Arch Capital Group Ltd. - 优先股
US ˙ NasdaqGS ˙ US03939A1079

介绍

本页面提供了有关 Daniel Joseph Houston 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言,基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是,他们必须通过Form 4向美国证券交易委员会(SEC)报告所有交易。尽管存在这些限制,学术研究表明,整体而言,内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易,排除了作为10b5-1交易计划的一部分的交易。然后,对每笔交易在3、6和12个月的表现进行平均,以生成该笔交易最终的表现指标。然后,将所有交易的表现指标进行平均,计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A",则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易,或者他们进行的交易距离现在时间太近,无法计算出可靠的表现指标。

更新频率:每日

查看收益最高的的内幕交易者列表。

报告内部持仓的公司

美国证券交易委员会(SEC)文件显示Daniel Joseph Houston已报告在以下公司拥有持仓或进行了交易:

证券 职位 最新报告的持仓
US:ADT / ADT Inc. Director 37,980
US:PFG / Principal Financial Group, Inc. Executive Chairman, Director 271,613
US:ACGL / Arch Capital Group Ltd. Director 4,615
如何解读这些图表

以下图表显示了在Daniel Joseph Houston进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如,如果一笔内部人士交易是在2019年1月1日进行的,该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元,则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%,而从10美元跌至5美元的价格变化将为-50%。

最终,我们将评估内部人士的交易与股价的超额回报(正向或负向)之间的相关性,以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为,我们预期看到(a)买入后的正回报,或者(b)卖出后的负回报。对于情况(a),买入图表将显示一系列向上倾斜的曲线,表示每次买入后都有正回报。对于情况(b),卖出图表将显示一系列向下倾斜的曲线,表示每次卖出后都有负回报。

然而,仅凭这一点还不足以得出结论。例如,如果公司的股价在多年内呈现非周期性上升,我们会预期所有买入后的图表都呈现向上倾斜。同样地,多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下,“买入”图表显示正向信号,而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易,以获得财务优势。

ACGLO / Arch Capital Group Ltd. - Preferred Stock内部人士买入 - 短期收益分析

在这一部分,我们分析了在 ACGLO / Arch Capital Group Ltd. - Preferred Stock 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

ACGLO / Arch Capital Group Ltd. - Preferred Stock Insider Trades
ACGLO / Arch Capital Group Ltd. - Preferred Stock内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 ACGLO / Arch Capital Group Ltd. - Preferred Stock 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

ACGLO / Arch Capital Group Ltd. - Preferred Stock Insider Trades
ADT / ADT Inc.内部人士买入 - 短期收益分析

在这一部分,我们分析了在 ACGLO / Arch Capital Group Ltd. - Preferred Stock 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

ADT / ADT Inc. Insider Trades
ADT / ADT Inc.内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 ACGLO / Arch Capital Group Ltd. - Preferred Stock 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

