Niagen Bioscience 公司
US ˙ NasdaqCM ˙ US1710774076

介绍

本页面提供了有关 Barry C Honig 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言，基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是，他们必须通过Form 4向美国证券交易委员会（SEC）报告所有交易。尽管存在这些限制，学术研究表明，整体而言，内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易，排除了作为10b5-1交易计划的一部分的交易。然后，对每笔交易在3、6和12个月的表现进行平均，以生成该笔交易最终的表现指标。然后，将所有交易的表现指标进行平均，计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A"，则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易，或者他们进行的交易距离现在时间太近，无法计算出可靠的表现指标。

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查看收益最高的的内幕交易者列表。

查看排名最高的内部人士。
报告内部持仓的公司

美国证券交易委员会（SEC）文件显示Barry C Honig已报告在以下公司拥有持仓或进行了交易：

证券 职位 最新报告的持仓
US:PGLC / Pershing Gold Corporation 10% Owner 0
US:USAS / Americas Gold and Silver Corporation 10% Owner 9,876,089
10% Owner 799,774
AR:RIOT / Riot Platforms, Inc. - Depositary Receipt (Common Stock) 10% Owner 443,585
US:NAGE / Niagen Bioscience, Inc. Director 205,000
0
CA:SIEN / Sienna Resources Inc. 10% Owner 9,390,184
如何解读这些图表

以下图表显示了在Barry C Honig进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如，如果一笔内部人士交易是在2019年1月1日进行的，该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元，则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%，而从10美元跌至5美元的价格变化将为-50%。

最终，我们将评估内部人士的交易与股价的超额回报（正向或负向）之间的相关性，以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为，我们预期看到（a）买入后的正回报，或者（b）卖出后的负回报。对于情况（a），买入图表将显示一系列向上倾斜的曲线，表示每次买入后都有正回报。对于情况（b），卖出图表将显示一系列向下倾斜的曲线，表示每次卖出后都有负回报。

然而，仅凭这一点还不足以得出结论。例如，如果公司的股价在多年内呈现非周期性上升，我们会预期所有买入后的图表都呈现向上倾斜。同样地，多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下，“买入”图表显示正向信号，而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易，以获得财务优势。

NAGE / Niagen Bioscience, Inc.内部人士买入 - 短期收益分析

在这一部分，我们分析了在 NAGE / Niagen Bioscience, Inc. 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报，以及是否值得跟踪。该分析基于每笔交易后一年的情况，结果仅为理论值。

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数		 报告
价格		 经调整
股数		 经调整
价格		 成本基础 达到最高利润的
天数		 达到最高利润时的
价格		 最高
利润($)		 最高回报率（%）
2013-04-30 CDXC.OB Honig Barry C 4,300 0.6400 1,433 1.9200 2,752 730
2013-04-29 CDXC.OB Honig Barry C 26,600 0.6330 8,867 1.8990 16,838
2013-04-29 CDXC.OB Honig Barry C 21,000 0.6290 7,000 1.8870 13,209
2013-04-26 CDXC.OB Honig Barry C 47,900 0.6270 15,967 1.8810 30,033
2013-04-25 CDXC.OB Honig Barry C 15,400 0.6200 5,133 1.8600 9,548
2012-12-19 CDXC.OB Honig Barry C 15,000 0.6200 5,000 1.8600 9,300
2012-12-14 CDXC.OB Honig Barry C 28,900 0.6300 9,633 1.8900 18,207
2012-11-16 CDXC.OB Honig Barry C 25,000 0.6200 8,333 1.8600 15,500
2012-09-11 CDXC.OB Honig Barry C 7,500 0.7700 2,500 2.3100 5,775
2012-08-31 CDXC.OB Honig Barry C 7,300 0.6200 2,433 1.8600 4,526
2012-08-15 CDXC.OB Honig Barry C 15,000 0.7400 5,000 2.2200 11,100
2012-08-13 CDXC.OB Honig Barry C 30,000 0.6600 10,000 1.9800 19,800
2012-07-05 CDXC.OB Honig Barry C 9,991 0.6700 3,330 2.0100 6,694
2012-07-03 CDXC.OB Honig Barry C 8,506 0.6700 2,835 2.0100 5,699
2012-06-20 CDXC.OB Honig Barry C 74,787 0.6500 24,929 1.9500 48,612
2012-06-13 CDXC.OB Honig Barry C 32,500 0.6500 10,833 1.9500 21,125
2012-05-30 CDXC.OB Honig Barry C 10,000 0.7000 3,333 2.1000 7,000
2012-05-29 CDXC.OB Honig Barry C 5,000 0.7000 1,667 2.1000 3,500
2012-05-18 CDXC.OB Honig Barry C 8,000 0.5100 2,667 1.5300 4,080
2012-05-16 CDXC.OB Honig Barry C 24,600 0.5000 8,200 1.5000 12,300
2012-02-10 CDXC.OB Honig Barry C 333,333 0.7500 111,111 2.2500 250,000

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

NAGE / Niagen Bioscience, Inc. Insider Trades
NAGE / Niagen Bioscience, Inc.内部人士卖出 - 短期亏损分析

在这一部分，我们分析了在 NAGE / Niagen Bioscience, Inc. 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式，可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况，

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数		 报告
价格		 经调整
股数		 经调整
价格		 成本基础 达到最低利润的
天数		 达到最低利润时的
价格		 避免的
最高损失金额($)		 避免的
最高损失率($)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

