIO FUSION-IO, INC.
Restricted Stock Units
A - Award 60,000 60,000
2013-01-16 2013-01-15 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -625 43,125 -1.43
2013-01-16 2013-01-15 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -1,225 37,917 -3.13
2013-01-16 2013-01-15 4 FIO FUSION-IO, INC.
Common Stock
S - Sale X -1,850 2,170 -46.02 21.18 -39,175 45,952
2013-01-16 2013-01-15 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 625 4,020 18.41 1.96 1,225 7,879
2013-01-16 2013-01-15 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 1,225 3,395 56.45 0.65 796 2,207
2013-01-16 2013-01-14 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -1,692 39,142 -4.14
2013-01-16 2013-01-14 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -1,458 83,959 -1.71
2013-01-16 2013-01-14 4 FIO FUSION-IO, INC.
Common Stock
S - Sale X -3,150 2,170 -59.21 21.09 -66,443 45,772
2013-01-16 2013-01-14 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 3,150 5,320 145.16 0.65 2,048 3,458
2013-01-11 2013-01-09 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -5,000 85,417 -5.53
2013-01-11 2013-01-09 4 FIO FUSION-IO, INC.
Common Stock
S - Sale X -5,000 2,170 -69.74 19.20 -96,023 41,674
2013-01-11 2013-01-09 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 5,000 7,170 230.41 0.65 3,250 4,660
2012-12-17 2012-12-13 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -2,084 43,750 -4.55
2012-12-17 2012-12-13 4 FIO FUSION-IO, INC.
Common Stock
S - Sale X -2,084 2,170 -48.99 23.44 -48,841 50,856
2012-12-17 2012-12-13 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 2,084 4,254 96.04 1.96 4,085 8,338
2012-12-12 2012-12-10 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -2,916 40,834 -6.67
2012-12-12 2012-12-10 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -6,458 90,417 -6.67
2012-12-12 2012-12-10 4 FIO FUSION-IO, INC.
Common Stock
S - Sale X -9,374 2,170 -81.20 22.17 -207,794 48,103
2012-12-12 2012-12-10 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 9,374 11,544 431.98 0.65 6,093 7,504
2012-12-12 2012-11-26 4 FIO FUSION-IO, INC.
Common Stock
G - Gift -5,000 0 -100.00
2012-11-21 2012-11-20 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -1,459 45,834 -3.09
2012-11-21 2012-11-20 4 FIO FUSION-IO, INC.
Common Stock
S - Sale X -1,459 2,170 -40.20 23.03 -33,605 49,981
2012-11-21 2012-11-20 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 1,459 3,629 67.24 1.96 2,860 7,113
2012-11-14 2012-11-13 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -624 47,293 -1.30
2012-11-14 2012-11-13 4 FIO FUSION-IO, INC.
Common Stock
S - Sale X -624 2,170 -22.33 22.00 -13,728 47,740
2012-11-14 2012-11-13 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 624 2,794 28.76 1.96 1,223 5,476
2012-11-14 2012-11-09 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -2,917 43,750 -6.25
2012-11-14 2012-11-09 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -6,459 96,875 -6.25
2012-11-14 2012-11-09 4 FIO FUSION-IO, INC.
Common Stock
S - Sale X -4,300 2,170 -66.46 22.89 -98,433 49,674
2012-11-14 2012-11-09 4 FIO FUSION-IO, INC.
Common Stock
S - Sale X -5,076 6,470 -43.96 22.07 -112,006 142,766
2012-11-14 2012-11-09 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 9,376 11,546 432.07 0.65 6,094 7,505
2012-11-07 2012-11-05 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -2,916 102,084 -2.78
2012-11-07 2012-11-05 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -2,083 47,917 -4.17
2012-11-07 2012-11-05 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -2,011 46,667 -4.13
2012-11-07 2012-11-05 4 FIO FUSION-IO, INC.
Common Stock
S - Sale X -7,010 2,170 -76.36 24.75 -173,469 53,699
2012-11-07 2012-11-05 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 2,916 9,180 46.55 19.00 55,404 174,420
2012-11-07 2012-11-05 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 2,083 6,264 49.82 1.96 4,083 12,277
2012-11-07 2012-11-05 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 2,011 4,181 92.67 0.65 1,307 2,718
2012-10-11 2012-10-09 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -906 48,678 -1.83
2012-10-11 2012-10-09 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -6,458 103,334 -5.88
2012-10-11 2012-10-09 4 FIO FUSION-IO, INC.
Common Stock
S - Sale X -400 2,170 -15.56 31.36 -12,542 68,040
2012-10-11 2012-10-09 4 FIO FUSION-IO, INC.
Common Stock
S - Sale X -6,964 2,570 -73.04 30.78 -214,330 79,097
2012-10-11 2012-10-09 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 7,364 9,534 339.35 0.65 4,787 6,197
2012-10-04 2012-10-03 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -2,917 105,000 -2.70
2012-10-04 2012-10-03 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -2,084 50,000 -4.00
2012-10-04 2012-10-03 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -2,916 49,584 -5.55
2012-10-04 2012-10-03 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -4,719 109,792 -4.12
2012-10-04 2012-10-03 4 FIO FUSION-IO, INC.
