鼎正盛公司
US ˙ OTCPK ˙ US2682111099

介绍

本页面提供了有关 C Richard Kramlich 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言,基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是,他们必须通过Form 4向美国证券交易委员会(SEC)报告所有交易。尽管存在这些限制,学术研究表明,整体而言,内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易,排除了作为10b5-1交易计划的一部分的交易。然后,对每笔交易在3、6和12个月的表现进行平均,以生成该笔交易最终的表现指标。然后,将所有交易的表现指标进行平均,计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A",则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易,或者他们进行的交易距离现在时间太近,无法计算出可靠的表现指标。

更新频率:每日

查看收益最高的的内幕交易者列表。

报告内部持仓的公司

美国证券交易委员会(SEC)文件显示C Richard Kramlich已报告在以下公司拥有持仓或进行了交易:

证券 职位 最新报告的持仓
US:SRMC / Sierra Monitor Corp. Director 0
US:DZSI / DZS Inc. Director 0
Director 0
US:SIVB / SVB Financial Group Director 737
US:TRGT / Targacept 10% Owner 0
US:MM / 10% Owner 8,196,614
US:WDAY / Workday, Inc. 10% Owner 13,927,273
US:FIO / Franklin Income Opportunities Fund 10% Owner 0
US:HPTX / Hyperion Therapeutics Inc 10% Owner 0
US:TSRO / TESARO, Inc. 10% Owner 0
US:ADNC / Audience Inc 10% Owner 0
US:SUPN / Supernus Pharmaceuticals, Inc. 10% Owner 0
10% Owner 15,000
US:FOLD / Amicus Therapeutics, Inc. 10% Owner 4,584,311
US:ECHO / Echo Global Logistics Inc 10% Owner 901
US:INHX / Inhibitex, Inc. 10% Owner 0
如何解读这些图表

以下图表显示了在C Richard Kramlich进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如,如果一笔内部人士交易是在2019年1月1日进行的,该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元,则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%,而从10美元跌至5美元的价格变化将为-50%。

最终,我们将评估内部人士的交易与股价的超额回报(正向或负向)之间的相关性,以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为,我们预期看到(a)买入后的正回报,或者(b)卖出后的负回报。对于情况(a),买入图表将显示一系列向上倾斜的曲线,表示每次买入后都有正回报。对于情况(b),卖出图表将显示一系列向下倾斜的曲线,表示每次卖出后都有负回报。

然而,仅凭这一点还不足以得出结论。例如,如果公司的股价在多年内呈现非周期性上升,我们会预期所有买入后的图表都呈现向上倾斜。同样地,多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下,“买入”图表显示正向信号,而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易,以获得财务优势。

DZSIQ / DZS Inc.内部人士买入 - 短期收益分析

在这一部分,我们分析了在 DZSIQ / DZS Inc. 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

DZSIQ / DZS Inc. Insider Trades
DZSIQ / DZS Inc.内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 DZSIQ / DZS Inc. 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
2013-12-12 ZHNE KRAMLICH C RICHARD 4,927 4.4678 4,927 4.4678 22,013 730
2013-12-11 ZHNE KRAMLICH C RICHARD 38,597 4.5476 38,597 4.5476 175,524
2013-12-06 ZHNE KRAMLICH C RICHARD 45,747 5.2770 45,747 5.2770 241,407
2013-12-05 ZHNE KRAMLICH C RICHARD 22,630 5.0100 22,630 5.0100 113,376
2013-12-02 ZHNE KRAMLICH C RICHARD 5,826 5.4830 5,826 5.4830 31,944
2013-11-27 ZHNE KRAMLICH C RICHARD 2,800 5.4578 2,800 5.4578 15,282
2013-11-26 ZHNE KRAMLICH C RICHARD 64,084 5.4640 64,084 5.4640 350,155
2013-11-26 ZHNE KRAMLICH C RICHARD 39,177 5.4110 39,177 5.4110 211,987
2013-11-25 ZHNE KRAMLICH C RICHARD 9,854 5.4640 9,854 5.4640 53,842

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

DZSIQ / DZS Inc. Insider Trades
FOLD / Amicus Therapeutics, Inc.内部人士买入 - 短期收益分析

在这一部分,我们分析了在 DZSIQ / DZS Inc. 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

FOLD / Amicus Therapeutics, Inc. Insider Trades
FOLD / Amicus Therapeutics, Inc.内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 DZSIQ / DZS Inc. 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

FOLD / Amicus Therapeutics, Inc. Insider Trades
MNSH / MNSN Holdings Inc.内部人士买入 - 短期收益分析

在这一部分,我们分析了在 DZSIQ / DZS Inc. 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

MNSH / MNSN Holdings Inc. Insider Trades
MNSH / MNSN Holdings Inc.内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 DZSIQ / DZS Inc. 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

MNSH / MNSN Holdings Inc. Insider Trades
SUPN / Supernus Pharmaceuticals, Inc.内部人士买入 - 短期收益分析

