介绍

本页面提供了有关 Michael R Dumais 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言,基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是,他们必须通过Form 4向美国证券交易委员会(SEC)报告所有交易。尽管存在这些限制,学术研究表明,整体而言,内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易,排除了作为10b5-1交易计划的一部分的交易。然后,对每笔交易在3、6和12个月的表现进行平均,以生成该笔交易最终的表现指标。然后,将所有交易的表现指标进行平均,计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A",则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易,或者他们进行的交易距离现在时间太近,无法计算出可靠的表现指标。

更新频率:每日

查看收益最高的的内幕交易者列表。

报告内部持仓的公司

美国证券交易委员会(SEC)文件显示Michael R Dumais已报告在以下公司拥有持仓或进行了交易:

证券 职位 最新报告的持仓
US:BKR / Baker Hughes Company Director 36,807
US:RTX / RTX Corporation EVP,Chf Transformation Officer 0
如何解读这些图表

以下图表显示了在Michael R Dumais进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如,如果一笔内部人士交易是在2019年1月1日进行的,该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元,则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%,而从10美元跌至5美元的价格变化将为-50%。

最终,我们将评估内部人士的交易与股价的超额回报(正向或负向)之间的相关性,以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为,我们预期看到(a)买入后的正回报,或者(b)卖出后的负回报。对于情况(a),买入图表将显示一系列向上倾斜的曲线,表示每次买入后都有正回报。对于情况(b),卖出图表将显示一系列向下倾斜的曲线,表示每次卖出后都有负回报。

然而,仅凭这一点还不足以得出结论。例如,如果公司的股价在多年内呈现非周期性上升,我们会预期所有买入后的图表都呈现向上倾斜。同样地,多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下,“买入”图表显示正向信号,而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易,以获得财务优势。

