飞康软件公司
US ˙ OTCPK ˙ US3061372096

介绍

本页面提供了有关 Shuwen Huai 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言，基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是，他们必须通过Form 4向美国证券交易委员会（SEC）报告所有交易。尽管存在这些限制，学术研究表明，整体而言，内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易，排除了作为10b5-1交易计划的一部分的交易。然后，对每笔交易在3、6和12个月的表现进行平均，以生成该笔交易最终的表现指标。然后，将所有交易的表现指标进行平均，计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A"，则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易，或者他们进行的交易距离现在时间太近，无法计算出可靠的表现指标。

更新频率：每日

查看收益最高的的内幕交易者列表。

查看排名最高的内部人士。
报告内部持仓的公司

美国证券交易委员会（SEC）文件显示Shuwen Huai已报告在以下公司拥有持仓或进行了交易：

证券 职位 最新报告的持仓
US:FALC / FalconStor Software, Inc. 10% Owner 0
如何解读这些图表

以下图表显示了在Shuwen Huai进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如，如果一笔内部人士交易是在2019年1月1日进行的，该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元，则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%，而从10美元跌至5美元的价格变化将为-50%。

最终，我们将评估内部人士的交易与股价的超额回报（正向或负向）之间的相关性，以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为，我们预期看到（a）买入后的正回报，或者（b）卖出后的负回报。对于情况（a），买入图表将显示一系列向上倾斜的曲线，表示每次买入后都有正回报。对于情况（b），卖出图表将显示一系列向下倾斜的曲线，表示每次卖出后都有负回报。

然而，仅凭这一点还不足以得出结论。例如，如果公司的股价在多年内呈现非周期性上升，我们会预期所有买入后的图表都呈现向上倾斜。同样地，多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下，“买入”图表显示正向信号，而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易，以获得财务优势。

FALC / FalconStor Software, Inc.内部人士买入 - 短期收益分析

在这一部分，我们分析了在 FALC / FalconStor Software, Inc. 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报，以及是否值得跟踪。该分析基于每笔交易后一年的情况，结果仅为理论值。

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数		 报告
价格		 经调整
股数		 经调整
价格		 成本基础 达到最高利润的
天数		 达到最高利润时的
价格		 最高
利润($)		 最高回报率（%）
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

FALC / FalconStor Software, Inc. Insider Trades
FALC / FalconStor Software, Inc.内部人士卖出 - 短期亏损分析

在这一部分，我们分析了在 FALC / FalconStor Software, Inc. 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式，可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况，

