介绍

本页面提供了有关 Denise C Johnson 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言,基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是,他们必须通过Form 4向美国证券交易委员会(SEC)报告所有交易。尽管存在这些限制,学术研究表明,整体而言,内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易,排除了作为10b5-1交易计划的一部分的交易。然后,对每笔交易在3、6和12个月的表现进行平均,以生成该笔交易最终的表现指标。然后,将所有交易的表现指标进行平均,计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A",则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易,或者他们进行的交易距离现在时间太近,无法计算出可靠的表现指标。

更新频率:每日

查看收益最高的的内幕交易者列表。

报告内部持仓的公司

美国证券交易委员会(SEC)文件显示Denise C Johnson已报告在以下公司拥有持仓或进行了交易:

证券 职位 最新报告的持仓
US:CAT / Caterpillar Inc. Group President 43,723
US:MOS / The Mosaic Company Director 20,296
如何解读这些图表

以下图表显示了在Denise C Johnson进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如,如果一笔内部人士交易是在2019年1月1日进行的,该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元,则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%,而从10美元跌至5美元的价格变化将为-50%。

最终,我们将评估内部人士的交易与股价的超额回报(正向或负向)之间的相关性,以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为,我们预期看到(a)买入后的正回报,或者(b)卖出后的负回报。对于情况(a),买入图表将显示一系列向上倾斜的曲线,表示每次买入后都有正回报。对于情况(b),卖出图表将显示一系列向下倾斜的曲线,表示每次卖出后都有负回报。

然而,仅凭这一点还不足以得出结论。例如,如果公司的股价在多年内呈现非周期性上升,我们会预期所有买入后的图表都呈现向上倾斜。同样地,多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下,“买入”图表显示正向信号,而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易,以获得财务优势。

