Great Elm Capital Corp. - 公司债券/票据
US ˙ NasdaqGM ˙ US3903206049

介绍

本页面提供了有关 Matthew A Drapkin 已知的内部交易历史的全面分析。内部人士包括公司的高管、董事或重要投资者。一般而言,基于内幕、非公开信息进行交易是非法的。这并不意味着他们在自己的公司进行任何交易都是非法的。但是,他们必须通过Form 4向美国证券交易委员会(SEC)报告所有交易。尽管存在这些限制,学术研究表明,整体而言,内部人士在自己公司中的投资表现往往优于市场。

平均交易盈利能力

“平均交易盈利能力”衡量了内部人士在过去三年中所有非计划性的公开市场买入交易的平均回报率。计算过程包括检查每笔交易,排除了作为10b5-1交易计划的一部分的交易。然后,对每笔交易在3、6和12个月的表现进行平均,以生成该笔交易最终的表现指标。然后,将所有交易的表现指标进行平均,计算出内部人士的总体平均表现指标。列表仅包含在过去两年中进行过至少三笔交易的内部人士。

如果内部人士的交易盈利能力显示为"N/A",则可能是因为该内部人士在过去三年内没有进行任何公开市场买入交易,或者他们进行的交易距离现在时间太近,无法计算出可靠的表现指标。

更新频率:每日

查看收益最高的的内幕交易者列表。

报告内部持仓的公司

美国证券交易委员会(SEC)文件显示Matthew A Drapkin已报告在以下公司拥有持仓或进行了交易:

证券 职位 最新报告的持仓
US:GEG / Great Elm Group, Inc. Director, 10% Owner 728,749
US:GECC / Great Elm Capital Corp. Director 75,716
Director 0
Director, 10% Owner 86,397
US:IVAC / Intevac, Inc. Director 13,000
US:MESG / Xura, Inc. Director 0
US:FSYS / Fuel Systems Solutions, Inc. 0
US:SDOI / Special Diversified Opportunities Inc. 10% Owner 85,714
US:EMKR / Emcore Corporation 598,083
US:PXLW / Pixelworks, Inc. 0
US:RT / Ruby Tuesday, Inc. Director 0
US:HOTT / Hot Topic Inc Director 0
HK:2273 / Gushengtang Holdings Limited Director 85,587
US:NAVR / 719,404
US:RGDX / 10% Owner 181,679
如何解读这些图表

以下图表显示了在Matthew A Drapkin进行的每笔公开市场非计划交易后证券的股价表现。非计划交易是指没有作为10b5-1交易计划的一部分而进行的交易。股价表现以累积百分比变化的方式绘制。例如,如果一笔内部人士交易是在2019年1月1日进行的,该图表将显示该证券的每日百分比变化直至当前日期。如果在此期间股价从10美元涨至15美元,则股价的累积百分比变化将为50%。从10美元涨至20美元的价格变化将为100%,而从10美元跌至5美元的价格变化将为-50%。

最终,我们将评估内部人士的交易与股价的超额回报(正向或负向)之间的相关性,以判断内部人士是否在交易中利用内部信息获利。如果内部人士有这样的行为,我们预期看到(a)买入后的正回报,或者(b)卖出后的负回报。对于情况(a),买入图表将显示一系列向上倾斜的曲线,表示每次买入后都有正回报。对于情况(b),卖出图表将显示一系列向下倾斜的曲线,表示每次卖出后都有负回报。

然而,仅凭这一点还不足以得出结论。例如,如果公司的股价在多年内呈现非周期性上升,我们会预期所有买入后的图表都呈现向上倾斜。同样地,多年来呈现非周期性下降的股价会导致卖出后的图表也呈现向下倾斜。这两种情况的图表都不能表示内部人士在进行内幕交易。

最有力的指标是在公司股价呈极度循环波动的情况下,“买入”图表显示正向信号,而“卖出”图表显示负向趋势。这种情况强烈暗示内部人士可能根据内幕信息精确地计时进行交易,以获得财务优势。

GECCO / Great Elm Capital Corp. - Corporate Bond/Note内部人士买入 - 短期收益分析

在这一部分,我们分析了在 GECCO / Great Elm Capital Corp. - Corporate Bond/Note 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
2024-09-16 GECC Drapkin Matthew A 9,600 9.9204 9,600 9.9204 95,236 169 11.3400 13,629 14.31
2024-08-21 GECC Drapkin Matthew A 1,310 10.1200 1,310 10.1200 13,257
2024-08-20 GECC Drapkin Matthew A 3,189 10.0100 3,189 10.0100 31,922
2022-05-25 GECC Drapkin Matthew A 946 12.4136 946 12.4136 11,743
2022-05-25 GECC Drapkin Matthew A 1,597 12.4136 1,597 12.4136 19,825
2022-05-25 GECC Drapkin Matthew A 4,793 12.4136 4,793 12.4136 59,498
2022-03-09 GECC Drapkin Matthew A 617 14.7000 617 14.7000 9,070
2022-03-09 GECC Drapkin Matthew A 1,000 14.7000 1,000 14.7000 14,700
2022-03-09 GECC Drapkin Matthew A 1,000 14.7000 1,000 14.7000 14,700

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

GECCO / Great Elm Capital Corp. - Corporate Bond/Note Insider Trades
GECCO / Great Elm Capital Corp. - Corporate Bond/Note内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 GECCO / Great Elm Capital Corp. - Corporate Bond/Note 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

GECCO / Great Elm Capital Corp. - Corporate Bond/Note Insider Trades
GEG / Great Elm Group, Inc.内部人士买入 - 短期收益分析

在这一部分,我们分析了在 GECCO / Great Elm Capital Corp. - Corporate Bond/Note 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
2024-05-23 GEG Drapkin Matthew A 5,015 1.7536 5,015 1.7536 8,794 364 2.0900 1,687 19.19
2024-05-22 GEG Drapkin Matthew A 20,001 1.7633 20,001 1.7633 35,268
2024-05-21 GEG Drapkin Matthew A 24,984 1.7717 24,984 1.7717 44,264
2023-11-15 GEG Drapkin Matthew A 19,878 1.9894 19,878 1.9894 39,545
2023-11-15 GEG Drapkin Matthew A 3,506 1.9894 3,506 1.9894 6,975
2023-11-14 GEG Drapkin Matthew A 157,711 1.9881 157,711 1.9881 313,545
2023-11-14 GEG Drapkin Matthew A 27,851 1.9881 27,851 1.9881 55,371
2023-11-13 GEG Drapkin Matthew A 12,306 1.9471 12,306 1.9471 23,961
2023-11-13 GEG Drapkin Matthew A 2,132 1.9471 2,132 1.9471 4,151
2023-06-06 GEG Drapkin Matthew A 2,547 2.1000 2,547 2.1000 5,349
2023-06-06 GEG Drapkin Matthew A 423 2.1000 423 2.1000 888
2023-06-05 GEG Drapkin Matthew A 7,591 2.0783 7,591 2.0783 15,776
2023-06-05 GEG Drapkin Matthew A 1,259 2.0783 1,259 2.0783 2,617
2023-06-02 GEG Drapkin Matthew A 2,578 2.1034 2,578 2.1034 5,423
2023-06-02 GEG Drapkin Matthew A 427 2.1034 427 2.1034 898
2023-05-31 GEG Drapkin Matthew A 4,012 2.0578 4,012 2.0578 8,256
2023-05-31 GEG Drapkin Matthew A 666 2.0578 666 2.0578 1,370
2023-05-26 GEG Drapkin Matthew A 3,852 2.0499 3,852 2.0499 7,896
2023-05-26 GEG Drapkin Matthew A 639 2.0499 639 2.0499 1,310
2023-05-22 GEG Drapkin Matthew A 2,240 2.0600 2,240 2.0600 4,614
2023-05-22 GEG Drapkin Matthew A 372 2.0600 372 2.0600 766
2023-05-19 GEG Drapkin Matthew A 209,280 2.0018 209,280 2.0018 418,937
2023-05-19 GEG Drapkin Matthew A 34,711 2.0018 34,711 2.0018 69,484
2023-05-18 GEG Drapkin Matthew A 42,887 1.9700 42,887 1.9700 84,487
2023-05-18 GEG Drapkin Matthew A 7,113 1.9700 7,113 1.9700 14,013
2023-03-16 GEG Drapkin Matthew A 20,364 2.3694 20,364 2.3694 48,250
2023-03-16 GEG Drapkin Matthew A 3,266 2.3694 3,266 2.3694 7,738
2023-03-10 GEG Drapkin Matthew A 14,437 2.2369 14,437 2.2369 32,294
2023-03-10 GEG Drapkin Matthew A 2,379 2.2369 2,379 2.2369 5,322
2023-03-09 GEG Drapkin Matthew A 24,564 2.3107 24,564 2.3107 56,760
2023-03-09 GEG Drapkin Matthew A 4,049 2.3107 4,049 2.3107 9,356
2023-02-24 GEG Drapkin Matthew A 8,605 2.1410 8,605 2.1410 18,423
2023-02-24 GEG Drapkin Matthew A 2,795 2.1410 2,795 2.1410 5,984
2023-02-24 GEG Drapkin Matthew A 1,876 2.1410 1,876 2.1410 4,017
2023-02-22 GEG Drapkin Matthew A 9,756 2.1499 9,756 2.1499 20,974
2023-02-22 GEG Drapkin Matthew A 3,172 2.1499 3,172 2.1499 6,819
2023-02-22 GEG Drapkin Matthew A 2,134 2.1499 2,134 2.1499 4,588
2022-11-07 GEG Drapkin Matthew A 818 1.9932 818 1.9932 1,630
2022-11-07 GEG Drapkin Matthew A 265 1.9932 265 1.9932 528
2022-11-07 GEG Drapkin Matthew A 170 1.9932 170 1.9932 339
2022-11-04 GEG Drapkin Matthew A 3,642 1.9962 3,642 1.9962 7,270
2022-11-04 GEG Drapkin Matthew A 1,181 1.9962 1,181 1.9962 2,358
2022-11-04 GEG Drapkin Matthew A 756 1.9962 756 1.9962 1,509
2022-10-28 GEG Drapkin Matthew A 2,904 1.9964 2,904 1.9964 5,798
2022-10-28 GEG Drapkin Matthew A 951 1.9964 951 1.9964 1,899
2022-10-28 GEG Drapkin Matthew A 613 1.9964 613 1.9964 1,224
2022-10-27 GEG Drapkin Matthew A 2,582 1.9893 2,582 1.9893 5,136
2022-10-27 GEG Drapkin Matthew A 843 1.9893 843 1.9893 1,677
2022-10-27 GEG Drapkin Matthew A 539 1.9893 539 1.9893 1,072
2022-10-26 GEG Drapkin Matthew A 2,062 1.9938 2,062 1.9938 4,111
2022-10-26 GEG Drapkin Matthew A 675 1.9938 675 1.9938 1,346
2022-10-26 GEG Drapkin Matthew A 431 1.9938 431 1.9938 859
2022-10-21 GEG Drapkin Matthew A 3,484 1.9999 3,484 1.9999 6,968
2022-10-21 GEG Drapkin Matthew A 1,130 1.9999 1,130 1.9999 2,260
2022-10-21 GEG Drapkin Matthew A 710 1.9999 710 1.9999 1,420
2022-10-18 GEG Drapkin Matthew A 14,039 1.9986 14,039 1.9986 28,058
2022-10-18 GEG Drapkin Matthew A 4,584 1.9986 4,584 1.9986 9,162
2022-10-18 GEG Drapkin Matthew A 2,870 1.9986 2,870 1.9986 5,736
2022-10-14 GEG Drapkin Matthew A 3,477 1.9991 3,477 1.9991 6,951
2022-10-14 GEG Drapkin Matthew A 1,114 1.9991 1,114 1.9991 2,227
2022-10-14 GEG Drapkin Matthew A 687 1.9991 687 1.9991 1,373
2022-10-13 GEG Drapkin Matthew A 4,328 1.9999 4,328 1.9999 8,656
2022-10-13 GEG Drapkin Matthew A 1,397 1.9999 1,397 1.9999 2,794
2022-10-13 GEG Drapkin Matthew A 869 1.9999 869 1.9999 1,738
2022-10-12 GEG Drapkin Matthew A 1,038 1.9962 1,038 1.9962 2,072
2022-10-12 GEG Drapkin Matthew A 334 1.9962 334 1.9962 667
2022-10-12 GEG Drapkin Matthew A 206 1.9962 206 1.9962 411
2022-10-11 GEG Drapkin Matthew A 2,813 1.9983 2,813 1.9983 5,621
2022-10-11 GEG Drapkin Matthew A 897 1.9983 897 1.9983 1,792
2022-10-11 GEG Drapkin Matthew A 2,292 1.9983 2,292 1.9983 4,580
2022-10-10 GEG Drapkin Matthew A 1,103 2.0000 1,103 2.0000 2,206
2022-10-10 GEG Drapkin Matthew A 354 2.0000 354 2.0000 708
2022-10-10 GEG Drapkin Matthew A 1,890 2.0000 1,890 2.0000 3,780
2022-10-07 GEG Drapkin Matthew A 403 1.9998 403 1.9998 806
2022-10-07 GEG Drapkin Matthew A 129 1.9998 129 1.9998 258
2022-10-07 GEG Drapkin Matthew A 691 1.9998 691 1.9998 1,382
2022-10-06 GEG Drapkin Matthew A 725 2.0000 725 2.0000 1,450
2022-10-06 GEG Drapkin Matthew A 235 2.0000 235 2.0000 470
2022-10-06 GEG Drapkin Matthew A 1,254 2.0000 1,254 2.0000 2,508
2022-09-28 GEG Drapkin Matthew A 1,827 2.0000 1,827 2.0000 3,654
2022-09-28 GEG Drapkin Matthew A 588 2.0000 588 2.0000 1,176
2022-09-28 GEG Drapkin Matthew A 3,146 2.0000 3,146 2.0000 6,292
2022-09-27 GEG Drapkin Matthew A 4,444 1.9938 4,444 1.9938 8,860
2022-09-27 GEG Drapkin Matthew A 1,415 1.9938 1,415 1.9938 2,821
2022-09-27 GEG Drapkin Matthew A 7,605 1.9938 7,605 1.9938 15,163
2022-09-26 GEG Drapkin Matthew A 30,455 1.9878 30,455 1.9878 60,538
2022-09-26 GEG Drapkin Matthew A 9,708 1.9878 9,708 1.9878 19,298
2022-09-26 GEG Drapkin Matthew A 52,146 1.9878 52,146 1.9878 103,656
2022-09-23 GEG Drapkin Matthew A 2,428 2.0485 2,428 2.0485 4,974
2022-09-23 GEG Drapkin Matthew A 778 2.0485 778 2.0485 1,594
2022-09-23 GEG Drapkin Matthew A 4,169 2.0485 4,169 2.0485 8,540
2022-09-21 GEG Drapkin Matthew A 1,988 2.0500 1,988 2.0500 4,075
2022-09-21 GEG Drapkin Matthew A 647 2.0500 647 2.0500 1,326
2022-09-21 GEG Drapkin Matthew A 3,453 2.0500 3,453 2.0500 7,079
2022-09-12 GEG Drapkin Matthew A 2,050 2.0500 2,050 2.0500 4,202
2022-09-12 GEG Drapkin Matthew A 685 2.0500 685 2.0500 1,404
2022-09-12 GEG Drapkin Matthew A 3,630 2.0500 3,630 2.0500 7,442
2022-09-09 GEG Drapkin Matthew A 2,631 2.0500 2,631 2.0500 5,394
2022-09-09 GEG Drapkin Matthew A 875 2.0500 875 2.0500 1,794
2022-09-09 GEG Drapkin Matthew A 4,647 2.0500 4,647 2.0500 9,526
2022-09-08 GEG Drapkin Matthew A 1,412 2.0495 1,412 2.0495 2,894
2022-09-08 GEG Drapkin Matthew A 466 2.0495 466 2.0495 955
2022-09-08 GEG Drapkin Matthew A 2,483 2.0495 2,483 2.0495 5,089
2022-09-06 GEG Drapkin Matthew A 405 2.0500 405 2.0500 830
2022-09-06 GEG Drapkin Matthew A 133 2.0500 133 2.0500 273
2022-09-06 GEG Drapkin Matthew A 709 2.0500 709 2.0500 1,453
2022-09-01 GEG Drapkin Matthew A 785 2.0490 785 2.0490 1,608
2022-09-01 GEG Drapkin Matthew A 260 2.0490 260 2.0490 533
2022-09-01 GEG Drapkin Matthew A 1,377 2.0490 1,377 2.0490 2,821
2022-08-17 GEG Drapkin Matthew A 660 2.0500 660 2.0500 1,353
2022-08-17 GEG Drapkin Matthew A 218 2.0500 218 2.0500 447
2022-08-17 GEG Drapkin Matthew A 1,149 2.0500 1,149 2.0500 2,355
2022-08-16 GEG Drapkin Matthew A 5,151 2.0228 5,151 2.0228 10,419
2022-08-16 GEG Drapkin Matthew A 1,710 2.0228 1,710 2.0228 3,459
2022-08-16 GEG Drapkin Matthew A 9,016 2.0228 9,016 2.0228 18,238
2022-08-15 GEG Drapkin Matthew A 8,496 2.0225 8,496 2.0225 17,183
2022-08-15 GEG Drapkin Matthew A 2,813 2.0225 2,813 2.0225 5,689
2022-08-15 GEG Drapkin Matthew A 14,841 2.0225 14,841 2.0225 30,016
2022-08-12 GEG Drapkin Matthew A 13,360 2.0029 13,360 2.0029 26,759
2022-08-12 GEG Drapkin Matthew A 4,423 2.0029 4,423 2.0029 8,859
2022-08-12 GEG Drapkin Matthew A 23,337 2.0029 23,337 2.0029 46,742
2022-08-10 GEG Drapkin Matthew A 1,351 2.0375 1,351 2.0375 2,753
2022-08-10 GEG Drapkin Matthew A 444 2.0375 444 2.0375 905
2022-08-10 GEG Drapkin Matthew A 2,349 2.0375 2,349 2.0375 4,786
2022-08-09 GEG Drapkin Matthew A 2,866 2.0479 2,866 2.0479 5,869
2022-08-09 GEG Drapkin Matthew A 937 2.0479 937 2.0479 1,919
2022-08-09 GEG Drapkin Matthew A 4,966 2.0479 4,966 2.0479 10,170
2022-08-08 GEG Drapkin Matthew A 2,362 2.0165 2,362 2.0165 4,763
2022-08-08 GEG Drapkin Matthew A 773 2.0165 773 2.0165 1,559
2022-08-08 GEG Drapkin Matthew A 4,098 2.0165 4,098 2.0165 8,264
2022-07-26 GEG Drapkin Matthew A 135 1.9833 135 1.9833 268
2022-07-26 GEG Drapkin Matthew A 42 1.9833 42 1.9833 83
2022-07-26 GEG Drapkin Matthew A 232 1.9833 232 1.9833 460
2022-07-22 GEG Drapkin Matthew A 8,658 1.9784 8,658 1.9784 17,129
2022-07-22 GEG Drapkin Matthew A 2,762 1.9784 2,762 1.9784 5,464
2022-07-22 GEG Drapkin Matthew A 14,836 1.9784 14,836 1.9784 29,352
2022-07-20 GEG Drapkin Matthew A 1,203 1.9840 1,203 1.9840 2,387
2022-07-20 GEG Drapkin Matthew A 388 1.9840 388 1.9840 770
2022-07-20 GEG Drapkin Matthew A 2,067 1.9840 2,067 1.9840 4,101
2022-07-18 GEG Drapkin Matthew A 1,087 1.9984 1,087 1.9984 2,172
2022-07-18 GEG Drapkin Matthew A 345 1.9984 345 1.9984 689
2022-07-18 GEG Drapkin Matthew A 1,850 1.9984 1,850 1.9984 3,697
2022-06-16 GEG Drapkin Matthew A 7,184 2.4760 7,184 2.4760 17,788
2022-06-16 GEG Drapkin Matthew A 2,295 2.4760 2,295 2.4760 5,682
2022-06-16 GEG Drapkin Matthew A 12,133 2.4760 12,133 2.4760 30,041
2022-06-15 GEG Drapkin Matthew A 1,565 2.4391 1,565 2.4391 3,817
2022-06-15 GEG Drapkin Matthew A 515 2.4391 515 2.4391 1,256
2022-06-15 GEG Drapkin Matthew A 2,692 2.4391 2,692 2.4391 6,566
2022-06-14 GEG Drapkin Matthew A 24,633 2.4200 24,633 2.4200 59,612
2022-06-14 GEG Drapkin Matthew A 8,097 2.4200 8,097 2.4200 19,595
2022-06-14 GEG Drapkin Matthew A 42,270 2.4200 42,270 2.4200 102,293
2022-06-09 GEG Drapkin Matthew A 77,128 2.3800 77,128 2.3800 183,565
2022-06-09 GEG Drapkin Matthew A 25,883 2.3800 25,883 2.3800 61,602
2022-06-09 GEG Drapkin Matthew A 134,626 2.3800 134,626 2.3800 320,410