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数		 报告
价格		 经调整
股数		 经调整
价格		 成本基础 达到最低利润的
天数		 达到最低利润时的
价格		 避免的
最高损失金额($)		 避免的
最高损失率($)
2014-12-11 FALC Huai Shuwen 600,000 1.0900 6,000 109.0000 654,000 4 1.25 -646,500 -98.85
2014-12-08 FALC Huai Shuwen 4,298,533 1.0900 42,985 109.0000 4,685,401
2014-10-29 FALC Huai Shuwen 600,000 1.0900 6,000 109.0000 654,000
2014-05-14 FALC Huai Shuwen 5 1.4500 0 145.0000 7
2014-04-29 FALC Huai Shuwen 20,000 1.6010 200 160.1000 32,020
2014-04-25 FALC Huai Shuwen 10,000 1.5900 100 159.0000 15,900
2014-04-17 FALC Huai Shuwen 2,000 1.5100 20 151.0000 3,020
2014-04-17 FALC Huai Shuwen 10,000 1.5000 100 150.0000 15,000
2014-04-16 FALC Huai Shuwen 5,000 1.5100 50 151.0000 7,550
2014-04-16 FALC Huai Shuwen 10,000 1.5100 100 151.0000 15,100
2014-04-16 FALC Huai Shuwen 10,000 1.5100 100 151.0000 15,100
2014-04-16 FALC Huai Shuwen 190 1.5100 2 151.0000 287
2014-04-16 FALC Huai Shuwen 2,000 1.5000 20 150.0000 3,000
2014-04-16 FALC Huai Shuwen 5,000 1.5000 50 150.0000 7,500
2014-04-16 FALC Huai Shuwen 5,000 1.5000 50 150.0000 7,500
2014-04-16 FALC Huai Shuwen 5,000 1.5000 50 150.0000 7,500
2014-04-16 FALC Huai Shuwen 5,000 1.5000 50 150.0000 7,500
2014-04-16 FALC Huai Shuwen 8,458 1.5000 85 150.0000 12,687
2014-04-15 FALC Huai Shuwen 2,000 1.5000 20 150.0000 3,000
2014-04-15 FALC Huai Shuwen 2,000 1.5000 20 150.0000 3,000
2014-04-15 FALC Huai Shuwen 3,299 1.4900 33 149.0000 4,916
2014-04-14 FALC Huai Shuwen 2,000 1.5100 20 151.0000 3,020
2014-04-14 FALC Huai Shuwen 2,000 1.5100 20 151.0000 3,020
2014-04-14 FALC Huai Shuwen 3,467 1.5000 35 150.0000 5,200
2014-04-14 FALC Huai Shuwen 1,216 1.4900 12 149.0000 1,812
2014-04-09 FALC Huai Shuwen 58 1.5400 1 154.0000 89
2014-04-09 FALC Huai Shuwen 3,000 1.5300 30 153.0000 4,590
2014-04-09 FALC Huai Shuwen 90 1.5300 1 153.0000 138
2014-04-09 FALC Huai Shuwen 2,000 1.5300 20 153.0000 3,060
2014-04-09 FALC Huai Shuwen 9,367 1.5200 94 152.0000 14,238
2014-04-09 FALC Huai Shuwen 5,000 1.5100 50 151.0000 7,550
2014-04-09 FALC Huai Shuwen 5,000 1.5100 50 151.0000 7,550
2014-04-09 FALC Huai Shuwen 5,000 1.5100 50 151.0000 7,550
2014-04-09 FALC Huai Shuwen 6,303 1.5100 63 151.0000 9,518
2014-04-09 FALC Huai Shuwen 20,000 1.5000 200 150.0000 30,000
2014-04-09 FALC Huai Shuwen 5,982 1.5000 60 150.0000 8,973
2014-04-08 FALC Huai Shuwen 1,000 1.5400 10 154.0000 1,540
2014-04-08 FALC Huai Shuwen 100 1.5400 1 154.0000 154
2014-04-08 FALC Huai Shuwen 1,000 1.5400 10 154.0000 1,540
2014-04-08 FALC Huai Shuwen 1,000 1.5400 10 154.0000 1,540
2014-04-08 FALC Huai Shuwen 3,000 1.5400 30 154.0000 4,620
2014-04-08 FALC Huai Shuwen 4,000 1.5400 40 154.0000 6,160
2014-04-08 FALC Huai Shuwen 5,000 1.5600 50 156.0000 7,800
2014-04-08 FALC Huai Shuwen 5,000 1.5300 50 153.0000 7,650
2014-04-08 FALC Huai Shuwen 10,000 1.5300 100 153.0000 15,300
2014-04-08 FALC Huai Shuwen 5,000 1.5300 50 153.0000 7,650
