介绍

本页面提供了有关 Roy Christopher Harvey 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言,基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是,他们必须通过Form 4向美国证券交易委员会(SEC)报告所有交易。尽管存在这些限制,学术研究表明,整体而言,内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易,排除了作为10b5-1交易计划的一部分的交易。然后,对每笔交易在3、6和12个月的表现进行平均,以生成该笔交易最终的表现指标。然后,将所有交易的表现指标进行平均,计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A",则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易,或者他们进行的交易距离现在时间太近,无法计算出可靠的表现指标。

更新频率:每日

查看收益最高的的内幕交易者列表。

报告内部持仓的公司

美国证券交易委员会(SEC)文件显示Roy Christopher Harvey已报告在以下公司拥有持仓或进行了交易:

证券 职位 最新报告的持仓
US:AA / Alcoa Corporation President, CEO & Director, Director 950,140
AR:HWM / Howmet Aerospace Inc. - Depositary Receipt (Common Stock) Executive Vice President 171,000
如何解读这些图表

以下图表显示了在Roy Christopher Harvey进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如,如果一笔内部人士交易是在2019年1月1日进行的,该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元,则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%,而从10美元跌至5美元的价格变化将为-50%。

最终,我们将评估内部人士的交易与股价的超额回报(正向或负向)之间的相关性,以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为,我们预期看到(a)买入后的正回报,或者(b)卖出后的负回报。对于情况(a),买入图表将显示一系列向上倾斜的曲线,表示每次买入后都有正回报。对于情况(b),卖出图表将显示一系列向下倾斜的曲线,表示每次卖出后都有负回报。

然而,仅凭这一点还不足以得出结论。例如,如果公司的股价在多年内呈现非周期性上升,我们会预期所有买入后的图表都呈现向上倾斜。同样地,多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下,“买入”图表显示正向信号,而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易,以获得财务优势。