内幕交易历史

该表格显示了由 Denise C Johnson 进行的所有内幕交易的完整列表,这些交易已向美国证券交易委员会(SEC)披露。

备案日期 交易日期 表格 股票代码 证券 代码 10b5-1 股数 剩余股数 %
变化
每股
股价
交易
金额
剩余
金额
2025-03-05 2025-03-04 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -343 43,723 -0.78 325.30 -111,578 14,223,092
2025-03-05 2025-03-03 4 CAT CATERPILLAR INC
Common Stock
A - Award 2,692 44,066 6.51
2025-02-13 2025-02-11 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -3,742 41,342 -8.30 362.70 -1,357,223 14,994,743
2025-02-13 2025-02-11 4 CAT CATERPILLAR INC
Common Stock
A - Award 9,901 45,084 28.14
2025-01-14 2025-01-12 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -452 35,183 -1.27 357.50 -161,590 12,577,922
2024-03-06 2024-03-04 4 CAT CATERPILLAR INC
Common Stock
A - Award 2,731 35,525 8.33
2024-02-15 2024-02-13 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -4,369 32,766 -11.77 313.40 -1,369,245 10,268,864
2024-02-15 2024-02-13 4 CAT CATERPILLAR INC
Common Stock
A - Award 12,280 37,135 49.41
2024-01-16 2024-01-12 4 CAT CATERPILLAR INC
Common Stock
A - Award 6,887 24,855 38.33
2023-08-04 2023-08-03 4 CAT CATERPILLAR INC
Common Stock
S - Sale -714 17,968 -3.82
2023-08-04 2023-08-03 4 CAT CATERPILLAR INC
Common Stock
S - Sale -4,112 18,682 -18.04
2023-08-04 2023-08-03 4 CAT CATERPILLAR INC
Common Stock
S - Sale -2,300 22,794 -9.17
2023-08-04 2023-08-03 4 CAT CATERPILLAR INC
Common Stock
S - Sale -16,610 25,094 -39.83
2023-08-04 2023-08-03 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 23,736 41,704 132.10 127.60 3,028,714 5,321,430
2023-08-04 2023-08-03 4 CAT CATERPILLAR INC
Common Stock
S - Sale -10,120 17,968 -36.03
2023-08-04 2023-08-03 4 CAT CATERPILLAR INC
Common Stock
S - Sale -7,892 28,088 -21.93
2023-08-04 2023-08-03 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 18,012 35,980 100.24 138.35 2,491,960 4,977,833
2023-05-26 2023-05-25 4 MOS MOSAIC CO
Common Stock
M - Exercise 2,575 20,296 14.53
2023-05-23 2023-05-21 4 MOS MOSAIC CO
Common Stock
M - Exercise 13,420 17,721 312.02
2023-02-08 2023-02-07 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -6,083 17,968 -25.29 248.68 -1,512,720 4,468,282
2023-02-08 2023-02-07 4 CAT CATERPILLAR INC
Common Stock
A - Award 15,446 24,051 179.50
2022-12-28 2022-12-27 4 CAT CATERPILLAR INC
Common Stock
S - Sale -23,737 8,605 -73.39 240.14 -5,700,203 2,066,405
2022-12-28 2022-12-27 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 23,737 32,342 275.85 127.60 3,028,841 4,126,839
2022-05-27 2022-05-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 32 24,399 0.13 212.99 6,816 5,196,743
2022-05-25 2022-05-23 4 MOS MOSAIC CO
Restricted Stock Units
M - Exercise -7,169 0 -100.00
2022-05-25 2022-05-23 4 MOS MOSAIC CO
Common Stock
M - Exercise 4,301 4,301
2022-05-23 2022-05-19 4 MOS MOSAIC CO
Restricted Stock Units
A - Award 2,575 2,575
2022-05-18 2022-05-16 4 MOS MOSAIC CO
Common Stock
S - Sale -24,427 0 -100.00 65.00 -1,587,755
2022-03-15 2022-03-14 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 987 24,583 4.18 215.44 212,639 5,296,162
2022-03-15 2022-03-11 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 129 23,335 0.56 214.83 27,713 5,013,058
2022-03-08 2022-03-07 4 CAT CATERPILLAR INC
Employee Stock Options
A - Award 35,788 35,788
2022-02-10 2022-02-08 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -5,359 8,605 -38.38 200.77 -1,075,926 1,727,626
2022-02-10 2022-02-08 4 CAT CATERPILLAR INC
Common Stock
A - Award 13,964 13,964
2021-12-27 2021-12-23 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 41 22,949 0.18 206.20 8,454 4,732,084
2021-11-29 2021-11-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 43 24,337 0.18 198.73 8,545 4,836,492
2021-10-27 2021-10-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 43 23,620 0.18 199.64 8,585 4,715,497
2021-09-27 2021-09-24 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 43 23,135 0.19 196.82 8,463 4,553,431
2021-08-27 2021-08-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 40 23,472 0.17 211.24 8,450 4,958,225
2021-07-27 2021-07-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 41 22,890 0.18 211.03 8,652 4,830,477
2021-06-28 2021-06-25 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 40 23,197 0.17 216.31 8,652 5,017,743
2021-05-28 2021-05-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 29 22,758 0.13 237.71 6,894 5,409,804