NAGE / Niagen Bioscience, Inc. Insider Trades
内幕交易历史

该表格显示了由 Barry C Honig 进行的所有内幕交易的完整列表，这些交易已向美国证券交易委员会（SEC）披露。

备案日期 交易日期 表格 股票代码 证券 代码 10b5-1 股数 剩余股数 %
变化		 每股
股价		 交易
金额		 剩余
金额
2019-04-12 2019-04-03 4 PGLC Pershing Gold Corp.
Options 		D - Sale to Issuer -55,556 0 -100.00
2019-04-12 2019-04-03 4 PGLC Pershing Gold Corp.
Options 		D - Sale to Issuer -666,667 0 -100.00
2019-04-12 2019-04-03 4 PGLC Pershing Gold Corp.
Options 		D - Sale to Issuer -22,223 0 -100.00
2019-04-12 2019-04-03 4 PGLC Pershing Gold Corp.
Warrants 		D - Sale to Issuer -396,039 0 -100.00
2019-04-12 2019-04-03 4 PGLC Pershing Gold Corp.
Series E Convertible Preferred Stock 		D - Sale to Issuer -205,425 0 -100.00
2019-04-12 2019-04-03 4 PGLC Pershing Gold Corp.
Series E Convertible Preferred Stock 		D - Sale to Issuer -731,892 0 -100.00
2019-04-12 2019-04-03 4 PGLC Pershing Gold Corp.
Series E Convertible Preferred Stock 		D - Sale to Issuer -301,950 0 -100.00
2019-04-12 2019-04-03 4 PGLC Pershing Gold Corp.
Series E Convertible Preferred Stock 		D - Sale to Issuer -1,495,606 0 -100.00
2019-04-12 2019-04-03 4 PGLC Pershing Gold Corp.
Common Stock 		D - Sale to Issuer -89,147 0 -100.00
2019-04-12 2019-04-03 4 PGLC Pershing Gold Corp.
Common Stock 		D - Sale to Issuer -1,767,575 0 -100.00
2019-04-12 2019-04-03 4 PGLC Pershing Gold Corp.
Common Stock 		D - Sale to Issuer -130,892 0 -100.00
2019-04-12 2019-04-03 4 PGLC Pershing Gold Corp.
Common Stock 		D - Sale to Issuer -3,277,967 0 -100.00
2019-04-12 2019-04-03 4 PGLC Pershing Gold Corp.
Common Stock 		D - Sale to Issuer -5,269,167 0 -100.00
2019-04-12 3 USAS Americas Silver Corp
Common Shares 		9,876,089
2019-04-12 3 USAS Americas Silver Corp
Common Shares 		11,299,797
2019-04-12 3 USAS Americas Silver Corp
Common Shares 		7,625,930
2019-04-12 3 USAS Americas Silver Corp
Common Shares 		8,796,159
2019-04-12 3 USAS Americas Silver Corp
Common Shares 		7,596,083
2019-04-12 3 USAS Americas Silver Corp
Common Shares 		9,876,089
2019-04-12 3 USAS Americas Silver Corp
Common Shares 		11,299,797
2019-04-12 3 USAS Americas Silver Corp
Common Shares 		7,625,930
2019-04-12 3 USAS Americas Silver Corp
Common Shares 		8,796,159
2019-04-12 3 USAS Americas Silver Corp
Common Shares 		7,596,083
2019-04-12 3 USAS Americas Silver Corp
Common Shares 		9,876,089
2019-04-12 3 USAS Americas Silver Corp
Common Shares 		11,299,797
2019-04-12 3 USAS Americas Silver Corp
Common Shares 		7,625,930
2019-04-12 3 USAS Americas Silver Corp
Common Shares 		8,796,159
2019-04-12 3 USAS Americas Silver Corp
Common Shares 		7,596,083
2018-12-21 2018-12-20 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 126,000 5,269,167 2.45 0.91 115,076 4,812,330
2018-09-14 2018-09-12 4 PGLC Pershing Gold Corp.
Restricted Stock Units 		M - Exercise -47,661 0 -100.00
2018-09-14 2018-09-12 4 PGLC Pershing Gold Corp.
Common Stock 		M - Exercise 47,661 3,237,294 1.49
2018-08-29 2018-08-28 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 639,431 5,193,568 14.04 2.00 1,278,862 10,387,136
2018-08-29 2018-08-28 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 326,346 4,554,137 7.72 1.30 424,250 5,920,378
2018-08-29 2018-08-28 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 95,033 3,189,633 3.07 2.00 190,066 6,379,266
2018-08-29 2018-08-28 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 574,000 3,094,600 22.77 1.30 746,200 4,022,980
2018-08-01 2018-07-31 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 125,000 2,520,600 5.22 2.00 250,000 5,041,200
2018-07-18 2018-07-17 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 62,854 4,227,791 1.51 1.60 100,566 6,764,466
2018-07-18 2018-07-17 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 20,000 4,164,937 0.48 1.62 32,400 6,747,198
2018-07-06 2018-07-05 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 14,714 4,144,937 0.36 1.71 25,161 7,087,842
2018-07-02 2018-06-29 4 PGLC Pershing Gold Corp.
Restricted Stock Units 		A - Award 3,962 28,082 16.43 1.83 7,250 51,390
2018-06-18 2018-06-15 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 125,000 4,130,223 3.12 2.00 250,000 8,260,446
2018-05-22 2018-05-21 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 7,525 4,005,223 0.19 1.88 14,147 7,529,819
2018-05-22 2018-05-21 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 2,475 3,997,698 0.06 1.89 4,678 7,555,649
2018-05-22 2018-05-21 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 3,995,223 0.13 1.93 9,650 7,710,780
2018-05-22 2018-05-21 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 4,785 3,990,223 0.12 1.96 9,379 7,820,837
2018-05-22 2018-05-18 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10 3,985,438 0.00 1.95 20 7,771,604
2018-05-22 2018-05-18 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 205 3,985,428 0.01 1.96 402 7,811,439
2018-04-30 2018-04-26 4 PGLC Pershing Gold Corp.
Restricted Stock Units 		A - Award 4,513 24,120 23.02 2.05 9,252 49,446
2018-04-30 2018-04-26 4/A PGLC Pershing Gold Corp.
Restricted Stock Units 		A - Award 4,513 4,513 2.05 9,252 9,252
2018-04-11 2018-04-10 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 1,000 3,985,223 0.03 1.85 1,850 7,372,663
2018-04-11 2018-04-10 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,502 3,984,223 0.26 1.86 19,534 7,410,655
2018-04-09 2018-04-06 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 3,973,721 0.25 1.89 18,900 7,510,333
2018-04-09 2018-04-05 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 20,000 3,963,721 0.51 1.90 38,000 7,531,070
2018-04-05 2018-04-03 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 2,500 3,943,721 0.06 1.94 4,850 7,650,819
2018-04-05 2018-04-03 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 3,941,221 0.25 1.94 19,400 7,645,969
2018-04-05 2018-04-03 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 25,000 3,931,221 0.64 1.94 48,500 7,626,569
2018-03-21 2018-03-20 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 350 5,880,391 0.01 2.05 718 12,054,802
2018-03-21 2018-03-19 4 PGLC Pershing Gold Corp.
Common Stock, par value $0.0001 ("Common Stock") 		P - Purchase 497 5,880,041 0.01 2.01 999 11,818,882
2018-03-15 2018-03-15 4 COOL POLARITYTE, INC.
Common Stock 		P - Purchase 7,902 799,774 1.00 17.55 138,680 14,036,034
2018-03-15 2018-03-14 4 COOL POLARITYTE, INC.
Common Stock, par value $0.001 ("Common Stock") 		P - Purchase 10,500 791,872 1.34 17.72 186,060 14,031,972
2018-03-08 2018-03-06 4 COOL POLARITYTE, INC.
Warrants 		J - Other -150,000 0 -100.00
2018-03-08 2018-03-06 4 COOL POLARITYTE, INC.
Series F Convertible Preferred Stock 		J - Other -3,000 0 -100.00
2018-03-08 2018-03-06 4 COOL POLARITYTE, INC.
Series B Convertible Preferred Stock 		C - Conversion -16,176 0 -100.00
2018-03-08 2018-03-06 4 COOL POLARITYTE, INC.
Series A Convertible Preferred Stock 		C - Conversion -720,135 0 -100.00