在这一部分,我们分析了在 DZSIQ / DZS Inc. 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
2012-05-04 SUPN NEW ENTERPRISE ASSOCIATES 11 LP 4,400,000 5.0000 4,400,000 5.0000 22,000,000 76 14.86 43,384,000 197.20

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

SUPN / Supernus Pharmaceuticals, Inc. Insider Trades
SUPN / Supernus Pharmaceuticals, Inc.内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 DZSIQ / DZS Inc. 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

SUPN / Supernus Pharmaceuticals, Inc. Insider Trades
内幕交易历史

该表格显示了由 C Richard Kramlich 进行的所有内幕交易的完整列表,这些交易已向美国证券交易委员会(SEC)披露。

备案日期 交易日期 表格 股票代码 证券 代码 10b5-1 股数 剩余股数 %
变化
每股
股价
交易
金额
剩余
金额
2019-05-23 2019-05-20 4 SRMC SIERRA MONITOR CORP /CA/
COMMON STOCK
D - Sale to Issuer -2,767,688 0 -100.00 3.25 -8,994,986
2017-09-11 2017-09-09 4 DZSI DASAN ZHONE SOLUTIONS INC
Restricted Stock Units
M - Exercise -750 0 -100.00
2017-09-11 2017-09-09 4 DZSI DASAN ZHONE SOLUTIONS INC
Common Stock
M - Exercise 750 9,326 8.75
2017-02-22 2017-02-20 4 DZSI DASAN ZHONE SOLUTIONS INC
Common Stock
A - Award 16,807 42,881 64.46
2016-09-13 2016-09-09 4 DZSI DASAN ZHONE SOLUTIONS INC
Restricted Stock Unit
A - Award 15,000 15,000
2015-11-13 2015-11-12 4 XOOM XOOM Corp
Stock Option (Right to Buy)
D - Sale to Issuer -9,179 0 -100.00
2015-11-13 2015-11-12 4 XOOM XOOM Corp
Stock Option (Right to Buy)
D - Sale to Issuer -11,259 0 -100.00
2015-11-13 2015-11-12 4 XOOM XOOM Corp
Stock Option (Right to Buy)
D - Sale to Issuer -16,090 0 -100.00
2015-11-13 2015-11-12 4 XOOM XOOM Corp
Common Stock
D - Sale to Issuer -9,073 0 -100.00 25.00 -226,825
2015-11-13 2015-11-12 4 XOOM XOOM Corp
Common Stock
D - Sale to Issuer -50,535 0 -100.00 25.00 -1,263,375
2015-06-01 2015-05-28 4 XOOM XOOM Corp
Stock Option (right to buy)
A - Award 9,179 9,179
2015-06-01 2015-05-28 4 XOOM XOOM Corp
Common Stock
A - Award 3,924 9,073 76.21
2015-06-01 2015-05-28 4 XOOM XOOM Corp
Common Stock
A - Award 2,095 5,149 68.60
2015-05-22 2015-05-20 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit
A - Award 737 737
2015-05-06 2015-05-05 4 ZHNE ZHONE TECHNOLOGIES INC
Common Stock
A - Award 15,000 26,074 135.45
2015-05-06 2015-05-05 4 ZHNE ZHONE TECHNOLOGIES INC
Common Stock
A - Award 10,695 11,074 2,821.90
2015-04-27 2015-04-23 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit
M - Exercise -940 0 -100.00
2015-04-27 2015-04-23 4 SIVB SVB FINANCIAL GROUP
Common Stock
M - Exercise 940 17,969 5.52
2014-11-24 2014-11-20 4 SRMC SIERRA MONITOR CORP /CA/
Common Stock
P - Purchase 54,500 2,556,188 2.18 1.50 81,750 3,834,282
2014-06-02 2014-05-29 4 XOOM XOOM Corp
Stock Option (right to buy)
A - Award 11,259 11,259
2014-06-02 2014-05-29 4 XOOM XOOM Corp
Common Stock
A - Award 1,378 3,054 82.22
2014-05-23 2014-05-21 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit
A - Award 940 940
2014-05-14 2014-05-13 4 ZHNE ZHONE TECHNOLOGIES INC
Director Stock Option (Right to Buy)
A - Award 50,000 50,000
2014-04-28 2014-04-24 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit
M - Exercise -1,349 0 -100.00
2014-04-28 2014-04-24 4 SIVB SVB FINANCIAL GROUP
Common Stock
M - Exercise 1,349 17,029 8.60
2013-12-13 2013-12-12 4 ZHNE ZHONE TECHNOLOGIES INC
Common Stock
S - Sale -4,927 379 -92.86 4.47 -22,013 1,693