内幕交易历史

该表格显示了由 Michael R Dumais 进行的所有内幕交易的完整列表,这些交易已向美国证券交易委员会(SEC)披露。

备案日期 交易日期 表格 股票代码 证券 代码 10b5-1 股数 剩余股数 %
变化
每股
股价
交易
金额
剩余
金额
2024-05-24 2024-05-22 4 BKR Baker Hughes Co
Class A Common Stock
M - Exercise 5,453 36,807 17.39
2023-05-18 2023-05-16 4 BKR Baker Hughes Co
Class A Common Stock
M - Exercise 6,377 31,354 25.53
2022-07-25 2022-07-21 4 BKR Baker Hughes Co
Class A Common Stock
P - Purchase 10,000 24,977 66.77 24.39 243,900 609,189
2022-05-18 2022-05-17 4 BKR Baker Hughes Co
Restricted Stock Unit D 05_22
M - Exercise -4,977 0 -100.00
2022-05-18 2022-05-17 4 BKR Baker Hughes Co
Restricted Stock Unit D 05_22
A - Award 4,977 4,977
2022-05-18 2022-05-17 4 BKR Baker Hughes Co
Class A Common Stock
M - Exercise 4,977 14,977 49.77
2022-03-01 2022-02-28 4 RTX RAYTHEON TECHNOLOGIES CORP
Stock Appreciation Right
M - Exercise -13,814 0 -100.00
2022-03-01 2022-02-28 4 RTX RAYTHEON TECHNOLOGIES CORP
Common Stock
D - Sale to Issuer -11,371 62,390 -15.42 101.53 -1,154,498 6,334,457
2022-03-01 2022-02-28 4 RTX RAYTHEON TECHNOLOGIES CORP
Common Stock
S - Sale -5,000 73,761 -6.35 101.43 -507,170 7,481,873
2022-03-01 2022-02-28 4 RTX RAYTHEON TECHNOLOGIES CORP
Common Stock
S - Sale -2,443 78,761 -3.01 101.48 -247,925 7,992,981
2022-03-01 2022-02-28 4 RTX RAYTHEON TECHNOLOGIES CORP
Common Stock
M - Exercise 13,814 81,204 20.50 83.58 1,154,574 6,787,030
2022-03-01 2022-02-25 4 RTX RAYTHEON TECHNOLOGIES CORP
Stock Appreciation Right
M - Exercise -13,000 13,814 -48.48
2022-03-01 2022-02-25 4 RTX RAYTHEON TECHNOLOGIES CORP
Common Stock
D - Sale to Issuer -11,117 67,390 -14.16 97.73 -1,086,464 6,586,025
2022-03-01 2022-02-25 4 RTX RAYTHEON TECHNOLOGIES CORP
Common Stock
S - Sale -5,000 78,507 -5.99 97.73 -488,655 7,672,568
2022-03-01 2022-02-25 4 RTX RAYTHEON TECHNOLOGIES CORP
Common Stock
S - Sale -1,883 83,507 -2.21 97.76 -184,084 8,163,728
2022-03-01 2022-02-25 4 RTX RAYTHEON TECHNOLOGIES CORP
Common Stock
M - Exercise 13,000 85,390 17.96 83.58 1,086,540 7,136,896
2022-02-08 2022-02-05 4 RTX RAYTHEON TECHNOLOGIES CORP
Restricted Stock Units
M - Exercise -26,410 56,110 -32.00
2022-02-08 2022-02-05 4 RTX RAYTHEON TECHNOLOGIES CORP
Restricted Stock Units
M - Exercise -15,046 82,520 -15.42
2022-02-08 2022-02-05 4 RTX RAYTHEON TECHNOLOGIES CORP
Common Stock
F - Taxes -9,682 72,390 -11.80 93.01 -900,523 6,732,994
2022-02-08 2022-02-05 4 RTX RAYTHEON TECHNOLOGIES CORP
Common Stock
F - Taxes -6,758 82,072 -7.61 93.01 -628,562 7,633,517
2022-02-08 2022-02-05 4 RTX RAYTHEON TECHNOLOGIES CORP
Common Stock
M - Exercise 15,046 88,830 20.39
2022-02-08 2022-02-05 4 RTX RAYTHEON TECHNOLOGIES CORP
Common Stock
M - Exercise 26,410 73,784 55.75
2022-01-05 3 BKR Baker Hughes Co
Class A Common Stock
10,000
2021-11-09 2021-11-05 4 RTX RAYTHEON TECHNOLOGIES CORP
Common Stock
S - Sale -3,000 47,374 -5.96 90.54 -271,623 4,289,289
2021-10-04 2021-09-30 4 RTX RAYTHEON TECHNOLOGIES CORP
Restricted Stock Units
M - Exercise -763 97,130 -0.78
2021-10-04 2021-09-30 4 RTX RAYTHEON TECHNOLOGIES CORP
Common Stock
F - Taxes -763 50,374 -1.49 85.96 -65,587 4,330,149
2021-10-04 2021-09-30 4 RTX RAYTHEON TECHNOLOGIES CORP
Common Stock
M - Exercise 763 51,137 1.51
2021-06-03 2021-06-01 4 RTX RAYTHEON TECHNOLOGIES CORP
Common Stock
S - Sale -6,000 50,374 -10.64 88.98 -533,882 4,482,299