2018-03-08 2018-03-06 4 COOL POLARITYTE, INC.
Common Stock 		J - Other 536,954 781,372 219.69
2018-03-08 2018-03-06 4 COOL POLARITYTE, INC.
Common Stock 		C - Conversion 269,608 951,191 39.56 8.40 2,264,707 7,990,004
2018-03-08 2018-03-06 4 COOL POLARITYTE, INC.
Common Stock, par value $0.001 ("Common Stock") 		C - Conversion 163,183 681,583 31.48 3.00 489,549 2,044,749
2018-02-27 2018-02-26 4 COOL POLARITYTE, INC.
Common Stock 		P - Purchase 3,200 244,418 1.33 17.97 57,504 4,392,191
2018-02-27 2018-02-23 4 COOL POLARITYTE, INC.
Common Stock 		S - Sale -1,400 241,218 -0.58 17.88 -25,032 4,312,978
2018-02-27 2018-02-23 4 COOL POLARITYTE, INC.
Common Stock 		P - Purchase 9,000 242,618 3.85 17.11 153,990 4,151,194
2018-02-27 2018-02-22 4 COOL POLARITYTE, INC.
Common Stock 		P - Purchase 100 233,618 0.04 19.92 1,992 4,653,671
2018-02-27 2018-02-22 4 COOL POLARITYTE, INC.
Common Stock, par value $0.001 ("Common Stock") 		P - Purchase 3,100 233,518 1.35 18.67 57,877 4,359,781
2018-02-27 3 COOL POLARITYTE, INC.
Common Stock, par value $0.001 ("Common Stock") 		1,267,218
2018-02-27 3 COOL POLARITYTE, INC.
Common Stock 		979,236
2018-02-27 3 COOL POLARITYTE, INC.
Common Stock, par value $0.001 ("Common Stock") 		1,267,218
2018-02-27 3 COOL POLARITYTE, INC.
Common Stock 		979,236
2018-02-22 2018-02-21 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 7,340 3,905,374 0.19 2.13 15,634 8,318,447
2018-02-12 2018-02-09 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 2,955 2,457,133 0.12 2.12 6,265 5,209,122
2018-02-09 2018-02-08 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 2,454,178 0.20 2.14 10,700 5,251,941
2018-02-08 2018-02-07 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 12,786 2,449,178 0.52 2.17 27,746 5,314,716
2018-02-05 2018-02-02 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 19,050 121,500 18.59 2.16 41,148 262,440
2018-02-01 2018-01-31 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 15,000 102,450 17.15 2.24 33,600 229,488
2018-01-31 2018-01-30 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 3,898,034 0.26 2.35 23,500 9,160,380
2018-01-25 2018-01-24 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 20,000 2,436,392 0.83 2.38 47,600 5,798,613
2018-01-22 2018-01-19 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 12,233 87,450 16.26 2.40 29,359 209,880
2018-01-19 2018-01-18 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 15,079 2,416,392 0.63 2.42 36,491 5,847,669
2018-01-16 2018-01-12 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 20,000 75,217 36.22 2.43 48,600 182,777
2018-01-08 2018-01-05 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 2,401,313 0.21 2.51 12,550 6,027,296
2018-01-05 2018-01-04 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 2,396,313 0.42 2.41 24,100 5,775,114
2018-01-03 2018-01-02 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 15,000 2,386,313 0.63 2.41 36,150 5,751,014
2018-01-03 2017-12-29 4 PGLC Pershing Gold Corp.
Restricted Stock Units 		A - Award 2,605 19,607 15.32 2.40 6,252 47,057
2017-12-26 2017-12-22 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 18,100 1,763,522 1.04 2.38 43,078 4,197,182
2017-12-22 2017-12-21 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 58,582 1,745,422 3.47 2.31 135,324 4,031,925
2017-12-22 2017-12-21 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 35,000 3,888,034 0.91 2.31 80,850 8,981,359
2017-12-21 2017-12-19 4 PGLC Pershing Gold Corp.
Warrant 		P - Purchase 396,039 396,039 3.40 1,346,533 1,346,533
2017-12-21 2017-12-19 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 990,099 3,853,034 34.58 3.03 3,000,000 11,674,693
2017-12-21 2017-12-20 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 64,000 1,686,840 3.94 2.36 151,040 3,980,942
2017-12-20 2017-12-19 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 50,000 1,622,840 3.18 2.45 122,500 3,975,958
2017-12-19 2017-12-18 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 28,500 2,862,935 1.01 2.54 72,390 7,271,855
2017-11-28 2017-11-24 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 1,572,840 0.32 2.80 14,000 4,403,952
2017-11-28 2017-11-27 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 65,000 2,834,435 2.35 2.72 176,800 7,709,663
2017-11-24 2017-11-22 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 12,500 1,567,840 0.80 2.82 35,250 4,421,309
2017-11-22 2017-11-21 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 4,900 1,555,340 0.32 2.81 13,769 4,370,505
2017-11-13 2017-11-10 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 25,000 2,769,435 0.91 2.88 72,000 7,975,973
2017-11-13 2017-11-10 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 25,000 2,744,435 0.92 2.85 71,250 7,821,640
2017-11-09 2017-11-08 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 1,550,440 0.32 2.86 14,300 4,434,258
2017-11-03 2017-11-02 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 3,210 1,545,440 0.21 2.90 9,309 4,481,776
2017-11-02 2017-11-01 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 18,493 1,542,230 1.21 2.88 53,260 4,441,622
2017-10-26 2017-10-25 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 4,124 1,523,737 0.27 2.90 11,960 4,418,837
2017-10-25 2017-10-24 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 1,519,613 0.33 2.90 14,500 4,406,878
2017-10-24 2017-10-23 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 1,514,613 0.33 2.90 14,500 4,392,378
2017-10-20 2017-10-18 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 1,509,613 0.33 2.90 14,500 4,377,878
2017-10-18 2017-10-17 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 4,000 1,504,613 0.27 2.92 11,680 4,393,470
2017-10-17 2017-10-16 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 18,795 1,500,613 1.27 2.99 56,197 4,486,833
2017-10-12 2017-10-11 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 2,500 1,481,818 0.17 3.21 8,025 4,756,636
2017-10-11 2017-10-10 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 2,000 1,479,318 0.14 3.17 6,340 4,689,438
2017-10-10 2017-10-09 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 3,000 1,477,318 0.20 3.12 9,360 4,609,232
2017-10-03 2017-09-29 4 PGLC Pershing Gold Corp.
Restricted Stock Units 		A - Award 2,458 17,002 16.90 2.95 7,251 50,156
2017-09-29 2017-09-29 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 1,474,318 0.68 2.93 29,300 4,319,752
2017-09-27 2017-09-26 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 2,371,313 0.21 2.96 14,800 7,019,086
2017-09-20 2017-09-20 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 2,500 2,366,313 0.11 3.08 7,700 7,288,244
2017-09-19 2017-09-18 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 14,000 1,464,318 0.97 2.97 41,580 4,349,024
2017-09-18 2017-09-15 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 1,450,318 0.35 3.00 15,000 4,350,954