内幕交易历史

该表格显示了由 Roy Christopher Harvey 进行的所有内幕交易的完整列表,这些交易已向美国证券交易委员会(SEC)披露。

备案日期 交易日期 表格 股票代码 证券 代码 10b5-1 股数 剩余股数 %
变化
每股
股价
交易
金额
剩余
金额
2023-02-10 2023-02-08 4 AA Alcoa Corp
Common Stock, par value $0.01 per share
S - Sale -30,000 950,140 -3.06 51.34 -1,540,170 48,779,237
2023-01-27 2023-01-25 4 AA Alcoa Corp
Common Stock, par value $0.01 per share
F - Taxes -226,184 980,140 -18.75 52.19 -11,804,543 51,153,507
2023-01-27 2023-01-25 4 AA Alcoa Corp
Common Stock, par value $0.01 per share
A - Award 526,853 1,206,324 77.54
2023-01-27 2023-01-25 4 AA Alcoa Corp
Common Stock, par value $0.01 per share
A - Award 61,320 679,471 9.92
2023-01-25 2023-01-23 4 AA Alcoa Corp
Common Stock, par value $0.01 per share
F - Taxes -82,573 618,151 -11.78 51.75 -4,273,153 31,989,314
2022-01-28 2022-01-26 4 AA Alcoa Corp
Employee Stock Option (right to buy)
M - Exercise -49,023 0 -100.00
2022-01-28 2022-01-26 4 AA Alcoa Corp
Employee Stock Option (right to buy)
M - Exercise -73,290 0 -100.00
2022-01-28 2022-01-26 4 AA Alcoa Corp
Employee Stock Option (right to buy)
M - Exercise -88,360 0 -100.00
2022-01-28 2022-01-26 4 AA Alcoa Corp
Employee Stock Option (right to buy)
M - Exercise -27,474 0 -100.00
2022-01-28 2022-01-26 4 AA Alcoa Corp
Common Stock, par value $0.01 per share
S - Sale -40,837 700,724 -5.51 60.98 -2,490,334 42,731,761
2022-01-28 2022-01-26 4 AA Alcoa Corp
Common Stock, par value $0.01 per share
S - Sale -197,310 741,561 -21.02 60.54 -11,945,621 44,895,883
2022-01-28 2022-01-26 4 AA Alcoa Corp
Common Stock, par value $0.01 per share
M - Exercise 49,023 938,871 5.51 27.96 1,370,683 26,250,833
2022-01-28 2022-01-26 4 AA Alcoa Corp
Common Stock, par value $0.01 per share
M - Exercise 73,290 889,848 8.98 53.30 3,906,357 47,428,898
2022-01-28 2022-01-26 4 AA Alcoa Corp
Common Stock, par value $0.01 per share
M - Exercise 88,360 816,558 12.13 37.68 3,329,405 30,767,905
2022-01-28 2022-01-26 4 AA Alcoa Corp
Common Stock, par value $0.01 per share
M - Exercise 27,474 728,198 3.92 34.83 956,919 25,363,136
2022-01-28 2022-01-26 4 AA Alcoa Corp
Common Stock, par value $0.01 per share
F - Taxes -108,222 700,724 -13.38 60.75 -6,574,486 42,568,983
2022-01-28 2022-01-26 4 AA Alcoa Corp
Common Stock, par value $0.01 per share
A - Award 248,936 808,946 44.45
2022-01-28 2022-01-26 4 AA Alcoa Corp
Common Stock, par value $0.01 per share
A - Award 52,680 560,010 10.38
2022-01-26 2022-01-24 4 AA Alcoa Corp
Common Stock, par value $0.01 per share
F - Taxes -22,342 507,330 -4.22 58.02 -1,296,283 29,435,287
2021-04-22 2021-04-20 4 AA Alcoa Corp
Employee Stock Option (right to buy)
M - Exercise -98,047 49,023 -66.67
2021-04-22 2021-04-20 4 AA Alcoa Corp
Employee Stock Option (right to buy)
M - Exercise -76,354 0 -100.00
2021-04-22 2021-04-20 4 AA Alcoa Corp
Employee Stock Option (right to buy)
M - Exercise -46,580 0 -100.00
2021-04-22 2021-04-20 4 AA Alcoa Corp
Employee Stock Option (right to buy)
M - Exercise -12,431 0 -100.00
2021-04-22 2021-04-20 4 AA Alcoa Corp
Employee Stock Option (right to buy)
M - Exercise -4,625 0 -100.00
2021-04-22 2021-04-20 4 AA Alcoa Corp
Common Stock, par value $0.01 per share
S - Sale -238,037 529,672 -31.01 32.91 -7,834,060 17,432,088
2021-04-22 2021-04-20 4 AA Alcoa Corp
Common Stock, par value $0.01 per share
M - Exercise 98,047 767,709 14.64 27.96 2,741,394 21,465,144
2021-04-22 2021-04-20 4 AA Alcoa Corp
Common Stock, par value $0.01 per share
M - Exercise 76,354 669,662 12.87 15.10 1,152,945 10,111,896
2021-04-22 2021-04-20 4 AA Alcoa Corp
Common Stock, par value $0.01 per share
M - Exercise 46,580 593,308 8.52 24.73 1,151,923 14,672,507
2021-04-22 2021-04-20 4 AA Alcoa Corp
Common Stock, par value $0.01 per share
M - Exercise 12,431 546,728 2.33 19.89 247,253 10,874,420
2021-04-22 2021-04-20 4 AA Alcoa Corp
Common Stock, par value $0.01 per share
M - Exercise 4,625 534,297 0.87 22.78 105,358 12,171,286
2021-01-29 2021-01-27 4 AA Alcoa Corp
Common Stock, par value $0.01 per share
F - Taxes -1,033 529,672 -0.19 18.66 -19,276 9,883,680
2021-01-29 2021-01-27 4 AA Alcoa Corp
Common Stock, par value $0.01 per share
A - Award 3,079 530,705 0.58
2021-01-29 2021-01-27 4 AA Alcoa Corp
Common Stock, par value $0.01 per share
A - Award 188,640 527,626 55.65
2021-01-26 2021-01-25 4 AA Alcoa Corp
Common Stock, par value $0.01 per share
F - Taxes -8,475 338,986 -2.44 19.34 -163,906 6,555,989
2020-02-04 2020-02-03 4 AA Alcoa Corp
Common Stock, par value $0.01 per share
F - Taxes -8,279 347,461 -2.33 14.24 -117,893 4,947,845
2020-01-27 2020-01-23 4 AA Alcoa Corp
Common Stock, par value $0.01 per share
A - Award 196,440 355,740 123.31
