Gary C Evans - Insider Trading Tracker

威格尼特国际有限公司

US ˙ NasdaqCM

介绍

本页面提供了有关 Gary C Evans 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言，基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是，他们必须通过Form 4向美国证券交易委员会（SEC）报告所有交易。尽管存在这些限制，学术研究表明，整体而言，内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易，排除了作为10b5-1交易计划的一部分的交易。然后，对每笔交易在3、6和12个月的表现进行平均，以生成该笔交易最终的表现指标。然后，将所有交易的表现指标进行平均，计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A"，则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易，或者他们进行的交易距离现在时间太近，无法计算出可靠的表现指标。

更新频率：每日

查看收益最高的的内幕交易者列表。

查看排名最高的内部人士。

报告内部持仓的公司

美国证券交易委员会（SEC）文件显示Gary C Evans已报告在以下公司拥有持仓或进行了交易：

证券	职位	最新报告的持仓
US:UAMY / United States Antimony Corporation	Chairman & CEO, Director	1,528,818
US:NVAX / Novavax, Inc.	Director	0
US:MAGH / Magnitude International Ltd	Chairman and CEO, Director	3,656,786
	Chairman and Interim CEO, Director, 10% Owner	3,502,712

如何解读这些图表

以下图表显示了在Gary C Evans进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如，如果一笔内部人士交易是在2019年1月1日进行的，该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元，则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%，而从10美元跌至5美元的价格变化将为-50%。

最终，我们将评估内部人士的交易与股价的超额回报（正向或负向）之间的相关性，以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为，我们预期看到（a）买入后的正回报，或者（b）卖出后的负回报。对于情况（a），买入图表将显示一系列向上倾斜的曲线，表示每次买入后都有正回报。对于情况（b），卖出图表将显示一系列向下倾斜的曲线，表示每次卖出后都有负回报。

然而，仅凭这一点还不足以得出结论。例如，如果公司的股价在多年内呈现非周期性上升，我们会预期所有买入后的图表都呈现向上倾斜。同样地，多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下，“买入”图表显示正向信号，而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易，以获得财务优势。

MAGH / Magnitude International Ltd内部人士买入 - 短期收益分析

在这一部分，我们分析了在 MAGH / Magnitude International Ltd 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报，以及是否值得跟踪。该分析基于每笔交易后一年的情况，结果仅为理论值。

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期	股票代码	内部人士	报告股数	报告价格	经调整股数	经调整价格	成本基础	达到最高利润的天数	达到最高利润时的价格	最高利润($)	最高回报率（%）
2013-12-11	MHR	EVANS GARY C	25,000	6.0900	25,000	6.0900	152,250	71
2013-12-11	MHR	EVANS GARY C	5,000	6.0600	5,000	6.0600	30,300

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

MAGH / Magnitude International Ltd Insider Trades

MAGH / Magnitude International Ltd内部人士卖出 - 短期亏损分析

在这一部分，我们分析了在 MAGH / Magnitude International Ltd 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式，可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况，

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期	股票代码	内部人士	报告股数	报告价格	经调整股数	经调整价格	成本基础	达到最低利润的天数
2012-06-29	MHR	EVANS GARY C	100,000	4.1000	100,000	4.1000	410,000	298
2012-06-27	MHR	EVANS GARY C	100,000	4.0100	100,000	4.0100	401,000
2012-06-15	MHR	EVANS GARY C	75,000	4.1300	75,000	4.1300	309,750
2012-06-11	MHR	EVANS GARY C	50,000	3.9645	50,000	3.9645	198,225