2021-05-24 2021-05-24 4 RTX RAYTHEON TECHNOLOGIES CORP
Stock Appreciation Right
M - Exercise -16,476 0 -100.00
2021-05-24 2021-05-24 4 RTX RAYTHEON TECHNOLOGIES CORP
Common Stock
D - Sale to Issuer -11,924 56,374 -17.46 86.23 -1,028,207 4,861,130
2021-05-24 2021-05-24 4 RTX RAYTHEON TECHNOLOGIES CORP
Common Stock
S - Sale -4,552 68,298 -6.25 86.27 -392,702 5,892,082
2021-05-24 2021-05-24 4 RTX RAYTHEON TECHNOLOGIES CORP
Common Stock
M - Exercise 16,476 72,850 29.23 62.41 1,028,267 4,546,568
2021-05-24 2021-05-20 4 RTX RAYTHEON TECHNOLOGIES CORP
Stock Appreciation Right
M - Exercise -18,000 16,476 -52.21
2021-05-24 2021-05-20 4 RTX RAYTHEON TECHNOLOGIES CORP
Common Stock
D - Sale to Issuer -13,278 56,374 -19.06 84.60 -1,123,319 4,769,240
2021-05-24 2021-05-20 4 RTX RAYTHEON TECHNOLOGIES CORP
Common Stock
S - Sale -4,722 69,652 -6.35 84.64 -399,656 5,895,136
2021-05-24 2021-05-20 4 RTX RAYTHEON TECHNOLOGIES CORP
Common Stock
M - Exercise 18,000 74,374 31.93 62.41 1,123,380 4,641,681
2021-05-04 2021-05-03 4 RTX RAYTHEON TECHNOLOGIES CORP
Common Stock
F - Taxes -3,461 56,374 -5.78 84.14 -291,209 4,743,308
2021-05-04 2021-05-01 4 RTX RAYTHEON TECHNOLOGIES CORP
Restricted Stock Units
M - Exercise -7,803 97,047 -7.44
2021-05-04 2021-05-01 4 RTX RAYTHEON TECHNOLOGIES CORP
Common Stock
M - Exercise 7,803 59,835 15.00
2021-02-10 2021-02-08 4 RTX RAYTHEON TECHNOLOGIES CORP
Stock Appreciation Right
A - Award 43,900 43,900 72.49 3,182,311 3,182,311
2021-02-10 2021-02-08 4 RTX RAYTHEON TECHNOLOGIES CORP
Restricted Stock Units
A - Award 9,660 104,372 10.20
2021-01-05 2021-01-04 4 RTX RAYTHEON TECHNOLOGIES CORP
Common Stock
F - Taxes -8,386 52,032 -13.88 68.43 -573,854 3,560,550
2021-01-05 2021-01-04 4 RTX RAYTHEON TECHNOLOGIES CORP
Common Stock
F - Taxes -4,034 60,418 -6.26 68.43 -276,047 4,134,404
2021-01-05 2021-01-02 4 RTX RAYTHEON TECHNOLOGIES CORP
Restricted Stock Units
M - Exercise -25,184 94,712 -21.00
2021-01-05 2021-01-02 4 RTX RAYTHEON TECHNOLOGIES CORP
Restricted Stock Units
M - Exercise -9,604 119,896 -7.42
2021-01-05 2021-01-02 4 RTX RAYTHEON TECHNOLOGIES CORP
Common Stock
M - Exercise 9,604 64,452 17.51
2021-01-05 2021-01-02 4 RTX RAYTHEON TECHNOLOGIES CORP
Common Stock
M - Exercise 25,184 54,848 84.90
2020-10-05 2020-10-01 4 RTX RAYTHEON TECHNOLOGIES CORP
Restricted Stock Units
M - Exercise -1,160 128,980 -0.89
2020-10-05 2020-10-01 4 RTX RAYTHEON TECHNOLOGIES CORP
Restricted Stock Units
M - Exercise -1,106 130,140 -0.84
2020-10-05 2020-10-01 4 RTX RAYTHEON TECHNOLOGIES CORP
Common Stock
F - Taxes -1,160 29,664 -3.76 57.46 -66,654 1,704,493
2020-10-05 2020-10-01 4 RTX RAYTHEON TECHNOLOGIES CORP
Common Stock
F - Taxes -1,106 30,824 -3.46 57.46 -63,551 1,771,147
2020-10-05 2020-10-01 4 RTX RAYTHEON TECHNOLOGIES CORP
Common Stock
M - Exercise 1,106 31,930 3.59
2020-10-05 2020-10-01 4 RTX RAYTHEON TECHNOLOGIES CORP
Common Stock
M - Exercise 1,160 30,824 3.91
2020-02-18 2020-02-14 4 UTX UNITED TECHNOLOGIES CORP /DE/
Stock Appreciation Right
A - Award 59,000 59,000 153.46 9,054,140 9,054,140
2020-02-18 2020-02-14 4 UTX UNITED TECHNOLOGIES CORP /DE/
Restricted Stock Units RSU
A - Award 10,600 10,600
2020-02-14 2020-02-12 4 UTX UNITED TECHNOLOGIES CORP /DE/
Stock Appreciation Right
M - Exercise -19,956 0 -100.00