2013-12-13 2013-12-11 4 ZHNE ZHONE TECHNOLOGIES INC
Common Stock
S - Sale -38,597 5,306 -87.91 4.55 -175,524 24,130
2013-12-09 2013-12-06 4 ZHNE ZHONE TECHNOLOGIES INC
Director Stock Option (right to buy)
M - Exercise -6,246 43,754 -12.49
2013-12-09 2013-12-06 4 ZHNE ZHONE TECHNOLOGIES INC
Director Stock Option (right to buy)
M - Exercise -17,697 32,303 -35.39
2013-12-09 2013-12-06 4 ZHNE ZHONE TECHNOLOGIES INC
Director Stock Option (right to buy)
M - Exercise -21,804 18,751 -53.76
2013-12-09 2013-12-06 4 ZHNE ZHONE TECHNOLOGIES INC
Common Stock
S - Sale -45,747 43,903 -51.03 5.28 -241,407 231,676
2013-12-09 2013-12-06 4 ZHNE ZHONE TECHNOLOGIES INC
Common Stock
M - Exercise 6,246 89,650 7.49 0.95 5,934 85,168
2013-12-09 2013-12-06 4 ZHNE ZHONE TECHNOLOGIES INC
Common Stock
M - Exercise 17,697 83,404 26.93 0.89 15,750 74,230
2013-12-09 2013-12-06 4 ZHNE ZHONE TECHNOLOGIES INC
Common Stock
M - Exercise 21,804 65,707 49.66 2.49 54,292 163,610
2013-12-09 2013-12-05 4 ZHNE ZHONE TECHNOLOGIES INC
Director Stock Option (right to buy)
M - Exercise -9,445 40,555 -18.89
2013-12-09 2013-12-05 4 ZHNE ZHONE TECHNOLOGIES INC
Director Stock Option (right to buy)
M - Exercise -13,185 6,251 -67.84
2013-12-09 2013-12-05 4 ZHNE ZHONE TECHNOLOGIES INC
Common Stock
S - Sale -22,630 43,903 -34.01 5.01 -113,376 219,954
2013-12-09 2013-12-05 4 ZHNE ZHONE TECHNOLOGIES INC
Common Stock
M - Exercise 9,445 66,533 16.54 2.49 23,518 165,667
2013-12-09 2013-12-05 4 ZHNE ZHONE TECHNOLOGIES INC
Common Stock
M - Exercise 13,185 57,088 30.03 1.89 24,920 107,896
2013-12-04 2013-12-02 4 ZHNE ZHONE TECHNOLOGIES INC
Director Stock Option (right to buy)
M - Exercise -5,826 19,436 -23.06
2013-12-04 2013-12-02 4 ZHNE ZHONE TECHNOLOGIES INC
Common Stock
S - Sale -5,826 43,903 -11.72 5.48 -31,944 240,720
2013-12-04 2013-12-02 4 ZHNE ZHONE TECHNOLOGIES INC
Common Stock
M - Exercise 5,826 49,729 13.27 1.89 11,011 93,988
2013-12-02 2013-11-27 4 ZHNE ZHONE TECHNOLOGIES INC
Director Stock Option (right to buy)
M - Exercise -2,800 25,262 -9.98
2013-12-02 2013-11-27 4 ZHNE ZHONE TECHNOLOGIES INC
Common Stock
S - Sale -2,800 43,903 -6.00 5.46 -15,282 239,614
2013-12-02 2013-11-27 4 ZHNE ZHONE TECHNOLOGIES INC
Common Stock
M - Exercise 2,800 46,703 6.38 1.89 5,292 88,269
2013-11-27 2013-11-26 4 ZHNE ZHONE TECHNOLOGIES INC
Director Stock Option (right to buy)
M - Exercise -21,938 28,062 -43.88
2013-11-27 2013-11-26 4 ZHNE ZHONE TECHNOLOGIES INC
Director Stock Option (right to buy)
M - Exercise -10,000 0 -100.00
2013-11-27 2013-11-26 4 ZHNE ZHONE TECHNOLOGIES INC
Director Stock Option (right to buy)
M - Exercise -32,146 0 -100.00
2013-11-27 2013-11-26 4 ZHNE ZHONE TECHNOLOGIES INC
Common Stock
S - Sale -39,177 43,903 -47.16 5.41 -211,987 237,559
2013-11-27 2013-11-26 4 ZHNE ZHONE TECHNOLOGIES INC
Common Stock
S - Sale -64,084 83,080 -43.55 5.46 -350,155 453,949
2013-11-27 2013-11-26 4 ZHNE ZHONE TECHNOLOGIES INC
Common Stock
M - Exercise 21,938 147,164 17.52 1.89 41,463 278,140
2013-11-27 2013-11-26 4 ZHNE ZHONE TECHNOLOGIES INC
Common Stock
M - Exercise 10,000 125,226 8.68 1.40 14,000 175,316
2013-11-27 2013-11-26 4 ZHNE ZHONE TECHNOLOGIES INC
Common Stock
M - Exercise 32,146 115,226 38.69 0.50 16,073 57,613
