介绍

本页面提供了有关 Dennis H Ferro 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言,基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是,他们必须通过Form 4向美国证券交易委员会(SEC)报告所有交易。尽管存在这些限制,学术研究表明,整体而言,内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易,排除了作为10b5-1交易计划的一部分的交易。然后,对每笔交易在3、6和12个月的表现进行平均,以生成该笔交易最终的表现指标。然后,将所有交易的表现指标进行平均,计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A",则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易,或者他们进行的交易距离现在时间太近,无法计算出可靠的表现指标。

更新频率:每日

查看收益最高的的内幕交易者列表。

报告内部持仓的公司

美国证券交易委员会(SEC)文件显示Dennis H Ferro已报告在以下公司拥有持仓或进行了交易:

证券 职位 最新报告的持仓
US:PFG / Principal Financial Group, Inc. Director 19,972
如何解读这些图表

以下图表显示了在Dennis H Ferro进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如,如果一笔内部人士交易是在2019年1月1日进行的,该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元,则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%,而从10美元跌至5美元的价格变化将为-50%。

最终,我们将评估内部人士的交易与股价的超额回报(正向或负向)之间的相关性,以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为,我们预期看到(a)买入后的正回报,或者(b)卖出后的负回报。对于情况(a),买入图表将显示一系列向上倾斜的曲线,表示每次买入后都有正回报。对于情况(b),卖出图表将显示一系列向下倾斜的曲线,表示每次卖出后都有负回报。

然而,仅凭这一点还不足以得出结论。例如,如果公司的股价在多年内呈现非周期性上升,我们会预期所有买入后的图表都呈现向上倾斜。同样地,多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下,“买入”图表显示正向信号,而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易,以获得财务优势。