ADT / ADT Inc. Insider Trades
内幕交易历史

该表格显示了由 Daniel Joseph Houston 进行的所有内幕交易的完整列表,这些交易已向美国证券交易委员会(SEC)披露。

备案日期 交易日期 表格 股票代码 证券 代码 10b5-1 股数 剩余股数 %
变化
每股
股价
交易
金额
剩余
金额
2025-07-10 2025-07-08 4 ADT ADT Inc.
Common Stock
A - Award 247 37,980 0.65
2025-07-01 2025-06-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 859 271,613 0.32
2025-05-23 2025-05-21 4 ADT ADT Inc.
Common Stock
A - Award 17,730 37,733 88.64
2025-05-09 2025-05-07 4 ACGL ARCH CAPITAL GROUP LTD.
Common Shares, $.0011 par value per share
A - Award 1,348 4,615 41.26
2025-05-09 2025-05-07 4 ACGL ARCH CAPITAL GROUP LTD.
Common Shares, $.0011 par value per share
A - Award 1,564 3,267 91.84
2025-04-11 2025-04-10 4 ADT ADT Inc.
Common Stock
A - Award 135 20,003 0.68
2025-04-01 2025-03-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 1,479 270,449 0.55
2025-03-04 2025-03-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
F - Taxes -16,148 268,965 -5.66 89.04 -1,437,818 23,948,644
2025-02-26 2025-02-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 52,454 285,113 22.55
2025-02-26 2025-02-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 49,818 232,659 27.25
2025-01-13 2025-01-09 4 ADT ADT Inc.
Restricted Stock Units
A - Award 155 19,868 0.79
2024-12-20 2024-12-18 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 1,093 182,841 0.60
2024-10-08 2024-10-04 4 ADT ADT Inc.
Restricted Stock Units
A - Award 149 19,713 0.76
2024-10-01 2024-09-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 931 181,742 0.51
2024-08-29 2024-08-27 4 ACGL ARCH CAPITAL GROUP LTD.
Common Shares, $.0011 par value per share
A - Award 785 1,703 85.51
2024-08-29 2024-08-27 4 ACGL ARCH CAPITAL GROUP LTD.
Common Shares, $.0011 par value per share
A - Award 918 918
2024-07-01 2024-06-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 985 180,807 0.55
2024-06-17 2024-06-14 4 ADT ADT Inc.
Restricted Stock Units
A - Award 19,564 19,564 7.29 142,622 142,622
2024-06-04 2024-06-03 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
G - Gift -30,675 179,527 -14.59
2024-04-01 2024-03-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 1,278 210,202 0.61
2024-02-28 2024-02-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 50,289 208,867 31.71
2024-02-28 2024-02-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 38,104 158,578 31.63
2023-12-22 2023-12-20 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 605 120,474 0.50
2023-11-22 2023-11-21 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
G - Gift -34,523 119,809 -22.37
2023-10-03 2023-09-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 632 154,332 0.41
2023-08-08 2023-08-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
G - Gift -592 153,637 -0.38
2023-07-05 2023-06-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 586 154,229 0.38
2023-07-05 2023-05-22 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
W - Other 592 153,287 0.39
2023-04-04 2023-03-31 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 960 190,192 0.51
2023-03-01 2023-02-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 42,218 189,175 28.73
2023-03-01 2023-02-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 31,969 146,957 27.80
2022-12-21 2022-12-19 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 278 114,988 0.24
2022-12-13 2022-12-09 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
D - Sale to Issuer X -58,290 114,661 -33.70 89.21 -5,200,051 10,228,908
2022-12-13 2022-12-09 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
D - Sale to Issuer X -211,580 172,951 -55.02 88.44 -18,712,135 15,295,786
2022-12-13 2022-12-09 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 267,980 384,531 229.93 51.73 13,862,605 19,891,789
2022-12-13 2022-12-09 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 1,890 116,551 1.65 53.09 100,340 6,187,693
2022-12-12 2022-12-08 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
D - Sale to Issuer X -1,102 114,661 -0.95 90.85 -100,117 10,416,952
2022-12-12 2022-12-08 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
D - Sale to Issuer X -191,813 115,763 -62.36 90.21 -17,303,451 10,442,980
2022-12-12 2022-12-08 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
D - Sale to Issuer X -153,945 307,576 -33.36 89.15 -13,724,197 27,420,400
2022-12-12 2022-12-08 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 346,860 461,521 302.51 53.09 18,414,797 24,502,150
2022-10-06 2022-10-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
D - Sale to Issuer X -93,539 114,661 -44.93 78.06 -7,301,654 8,950,438
2022-10-06 2022-10-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 93,539 208,200 81.58 37.38 3,496,488 7,782,516
2022-10-06 2022-10-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
D - Sale to Issuer X -61,512 114,661 -34.92 78.75 -4,844,070 9,029,554
2022-10-06 2022-10-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
D - Sale to Issuer X -121,805 176,173 -40.88 78.06 -9,508,098 13,752,064
