介绍

本页面提供了有关 Steven L Harris 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言,基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是,他们必须通过Form 4向美国证券交易委员会(SEC)报告所有交易。尽管存在这些限制,学术研究表明,整体而言,内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易,排除了作为10b5-1交易计划的一部分的交易。然后,对每笔交易在3、6和12个月的表现进行平均,以生成该笔交易最终的表现指标。然后,将所有交易的表现指标进行平均,计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A",则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易,或者他们进行的交易距离现在时间太近,无法计算出可靠的表现指标。

更新频率:每日

查看收益最高的的内幕交易者列表。

报告内部持仓的公司

美国证券交易委员会(SEC)文件显示Steven L Harris已报告在以下公司拥有持仓或进行了交易:

证券 职位 最新报告的持仓
US:ESIO / Electro Scientific Industries, Inc. VICE PRESIDENT OF ENGINEERING 0
US:CSCD / Cascade Microtech, Inc. Executive Vice President 3,750
如何解读这些图表

以下图表显示了在Steven L Harris进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如,如果一笔内部人士交易是在2019年1月1日进行的,该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元,则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%,而从10美元跌至5美元的价格变化将为-50%。

最终,我们将评估内部人士的交易与股价的超额回报(正向或负向)之间的相关性,以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为,我们预期看到(a)买入后的正回报,或者(b)卖出后的负回报。对于情况(a),买入图表将显示一系列向上倾斜的曲线,表示每次买入后都有正回报。对于情况(b),卖出图表将显示一系列向下倾斜的曲线,表示每次卖出后都有负回报。

然而,仅凭这一点还不足以得出结论。例如,如果公司的股价在多年内呈现非周期性上升,我们会预期所有买入后的图表都呈现向上倾斜。同样地,多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下,“买入”图表显示正向信号,而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易,以获得财务优势。