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

GEG / Great Elm Group, Inc. Insider Trades
GEG / Great Elm Group, Inc.内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 GECCO / Great Elm Capital Corp. - Corporate Bond/Note 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

GEG / Great Elm Group, Inc. Insider Trades
PXLW / Pixelworks, Inc.内部人士买入 - 短期收益分析

在这一部分,我们分析了在 GECCO / Great Elm Capital Corp. - Corporate Bond/Note 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
2012-10-25 PXLW Northern Right Capital Management, L.P. 2,997 2.4407 250 29.2884 7,315 357 5.26 -6,004 -82.09
2012-10-25 PXLW Northern Right Capital Management, L.P. 403 2.4407 34 29.2884 984
2012-10-24 PXLW Northern Right Capital Management, L.P. 22,033 2.4489 1,836 29.3868 53,957
2012-10-24 PXLW Northern Right Capital Management, L.P. 2,967 2.4489 247 29.3868 7,266
2012-10-24 PXLW Northern Right Capital Management, L.P. 36,663 2.4648 3,055 29.5776 90,367
2012-10-24 PXLW Northern Right Capital Management, L.P. 4,937 2.4648 411 29.5776 12,169
2012-10-23 PXLW Northern Right Capital Management, L.P. 18,948 2.3641 1,579 28.3692 44,795
2012-10-23 PXLW Northern Right Capital Management, L.P. 2,552 2.3641 213 28.3692 6,033
2012-08-27 PXLW Northern Right Capital Management, L.P. 2,400 3.1475 200 37.7700 7,554
2012-08-27 PXLW Northern Right Capital Management, L.P. 3,846 3.1434 320 37.7208 12,090
2012-08-27 PXLW Northern Right Capital Management, L.P. 1,700 3.1306 142 37.5672 5,322
2012-08-24 PXLW Northern Right Capital Management, L.P. 16,900 3.0971 1,408 37.1652 52,341
2011-12-29 PXLW Northern Right Capital Management, L.P. 2,524 2.3383 210 28.0596 5,902
2011-12-29 PXLW Northern Right Capital Management, L.P. 376 2.3383 31 28.0596 879
2011-12-28 PXLW Northern Right Capital Management, L.P. 56,724 2.3500 4,727 28.2000 133,301
2011-12-28 PXLW Northern Right Capital Management, L.P. 8,461 2.3500 705 28.2000 19,883
2011-12-28 PXLW Northern Right Capital Management, L.P. 4,787 2.2991 399 27.5892 11,006
2011-12-28 PXLW Northern Right Capital Management, L.P. 713 2.2991 59 27.5892 1,639
2011-12-27 PXLW Northern Right Capital Management, L.P. 50,000 2.3700 4,167 28.4400 118,500
2011-12-27 PXLW Northern Right Capital Management, L.P. 5,200 2.3500 433 28.2000 12,220
2011-12-16 PXLW Northern Right Capital Management, L.P. 200 2.1800 17 26.1600 436
2011-12-15 PXLW Northern Right Capital Management, L.P. 108,300 2.3962 9,025 28.7544 259,508
2011-12-15 PXLW Northern Right Capital Management, L.P. 51,600 2.3888 4,300 28.6656 123,262
2011-12-14 PXLW Northern Right Capital Management, L.P. 50,000 2.2650 4,167 27.1800 113,250
2011-12-14 PXLW Northern Right Capital Management, L.P. 68,000 2.2763 5,667 27.3156 154,788
2011-12-13 PXLW Northern Right Capital Management, L.P. 100,000 2.1000 8,333 25.2000 210,000
2011-12-13 PXLW Northern Right Capital Management, L.P. 200 2.2000 17 26.4000 440
2011-12-13 PXLW Northern Right Capital Management, L.P. 85,800 2.1931 7,150 26.3172 188,168
2011-12-12 PXLW Northern Right Capital Management, L.P. 307,200 1.9000 25,600 22.8000 583,680
2011-12-12 PXLW Northern Right Capital Management, L.P. 3,200 1.9467 267 23.3604 6,229

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

PXLW / Pixelworks, Inc. Insider Trades
PXLW / Pixelworks, Inc.内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 GECCO / Great Elm Capital Corp. - Corporate Bond/Note 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
2014-02-14 PXLW Northern Right Capital Management, L.P. 5,165 4.9096 430 58.9152 25,358 305 3.88 -23,690 -93.42
2014-02-14 PXLW Northern Right Capital Management, L.P. 764 4.9096 64 58.9152 3,751
2014-02-14 PXLW Northern Right Capital Management, L.P. 2,671 4.9096 223 58.9152 13,114
2014-02-13 PXLW Northern Right Capital Management, L.P. 183,745 4.9431 15,312 59.3172 908,270
2014-02-13 PXLW Northern Right Capital Management, L.P. 27,194 4.9431 2,266 59.3172 134,423
2014-02-13 PXLW Northern Right Capital Management, L.P. 95,025 4.9431 7,919 59.3172 469,718
2013-11-20 PXLW Northern Right Capital Management, L.P. 36,573 4.2372 3,048 50.8464 154,967
2013-11-20 PXLW Northern Right Capital Management, L.P. 5,413 4.2372 451 50.8464 22,936
2013-11-20 PXLW Northern Right Capital Management, L.P. 18,914 4.2372 1,576 50.8464 80,142
2013-11-19 PXLW Northern Right Capital Management, L.P. 11,359 4.2713 947 51.2556 48,518
2013-11-19 PXLW Northern Right Capital Management, L.P. 1,681 4.2713 140 51.2556 7,180
2013-11-19 PXLW Northern Right Capital Management, L.P. 5,875 4.2713 490 51.2556 25,094
2013-11-19 PXLW Northern Right Capital Management, L.P. 5,544 4.3385 462 52.0620 24,053
2013-11-19 PXLW Northern Right Capital Management, L.P. 820 4.3385 68 52.0620 3,558
2013-11-19 PXLW Northern Right Capital Management, L.P. 2,867 4.3385 239 52.0620 12,438
2013-11-19 PXLW Northern Right Capital Management, L.P. 31,900 4.2953 2,658 51.5436 137,020
2013-11-19 PXLW Northern Right Capital Management, L.P. 4,721 4.2953 393 51.5436 20,278
2013-11-19 PXLW Northern Right Capital Management, L.P. 16,498 4.2953 1,375 51.5436 70,864
2013-11-18 PXLW Northern Right Capital Management, L.P. 109,943 4.5110 9,162 54.1320 495,953
2013-11-18 PXLW Northern Right Capital Management, L.P. 16,271 4.5110 1,356 54.1320 73,398
2013-11-18 PXLW Northern Right Capital Management, L.P. 56,858 4.5110 4,738 54.1320 256,486

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

PXLW / Pixelworks, Inc. Insider Trades
RGDXQ / Response Genetics, Inc内部人士买入 - 短期收益分析

在这一部分,我们分析了在 GECCO / Great Elm Capital Corp. - Corporate Bond/Note 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

RGDXQ / Response Genetics, Inc Insider Trades
RGDXQ / Response Genetics, Inc内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 GECCO / Great Elm Capital Corp. - Corporate Bond/Note 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
2012-05-16 RGDX Northern Right Capital Management, L.P. 100,000 1.6000 100,000 1.6000 160,000 90
2012-03-07 RGDX Northern Right Capital Management, L.P. 100,000 1.9500 100,000 1.9500 195,000

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

RGDXQ / Response Genetics, Inc Insider Trades
SPDC / Speed Commerce, Inc.内部人士买入 - 短期收益分析

在这一部分,我们分析了在 GECCO / Great Elm Capital Corp. - Corporate Bond/Note 中进行的每笔非计划的公开市场内部人士买入的盈利情况。这种分析有助于了解内部人士是否持续产生异常的回报,以及是否值得跟踪。该分析基于每笔交易后一年的情况,结果仅为理论值