2022-10-06 2022-10-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
D - Sale to Issuer X -17,819 297,978 -5.64 77.05 -1,372,954 22,959,205
2022-10-06 2022-10-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 130,926 315,797 70.82 37.38 4,894,014 11,804,492
2022-10-06 2022-10-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 70,210 184,871 61.23 51.33 3,603,879 9,489,428
2022-10-04 2022-09-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 322 114,661 0.28
2022-08-15 2022-08-12 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
D - Sale to Issuer X -135,877 114,284 -54.32 78.44 -10,658,192 8,964,437
2022-08-15 2022-08-12 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 119,203 250,161 91.02 62.78 7,483,564 15,705,108
2022-08-15 2022-08-12 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 16,674 130,958 14.59 44.88 748,329 5,877,395
2022-08-15 2022-08-11 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
D - Sale to Issuer X -84,843 114,284 -42.61 78.09 -6,625,390 8,924,438
2022-08-15 2022-08-11 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 42,457 199,127 27.10 62.78 2,665,450 12,501,193
2022-08-15 2022-08-11 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 42,386 156,670 37.09 44.88 1,902,284 7,031,350
2022-06-28 2022-06-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 336 114,284 0.29
2022-03-29 2022-03-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 15 1,704 0.89 73.60 1,104 125,414
2022-03-29 2022-03-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award -606 113,948 -0.53
2022-03-03 2022-03-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award -35,680 112,559 -24.07
2022-03-03 2022-03-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award -33,743 76,879 -30.50
2022-02-10 2021-11-01 5 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
G - Gift -45,823 43,136 -51.51
2021-12-23 2021-12-21 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 15 1,689 0.90 70.33 1,055 118,787
2021-09-28 2021-09-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 16 1,674 0.97 64.45 1,031 107,889
2021-06-29 2021-06-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 16 1,658 0.97 64.36 1,030 106,709
2021-03-30 2021-03-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 15 1,642 0.92 60.63 909 99,554
2021-03-09 2021-03-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 271,220 271,220
2021-02-25 2021-02-23 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 17,061 88,959 23.73
2021-02-08 2020-12-29 5 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
G - Gift -125,000 71,898 -63.48
2020-12-23 2020-12-21 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 19 1,627 1.18 47.50 902 77,282
2020-09-29 2020-09-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 23 1,608 1.45 38.63 888 62,117
2020-06-30 2020-06-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 22 1,585 1.43 39.14 877 62,037
2020-03-31 2020-03-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 26 1,563 1.72 32.60 861 50,954
2020-02-26 2020-02-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 401,970 401,970
2020-02-26 2020-02-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 23,777 196,125 13.80
2019-12-31 2019-12-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 15 1,537 1.01 54.76 838 84,144
2019-12-31 2019-12-13 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
G - Gift -47,750 172,348 -21.69
2019-10-01 2019-09-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 14 1,521 0.96 57.37 826 87,277
2019-07-02 2019-06-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 14 1,507 0.93 57.92 805 87,274
2019-04-02 2019-03-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 16 1,493 1.08 50.19 798 74,929
2019-02-27 2019-02-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 348,750 348,750
2019-02-27 2019-02-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 39,438 219,367 21.92
2019-01-02 2018-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 18 1,477 1.24 43.56 788 64,338
2018-10-02 2018-09-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 13 1,459 0.91 58.59 768 85,477
2018-07-03 2018-06-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 14 1,446 0.98 52.95 747 76,555
2018-04-02 2018-03-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 12 1,432 0.84 60.91 725 87,211
2018-02-28 2018-02-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 227,275 227,275
2018-02-28 2018-02-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 16,768 179,430 10.31
2018-01-09 2018-01-08 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -19,856 0 -100.00
2018-01-09 2018-01-08 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -19,856 162,662 -10.88 72.02 -1,430,029 11,714,917
2018-01-09 2018-01-08 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 19,856 182,518 12.21 30.70 609,579 5,603,303
2018-01-08 2018-01-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -69,894 19,856 -77.88