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

NVAX / Novavax, Inc.内部人士买入 - 短期收益分析

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期	股票代码	内部人士	报告股数	报告价格	经调整股数	经调整价格	成本基础	达到最高利润的天数	达到最高利润时的价格	最高利润($)	最高回报率（%）
2007-08-22	NVAX	EVANS GARY C	20,000	3.0990	1,000	61.9800	61,980	70	84	22,020	35.53
2006-08-22	NVAX	EVANS GARY C	50,000	3.5500	2,500	71.0000	177,500
2006-08-22	NVAX	EVANS GARY C	4,000	3.5500	200	71.0000	14,200
2006-08-22	NVAX	EVANS GARY C	3,600	3.4900	180	69.8000	12,564
2006-08-22	NVAX	EVANS GARY C	400	3.5100	20	70.2000	1,404
2006-01-25	NVAX	EVANS GARY C	50,000	4.0000	2,500	80.0000	200,000
2005-12-08	NVAX	EVANS GARY C	50,000	3.4980	2,500	69.9600	174,900
2005-12-07	NVAX	EVANS GARY C	50,000	3.6000	2,500	72.0000	180,000
2005-11-14	NVAX	EVANS GARY C	40,000	2.8940	2,000	57.8800	115,760
2005-11-11	NVAX	EVANS GARY C	5,000	3.1200	250	62.4000	15,600
2005-09-12	NVAX	EVANS GARY C	26,000	1.5000	1,300	30.0000	39,000
2005-09-12	NVAX	EVANS GARY C	15,000	1.5500	750	31.0000	23,250
2005-09-06	NVAX	EVANS GARY C	44,000	1.2900	2,200	25.8000	56,760
2005-08-24	NVAX	EVANS GARY C	100,000	0.9415	5,000	18.8300	94,150
2005-08-23	NVAX	EVANS GARY C	50,000	0.9750	2,500	19.5000	48,750
2005-08-22	NVAX	EVANS GARY C	50,000	0.9748	2,500	19.4960	48,740
2004-09-27	NVAX	EVANS GARY C	10,000	3.1400	500	62.8000	31,400
2004-09-13	NVAX	EVANS GARY C	8,697	3.5400	435	70.8000	30,787
2004-09-10	NVAX	EVANS GARY C	1,603	3.2400	80	64.8000	5,194

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

NVAX / Novavax, Inc.内部人士卖出 - 短期亏损分析

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期	股票代码	内部人士	报告股数	报告价格	经调整股数	经调整价格	成本基础	达到最低利润的天数	达到最低利润时的价格	避免的最高损失金额($)	避免的最高损失率($)
2021-06-01	NVAX	EVANS GARY C	625	146.5000	625	146.5000	91,562	344	42.9200	-64,737	-70.70
2021-03-15	NVAX	EVANS GARY C	9,732	210.0000	9,732	210.0000	2,043,720
2021-03-15	NVAX	EVANS GARY C	14,768	212.0000	14,768	212.0000	3,130,816
2020-08-18	NVAX	EVANS GARY C	10,500	150.4400	10,500	150.4400	1,579,620
2016-06-06	NVAX	EVANS GARY C	18,998	6.5000	950	130.0000	123,487
2016-05-24	NVAX	EVANS GARY C	16,134	5.4230	807	108.4600	87,495
2016-05-23	NVAX	EVANS GARY C	33,866	5.4000	1,693	108.0000	182,876
2015-08-24	NVAX	EVANS GARY C	20,000	11.2404	1,000	224.8080	224,808
2015-08-13	NVAX	EVANS GARY C	6,002	13.5618	300	271.2360	81,398
2014-12-16	NVAX	EVANS GARY C	46,701	5.7154	2,335	114.3080	266,915
2014-12-12	NVAX	EVANS GARY C	30,000	5.7654	1,500	115.3080	172,962
2013-04-24	NVAX	EVANS GARY C	39,000	2.4600	1,950	49.2000	95,940
2013-04-24	NVAX	EVANS GARY C	40,000	2.4400	2,000	48.8000	97,600