2017-09-13 2017-09-12 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 6,401 2,363,813 0.27 2.92 18,691 6,902,334
2017-09-08 2017-09-07 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 1,445,318 0.70 3.01 30,100 4,350,407
2017-09-06 2017-09-05 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 15,000 1,435,318 1.06 3.02 45,300 4,334,660
2017-07-10 2017-07-07 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 3,411 2,357,412 0.14 2.72 9,278 6,412,161
2017-07-06 2017-07-05 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 1,420,318 0.71 2.76 27,600 3,920,078
2017-07-05 2017-06-30 4 PGLC Pershing Gold Corp.
Restricted Stock Units 		A - Award 3,316 14,544 29.53 2.79 9,252 40,578
2017-06-20 2017-06-19 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 7,500 2,354,001 0.32 2.76 20,700 6,497,043
2017-06-13 2017-06-12 4 PGLC Pershing Gold Corp.
Common Stock 		A - Award 5,000 2,346,501 0.21 2.90 14,500 6,804,853
2017-06-13 2017-06-12 4/A PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 2,346,501 0.21 2.90 14,500 6,804,853
2017-05-04 2017-05-02 4 COOL POLARITYTE, INC.
Stock Options 		M - Exercise -87,500 0 -100.00 4.80 -420,000
2017-05-04 2017-05-02 4 COOL POLARITYTE, INC.
Common stock, par value $0.001 per share 		M - Exercise 87,500 412,148 26.95 4.80 420,000 1,978,310
2017-05-02 2017-04-28 4 PGLC Pershing Gold Corp.
Restricted Stock Units 		A - Award 3,610 11,228 47.39 2.84 10,252 31,888
2017-05-02 2017-04-28 4 PGLC Pershing Gold Corp.
Restricted Stock Units 		A - Award 2,218 7,618 41.07 3.27 7,253 24,911
2017-05-02 2017-04-28 4 PGLC Pershing Gold Corp.
Restricted Stock Units 		A - Award 1,601 5,400 42.14 4.53 7,253 24,462
2017-05-02 2017-04-28 4 PGLC Pershing Gold Corp.
Restricted Stock Units 		A - Award 1,457 3,799 62.21 4.29 6,251 16,298
2017-05-02 2017-04-28 4 PGLC Pershing Gold Corp.
Restricted Stock Units 		A - Award 2,342 2,342 3.95 9,251 9,251
2017-05-02 2017-04-28 4 PGLC Pershing Gold Corp.
Common Stock 		A - Award 2,351 2,341,501 0.10 3.51 8,252 8,218,669
2017-05-01 2017-04-28 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 1,410,318 0.71 2.81 28,100 3,962,994
2017-04-26 2017-04-25 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 1,400,318 0.36 2.81 14,050 3,934,894
2017-04-24 2017-04-21 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 4,774 1,395,318 0.34 2.81 13,415 3,920,844
2017-04-21 2017-04-20 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 6,500 1,390,544 0.47 2.81 18,265 3,907,429
2017-04-18 2017-04-17 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 8,500 1,363,644 0.63 2.86 24,310 3,900,022
2017-04-18 2017-04-18 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 20,400 1,384,044 1.50 2.82 57,528 3,903,004
2017-04-13 2017-04-12 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 1,355,144 0.37 2.88 14,400 3,902,815
2017-04-12 2017-04-11 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 1,350,144 0.37 2.85 14,250 3,847,910
2017-03-10 2017-03-09 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 20,000 1,345,144 1.51 2.90 58,000 3,900,918
2017-02-24 2017-02-24 4 COOL POLARITYTE, INC.
Common stock, par value $0.001 per share 		P - Purchase 2,500 324,648 0.78 7.71 19,275 2,503,036
2017-02-07 2017-02-03 4 PGLC Pershing Gold Corp.
Restricted Stock Units 		A - Award 10,000 10,000
2017-01-30 2017-01-30 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 2,339,150 0.43 3.09 30,900 7,227,974
2017-01-04 2017-01-04 4 BIOP Bioptix, Inc.
Common Stock 		P - Purchase 4,000 443,585 0.91 4.22 16,880 1,871,929
2016-12-05 2016-12-01 4 COOL MAJESCO ENTERTAINMENT CO
Common stock, par value $0.001 per share 		A - Award 125,000 322,148 63.40
2016-12-02 2016-12-01 4 APPY Bioptix, Inc.
Common Stock 		P - Purchase 18,731 500,000 3.89 5.05 94,592 2,525,000
2016-12-02 2016-12-01 4 APPY Bioptix, Inc.
Common Stock 		P - Purchase 1,600 481,269 0.33 5.00 8,000 2,406,345
2016-12-02 2016-12-01 4 APPY Bioptix, Inc.
Common Stock 		P - Purchase 1,000 479,669 0.21 5.30 5,300 2,542,246
2016-12-02 2016-12-01 4 APPY Bioptix, Inc.
Common Stock 		P - Purchase 1,000 478,669 0.21 5.32 5,320 2,546,519
2016-12-02 2016-12-01 4 APPY Bioptix, Inc.
Common Stock 		P - Purchase 7,484 477,669 1.59 4.95 37,046 2,364,462
2016-11-10 2016-11-09 4 COOL MAJESCO ENTERTAINMENT CO
Common Stock 		P - Purchase 20,000 38,411 108.63 3.00 60,000 115,233
2016-11-08 2016-10-19 4 APPY Venaxis, Inc.
Common Stock 		P - Purchase 6,086 439,185 1.41 2.78 16,919 1,220,934
2016-11-08 2016-10-18 4 APPY Venaxis, Inc.
Common Stock 		P - Purchase 13,400 13,400 2.68 35,912 35,912
2016-11-08 2016-10-13 4 APPY Venaxis, Inc.
Common Stock 		P - Purchase 28,935 433,099 7.16 2.28 65,972 987,466
2016-11-08 2016-10-06 4 APPY Venaxis, Inc.
Common Stock 		P - Purchase 12,777 404,164 3.26 2.71 34,626 1,095,284
2016-11-08 2016-09-30 4 APPY Venaxis, Inc.
Common Stock 		P - Purchase 2,228 391,387 0.57 2.80 6,238 1,095,884
2016-09-13 3 APPY Venaxis, Inc.
Common Stock 		778,318
2016-09-13 3 APPY Venaxis, Inc.
Common Stock 		778,318
2016-07-01 2016-07-01 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 4,500 2,329,150 0.19 4.40 19,800 10,248,260
2016-06-30 2016-06-29 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 1,325,144 0.76 4.25 42,500 5,631,862
2016-06-29 2016-06-29 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 7,500 2,324,650 0.32 4.28 32,100 9,949,502
2016-06-24 2016-06-23 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 3,000 1,315,144 0.23 4.05 12,150 5,326,333
2016-06-23 2016-06-22 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 29,000 1,312,144 2.26 3.88 112,520 5,091,119
2016-06-22 2016-06-21 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 55,000 1,283,144 4.48 3.91 215,050 5,017,093
2016-06-21 2016-06-20 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 40,000 2,719,435 1.49 3.92 156,800 10,660,185
2016-06-21 2016-06-20 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 100,000 1,228,144 8.86 3.92 392,000 4,814,324
2016-06-20 2016-06-20 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 100,000 2,317,150 4.51 3.92 392,000 9,083,228
2016-06-20 2016-06-20 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 100,000 2,679,435 3.88 3.92 392,000 10,503,385
2016-06-14 2016-06-14 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 2,217,150 0.23 4.17 20,850 9,245,516
2016-06-14 2016-06-14 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 2,212,150 0.45 4.00 40,000 8,848,600
2016-05-20 2016-05-18 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 150,000 2,202,150 7.31 3.70 555,000 8,147,955
2016-05-10 2016-05-09 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 205,479 2,579,435 8.66 3.65 749,998 9,414,938
2016-05-10 2016-05-09 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 815,041 2,052,150 65.88 3.65 2,974,900 7,490,348
2016-05-10 2016-05-09 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 61,370 89,148 220.93 3.65 224,000 325,390