2021-05-24 2021-05-20 4 MOS MOSAIC CO
Restricted Stock Units
A - Award 4,435 4,435
2021-05-12 2021-05-10 4 MOS MOSAIC CO
Restricted Stock Units
M - Exercise -5,497 0 -100.00
2021-05-12 2021-05-10 4 MOS MOSAIC CO
Common Stock
M - Exercise 5,497 24,427 29.04
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Employee Stock Options
M - Exercise 23,737 47,473 100.00 127.60 3,028,841 6,057,555
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Employee Stock Options
M - Exercise 18,013 18,012 -1,801,300.00 138.35 2,492,099 2,491,960
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise 18,763 0 -100.00 151.12 2,835,465
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Common Stock
S - Sale -3,548 0 -100.00 220.69 -783,008
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Common Stock
S - Sale -10,707 3,548 -75.11 219.75 -2,352,863 779,673
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Common Stock
S - Sale -5,927 14,255 -29.37 218.98 -1,297,894 3,121,560
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Common Stock
S - Sale -23,737 20,182 -54.05 220.42 -5,232,110 4,448,516
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 23,737 43,919 117.61 127.60 3,028,841 5,604,064
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Common Stock
S - Sale -8,872 20,182 -30.54 219.42 -1,946,694 4,428,334
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Common Stock
S - Sale -9,141 29,054 -23.93 218.88 -2,000,782 6,359,340
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 18,013 38,195 89.25 138.35 2,492,099 5,284,278
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Common Stock
S - Sale -18,763 20,182 -48.18 219.85 -4,125,046 4,437,013
2021-03-10 2021-03-08 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 18,763 38,945 92.97 151.12 2,835,465 5,885,368
2021-03-09 2021-03-05 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 250 21,831 1.16 220.16 55,040 4,806,313
2021-03-02 2021-03-01 4 CAT CATERPILLAR INC
Employee Stock Options
A - Award 45,291 45,291
2021-02-11 2021-02-09 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -5,472 20,182 -21.33 196.78 -1,076,780 3,971,414
2021-02-11 2021-02-09 4 CAT CATERPILLAR INC
Common Stock
A - Award 14,258 25,654 125.11
2020-12-28 2020-12-23 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 46 22,040 0.21 178.42 8,207 3,932,377
2020-11-30 2020-11-25 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 47 22,518 0.21 174.63 8,208 3,932,318
2020-11-10 2020-11-09 4 CAT CATERPILLAR INC
Employee Stock Options
M - Exercise -18,013 36,025 -33.33
2020-11-10 2020-11-09 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -37,527 18,763 -66.67
2020-11-10 2020-11-09 4 CAT CATERPILLAR INC
Common Stock
S - Sale -8,894 11,396 -43.83 175.00 -1,556,450 1,994,300
2020-11-10 2020-11-09 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -46,646 20,290 -69.69 175.00 -8,163,050 3,550,750
2020-11-10 2020-11-09 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 18,013 66,936 36.82 138.35 2,492,099 9,260,596
2020-11-10 2020-11-09 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 37,527 48,923 329.30 151.12 5,671,080 7,393,244
2020-10-28 2020-10-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 50 22,929 0.22 163.20 8,160 3,742,013
2020-09-28 2020-09-25 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 56 22,068 0.25 145.91 8,171 3,219,942
2020-09-09 2020-09-08 4 CAT CATERPILLAR INC
Employee Stock Options
M - Exercise -34,496 0 -100.00
2020-09-09 2020-09-08 4 CAT CATERPILLAR INC
Common Stock
S - Sale -19,549 11,396 -63.17 146.74 -2,868,620 1,672,249
2020-09-09 2020-09-08 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -22,269 30,945 -41.85 148.18 -3,299,820 4,585,430
2020-09-09 2020-09-08 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 34,496 53,214 184.29 95.66 3,299,887 5,090,451
2020-08-27 2020-08-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 58 22,031 0.26 141.83 8,226 3,124,657
2020-08-10 2020-08-06 4 CAT CATERPILLAR INC
Common Stock
I - Other -4,855 0 -100.00 134.39 -652,463
2020-07-28 2020-07-24 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 60 21,930 0.27 137.58 8,255 3,017,129
2020-05-29 2020-05-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 58 20,934 0.28 117.41 6,810 2,457,861
2020-05-22 2020-05-21 4 MOS MOSAIC CO
Restricted Stock Units
A - Award 13,420 13,420