内幕交易历史

该表格显示了由 Dennis H Ferro 进行的所有内幕交易的完整列表,这些交易已向美国证券交易委员会(SEC)披露。

备案日期 交易日期 表格 股票代码 证券 代码 10b5-1 股数 剩余股数 %
变化
每股
股价
交易
金额
剩余
金额
2018-04-02 2018-03-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 166 19,972 0.84 60.91 10,099 1,216,470
2018-04-02 2018-03-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 218 27,228 0.81
2018-01-02 2017-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 132 19,806 0.67 71.39 9,416 1,413,936
2018-01-02 2017-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 177 27,010 0.66
2017-12-07 2017-12-06 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 445 19,674 2.31 70.82 31,501 1,393,306
2017-12-04 2017-12-01 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 7 19,229 0.04 70.52 501 1,356,036
2017-11-20 2017-11-17 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 15 19,222 0.08 68.64 1,002 1,319,398
2017-10-10 2017-10-06 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 22 19,207 0.12 66.65 1,500 1,280,173
2017-10-03 2017-09-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 139 19,185 0.73 64.34 8,950 1,234,356
2017-10-03 2017-09-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 187 26,833 0.70
2017-09-25 2017-09-22 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 8 19,046 0.04 63.12 499 1,202,177
2017-08-08 2017-08-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 8 19,038 0.04 67.04 503 1,276,301
2017-07-05 2017-06-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 132 19,030 0.70 64.07 8,483 1,219,284
2017-07-05 2017-06-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 183 26,646 0.69
2017-06-06 2017-06-02 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 453 18,898 2.46 63.96 28,999 1,208,722
2017-05-22 2017-05-19 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 8 18,445 0.04 60.83 499 1,121,985
2017-05-18 2017-05-16 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 2,032 26,463 8.32
2017-04-04 2017-03-31 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 130 18,436 0.71 63.11 8,230 1,163,521
2017-04-04 2017-03-31 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 166 24,431 0.68
2017-03-13 2017-03-10 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 24 18,306 0.13 63.54 1,500 1,163,170
2017-02-13 2017-02-10 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 8 18,282 0.04 60.86 499 1,112,673
2016-12-29 2016-12-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 129 18,274 0.71 58.73 7,594 1,073,250
2016-12-29 2016-12-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 169 24,265 0.70
2016-12-07 2016-12-06 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 488 18,145 2.76 59.42 29,003 1,078,176
2016-11-21 2016-11-18 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 35 17,657 0.20 57.66 2,001 1,018,097
2016-10-04 2016-09-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 139 17,622 0.80 51.51 7,160 907,720
2016-10-04 2016-09-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 182 24,096 0.76
2016-09-12 2016-09-09 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 31 17,483 0.18 48.37 1,499 845,672
2016-08-15 2016-08-12 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 32 17,452 0.18 46.78 1,502 816,423
2016-06-28 2016-06-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 221 23,914 0.93
2016-06-27 2016-06-24 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 162 17,420 0.94 39.96 6,490 696,115
2016-06-06 2016-06-03 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 619 17,258 3.72 42.82 26,501 738,983
2016-05-23 2016-05-20 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 35 16,639 0.21 43.19 1,499 718,638
2016-05-19 2016-05-17 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 3,089 23,693 14.99
2016-04-11 2016-04-08 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 13 16,604 0.08 39.03 500 648,066
2016-03-29 2016-03-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 160 16,591 0.98 38.90 6,243 645,405
2016-03-29 2016-03-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 189 20,604 0.93
2016-02-16 2016-02-12 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 28 16,431 0.17 35.38 1,001 581,329
2016-02-01 2016-01-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 13 16,403 0.08 38.00 502 623,303
2015-12-30 2015-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 133 16,390 0.82 45.57 6,061 746,870
2015-12-30 2015-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 160 20,415 0.79
2015-12-21 2015-12-18 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 308 16,256 1.93 43.82 13,501 712,360
2015-11-20 2015-11-19 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 10 15,948 0.06 50.72 502 808,908
2015-11-09 2015-11-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 15 15,939 0.09 50.93 749 811,753
2015-09-29 2015-09-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 125 15,924 0.79 48.05 5,997 765,143
2015-09-29 2015-09-25 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 151 20,255 0.75
2015-09-08 2015-09-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 16 15,799 0.10 47.57 752 751,558
2015-08-18 2015-08-14 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 17 15,783 0.11 57.98 997 915,110
2015-06-30 2015-06-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 112 15,766 0.71 52.44 5,852 826,769
2015-06-30 2015-06-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 118 20,104 0.59
2015-06-05 2015-06-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 254 15,654 1.65 51.78 13,126 810,590
2015-05-21 2015-05-19 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 2,476 19,986 14.14
2015-05-08 2015-05-07 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 14 15,401 0.09 51.64 749 795,308
2015-04-08 2015-04-06 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 5 15,386 0.03 51.39 252 790,707
2015-03-31 2015-03-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 109 15,382 0.71 50.49 5,493 776,617
2015-03-31 2015-03-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 117 17,510 0.67
2015-02-06 2015-02-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 10 15,258 0.07 48.93 499 746,574
2014-12-30 2014-12-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 97 15,248 0.64 53.06 5,152 809,048
2014-12-30 2014-12-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 104 17,393 0.60
2014-12-05 2014-12-04 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 233 15,151 1.56 52.65 12,252 797,684
2014-11-21 2014-11-20 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 5 14,918 0.03 53.04 249 791,251