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最高利润的
天数
达到最高利润时的
价格
最高
利润($)
最高回报率(%)
2012-10-31 NAVR Northern Right Capital Management, L.P. 11,268 1.6498 11,268 1.6498 18,590 730
2012-10-31 NAVR Northern Right Capital Management, L.P. 1,517 1.6498 1,517 1.6498 2,503
2012-10-31 NAVR Northern Right Capital Management, L.P. 21,215 1.6498 21,215 1.6498 35,001
2012-09-28 NAVR Northern Right Capital Management, L.P. 24,065 1.5460 24,065 1.5460 37,204
2012-09-28 NAVR Northern Right Capital Management, L.P. 3,235 1.5460 3,235 1.5460 5,001
2011-12-07 NAVR Northern Right Capital Management, L.P. 9,051 1.6600 9,051 1.6600 15,025
2011-12-07 NAVR Northern Right Capital Management, L.P. 1,349 1.6600 1,349 1.6600 2,239
2011-12-06 NAVR Northern Right Capital Management, L.P. 19,493 1.6500 19,493 1.6500 32,163
2011-12-06 NAVR Northern Right Capital Management, L.P. 2,907 1.6500 2,907 1.6500 4,797
2011-12-05 NAVR Northern Right Capital Management, L.P. 3,568 1.6400 3,568 1.6400 5,852
2011-12-05 NAVR Northern Right Capital Management, L.P. 532 1.6400 532 1.6400 872
2011-12-02 NAVR Northern Right Capital Management, L.P. 32,894 1.6300 32,894 1.6300 53,617
2011-12-02 NAVR Northern Right Capital Management, L.P. 4,906 1.6300 4,906 1.6300 7,997
2011-11-03 NAVR Northern Right Capital Management, L.P. 24,206 1.5400 24,206 1.5400 37,277
2011-11-03 NAVR Northern Right Capital Management, L.P. 3,594 1.5400 3,594 1.5400 5,535
2011-11-02 NAVR Northern Right Capital Management, L.P. 324,118 1.5500 324,118 1.5500 502,383
2011-11-02 NAVR Northern Right Capital Management, L.P. 8,707 1.5000 8,707 1.5000 13,060
2011-11-02 NAVR Northern Right Capital Management, L.P. 48,132 1.5500 48,132 1.5500 74,605
2011-11-02 NAVR Northern Right Capital Management, L.P. 1,293 1.5000 1,293 1.5000 1,940
2011-11-02 NAVR Northern Right Capital Management, L.P. 20,750 1.5500 20,750 1.5500 32,162
2011-11-01 NAVR Northern Right Capital Management, L.P. 50,103 1.4819 50,103 1.4819 74,248
2011-11-01 NAVR Northern Right Capital Management, L.P. 8,241 1.4819 8,241 1.4819 12,212
2011-11-01 NAVR Northern Right Capital Management, L.P. 23,056 1.4819 23,056 1.4819 34,167
2011-08-08 NAVR Northern Right Capital Management, L.P. 19,620 1.7700 19,620 1.7700 34,727
2011-08-08 NAVR Northern Right Capital Management, L.P. 2,880 1.7700 2,880 1.7700 5,098
2011-08-05 NAVR Northern Right Capital Management, L.P. 27,556 1.8400 27,556 1.8400 50,703
2011-08-05 NAVR Northern Right Capital Management, L.P. 4,044 1.8400 4,044 1.8400 7,441
2011-08-04 NAVR Northern Right Capital Management, L.P. 51,100 1.9000 51,100 1.9000 97,090
2011-08-04 NAVR Northern Right Capital Management, L.P. 7,500 1.9000 7,500 1.9000 14,250
2011-08-03 NAVR Northern Right Capital Management, L.P. 38,194 1.8900 38,194 1.8900 72,187
2011-08-03 NAVR Northern Right Capital Management, L.P. 5,606 1.8900 5,606 1.8900 10,595
2011-08-02 NAVR Northern Right Capital Management, L.P. 36,973 1.9800 36,973 1.9800 73,207
2011-08-02 NAVR Northern Right Capital Management, L.P. 5,427 1.9800 5,427 1.9800 10,745
2011-07-29 NAVR Northern Right Capital Management, L.P. 8,198 1.9100 8,198 1.9100 15,658
2011-07-29 NAVR Northern Right Capital Management, L.P. 1,202 1.9100 1,202 1.9100 2,296
2011-07-28 NAVR Northern Right Capital Management, L.P. 137,880 1.9400 137,880 1.9400 267,487
2011-07-28 NAVR Northern Right Capital Management, L.P. 20,220 1.9400 20,220 1.9400 39,227
2011-07-27 NAVR Northern Right Capital Management, L.P. 43,605 1.9400 43,605 1.9400 84,594
2011-07-27 NAVR Northern Right Capital Management, L.P. 6,395 1.9400 6,395 1.9400 12,406
2011-07-26 NAVR Northern Right Capital Management, L.P. 4,623 1.9500 4,623 1.9500 9,015
2011-07-26 NAVR Northern Right Capital Management, L.P. 677 1.9500 677 1.9500 1,320
2011-07-12 NAVR Northern Right Capital Management, L.P. 7,700 1.9100 7,700 1.9100 14,707
2011-07-11 NAVR Northern Right Capital Management, L.P. 12,000 1.9100 12,000 1.9100 22,920
2011-06-17 NAVR Northern Right Capital Management, L.P. 53,000 1.7700 53,000 1.7700 93,810
2011-06-17 NAVR Northern Right Capital Management, L.P. 138,926 1.7900 138,926 1.7900 248,678
2011-06-17 NAVR Northern Right Capital Management, L.P. 53,000 1.7700 53,000 1.7700 93,810
2011-06-17 NAVR Northern Right Capital Management, L.P. 20,374 1.7900 20,374 1.7900 36,469
2011-06-17 NAVR Northern Right Capital Management, L.P. 44,000 1.7700 44,000 1.7700 77,880

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

SPDC / Speed Commerce, Inc. Insider Trades
SPDC / Speed Commerce, Inc.内部人士卖出 - 短期亏损分析

在这一部分,我们分析了在 GECCO / Great Elm Capital Corp. - Corporate Bond/Note 中进行的每笔非计划的公开市场内部人士卖出所达成的短期亏损规避。如果存在持续的亏损规避模式,可能表明未来的内部人士卖出交易预示着价格的下跌。该分析基于每笔交易后一年的情况,

以下表格显示了最近的自动交易计划之外的公开市场买入。

交易日期 股票代码 内部人士 报告
股数
报告
价格
经调整
股数
经调整
价格
成本基础 达到最低利润的
天数
达到最低利润时的
价格
避免的
最高损失金额($)
避免的
最高损失率($)
当前未知该内部人士进行过任何未预先计划的公开市场交易。