2020-02-14 2020-02-12 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
S - Sale -10,287 29,664 -25.75 154.32 -1,587,512 4,577,814
2020-02-14 2020-02-12 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
D - Sale to Issuer -9,669 39,951 -19.49 154.35 -1,492,410 6,166,437
2020-02-14 2020-02-12 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
S - Sale -8,353 49,620 -14.41 154.39 -1,289,590 7,660,658
2020-02-14 2020-02-12 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
M - Exercise 19,956 57,973 52.49 74.79 1,492,509 4,335,801
2020-02-12 2020-02-10 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
F - Taxes -7,265 38,017 -16.04 156.55 -1,137,336 5,951,561
2020-02-12 2020-02-10 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
A - Award 15,618 45,282 52.65 156.55 2,444,998 7,088,897
2020-01-07 2020-01-03 4 UTX UNITED TECHNOLOGIES CORP /DE/
Restricted Stock Units RSU
M - Exercise -5,884 0 -100.00
2020-01-07 2020-01-03 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
F - Taxes -1,714 29,664 -5.46 153.35 -262,842 4,548,974
2020-01-07 2020-01-03 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
M - Exercise 5,884 31,378 23.08
2019-11-05 2019-11-01 4 UTX UNITED TECHNOLOGIES CORP /DE/
Stock Appreciation Right
M - Exercise -10,000 19,956 -33.38
2019-11-05 2019-11-01 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
D - Sale to Issuer -5,125 25,494 -16.74 145.93 -747,891 3,720,339
2019-11-05 2019-11-01 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
S - Sale -4,875 30,619 -13.73 145.91 -711,294 4,467,511
2019-11-05 2019-11-01 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
S - Sale -1,679 35,494 -4.52 145.90 -244,970 5,178,649
2019-11-05 2019-11-01 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
M - Exercise 10,000 37,173 36.80 74.79 747,900 2,780,169
2019-10-28 2019-10-25 4 UTX UNITED TECHNOLOGIES CORP /DE/
Stock Appreciation Right
M - Exercise -20,000 29,956 -40.04
2019-10-28 2019-10-25 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
D - Sale to Issuer -10,446 27,173 -27.77 143.19 -1,495,763 3,890,902
2019-10-28 2019-10-25 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
S - Sale -9,554 37,619 -20.25 143.32 -1,369,262 5,391,487
2019-10-28 2019-10-25 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
S - Sale -2,000 47,173 -4.07 143.14 -286,274 6,752,202
2019-10-28 2019-10-25 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
M - Exercise 20,000 49,173 68.56 74.79 1,495,800 3,677,649
2019-08-13 2019-08-09 4 UTX UNITED TECHNOLOGIES CORP /DE/
Stock Appreciation Right
M - Exercise -10,092 0 -100.00
2019-08-13 2019-08-09 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
D - Sale to Issuer -5,763 29,173 -16.50 130.95 -754,665 3,820,204
2019-08-13 2019-08-09 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
S - Sale -4,329 34,936 -11.03 130.98 -567,015 4,575,935
2019-08-13 2019-08-09 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
M - Exercise 10,092 39,265 34.59 74.79 754,781 2,936,629
2019-05-03 2019-05-01 4 UTX UNITED TECHNOLOGIES CORP /DE/
Restricted Stock Units RSU
M - Exercise -4,400 4,400 -50.00
2019-05-03 2019-05-01 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
F - Taxes -2,046 29,173 -6.55 141.58 -289,673 4,130,313
2019-05-03 2019-05-01 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