Common Stock
S - Sale X -2,271 2,170 -51.14 31.49 -71,512 68,332
2012-10-04 2012-10-03 4 FIO FUSION-IO, INC.
Common Stock
S - Sale X -10,365 4,441 -70.01 30.84 -319,691 136,975
2012-10-04 2012-10-03 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 2,917 14,806 24.54 19.00 55,423 281,314
2012-10-04 2012-10-03 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 2,084 11,889 21.25 1.96 4,085 23,302
2012-10-04 2012-10-03 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 7,635 9,805 351.84 0.65 4,963 6,373
2012-09-14 2012-09-12 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
A - Award 42,500 42,500
2012-09-14 2012-09-12 4 FIO FUSION-IO, INC.
Restricted Stock Units
A - Award 42,500 42,500
2012-09-12 2012-09-10 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -1,739 114,511 -1.50
2012-09-12 2012-09-10 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 1,739 2,170 403.48 28.28 49,175 61,362
2012-09-12 2012-09-10 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 1,739 3,909 80.14 0.65 1,130 2,541
2012-09-06 2012-09-06 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -16,178 107,917 -13.04
2012-09-06 2012-09-06 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -2,083 52,084 -3.85
2012-09-06 2012-09-06 4 FIO FUSION-IO, INC.
Common Stock
S - Sale X -18,261 2,170 -89.38 28.10 -513,112 60,974
2012-09-06 2012-09-06 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 16,178 20,431 380.39 19.00 307,382 388,189
2012-09-06 2012-09-06 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 2,083 4,253 95.99 1.96 4,083 8,336
2012-08-14 2012-08-10 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -15,905 124,095 -11.36
2012-08-14 2012-08-10 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -4,719 54,167 -8.01
2012-08-14 2012-08-10 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -2,917 52,500 -5.26
2012-08-14 2012-08-10 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -6,459 116,250 -5.26
2012-08-14 2012-08-10 4 FIO FUSION-IO, INC.
Common Stock
S - Sale X -11,602 1,335 -89.68 27.17 -315,240 36,274
2012-08-14 2012-08-10 4 FIO FUSION-IO, INC.
Common Stock
S - Sale X -18,398 12,937 -58.71 26.87 -494,295 347,576
2012-08-14 2012-08-10 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 15,905 31,335 103.08 19.00 302,195 595,365
2012-08-14 2012-08-10 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 4,719 15,430 44.06 1.96 9,249 30,243
2012-08-14 2012-08-10 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 9,376 10,711 702.32 0.65 6,094 6,962
2012-08-07 2012-08-07 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -625 58,886 -1.05
2012-08-07 2012-08-07 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -2,917 55,417 -5.00
2012-08-07 2012-08-07 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -1,458 122,709 -1.17
2012-08-07 2012-08-07 4 FIO FUSION-IO, INC.
Common Stock
S - Sale X -5,000 1,335 -78.93 21.35 -106,754 28,503
2012-08-07 2012-08-07 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 625 6,335 10.95 1.96 1,225 12,417
2012-08-07 2012-08-07 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 4,375 5,710 327.72 0.65 2,844 3,712
2012-08-07 2012-08-03 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -5,000 124,167 -3.87
2012-08-07 2012-08-03 4 FIO FUSION-IO, INC.
Common Stock
S - Sale X -3,200 1,335 -70.56 19.43 -62,166 25,935
2012-08-07 2012-08-03 4 FIO FUSION-IO, INC.
Common Stock
S - Sale X -1,800 4,535 -28.41 18.49 -33,286 83,862
2012-08-07 2012-08-03 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 5,000 6,335 374.53 0.65 3,250 4,118
2012-07-06 2012-07-05 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -1,250 59,511 -2.06
2012-07-06 2012-07-05 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -5,833 58,334 -9.09
2012-07-06 2012-07-05 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -2,917 129,167 -2.21
2012-07-06 2012-07-05 4 FIO FUSION-IO, INC.
Common Stock
S - Sale X -5,900 1,335 -81.55 22.04 -130,044 29,425
2012-07-06 2012-07-05 4 FIO FUSION-IO, INC.
Common Stock
S - Sale X -4,100 7,235 -36.17 21.28 -87,231 153,931
2012-07-06 2012-07-05 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 1,250 11,335 12.39 1.96 2,450 22,217
2012-07-06 2012-07-05 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 8,750 10,085 655.43 0.65 5,688 6,555
2012-06-19 2012-06-19 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -5,000 132,084 -3.65
2012-06-19 2012-06-19 4 FIO FUSION-IO, INC.
Common Stock
S - Sale X -5,000 1,335 -78.93 21.11 -105,574 28,188
2012-06-19 2012-06-19 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 5,000 6,335 374.53 0.65 3,250 4,118
2012-06-07 2012-06-05 4 FIO FUSION-IO, INC.