内幕交易历史

该表格显示了由 Steven L Harris 进行的所有内幕交易的完整列表,这些交易已向美国证券交易委员会(SEC)披露。

备案日期 交易日期 表格 股票代码 证券 代码 10b5-1 股数 剩余股数 %
变化
每股
股价
交易
金额
剩余
金额
2019-02-01 2019-02-01 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock
D - Sale to Issuer -25,900 0 -100.00
2019-02-01 2019-02-01 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock
D - Sale to Issuer -38,647 25,900 -59.87 30.00 -1,159,410 777,000
2018-05-15 2018-05-11 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock
F - Taxes -401 62,547 -0.64 19.52 -7,828 1,220,917
2018-05-15 2018-02-10 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock
F - Taxes -1,933 55,148 -3.39 17.36 -33,557 957,369
2018-05-11 2018-05-09 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock
A - Award 7,300 64,881 12.68
2017-05-15 2017-05-11 4 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock
A - Award 4,800 55,581 9.45
2017-05-15 3 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock
101,562
2017-05-15 3 ESIO ELECTRO SCIENTIFIC INDUSTRIES INC
Common Stock
101,562
2014-11-13 2014-11-12 4 CSCD CASCADE MICROTECH INC
Restricted Stock Units
M - Exercise -1,250 3,750 -25.00
2014-11-13 2014-11-12 4 CSCD CASCADE MICROTECH INC
Common Stock
F - Taxes -455 48,158 -0.94 13.36 -6,079 643,391
2014-11-13 2014-11-12 4 CSCD CASCADE MICROTECH INC
Common Stock
M - Exercise 1,250 48,613 2.64
2014-11-12 2014-11-07 4 CSCD CASCADE MICROTECH INC
Restricted Stock Units
M - Exercise -1,725 3,450 -33.33
2014-11-12 2014-11-07 4 CSCD CASCADE MICROTECH INC
Common Stock
F - Taxes -628 47,363 -1.31 12.46 -7,825 590,143
2014-11-12 2014-11-07 4 CSCD CASCADE MICROTECH INC
Common Stock
M - Exercise 1,725 47,991 3.73
2014-06-03 2014-06-02 4 CSCD CASCADE MICROTECH INC
Options to purchase Common Stock
M - Exercise -5,535 8,510 -39.41 4.24 -23,468 36,082
2014-06-03 2014-06-02 4 CSCD CASCADE MICROTECH INC
Common Stock
S - Sale -10,000 45,107 -18.15 12.00 -120,013 541,343
2014-06-03 2014-06-02 4 CSCD CASCADE MICROTECH INC
Common Stock
S - Sale -5,535 55,107 -9.13 12.00 -66,427 661,356
2014-06-03 2014-06-02 4 CSCD CASCADE MICROTECH INC
Common Stock
M - Exercise 5,535 60,642 10.04 4.24 23,468 257,122
2014-06-03 2014-05-30 4 CSCD CASCADE MICROTECH INC
Options to purchase Common Stock
M - Exercise -2,976 14,045 -17.48 4.24 -12,618 59,551
2014-06-03 2014-05-30 4 CSCD CASCADE MICROTECH INC
Common Stock
S - Sale -2,976 55,107 -5.12 12.00 -35,712 661,284
2014-06-03 2014-05-30 4 CSCD CASCADE MICROTECH INC
Common Stock
M - Exercise 2,976 58,083 5.40 4.24 12,618 246,272
2014-02-06 2014-02-05 4 CSCD CASCADE MICROTECH INC
Restricted Stock Units
M - Exercise -1,241 0 -100.00
2014-02-06 2014-02-05 4 CSCD CASCADE MICROTECH INC
Common Stock
F - Taxes -517 53,911 -0.95 10.15 -5,248 547,197
2014-02-06 2014-02-05 4 CSCD CASCADE MICROTECH INC
Common Stock
M - Exercise 1,241 54,428 2.33
2014-02-05 2014-02-03 4 CSCD CASCADE MICROTECH INC
Restricted Stock Units
M - Exercise -1,382 2,073 -40.00
2014-02-05 2014-02-03 4 CSCD CASCADE MICROTECH INC
Restricted Stock Units
M - Exercise -860 859 -50.03
2014-02-05 2014-02-03 4 CSCD CASCADE MICROTECH INC
Common Stock
F - Taxes -576 53,187 -1.07 10.34 -5,956 549,954
2014-02-05 2014-02-03 4 CSCD CASCADE MICROTECH INC
Common Stock
M - Exercise 1,382 53,763 2.64
2014-02-05 2014-02-03 4 CSCD CASCADE MICROTECH INC
Common Stock