2020-05-19 2020-05-18 4 MOS MOSAIC CO
Restricted Stock Units
M - Exercise -6,346 0 -100.00
2020-05-19 2020-05-18 4 MOS MOSAIC CO
Common Stock
M - Exercise 6,346 18,930 50.43
2020-03-12 2020-03-11 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 3,003 22,675 15.27 100.69 302,372 2,283,146
2020-03-10 2020-03-06 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 727 18,629 4.06
2020-03-03 2020-03-02 4 CAT CATERPILLAR INC
Employee Stock Options
A - Award 71,210 71,210
2020-02-13 2020-02-11 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -6,898 18,718 -26.93 136.15 -939,163 2,548,456
2020-02-13 2020-02-11 4 CAT CATERPILLAR INC
Common Stock
A - Award 18,294 25,616 249.85
2019-12-30 2019-12-27 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 81 17,639 0.46 148.28 12,011 2,615,511
2019-11-27 2019-11-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 83 17,609 0.47 146.09 12,125 2,572,499
2019-11-06 2019-11-05 4 CAT CATERPILLAR INC
Common Stock
S - Sale -936 0 -100.00 146.74 -137,349
2019-11-06 2019-11-05 4 CAT CATERPILLAR INC
Common Stock
S - Sale -4,172 7,322 -36.30 146.67 -611,907 1,073,918
2019-11-05 2019-11-01 4 CAT CATERPILLAR INC
Common Stock
M - Exercise -68,993 34,496 -66.67 95.66 -6,599,870 3,299,887
2019-11-05 2019-11-01 4 CAT CATERPILLAR INC
Common Stock
S - Sale -34,496 11,687 -74.69 144.00 -4,967,424 1,682,928
2019-11-05 2019-11-01 4 CAT CATERPILLAR INC
Common Stock
S - Sale -34,497 46,183 -42.76 142.01 -4,898,919 6,558,448
2019-11-05 2019-11-01 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 68,993 80,680 590.34 95.66 6,599,870 7,717,849
2019-10-29 2019-10-28 4 CAT CATERPILLAR INC
Employee Stock Options
M - Exercise -14,777 0 -100.00
2019-10-29 2019-10-28 4 CAT CATERPILLAR INC
Common Stock
S - Sale -14,777 11,687 -55.84 140.00 -2,068,780 1,636,180
2019-10-29 2019-10-28 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 14,777 26,464 126.44 74.77 1,104,876 1,978,713
2019-10-29 2019-10-25 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 86 16,777 0.52 139.73 12,017 2,344,250
2019-09-30 2019-09-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 95 17,335 0.55 126.39 12,007 2,190,971
2019-08-28 2019-08-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 105 12,987 0.82 114.42 12,014 1,485,973
2019-07-29 2019-07-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 91 12,882 0.71 132.92 12,096 1,712,275
2019-06-27 2019-06-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 89 12,791 0.70 135.15 12,028 1,728,704
2019-05-29 2019-05-24 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 65 12,702 0.51 122.90 7,988 1,561,076
2019-05-28 2019-05-23 4 MOS MOSAIC CO
Restricted Stock Units
A - Award 7,169 7,169
2019-05-21 2019-05-19 4 MOS MOSAIC CO
Restricted Stock Units
M - Exercise -6,038 0 -100.00
2019-05-21 2019-05-19 4 MOS MOSAIC CO
Common Stock
M - Exercise 6,038 12,584 92.24
2019-05-03 2019-05-01 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -126 11,687 -1.07 138.79 -17,488 1,622,039
2019-04-29 2019-04-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 31 12,637 0.25 139.03 4,310 1,756,922
2019-03-28 2019-03-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 31 12,606 0.25 131.84 4,087 1,661,975
2019-03-12 2019-03-11 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 4,535 12,575 56.41 133.11 603,654 1,673,858
2019-03-12 2019-03-08 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 448 8,040 5.90
2019-03-05 2019-03-04 4 CAT CATERPILLAR INC
Employee Stock Options
A - Award 54,038 54,038
2019-02-27 2019-02-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 30 7,592 0.40 137.98 4,139 1,047,544
2019-02-14 2019-02-12 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -2,077 11,813 -14.95 131.78 -273,707 1,556,717
2019-02-14 2019-02-12 4 CAT CATERPILLAR INC
Common Stock
A - Award 7,008 13,890 101.83
2019-01-28 2019-01-25 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 30 7,562 0.40 136.86 4,106 1,034,935
2018-12-28 2018-12-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 91 7,532 1.22 124.76 11,353 939,692
2018-11-28 2018-11-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 91 7,441 1.24 124.80 11,357 928,637
2018-10-30 2018-10-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 99 7,350 1.37 115.05 11,390 845,618
2018-10-03 2018-10-02 4 CAT CATERPILLAR INC
Employee Stock Options