M - Exercise 4,400 31,219 16.41
2019-02-19 2019-02-15 4 UTX UNITED TECHNOLOGIES CORP /DE/
Stock Appreciation Right
M - Exercise -15,500 0 -100.00
2019-02-19 2019-02-15 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
D - Sale to Issuer -9,134 26,819 -25.41 126.69 -1,157,186 3,397,699
2019-02-19 2019-02-15 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
S - Sale -6,366 35,953 -15.04 126.75 -806,885 4,557,014
2019-02-19 2019-02-15 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
M - Exercise 15,500 42,319 57.79 74.66 1,157,230 3,159,537
2019-02-13 2019-02-11 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
F - Taxes -8,108 26,819 -23.21 122.72 -995,014 3,291,228
2019-02-13 2019-02-11 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
A - Award 18,328 34,927 110.42 122.72 2,249,212 4,286,241
2019-02-07 2019-02-05 4 UTX UNITED TECHNOLOGIES CORP /DE/
Stock Appreciation Right
A - Award 74,000 74,000 120.77 8,936,980 8,936,980
2019-02-07 2019-02-05 4 UTX UNITED TECHNOLOGIES CORP /DE/
Restricted Stock Units RSU
A - Award 8,285 8,285
2019-01-31 2019-01-30 4 UTX UNITED TECHNOLOGIES CORP /DE/
Stock Appreciation Right
M - Exercise -15,000 15,500 -49.18
2019-01-31 2019-01-30 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
D - Sale to Issuer -9,408 16,599 -36.17 119.03 -1,119,834 1,975,779
2019-01-31 2019-01-30 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
S - Sale -5,592 26,007 -17.70 119.04 -665,677 3,095,899
2019-01-31 2019-01-30 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
S - Sale -4,028 31,599 -11.31 119.22 -480,226 3,767,296
2019-01-31 2019-01-30 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
M - Exercise 15,000 35,627 72.72 74.66 1,119,900 2,659,912
2018-02-14 2018-02-12 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
F - Taxes -785 20,627 -3.67 127.38 -99,993 2,627,467
2018-02-14 2018-02-12 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
A - Award 2,464 21,412 13.00 127.38 313,864 2,727,461
2018-01-04 2018-01-02 4 UTX UNITED TECHNOLOGIES CORP /DE/
Stock Appreciation Right
A - Award 43,500 43,500 128.16 5,574,960 5,574,960
2018-01-04 2018-01-02 4 UTX UNITED TECHNOLOGIES CORP /DE/
Restricted Stock Units RSU
A - Award 5,300 5,300 128.16 679,248 679,248
2017-11-07 2017-11-03 4 UTX UNITED TECHNOLOGIES CORP /DE/
Stock Appreciation Right
M - Exercise -8,600 0 -100.00
2017-11-07 2017-11-03 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
D - Sale to Issuer -5,614 18,948 -22.86 121.00 -679,294 2,292,708
2017-11-07 2017-11-03 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
S - Sale -2,986 24,562 -10.84 120.98 -361,249 2,971,535
2017-11-07 2017-11-03 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
M - Exercise 8,600 27,548 45.39 78.99 679,314 2,176,017
2017-05-03 2017-05-01 4 UTX UNITED TECHNOLOGIES CORP /DE/
Restricted Stock Units RSU
A - Award 8,410 8,410
2017-02-17 2017-02-16 4 UTX UNITED TECHNOLOGIES CORP /DE/
Stock Appreciation Right
M - Exercise -8,600 8,600 -50.00
2017-02-17 2017-02-16 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
D - Sale to Issuer -6,059 18,948 -24.23 112.10 -679,214 2,124,071
2017-02-17 2017-02-16 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
S - Sale -2,541 25,007 -9.22 112.12 -284,906 2,803,877