经调整价格 已按拆股调整。经调整股数 已按拆股调整。

SPDC / Speed Commerce, Inc. Insider Trades
内幕交易历史

该表格显示了由 Matthew A Drapkin 进行的所有内幕交易的完整列表,这些交易已向美国证券交易委员会(SEC)披露。

备案日期 交易日期 表格 股票代码 证券 代码 10b5-1 股数 剩余股数 %
变化
每股
股价
交易
金额
剩余
金额
2025-01-07 2025-01-03 4 GEG Great Elm Group, Inc.
Common Stock
A - Award 35,714 728,749 5.15
2025-01-07 2025-01-03 4 GEG Great Elm Group, Inc.
Common Stock
A - Award 35,714 728,749 5.15
2025-01-07 2025-01-03 4 GEG Great Elm Group, Inc.
Common Stock
A - Award 82,418 693,035 13.50
2024-09-17 2024-09-16 4 GECC Great Elm Capital Corp.
Common Stock
P - Purchase 9,600 75,716 14.52 9.92 95,236 751,133
2024-08-21 2024-08-21 4 GECC Great Elm Capital Corp.
Common Stock
P - Purchase 1,310 66,116 2.02 10.12 13,257 669,094
2024-08-21 2024-08-20 4 GECC Great Elm Capital Corp.
Common Stock
P - Purchase 3,189 64,806 5.18 10.01 31,922 648,708
2024-05-23 2024-05-23 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 5,015 1,963,690 0.26 1.75 8,794 3,443,527
2024-05-23 2024-05-22 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 20,001 1,958,675 1.03 1.76 35,268 3,453,732
2024-05-23 2024-05-21 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 24,984 1,938,674 1.31 1.77 44,264 3,434,749
2024-01-04 2024-01-03 4 GEG Great Elm Group, Inc.
Common Stock
A - Award 34,759 574,903 6.44
2024-01-04 2024-01-03 4 GEG Great Elm Group, Inc.
Common Stock
A - Award 34,759 574,903 6.44
2024-01-04 2024-01-03 4 GEG Great Elm Group, Inc.
Common Stock
A - Award 80,214 540,144 17.44
2023-11-15 2023-11-15 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 3,506 1,913,690 0.18 1.99 6,975 3,807,095
2023-11-15 2023-11-15 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 19,878 2,279,478 0.88 1.99 39,545 4,534,794
2023-11-15 2023-11-14 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 27,851 1,910,184 1.48 1.99 55,371 3,797,637
2023-11-15 2023-11-14 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 157,711 2,259,600 7.50 1.99 313,545 4,492,311
2023-11-15 2023-11-13 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 2,132 1,882,333 0.11 1.95 4,151 3,665,091
2023-11-15 2023-11-13 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 12,306 2,101,889 0.59 1.95 23,961 4,092,588
2023-06-06 2023-06-06 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 423 1,880,201 0.02 2.10 888 3,948,422
2023-06-06 2023-06-06 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 2,547 2,089,583 0.12 2.10 5,349 4,388,124
2023-06-06 2023-06-05 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 1,259 1,879,778 0.07 2.08 2,617 3,906,743
2023-06-06 2023-06-05 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 7,591 2,087,036 0.37 2.08 15,776 4,337,487
2023-06-06 2023-06-02 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 427 1,878,519 0.02 2.10 898 3,951,277
2023-06-06 2023-06-02 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 2,578 2,079,445 0.12 2.10 5,423 4,373,905
2023-05-31 2023-05-31 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 666 1,878,092 0.04 2.06 1,370 3,864,738
2023-05-31 2023-05-31 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 4,012 2,076,867 0.19 2.06 8,256 4,273,777
2023-05-31 2023-05-26 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 639 1,877,426 0.03 2.05 1,310 3,848,536
2023-05-31 2023-05-26 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 3,852 2,072,855 0.19 2.05 7,896 4,249,145
2023-05-22 2023-05-22 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 372 1,876,787 0.02 2.06 766 3,866,181
2023-05-22 2023-05-22 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 2,240 2,069,003 0.11 2.06 4,614 4,262,146
2023-05-22 2023-05-19 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 34,711 1,876,415 1.88 2.00 69,484 3,756,208
2023-05-22 2023-05-19 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 209,280 2,066,763 11.27 2.00 418,937 4,137,246
2023-05-22 2023-05-18 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 7,113 1,841,704 0.39 1.97 14,013 3,628,157
2023-05-22 2023-05-18 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 42,887 1,857,483 2.36 1.97 84,487 3,659,242
2023-04-05 2023-04-03 4 GEG Great Elm Group, Inc.
Common Stock
J - Other 21,763 425,171 5.39
2023-03-20 2023-03-16 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 3,266 1,834,591 0.18 2.37 7,738 4,346,880
2023-03-20 2023-03-16 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 20,364 1,814,596 1.13 2.37 48,250 4,299,504
2023-03-13 2023-03-10 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 2,379 1,831,325 0.13 2.24 5,322 4,096,491
2023-03-13 2023-03-10 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 14,437 1,794,232 0.81 2.24 32,294 4,013,518
2023-03-13 2023-03-09 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 4,049 1,828,946 0.22 2.31 9,356 4,226,146
2023-03-13 2023-03-09 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 24,564 1,779,795 1.40 2.31 56,760 4,112,572
2023-02-24 2023-02-24 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 1,876 1,824,897 0.10 2.14 4,017 3,907,104
2023-02-24 2023-02-24 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 2,795 152,315 1.87 2.14 5,984 326,106
2023-02-24 2023-02-24 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 8,605 1,602,916 0.54 2.14 18,423 3,431,843
2023-02-24 2023-02-22 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 2,134 1,823,021 0.12 2.15 4,588 3,919,313
2023-02-24 2023-02-22 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 3,172 149,520 2.17 2.15 6,819 321,453
2023-02-24 2023-02-22 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 9,756 1,594,311 0.62 2.15 20,974 3,427,609
2023-01-09 2023-01-05 4 GEG Great Elm Group, Inc.
Common Stock
A - Award 97,285 403,408 31.78
2023-01-09 2023-01-05 4 GEG Great Elm Group, Inc.
Common Stock
A - Award 29,412 306,123 10.63
2022-11-08 2022-11-07 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 170 1,820,887 0.01 1.99 339 3,629,392
2022-11-08 2022-11-07 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 265 146,348 0.18 1.99 528 291,701
2022-11-08 2022-11-07 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 818 1,584,555 0.05 1.99 1,630 3,158,335
2022-11-08 2022-11-04 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 756 1,820,717 0.04 2.00 1,509 3,634,515
2022-11-08 2022-11-04 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 1,181 146,083 0.82 2.00 2,358 291,611
2022-11-08 2022-11-04 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 3,642 1,583,737 0.23 2.00 7,270 3,161,456
2022-10-28 2022-10-28 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 613 1,819,961 0.03 2.00 1,224 3,633,370
2022-10-28 2022-10-28 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 951 144,902 0.66 2.00 1,899 289,282
2022-10-28 2022-10-28 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 2,904 1,580,095 0.18 2.00 5,798 3,154,502
2022-10-28 2022-10-27 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 539 1,819,348 0.03 1.99 1,072 3,619,229
2022-10-28 2022-10-27 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 843 143,951 0.59 1.99 1,677 286,362
2022-10-28 2022-10-27 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 2,582 1,577,191 0.16 1.99 5,136 3,137,506
2022-10-28 2022-10-26 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 431 1,818,809 0.02 1.99 859 3,626,341
2022-10-28 2022-10-26 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 675 143,108 0.47 1.99 1,346 285,329
2022-10-28 2022-10-26 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 2,062 1,574,609 0.13 1.99 4,111 3,139,455
2022-10-25 2022-10-21 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 710 1,818,378 0.04 2.00 1,420 3,636,574
2022-10-25 2022-10-21 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 1,130 142,433 0.80 2.00 2,260 284,852
2022-10-25 2022-10-21 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 3,484 1,572,547 0.22 2.00 6,968 3,144,937
2022-10-20 2022-10-18 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 2,870 1,817,668 0.16 2.00 5,736 3,632,791
2022-10-20 2022-10-18 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 4,584 141,303 3.35 2.00 9,162 282,408
2022-10-20 2022-10-18 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 14,039 1,569,063 0.90 2.00 28,058 3,135,929
2022-10-14 2022-10-14 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 687 1,814,798 0.04 2.00 1,373 3,627,963
2022-10-14 2022-10-14 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 1,114 136,719 0.82 2.00 2,227 273,315
2022-10-14 2022-10-14 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 3,477 1,555,024 0.22 2.00 6,951 3,108,648
2022-10-14 2022-10-13 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 869 1,814,111 0.05 2.00 1,738 3,628,041
2022-10-14 2022-10-13 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 1,397 135,605 1.04 2.00 2,794 271,196
2022-10-14 2022-10-13 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 4,328 1,551,547 0.28 2.00 8,656 3,102,939
2022-10-14 2022-10-12 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 206 1,813,242 0.01 2.00 411 3,619,594
2022-10-14 2022-10-12 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 334 134,208 0.25 2.00 667 267,906
2022-10-14 2022-10-12 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 1,038 1,547,219 0.07 2.00 2,072 3,088,559
2022-10-11 2022-10-11 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 2,292 1,813,036 0.13 2.00 4,580 3,622,990
2022-10-11 2022-10-11 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 897 133,874 0.67 2.00 1,792 267,520
2022-10-11 2022-10-11 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 2,813 1,546,181 0.18 2.00 5,621 3,089,733
2022-10-11 2022-10-10 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 1,890 1,810,744 0.10 2.00 3,780 3,621,488
2022-10-11 2022-10-10 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 354 132,977 0.27 2.00 708 265,954
2022-10-11 2022-10-10 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 1,103 1,543,368 0.07 2.00 2,206 3,086,736
2022-10-11 2022-10-07 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 691 1,808,854 0.04 2.00 1,382 3,617,346
2022-10-11 2022-10-07 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 129 132,623 0.10 2.00 258 265,219
2022-10-11 2022-10-07 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 403 1,542,265 0.03 2.00 806 3,084,222
2022-10-11 2022-10-06 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 1,254 1,808,163 0.07 2.00 2,508 3,616,326
2022-10-11 2022-10-06 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 235 132,494 0.18 2.00 470 264,988
2022-10-11 2022-10-06 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 725 1,541,862 0.05 2.00 1,450 3,083,724
2022-09-28 2022-09-28 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 3,146 1,806,909 0.17 2.00 6,292 3,613,818
2022-09-28 2022-09-28 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 588 132,259 0.45 2.00 1,176 264,518
2022-09-28 2022-09-28 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 1,827 1,541,137 0.12 2.00 3,654 3,082,274
2022-09-28 2022-09-27 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 7,605 1,803,763 0.42 1.99 15,163 3,596,343
2022-09-28 2022-09-27 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 1,415 131,671 1.09 1.99 2,821 262,526
2022-09-28 2022-09-27 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 4,444 1,539,310 0.29 1.99 8,860 3,069,076
2022-09-28 2022-09-26 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 52,146 1,796,158 2.99 1.99 103,656 3,570,403
2022-09-28 2022-09-26 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 9,708 130,256 8.05 1.99 19,298 258,923
2022-09-28 2022-09-26 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 30,455 1,534,866 2.02 1.99 60,538 3,051,007
2022-09-23 2022-09-23 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 4,169 1,744,012 0.24 2.05 8,540 3,572,609
2022-09-23 2022-09-23 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 778 120,548 0.65 2.05 1,594 246,943
2022-09-23 2022-09-23 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 2,428 1,504,411 0.16 2.05 4,974 3,081,786
2022-09-23 2022-09-21 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 3,453 1,739,843 0.20 2.05 7,079 3,566,678
2022-09-23 2022-09-21 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 647 119,770 0.54 2.05 1,326 245,528
2022-09-23 2022-09-21 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 1,988 1,501,983 0.13 2.05 4,075 3,079,065
2022-09-12 2022-09-12 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 3,630 1,736,390 0.21 2.05 7,442 3,559,600
2022-09-12 2022-09-12 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 685 119,123 0.58 2.05 1,404 244,202
2022-09-12 2022-09-12 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 2,050 1,499,995 0.14 2.05 4,202 3,074,990
2022-09-12 2022-09-09 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 4,647 1,732,760 0.27 2.05 9,526 3,552,158
2022-09-12 2022-09-09 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 875 118,438 0.74 2.05 1,794 242,798
2022-09-12 2022-09-09 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 2,631 1,497,945 0.18 2.05 5,394 3,070,787
2022-09-12 2022-09-08 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 2,483 1,728,113 0.14 2.05 5,089 3,541,768
2022-09-12 2022-09-08 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 466 117,563 0.40 2.05 955 240,945
2022-09-12 2022-09-08 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 1,412 1,495,314 0.09 2.05 2,894 3,064,646
2022-09-06 2022-09-06 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 709 1,725,630 0.04 2.05 1,453 3,537,542
2022-09-06 2022-09-06 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 133 117,097 0.11 2.05 273 240,049
2022-09-06 2022-09-06 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 405 1,493,902 0.03 2.05 830 3,062,499
2022-09-06 2022-09-01 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 1,377 1,724,921 0.08 2.05 2,821 3,534,363
2022-09-06 2022-09-01 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 260 116,964 0.22 2.05 533 239,659
2022-09-06 2022-09-01 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 785 1,493,497 0.05 2.05 1,608 3,060,175
2022-08-17 2022-08-17 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 1,149 1,723,544 0.07 2.05 2,355 3,533,265
2022-08-17 2022-08-17 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 218 116,704 0.19 2.05 447 239,243
2022-08-17 2022-08-17 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 660 1,492,712 0.04 2.05 1,353 3,060,060
2022-08-17 2022-08-16 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 9,016 1,722,395 0.53 2.02 18,238 3,484,061
2022-08-17 2022-08-16 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 1,710 116,486 1.49 2.02 3,459 235,628