2013-11-27 2013-11-25 4 ZHNE ZHONE TECHNOLOGIES INC
Director Stock Option (right to buy)
M - Exercise -9,854 32,146 -23.46
2013-11-27 2013-11-25 4 ZHNE ZHONE TECHNOLOGIES INC
Common Stock
S - Sale -9,854 83,080 -10.60 5.46 -53,842 453,949
2013-11-27 2013-11-25 4 ZHNE ZHONE TECHNOLOGIES INC
Common Stock
M - Exercise 9,854 92,934 11.86 0.50 4,927 46,467
2013-11-18 2013-11-15 4 XOOM XOOM Corp
Common Stock
J - Other 201 50,545 0.40
2013-11-18 2013-11-15 4 XOOM XOOM Corp
Common Stock
J - Other 48,553 50,344 2,710.94
2013-10-31 2013-10-29 4 XOOM XOOM Corp
Common Stock
J - Other 200 1,781 12.65
2013-10-31 2013-10-29 4 XOOM XOOM Corp
Common Stock
J - Other 1,581 1,581
2013-07-22 2013-07-18 4 XOOM XOOM Corp
Stock Option (right to buy)
A - Award 16,090 16,090
2013-06-04 2013-05-31 4 XOOM XOOM Corp
Common Stock
A - Award 1,676 1,676
2013-05-24 2013-05-22 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit
A - Award 1,349 1,349
2013-05-06 2013-05-02 4 ZHNE ZHONE TECHNOLOGIES INC
Director Stock Option (Right to Buy)
A - Award 50,000 50,000
2013-05-06 2013-05-02 4 ZHNE ZHONE TECHNOLOGIES INC
Common Stock
A - Award 21,052 83,080 33.94
2013-04-29 2013-04-25 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Unit
M - Exercise -1,675 0 -100.00
2013-04-29 2013-04-25 4 SIVB SVB FINANCIAL GROUP
Common Stock
M - Exercise 1,675 15,680 11.96
2012-11-20 2012-11-19 4 TRGT TARGACEPT INC
Stock Option (Right to Buy)
X - Other -3,333 0 -100.00
2012-11-20 2012-11-19 4 TRGT TARGACEPT INC
Common Stock
X - Other 3,333 5,333 166.65 0.08 250 400
2012-11-14 2012-11-13 4 SRMC SIERRA MONITOR CORP /CA/
COMMON STOCK
P - Purchase 25,000 2,501,688 1.01 1.70 42,500 4,252,870
2012-10-30 2012-10-29 4 MM Millennial Media Inc.
Common Stock
S - Sale -1,597,787 8,196,614 -16.31 13.44 -21,478,252 110,182,984
2012-10-18 2012-10-17 4 WDAY Workday, Inc.
Class B Common Stock
C - Conversion 6,963,636 13,927,273 100.00
2012-10-18 2012-10-17 4 WDAY Workday, Inc.
Series E Convertible Preferred Stock
C - Conversion -6,963,636 0 -100.00
2012-10-18 2012-10-17 4 WDAY Workday, Inc.
Class B Common Stock
C - Conversion 6,963,637 6,963,637
2012-10-18 2012-10-17 4 WDAY Workday, Inc.
Series E Convertible Preferred Stock
C - Conversion -6,963,637 0 -100.00
2012-09-12 2012-09-07 4 SRMC SIERRA MONITOR CORP /CA/
Common Stock
P - Purchase 1,500 2,476,688 0.06 1.65 2,475 4,086,535
2012-09-12 2012-09-06 4 SRMC SIERRA MONITOR CORP /CA/
Common Stock
P - Purchase 850 2,475,188 0.03 1.65 1,402 4,084,060
2012-09-06 2012-09-05 4 FIO FUSION-IO, INC.
Common Stock
S - Sale -64,634 0 -100.00 27.67 -1,788,494
2012-09-06 2012-09-05 4 FIO FUSION-IO, INC.
Common Stock
S - Sale -10,352 0 -100.00 27.79 -287,714
2012-09-06 2012-09-04 4 FIO FUSION-IO, INC.
Common Stock
J - Other 10,352 10,352
2012-09-06 2012-09-04 4 FIO FUSION-IO, INC.
Common Stock
J - Other 2,372 8,205 40.67
2012-09-06 2012-09-04 4 FIO FUSION-IO, INC.
Common Stock
J - Other -45,000 0 -100.00
2012-09-06 2012-09-04 4 FIO FUSION-IO, INC.
Common Stock
J - Other 45,000 45,000
2012-09-06 2012-09-04 4 FIO FUSION-IO, INC.
Common Stock
J - Other -4,500,000 9,038,379 -33.24
2012-09-06 2012-09-04 4 SRMC SIERRA MONITOR CORP /CA/
Common Stock
P - Purchase 500 2,474,338 0.02 1.65 825 4,082,658
2012-09-06 2012-08-31 4 SRMC SIERRA MONITOR CORP /CA/