2017-02-17 2017-02-16 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
M - Exercise 8,600 27,548 45.39 78.99 679,314 2,176,017
2017-02-08 2017-02-06 4 UTX UNITED TECHNOLOGIES CORP /DE/
Stock Appreciation Right
A - Award 10,092 10,092
2017-01-05 2017-01-03 4 UTX UNITED TECHNOLOGIES CORP /DE/
Stock Appreciation Right
A - Award 41,500 41,500 110.83 4,599,445 4,599,445
2017-01-05 2017-01-03 4 UTX UNITED TECHNOLOGIES CORP /DE/
Restricted Stock Units RSU
A - Award 5,500 5,500 110.83 609,565 609,565
2016-10-14 2015-02-09 4/A UTX UNITED TECHNOLOGIES CORP /DE/
Stock Appreciation Right
A - Award 49,956 49,956
2016-08-09 2016-08-05 4 UTX UNITED TECHNOLOGIES CORP /DE/
Stock Appreciation Right
M - Exercise -7,100 0 -100.00
2016-08-09 2016-08-05 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
D - Sale to Issuer -4,751 18,948 -20.05 107.04 -508,547 2,028,194
2016-08-09 2016-08-05 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
S - Sale -2,349 23,699 -9.02 107.05 -251,460 2,536,978
2016-08-09 2016-08-05 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
M - Exercise 7,100 26,048 37.47 71.63 508,573 1,865,818
2016-02-12 2016-02-10 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
F - Taxes -1,518 18,948 -7.42 86.96 -132,005 1,647,718
2016-02-12 2016-02-10 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
A - Award 4,356 20,466 27.04 86.96 378,798 1,779,723
2016-01-06 2016-01-04 4 UTX UNITED TECHNOLOGIES CORP /DE/
Stock Appreciation Right
A - Award 79,000 79,000 95.57 7,550,030 7,550,030
2015-02-11 2015-02-09 4 UTX UNITED TECHNOLOGIES CORP /DE/
Stock Appreciation Right
A - Award 49,956 49,956
2015-02-11 2015-02-09 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
F - Taxes -2,509 16,110 -13.48 119.32 -299,374 1,922,245
2015-02-11 2015-02-09 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
A - Award 7,290 18,619 64.35 119.32 869,843 2,221,619
2015-01-23 3 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
24,080
2015-01-23 3 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
14,174
2015-01-23 3 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
24,080
2015-01-23 3 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
14,174
2012-08-17 2012-08-15 4 UTX UNITED TECHNOLOGIES CORP /DE/
Restricted Stock Units
A - Award 13,327 13,327
2012-08-08 2012-08-01 4 UTX UNITED TECHNOLOGIES CORP /DE/
Stock Appreciation Right
A - Award 100,920 100,920
2012-02-16 2012-02-14 4 UTX UNITED TECHNOLOGIES CORP /DE/
Non-Qualified Stock Option (right to buy)
M - Exercise -18,000 0 -100.00
2012-02-16 2012-02-14 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
S - Sale -18,000 4,657 -79.45 84.50 -1,521,000 393,516
2012-02-16 2012-02-14 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
M - Exercise 18,000 22,657 386.51 46.76 841,680 1,059,441
2012-02-08 2012-02-06 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
F - Taxes -842 4,657 -15.31 80.57 -67,840 375,214
2012-02-08 2012-02-06 4 UTX UNITED TECHNOLOGIES CORP /DE/
Common Stock
A - Award 2,418 5,499 78.48 80.57 194,818 443,054
2012-01-05 2012-01-03 4 UTX UNITED TECHNOLOGIES CORP /DE/
Stock Appreciation Right
A - Award 30,500 30,500
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券(例如股票期权)
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券(例如期权)
V
内部人士通过Form 4自愿报告的一笔交易
J
其他(附有交易描述的脚注)