2014-04-08 FALC Huai Shuwen 5,000 1.5300 50 153.0000 7,650
2014-04-08 FALC Huai Shuwen 8,663 1.5300 87 153.0000 13,254
2014-04-08 FALC Huai Shuwen 17,535 1.5200 175 152.0000 26,653
2014-04-04 FALC Huai Shuwen 1,000 1.6000 10 160.0000 1,600
2014-04-04 FALC Huai Shuwen 5,000 1.6000 50 160.0000 8,000
2014-04-04 FALC Huai Shuwen 5,000 1.6000 50 160.0000 8,000
2014-04-04 FALC Huai Shuwen 5,000 1.6000 50 160.0000 8,000
2014-04-04 FALC Huai Shuwen 886 1.6000 9 160.0000 1,418
2014-04-03 FALC Huai Shuwen 1,000 1.6010 10 160.1000 1,601
2014-04-03 FALC Huai Shuwen 1,000 1.6000 10 160.0000 1,600
2014-04-03 FALC Huai Shuwen 1,000 1.6000 10 160.0000 1,600
2014-04-03 FALC Huai Shuwen 3,900 1.6000 39 160.0000 6,240
2014-04-03 FALC Huai Shuwen 4,783 1.5900 48 159.0000 7,605
2014-04-02 FALC Huai Shuwen 100 1.6200 1 162.0000 162
2014-04-02 FALC Huai Shuwen 3,379 1.6100 34 161.0000 5,440
2014-04-02 FALC Huai Shuwen 1,521 1.6000 15 160.0000 2,434
2014-04-02 FALC Huai Shuwen 4,793 1.6000 48 160.0000 7,669
2014-03-21 FALC Huai Shuwen 1,000 1.6100 10 161.0000 1,610
2014-03-21 FALC Huai Shuwen 10,000 1.5900 100 159.0000 15,900
2014-03-21 FALC Huai Shuwen 10,000 1.5900 100 159.0000 15,900
2014-03-21 FALC Huai Shuwen 15,351 1.5900 154 159.0000 24,408
2014-03-20 FALC Huai Shuwen 4,200 1.6200 42 162.0000 6,804
2014-03-20 FALC Huai Shuwen 5,000 1.6100 50 161.0000 8,050
2014-03-20 FALC Huai Shuwen 700 1.6100 7 161.0000 1,127
2014-03-20 FALC Huai Shuwen 700 1.6100 7 161.0000 1,127
2014-03-20 FALC Huai Shuwen 9,530 1.6000 95 160.0000 15,248
2014-03-20 FALC Huai Shuwen 7,000 1.5900 70 159.0000 11,130
2014-03-20 FALC Huai Shuwen 10,000 1.5900 100 159.0000 15,900
2014-03-20 FALC Huai Shuwen 10,000 1.5900 100 159.0000 15,900
2013-11-06 FALC Huai Shuwen 28,744 1.6530 287 165.3000 47,514
2013-11-05 FALC Huai Shuwen 10,000 1.6620 100 166.2000 16,620
2013-11-05 FALC Huai Shuwen 10,000 1.4680 100 146.8000 14,680
2013-11-04 FALC Huai Shuwen 18,002 1.5170 180 151.7000 27,309
2013-11-01 FALC Huai Shuwen 23,101 1.5370 231 153.7000 35,506
2013-10-31 FALC Huai Shuwen 20,000 1.4520 200 145.2000 29,040
2013-10-24 FALC Huai Shuwen 10,000 1.3220 100 132.2000 13,220
2013-10-23 FALC Huai Shuwen 10,000 1.3200 100 132.0000 13,200
2013-10-21 FALC Huai Shuwen 10,000 1.3670 100 136.7000 13,670
2013-10-18 FALC Huai Shuwen 3,400 1.3800 34 138.0000 4,692
2013-10-17 FALC Huai Shuwen 10,000 1.3650 100 136.5000 13,650
2013-10-10 FALC Huai Shuwen 10,059 1.3700 101 137.0000 13,781
2013-09-26 FALC Huai Shuwen 10,000 1.4080 100 140.8000 14,080
2013-09-16 FALC Huai Shuwen 8,694 1.2510 87 125.1000 10,876
2013-09-16 FALC Huai Shuwen 18,000 1.1400 180 114.0000 20,520
2013-08-27 FALC Huai Shuwen 29,360 1.0000 294 100.0000 29,360
2013-08-26 FALC Huai Shuwen 22,812 1.0210 228 102.1000 23,291
2013-08-21 FALC Huai Shuwen 141,755 1.0120 1,418 101.2000 143,456
2013-08-20 FALC Huai Shuwen 6,073 1.0000 61 100.0000 6,073