Common Stock
P - Purchase 500 2,473,838 0.02 1.65 825 4,081,833
2012-09-06 2012-08-29 4 SRMC SIERRA MONITOR CORP /CA/
Common Stock
P - Purchase 650 2,473,338 0.03 1.65 1,072 4,081,008
2012-08-29 2012-08-28 4 SRMC SIERRA MONITOR CORP /CA/
Common Stock
P - Purchase 1,000 2,472,688 0.04 1.60 1,600 3,956,301
2012-08-29 2012-08-28 4 SRMC SIERRA MONITOR CORP /CA/
Common Stock
P - Purchase 1,000 2,471,688 0.04 1.65 1,650 4,078,285
2012-08-29 2012-08-27 4 SRMC SIERRA MONITOR CORP /CA/
Common Stock
P - Purchase 1,000 2,470,688 0.04 1.65 1,650 4,076,635
2012-08-27 2012-08-24 4 SRMC SIERRA MONITOR CORP /CA/
Common Stock
P - Purchase 1,500 2,469,688 0.06 1.60 2,400 3,951,501
2012-08-27 2012-08-23 4 SRMC SIERRA MONITOR CORP /CA/
Common Stock
P - Purchase 1,500 2,468,188 0.06 1.55 2,325 3,825,691
2012-08-02 2012-07-31 4 HPTX HYPERION THERAPEUTICS INC
Series C-1 Preferred Stock
C - Conversion -611,185 0 -100.00
2012-08-02 2012-07-31 4 HPTX HYPERION THERAPEUTICS INC
Convertible Promissory Note
C - Conversion 0
2012-08-02 2012-07-31 4 HPTX HYPERION THERAPEUTICS INC
Convertible Promissory Note
C - Conversion 0
2012-08-02 2012-07-31 4 HPTX HYPERION THERAPEUTICS INC
Convertible Promissory Note
C - Conversion 0
2012-08-02 2012-07-31 4 HPTX HYPERION THERAPEUTICS INC
Series C-2 Preferred Stock
C - Conversion -2,043 0 -100.00
2012-08-02 2012-07-31 4 HPTX HYPERION THERAPEUTICS INC
Series C-2 Preferred Stock
C - Conversion -2,043 0 -100.00
2012-08-02 2012-07-31 4 HPTX HYPERION THERAPEUTICS INC
Series C-2 Preferred Stock
J - Other -51,744 2,043 -96.20 10.00 -517,440 20,430
2012-08-02 2012-07-31 4 HPTX HYPERION THERAPEUTICS INC
Series C-2 Preferred Stock
J - Other -51,744 2,043 -96.20 10.00 -517,440 20,430
2012-08-02 2012-07-31 4 HPTX HYPERION THERAPEUTICS INC
Series C-2 Preferred Stock
X - Other 53,787 53,787
2012-08-02 2012-07-31 4 HPTX HYPERION THERAPEUTICS INC
Series C-2 Preferred Stock
X - Other 53,787 53,787
2012-08-02 2012-07-31 4 HPTX HYPERION THERAPEUTICS INC
Preferred Stock Warrant (right to buy)
X - Other -53,787 0 -100.00
2012-08-02 2012-07-31 4 HPTX HYPERION THERAPEUTICS INC
Preferred Stock Warrant (right to buy)
X - Other -53,787 0 -100.00
2012-08-02 2012-07-31 4 HPTX HYPERION THERAPEUTICS INC
Common Stock Warrant (right to buy)
X - Other -125,291 0 -100.00
2012-08-02 2012-07-31 4 HPTX HYPERION THERAPEUTICS INC
Series C-2 Preferred Stock
C - Conversion -898,808 0 -100.00
2012-08-02 2012-07-31 4 HPTX HYPERION THERAPEUTICS INC
Common Stock
P - Purchase 500,000 2,884,221 20.97 10.00 5,000,000 28,842,210
2012-08-02 2012-07-31 4 HPTX HYPERION THERAPEUTICS INC
Common Stock
C - Conversion 177,481 2,384,221 8.04
2012-08-02 2012-07-31 4 HPTX HYPERION THERAPEUTICS INC
Common Stock
C - Conversion 180,459 2,206,740 8.91
2012-08-02 2012-07-31 4 HPTX HYPERION THERAPEUTICS INC
Common Stock
C - Conversion 434,096 2,026,281 27.26
2012-08-02 2012-07-31 4 HPTX HYPERION THERAPEUTICS INC
Common Stock
C - Conversion 2,043 1,592,185 0.13
2012-08-02 2012-07-31 4 HPTX HYPERION THERAPEUTICS INC
Common Stock
C - Conversion 2,043 1,592,185 0.13
2012-08-02 2012-07-31 4 HPTX HYPERION THERAPEUTICS INC
Common Stock
J - Other -51,119 1,588,099 -3.12
2012-08-02 2012-07-31 4 HPTX HYPERION THERAPEUTICS INC