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

UAMY / United States Antimony Corporation内部人士买入 - 短期收益分析

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期	股票代码	内部人士	报告股数	报告价格	经调整股数	经调整价格	成本基础	达到最高利润的天数	达到最高利润时的价格	最高利润($)	最高回报率（%）
2024-12-10	UAMY	EVANS GARY C	200,000	1.4470	200,000	1.4470	289,400	259	4.9400	698,600	241.40
2023-01-19	UAMY	EVANS GARY C	21,068	0.4500	21,068	0.4500	9,481
2023-01-18	UAMY	EVANS GARY C	300	0.4500	300	0.4500	135
2023-01-13	UAMY	EVANS GARY C	31,369	0.4500	31,369	0.4500	14,116
2023-01-12	UAMY	EVANS GARY C	20,944	0.4500	20,944	0.4500	9,425
2023-01-11	UAMY	EVANS GARY C	5,137	0.4500	5,137	0.4500	2,312
2022-12-16	UAMY	EVANS GARY C	147,994	0.4500	147,994	0.4500	66,597
2022-12-15	UAMY	EVANS GARY C	119,201	0.4500	119,201	0.4500	53,640
2022-12-14	UAMY	EVANS GARY C	68,990	0.4500	68,990	0.4500	31,046
2022-12-13	UAMY	EVANS GARY C	238,212	0.4500	238,212	0.4500	107,195
2022-12-10	UAMY	EVANS GARY C	13,999	0.4500	13,999	0.4500	6,300
2022-12-09	UAMY	EVANS GARY C	65,902	0.4200	65,902	0.4200	27,679
2022-12-08	UAMY	EVANS GARY C	51,653	0.4100	51,653	0.4100	21,178
2022-12-07	UAMY	EVANS GARY C	251,281	0.4000	251,281	0.4000	100,512
2022-12-06	UAMY	EVANS GARY C	40,000	0.3800	40,000	0.3800	15,200

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

UAMY / United States Antimony Corporation Insider Trades

UAMY / United States Antimony Corporation内部人士卖出 - 短期亏损分析

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期	股票代码	内部人士	报告股数	报告价格	经调整股数	经调整价格	成本基础	达到最低利润的天数	达到最低利润时的价格	避免的最高损失金额($)	避免的最高损失率($)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