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

FALC / FalconStor Software, Inc. Insider Trades
内幕交易历史

该表格显示了由 Shuwen Huai 进行的所有内幕交易的完整列表，这些交易已向美国证券交易委员会（SEC）披露。

备案日期 交易日期 表格 股票代码 证券 代码 10b5-1 股数 剩余股数 %
变化		 每股
股价		 交易
金额		 剩余
金额
2014-12-12 2014-12-11 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -600,000 0 -100.00 1.09 -654,000
2014-12-12 2014-12-08 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -4,298,533 600,000 -87.75 1.09 -4,685,401 654,000
2014-10-31 2014-10-29 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -600,000 4,898,533 -10.91 1.09 -654,000 5,339,401
2014-08-06 2014-03-21 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -10,000 8,926,120 -0.11 1.59 -15,900 14,192,531
2014-08-06 2014-03-21 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -10,000 8,926,120 -0.11 1.59 -15,900 14,192,531
2014-08-06 2014-03-21 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -1,000 8,946,120 -0.01 1.61 -1,610 14,403,253
2014-08-06 2014-03-20 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -10,000 8,947,120 -0.11 1.59 -15,900 14,225,921
2014-08-06 2014-03-20 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -10,000 8,947,120 -0.11 1.59 -15,900 14,225,921
2014-08-06 2014-03-20 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -7,000 8,967,120 -0.08 1.59 -11,130 14,257,721
2014-08-06 2014-03-20 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -9,530 8,974,120 -0.11 1.60 -15,248 14,358,592
2014-08-06 2014-03-20 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -700 8,983,650 -0.01 1.61 -1,127 14,463,676
2014-08-06 2014-03-20 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -700 8,983,650 -0.01 1.61 -1,127 14,463,676
2014-08-06 2014-03-20 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -5,000 8,984,350 -0.06 1.61 -8,050 14,464,804
2014-08-06 2014-03-20 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -4,200 8,989,350 -0.05 1.62 -6,804 14,562,747
2014-08-06 2013-11-06 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -28,744 8,993,550 -0.32 1.65 -47,514 14,866,338
2014-08-06 2013-11-05 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -10,000 9,022,294 -0.11 1.47 -14,680 13,244,728
2014-08-06 2013-11-05 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -10,000 9,032,294 -0.11 1.66 -16,620 15,011,673
2014-08-06 2013-11-04 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -18,002 9,042,294 -0.20 1.52 -27,309 13,717,160
2014-08-06 2013-11-01 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -23,101 9,060,296 -0.25 1.54 -35,506 13,925,675
2014-08-06 2013-10-31 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -20,000 9,083,397 -0.22 1.45 -29,040 13,189,092
2014-08-06 2013-10-24 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -10,000 9,103,397 -0.11 1.32 -13,220 12,034,691
2014-08-06 2013-10-23 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -10,000 9,113,397 -0.11 1.32 -13,200 12,029,684
2014-08-06 2013-10-21 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -10,000 9,123,397 -0.11 1.37 -13,670 12,471,684
2014-08-06 2013-10-18 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -3,400 9,133,397 -0.04 1.38 -4,692 12,604,088
2014-08-06 2013-10-17 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -10,000 9,136,797 -0.11 1.36 -13,650 12,471,728
2014-08-06 2013-10-10 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -10,059 9,146,797 -0.11 1.37 -13,781 12,531,112
2014-08-06 2013-09-26 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -10,000 9,156,856 -0.11 1.41 -14,080 12,892,853
2014-08-06 2013-09-16 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -18,000 9,166,856 -0.20 1.14 -20,520 10,450,216
2014-08-06 2013-09-16 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -8,694 9,184,856 -0.09 1.25 -10,876 11,490,255
2014-08-06 2013-08-27 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -29,360 9,193,550 -0.32 1.00 -29,360 9,193,550
2014-08-06 2013-08-26 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -22,812 9,222,910 -0.25 1.02 -23,291 9,416,591