Common Stock
X - Other 125,291 1,639,218 8.28
2012-08-02 2012-07-31 4 HPTX HYPERION THERAPEUTICS INC
Common Stock
C - Conversion 898,808 1,513,927 146.12
2012-08-02 2012-07-31 4 HPTX HYPERION THERAPEUTICS INC
Common Stock
C - Conversion 611,185 615,119 15,535.97
2012-07-25 3 HPTX HYPERION THERAPEUTICS INC
Common Stock
3,934
2012-07-03 2012-07-03 4 TSRO TESARO, Inc.
Series B Preferred Stock
C - Conversion -5,253,859 0 -100.00
2012-07-03 2012-07-03 4 TSRO TESARO, Inc.
Series A Preferred Stock
C - Conversion -5,134,285 0 -100.00
2012-07-03 2012-07-03 4 TSRO TESARO, Inc.
Common Stock
P - Purchase 1,111,111 11,499,255 10.70 13.50 14,999,998 155,239,942
2012-07-03 2012-07-03 4 TSRO TESARO, Inc.
Common Stock
C - Conversion 10,388,144 10,388,144
2012-06-19 2012-06-13 4 SRMC SIERRA MONITOR CORP /CA/
Common Stock
P - Purchase 1,500 211,500 0.71 1.55 2,325 327,825
2012-06-19 2012-06-13 4 SRMC SIERRA MONITOR CORP /CA/
Common Stock
P - Purchase 7,500 210,000 3.70 1.60 12,000 336,000
2012-05-25 2012-05-23 4 SRMC.OB SIERRA MONITOR CORP /CA/
Common Stock
P - Purchase 1,500 201,000 0.75 1.60 2,400 321,600
2012-05-24 2012-05-23 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Units
A - Award 1,675 1,675
2012-05-24 2012-04-26 4 SIVB SVB FINANCIAL GROUP
Restricted Stock Units
M - Exercise -1,705 0 -100.00
2012-05-24 2012-04-26 4 SIVB SVB FINANCIAL GROUP
Common Stock
M - Exercise 1,705 14,005 13.86
2012-05-24 2012-05-24 4 SRMC.OB SIERRA MONITOR CORP /CA/
Common Stock
P - Purchase 1,500 201,000 0.75 1.60 2,400 321,600
2012-05-24 2012-05-23 4 SRMC.OB SIERRA MONITOR CORP /CA/
Common Stock
P - Purchase 1,500 199,500 0.76 1.60 2,400 319,200
2012-05-24 2012-05-22 4 SRMC.OB SIERRA MONITOR CORP /CA/
Common Stock
P - Purchase 1,000 198,000 0.51 1.65 1,650 326,700
2012-05-24 2012-05-22 4 SRMC.OB SIERRA MONITOR CORP /CA/
Common Stock
P - Purchase 8,000 197,000 4.23 1.60 12,800 315,200
2012-05-24 2012-05-17 4 SRMC.OB SIERRA MONITOR CORP /CA/
Common Stock
P - Purchase 2,580 189,000 1.38 1.60 4,128 302,400
2012-05-24 2012-05-15 4 SRMC.OB SIERRA MONITOR CORP /CA/
Common Stock
P - Purchase 920 186,420 0.50 1.60 1,472 298,272
2012-05-24 2012-05-11 4 SRMC.OB SIERRA MONITOR CORP /CA/
Common Stock
P - Purchase 2,500 185,500 1.37 1.60 4,000 296,800
2012-05-23 2012-05-22 4 ZHNE ZHONE TECHNOLOGIES INC
Director Stock Option (Right to Buy)
A - Award 50,000 50,000
2012-05-23 2012-05-22 4 ZHNE ZHONE TECHNOLOGIES INC
Common Stock
A - Award 22,472 62,028 56.81
2012-05-16 2012-05-15 4 ADNC AUDIENCE INC
Series E Preferred Stock
C - Conversion -1,349,396 0 -100.00
2012-05-16 2012-05-15 4 ADNC AUDIENCE INC
Series D Preferred Stock
C - Conversion -1,111,435 0 -100.00
2012-05-16 2012-05-15 4 ADNC AUDIENCE INC
Series C Preferred Stock
C - Conversion -450,952 0 -100.00
2012-05-16 2012-05-15 4 ADNC AUDIENCE INC
Series B-1 Preferred Stock
C - Conversion -230,379 0 -100.00
2012-05-16 2012-05-15 4 ADNC AUDIENCE INC
Series B Preferred Stock
C - Conversion -1,135,843 0 -100.00
2012-05-16 2012-05-15 4 ADNC AUDIENCE INC
Common Stock
C - Conversion 4,278,005 4,278,005
2012-05-16 2012-05-11 4 SRMC.OB SIERRA MONITOR CORP /CA/
Common Stock
P - Purchase 2,500 183,000 1.39 1.60 4,000 292,800
2012-05-08 2012-05-04 4 SUPN SUPERNUS PHARMACEUTICALS INC