内幕交易历史

该表格显示了由 Gary C Evans 进行的所有内幕交易的完整列表，这些交易已向美国证券交易委员会（SEC）披露。

备案日期	交易日期	表格	股票代码	证券	代码	股数	剩余股数	% 变化	每股股价	交易金额	剩余金额
2024-12-11	2024-12-10	4	UAMY	UNITED STATES ANTIMONY CORP Common Stock	P - Purchase	200,000	1,528,818	15.05	1.45	289,400	2,212,200
2024-05-22	2024-03-01	4	UAMY	UNITED STATES ANTIMONY CORP Common Stock	A - Award	250,000	1,326,050	23.23
2023-01-20	2023-01-19	4	UAMY	UNITED STATES ANTIMONY CORP UAMY-Common Stock	P - Purchase	21,068	956,849	2.25	0.45	9,481	430,582
2023-01-20	2023-01-18	4	UAMY	UNITED STATES ANTIMONY CORP UAMY-Common Stock	P - Purchase	300	935,781	0.03	0.45	135	421,101
2023-01-17	2023-01-13	4	UAMY	UNITED STATES ANTIMONY CORP UAMY-Common Stock	P - Purchase	31,369	935,481	3.47	0.45	14,116	420,966
2023-01-17	2023-01-12	4	UAMY	UNITED STATES ANTIMONY CORP UAMY-Common Stock	P - Purchase	20,944	904,112	2.37	0.45	9,425	406,850
2023-01-17	2023-01-11	4	UAMY	UNITED STATES ANTIMONY CORP UAMY-Common Stock	P - Purchase	5,137	883,168	0.59	0.45	2,312	397,426
2022-12-21	2022-12-16	4	UAMY	UNITED STATES ANTIMONY CORP UAMY-Common Stock	P - Purchase	147,994	864,032	20.67	0.45	66,597	388,814
2022-12-21	2022-12-10	4	UAMY	UNITED STATES ANTIMONY CORP UAMY-Common Stock	P - Purchase	13,999	878,031	1.62	0.45	6,300	395,114
2022-12-16	2022-12-15	4	UAMY	UNITED STATES ANTIMONY CORP Common Stock	P - Purchase	119,201	835,239	16.65	0.45	53,640	375,858
2022-12-15	2022-12-14	4	UAMY	UNITED STATES ANTIMONY CORP UAMY - Common Stock	P - Purchase	68,990	716,038	10.66	0.45	31,046	322,217
2022-12-15	2022-12-13	4	UAMY	UNITED STATES ANTIMONY CORP UAMY - Common Stock	P - Purchase	238,212	647,048	58.27	0.45	107,195	291,172
2022-12-12	2022-12-09	4	UAMY	UNITED STATES ANTIMONY CORP UAMY - Common Stock	P - Purchase	65,902	408,836	19.22	0.42	27,679	171,711
2022-12-12	2022-12-08	4	UAMY	UNITED STATES ANTIMONY CORP UAMY - Common Stock	P - Purchase	51,653	342,934	17.73	0.41	21,178	140,603
2022-12-12	2022-12-07	4	UAMY	UNITED STATES ANTIMONY CORP UAMY - Common Stock	P - Purchase	251,281	291,281	628.20	0.40	100,512	116,512
2022-12-09	2022-12-06	4	UAMY	UNITED STATES ANTIMONY CORP UAMY-Common Stock	P - Purchase	40,000	40,000		0.38	15,200	15,200
2021-06-22	2021-06-17	4	NVAX	NOVAVAX INC Restricted Stock Units	M - Exercise	-3,450	0	-100.00
2021-06-22	2021-06-17	4	NVAX	NOVAVAX INC Common Stock	M - Exercise	3,450	19,549	21.43
2021-06-03	2021-06-01	4	NVAX	NOVAVAX INC Common Stock	S - Sale	-625	0	-100.00	146.50	-91,562
2021-03-17	2021-03-15	4	NVAX	NOVAVAX INC Stock Option (Right to Buy)	M - Exercise	-18,000	0	-100.00
2021-03-17	2021-03-15	4	NVAX	NOVAVAX INC Stock Option (Right to Buy)	M - Exercise	-4,500	0	-100.00
2021-03-17	2021-03-15	4	NVAX	NOVAVAX INC Stock Option (Right to Buy)	M - Exercise	-2,000	0	-100.00
2021-03-17	2021-03-15	4	NVAX	NOVAVAX INC Common Stock	S - Sale	-14,768	16,099	-47.84	212.00	-3,130,816	3,412,988
2021-03-17	2021-03-15	4	NVAX	NOVAVAX INC Common Stock	S - Sale	-9,732	30,867	-23.97	210.00	-2,043,720	6,482,070