2014-08-06 2013-08-21 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -141,755 9,245,722 -1.51 1.01 -143,456 9,356,671
2014-08-06 2013-08-20 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -6,073 9,387,477 -0.06 1.00 -6,073 9,387,477
2014-08-06 2014-04-09 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -3,000 8,803,051 -0.03 1.53 -4,590 13,468,668
2014-08-06 2014-04-09 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -58 8,806,051 0.00 1.54 -89 13,561,319
2014-08-06 2014-04-08 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -17,535 8,806,109 -0.20 1.52 -26,653 13,385,286
2014-08-06 2014-04-08 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -8,663 8,823,644 -0.10 1.53 -13,254 13,500,175
2014-08-06 2014-04-08 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -5,000 8,832,307 -0.06 1.53 -7,650 13,513,430
2014-08-06 2014-04-08 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -5,000 8,832,307 -0.06 1.53 -7,650 13,513,430
2014-08-06 2014-04-08 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -5,000 8,837,307 -0.06 1.53 -7,650 13,521,080
2014-08-06 2014-04-08 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -10,000 8,842,307 -0.11 1.53 -15,300 13,528,730
2014-08-06 2014-04-08 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -5,000 8,857,307 -0.06 1.56 -7,800 13,817,399
2014-08-06 2014-04-08 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -4,000 8,862,307 -0.05 1.54 -6,160 13,647,953
2014-08-06 2014-04-08 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -3,000 8,866,307 -0.03 1.54 -4,620 13,654,113
2014-08-06 2014-04-08 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -1,000 8,869,307 -0.01 1.54 -1,540 13,658,733
2014-08-06 2014-04-08 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -1,000 8,869,307 -0.01 1.54 -1,540 13,658,733
2014-08-06 2014-04-08 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -1,000 8,870,307 -0.01 1.54 -1,540 13,660,273
2014-08-06 2014-04-08 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -100 8,871,307 0.00 1.54 -154 13,661,813
2014-08-06 2014-04-04 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -886 8,872,407 -0.01 1.60 -1,418 14,195,851
2014-08-06 2014-04-04 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -5,000 8,873,293 -0.06 1.60 -8,000 14,197,269
2014-08-06 2014-04-04 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -5,000 8,873,293 -0.06 1.60 -8,000 14,197,269
2014-08-06 2014-04-04 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -5,000 8,878,293 -0.06 1.60 -8,000 14,205,269
2014-08-06 2014-04-04 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -1,000 8,888,293 -0.01 1.60 -1,600 14,221,269
2014-08-06 2014-04-03 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -4,783 8,889,293 -0.05 1.59 -7,605 14,133,976
2014-08-06 2014-04-03 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -3,900 8,894,076 -0.04 1.60 -6,240 14,230,522
2014-08-06 2014-04-03 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -1,000 8,897,976 -0.01 1.60 -1,600 14,236,762
2014-08-06 2014-04-03 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -1,000 8,897,976 -0.01 1.60 -1,600 14,236,762
2014-08-06 2014-04-03 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -1,000 8,899,976 -0.01 1.60 -1,601 14,248,862
2014-08-06 2014-04-02 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -4,793 8,900,976 -0.05 1.60 -7,669 14,241,562
2014-08-06 2014-04-02 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -1,521 8,905,769 -0.02 1.60 -2,434 14,249,230
2014-08-06 2014-04-02 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -3,379 8,907,290 -0.04 1.61 -5,440 14,340,737
2014-08-06 2014-04-02 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -100 8,910,669 0.00 1.62 -162 14,435,284
2014-08-06 2014-03-21 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -15,351 8,910,769 -0.17 1.59 -24,408 14,168,123
2014-08-06 2014-06-12 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		D - Sale to Issuer -3,132,141 5,498,533 -36.29 1.68 -5,249,468 9,215,541