2016-05-10 2016-05-09 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 205,479 1,128,144 22.27 3.65 749,998 4,117,726
2016-04-26 2016-04-25 4 COOL MAJESCO ENTERTAINMENT CO
Option 		A - Award 525,000 525,000
2016-04-26 2016-04-25 4 COOL MAJESCO ENTERTAINMENT CO
Common Stock, par value $0.001 		A - Award 525,000 1,182,889 79.80
2016-03-07 2016-03-04 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 35,000 2,373,956 1.50 3.72 130,200 8,831,116
2016-03-04 2016-03-03 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 2,338,956 0.21 3.65 18,250 8,537,189
2016-03-03 2016-03-02 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 17,500 2,333,956 0.76 3.57 62,475 8,332,223
2016-03-01 2016-02-29 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 4,000 2,316,456 0.17 3.67 14,680 8,501,394
2016-02-09 2016-02-04 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 147,059 922,665 18.96 3.40 500,001 3,137,061
2016-02-09 2016-02-04 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 220,588 2,312,456 10.55 3.40 749,999 7,862,350
2016-01-14 2016-01-14 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 775,606 1.31 3.25 32,500 2,520,720
2016-01-06 2016-01-06 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 765,606 0.66 3.50 17,500 2,679,621
2015-12-21 2015-12-17 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 2,000 760,606 0.26 3.50 7,000 2,662,121
2015-12-16 2015-12-15 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 18,000 758,606 2.43 3.37 60,660 2,556,502
2015-12-10 2015-12-09 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 3,000 740,606 0.41 3.61 10,830 2,673,588
2015-12-02 2015-12-01 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 737,606 1.37 3.75 37,500 2,766,022
2015-10-05 3 COOL MAJESCO ENTERTAINMENT CO
Common Stock 		1,517,954
2015-10-05 3 COOL MAJESCO ENTERTAINMENT CO
Common Stock 		951,771
2015-10-05 3 COOL MAJESCO ENTERTAINMENT CO
Common Stock 		970,535
2015-10-05 3 COOL MAJESCO ENTERTAINMENT CO
Common Stock 		1,517,954
2015-10-05 3 COOL MAJESCO ENTERTAINMENT CO
Common Stock 		951,771
2015-10-05 3 COOL MAJESCO ENTERTAINMENT CO
Common Stock 		970,535
2015-09-30 2015-09-29 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 2,091,868 0.48 3.71 37,100 7,760,830
2015-09-29 2015-09-28 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 23,000 2,081,868 1.12 3.80 87,400 7,911,098
2015-09-23 2015-09-22 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 2,500 2,058,868 0.12 4.21 10,525 8,667,834
2015-08-04 2015-08-03 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 1,000 727,606 0.14 5.03 5,030 3,659,858
2015-07-28 2015-07-27 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 1,200 726,606 0.17 4.08 4,896 2,964,552
2015-07-24 2015-07-24 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 65,000 2,056,368 3.26 3.87 251,550 7,958,144
2015-07-24 2015-07-23 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 1,991,368 0.25 4.39 21,950 8,742,106
2015-07-22 2015-07-21 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 1,976,368 0.25 4.80 24,000 9,486,566
2015-07-22 2015-07-22 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 1,986,368 0.51 4.68 46,780 9,292,230
2015-04-16 2015-04-10 4 PGLC Pershing Gold Corp.
Warrants 		P - Purchase 3,076,922 3,076,922
2015-04-16 2015-04-10 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 7,692,307 35,484,621 27.68
2015-02-11 2015-02-11 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 125,000 27,792,314 0.45 0.33 41,000 9,115,879
2015-02-03 2015-01-05 4/A PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 1,787,500 27,667,314 6.91 0.28 500,500 7,746,848
2015-02-03 2014-01-05 4/A PGLC Pershing Gold Corp.
Warrants 		P - Purchase 606,000 4,242,000 16.67 0.00 1,212 8,484
2015-02-03 2014-01-05 4/A PGLC Pershing Gold Corp.
Series E Preferred Stock 		P - Purchase 505 4,230 13.56 989.11 499,501 4,183,935
2015-01-29 2015-01-27 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 300,000 13,057,301 2.35 0.33 99,000 4,308,909
2015-01-28 2015-01-27 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 30,000 12,757,301 0.24 0.33 9,900 4,209,909
2015-01-06 2015-01-05 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 1,787,500 27,667,314 6.91 0.28 500,500 7,746,848
2015-01-06 2014-01-05 4 PGLC Pershing Gold Corp.
Warrants 		P - Purchase 606,000 4,242,000 16.67 0.00 1,212 8,484
2015-01-06 2014-01-05 4 PGLC Pershing Gold Corp.
Series E Preferred Stock 		P - Purchase 505 4,230 13.56 989.11 499,501 4,183,935
2015-01-02 2014-12-31 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 50,000 25,879,814 0.19 0.29 14,500 7,505,146
2014-12-30 2014-12-29 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 50,000 12,727,301 0.39 0.28 13,750 3,500,008
2014-12-30 2014-12-29 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 25,000 12,677,301 0.20 0.28 7,000 3,549,644
2014-12-23 2014-12-23 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 40,000 12,652,301 0.32 0.28 11,200 3,542,644
2014-12-23 2014-12-22 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 40,000 12,612,301 0.32 0.29 11,520 3,632,343
2014-12-15 2014-12-11 4 PGLC Pershing Gold Corp.
Restricted Stock Units 		A - Award 172,414 172,414
2014-12-11 2014-12-10 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 150,000 12,572,301 1.21 0.28 42,150 3,532,817
2014-12-09 2014-12-08 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 100,000 12,422,301 0.81 0.28 28,000 3,478,244
2014-12-05 2014-12-04 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 59,750 25,829,814 0.23 0.29 17,387 7,516,476
2014-11-26 2014-11-25 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 350,000 12,322,301 2.92 0.29 101,150 3,561,145
2014-11-19 2014-11-18 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 150,000 11,972,301 1.27 0.30 45,000 3,591,690
2014-11-17 2014-11-14 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 150,000 11,822,301 1.29 0.30 45,000 3,546,690
2014-11-06 2014-11-05 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 7,500 25,770,064 0.03 0.30 2,272 7,808,329
2014-11-06 2014-11-05 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 25,762,564 0.04 0.30 3,010 7,754,532
2014-11-06 2014-11-05 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 25,752,564 0.04 0.30 3,050 7,854,532
2014-10-28 2014-10-27 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 7,500 25,742,564 0.03 0.30 2,280 7,825,739
2014-10-27 2014-10-24 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 75,000 25,735,064 0.29 0.30 22,875 7,849,195
2014-10-24 2014-10-23 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 25,000 25,660,064 0.10 0.29 7,250 7,441,419
2014-10-24 2014-10-23 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 75,000 11,672,301 0.65 0.29 21,675 3,373,295