2021-03-17	2021-03-15	4	NVAX	NOVAVAX INC Common Stock	M - Exercise	18,000	40,599	79.65	3.98	71,730	161,787
2021-03-17	2021-03-15	4	NVAX	NOVAVAX INC Common Stock	M - Exercise	4,500	22,599	24.86	46.00	207,000	1,039,554
2021-03-17	2021-03-15	4	NVAX	NOVAVAX INC Common Stock	M - Exercise	2,000	18,099	12.42	99.80	199,600	1,806,280
2020-08-20	2020-08-18	4	NVAX	NOVAVAX INC Stock Option (Right to Buy)	M - Exercise	-4,000	0	-100.00
2020-08-20	2020-08-18	4	NVAX	NOVAVAX INC Stock Option (Right to Buy)	M - Exercise	-4,000	0	-100.00
2020-08-20	2020-08-18	4	NVAX	NOVAVAX INC Stock Option (Right to Buy)	M - Exercise	-1,500	0	-100.00
2020-08-20	2020-08-18	4	NVAX	NOVAVAX INC Stock Option (Right to Buy)	M - Exercise	-1,000	0	-100.00
2020-08-20	2020-08-18	4	NVAX	NOVAVAX INC Common Stock	S - Sale	-10,500	321,979	-3.16	150.44	-1,579,620	48,438,521
2020-08-20	2020-08-18	4	NVAX	NOVAVAX INC Common Stock	M - Exercise	4,000	332,479	1.22	27.60	110,400	9,176,420
2020-08-20	2020-08-18	4	NVAX	NOVAVAX INC Common Stock	M - Exercise	4,000	332,479	1.22	27.60	110,400	9,176,420
2020-08-20	2020-08-18	4	NVAX	NOVAVAX INC Common Stock	M - Exercise	1,500	324,479	0.46	36.60	54,900	11,875,931
2020-08-20	2020-08-18	4	NVAX	NOVAVAX INC Common Stock	M - Exercise	1,000	322,979	0.31	50.00	50,000	16,148,950
2020-06-26	2020-06-25	4	NVAX	NOVAVAX INC Restricted Stock Units	A - Award	3,450	3,450
2020-06-26	2020-06-25	4	NVAX	NOVAVAX INC Stock Option (Right to buy)	A - Award	6,900	6,900
2019-12-16	2019-12-12	4	NVAX	NOVAVAX INC Stock Option (Right to buy)	A - Award	18,000	18,000
2018-12-14	2018-12-13	4	NVAX	NOVAVAX INC Stock Option (Right to buy)	A - Award	90,000	90,000
2017-12-19	2017-12-15	4	NVAX	NOVAVAX INC Stock Option (Right to buy)	A - Award	80,000	80,000
2017-03-20	2017-03-16	4	NVAX	NOVAVAX INC Stock Option (Right to buy)	A - Award	80,000	80,000
2016-06-07	2016-06-06	4	NVAX	NOVAVAX INC Common Stock	S - Sale	-18,998	321,979	-5.57	6.50	-123,487	2,092,864
2016-05-25	2016-05-24	4	NVAX	NOVAVAX INC Common Stock	S - Sale	-16,134	340,977	-4.52	5.42	-87,495	1,849,118
2016-05-25	2016-05-23	4	NVAX	NOVAVAX INC Common Stock	S - Sale	-33,866	357,111	-8.66	5.40	-182,876	1,928,399
2016-03-17	2016-03-15	4	NVAX	NOVAVAX INC Stock Option (Right to buy)	A - Award	40,000	40,000
2016-02-18	2016-02-17	4	NVAX	NOVAVAX INC Stock Option (Right to buy)	M - Exercise	-50,000	0	-100.00
2016-02-18	2016-02-17	4	NVAX	NOVAVAX INC Common Stock	M - Exercise	50,000	390,977	14.66	4.60	230,000	1,798,494
2016-01-12	2016-01-08	4	MHRCQ	MAGNUM HUNTER RESOURCES CORP Common Stock, $0.01 par value	J - Other	-99,000	3,656,786	-2.64
2015-12-14	2015-12-10	4	MHRC	MAGNUM HUNTER RESOURCES CORP Common Stock, $0.01 par value	F - Taxes	-45,579	3,755,786	-1.20
2015-08-26	2015-08-24	4	NVAX	NOVAVAX INC Common Stock	S - Sale	-20,000	340,977	-5.54	11.24	-224,808	3,832,718
2015-08-17	2015-08-13	4	NVAX	NOVAVAX INC Stock Option (Right to buy)	M - Exercise	-30,000	0	-100.00