Series A Preferred Stock
C - Conversion -24,965,000 0 -100.00
2012-05-08 2012-05-04 4 SUPN SUPERNUS PHARMACEUTICALS INC
Common Stock
P - Purchase 4,400,000 10,641,250 70.50 5.00 22,000,000 53,206,250
2012-05-08 2012-05-04 4 SUPN SUPERNUS PHARMACEUTICALS INC
Common Stock
C - Conversion 6,241,250 6,241,250
2012-05-01 2012-04-30 4 FIO FUSION-IO, INC.
Common Stock
S - Sale -16,101 0 -100.00 26.53 -427,211
2012-05-01 2012-04-27 4 FIO FUSION-IO, INC.
Common Stock
J - Other 16,101 16,101
2012-05-01 2012-04-27 4 FIO FUSION-IO, INC.
Common Stock
J - Other 3,692 5,833 172.44
2012-05-01 2012-04-27 4 FIO FUSION-IO, INC.
Common Stock
J - Other -69,998 0 -100.00
2012-04-04 2012-04-03 4 MM Millennial Media Inc.
Series D Preferred Stock
C - Conversion -1,758,302 0 -100.00
2012-04-04 2012-04-03 4 MM Millennial Media Inc.
Series C Preferred Stock
C - Conversion -8,036,099 0 -100.00
2012-04-04 2012-04-03 4 MM Millennial Media Inc.
Common Stock
C - Conversion 9,794,401 9,794,401
2012-03-30 2012-03-28 4 INWK INNERWORKINGS INC
Common Stock
J - Other 5,000 15,000 50.00
2012-03-30 2012-03-28 4 INWK INNERWORKINGS INC
Common Stock
J - Other -500,000 4,529,190 -9.94
2012-03-28 2012-03-26 4 INWK INNERWORKINGS INC
Common Stock
J - Other 10,000 10,000
2012-03-28 2012-03-26 4 INWK INNERWORKINGS INC
Common Stock
J - Other -1,000,000 5,029,190 -16.59
2012-03-16 2012-03-14 4 FIO FUSION-IO, INC.
Common Stock
J - Other 10,000 69,998 16.67
2012-03-16 2012-03-14 4 FIO FUSION-IO, INC.
Common Stock
J - Other -1,000,000 13,538,379 -6.88
2012-03-13 2012-03-09 4 FIO FUSION-IO, INC.
Common Stock
J - Other 9,998 59,998 20.00
2012-03-13 2012-03-09 4 FIO FUSION-IO, INC.
Common Stock
J - Other -1,000,000 14,538,379 -6.44
2012-03-09 2012-03-07 4 FOLD AMICUS THERAPEUTICS INC
Common Stock
P - Purchase 925,154 4,584,311 25.28 5.70 5,273,378 26,130,573
2012-03-09 2012-03-07 4 FOLD AMICUS THERAPEUTICS INC
Common Stock
P - Purchase 214,846 1,066,029 25.24 5.70 1,224,622 6,076,365
2012-03-07 2012-03-05 4 FIO FUSION-IO, INC.
Common Stock
J - Other 10,000 50,000 25.00
2012-03-07 2012-03-05 4 FIO FUSION-IO, INC.
Common Stock
J - Other -1,000,000 15,538,379 -6.05
2012-03-01 2012-02-28 4 ECHO Echo Global Logistics, Inc.
Common Stock
J - Other 901 901
2012-03-01 2012-02-28 4 ECHO Echo Global Logistics, Inc.
Common Stock
J - Other 211 211
2012-03-01 2012-02-28 4 ECHO Echo Global Logistics, Inc.
Common Stock
J - Other -4,000 0 -100.00
2012-03-01 2012-02-28 4 ECHO Echo Global Logistics, Inc.
Common Stock
J - Other 4,000 4,000
2012-03-01 2012-02-28 4 ECHO Echo Global Logistics, Inc.
Common Stock
J - Other -400,000 2,020,219 -16.53
2012-03-01 2012-02-29 4 INWK INNERWORKINGS INC
Common Stock
S - Sale -455,360 6,029,190 -7.02 11.42 -5,199,164 68,839,483
2012-02-29 2012-02-27 4 FIO FUSION-IO, INC.
Common Stock
J - Other 10,000 40,000 33.33
2012-02-29 2012-02-27 4 FIO FUSION-IO, INC.
Common Stock
J - Other -1,000,000 16,538,379 -5.70
2012-02-28 2012-02-24 4 INWK INNERWORKINGS INC
Common Stock
S - Sale -334,457 6,484,550 -4.90 11.40 -3,812,810 73,923,870
2012-02-27 2012-02-24 4 FIO FUSION-IO, INC.
Common Stock
J - Other 10,000 30,000 50.00
2012-02-27 2012-02-24 4 FIO FUSION-IO, INC.
Common Stock
J - Other -1,000,000 17,538,379 -5.39