M - Exercise -14,777 14,777 -50.00
2018-10-03 2018-10-02 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -4,330 0 -100.00
2018-10-03 2018-10-02 4 CAT CATERPILLAR INC
Common Stock
S - Sale X -14,777 6,882 -68.23 155.00 -2,290,435 1,066,710
2018-10-03 2018-10-02 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 14,777 21,659 214.72 74.77 1,104,876 1,619,443
2018-10-03 2018-10-02 4 CAT CATERPILLAR INC
Common Stock
S - Sale X -4,330 6,882 -38.62 155.00 -671,150 1,066,710
2018-10-03 2018-10-02 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 4,330 11,212 62.92 110.09 476,690 1,234,329
2018-10-03 2018-10-01 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -15,944 0 -100.00
2018-10-03 2018-10-01 4 CAT CATERPILLAR INC
Common Stock
S - Sale X -1,500 6,882 -17.90 152.69 -229,035 1,050,813
2018-10-03 2018-10-01 4 CAT CATERPILLAR INC
Common Stock
S - Sale X -14,444 8,382 -63.28 153.25 -2,213,543 1,284,542
2018-10-03 2018-10-01 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 15,944 22,826 231.68 83.00 1,323,352 1,894,558
2018-09-28 2018-09-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 74 7,251 1.03 153.17 11,335 1,110,636
2018-08-27 2018-08-24 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 82 7,177 1.16 138.21 11,333 991,933
2018-07-30 2018-07-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 80 7,095 1.14 142.58 11,406 1,011,605
2018-06-27 2018-06-26 4 CAT CATERPILLAR INC
Common Stock
A - Award 84 7,015 1.21 135.54 11,385 950,813
2018-05-29 2018-05-25 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 40 6,931 0.58 155.85 6,234 1,080,196
2018-05-15 2018-05-14 4 MOS MOSAIC CO
Restricted Stock Units
M - Exercise -3,402 0 -100.00
2018-05-15 2018-05-14 4 MOS MOSAIC CO
Common Stock
M - Exercise 3,402 6,546 108.21
2018-05-11 2018-05-10 4 MOS MOSAIC CO
Restricted Stock Units
A - Award 5,497 5,497
2018-05-03 2018-05-01 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -126 6,882 -1.80 142.37 -17,939 979,790
2018-04-30 2018-04-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 28 6,891 0.41 146.31 4,097 1,008,222
2018-03-27 2018-03-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 26 6,863 0.38
2018-03-13 2018-03-12 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 2,293 6,837 50.46
2018-03-13 2018-03-09 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 125 4,544 2.83
2018-03-07 2018-03-05 4 CAT CATERPILLAR INC
Employee Stock Option
A - Award 56,290 56,290
2018-02-27 2018-02-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 23 4,419 0.52
2018-01-29 2018-01-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 23 4,396 0.53 167.06 3,842 734,396
2017-12-27 2017-12-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 68 4,373 1.58 156.44 10,638 684,112
2017-11-28 2017-11-24 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 78 4,305 1.85 137.39 10,716 591,464
2017-10-30 2017-10-26 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 79 4,227 1.90 136.94 10,818 578,845
2017-10-03 2017-09-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 87 4,148 2.14 124.71 10,850 517,297
2017-09-05 2017-08-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 91 4,061 2.29 117.49 10,692 477,127
2017-08-02 2017-07-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 94 3,970 2.43 113.95 10,711 452,382
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -14,778 29,554 -33.33
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -31,888 15,944 -66.67
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -25,152 0 -100.00
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -17,141 0 -100.00
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Common Stock
S - Sale -14,788 7,008 -67.85 114.02 -1,686,128 799,052
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 14,778 21,786 210.87 74.77 1,104,951 1,628,939
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Common Stock
S - Sale -31,888 7,008 -81.98 144.02 -4,592,510 1,009,292
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 31,888 38,896 455.02 83.00 2,646,704 3,228,368
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Common Stock
S - Sale -25,152 7,008 -78.21 114.02 -2,867,831 799,052
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 25,152 32,160 358.90 96.31 2,422,389 3,097,330
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Common Stock