2014-11-07 2014-11-06 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 19 14,913 0.13 52.40 1,001 781,457
2014-09-30 2014-09-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 94 14,894 0.64 53.40 5,030 795,350
2014-09-30 2014-09-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 103 17,289 0.60
2014-08-22 2014-08-20 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 5 14,800 0.03 52.58 252 778,184
2014-07-01 2014-06-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 92 14,795 0.63 50.27 4,625 743,755
2014-07-01 2014-06-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 102 17,186 0.60
2014-06-09 2014-06-06 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 246 14,703 1.70 48.88 12,000 718,692
2014-05-27 2014-05-22 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 11 14,458 0.07 46.41 501 670,982
2014-05-22 2014-05-20 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 2,533 17,084 17.41
2014-05-07 2014-05-06 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 11 14,447 0.08 45.59 497 658,634
2014-04-01 2014-03-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 88 14,436 0.61 45.81 4,018 661,313
2014-04-01 2014-03-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 82 14,551 0.57
2014-03-07 2014-03-05 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 22 14,348 0.15 46.44 998 666,335
2014-02-19 2014-02-18 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
S - Sale -1,000 13,469 -6.91 44.80 -44,800 603,411
2014-02-19 2014-02-14 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 17 14,327 0.12 44.54 748 638,111
2013-12-31 2013-12-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 70 14,309 0.49 49.38 3,442 706,578
2013-12-31 2013-12-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 70 14,469 0.49
2013-12-17 2013-12-13 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 998 14,239 7.54 48.08 47,998 684,626
2013-12-03 2013-11-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 40 13,241 0.30 50.63 2,000 670,392
2013-11-19 2013-11-15 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 61 13,202 0.46 49.19 3,001 649,382
2013-10-01 2013-09-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 78 13,140 0.60 43.19 3,360 567,538
2013-10-01 2013-09-27 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 80 14,399 0.56
2013-09-03 2013-08-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 73 13,063 0.56 40.92 2,999 534,526
2013-08-19 2013-08-15 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 72 12,989 0.55 41.97 3,001 545,165
2013-07-02 2013-06-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 71 12,918 0.56 37.45 2,674 483,775
2013-07-02 2013-06-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 81 14,319 0.57
2013-06-04 2013-05-31 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 1,228 12,847 10.57 37.85 46,499 486,244
2013-05-23 2013-05-21 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 3,015 14,238 26.86
2013-05-16 2013-05-15 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 79 11,618 0.68 38.10 2,998 442,646
2013-04-16 2013-04-15 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 29 11,539 0.25 34.36 1,000 396,490
2013-04-02 2013-03-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 59 11,510 0.51 34.03 2,001 391,692
2013-04-02 2013-03-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 69 11,223 0.62
2013-04-01 2013-03-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 76 11,451 0.67 34.03 2,596 389,691
2013-03-19 2013-03-15 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 88 11,375 0.78 34.09 3,000 387,777
2013-03-01 2013-02-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 63 11,287 0.56 31.61 2,001 356,785
2013-02-19 2013-02-15 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 63 11,224 0.57 31.69 2,000 355,682
2013-01-02 2012-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 70 11,161 0.63 28.08 1,963 313,392
2013-01-02 2012-12-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 75 11,154 0.68
2012-12-18 2012-12-14 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 1,745 11,091 18.67 27.51 47,999 305,108
2012-12-03 2012-11-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 147 9,346 1.60 27.15 3,999 253,744
2012-11-21 2012-11-15 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 114 9,199 1.26 26.23 3,001 241,282
2012-11-07 2012-09-28 4/A PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 77 11,079 0.70
2012-10-17 2012-10-15 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 74 9,084 0.82 27.13 1,999 246,457
2012-10-02 2012-09-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 105 9,011 1.18 26.94 2,834 242,746
2012-10-02 2012-09-28 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 68 11,079 0.62
2012-09-18 2012-09-14 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 172 8,905 1.96 29.16 5,001 259,681
2012-08-16 2012-08-15 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 38 8,734 0.44 26.31 1,000 229,789
2012-08-02 2012-07-31 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 39 8,696 0.45 25.59 1,001 222,528
2012-07-03 2012-06-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 83 8,657 0.97 26.23 2,185 227,068
2012-07-03 2012-06-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 68 11,002 0.62
2012-06-01 2012-05-31 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 1,995 8,574 30.33 24.56 49,000 210,568
2012-05-24 2012-05-22 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 4,740 10,934 76.53
2012-05-17 2012-03-26 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
L - Other 38 6,194 0.62 29.43 1,118 182,289
2012-05-17 2012-05-15 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 41 6,578 0.63 24.30 1,001 159,858
2012-04-17 2012-04-13 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 36 6,537 0.56 27.71 1,000 181,149
2012-04-03 2012-03-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 39 6,501 0.60 29.51 1,145 191,850
2012-04-03 2012-03-30 4 PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
A - Award 31 6,156 0.51
2012-03-19 2012-03-15 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 101 6,462 1.59 29.64 3,000 191,546
2012-03-02 2012-02-29 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 36 6,361 0.57 27.66 1,001 175,951
2012-02-17 2012-02-15 4 PFG PRINCIPAL FINANCIAL GROUP INC
Phantom Stock Units
A - Award 113 6,325 1.82 26.50 3,000 167,612
2010-11-04 3/A PFG PRINCIPAL FINANCIAL GROUP INC
Common Stock
1,000
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券(例如股票期权)
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券(例如期权)
V
内部人士通过Form 4自愿报告的一笔交易
J
其他(附有交易描述的脚注)