2014-10-24 2014-10-23 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 150,000 11,597,301 1.31 0.30 45,000 3,479,190
2014-10-24 2014-10-23 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 75,000 11,447,301 0.66 0.29 21,750 3,319,717
2014-10-24 2014-10-23 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 475,000 21,267,964 2.28 0.29 137,750 6,167,710
2014-10-24 2014-10-23 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 1,300,000 20,792,964 6.67 0.30 390,000 6,237,889
2014-10-23 2014-10-21 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 32,500 11,372,301 0.29 0.30 9,792 3,426,474
2014-10-21 2014-10-20 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 535,715 19,492,964 2.83 0.28 150,000 5,458,030
2014-10-21 2014-10-20 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 583,177 18,957,249 3.17 0.30 172,037 5,592,388
2014-10-21 2014-10-20 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 135,593 25,635,064 0.53 0.30 40,000 7,562,344
2014-10-21 2014-10-20 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 45,997 11,339,801 0.41 0.30 13,854 3,415,548
2014-10-21 2014-10-20 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 423,730 11,293,804 3.90 0.30 125,000 3,331,672
2014-10-20 2014-10-17 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 86,545 10,870,074 0.80 0.30 25,799 3,240,369
2014-10-16 2014-10-15 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 150,000 500,000 42.86 0.30 45,000 150,000
2014-10-10 2014-10-09 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 2,000,000 25,499,471 8.51 0.30 610,000 7,777,339
2014-10-10 2014-10-09 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 500,000 18,374,072 2.80 0.30 151,000 5,548,970
2014-10-07 2014-10-03 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 50,000 10,783,529 0.47 0.31 15,500 3,342,894
2014-10-02 2014-10-01 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 100,000 10,733,529 0.94 0.31 31,000 3,327,394
2014-10-02 2014-10-01 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 75,000 23,499,471 0.32 0.31 23,250 7,284,836
2014-10-01 2014-09-30 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 1,245,902 10,633,529 13.27 0.30 380,000 3,243,226
2014-10-01 2014-09-30 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 1,754,098 23,424,471 8.09 0.30 535,000 7,144,464
2014-09-25 2014-09-24 4 PGLC Pershing Gold Corp.
Series E Preferred Stock 		P - Purchase 114 3,725 3.16 915.00 104,310 3,408,375
2014-09-25 2014-09-24 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 500,000 9,387,627 5.63 0.31 156,500 2,938,327
2014-09-23 2014-09-22 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 400,000 8,887,627 4.71 0.31 123,480 2,743,610
2014-09-23 2014-09-22 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 250,000 8,487,627 3.03 0.30 76,250 2,588,726
2014-09-12 2014-09-11 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 1,100,000 21,670,373 5.35 0.31 341,000 6,717,816
2014-09-12 2014-09-11 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 2,800,000 8,237,627 51.49 0.31 868,000 2,553,664
2014-09-03 2014-09-02 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 150,000 350,000 75.00 0.32 48,450 113,050
2014-09-02 2014-08-29 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 250,000 5,437,627 4.82 0.32 80,000 1,740,041
2014-08-28 2014-08-27 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 220,000 20,570,373 1.08 0.32 70,400 6,582,519
2014-08-20 2014-08-19 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 300,000 5,187,627 6.14 0.33 98,700 1,706,729
2014-08-12 2014-08-12 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 800,000 4,887,627 19.57 0.34 270,800 1,654,462
2014-08-12 2014-08-11 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 40,000 20,350,373 0.20 0.34 13,560 6,898,776
2014-08-12 2014-08-11 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 20,000 17,874,072 0.11 0.34 6,780 6,059,310
2014-08-11 2014-08-08 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 150,000 4,087,627 3.81 0.34 51,000 1,389,793
2014-08-06 2014-08-05 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 450,000 3,937,627 12.90 0.34 154,035 1,347,850
2014-08-05 2014-08-04 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 100,000 3,487,627 2.95 0.34 34,400 1,199,744
2014-08-04 2014-08-01 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 150,000 3,387,627 4.63 0.34 51,750 1,168,731
2014-08-01 2014-07-31 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 475,000 3,237,627 17.19 0.35 164,350 1,120,219
2014-07-31 2014-07-30 4 PGLC Pershing Gold Corp.
Warrant 		P - Purchase 411,764 411,764
2014-07-31 2014-07-30 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 1,029,411 17,854,072 6.12
2014-07-11 2014-07-11 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 397,333 2,762,627 16.80 0.33 131,120 911,667
2014-07-10 2014-07-02 4 PGLC Pershing Gold Corp.
Warrant 		P - Purchase 294,118 8,230,918 3.71
2014-07-10 2014-07-02 4 PGLC Pershing Gold Corp.
Warrant 		P - Purchase 1,470,588 17,303,225 9.29
2014-07-10 2014-07-02 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 735,294 2,365,294 45.11
2014-07-10 2014-07-02 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 3,676,471 20,548,574 21.79
2014-06-27 2014-06-18 4 CDXC.OB ChromaDex Corp.
Employee Stock Options (right to buy) 		A - Award 80,000 205,000 64.00
2014-04-07 2014-04-04 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 500,000 16,872,103 3.05 0.39 195,000 6,580,120
2014-04-04 2014-04-03 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 275,000 16,372,103 1.71 0.39 106,425 6,336,004
2014-04-01 2014-03-31 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 850,000 1,630,000 108.97 0.39 331,500 635,700
2014-02-03 2014-01-29 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 500,000 16,097,103 3.21 0.38 192,500 6,197,385
2014-01-28 2014-01-27 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 50,000 15,597,103 0.32 0.38 18,750 5,848,914
2014-01-24 2014-01-23 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 200,000 15,547,103 1.30 0.36 72,600 5,643,598
2014-01-23 2014-01-21 4 CDXC.OB ChromaDex Corp.
Common Stock 		A - Award 250,000 4,824,959 5.46
2014-01-21 2014-01-17 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 250,000 15,347,103 1.66 0.36 90,000 5,524,957
2014-01-14 2014-01-14 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 500,000 15,097,103 3.43 0.35 175,500 5,299,083
2014-01-03 2014-01-02 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 500,000 14,597,103 3.55 0.35 175,000 5,108,986
2014-01-03 2013-12-31 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 515,000 14,097,103 3.79 0.34 177,675 4,863,501
2014-01-02 2013-12-27 4/A PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 3,730,860 13,582,103 37.87 0.34 1,249,838 4,550,005
2014-01-02 2013-12-19 4/A PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 250,000 780,000 47.17 0.35 87,500 273,000