S - Sale -17,141 7,008 -70.98 114.02 -1,954,417 799,052
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 17,141 24,149 244.59 89.75 1,538,405 2,167,373
2017-07-05 2017-06-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 100 3,876 2.65 107.46 10,746 416,515
2017-06-01 2017-05-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 37 3,776 0.99 105.43 3,901 398,104
2017-05-22 2017-05-18 4 MOS MOSAIC CO
Restricted Stock Units
A - Award 6,346 6,346
2017-05-17 2017-05-15 4 MOS MOSAIC CO
Restricted Stock Units
M - Exercise -3,144 0 -100.00
2017-05-17 2017-05-15 4 MOS MOSAIC CO
Common Stock
M - Exercise 3,144 3,919 405.68
2017-05-05 2017-05-05 4 MOS MOSAIC CO
Common Stock
P - Purchase 803 803 23.58 18,933 18,933
2017-05-03 2017-05-01 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -89 7,008 -1.25 102.20 -9,096 716,218
2017-05-01 2017-04-28 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 38 3,739 1.03 102.26 3,886 382,350
2017-04-03 2017-03-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 38 3,701 1.04 92.76 3,525 343,305
2017-03-17 2017-03-10 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 311 3,663 9.28 92.31 28,708 338,132
2017-03-14 2017-03-10 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 198 3,352 6.28 92.31 18,277 309,423
2017-03-08 2017-03-06 4 CAT CATERPILLAR INC
Employee Stock Option
A - Award 103,489 103,489
2017-03-01 2017-02-28 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 36 3,154 1.15 96.66 3,480 304,866
2017-02-01 2017-01-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 37 3,118 1.20 95.66 3,539 298,268
2017-01-04 2016-12-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 106 3,081 3.56 92.74 9,830 285,732
2016-12-01 2016-11-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 103 2,975 3.59 95.56 9,843 284,291
2016-11-01 2016-10-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 116 2,872 4.21 83.46 9,681 239,697
2016-10-04 2016-09-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 109 2,756 4.12 88.77 9,676 244,650
2016-09-06 2016-09-01 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -285 6,682 -4.09 81.29 -23,168 543,180
2016-09-02 2016-08-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 118 2,647 4.67 81.95 9,670 216,922
2016-08-02 2016-07-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 118 2,529 4.89 82.76 9,766 209,300
2016-07-01 2016-06-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 53 2,411 2.25 75.81 4,018 182,778
2016-06-17 2016-03-04 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 2,152 2,358 1,044.66 72.84 156,752 171,757
2016-06-17 2016-02-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 37 206 21.89 67.70 2,505 13,946
2016-06-17 2016-01-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 41 169 32.03 62.24 2,552 10,519
2016-06-02 2016-05-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 49 128 62.03 72.51 3,553 9,281
2016-05-20 2016-05-19 4 MOS MOSAIC CO
Restricted Stock Units
A - Award 6,038 6,038
2016-05-03 2016-04-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 46 79 139.39 77.72 3,575 6,140
2016-04-04 2016-03-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 33 33 76.54 2,526 2,526
2016-03-09 2016-03-07 4 CAT CATERPILLAR INC
Employee Stock Optionj
A - Award 44,332 44,332
2016-02-17 2016-02-12 4 CAT CATERPILLAR INC
Common Stock
P - Purchase 900 900 62.20 55,980 55,980
2016-02-17 2016-02-12 4 CAT CATERPILLAR INC
Common Stock
P - Purchase 2,600 6,967 59.54 62.20 161,720 433,347
2016-02-16 2016-02-16 4 MOS MOSAIC CO
Common Stock
P - Purchase 775 775 23.05 17,863 17,863
2016-01-28 3/A CAT CATERPILLAR INC
Common Stock
4,367
2016-01-28 3/A CAT CATERPILLAR INC
Common Stock
1,939
2016-01-27 3 CAT CATERPILLAR INC
Common Stock
10,673
2016-01-27 3 CAT CATERPILLAR INC
Common Stock
8,245
2016-01-27 3 CAT CATERPILLAR INC
Common Stock
10,673
2016-01-27 3 CAT CATERPILLAR INC
Common Stock
8,245
2015-05-15 2015-05-14 4 MOS MOSAIC CO
Restricted Stock Units
A - Award 3,402 3,402
2015-05-15 2015-05-14 4/A MOS MOSAIC CO
Restricted Stock Units
A - Award 3,402 3,402
2014-05-16 2014-05-15 4 MOS MOSAIC CO
Restricted Stock Units
A - Award 3,144 3,144
2014-05-15 3 MOS MOSAIC CO
Common Stock
0
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券(例如股票期权)
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券(例如期权)
V
内部人士通过Form 4自愿报告的一笔交易
J
其他(附有交易描述的脚注)