2022-08-17 2022-08-16 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 5,151 1,492,052 0.35 2.02 10,419 3,018,123
2022-08-17 2022-08-15 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 14,841 1,713,379 0.87 2.02 30,016 3,465,309
2022-08-17 2022-08-15 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 2,813 114,776 2.51 2.02 5,689 232,134
2022-08-17 2022-08-15 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 8,496 1,486,901 0.57 2.02 17,183 3,007,257
2022-08-12 2022-08-12 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 23,337 1,698,538 1.39 2.00 46,742 3,402,002
2022-08-12 2022-08-12 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 4,423 111,963 4.11 2.00 8,859 224,251
2022-08-12 2022-08-12 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 13,360 1,478,405 0.91 2.00 26,759 2,961,097
2022-08-12 2022-08-10 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 2,349 1,675,201 0.14 2.04 4,786 3,413,222
2022-08-12 2022-08-10 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 444 107,540 0.41 2.04 905 219,113
2022-08-12 2022-08-10 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 1,351 1,465,045 0.09 2.04 2,753 2,985,029
2022-08-10 2022-08-09 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 4,966 1,672,852 0.30 2.05 10,170 3,425,834
2022-08-10 2022-08-09 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 937 107,096 0.88 2.05 1,919 219,322
2022-08-10 2022-08-09 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 2,866 1,463,694 0.20 2.05 5,869 2,997,499
2022-08-10 2022-08-08 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 4,098 1,667,886 0.25 2.02 8,264 3,363,292
2022-08-10 2022-08-08 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 773 106,159 0.73 2.02 1,559 214,070
2022-08-10 2022-08-08 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 2,362 1,460,828 0.16 2.02 4,763 2,945,760
2022-07-26 2022-07-26 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 232 1,663,788 0.01 1.98 460 3,299,791
2022-07-26 2022-07-26 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 42 105,386 0.04 1.98 83 209,012
2022-07-26 2022-07-26 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 135 1,458,466 0.01 1.98 268 2,892,576
2022-07-26 2022-07-22 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 14,836 1,663,556 0.90 1.98 29,352 3,291,179
2022-07-26 2022-07-22 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 2,762 105,344 2.69 1.98 5,464 208,413
2022-07-26 2022-07-22 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 8,658 1,458,331 0.60 1.98 17,129 2,885,162
2022-07-20 2022-07-20 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 2,067 1,648,720 0.13 1.98 4,101 3,271,060
2022-07-20 2022-07-20 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 388 102,582 0.38 1.98 770 203,523
2022-07-20 2022-07-20 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 1,203 1,449,673 0.08 1.98 2,387 2,876,151
2022-07-20 2022-07-18 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 1,850 1,646,653 0.11 2.00 3,697 3,290,671
2022-07-20 2022-07-18 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 345 102,194 0.34 2.00 689 204,224
2022-07-20 2022-07-18 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 1,087 1,448,470 0.08 2.00 2,172 2,894,622
2022-06-17 2022-06-15 4 GECC Great Elm Capital Corp.
Common Stock
J - Other 40,000 40,309 12,944.98 12.50 500,000 503,862
2022-06-17 2022-06-15 4 GECC Great Elm Capital Corp.
Common Stock
M - Exercise 20,000 21,308 1,529.05 12.50 250,000 266,350
2022-06-17 2022-06-15 4 GECC Great Elm Capital Corp.
Common Stock
M - Exercise 320,000 369,140 651.20 12.50 4,000,000 4,614,250
2022-06-17 2022-06-15 4 GECC Great Elm Capital Corp.
Common Stock
M - Exercise 160,000 208,932 326.98 12.50 2,000,000 2,611,650
2022-06-17 2022-06-15 4 GECC Great Elm Capital Corp.
Common Stock
M - Exercise 84,000 220,399 61.58 12.50 1,050,000 2,754,988
2022-06-16 2022-06-16 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 12,133 1,644,803 0.74 2.48 30,041 4,072,532
2022-06-16 2022-06-16 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 2,295 101,849 2.31 2.48 5,682 252,178
2022-06-16 2022-06-16 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 7,184 1,447,383 0.50 2.48 17,788 3,583,720
2022-06-16 2022-06-15 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 2,692 1,632,670 0.17 2.44 6,566 3,982,245
2022-06-16 2022-06-15 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 515 99,554 0.52 2.44 1,256 242,822
2022-06-16 2022-06-15 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 1,565 1,440,199 0.11 2.44 3,817 3,512,789
2022-06-16 2022-06-14 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 42,270 1,629,978 2.66 2.42 102,293 3,944,547
2022-06-16 2022-06-14 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 8,097 99,039 8.90 2.42 19,595 239,674
2022-06-16 2022-06-14 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 24,633 1,438,634 1.74 2.42 59,612 3,481,494
2022-06-13 2022-06-09 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 134,626 1,587,860 9.26 2.38 320,410 3,779,107
2022-06-13 2022-06-09 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 25,883 90,972 39.77 2.38 61,602 216,513
2022-06-13 2022-06-09 4 GEG Great Elm Group, Inc.
Common Stock
P - Purchase 77,128 1,414,089 5.77 2.38 183,565 3,365,532
2022-05-27 2022-05-25 4 GECC Great Elm Capital Corp.
Common Stock
P - Purchase 4,793 136,399 3.64 12.41 59,498 1,693,203
2022-05-27 2022-05-25 4 GECC Great Elm Capital Corp.
Common Stock
P - Purchase 1,597 48,932 3.37 12.41 19,825 607,422
2022-05-27 2022-05-25 4 GECC Great Elm Capital Corp.
Common Stock
P - Purchase 946 49,140 1.96 12.41 11,743 610,004
2022-05-10 2022-05-06 4 GEG Great Elm Group, Inc.
Common Stock
A - Award 46,230 276,711 20.06 1.51 69,807 417,834
2022-03-11 3 GECC Great Elm Capital Corp.
Common Stock
47,195
2022-03-11 3 GECC Great Elm Capital Corp.
Common Stock
47,335
2022-03-11 3 GECC Great Elm Capital Corp.
Common Stock
131,606
2022-03-11 2022-03-09 4 GECC Great Elm Capital Corp.
Common Stock
P - Purchase 1,000 48,195 2.12 14.70 14,700 708,466
2022-03-11 2022-03-09 4 GECC Great Elm Capital Corp.
Common Stock
P - Purchase 617 617 14.70 9,070 9,070
2022-03-11 2022-03-09 4 GECC Great Elm Capital Corp.
Common Stock
P - Purchase 1,000 1,617 162.07 14.70 14,700 23,770
2022-01-05 2022-01-03 4 GEG Great Elm Group, Inc.
Common Stock
A - Award 41,262 230,481 21.81
2022-01-05 2022-01-03 4 GEG Great Elm Group, Inc.
Common Stock
A - Award 31,553 189,219 20.01
2021-07-02 2021-07-01 4 GEG Great Elm Group, Inc.
Common Stock
A - Award 17,932 157,666 12.83
2021-07-02 2021-06-30 4 GEG Great Elm Group, Inc.
Common Stock
A - Award 9,444 139,734 7.25
2021-05-20 2021-05-20 4 GEG Great Elm Group, Inc.
Common Stock
A - Award 29,277 2,567,084 1.15 2.32 67,826 5,947,164
2021-05-20 2021-05-19 4 GEG Great Elm Group, Inc.
Common Stock
A - Award 129,938 2,537,807 5.40 2.40 311,643 6,086,676
2021-05-20 2021-05-18 4 GEG Great Elm Group, Inc.
Common Stock
A - Award 5,077 2,407,869 0.21 2.18 11,070 5,250,118
2021-04-02 2021-03-31 4 GEG Great Elm Group, Inc.
Common Stock
A - Award 8,709 130,290 7.16
2021-03-23 2021-03-19 4 GEG Great Elm Group, Inc.
Common Stock
A - Award 19,751 121,581 19.40
2021-03-23 2021-03-19 4 GEG Great Elm Group, Inc.
Common Stock
A - Award 7,706 101,830 8.19
2021-03-04 2021-03-03 4 PRGX PRGX GLOBAL, INC.
Deferred Compensation Plan Stock Units
D - Sale to Issuer -18,547 0 -100.00 7.71 -142,997
2021-03-04 2021-03-03 4 PRGX PRGX GLOBAL, INC.
Deferred Compensation Plan Stock Units
D - Sale to Issuer -10,052 0 -100.00 7.71 -77,501
2021-03-04 2021-03-03 4 PRGX PRGX GLOBAL, INC.
Stock Option (right to buy)
D - Sale to Issuer -13,636 0 -100.00 1.36 -18,545
2021-03-04 2021-03-03 4 PRGX PRGX GLOBAL, INC.
Stock Option (right to buy)
D - Sale to Issuer -20,417 0 -100.00 2.91 -59,413
2021-03-04 2021-03-03 4 PRGX PRGX GLOBAL, INC.
Stock Option (right to buy)
D - Sale to Issuer -35,000 0 -100.00 2.91 -101,850
2021-03-04 2021-03-03 4 PRGX PRGX GLOBAL, INC.
Restricted Stock Units subject to deferral election
D - Sale to Issuer -30,769 0 -100.00
2021-03-04 2021-03-03 4 PRGX PRGX GLOBAL, INC.
Common Stock, no par value
D - Sale to Issuer -2,028,068 0 -100.00 7.71 -15,636,404
2021-03-04 2021-03-03 4 PRGX PRGX GLOBAL, INC.
Common Stock, no par value
D - Sale to Issuer -7,480 2,028,068 -0.37 7.71 -57,671 15,636,404
2021-01-06 2021-01-05 4 GEG Great Elm Group, Inc.
Common Stock
A - Award 7,727 94,124 8.94
2020-10-15 2020-09-30 4 GEC Great Elm Capital Group, Inc.
Common Stock
A - Award 9,004 86,397 11.63
2020-07-02 2020-06-30 4 GEC Great Elm Capital Group, Inc.
Common Stock
A - Award 9,120 77,393 13.36
2020-06-19 2020-06-17 4 PRGX PRGX GLOBAL, INC.
Restricted Stock Unit
A - Award 30,769 30,769
2020-02-28 2020-02-26 4 GEC Great Elm Capital Group, Inc.
5.0% Convertible Senior PIK Note due 2030
P - Purchase 1,000,000.00
2020-02-28 2020-02-26 4 GEC Great Elm Capital Group, Inc.
5.0% Convertible Senior PIK Note due 2030
P - Purchase 1,500,000.00
2020-02-28 2020-02-26 4 GEC Great Elm Capital Group, Inc.
5.0% Convertible Senior PIK Note due 2030
P - Purchase 3,250,000.00
2020-02-28 2020-02-26 4 GEC Great Elm Capital Group, Inc.
5.0% Convertible Senior PIK Note due 2030
P - Purchase 250,000.00
2019-12-12 2019-11-08 4 GEC Great Elm Capital Group, Inc.
Common Stock
A - Award 18,482 68,273 37.12
2019-06-07 2019-06-05 4 PRGX PRGX GLOBAL, INC.
Restricted Stock Unit
A - Award 18,547 18,547
2019-05-13 2019-05-09 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 5,000 2,028,068 0.25 7.48 37,380 15,162,039
2019-03-15 2019-03-15 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 1,300 2,023,068 0.06 8.35 10,855 16,892,618
2019-03-15 2019-03-14 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 2,400 2,021,768 0.12 8.28 19,880 16,747,315
2019-03-15 2019-03-13 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 21,300 2,019,368 1.07 8.44 179,761 17,042,456
2018-11-21 2018-11-19 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 3,450 1,998,068 0.17 8.79 30,340 17,571,410
2018-11-16 2018-11-16 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 6,036 1,994,618 0.30 9.02 54,434 17,987,864
2018-11-16 2018-11-14 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 21,964 1,988,582 1.12 8.91 195,743 17,722,243
2018-11-13 2018-11-09 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 7,000 1,966,618 0.36 9.05 63,326 17,791,206
2018-11-09 2018-11-07 4 GEC Great Elm Capital Group, Inc.
Common Stock
A - Award 19,673 49,791 65.32
2018-11-09 2018-11-07 4 GEC Great Elm Capital Group, Inc.
Common Stock
A - Award 10,887 30,118 56.61
2018-11-08 2018-11-06 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 24,600 1,959,618 1.27 9.17 225,565 17,968,325
2018-09-13 2018-09-12 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 200 1,935,018 0.01 9.30 1,860 17,995,667
2018-09-13 2018-09-11 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 10,000 1,934,818 0.52 9.48 94,823 18,346,525
2018-09-06 2018-09-06 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 5,514 1,924,818 0.29 9.32 51,408 17,945,463
2018-09-06 2018-09-05 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 19,764 1,919,304 1.04 9.26 182,983 17,769,684
2018-08-20 2018-08-20 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 22,065 1,899,540 1.18 9.23 203,686 17,535,034
2018-08-20 2018-08-17 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 1,550 1,877,475 0.08 8.95 13,872 16,803,401
2018-08-20 2018-08-16 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 7,310 1,875,925 0.39 8.95 65,395 16,781,837
2018-06-28 2018-06-26 4 PRGX PRGX GLOBAL, INC.
Restricted Stock Unit
A - Award 10,052 10,052
2018-06-14 2018-06-13 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 22,223 1,868,615 1.20 9.30 206,669 17,377,746
2018-06-01 2018-05-31 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 9,674 1,846,392 0.53 9.64 93,254 17,798,665
2018-06-01 2018-05-30 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 26,092 1,836,718 1.44 9.64 251,636 17,713,676
2018-05-29 2018-05-29 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 10,908 1,810,626 0.61 9.59 104,621 17,366,076
2018-05-29 2018-05-25 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 12,711 1,799,718 0.71 9.59 121,863 17,254,256
2018-05-29 2018-05-24 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 6,894 1,787,007 0.39 9.60 66,173 17,152,944
2018-05-23 2018-05-23 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 8,706 1,780,113 0.49 9.59 83,527 17,078,760
2018-05-23 2018-05-22 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 18,390 1,771,407 1.05 9.50 174,617 16,819,864
2018-05-23 2018-05-21 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 28,199 1,753,017 1.63 9.47 267,005 16,598,617
2017-12-18 2017-12-15 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 35,000 1,724,818 2.07 7.30 255,521 12,592,206
2017-12-14 2017-12-13 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 107,700 1,689,818 6.81 7.36 792,597 12,435,878
2017-12-14 2017-12-12 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 11,900 1,582,118 0.76 7.34 87,363 11,614,961
2017-11-13 2017-11-10 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 25,042 1,570,218 1.62 7.19 180,087 11,292,066
2017-10-05 2017-10-04 4 GEC Great Elm Capital Group, Inc.
Common Stock
P - Purchase 1,266,000 2,402,792 111.37 3.61 4,572,286 8,677,924
2017-08-23 2017-08-23 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 14,232 1,545,176 0.93 6.36 90,528 9,828,710
2017-08-23 2017-08-22 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 13,947 1,530,944 0.92 6.34 88,480 9,712,309
2017-08-23 2017-08-21 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 9,191 1,516,997 0.61 6.35 58,345 9,630,049
2017-06-28 2017-06-26 4 PRGX PRGX GLOBAL, INC.
Nonqualified Stock Options
A - Award 13,636 13,636
2017-06-28 2017-06-26 4 PRGX PRGX GLOBAL, INC.
Common Stock
A - Award 7,480 7,480
2017-05-31 2017-05-30 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 1,004 1,507,806 0.07 6.24 6,270 9,416,248
2017-05-31 2017-05-26 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 25,058 1,506,802 1.69 6.21 155,663 9,360,405
2017-05-25 2017-05-25 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 12,074 1,481,744 0.82 6.23 75,239 9,233,488
2017-05-25 2017-05-24 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 22,941 1,469,670 1.59 6.23 143,028 9,162,805
2017-05-25 2017-05-23 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 3,869 1,446,729 0.27 6.25 24,174 9,039,307
2017-05-22 2017-05-22 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 1,468 1,442,860 0.10 6.25 9,175 9,017,875
2017-05-22 2017-05-19 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 5,481 1,441,392 0.38 6.24 34,217 8,998,322