2014-08-06 2014-05-14 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -5 8,630,674 0.00 1.45 -7 12,514,477
2014-08-06 2014-04-29 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -20,000 8,630,679 -0.23 1.60 -32,020 13,817,717
2014-08-06 2014-04-25 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -10,000 8,650,679 -0.12 1.59 -15,900 13,754,580
2014-08-06 2014-04-17 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -10,000 8,660,679 -0.12 1.50 -15,000 12,991,018
2014-08-06 2014-04-17 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -2,000 8,670,679 -0.02 1.51 -3,020 13,092,725
2014-08-06 2014-04-16 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -8,458 8,672,679 -0.10 1.50 -12,687 13,009,018
2014-08-06 2014-04-16 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -5,000 8,681,137 -0.06 1.50 -7,500 13,021,706
2014-08-06 2014-04-16 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -5,000 8,681,137 -0.06 1.50 -7,500 13,021,706
2014-08-06 2014-04-16 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -5,000 8,686,137 -0.06 1.50 -7,500 13,029,206
2014-08-06 2014-04-16 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -5,000 8,691,137 -0.06 1.50 -7,500 13,036,706
2014-08-06 2014-04-16 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -2,000 8,701,137 -0.02 1.50 -3,000 13,051,706
2014-08-06 2014-04-16 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -190 8,703,137 0.00 1.51 -287 13,141,737
2014-08-06 2014-04-16 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -10,000 8,703,327 -0.11 1.51 -15,100 13,142,024
2014-08-06 2014-04-16 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -10,000 8,703,327 -0.11 1.51 -15,100 13,142,024
2014-08-06 2014-04-16 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -5,000 8,723,327 -0.06 1.51 -7,550 13,172,224
2014-08-06 2014-04-15 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -3,299 8,728,327 -0.04 1.49 -4,916 13,005,207
2014-08-06 2014-04-15 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -2,000 8,731,626 -0.02 1.50 -3,000 13,097,439
2014-08-06 2014-04-15 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -2,000 8,731,626 -0.02 1.50 -3,000 13,097,439
2014-08-06 2014-04-14 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -1,216 8,735,626 -0.01 1.49 -1,812 13,016,083
2014-08-06 2014-04-14 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -3,467 8,736,842 -0.04 1.50 -5,200 13,105,263
2014-08-06 2014-04-14 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -2,000 8,740,309 -0.02 1.51 -3,020 13,197,867
2014-08-06 2014-04-14 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -2,000 8,740,309 -0.02 1.51 -3,020 13,197,867
2014-08-06 2014-04-09 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -5,982 8,744,309 -0.07 1.50 -8,973 13,116,464
2014-08-06 2014-04-09 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -20,000 8,750,291 -0.23 1.50 -30,000 13,125,436
2014-08-06 2014-04-09 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -6,303 8,770,291 -0.07 1.51 -9,518 13,243,139
2014-08-06 2014-04-09 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -5,000 8,776,594 -0.06 1.51 -7,550 13,252,657
2014-08-06 2014-04-09 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -5,000 8,776,594 -0.06 1.51 -7,550 13,252,657
2014-08-06 2014-04-09 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -5,000 8,781,594 -0.06 1.51 -7,550 13,260,207
2014-08-06 2014-04-09 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -9,367 8,791,594 -0.11 1.52 -14,238 13,363,223
2014-08-06 2014-04-09 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -2,000 8,800,961 -0.02 1.53 -3,060 13,465,470
2014-08-06 2014-04-09 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -90 8,802,961 0.00 1.53 -138 13,468,530
2014-08-05 3 FALC FALCONSTOR SOFTWARE INC
Common Stock 		18,787,100
2014-08-05 3 FALC FALCONSTOR SOFTWARE INC
Common Stock 		18,787,100
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券（例如股票期权）
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券（例如期权）
V
内部人士通过Form 4自愿报告的一笔交易
J
其他（附有交易描述的脚注）