2018-01-08 2018-01-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -69,894 162,662 -30.05 72.01 -5,033,067 11,713,291
2018-01-08 2018-01-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 69,894 232,556 42.97 30.70 2,145,746 7,139,469
2018-01-02 2017-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 10 1,420 0.69 71.39 692 101,367
2017-11-29 2017-11-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -37,080 0 -100.00
2017-11-29 2017-11-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -37,080 162,640 -18.57 70.05 -2,597,454 11,392,932
2017-11-29 2017-11-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 37,080 199,720 22.80 60.10 2,228,508 12,003,172
2017-10-20 2017-10-19 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -81,865 0 -100.00
2017-10-20 2017-10-19 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -12,103 0 -100.00
2017-10-20 2017-10-19 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -81,865 162,640 -33.48 68.04 -5,570,095 11,066,026
2017-10-20 2017-10-19 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 81,865 244,505 50.34 27.46 2,248,013 6,714,107
2017-10-20 2017-10-19 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -12,103 162,640 -6.93 68.04 -823,488 11,066,026
2017-10-20 2017-10-19 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 12,103 174,743 7.44 34.26 414,649 5,986,695
2017-10-19 2017-10-18 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -38,097 12,103 -75.89
2017-10-19 2017-10-18 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -38,097 162,640 -18.98 68.00 -2,590,596 11,059,520
2017-10-19 2017-10-18 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 38,097 200,737 23.42 34.26 1,305,203 6,877,250
2017-10-03 2017-09-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 10 1,410 0.73 64.34 656 90,732
2017-07-05 2017-06-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 10 1,400 0.72 64.07 641 89,698
2017-04-04 2017-03-31 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 10 1,390 0.71 63.11 618 87,723
2017-03-01 2017-02-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 161,660 161,660
2017-03-01 2017-02-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 16,068 162,150 11.00
2016-12-29 2016-12-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 10 1,380 0.73 58.73 587 81,059
2016-12-13 2016-12-09 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
G - Gift -3,780 146,062 -2.52
2016-12-09 2016-12-07 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -72,350 0 -100.00
2016-12-09 2016-12-07 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -72,350 149,842 -32.56 60.02 -4,342,447 8,993,517
2016-12-09 2016-12-07 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 72,350 222,192 48.28 22.21 1,606,894 4,934,884
2016-10-04 2016-09-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 11 1,370 0.79 51.51 556 70,574
2016-06-28 2016-06-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 13 1,359 0.97 39.96 523 54,318
2016-03-29 2016-03-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 13 1,346 0.98 38.90 506 52,367
2016-02-24 2016-02-22 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 224,465 224,465
2016-02-24 2016-02-22 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 24,209 149,210 19.37
2016-02-12 2015-06-12 5 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
G - Gift -9,500 125,001 -7.06
2015-12-30 2015-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 11 1,333 0.83 45.57 501 60,754
2015-09-29 2015-09-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 10 1,322 0.79 48.05 500 63,527
2015-08-14 2015-08-13 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -1,610 0 -100.00
2015-08-14 2015-08-13 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -1,610 133,984 -1.19 57.00 -91,770 7,637,088
2015-08-14 2015-08-13 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 1,610 135,594 1.20 54.20 87,262 7,349,195
2015-06-30 2015-06-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 9 1,312 0.72 52.44 493 68,791
2015-03-31 2015-03-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 9 1,302 0.71 50.49 465 65,753
2015-02-25 2015-02-23 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 70,210 70,210
2015-02-25 2015-02-23 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 24,399 133,962 22.27
2014-12-30 2014-12-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 8 1,293 0.64 53.06 435 68,612
2014-09-30 2014-09-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 8 1,285 0.63 53.40 433 68,614
2014-08-27 2014-08-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -20,575 0 -100.00
2014-08-27 2014-08-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -20,575 109,029 -15.88 54.00 -1,111,050 5,887,566
2014-08-27 2014-08-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 20,575 129,604 18.87 49.25 1,013,319 6,382,997
2014-07-16 2014-07-14 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -43,540 0 -100.00