2019-01-28 2019-01-24 4 AA Alcoa Corp
Employee Stock Option (right to buy)
A - Award 147,070 147,070
2019-01-28 2019-01-24 4 AA Alcoa Corp
Common Stock, par value $0.01 per share
F - Taxes -10,696 159,300 -6.29 27.96 -299,060 4,454,028
2019-01-28 2019-01-24 4 AA Alcoa Corp
Common Stock, par value $0.01 per share
A - Award 8,679 169,996 5.38
2019-01-28 2019-01-24 4 AA Alcoa Corp
Common Stock, par value $0.01 per share
A - Award 57,230 161,317 54.98
2018-01-26 2018-01-24 4 AA Alcoa Corp
Employee Stock Option (right to buy)
A - Award 73,290 73,290
2018-01-26 2018-01-24 4 AA Alcoa Corp
Common Stock, par value $0.01 per share
F - Taxes -4,833 104,087 -4.44 53.30 -257,599 5,547,837
2018-01-26 2018-01-24 4 AA Alcoa Corp
Common Stock, par value $0.01 per share
A - Award 29,320 108,920 36.83
2017-02-06 2017-02-02 4 AA Alcoa Corp
Employee Stock Option (right to buy)
A - Award 88,360 88,360
2017-02-06 2017-02-02 4 AA Alcoa Corp
Common Stock, par value $0.01 per share
F - Taxes -4,577 79,600 -5.44 37.68 -172,461 2,999,328
2017-02-06 2017-02-02 4 AA Alcoa Corp
Common Stock, par value $0.01 per share
A - Award 25,652 84,177 43.83
2017-02-06 2017-02-02 4 AA Alcoa Corp
Common Stock, par value $0.01 per share
A - Award 8,436 58,525 16.84
2017-02-06 2017-02-02 4 AA Alcoa Corp
Common Stock, par value $0.01 per share
A - Award 3,109 50,089 6.62
2017-02-06 2017-02-02 4 AA Alcoa Corp
Common Stock, par value $0.01 per share
A - Award 29,200 46,980 164.23
2016-10-17 3 AA WI Alcoa Upstream Corp
Common Stock, par value $0.01 per share
0
2016-01-21 2016-01-19 4 AA ALCOA INC.
Employee Stock Option (right to buy)
A - Award 171,000 171,000
2016-01-21 2016-01-19 4 AA ALCOA INC.
Common Stock
F - Taxes -1,010 55,667 -1.78 6.74 -6,807 375,196
2016-01-21 2016-01-19 4 AA ALCOA INC.
Common Stock
F - Taxes -1,678 56,677 -2.88 6.74 -11,310 382,003
2016-01-21 2016-01-19 4 AA ALCOA INC.
Common Stock
F - Taxes -1,954 58,355 -3.24 6.74 -13,170 393,313
2016-01-20 2016-01-18 4 AA ALCOA INC.
Common Stock
A - Award 16,606 60,309 38.00
2016-01-20 2016-01-18 4 AA ALCOA INC.
Common Stock
A - Award 6,120 43,703 16.28
2016-01-20 2016-01-18 4 AA ALCOA INC.
Common Stock
A - Award 2,450 37,583 6.97
2015-04-13 2015-04-10 4 AA ALCOA INC.
Common Stock
P - Purchase 57 35,133 0.16 13.05 744 458,482
2015-01-22 2015-01-20 4 AA ALCOA INC.
Employee Stock Option (right to buy)
A - Award 61,530 61,530
2015-01-22 2015-01-20 4 AA ALCOA INC.
Common Stock
F - Taxes -1,697 35,076 -4.61 15.55 -26,388 545,432
2015-01-22 2015-01-20 4 AA ALCOA INC.
Common Stock
F - Taxes -1,670 36,773 -4.34 15.55 -25,968 571,820
2015-01-22 2015-01-20 4 AA ALCOA INC.
Common Stock
F - Taxes -1,764 38,443 -4.39 15.55 -27,430 597,789
2015-01-21 2015-01-19 4 AA ALCOA INC.
Common Stock
A - Award 11,842 40,207 41.75
2015-01-21 2015-01-19 4 AA ALCOA INC.
Common Stock
A - Award 4,740 28,365 20.06
2015-01-21 2015-01-19 4 AA ALCOA INC.
Common Stock
A - Award 4,703 23,625 24.85
2014-07-11 2014-07-10 4 AA ALCOA INC
Employee Stock Option (right to buy)
M - Exercise -13,920 27,840 -33.33
2014-07-11 2014-07-10 4 AA ALCOA INC
Employee Stock Option (right to buy)
M - Exercise -20,720 10,360 -66.67
2014-07-11 2014-07-10 4 AA ALCOA INC
Employee Stock Option (right to buy)
M - Exercise -18,720 0 -100.00
2014-07-11 2014-07-10 4 AA ALCOA INC
Employee Stock Option (right to buy)
M - Exercise -12,427 0 -100.00
2014-07-11 2014-07-10 4 AA ALCOA INC
Common Stock
S - Sale -6,644 18,922 -25.99 15.54 -103,243 294,035
2014-07-11 2014-07-10 4 AA ALCOA INC
Common Stock
S - Sale -10,160 25,566 -28.44 15.54 -157,879 397,278
2014-07-11 2014-07-10 4 AA ALCOA INC
Common Stock
M - Exercise 13,920 35,726 63.84 8.88 123,610 317,247
2014-07-11 2014-07-10 4 AA ALCOA INC
Common Stock
S - Sale -16,260 21,806 -42.72 15.54 -252,669 338,850
2014-07-11 2014-07-10 4 AA ALCOA INC
Common Stock
M - Exercise 20,720 38,066 119.45 10.17 210,722 387,131
2014-07-11 2014-07-10 4 AA ALCOA INC
Common Stock
S - Sale -17,258 17,346 -49.87 15.54 -268,177 269,545
2014-07-11 2014-07-10 4 AA ALCOA INC
Common Stock
M - Exercise 18,720 34,604 117.85 13.54 253,469 468,538
2014-07-11 2014-07-10 4 AA ALCOA INC
Common Stock
S - Sale -8,822 15,884 -35.71 15.54 -137,088 246,826
2014-07-11 2014-07-10 4 AA ALCOA INC
Common Stock
M - Exercise 12,427 24,706 101.21 8.33 103,517 205,801
2014-06-30 3 AA ALCOA INC
Common Stock
32,142
2014-06-30 3 AA ALCOA INC
Common Stock
27,447
2014-06-30 3 AA ALCOA INC
Common Stock
32,142
2014-06-30 3 AA ALCOA INC
Common Stock
27,447
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券(例如股票期权)
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券(例如期权)
V
内部人士通过Form 4自愿报告的一笔交易
J
其他(附有交易描述的脚注)