2015-08-17	2015-08-13	4	NVAX	NOVAVAX INC Stock Option (Right to buy)	M - Exercise	-15,000	0	-100.00
2015-08-17	2015-08-13	4	NVAX	NOVAVAX INC Common Stock	S - Sale	-6,002	360,977	-1.64	13.56	-81,398	4,895,498
2015-08-17	2015-08-13	4	NVAX	NOVAVAX INC Common Stock	M - Exercise	30,000	366,979	8.90	1.28	38,400	469,733
2015-08-17	2015-08-13	4	NVAX	NOVAVAX INC Common Stock	M - Exercise	15,000	336,979	4.66	0.56	8,400	188,708
2015-04-01	2015-03-30	4	MHR	MAGNUM HUNTER RESOURCES CORP Common Stock, $0.01 par value	A - Award	94,862	3,801,365	2.56
2015-03-09	2015-03-05	4	NVAX	NOVAVAX INC Stock Option (Right to buy)	A - Award	40,000	40,000
2015-01-27	2015-01-23	4	grh	GreenHunter Resources, Inc. COMMON STOCK, PAR VALUE $.001	P - Purchase	166,666	3,502,712	5.00	0.60	100,000	2,101,627
2014-12-23	2014-12-19	4	GRH	GreenHunter Resources, Inc. COMMON STOCK, PAR VALUE $.001	A - Award	1,500,000	3,336,046	81.70	0.56	840,000	1,868,186
2014-12-23	2014-12-19	4	MHR	MAGNUM HUNTER RESOURCES CORP Common Stock, $0.01 par value	F - Taxes	-45,593	3,706,503	-1.22	3.39	-154,560	12,565,045
2014-12-18	2014-12-16	4	NVAX	NOVAVAX INC Stock Option (Right to buy)	M - Exercise	-200,000	0	-100.00
2014-12-18	2014-12-16	4	NVAX	NOVAVAX INC Stock Option (Right to buy)	M - Exercise	-35,000	0	-100.00
2014-12-18	2014-12-16	4	NVAX	NOVAVAX INC Stock Option (Right to buy)	M - Exercise	-15,000	0	-100.00
2014-12-18	2014-12-16	4	NVAX	NOVAVAX INC Common Stock	S - Sale	-46,701	313,979	-12.95	5.72	-266,915	1,794,516
2014-12-18	2014-12-16	4	NVAX	NOVAVAX INC Common Stock	M - Exercise	235,000	360,680	186.98	1.03	242,050	371,500
2014-12-18	2014-12-16	4	NVAX	NOVAVAX INC Common Stock	M - Exercise	15,000	125,680	13.55	1.48	22,200	186,006
2014-12-16	2014-12-12	4	NVAX	NOVAVAX INC Common Stock	S - Sale	-30,000	110,680	-21.32	5.77	-172,962	638,114
2014-11-10	2014-11-06	4	MHR	MAGNUM HUNTER RESOURCES CORP Common Stock, $0.01 par value	A - Award	500,000	3,752,096	15.37
2014-10-14	2014-10-10	4	MHR	MAGNUM HUNTER RESOURCES CORP Common Stock, $0.01 par value	J - Other	-2,000,000	3,252,096	-38.08
2014-05-19	2014-05-15	4	GRH	GreenHunter Resources, Inc. COMMON STOCK, PAR VALUE $.001	P - Purchase	2,000	22,000	10.00	0.99	1,980	21,780
2014-05-01	2014-04-29	4	GRH	GreenHunter Resources, Inc. COMMON STOCK, PAR VALUE $.001	P - Purchase	1,200	15,000	8.70	0.99	1,188	14,850
2014-05-01	2014-04-29	4	GRH	GreenHunter Resources, Inc. COMMON STOCK, PAR VALUE $.001	P - Purchase	8,800	13,800	176.00	0.98	8,624	13,524
2014-04-30	2014-04-28	4	GRH	GreenHunter Resources, Inc. COMMON STOCK, PAR VALUE $.001	P - Purchase	5,000	5,000		0.98	4,900	4,900
2014-04-29	2014-04-25	4	GRH	GreenHunter Resources, Inc. COMMON STOCK,PAR VALUE $.001	P - Purchase	3,900	15,800	32.77	1.00	3,900	15,800
2014-04-29	2014-04-25	4	GRH	GreenHunter Resources, Inc. COMMON STOCK, PAR VALUE $.001	P - Purchase	100	11,900	0.85	0.99	99	11,781
2014-03-07	2014-03-06	4	NVAX	NOVAVAX INC Stock Option (Right to buy)	A - Award	30,000	655,000	4.80