2017-05-22 2017-05-18 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 21,721 1,435,911 1.54 6.19 134,353 8,881,684
2017-05-19 2017-05-17 4 IVAC INTEVAC INC
Non-Qualified Stock Options
A - Award 13,000 13,000
2017-05-19 2017-05-18 4 GEC Great Elm Capital Group, Inc.
Common Stock
A - Award 19,231 19,231
2017-05-17 2017-05-17 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 17,329 1,414,190 1.24 6.08 105,350 8,597,427
2017-05-17 2017-05-16 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 13,457 1,396,861 0.97 6.09 81,954 8,507,023
2017-05-17 2017-05-15 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 48,820 1,383,404 3.66 6.14 299,618 8,490,227
2017-05-15 2017-05-12 4 GEC Great Elm Capital Group, Inc.
Common Stock
P - Purchase 1,136,792 1,136,792 3.35 3,808,253 3,808,253
2017-03-16 2017-03-16 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 900 1,334,584 0.07 6.30 5,670 8,407,879
2017-03-16 2017-03-15 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 1,385 1,333,684 0.10 6.30 8,726 8,402,209
2017-03-13 2017-03-13 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 24,211 1,332,299 1.85 6.22 150,592 8,286,900
2017-03-13 2017-03-10 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 7,400 1,308,088 0.57 6.30 46,620 8,240,954
2017-03-13 2017-03-09 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 6,123 1,300,688 0.47 6.30 38,575 8,194,334
2017-03-07 2017-03-07 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 5,400 1,294,565 0.42 6.40 34,560 8,285,216
2017-03-07 2017-03-03 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 5,800 1,289,165 0.45 6.25 36,250 8,057,281
2016-11-14 2016-11-14 4 PRGX PRGX GLOBAL, INC.
Common Stock
P - Purchase 200,000 1,283,365 18.46 5.00 1,000,000 6,416,825
2016-11-14 2016-11-10 4 PRGX PRGX GLOBAL, INC.
Stock Options
A - Award 20,417 55,417 58.33
2016-11-14 2016-11-10 4 PRGX PRGX GLOBAL, INC.
Stock Options
A - Award 35,000 35,000
2016-11-14 3 PRGX PRGX GLOBAL, INC.
Common Stock
2,166,730
2016-11-14 3 PRGX PRGX GLOBAL, INC.
Common Stock
2,166,730
2016-08-23 2016-08-19 4 MESG XURA, INC.
Common Stock
D - Sale to Issuer -478,136 0 -100.00 25.00 -11,953,400
2016-08-23 2016-08-19 4 MESG XURA, INC.
Common Stock
D - Sale to Issuer -189,414 0 -100.00 25.00 -4,735,350
2016-08-23 2016-08-19 4 MESG XURA, INC.
Common Stock
D - Sale to Issuer -282,738 0 -100.00 25.00 -7,068,450
2016-08-23 2016-08-19 4 MESG XURA, INC.
Common Stock
D - Sale to Issuer -292,128 0 -100.00 25.00 -7,303,200
2016-08-23 2016-08-19 4 MESG XURA, INC.
Common Stock
D - Sale to Issuer -205,027 0 -100.00 25.00 -5,125,675
2016-08-23 2016-08-19 4 MESG XURA, INC.
Common Stock
D - Sale to Issuer -11,679 0 -100.00 25.00 -291,975
2016-08-09 2016-08-09 4 IVAC INTEVAC INC
Common Stock
P - Purchase 91,416 993,621 10.13 6.13 560,380 6,090,897
2016-08-09 2016-08-08 4 IVAC INTEVAC INC
Common Stock
P - Purchase 63,131 902,205 7.52 6.09 384,468 5,494,428
2016-08-09 2016-08-05 4 IVAC INTEVAC INC
Common Stock
P - Purchase 20,453 839,074 2.50 5.89 120,468 4,942,146
2016-06-10 2016-06-10 4 IVAC INTEVAC INC
Common Stock
P - Purchase 9,420 818,621 1.16 5.62 52,940 4,600,650
2016-06-10 2016-06-08 4 IVAC INTEVAC INC
Common Stock
P - Purchase 29,400 809,201 3.77 5.24 154,056 4,240,213
2016-06-02 2016-06-01 4 FSYS Fuel Systems Solutions, Inc.
Common Stock
D - Sale to Issuer -6,054 0 -100.00
2016-06-02 2016-06-01 4 FSYS Fuel Systems Solutions, Inc.
Common Stock
D - Sale to Issuer -368,646 0 -100.00
2016-06-02 2016-06-01 4 FSYS Fuel Systems Solutions, Inc.
Common Stock
D - Sale to Issuer -886,752 0 -100.00
2016-06-02 2016-06-01 4 FSYS Fuel Systems Solutions, Inc.
Common Stock
D - Sale to Issuer -639,167 0 -100.00
2016-05-23 2016-05-19 4 IVAC INTEVAC INC
Non-Qualified Stock Options
A - Award 13,000 58,000 28.89
2016-03-17 2016-03-15 4 MESG XURA, INC.
Common Stock
A - Award 1,552 11,679 15.33
2015-11-13 2015-11-12 4 IVAC INTEVAC INC
Common Stock
S - Sale -354,566 0 -100.00 4.98 -1,765,739
2015-11-13 2015-11-12 4 IVAC INTEVAC INC
Common Stock
S - Sale -1,128,605 0 -100.00 4.98 -5,620,453
2015-11-04 2015-11-02 4 FSYS Fuel Systems Solutions, Inc.
Common Stock
J - Other 20,228 639,167 3.27
2015-11-04 2015-11-02 4 FSYS Fuel Systems Solutions, Inc.
Common Stock
J - Other -750,497 618,939 -54.80
2015-11-04 2015-11-02 4 FSYS Fuel Systems Solutions, Inc.
Common Stock
J - Other -20,228 0 -100.00
2015-11-04 2015-11-02 4 FSYS Fuel Systems Solutions, Inc.
Common Stock
J - Other -136,255 20,228 -87.07
2015-11-04 2015-11-02 4 IVAC INTEVAC INC
Common Stock
J - Other 33,142 779,801 4.44
2015-11-04 2015-11-02 4 IVAC INTEVAC INC
Common Stock
J - Other -905,363 746,659 -54.80
2015-11-04 2015-11-02 4 IVAC INTEVAC INC
Common Stock
J - Other -33,142 0 -100.00
2015-11-04 2015-11-02 4 IVAC INTEVAC INC
Common Stock
J - Other -223,242 33,142 -87.07
2015-11-04 2015-11-02 4 MESG XURA, INC.
Common Stock
J - Other 239,051 292,128 450.39
2015-11-04 2015-11-02 4 MESG XURA, INC.
Common Stock
J - Other 53,077 53,077
2015-11-04 2015-11-02 4 MESG XURA, INC.
Common Stock
J - Other 7,880 205,027 4.00
2015-11-04 2015-11-02 4 MESG XURA, INC.
Common Stock
J - Other -239,051 197,147 -54.80
2015-11-04 2015-11-02 4 MESG XURA, INC.
Common Stock
J - Other -7,880 0 -100.00
2015-11-04 2015-11-02 4 MESG XURA, INC.
Common Stock
J - Other -53,077 7,880 -87.07
2015-10-21 2015-10-19 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
S - Sale -723,488 85,714 -89.41 1.20 -868,186 102,857
2015-10-21 2015-10-19 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
S - Sale -5,542,512 656,630 -89.41 1.20 -6,651,014 787,956
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock
3,270,055
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock
2,057,102
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock
2,269,265
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock
1,906,673
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock
3,270,055
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock
2,057,102
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock
2,269,265
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock
1,906,673
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock
3,270,055
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock
2,057,102
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock
2,269,265
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock
1,906,673
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock
3,270,055
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock
2,057,102
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock
2,269,265
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock
1,906,673
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock
3,270,055
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock
2,057,102
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock
2,269,265
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock
1,906,673
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock
3,270,055
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock
2,057,102
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock
2,269,265
2015-09-01 3 FSYS Fuel Systems Solutions, Inc.
Common Stock
1,906,673
2015-08-13 2015-08-12 4 EMKR EMCORE CORP
Common Stock
S - Sale -24,818 598,083 -3.98 7.32 -181,668 4,377,968
2015-08-13 2015-08-12 4 EMKR EMCORE CORP
Common Stock
S - Sale -8,790 211,837 -3.98 7.32 -64,343 1,550,647
2015-08-13 2015-08-12 4 EMKR EMCORE CORP
Common Stock
S - Sale -62,392 1,503,574 -3.98 7.32 -456,709 11,006,162
2015-08-13 2015-08-11 4 EMKR EMCORE CORP
Common Stock
S - Sale -5,558 622,901 -0.88 7.33 -40,740 4,565,864
2015-08-13 2015-08-11 4 EMKR EMCORE CORP
Common Stock
S - Sale -1,969 220,627 -0.88 7.33 -14,433 1,617,196
2015-08-13 2015-08-11 4 EMKR EMCORE CORP
Common Stock
S - Sale -13,973 1,565,966 -0.88 7.33 -102,422 11,478,531
2015-08-13 2015-08-10 4 EMKR EMCORE CORP
Common Stock
S - Sale -68,620 628,459 -9.84 7.40 -507,788 4,650,597
2015-08-13 2015-08-10 4 EMKR EMCORE CORP
Common Stock
S - Sale -24,302 222,596 -9.84 7.40 -179,835 1,647,210
2015-08-13 2015-08-10 4 EMKR EMCORE CORP
Common Stock
S - Sale -172,512 1,579,939 -9.84 7.40 -1,276,589 11,691,549
2015-06-29 2015-06-26 4 CNSI Comverse, Inc.
Common Stock
A - Award 6,528 10,127 181.38 20.68 134,999 209,426
2015-06-29 2015-06-25 4 CNSI Comverse, Inc.
Common Stock
F - Taxes -1,617 3,599 -31.00 21.12 -34,151 76,011
2015-06-25 2015-06-23 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Call Option (right to buy)
A - Award 10,000 91,021 12.34
2015-06-25 2015-06-23 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
A - Award 2,500 167,889 1.51
2015-06-25 2013-11-22 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Call Option (right to buy)
A - Award 25,000 81,021 44.63
2015-06-23 2015-06-22 4 EMKR EMCORE CORP
Common Stock
S - Sale -129,345 697,079 -15.65 6.55 -847,210 4,565,867
2015-06-23 2015-06-22 4 EMKR EMCORE CORP
Common Stock
S - Sale -45,844 246,898 -15.66 6.55 -300,278 1,617,182
2015-06-23 2015-06-22 4 EMKR EMCORE CORP
Common Stock
S - Sale -325,398 1,752,451 -15.66 6.55 -2,131,357 11,478,554
2015-06-08 2015-06-04 4 IVAC INTEVAC INC
Non-Qualified Stock Option
A - Award 13,000 2,275,972 0.57
2014-10-15 2014-10-13 4 IVAC INTEVAC INC
Common Stock
P - Purchase X 1,659 2,262,972 0.07 6.91 11,464 15,637,137
2014-10-15 2014-10-10 4 IVAC INTEVAC INC
Common Stock
P - Purchase X 18,821 2,261,313 0.84 6.88 129,488 15,557,833
2014-10-09 2014-10-09 4 IVAC INTEVAC INC
Common Stock
P - Purchase X 17,835 2,242,492 0.80 6.80 121,278 15,248,946
2014-10-09 2014-10-08 4 IVAC INTEVAC INC
Common Stock
P - Purchase X 15,701 2,224,657 0.71 6.78 106,453 15,083,174
2014-10-09 2014-10-07 4 IVAC INTEVAC INC
Common Stock
P - Purchase X 9,738 2,208,956 0.44 6.97 67,874 15,396,423
2014-10-06 2014-10-06 4 IVAC INTEVAC INC
Common Stock
P - Purchase X 21,200 2,199,218 0.97 6.96 147,552 15,306,557
2014-10-06 2014-10-03 4 IVAC INTEVAC INC
Common Stock
P - Purchase X 14,903 2,178,018 0.69 6.84 101,937 14,897,643
2014-10-06 2014-10-02 4 IVAC INTEVAC INC
Common Stock
P - Purchase X 20,762 2,163,115 0.97 6.77 140,559 14,644,289
2014-09-09 2014-09-05 4 IVAC INTEVAC INC
Common Stock
P - Purchase 16,714 2,142,353 0.79 6.95 116,162 14,889,353
2014-09-02 2014-08-28 4 IVAC INTEVAC INC
Common Stock
P - Purchase 24,582 2,125,639 1.17 7.07 173,795 15,028,268
2014-08-22 2014-08-22 4 IVAC INTEVAC INC
Common Stock
P - Purchase 4,261 2,101,057 0.20 7.00 29,827 14,707,399
2014-08-22 2014-08-21 4 IVAC INTEVAC INC
Common Stock
P - Purchase 52,847 2,096,796 2.59 6.85 362,002 14,363,053
2014-08-22 2014-08-20 4 IVAC INTEVAC INC
Common Stock
P - Purchase 37,301 2,043,949 1.86 6.90 257,377 14,103,248
2014-08-18 2014-08-15 4 IVAC INTEVAC INC
Common Stock
P - Purchase 73,519 2,006,648 3.80 6.65 488,901 13,344,209
2014-08-18 2014-08-14 4 IVAC INTEVAC INC
Common Stock
P - Purchase 50,634 1,933,129 2.69 6.68 338,235 12,913,302
2014-08-11 2014-08-07 4 IVAC INTEVAC INC
Common Stock
P - Purchase 23,087 1,882,495 1.24 6.50 150,066 12,236,218
2014-08-04 2014-08-04 4 IVAC INTEVAC INC
Common Stock
P - Purchase 95,644 1,859,408 5.42 6.37 609,252 11,844,429
2014-08-04 2014-08-01 4 IVAC INTEVAC INC
Common Stock
P - Purchase 18,438 1,763,764 1.06 6.30 116,159 11,111,713
2014-08-04 2014-08-01 4 IVAC INTEVAC INC
Common Stock
P - Purchase 300,000 1,745,326 20.76 6.34 1,902,000 11,065,367
2014-08-04 2014-07-31 4 IVAC INTEVAC INC
Common Stock
P - Purchase X 40,290 1,445,326 2.87 6.33 255,036 9,148,914
2014-08-04 2014-07-31 4 IVAC INTEVAC INC
Common Stock
P - Purchase X 32,556 1,405,036 2.37 6.32 205,754 8,879,828
2014-07-30 2014-07-30 4 IVAC INTEVAC INC
Common Stock
P - Purchase X 33,018 1,372,480 2.47 6.30 208,013 8,646,624
2014-07-30 2014-07-29 4 IVAC INTEVAC INC
Common Stock
P - Purchase X 23,147 1,339,462 1.76 6.44 149,067 8,626,135
2014-07-30 2014-07-28 4 IVAC INTEVAC INC
Common Stock
P - Purchase X 32,337 1,316,315 2.52 6.75 218,275 8,885,126
2014-07-11 2014-07-10 4 IVAC INTEVAC INC
Common Stock
P - Purchase X 32,358 1,283,978 2.59 7.00 226,506 8,987,846
2014-07-11 2014-07-09 4 IVAC INTEVAC INC
Common Stock
P - Purchase X 50,000 1,251,620 4.16 7.00 350,000 8,761,340
2014-06-27 2014-06-25 4 CNSI Comverse, Inc.
Common Stock
A - Award 5,216 5,216
2014-06-12 2014-06-12 4 CNSI Comverse, Inc.
Common Stock
P - Purchase 2,700 1,447,443 0.19 23.40 63,185 33,872,916
2014-06-12 2014-06-12 4 CNSI Comverse, Inc.
Common Stock
P - Purchase 14,737 1,444,743 1.03 23.59 347,628 34,079,754
2014-06-12 2014-06-11 4 CNSI Comverse, Inc.
Common Stock
P - Purchase 900 1,430,006 0.06 23.51 21,156 33,615,008
2014-06-12 2014-06-11 4 CNSI Comverse, Inc.
Common Stock
P - Purchase 30,000 1,429,106 2.14 23.57 707,166 33,687,172
2014-06-12 2014-06-11 4 CNSI Comverse, Inc.
Common Stock
P - Purchase 49,608 1,399,106 3.68 23.68 1,174,851 33,134,608
2014-06-02 2014-05-29 4 IVAC INTEVAC INC
Restricted Stock Units
A - Award 7,000 7,000
2014-06-02 2014-05-29 4 IVAC INTEVAC INC
Non-Qualified Stock Option (Right to Buy)
A - Award 14,000 14,000
2014-05-16 2014-05-16 4 IVAC INTEVAC INC
Common Stock
P - Purchase 10,054 1,201,620 0.84 7.03 70,659 8,444,865
2014-05-16 2014-05-14 4 IVAC INTEVAC INC
Common Stock
P - Purchase 1,400 1,191,566 0.12 6.98 9,774 8,318,799
2014-05-13 2014-05-13 4 IVAC INTEVAC INC
Common Stock
P - Purchase 26,901 1,190,166 2.31 6.86 184,460 8,160,968
2014-05-13 2014-05-12 4 IVAC INTEVAC INC
Common Stock
P - Purchase 59,200 1,163,265 5.36 6.81 403,430 7,927,302
2014-05-13 2014-05-09 4 IVAC INTEVAC INC
Common Stock
P - Purchase 21,700 1,104,065 2.00 6.76 146,729 7,465,356
2014-03-13 3 CNSI Comverse, Inc.
Common Stock
2,698,996
2014-03-13 3 CNSI Comverse, Inc.
Common Stock
2,698,996
2014-03-10 2014-03-10 4 PXLW PIXELWORKS, INC
Common Stock
S - Sale X -90,944 0 -100.00 6.81 -619,447
2014-03-10 2014-03-10 4 PXLW PIXELWORKS, INC
Common Stock
S - Sale X -26,026 0 -100.00 6.81 -177,271
2014-03-10 2014-03-10 4 PXLW PIXELWORKS, INC
Common Stock
S - Sale X -175,852 0 -100.00 6.81 -1,197,781
2014-03-10 2014-03-07 4 PXLW PIXELWORKS, INC
Common Stock
D - Sale to Issuer -8,000 13,933 -36.47
2014-03-10 2014-03-07 4 PXLW PIXELWORKS, INC
Common Stock
S - Sale X -199,627 90,944 -68.70 7.43 -1,484,167 676,141
2014-03-10 2014-03-07 4 PXLW PIXELWORKS, INC
Common Stock
S - Sale X -57,127 26,026 -68.70 7.43 -424,722 193,496
2014-03-10 2014-03-07 4 PXLW PIXELWORKS, INC
Common Stock
S - Sale X -386,007 175,852 -68.70 7.43 -2,869,846 1,307,407
2014-03-10 2014-03-07 4 PXLW PIXELWORKS, INC
Common Stock
S - Sale X -388,267 290,571 -57.20 7.92 -3,076,006 2,302,020
2014-03-10 2014-03-07 4 PXLW PIXELWORKS, INC
Common Stock
S - Sale X -111,111 83,153 -57.20 7.92 -880,266 658,771