2012-02-27 2012-02-23 4 FIO FUSION-IO, INC.
Common Stock
J - Other 10,000 20,000 100.00
2012-02-27 2012-02-23 4 FIO FUSION-IO, INC.
Common Stock
J - Other -1,000,000 18,538,379 -5.12
2012-02-24 2012-02-23 4 INWK INNERWORKINGS INC
Common Stock
S - Sale -54,849 6,819,007 -0.80 11.75 -644,344 80,106,967
2012-02-24 2012-02-22 4 INWK INNERWORKINGS INC
Common Stock
S - Sale -2,213 0 -100.00 11.60 -25,671
2012-02-24 2012-02-22 4 INWK INNERWORKINGS INC
Common Stock
S - Sale -253,211 6,873,856 -3.55 11.68 -2,957,808 80,294,887
2012-02-23 2012-02-21 4 FIO FUSION-IO, INC.
Common Stock
J - Other 10,000 10,000
2012-02-23 2012-02-21 4 FIO FUSION-IO, INC.
Common Stock
J - Other -1,000,000 19,538,379 -4.87
2012-02-15 2012-02-13 4 INHX INHIBITEX, INC.
Common Stock Warrant (Right to Buy)
U - Other -791,015 0 -100.00
2012-02-15 2012-02-13 4 INHX INHIBITEX, INC.
Common Stock Warrant (Right to Buy)
U - Other -263,671 0 -100.00
2012-02-15 2012-02-13 4 INHX INHIBITEX, INC.
Common Stock
U - Other -746,596 0 -100.00 26.00 -19,411,496
2012-02-15 2012-02-13 4 INHX INHIBITEX, INC.
Common Stock
J - Other 746,596 746,596
2012-02-15 2012-02-13 4 INHX INHIBITEX, INC.
Common Stock
U - Other -248,864 0 -100.00 26.00 -6,470,464
2012-02-15 2012-02-13 4 INHX INHIBITEX, INC.
Common Stock
J - Other 248,864 248,864
2012-02-15 2012-02-13 4 INHX INHIBITEX, INC.
Common Stock
U - Other -6,898,294 0 -100.00 26.00 -179,355,644
2012-02-15 2012-02-13 4 INHX INHIBITEX, INC.
Common Stock
U - Other -1,941,407 0 -100.00 26.00 -50,476,582
2012-02-14 2012-02-14 4 FIO FUSION-IO, INC.
Common Stock
S - Sale -4,462 0 -100.00 22.84 -101,908
2012-02-14 2012-02-10 4 FIO FUSION-IO, INC.
Common Stock
J - Other 2,234 4,462 100.27
2012-02-14 2012-02-10 4 FIO FUSION-IO, INC.
Common Stock
J - Other 533 2,141 33.15
2012-02-14 2012-02-10 4 FIO FUSION-IO, INC.
Common Stock
J - Other -10,000 0 -100.00
2012-02-14 2012-02-10 4 FIO FUSION-IO, INC.
Common Stock
J - Other 10,000 10,000
2012-02-14 2012-02-10 4 FIO FUSION-IO, INC.
Common Stock
J - Other -1,000,000 20,538,379 -4.64
2012-02-09 2012-02-07 4 FIO FUSION-IO, INC.
Common Stock
J - Other 2,228 2,228
2012-02-09 2012-02-07 4 FIO FUSION-IO, INC.
Common Stock
J - Other 533 1,608 49.58
2012-02-09 2012-02-07 4 FIO FUSION-IO, INC.
Common Stock
J - Other -10,000 0 -100.00
2012-02-09 2012-02-07 4 FIO FUSION-IO, INC.
Common Stock
J - Other 10,000 10,000
2012-02-09 2012-02-07 4 FIO FUSION-IO, INC.
Common Stock
J - Other -1,000,000 21,538,379 -4.44
2012-02-06 2012-02-06 4 FIO FUSION-IO, INC.
Common Stock
S - Sale -23,083 64,634 -26.32 23.05 -532,063 1,489,814
2012-02-06 2012-02-03 4 FIO FUSION-IO, INC.
Common Stock
S - Sale -4,354 0 -100.00 22.63 -98,517
2012-02-06 2012-02-02 4 FIO FUSION-IO, INC.
Common Stock
J - Other 4,354 4,354
2012-02-06 2012-02-02 4 FIO FUSION-IO, INC.
Common Stock
J - Other 1,075 1,075
2012-02-06 2012-02-02 4 FIO FUSION-IO, INC.
Common Stock
J - Other -20,000 0 -100.00
2012-02-06 2012-02-02 4 FIO FUSION-IO, INC.
Common Stock
J - Other 10,000 20,000 100.00
2012-02-06 2012-02-02 4 FIO FUSION-IO, INC.
Common Stock
J - Other -1,000,000 22,538,379 -4.25
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券(例如股票期权)
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券(例如期权)
V
内部人士通过Form 4自愿报告的一笔交易
J
其他(附有交易描述的脚注)