2014-01-13	2014-01-08	4	MHR	MAGNUM HUNTER RESOURCES CORP Common Stock, $0.01 par value	A - Award	300,000	5,252,096	6.06
2013-12-12	2013-12-11	4	MHR	MAGNUM HUNTER RESOURCES CORP Common Stock, $0.01 par value	P - Purchase	5,000	4,952,096	0.10	6.06	30,300	30,009,702
2013-12-12	2013-12-11	4	MHR	MAGNUM HUNTER RESOURCES CORP Common Stock, $0.01 par value	P - Purchase	25,000	4,947,096	0.51	6.09	152,250	30,127,815
2013-12-12	2013-09-13	4	MHR	MAGNUM HUNTER RESOURCES CORP Common Stock, $0.01 par value	X - Other	3,479	134,164	2.66
2013-04-26	2013-04-24	4	NVAX	NOVAVAX INC Common Stock	S - Sale	-40,000	702,558	-5.39	2.44	-97,600	1,714,242
2013-04-26	2013-04-24	4	NVAX	NOVAVAX INC Common Stock	S - Sale	-39,000	742,558	-4.99	2.46	-95,940	1,826,693
2013-03-06	2013-03-02	4	NVAX	NOVAVAX INC Options-right to buy	A - Award	30,000	667,500	4.71	1.83	54,900	1,221,525
2013-01-24	2013-01-23	4	GRH	GreenHunter Energy, Inc. Common Stock, Par value $.001	A - Award	214,359	1,836,046	13.22	1.90	407,282	3,488,487
2013-01-24	2013-01-23	4	GRH	GreenHunter Energy, Inc. Common Stock, Par value $.001	A - Award	1,111,111	1,621,687	217.62	0.90	1,000,000	1,459,518
2013-01-22	2013-01-17	4	MHR	MAGNUM HUNTER RESOURCES CORP Employee Stock Option - Right to buy	A - Award	750,000	750,000
2012-11-07	2012-11-05	4	MHR	MAGNUM HUNTER RESOURCES CORP Common Stock, $0.01 par value	X - Other	8,670	4,922,096	0.18	2.50	21,675	12,305,240
2012-11-07	2012-10-29	4	MHR	MAGNUM HUNTER RESOURCES CORP Right to buy - Common Stock Warrants	X - Other	-8,670	0	-100.00
2012-11-07	2012-08-16	4	MHR	MAGNUM HUNTER RESOURCES CORP Common Stock, $0.01 par value	X - Other	4,186	130,686	3.31
2012-06-29	2012-06-29	4	MHR	MAGNUM HUNTER RESOURCES CORP Common Stock, $0.01 par value	S - Sale	-100,000	4,913,426	-1.99	4.10	-410,000	20,145,047
2012-06-29	2012-06-27	4	MHR	MAGNUM HUNTER RESOURCES CORP Common Stock, $0.01 par value	S - Sale	-100,000	5,013,426	-1.96	4.01	-401,000	20,103,838
2012-06-19	2012-06-15	4	MHR	MAGNUM HUNTER RESOURCES CORP Common Stock, $0.01 par value	S - Sale	-75,000	5,113,426	-1.45	4.13	-309,750	21,118,449
2012-06-13	2012-06-11	4	MHR	MAGNUM HUNTER RESOURCES CORP Common Stock, $0.01 par value	S - Sale	-50,000	5,188,426	-0.95	3.96	-198,225	20,569,515
2012-04-17	2012-04-13	4	MHR	MAGNUM HUNTER RESOURCES CORP Employee Stock Option - Right to Buy	A - Award	750,000	750,000
2012-03-08	2012-03-01	4	NVAX	NOVAVAX INC Options-right to buy	A - Award	20,000	247,680	8.78	1.28	25,600	317,030
2012-01-05	2012-01-03	4	GRH	GreenHunter Energy, Inc. COMMON STOCK	P - Purchase	5,000	10,800	86.21	0.87	4,350	9,396
2012-01-05	2012-01-03	4	GRH	GreenHunter Energy, Inc. COMMON STOCK	P - Purchase	5,000	0	-100.00	0.87	4,333
2007-08-23	2007-08-22	4	NVAX	NOVAVAX INC Common Stock	P - Purchase	20,000	833,300	2.46	3.10	61,980	2,582,397
2007-03-09	2007-03-07	4	NVAX	NOVAVAX INC Option - right to buy	A - Award	100,000	100,000
2006-08-23	2006-08-22	4	NVAX	NOVAVAX INC Gary C. Evans Custodian for Casey Evans UTMA/TX	P - Purchase	400	4,000	11.11	3.51	1,404	14,040