2014-03-10 2014-03-07 4 PXLW PIXELWORKS, INC
Common Stock
S - Sale X -750,769 561,859 -57.20 7.92 -5,947,892 4,451,272
2014-03-10 2014-02-14 4 PXLW PIXELWORKS, INC
Common Stock
S - Sale -2,671 678,838 -0.39 4.91 -13,114 3,332,823
2014-03-10 2014-02-14 4 PXLW PIXELWORKS, INC
Common Stock
S - Sale -764 194,264 -0.39 4.91 -3,751 953,759
2014-03-10 2014-02-14 4 PXLW PIXELWORKS, INC
Common Stock
S - Sale -5,165 1,312,628 -0.39 4.91 -25,358 6,444,478
2014-03-10 2014-02-13 4 PXLW PIXELWORKS, INC
Common Stock
S - Sale -95,025 681,509 -12.24 4.94 -469,718 3,368,767
2014-03-10 2014-02-13 4 PXLW PIXELWORKS, INC
Common Stock
S - Sale -27,194 195,028 -12.24 4.94 -134,423 964,043
2014-03-10 2014-02-13 4 PXLW PIXELWORKS, INC
Common Stock
S - Sale -183,745 1,317,793 -12.24 4.94 -908,270 6,513,983
2014-02-18 2014-02-13 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 2,176 809,202 0.27 1.14 2,481 922,490
2014-02-18 2014-02-13 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 17,824 6,199,142 0.29 1.14 20,319 7,067,022
2014-02-12 2014-02-12 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 97 807,026 0.01 1.12 109 903,869
2014-02-12 2014-02-12 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 803 6,181,318 0.01 1.12 899 6,923,076
2014-02-12 2014-02-10 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 413 806,929 0.05 1.13 467 911,830
2014-02-12 2014-02-10 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 3,387 6,180,515 0.05 1.13 3,827 6,983,982
2014-02-05 2014-02-05 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 3,264 806,516 0.41 1.13 3,688 911,363
2014-02-05 2014-02-05 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 26,736 6,177,128 0.43 1.13 30,212 6,980,155
2014-02-05 2014-02-04 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 23,718 803,252 3.04 1.14 26,946 912,575
2014-02-05 2014-02-04 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 194,280 6,150,392 3.26 1.14 220,722 6,987,460
2014-02-05 2014-02-03 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 3,448 779,534 0.44 1.14 3,918 885,707
2014-02-05 2014-02-03 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 28,252 5,956,112 0.48 1.14 32,100 6,767,334
2014-01-31 2014-01-31 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 2,238 776,086 0.29 1.14 2,551 884,738
2014-01-31 2014-01-31 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 17,762 5,927,860 0.30 1.14 20,249 6,757,760
2014-01-31 2014-01-31 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 15,352 773,848 2.02 1.14 17,501 882,187
2014-01-31 2014-01-31 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 121,848 5,910,098 2.11 1.14 138,907 6,737,512
2014-01-31 2014-01-30 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 6,512 758,496 0.87 1.13 7,368 858,162
2014-01-31 2014-01-30 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 51,688 5,788,250 0.90 1.13 58,480 6,548,826
2014-01-31 2014-01-29 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 7,502 751,984 1.01 1.11 8,363 838,312
2014-01-31 2014-01-29 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 59,548 5,736,562 1.05 1.11 66,384 6,395,119
2014-01-31 2014-01-29 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 5,595 744,482 0.76 1.14 6,378 848,709
2014-01-31 2014-01-29 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 44,405 5,677,014 0.79 1.14 50,622 6,471,796
2014-01-30 2014-01-28 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 1,678 738,887 0.23 1.14 1,913 842,331
2014-01-30 2014-01-28 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 13,322 5,632,609 0.24 1.14 15,187 6,421,174
2014-01-30 2014-01-28 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 27,975 737,209 3.94 1.14 31,892 840,418
2014-01-30 2014-01-28 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 222,025 5,619,287 4.11 1.14 253,108 6,405,987
2013-12-30 2013-12-20 4 IVAC INTEVAC INC
Non-Qualified Stock Option (Right to Buy)
A - Award 18,000 18,000
2013-12-17 3 IVAC INTEVAC INC
Common Stock
1,082,365
2013-12-10 2013-12-06 4 EMKR EMCORE CORP
Common Stock
P - Purchase 38,282 826,514 4.86 4.77 182,762 3,945,860
2013-12-10 2013-12-06 4 EMKR EMCORE CORP
Common Stock
P - Purchase 8,139 292,742 2.86 4.77 38,856 1,397,580
2013-12-10 2013-12-06 4 EMKR EMCORE CORP
Common Stock
P - Purchase 59,687 2,077,849 2.96 4.77 284,952 9,919,859
2013-12-10 3 EMKR EMCORE CORP
Common Stock
2,077,849
2013-12-10 3 EMKR EMCORE CORP
Common Stock
292,742
2013-12-10 3 EMKR EMCORE CORP
Common Stock
826,514
2013-11-20 2013-11-20 4 PXLW PIXELWORKS, INC
Common Stock
S - Sale -18,914 776,534 -2.38 4.24 -80,142 3,290,330
2013-11-20 2013-11-20 4 PXLW PIXELWORKS, INC
Common Stock
S - Sale -5,413 222,222 -2.38 4.24 -22,936 941,599
2013-11-20 2013-11-20 4 PXLW PIXELWORKS, INC
Common Stock
S - Sale -36,573 1,501,538 -2.38 4.24 -154,967 6,362,317
2013-11-20 2013-11-19 4 PXLW PIXELWORKS, INC
Common Stock
S - Sale -16,498 795,448 -2.03 4.30 -70,864 3,416,688
2013-11-20 2013-11-19 4 PXLW PIXELWORKS, INC
Common Stock
S - Sale -4,721 227,635 -2.03 4.30 -20,278 977,761
2013-11-20 2013-11-19 4 PXLW PIXELWORKS, INC
Common Stock
S - Sale -31,900 1,538,111 -2.03 4.30 -137,020 6,606,648
2013-11-20 2013-11-19 4 PXLW PIXELWORKS, INC
Common Stock
S - Sale -2,867 811,946 -0.35 4.34 -12,438 3,522,628
2013-11-20 2013-11-19 4 PXLW PIXELWORKS, INC
Common Stock
S - Sale -820 232,356 -0.35 4.34 -3,558 1,008,077
2013-11-20 2013-11-19 4 PXLW PIXELWORKS, INC
Common Stock
S - Sale -5,544 1,570,011 -0.35 4.34 -24,053 6,811,493
2013-11-20 2013-11-19 4 PXLW PIXELWORKS, INC
Common Stock
S - Sale -5,875 814,813 -0.72 4.27 -25,094 3,480,311
2013-11-20 2013-11-19 4 PXLW PIXELWORKS, INC
Common Stock
S - Sale -1,681 233,176 -0.72 4.27 -7,180 995,965
2013-11-20 2013-11-19 4 PXLW PIXELWORKS, INC
Common Stock
S - Sale -11,359 1,575,555 -0.72 4.27 -48,518 6,729,668
2013-11-20 2013-11-18 4 PXLW PIXELWORKS, INC
Common Stock
S - Sale -56,858 820,688 -6.48 4.51 -256,486 3,702,124
2013-11-20 2013-11-18 4 PXLW PIXELWORKS, INC
Common Stock
S - Sale -16,271 234,857 -6.48 4.51 -73,398 1,059,440
2013-11-20 2013-11-18 4 PXLW PIXELWORKS, INC
Common Stock
S - Sale -109,943 1,586,914 -6.48 4.51 -495,953 7,158,569
2013-11-14 2013-11-12 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 199,258 709,234 39.07 1.10 219,184 780,157
2013-11-14 2013-11-12 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 1,432,672 5,397,262 36.14 1.10 1,575,939 5,936,988
2013-11-14 2013-11-12 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 42,735 509,976 9.15 1.09 46,581 555,874
2013-11-14 2013-11-12 4 SDOI SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 307,265 3,964,590 8.40 1.09 334,919 4,321,403
2013-10-25 2013-10-25 4 RT RUBY TUESDAY INC
Common Stock
S - Sale -135,844 0 -100.00 5.90 -802,091
2013-10-25 2013-10-25 4 RT RUBY TUESDAY INC
Common Stock
S - Sale -37,290 0 -100.00 5.90 -220,179
2013-10-25 2013-10-25 4 RT RUBY TUESDAY INC
Common Stock
S - Sale -36,364 0 -100.00 5.90 -214,711
2013-10-25 2013-10-25 4 RT RUBY TUESDAY INC
Common Stock
S - Sale -241,728 0 -100.00 5.90 -1,427,283
2013-10-25 2013-10-24 4 RT RUBY TUESDAY INC
Common Stock
S - Sale -301,056 135,844 -68.91 5.95 -1,792,216 808,693
2013-10-25 2013-10-24 4 RT RUBY TUESDAY INC
Common Stock
S - Sale -82,642 37,290 -68.91 5.95 -491,976 221,991
2013-10-25 2013-10-24 4 RT RUBY TUESDAY INC
Common Stock
S - Sale -80,589 36,364 -68.91 5.95 -479,754 216,479
2013-10-25 2013-10-24 4 RT RUBY TUESDAY INC
Common Stock
S - Sale -535,713 241,728 -68.91 5.95 -3,189,153 1,439,031
2013-10-11 2013-10-09 4 RT RUBY TUESDAY INC
Common Stock
A - Award 10,083 31,530 47.01
2013-09-05 2013-09-04 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 8,099 467,241 1.76 1.00 8,099 467,241
2013-09-05 2013-09-04 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 56,801 3,657,325 1.58 1.00 56,801 3,657,325
2013-09-05 2013-09-03 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 249 459,142 0.05 1.00 249 459,142
2013-09-05 2013-09-03 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 1,751 3,600,524 0.05 1.00 1,751 3,600,524
2013-08-30 2013-08-29 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 2,421 458,893 0.53 1.00 2,416 457,929
2013-08-30 2013-08-29 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 16,979 3,598,773 0.47 1.00 16,943 3,591,216
2013-08-30 2013-08-28 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 1,522 456,472 0.33 1.00 1,522 456,472
2013-08-30 2013-08-28 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 10,678 3,581,794 0.30 1.00 10,678 3,581,794
2013-08-23 2013-08-21 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 6,240 454,950 1.39 0.97 6,053 441,302
2013-08-23 2013-08-21 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 43,760 3,571,116 1.24 0.97 42,447 3,463,983
2013-08-19 2013-08-19 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 2,229 448,710 0.50 0.97 2,162 435,249
2013-08-19 2013-08-19 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 15,635 3,527,356 0.45 0.97 15,166 3,421,535
2013-08-19 2013-08-16 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 27,469 446,481 6.56 0.97 26,645 433,087
2013-08-19 2013-08-16 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 192,637 3,511,721 5.80 0.97 186,858 3,406,369
2013-08-19 2013-08-15 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 1,248 419,012 0.30 0.97 1,211 406,442
2013-08-19 2013-08-15 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 8,752 3,319,084 0.26 0.97 8,489 3,219,511
2013-07-31 2013-07-31 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 267 417,764 0.06 0.97 259 405,231
2013-07-31 2013-07-31 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 1,833 3,310,332 0.06 0.97 1,778 3,211,022
2013-07-31 2013-07-30 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 7,911 417,497 1.93 0.98 7,735 408,229
2013-07-31 2013-07-30 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 54,089 3,308,499 1.66 0.98 52,888 3,235,050
2013-07-31 2013-07-29 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 3,993 409,586 0.98 0.98 3,913 401,394
2013-07-31 2013-07-29 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 27,307 3,254,410 0.85 0.98 26,761 3,189,322
2013-07-26 2013-07-26 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 11,828 405,593 3.00 0.96 11,387 390,464
2013-07-26 2013-07-26 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 11,165 393,765 2.92 0.97 10,830 381,952
2013-07-26 2013-07-26 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 80,872 3,227,103 2.57 0.96 77,855 3,106,732
2013-07-26 2013-07-26 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 76,335 3,146,231 2.49 0.97 74,045 3,051,844
2013-07-26 2013-07-25 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 5,158 382,600 1.37 0.95 4,894 363,011
2013-07-26 2013-07-25 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 14,899 377,442 4.11 0.96 14,364 363,892
2013-07-26 2013-07-25 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 35,268 3,069,896 1.16 0.95 33,462 2,912,717
2013-07-26 2013-07-25 4 SDIX SPECIAL DIVERSIFIED OPPORTUNITIES INC.
Common Stock
P - Purchase 101,867 3,034,628 3.47 0.96 98,210 2,925,685
2013-06-14 2013-06-12 4 HOTT HOT TOPIC INC /CA/
Stock option (right to buy)
D - Sale to Issuer -10,000 0 -100.00
2013-06-14 2013-06-12 4 HOTT HOT TOPIC INC /CA/
Stock option (right to buy)
D - Sale to Issuer -9,765 0 -100.00
2013-06-14 2013-06-12 4 HOTT HOT TOPIC INC /CA/
Stock option (right to buy)
D - Sale to Issuer -22,672 0 -100.00
2013-06-14 2013-06-12 4 HOTT HOT TOPIC INC /CA/
Stock option (right to buy)
D - Sale to Issuer -16,350 0 -100.00
2013-06-14 2013-06-12 4 HOTT HOT TOPIC INC /CA/
Common Stock
D - Sale to Issuer -8,971 0 -100.00
2013-06-14 2013-06-12 4 HOTT HOT TOPIC INC /CA/
Common Stock
D - Sale to Issuer -1,177,675 0 -100.00
2013-06-14 2013-06-12 4 HOTT HOT TOPIC INC /CA/
Common Stock
D - Sale to Issuer -1,318,177 0 -100.00
2013-06-14 2013-06-12 4 HOTT HOT TOPIC INC /CA/
Common Stock
D - Sale to Issuer -132,443 0 -100.00
2013-06-14 2013-06-12 4 HOTT HOT TOPIC INC /CA/
Common Stock
D - Sale to Issuer -934,807 0 -100.00
2013-03-28 2013-03-28 4 GLUU GLU MOBILE INC
Warrant (right to buy)
X - Other -20,189 85,587 -19.09
2013-03-28 2013-03-28 4 GLUU GLU MOBILE INC
Warrant (right to buy)
X - Other -163,351 692,473 -19.09
2013-03-28 2013-03-28 4 GLUU GLU MOBILE INC
Common Stock
S - Sale X -20,189 0 -100.00 3.02 -60,938
2013-03-28 2013-03-28 4 GLUU GLU MOBILE INC
Common Stock
S - Sale X -163,351 0 -100.00 3.02 -493,059
2013-03-28 2013-03-28 4 GLUU GLU MOBILE INC
Common Stock
X - Other 20,189 20,189 1.50 30,284 30,284
2013-03-28 2013-03-28 4 GLUU GLU MOBILE INC
Common Stock
X - Other 163,351 163,351 1.50 245,026 245,026
2013-03-28 2013-03-27 4 GLUU GLU MOBILE INC
Warrant (right to buy)
X - Other -27,500 105,776 -20.63
2013-03-28 2013-03-27 4 GLUU GLU MOBILE INC
Warrant (right to buy)
X - Other -222,500 855,824 -20.63
2013-03-28 2013-03-27 4 GLUU GLU MOBILE INC
Common Stock
S - Sale X -27,500 0 -100.00 3.02 -83,006
2013-03-28 2013-03-27 4 GLUU GLU MOBILE INC
Common Stock
S - Sale X -222,500 0 -100.00 3.02 -671,594
2013-03-28 2013-03-27 4 GLUU GLU MOBILE INC
Common Stock
X - Other 27,500 27,500 1.50 41,250 41,250
2013-03-28 2013-03-27 4 GLUU GLU MOBILE INC
Common Stock
X - Other 222,500 222,500 1.50 333,750 333,750
2013-03-28 2013-03-26 4 GLUU GLU MOBILE INC
Warrant (right to buy)
X - Other -31,724 133,276 -19.23
2013-03-28 2013-03-26 4 GLUU GLU MOBILE INC
Warrant (right to buy)
X - Other -256,676 1,078,324 -19.23
2013-03-28 2013-03-26 4 GLUU GLU MOBILE INC
Common Stock
S - Sale X -31,724 0 -100.00 3.07 -97,266
2013-03-28 2013-03-26 4 GLUU GLU MOBILE INC
Common Stock
S - Sale X -256,676 0 -100.00 3.07 -786,969
2013-03-28 2013-03-26 4 GLUU GLU MOBILE INC
Common Stock
X - Other 31,724 31,724 1.50 47,586 47,586
2013-03-28 2013-03-26 4 GLUU GLU MOBILE INC
Common Stock
X - Other 256,676 256,676 1.50 385,014 385,014
2013-03-28 2013-03-26 4 GLUU GLU MOBILE INC
Common Stock
S - Sale X -1,238 0 -100.00 3.07 -3,796
2013-03-28 2013-03-26 4 GLUU GLU MOBILE INC
Common Stock
S - Sale X -10,362 0 -100.00 3.07 -31,770
2013-02-13 2013-02-13 4 GLUU GLU MOBILE INC
Common Stock
S - Sale -15,598 1,238 -92.65 2.36 -36,872 2,927
2013-02-13 2013-02-13 4 GLUU GLU MOBILE INC
Common Stock
S - Sale -129,002 10,362 -92.56 2.36 -304,948 24,495
2013-02-13 2013-02-12 4 GLUU GLU MOBILE INC
Common Stock
S - Sale -16,500 16,836 -49.50 2.37 -39,084 39,879
2013-02-13 2013-02-12 4 GLUU GLU MOBILE INC
Common Stock
S - Sale -133,500 139,364 -48.93 2.37 -316,221 330,112
2013-02-13 2013-02-11 4 GLUU GLU MOBILE INC
Common Stock
S - Sale -55,000 33,336 -62.26 2.43 -133,870 81,140
2013-02-13 2013-02-11 4 GLUU GLU MOBILE INC
Common Stock
S - Sale -445,000 272,864 -61.99 2.43 -1,083,130 664,151