2014-01-02 2013-12-19 4/A PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 250,000 9,851,243 2.60 0.35 87,500 3,447,935
2013-12-31 2013-12-27 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 3,730,860 13,832,103 36.93 0.34 1,249,838 4,633,755
2013-12-20 2013-12-19 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 500,000 10,101,243 5.21 0.35 175,000 3,535,435
2013-12-16 2013-12-13 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 300,000 9,601,243 3.23 0.35 105,300 3,370,036
2013-12-11 2013-12-10 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 167,000 9,301,243 1.83 0.35 58,450 3,255,435
2013-12-03 2013-12-03 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 563,000 9,134,243 6.57 0.34 194,235 3,151,314
2013-11-26 2013-11-25 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 40,000 8,571,243 0.47 0.36 14,516 3,110,504
2013-11-25 2013-11-25 4 PGLC Pershing Gold Corp.
Series E Preferred Stock 		P - Purchase 202 3,611 5.93 990.00 199,980 3,574,890
2013-11-21 2013-11-20 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 91,000 8,531,243 1.08 0.35 31,786 2,979,963
2013-11-20 2013-11-19 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 254,069 8,440,243 3.10 0.36 90,550 3,008,103
2013-11-20 2013-11-18 4/A PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 150,000 8,186,174 1.87 0.36 53,535 2,921,646
2013-11-19 2013-11-18 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 150,000 8,186,174 1.87 0.36 53,850 2,938,836
2013-11-06 2013-11-05 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 209,462 8,036,174 2.68 0.36 75,197 2,884,986
2013-11-05 2013-11-04 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 52,000 7,826,712 0.67 0.36 18,652 2,807,442
2013-11-01 2013-10-31 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 200,000 200,000 0.36 72,200 72,200
2013-10-30 2013-10-30 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 125,000 15,584,662 0.81 0.36 45,250 5,641,648
2013-10-29 2013-10-28 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 100,000 15,459,662 0.65 0.37 36,800 5,689,156
2013-10-10 2013-10-10 4 PGLC Pershing Gold Corp.
Series E Preferred Stock 		P - Purchase 631 2,070 43.85 989.45 624,343 2,048,162
2013-10-10 2013-10-10 4 PGLC Pershing Gold Corp.
Series E Preferred Stock 		P - Purchase 379 3,409 12.51 990.49 375,396 3,376,580
2013-10-10 2013-10-09 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 57,500 15,359,662 0.38 0.36 20,585 5,498,759
2013-10-08 2013-10-07 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 150,000 7,774,712 1.97 0.36 54,570 2,828,440
2013-10-08 2013-10-07 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 50,000 7,624,712 0.66 0.36 18,250 2,783,020
2013-10-03 2013-10-02 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 75,000 15,302,162 0.49 0.37 27,750 5,661,800
2013-10-03 2013-10-02 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 42,500 15,227,162 0.28 0.37 15,768 5,649,277
2013-09-26 2013-09-26 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 40,000 7,574,712 0.53 0.37 14,800 2,802,643
2013-09-25 2013-09-24 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 300,000 530,000 130.43 0.37 109,740 193,874
2013-08-26 2013-08-23 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 155,000 230,000 206.67 0.35 54,250 80,500
2013-08-21 2013-08-21 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 75,000 75,000 0.34 25,500 25,500
2013-08-12 2013-08-08 4 PGLC Pershing Gold Corp.
Warrant 		P - Purchase 1,726,800 6,842,400 33.76 990.00 1,709,532,000 6,773,976,000
2013-08-12 2013-08-08 4 PGLC Pershing Gold Corp.
Warrant 		P - Purchase 3,636,000 5,115,600 245.74 990.00 3,599,640,000 5,064,444,000
2013-08-12 2013-08-08 4 PGLC Pershing Gold Corp.
Warrant 		P - Purchase 697,200 1,479,600 89.11 990.00 690,228,000 1,464,804,000
2013-08-12 2013-08-08 4 PGLC Pershing Gold Corp.
Warrant 		P - Purchase 782,400 782,400 990.00 774,576,000 774,576,000
2013-08-12 2013-08-08 4 PGLC Pershing Gold Corp.
Series E Preferred Stock 		P - Purchase 1,439 5,702 33.76 990.00 1,424,610 5,644,980
2013-08-12 2013-08-08 4 PGLC Pershing Gold Corp.
Series E Preferred Stock 		P - Purchase 3,030 4,263 245.74 990.00 2,999,700 4,220,370
2013-08-12 2013-08-08 4 PGLC Pershing Gold Corp.
Series E Preferred Stock 		P - Purchase 581 1,233 89.11 990.00 575,190 1,220,670
2013-08-12 2013-08-08 4 PGLC Pershing Gold Corp.
Series E Preferred Stock 		P - Purchase 652 652 990.00 645,480 645,480
2013-07-17 2013-07-16 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 194,400 15,184,662 1.30 0.35 68,040 5,314,632
2013-07-12 2013-07-10 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 212,122 14,990,262 1.44 0.33 70,000 4,946,786
2013-07-03 2013-07-03 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 20,000 14,778,140 0.14 0.34 6,800 5,024,568
2013-06-28 2013-06-28 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 25,000 14,758,140 0.17 0.34 8,625 5,091,558
2013-06-27 2013-06-27 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 100,000 14,733,140 0.68 0.34 34,450 5,075,567
2013-05-06 2013-04-30 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 4,300 3,390,257 0.13 0.64 2,752 2,169,764
2013-04-30 2013-04-29 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 21,000 3,385,957 0.62 0.63 13,209 2,129,767
2013-04-30 2013-04-29 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 26,600 3,364,957 0.80 0.63 16,838 2,130,018
2013-04-30 2013-04-26 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 47,900 3,338,357 1.46 0.63 30,033 2,093,150
2013-04-30 2013-04-25 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 15,400 3,290,457 0.47 0.62 9,548 2,040,083
2013-03-27 2013-03-26 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 250,000 13,633,140 1.87 0.40 100,000 5,453,256
2013-03-15 2013-03-13 4 PPI PASSPORT POTASH INC
Warrant 		G - Gift -3,055,555 0 -100.00
2013-03-07 2013-03-05 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 732,000 7,534,712 10.76 0.35 256,200 2,637,149
2013-03-07 2013-03-04 4 PGLC Pershing Gold Corp.
Common Stock 		J - Other 1,999,806 6,802,712 41.64
2013-03-07 2013-03-04 4 PGLC Pershing Gold Corp.
Common Stock 		J - Other 402,692 993,692 68.14
2013-03-07 2013-03-04 4 PGLC Pershing Gold Corp.
Common Stock 		J - Other 7,539,807 13,383,139 129.03
2013-03-01 2013-02-19 4 PPI PASSPORT POTASH INC
Warrant 		P - Purchase 500,000 500,000
2013-03-01 2013-02-19 4 PPI PASSPORT POTASH INC
15% Convertible Debenture 		P - Purchase 100,000.00
2013-01-03 2013-01-02 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 100,000 11,237,239 0.90 0.35 35,000 3,933,034
2012-12-20 2012-12-19 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 15,000 3,275,057 0.46 0.62 9,300 2,030,535
2012-12-17 2012-12-14 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 28,900 3,260,057 0.89 0.63 18,207 2,053,836