2006-08-23	2006-08-22	4	NVAX	NOVAVAX INC Gary C. Evans Custodian for Casey Evans UTMA/TX	P - Purchase	3,600	3,600		3.49	12,564	12,564
2006-08-23	2006-08-22	4	NVAX	NOVAVAX INC Gary C. Evans Custodian for Dustin Evans UTMA/TX	P - Purchase	4,000	4,000		3.55	14,200	14,200
2006-08-23	2006-08-22	4	NVAX	NOVAVAX INC Common Stock ($.01 par value)	P - Purchase	50,000	813,300	6.55	3.55	177,500	2,887,215
2006-02-22	2006-02-17	4	NVAX	NOVAVAX INC Option	A - Award	50,000	50,000		4.60	230,000	230,000
2006-01-26	2006-01-25	4	NVAX	NOVAVAX INC Common Stock ($.01 par value)	P - Purchase	50,000	738,300	7.26	4.00	200,000	2,953,200
2005-12-08	2005-12-08	4	NVAX	NOVAVAX INC Common Stock ($.01 par value)	P - Purchase	50,000	688,300	7.83	3.50	174,900	2,407,673
2005-12-08	2005-12-07	4	NVAX	NOVAVAX INC Common Stock ($.01 par value)	P - Purchase	50,000	638,300	8.50	3.60	180,000	2,297,880
2005-11-15	2005-11-14	4	NVAX	NOVAVAX INC Common Stock ($.01 par value)	P - Purchase	40,000	588,300	7.30	2.89	115,760	1,702,540
2005-11-15	2005-11-11	4	NVAX	NOVAVAX INC Common Stock ($.01 par value)	P - Purchase	5,000	548,300	0.92	3.12	15,600	1,710,696
2005-09-13	2005-09-12	4	NVAX	NOVAVAX INC Common Stock ($.01 par value)	P - Purchase	15,000	543,300	2.84	1.55	23,250	842,115
2005-09-13	2005-09-12	4	NVAX	NOVAVAX INC Common Stock ($.01 par value)	P - Purchase	26,000	528,300	5.18	1.50	39,000	792,450
2005-09-09	2005-09-06	4/A	NVAX	NOVAVAX INC Common Stock ($.01 par value)	P - Purchase	44,000	502,300	9.60	1.29	56,760	647,967
2005-09-07	2005-09-06	4	NVAX	NOVAVAX INC Common Stock ($.01 par value)	A - Award	44,000	502,300	9.60	1.29	56,760	647,967
2005-08-26	2005-08-24	4	NVAX	NOVAVAX INC Common Stock ($.01 par value)	P - Purchase	100,000	458,300	27.91	0.94	94,150	431,489
2005-08-26	2005-08-23	4	NVAX	NOVAVAX INC Common Stock ($.01 par value)	P - Purchase	50,000	358,300	16.22	0.98	48,750	349,342
2005-08-24	2005-08-22	4	NVAX	NOVAVAX INC Common Stock ($.01 par value)	P - Purchase	50,000	308,300	19.36	0.97	48,740	300,531
2005-05-06	2005-05-04	4	NVAX	NOVAVAX INC Option (1)	A - Award	15,000	108,300	16.08	1.48	22,200	160,284
2004-09-28	2004-09-27	4	NVAX	NOVAVAX INC Common Stock ($.01 par value)	P - Purchase	10,000	108,300	10.17	3.14	31,400	340,062
2004-09-13	2004-09-13	4	NVAX	NOVAVAX INC Common Stock ($.01 par value)	P - Purchase	8,697	98,300	9.71	3.54	30,787	347,982
2004-09-13	2004-09-10	4	NVAX	NOVAVAX INC Common Stock ($.01 par value)	P - Purchase	1,603	89,603	1.82	3.24	5,194	290,314
2004-03-15	2004-03-09	4/A	NVAX	NOVAVAX INC Right-To-Buy	A - Award	20,000	102,500	24.24
2004-03-12	2004-03-09	4	NVAX	NOVAVAX INC Right to Buy	A - Award	20,000	88,000	29.41

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公司向内部人员授予、奖励或以其他方式获取证券（例如股票期权）

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使用从公司收到的证券的一部分来支付行使价或税务负担。

内部人士赠送或接收他人赠送公司股票

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