2014-07-16 2014-07-14 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -19,230 109,029 -14.99 52.00 -999,960 5,669,508
2014-07-16 2014-07-14 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -43,540 128,259 -25.34 52.03 -2,265,386 6,673,316
2014-07-16 2014-07-14 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 43,540 171,799 33.95 11.07 481,988 1,901,815
2014-07-01 2014-06-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 8 1,277 0.64 50.27 407 64,180
2014-04-01 2014-03-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 8 1,269 0.61 45.81 353 58,119
2014-02-26 2014-02-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 59,060 59,060
2014-02-26 2014-02-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 17,177 128,252 15.46
2014-02-14 2013-08-26 5 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
G - Gift -8,200 155,965 -4.99
2013-12-31 2013-12-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 7 1,261 0.53 49.38 326 62,263
2013-12-26 2013-12-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -44,895 0 -100.00
2013-12-26 2013-12-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -44,895 119,270 -27.35 49.41 -2,218,262 5,893,131
2013-12-26 2013-12-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 44,895 164,165 37.64 39.02 1,751,803 6,405,718
2013-10-01 2013-09-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 8 1,254 0.60 43.19 324 54,173
2013-07-18 2013-07-18 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -43,000 43,540 -49.69
2013-07-18 2013-07-18 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -43,000 119,264 -26.50 39.90 -1,715,700 4,758,634
2013-07-18 2013-07-18 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 43,000 162,264 36.05 11.07 476,010 1,796,262
2013-07-18 2013-07-17 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -31,110 0 -100.00
2013-07-18 2013-07-17 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -31,110 119,264 -20.69 39.30 -1,222,623 4,687,075
2013-07-18 2013-07-17 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 31,110 150,374 26.08 36.30 1,129,293 5,458,576
2013-07-02 2013-06-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 8 1,247 0.61 37.45 285 46,693
2013-04-02 2013-03-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 8 1,239 0.68 33.64 283 41,687
2013-02-27 2013-02-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 89,750 89,750
2013-02-27 2013-02-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 39,670 116,500 51.63
2013-01-04 2013-01-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -43,270 86,540 -33.33
2013-01-04 2013-01-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
M - Exercise X -33,915 0 -100.00
2013-01-04 2013-01-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -43,270 76,830 -36.03 28.95 -1,252,666 2,224,228
2013-01-04 2013-01-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 43,270 120,100 56.32 11.07 478,999 1,329,507
2013-01-04 2013-01-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -33,915 76,830 -30.62 29.11 -987,266 2,236,521
2013-01-04 2013-01-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 33,915 110,745 44.14 27.57 935,037 3,053,240
2013-01-02 2012-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 9 1,231 0.74 28.08 256 34,561
2012-10-02 2012-09-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 9 1,222 0.78 26.94 253 32,913
2012-08-02 2012-08-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
F - Taxes -1,953 76,830 -2.48 25.30 -49,411 1,943,799
2012-07-03 2012-06-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 8 1,212 0.69 26.23 218 31,799
2012-07-03 2012-06-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 32 78,783 0.04
2012-04-03 2012-03-31 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 7 1,204 0.61 29.51 215 35,530
2012-04-03 2012-03-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 29 78,751 0.04
2012-02-29 2012-02-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (Right to Buy)
A - Award 81,865 81,865
2012-02-29 2012-02-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
F - Taxes -13,436 78,722 -14.58 27.46 -368,953 2,161,706
2012-02-28 2012-02-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
F - Taxes -15,348 92,158 -14.28 27.85 -427,442 2,566,600
2012-02-03 2012-02-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Employee Stock Option (right to buy)
M - Exercise X -13,515 0 -100.00
2012-02-03 2012-02-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale X -13,515 107,506 -11.17 28.00 -378,420 3,010,168
2012-02-03 2012-02-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
M - Exercise X 13,515 121,121 12.56 27.48 371,392 3,328,405
2006-05-25 3 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
19,656
2006-05-25 3 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
2,295
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券(例如股票期权)
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券(例如期权)
V
内部人士通过Form 4自愿报告的一笔交易
J
其他(附有交易描述的脚注)