2012-12-04 2012-10-03 4 PGLC Pershing Gold Corp.
Warrants to purchase Common Stock 		P - Purchase 1,363,636 1,363,636
2012-12-04 2012-10-03 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 3,409,091 11,137,239 44.11 0.33 1,125,000 3,675,289
2012-12-04 2012-12-03 4/A PGLC Pershing Gold Corp.
Warrants to purchase Common Stock 		P - Purchase 1,363,637 1,363,637
2012-12-04 2012-12-03 4/A PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 3,409,091 11,137,239 44.11 0.33 1,125,000 3,675,289
2012-11-19 2012-11-16 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 25,000 4,574,959 0.55 0.62 15,500 2,836,475
2012-11-06 2012-11-06 4 CRGC.QB Continental Resources Group, Inc.
Common Stock 		P - Purchase 1,600,000 9,390,184 20.54 0.25 400,000 2,347,546
2012-11-06 2012-10-31 4 CRGC.QB Continental Resources Group, Inc.
Common Stock 		P - Purchase 73,135 2,719,477 2.76 0.26 18,649 693,467
2012-11-06 2012-10-26 4 CRGC.QB Continental Resources Group, Inc.
Common Stock 		P - Purchase 140,000 2,646,342 5.59 0.25 34,860 658,939
2012-11-06 2012-10-25 4 CRGC.QB Continental Resources Group, Inc.
Common Stock 		P - Purchase 90,500 2,506,342 3.75 0.25 22,534 624,079
2012-11-06 2012-10-24 4 CRGC.QB Continental Resources Group, Inc.
Common Stock 		P - Purchase 89,300 7,790,184 1.16 0.26 22,772 1,986,497
2012-11-06 2012-10-19 4 CRGC.QB Continental Resources Group, Inc.
Common Stock 		P - Purchase 185,000 7,700,884 2.46 0.25 46,805 1,948,324
2012-11-06 2012-10-18 4 CRGC.QB Continental Resources Group, Inc.
Common Stock 		P - Purchase 279,000 7,515,884 3.86 0.25 70,866 1,909,035
2012-10-26 2012-10-15 4 PPI PASSPORT POTASH INC
Common Stock, without par value 		P - Purchase 593,000 2,574,772 29.92 0.20 118,719 515,469
2012-10-26 2012-10-01 4 PPI PASSPORT POTASH INC
Common Stock, without par value 		P - Purchase -31,500 6,850,546 -0.46 0.21 -6,621 1,439,985
2012-10-26 2012-09-28 4 PPI PASSPORT POTASH INC
Common Stock, without par value 		P - Purchase -110,000 1,981,772 -5.26 0.22 -23,936 431,234
2012-10-26 2012-09-28 4 PPI PASSPORT POTASH INC
Common Stock, without par value 		P - Purchase -43,000 6,882,046 -0.62 0.21 -9,180 1,469,317
2012-10-26 2012-09-26 4 PPI PASSPORT POTASH INC
Common Stock, without par value 		P - Purchase -456,000 6,925,046 -6.18 0.22 -99,636 1,513,123
2012-10-26 2012-09-19 4 PPI PASSPORT POTASH INC
Common Stock, without par value 		P - Purchase 209,000 2,091,772 11.10 0.17 35,760 357,902
2012-10-26 2012-09-18 4 PPI PASSPORT POTASH INC
Common Stock, without par value 		P - Purchase 3,500 7,381,046 0.05 0.17 593 1,250,349
2012-10-26 2012-09-14 4 PPI PASSPORT POTASH INC
Common Stock, without par value 		P - Purchase 50,000 7,377,546 0.68 0.17 8,270 1,220,246
2012-10-26 2012-09-10 4 PPI PASSPORT POTASH INC
Common Stock, without par value 		P - Purchase 20,000 7,327,546 0.27 0.17 3,484 1,276,459
2012-10-17 3 CRGC.QB Continental Resources Group, Inc.
Common Stock, par value $0.0001 per share 		7,236,884
2012-10-17 3 CRGC.QB Continental Resources Group, Inc.
Common Stock, par value $0.0001 per share 		2,415,842
2012-10-03 2012-09-28 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 900,000 7,728,148 13.18 0.33 297,900 2,558,017
2012-09-28 2012-08-28 4 CDXC.OB ChromaDex Corp.
Employee Stock Options (right to buy) 		A - Award 125,000 125,000
2012-09-27 2012-09-26 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 100,000 6,828,148 1.49 0.34 33,700 2,301,086
2012-09-27 2012-09-14 4/A PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 6,728,148 0.15 0.34 3,450 2,321,211
2012-09-27 2012-08-23 4/A PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 5,000 6,718,148 0.07 0.32 1,600 2,149,807
2012-09-27 2012-07-13 4/A PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 20,000 6,713,148 0.30 0.32 6,500 2,181,773
2012-09-14 2012-09-14 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 6,693,148 0.15 0.34 3,450 2,309,136
2012-09-12 2012-09-11 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 7,500 3,231,157 0.23 0.77 5,775 2,487,991
2012-09-05 2012-08-31 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 7,300 3,223,657 0.23 0.62 4,526 1,998,667
2012-08-29 3 PPI PASSPORT POTASH INC
Common Stock, without par value 		7,307,546
2012-08-29 3 PPI PASSPORT POTASH INC
Common Stock, without par value 		1,882,772
2012-08-29 3 PPI PASSPORT POTASH INC
Common Stock, without par value 		6,396,110
2012-08-16 2012-08-15 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 15,000 4,549,959 0.33 0.74 11,100 3,366,970
2012-08-14 2012-08-13 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 30,000 4,534,959 0.67 0.66 19,800 2,993,073
2012-07-11 2012-07-09 4 CDXC.OB ChromaDex Corp.
Common Stock 		A - Award 500,000 4,504,959 12.48
2012-07-09 2012-07-05 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 9,991 3,196,357 0.31 0.67 6,694 2,141,559
2012-07-05 2012-07-03 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 8,506 3,186,366 0.27 0.67 5,699 2,134,865
2012-06-22 2012-06-18 4/A PGLC Pershing Gold Corp.
Options 		A - Award 1,000,000 13,266,667 8.15 0.34 340,000 4,510,667
2012-06-21 2012-06-18 4 PGLC Pershing Gold Corp.
Options 		A - Award 1,000,000 13,133,334 8.24 0.34 340,000 4,465,334
2012-06-21 2012-06-20 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 74,787 4,004,959 1.90 0.65 48,612 2,603,223
2012-06-13 2012-06-13 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 32,500 3,930,172 0.83 0.65 21,125 2,554,612
2012-06-11 2012-06-06 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 45,000 5,818,333 0.78 0.29 13,140 1,698,953
2012-06-06 2012-06-05 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 70,000 5,773,333 1.23 0.29 20,370 1,680,040
2012-06-06 2012-05-30 4 PGLC Pershing Gold Corp.
Common Stock 		P - Purchase 10,000 5,703,333 0.18 0.29 2,900 1,653,967
2012-05-31 2012-05-30 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 10,000 3,897,672 0.26 0.70 7,000 2,728,370
2012-05-29 2012-05-29 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 5,000 3,887,672 0.13 0.70 3,500 2,721,370
2012-05-22 2012-05-18 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 8,000 3,882,672 0.21 0.51 4,080 1,980,163
2012-05-18 2012-05-16 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 24,600 3,874,672 0.64 0.50 12,300 1,937,336
2012-05-16 3 PGLC Pershing Gold Corp.
Common Stock, par value $0.0001 per share 		5,693,333
2012-05-16 3 PGLC Pershing Gold Corp.
Common Stock, par value $0.0001 per share 		283,815
2012-05-16 3 PGLC Pershing Gold Corp.
Common Stock, par value $0.0001 per share 		591,000
2012-02-14 2012-02-10 4 CDXC.OB ChromaDex Corp.
Common Stock 		P - Purchase 333,333 3,850,072 9.48 0.75 250,000 2,887,554
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券（例如股票期权）
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券（例如期权）
V
内部人士通过Form 4自愿报告的一笔交易
J
其他（附有交易描述的脚注）