F - Taxes -359 52,381 -0.68 10.34 -3,712 541,620
2014-02-05 2014-02-03 4 CSCD CASCADE MICROTECH INC
Common Stock
M - Exercise 860 52,740 1.66
2013-11-15 2013-11-12 4 CSCD CASCADE MICROTECH INC
Stock Option
A - Award 21,000 21,000 10.88 228,480 228,480
2013-11-15 2013-11-12 4 CSCD CASCADE MICROTECH INC
Restricted Stock Units
A - Award 5,000 5,000
2013-11-12 2013-11-08 4 CSCD CASCADE MICROTECH INC
Restricted Stock Units
M - Exercise -1,725 5,175 -25.00
2013-11-12 2013-11-08 4 CSCD CASCADE MICROTECH INC
Common Stock
F - Taxes -627 51,880 -1.19 10.95 -6,866 568,086
2013-11-12 2013-11-08 4 CSCD CASCADE MICROTECH INC
Common Stock
M - Exercise 1,725 52,507 3.40
2013-10-08 2013-10-07 4 CSCD CASCADE MICROTECH INC
Options to purchase Common Stock
M - Exercise -6,294 16,292 -27.87 3.11 -19,574 50,668
2013-10-08 2013-10-07 4 CSCD CASCADE MICROTECH INC
Common Stock
S - Sale -6,294 48,845 -11.41 10.00 -62,940 488,450
2013-10-08 2013-10-07 4 CSCD CASCADE MICROTECH INC
Common Stock
M - Exercise 6,294 55,139 12.89 3.11 19,574 171,482
2013-09-26 2013-09-24 4 CSCD CASCADE MICROTECH INC
Options to purchase Common Stock
M - Exercise -4,000 22,586 -15.05 3.11 -12,440 70,242
2013-09-26 2013-09-24 4 CSCD CASCADE MICROTECH INC
Common Stock
S - Sale -4,000 48,845 -7.57 9.00 -36,000 439,605
2013-09-26 2013-09-24 4 CSCD CASCADE MICROTECH INC
Common Stock
M - Exercise 4,000 52,845 8.19 3.11 12,440 164,348
2013-09-18 2013-09-16 4 CSCD CASCADE MICROTECH INC
Options to purchase Common Stock
M - Exercise -4,000 26,586 -13.08 3.11 -12,440 82,682
2013-09-18 2013-09-16 4 CSCD CASCADE MICROTECH INC
Common Stock
S - Sale -4,000 48,845 -7.57 8.00 -32,000 390,760
2013-09-18 2013-09-16 4 CSCD CASCADE MICROTECH INC
Common Stock
M - Exercise 4,000 52,845 8.19 3.11 12,440 164,348
2013-02-07 2013-02-05 4 CSCD CASCADE MICROTECH INC
Restricted Stock Units
M - Exercise -1,241 1,241 -50.00
2013-02-07 2013-02-05 4 CSCD CASCADE MICROTECH INC
Common Stock
F - Taxes -452 46,442 -0.96 7.38 -3,336 342,742
2013-02-07 2013-02-05 4 CSCD CASCADE MICROTECH INC
Common Stock
M - Exercise 1,241 46,894 2.72
2013-02-06 2013-02-04 4 CSCD CASCADE MICROTECH INC
Restricted Stock Units
M - Exercise -1,382 3,455 -28.57
2013-02-06 2013-02-04 4 CSCD CASCADE MICROTECH INC
Restricted Stock Units
M - Exercise -860 1,719 -33.35
2013-02-06 2013-02-04 4 CSCD CASCADE MICROTECH INC
Common Stock
F - Taxes -503 45,653 -1.09 7.53 -3,788 343,767
2013-02-06 2013-02-04 4 CSCD CASCADE MICROTECH INC
Common Stock
M - Exercise 1,382 45,609 3.12
2013-02-06 2013-02-04 4 CSCD CASCADE MICROTECH INC
Common Stock
F - Taxes -313 46,156 -0.67 7.53 -2,357 347,555
2013-02-06 2013-02-04 4 CSCD CASCADE MICROTECH INC
Common Stock
M - Exercise 860 46,469 1.89
2013-01-29 2013-01-28 4 CSCD CASCADE MICROTECH INC
Restricted Stock Units
M - Exercise -8,954 0 -100.00
2013-01-29 2013-01-28 4 CSCD CASCADE MICROTECH INC
Common Stock
F - Taxes -6,046 44,227 -12.03 7.00 -42,322 309,589
2013-01-29 2013-01-28 4 CSCD CASCADE MICROTECH INC
Common Stock
M - Exercise 15,000 50,273 42.53
2013-01-29 2013-01-28 4 CSCD CASCADE MICROTECH INC
Common Stock
S - Sale -6,000 35,273 -14.54 7.00 -42,000 246,911
2013-01-29 2013-01-25 4 CSCD CASCADE MICROTECH INC
Common Stock
S - Sale -1,200 41,273 -2.83 7.00 -8,400 288,911
2013-01-25 2013-01-23 4 CSCD CASCADE MICROTECH INC
Common Stock