2012-11-02 2012-10-31 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 21,215 719,404 3.04 1.65 35,001 1,186,873
2012-11-02 2012-10-31 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 1,517 309,610 0.49 1.65 2,503 510,795
2012-11-02 2012-10-31 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 11,268 1,929,537 0.59 1.65 18,590 3,183,350
2012-10-25 2012-10-25 4 PXLW PIXELWORKS, INC
Common Stock
P - Purchase 403 251,128 0.16 2.44 984 612,928
2012-10-25 2012-10-25 4 PXLW PIXELWORKS, INC
Common Stock
P - Purchase 2,997 1,696,857 0.18 2.44 7,315 4,141,519
2012-10-25 2012-10-24 4 PXLW PIXELWORKS, INC
Common Stock
P - Purchase 4,937 250,725 2.01 2.46 12,169 617,987
2012-10-25 2012-10-24 4 PXLW PIXELWORKS, INC
Common Stock
P - Purchase 36,663 1,693,860 2.21 2.46 90,367 4,175,026
2012-10-25 2012-10-24 4 PXLW PIXELWORKS, INC
Common Stock
P - Purchase 2,967 245,788 1.22 2.45 7,266 601,910
2012-10-25 2012-10-24 4 PXLW PIXELWORKS, INC
Common Stock
P - Purchase 22,033 1,657,197 1.35 2.45 53,957 4,058,310
2012-10-25 2012-10-23 4 PXLW PIXELWORKS, INC
Common Stock
P - Purchase 2,552 242,821 1.06 2.36 6,033 574,053
2012-10-25 2012-10-23 4 PXLW PIXELWORKS, INC
Common Stock
P - Purchase 18,948 1,635,164 1.17 2.36 44,795 3,865,691
2012-10-12 2012-10-10 4 RT RUBY TUESDAY INC
Common Stock
A - Award 10,473 21,447 95.43
2012-10-02 2012-09-28 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 3,235 308,093 1.06 1.55 5,001 476,312
2012-10-02 2012-09-28 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 24,065 1,918,269 1.27 1.55 37,204 2,965,644
2012-09-28 2012-09-27 4 PXLW PIXELWORKS, INC
Common Stock
P - Purchase X 8,899 877,546 1.02 3.00 26,661 2,629,040
2012-09-28 2012-09-26 4 PXLW PIXELWORKS, INC
Common Stock
P - Purchase X 14,101 868,647 1.65 2.82 39,810 2,452,364
2012-09-12 2012-09-12 4 HOTT HOT TOPIC INC /CA/
Common Stock
P - Purchase 29,175 3,563,102 0.83 9.12 265,991 32,485,157
2012-09-12 2012-09-12 4 HOTT HOT TOPIC INC /CA/
Common Stock
P - Purchase 22,378 3,533,927 0.64 9.12 203,989 32,213,865
2012-08-28 2012-08-27 4 PXLW PIXELWORKS, INC
Common Stock
P - Purchase 1,700 854,546 0.20 3.13 5,322 2,675,242
2012-08-28 2012-08-27 4 PXLW PIXELWORKS, INC
Common Stock
P - Purchase 3,846 852,846 0.45 3.14 12,090 2,680,836
2012-08-28 2012-08-27 4 PXLW PIXELWORKS, INC
Common Stock
P - Purchase 2,400 849,000 0.28 3.15 7,554 2,672,228
2012-08-28 2012-08-24 4 PXLW PIXELWORKS, INC
Common Stock
P - Purchase 16,900 846,600 2.04 3.10 52,341 2,622,005
2012-08-10 2012-08-10 4 RT RUBY TUESDAY INC
Common Stock
P - Purchase 2,965 116,953 2.60 6.49 19,231 758,545
2012-08-10 2012-08-10 4 RT RUBY TUESDAY INC
Common Stock
P - Purchase 22,035 777,441 2.92 6.49 142,917 5,042,405
2012-08-10 2012-08-09 4 RT RUBY TUESDAY INC
Common Stock
P - Purchase 8,482 113,988 8.04 6.54 55,479 745,573
2012-08-10 2012-08-09 4 RT RUBY TUESDAY INC
Common Stock
P - Purchase 63,044 755,406 9.11 6.54 412,358 4,940,960
2012-08-10 2012-08-08 4 RT RUBY TUESDAY INC
Common Stock
P - Purchase 7,732 119,932 6.89 6.47 49,997 775,516
2012-08-10 2012-08-08 4 RT RUBY TUESDAY INC
Common Stock
P - Purchase 10,946 105,506 11.58 6.47 70,780 682,233
2012-08-10 2012-08-08 4 RT RUBY TUESDAY INC
Common Stock
P - Purchase 81,322 692,362 13.31 6.47 525,852 4,477,020
2012-08-10 2012-08-10 4 GLUU GLU MOBILE INC
Common Stock
S - Sale -121,400 0 -100.00 4.95 -600,772
2012-08-10 2012-08-09 4 GLUU GLU MOBILE INC
Common Stock
S - Sale -74,716 88,336 -45.82 4.66 -348,304 411,796
2012-08-10 2012-08-09 4 GLUU GLU MOBILE INC
Common Stock
S - Sale -625,284 717,864 -46.55 4.66 -2,914,886 3,346,467
2012-08-10 2012-08-08 4 GLUU GLU MOBILE INC
Common Stock
S - Sale -30,878 163,052 -15.92 4.67 -144,117 761,013
2012-08-10 2012-08-08 4 GLUU GLU MOBILE INC
Common Stock
S - Sale -258,422 1,343,148 -16.14 4.67 -1,206,133 6,268,875
2012-08-02 2012-08-01 4 RT RUBY TUESDAY INC
Common Stock
P - Purchase 12,417 94,560 15.12 6.25 77,567 590,697
2012-08-02 2012-08-01 4 RT RUBY TUESDAY INC
Common Stock
P - Purchase 92,283 611,040 17.79 6.25 576,473 3,817,045
2012-08-02 2012-07-31 4 RT RUBY TUESDAY INC
Common Stock
P - Purchase 16,144 82,143 24.46 6.28 101,362 515,743
2012-08-02 2012-07-31 4 RT RUBY TUESDAY INC
Common Stock
P - Purchase 101,956 518,757 24.46 6.28 640,141 3,257,068
2012-07-03 2012-06-29 4 SDIX STRATEGIC DIAGNOSTICS INC/DE/
Common Stock
P - Purchase 97,666 362,543 36.87 1.18 115,246 427,801
2012-07-03 2012-06-29 4 SDIX STRATEGIC DIAGNOSTICS INC/DE/
Common Stock
P - Purchase 706,834 2,932,761 31.75 1.18 834,064 3,460,658
2012-06-11 2012-06-07 4 GLUU GLU MOBILE INC
Stock Option (right to buy)
A - Award 50,000 50,000
2012-06-08 2012-06-05 4 HOTT HOT TOPIC INC /CA/
Stock Option (right to buy)
A - Award -16,350 16,350 -50.00
2012-06-08 2012-06-05 4 HOTT HOT TOPIC INC /CA/
Common Stock
A - Award 2,626 8,971 41.39
2012-05-18 2012-05-16 4 RGDX RESPONSE GENETICS INC
Common Stock
S - Sale -100,000 181,679 -35.50 1.60 -160,000 290,686
2012-05-17 2012-05-15 4 SDIX STRATEGIC DIAGNOSTICS INC/DE/
Stock Option (right to buy)
A - Award 10,000 10,000
2012-05-17 2012-05-15 4 SDIX STRATEGIC DIAGNOSTICS INC/DE/
Common Stock
A - Award 2,500 165,389 1.53
2012-03-09 2012-03-07 4 RGDX RESPONSE GENETICS INC
Common Stock
S - Sale -100,000 281,679 -26.20 1.95 -195,000 549,274
2012-02-06 3 RGDX RESPONSE GENETICS INC
Common Stock
3,340,568
2012-01-12 2012-01-10 4 HOTT HOT TOPIC INC /CA/
Common Stock
P - Purchase 200 3,511,549 0.01 7.00 1,400 24,580,843
2012-01-12 2012-01-10 4 HOTT HOT TOPIC INC /CA/
Common Stock
P - Purchase 9,000 3,511,349 0.26 7.03 63,270 24,684,783
2012-01-12 2012-01-10 4 HOTT HOT TOPIC INC /CA/
Common Stock
P - Purchase 12,000 3,502,349 0.34 7.03 84,360 24,621,513
2012-01-12 2012-01-10 4 HOTT HOT TOPIC INC /CA/
Common Stock
P - Purchase 12,000 3,490,349 0.34 7.03 84,360 24,537,153
2012-01-09 2012-01-05 4 GLUU GLU MOBILE INC
Common Stock
P - Purchase X 7,584 193,930 4.07 3.00 22,752 581,790
2012-01-09 2012-01-05 4 GLUU GLU MOBILE INC
Common Stock
P - Purchase X 61,361 1,601,570 3.98 3.00 184,083 4,804,710
2012-01-03 2011-12-29 4 PXLW PIXELWORKS, INC
Common Stock
P - Purchase 376 240,269 0.16 2.34 879 561,821
2012-01-03 2011-12-29 4 PXLW PIXELWORKS, INC
Common Stock
P - Purchase 2,524 1,616,216 0.16 2.34 5,902 3,779,198
2011-12-29 2011-12-28 4 PXLW PIXELWORKS, INC
Common Stock
P - Purchase 713 239,893 0.30 2.30 1,639 551,538
2011-12-29 2011-12-28 4 PXLW PIXELWORKS, INC
Common Stock
P - Purchase 4,787 1,613,692 0.30 2.30 11,006 3,710,039
2011-12-29 2011-12-28 4 PXLW PIXELWORKS, INC
Common Stock
P - Purchase 8,461 239,180 3.67 2.35 19,883 562,073
2011-12-29 2011-12-28 4 PXLW PIXELWORKS, INC
Common Stock
P - Purchase 56,724 1,608,905 3.65 2.35 133,301 3,780,927
2011-12-29 2011-12-27 4 PXLW PIXELWORKS, INC
Common Stock
P - Purchase 5,200 829,700 0.63 2.35 12,220 1,949,795
2011-12-29 2011-12-27 4 PXLW PIXELWORKS, INC
Common Stock
P - Purchase 50,000 824,500 6.46 2.37 118,500 1,954,065
2011-12-19 2011-12-16 4 PXLW PIXELWORKS, INC
Common Stock
P - Purchase 200 774,500 0.03 2.18 436 1,688,410
2011-12-19 2011-12-15 4 PXLW PIXELWORKS, INC
Common Stock
P - Purchase 51,600 774,300 7.14 2.39 123,262 1,849,648
2011-12-19 2011-12-15 4 PXLW PIXELWORKS, INC
Common Stock
P - Purchase 108,300 722,700 17.63 2.40 259,508 1,731,734
2011-12-14 2011-12-14 4 PXLW PIXELWORKS, INC
Common Stock
P - Purchase 68,000 614,400 12.45 2.28 154,788 1,398,559
2011-12-14 2011-12-14 4 PXLW PIXELWORKS, INC
Common Stock
P - Purchase 50,000 546,400 10.07 2.26 113,250 1,237,596
2011-12-14 2011-12-13 4 PXLW PIXELWORKS, INC
Common Stock
P - Purchase 85,800 496,400 20.90 2.19 188,168 1,088,655
2011-12-14 2011-12-13 4 PXLW PIXELWORKS, INC
Common Stock
P - Purchase 200 410,600 0.05 2.20 440 903,320
2011-12-14 2011-12-13 4 PXLW PIXELWORKS, INC
Common Stock
P - Purchase 100,000 410,400 32.22 2.10 210,000 861,840
2011-12-14 2011-12-12 4 PXLW PIXELWORKS, INC
Common Stock
P - Purchase 3,200 310,400 1.04 1.95 6,229 604,256
2011-12-14 2011-12-12 4 PXLW PIXELWORKS, INC
Common Stock
P - Purchase 307,200 307,200 1.90 583,680 583,680
2011-12-14 3 PXLW PIXELWORKS, INC
Common Stock
1,552,181
2011-12-14 3 PXLW PIXELWORKS, INC
Common Stock
230,719
2011-12-14 3 PXLW PIXELWORKS, INC
Common Stock
614,400
2011-12-09 2011-12-07 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 1,349 304,858 0.44 1.66 2,239 506,064
2011-12-09 2011-12-07 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 9,051 1,894,204 0.48 1.66 15,025 3,144,379
2011-12-06 2011-12-06 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 2,907 303,509 0.97 1.65 4,797 500,790
2011-12-06 2011-12-06 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 19,493 1,885,153 1.04 1.65 32,163 3,110,502
2011-12-06 2011-12-05 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 532 300,602 0.18 1.64 872 492,987
2011-12-06 2011-12-05 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 3,568 1,865,660 0.19 1.64 5,852 3,059,682
2011-12-06 2011-12-02 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 4,906 300,070 1.66 1.63 7,997 489,114
2011-12-06 2011-12-02 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 32,894 1,862,092 1.80 1.63 53,617 3,035,210
2011-11-03 2011-11-03 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 3,594 295,164 1.23 1.54 5,535 454,553
2011-11-03 2011-11-03 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 24,206 1,829,198 1.34 1.54 37,277 2,816,965
2011-11-03 2011-11-02 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 20,750 698,189 3.06 1.55 32,162 1,082,193
2011-11-03 2011-11-02 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 1,293 291,570 0.45 1.50 1,940 437,355
2011-11-03 2011-11-02 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 48,132 290,277 19.88 1.55 74,605 449,929
2011-11-03 2011-11-02 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 8,707 1,804,992 0.48 1.50 13,060 2,707,488
2011-11-03 2011-11-02 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 324,118 1,796,285 22.02 1.55 502,383 2,784,242
2011-11-03 2011-11-01 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 23,056 677,439 3.52 1.48 34,167 1,003,897
2011-11-03 2011-11-01 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 8,241 242,145 3.52 1.48 12,212 358,835
2011-11-03 2011-11-01 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 50,103 1,472,167 3.52 1.48 74,248 2,181,604
2011-08-09 2011-08-08 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 2,880 233,904 1.25 1.77 5,098 414,010
2011-08-09 2011-08-08 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 19,620 1,422,064 1.40 1.77 34,727 2,517,053
2011-08-09 2011-08-05 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 4,044 231,024 1.78 1.84 7,441 425,084
2011-08-09 2011-08-05 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 27,556 1,402,444 2.00 1.84 50,703 2,580,497
2011-08-04 2011-08-04 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 7,500 226,980 3.42 1.90 14,250 431,262
2011-08-04 2011-08-04 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 51,100 1,374,888 3.86 1.90 97,090 2,612,287
2011-08-04 2011-08-03 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 5,606 219,480 2.62 1.89 10,595 414,817
2011-08-04 2011-08-03 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 38,194 1,323,788 2.97 1.89 72,187 2,501,959
2011-08-04 2011-08-02 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 5,427 213,874 2.60 1.98 10,745 423,471
2011-08-04 2011-08-02 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 36,973 1,285,594 2.96 1.98 73,207 2,545,476
2011-08-01 2011-07-29 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 1,202 208,447 0.58 1.91 2,296 398,134
2011-08-01 2011-07-29 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 8,198 1,248,621 0.66 1.91 15,658 2,384,866
2011-08-01 2011-07-28 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 20,220 207,245 10.81 1.94 39,227 402,055
2011-08-01 2011-07-28 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 137,880 1,240,423 12.51 1.94 267,487 2,406,421
2011-07-28 2011-07-27 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 6,395 187,025 3.54 1.94 12,406 362,828
2011-07-28 2011-07-27 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 43,605 1,102,543 4.12 1.94 84,594 2,138,933
2011-07-28 2011-07-26 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 677 180,630 0.38 1.95 1,320 352,228
2011-07-28 2011-07-26 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 4,623 1,058,938 0.44 1.95 9,015 2,064,929
2011-07-13 2011-07-12 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 7,700 2,062,050 0.37 1.91 14,707 3,938,516
2011-07-13 2011-07-11 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 12,000 2,054,350 0.59 1.91 22,920 3,923,808
2011-06-21 2011-06-17 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 44,000 654,383 7.21 1.77 77,880 1,158,258
2011-06-21 2011-06-17 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 20,374 179,953 12.77 1.79 36,469 322,116
2011-06-21 2011-06-17 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 53,000 159,579 49.73 1.77 93,810 282,455
2011-06-21 2011-06-17 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 138,926 1,054,315 15.18 1.79 248,678 1,887,224
2011-06-21 2011-06-17 4 NAVR NAVARRE CORP /MN/
Common Stock
P - Purchase 53,000 915,389 6.15 1.77 93,810 1,620,239
2011-03-02 2011-03-02 4 GLUU GLU MOBILE INC
Common Stock
S - Sale -4,180 325,820 -1.27 4.25 -17,765 1,384,735
2011-03-02 2011-03-02 4 GLUU GLU MOBILE INC
Common Stock
S - Sale -97,977 330,000 -22.89 4.34 -425,220 1,432,200
2011-03-02 2011-03-02 4 GLUU GLU MOBILE INC
Common Stock
S - Sale -33,820 2,636,180 -1.27 4.25 -143,735 11,203,765
2011-03-02 2011-03-02 4 GLUU GLU MOBILE INC
Common Stock
S - Sale -792,721 2,670,000 -22.89 4.34 -3,440,409 11,587,800
2011-03-02 2011-03-01 4 GLUU GLU MOBILE INC
Common Stock
S - Sale -69,443 427,977 -13.96 4.36 -302,771 1,865,980
2011-03-02 2011-03-01 4 GLUU GLU MOBILE INC
Common Stock
S - Sale -561,857 3,462,721 -13.96 4.36 -2,449,697 15,097,464
2011-03-02 2011-02-28 4 GLUU GLU MOBILE INC
Common Stock
S - Sale -122,781 497,420 -19.80 4.72 -579,526 2,347,822
2011-03-02 2011-02-28 4 GLUU GLU MOBILE INC
Common Stock
S - Sale -993,419 4,024,578 -19.80 4.72 -4,688,938 18,996,008
2010-11-18 3 NAVR NAVARRE CORP /MN/
Common Stock
862,389
2010-11-18 3 NAVR NAVARRE CORP /MN/
Common Stock
106,579
2010-11-18 3 NAVR NAVARRE CORP /MN/
Common Stock
610,383
2010-11-18 3 NAVR NAVARRE CORP /MN/
Common Stock
2,042,350
2010-10-05 3 HOTT HOT TOPIC INC /CA/
Common Stock
2,385,949
P
非衍生或衍生证券的公开市场或私下买入
S
非衍生或衍生证券的公开市场或私下卖出
A
公司向内部人员授予、奖励或以其他方式获取证券(例如股票期权)
C
衍生工具转换
D
将证券卖出或转让回公司
F
使用从公司收到的证券的一部分来支付行使价或税务负担。
G
内部人士赠送或接收他人赠送公司股票
K
股权掉期和类似的避险交易
M
行使或转换从公司获得的衍生证券(例如期权)
V
内部人士通过Form 4自愿报告的一笔交易
J
其他(附有交易描述的脚注)