Common Stock
S - Sale X -5,000 1,335 -78.93 19.03 -95,132 25,400
2012-06-07 2012-06-05 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 5,000 6,335 374.53 0.65 3,250 4,118
2012-06-07 2012-05-03 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -5,000 137,084 -3.52
2012-05-03 2012-05-03 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -10,625 60,761 -14.88
2012-05-03 2012-05-03 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -6,458 142,084 -4.35
2012-05-03 2012-05-03 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -2,917 64,167 -4.35
2012-05-03 2012-05-03 4 FIO FUSION-IO, INC.
Common Stock
S - Sale X -2,120 1,335 -61.36 24.14 -51,174 32,225
2012-05-03 2012-05-03 4 FIO FUSION-IO, INC.
Common Stock
S - Sale X -17,880 3,455 -83.81 23.20 -414,728 80,139
2012-05-03 2012-05-03 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 10,625 21,335 99.21 1.96 20,825 41,817
2012-05-03 2012-05-03 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 6,458 10,710 151.88 0.65 4,198 6,962
2012-05-03 2012-05-03 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 2,917 4,252 218.50 0.65 1,896 2,764
2012-04-06 2012-04-04 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -10,626 82,012 -11.47
2012-04-06 2012-04-04 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -6,458 148,542 -4.17
2012-04-06 2012-04-04 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -2,916 67,084 -4.17
2012-04-06 2012-04-04 4 FIO FUSION-IO, INC.
Common Stock
S - Sale X -1,909 1,335 -58.85 27.81 -53,084 37,123
2012-04-06 2012-04-04 4 FIO FUSION-IO, INC.
Common Stock
S - Sale X -18,091 3,244 -84.79 26.82 -485,249 87,013
2012-04-06 2012-04-04 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 10,626 21,335 99.22 1.96 20,827 41,817
2012-04-06 2012-04-04 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 2,916 10,709 37.42 0.65 1,895 6,961
2012-04-06 2012-04-04 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 6,458 7,793 483.75 0.65 4,198 5,065
2012-03-05 2012-03-05 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -17,988 82,012 -17.99
2012-03-05 2012-03-05 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -2,012 70,000 -2.79
2012-03-05 2012-03-05 4 FIO FUSION-IO, INC.
Common Stock
S - Sale X -1,202 1,335 -47.38 33.04 -39,720 44,115
2012-03-05 2012-03-05 4 FIO FUSION-IO, INC.
Common Stock
S - Sale X -2,400 2,537 -48.61 32.15 -77,171 81,576
2012-03-05 2012-03-05 4 FIO FUSION-IO, INC.
Common Stock
S - Sale X -16,398 4,937 -76.86 31.14 -510,668 153,749
2012-03-05 2012-03-05 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 17,988 21,335 537.44 1.96 35,256 41,817
2012-03-05 2012-03-05 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 2,012 3,347 150.71 0.65 1,308 2,176
2012-03-05 2012-03-02 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -28,711 72,012 -28.50
2012-03-05 2012-03-02 4 FIO FUSION-IO, INC.
Common Stock
S - Sale X -4,440 1,335 -76.88 32.09 -142,501 42,847
2012-03-05 2012-03-02 4 FIO FUSION-IO, INC.
Common Stock
S - Sale X -20,674 5,775 -78.17 31.59 -653,059 182,423
2012-03-05 2012-03-02 4 FIO FUSION-IO, INC.
Common Stock
S - Sale X -3,597 26,449 -11.97 30.44 -109,504 805,192
2012-03-05 2012-03-02 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 28,711 30,046 2,150.64 0.65 18,662 19,530
2012-03-05 2012-03-02 4 FIO FUSION-IO, INC.
Common Stock
G - Gift -5,000 5,000 -50.00
2012-03-05 2012-03-01 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -23,300 100,723 -18.79
2012-03-05 2012-03-01 4 FIO FUSION-IO, INC.
Common Stock
S - Sale X -23,300 1,335 -94.58 30.02 -699,433 40,075
2012-03-05 2012-03-01 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 23,300 24,635 1,745.32 0.65 15,145 16,013
2012-03-05 2012-02-27 4 FIO FUSION-IO, INC.
Common Stock
G - Gift -5,000 10,000 -33.33
2012-02-17 2012-02-15 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -625 124,023 -0.50
2012-02-17 2012-02-15 4 FIO FUSION-IO, INC.
Employee Stock Option (right to buy)
M - Exercise X -19,375 155,000 -11.11
2012-02-17 2012-02-15 4 FIO FUSION-IO, INC.
Common Stock
S - Sale X -9,450 1,335 -87.62 25.53 -241,228 34,078
2012-02-17 2012-02-15 4 FIO FUSION-IO, INC.
Common Stock
S - Sale X -10,550 10,785 -49.45 24.74 -261,011 266,825
2012-02-17 2012-02-15 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 625 21,335 3.02 0.65 406 13,868
2012-02-17 2012-02-15 4 FIO FUSION-IO, INC.
Common Stock
M - Exercise X 19,375 20,710 1,451.31 0.65 12,594 13,462
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券(例如股票期权)
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券(例如期权)
V
内部人士通过Form 4自愿报告的一笔交易
J
其他(附有交易描述的脚注)