S - Sale -100 42,473 -0.23 7.00 -700 297,311
2013-01-22 2013-01-17 4 CSCD CASCADE MICROTECH INC
Options to purchase Common Stock
M - Exercise -2,000 30,586 -6.14 3.11 -6,220 95,122
2013-01-22 2013-01-17 4 CSCD CASCADE MICROTECH INC
Common Stock
S - Sale -100 42,573 -0.23 7.05 -705 300,140
2013-01-22 2013-01-17 4 CSCD CASCADE MICROTECH INC
Common Stock
S - Sale -100 42,673 -0.23 7.00 -700 298,711
2013-01-22 2013-01-17 4 CSCD CASCADE MICROTECH INC
Common Stock
S - Sale -2,000 42,773 -4.47 7.00 -14,000 299,411
2013-01-22 2013-01-17 4 CSCD CASCADE MICROTECH INC
Common Stock
M - Exercise 2,000 44,773 4.68 3.11 6,220 139,244
2012-11-13 2012-11-08 4 CSCD CASCADE MICROTECH INC
Stock Option
A - Award 28,000 28,000 5.15 144,200 144,200
2012-11-13 2012-11-08 4 CSCD CASCADE MICROTECH INC
Restricted Stock Units
A - Award 6,900 6,900
2012-08-15 2012-08-13 4 CSCD CASCADE MICROTECH INC
Restricted Stock Units
M - Exercise -3,599 0 -100.00
2012-08-15 2012-08-13 4 CSCD CASCADE MICROTECH INC
Common Stock
F - Taxes -1,276 41,369 -2.99 5.39 -6,878 222,979
2012-08-15 2012-08-13 4 CSCD CASCADE MICROTECH INC
Common Stock
M - Exercise 3,599 42,645 9.22
2012-08-09 2012-08-07 4 CSCD CASCADE MICROTECH INC
Common Stock
S - Sale -7,500 39,046 -16.11 5.00 -37,500 195,230
2012-04-30 2012-04-27 4 CSCD CASCADE MICROTECH INC
Common Stock
S - Sale -307 42,975 -0.71 5.00 -1,535 214,875
2012-04-27 2012-04-25 4 CSCD CASCADE MICROTECH INC
Common Stock
S - Sale -755 43,282 -1.71 5.00 -3,775 216,410
2012-04-24 2012-04-20 4 CSCD CASCADE MICROTECH INC
Common Stock
S - Sale -357 44,037 -0.80 5.00 -1,785 220,185
2012-02-07 2012-02-05 4 CSCD CASCADE MICROTECH INC
Restricted Stock Units
M - Exercise -1,134 0 -100.00
2012-02-07 2012-02-05 4 CSCD CASCADE MICROTECH INC
Restricted Stock Units
M - Exercise -1,242 2,482 -33.35
2012-02-07 2012-02-05 4 CSCD CASCADE MICROTECH INC
Common Stock
F - Taxes -450 40,795 -1.09 3.63 -1,634 148,086
2012-02-07 2012-02-05 4 CSCD CASCADE MICROTECH INC
Common Stock
M - Exercise 1,134 41,245 2.83
2012-02-07 2012-02-05 4 CSCD CASCADE MICROTECH INC
Common Stock
F - Taxes -493 40,111 -1.21 3.63 -1,790 145,603
2012-02-07 2012-02-05 4 CSCD CASCADE MICROTECH INC
Common Stock
M - Exercise 1,242 40,604 3.16
2012-02-07 2012-02-03 4 CSCD CASCADE MICROTECH INC
Restricted Stock Units
M - Exercise -691 4,837 -12.50
2012-02-07 2012-02-03 4 CSCD CASCADE MICROTECH INC
Restricted Stock Units
M - Exercise -860 2,579 -25.01
2012-02-07 2012-02-03 4 CSCD CASCADE MICROTECH INC
Common Stock
F - Taxes -274 39,362 -0.69 3.63 -995 142,884
2012-02-07 2012-02-03 4 CSCD CASCADE MICROTECH INC
Common Stock
M - Exercise 691 39,636 1.77
2012-02-07 2012-02-03 4 CSCD CASCADE MICROTECH INC
Common Stock
F - Taxes -341 38,945 -0.87 3.63 -1,238 141,370
2012-02-07 2012-02-03 4 CSCD CASCADE MICROTECH INC
Common Stock
M - Exercise 860 39,286 2.24
2012-01-27 2012-01-26 4 CSCD CASCADE MICROTECH INC
Restricted Stock Units
M - Exercise -15,000 15,000 -50.00
2012-01-27 2012-01-26 4 CSCD CASCADE MICROTECH INC
Common Stock
F - Taxes -5,948 38,426 -13.40 3.42 -20,342 131,417
2012-01-27 2012-01-26 4 CSCD CASCADE MICROTECH INC
Common Stock
M - Exercise 15,000 44,374 51.07
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券(例如股票期权)
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券(例如期权)
V
内部人士通过Form 4自愿报告的一笔交易
J
其他(附有交易描述的脚注)